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CLINICAL REVIEW

David W. Eisele, MD, Section Editor

ELECTROPHYSIOLOGIC FACIAL NERVE MONITORING


DURING PAROTIDECTOMY
David W. Eisele, MD, Steven J. Wang, MD, Lisa A. Orloff, MD

Division of Head and Neck and Endocrine Surgery, Department of Otolaryngology–Head and Neck Surgery,
University of California, San Francisco, San Francisco, California. E-mail: deisele@ohns.ucsf.edu

Accepted 12 May 2009


Published online 11 August 2009 in Wiley InterScience (www.interscience.wiley.com). DOI: 10.1002/hed.21190

Abstract: Facial nerve monitoring is an adjunctive method


surgery, inflammation, and reoperation. Facial
available to a surgeon during parotid surgery to assist with the nerve injury mechanisms during parotidectomy
functional preservation of the facial nerve. This review include nerve division, stretch, compression, lig-
describes the goals, applications, technique, and benefits of ature entrapment, thermal and electrical inju-
electrophysiologic facial nerve monitoring during parotid sur- ries, and ischemia. The surgeon has control over
gery. A review and analysis of the relevant medical literature
related to electrophysiologic facial nerve monitoring during pa-
most of these mechanisms of facial nerve injury,
rotid surgery are included. V C 2009 Wiley Periodicals, Inc. and proper, safe surgical technique is para-
Head Neck 32: 399–405, 2010 mount for facial nerve preservation.
Nerve monitoring is an adjunctive method
Keywords: parotidectomy; facial nerve; nerve monitoring
that a surgeon can choose to use during surgery
to assist with the functional preservation of a
Facial nerve injury is a feared complication of
motor nerve or nerves. Facial nerve monitoring
parotidectomy. Facial nerve paralysis can cause
is widely used in otologic, neurotologic, and
cosmetic and functional morbidity, ocular com-
skull base surgery. Improvement in the func-
plications, diminished quality of life, and medi-
tional preservation of the facial nerve with
cal malpractice litigation.1,2 Temporary facial
facial nerve monitoring in acoustic neuroma
nerve dysfunction occurs in 20% to 40% of surgery and its cost-effectiveness in otologic
patients undergoing parotidectomy, whereas surgery have been demonstrated.11–13
permanent facial nerve dysfunction is uncom- Another application of facial nerve monitor-
mon and occurs in 0% to 4% of patients.3–10 ing is during parotid surgery, due to the inti-
There are numerous factors that may influ- mate relationship of the facial nerve and the
ence facial nerve injury during parotidectomy, parotid gland. The purpose of this report was to
including tumor size, type, location, extent of describe the goals, applications, technique, and
benefits of electrophysiologic facial nerve
Correspondence to: D. W. Eisele monitoring during parotidectomy. A review of
V
C 2009 Wiley Periodicals, Inc. the relevant medical literature related to

Electrophysiologic Facial Nerve Monitoring HEAD & NECK—DOI 10.1002/hed March 2010 399
electrophysiologic facial nerve monitoring dur- nerve monitoring, because this device requires
ing parotidectomy is included. minimal user input during surgery. The Neuro-
sign 400 is a 4-channel device manufactured in
Europe, where it is the most popular nerve mon-
GOALS OF FACIAL NERVE MONITORING
itoring system used. The Viking II is another
multichannel system that features a switchable
The goals of facial nerve monitoring during pa- amplifier and is often used in operative settings
rotidectomy are the same as those during oto- where nerve monitoring is being performed by a
logic and neurotologic surgery and include early neurophysiologist.
facial nerve identification, warning to the sur- Electrophysiologic monitoring is generally
geon of unexpected facial nerve stimulation, the preferred method of facial nerve monitoring
mapping of the course of the nerve, reduction of because it is more sensitive and specific than
mechanical trauma to the nerve, and evaluation visual monitoring of facial movements. The
and prognosis of nerve function at the conclu- degree of facial muscle activity detected is also
sion of the procedure.14 quantifiable. An adjustable pulsed stimulator
Recent studies have demonstrated that the allows for electrically evoked EMGs. With facial
majority of otolaryngologists/head and neck sur- nerve stimulation, either related to surgical
geons in the United States and in the United manipulation or from electrical stimulation of
Kingdom use nerve monitoring during parotid the nerve, an immediate EMG response is visi-
surgery.15–17 U.S. surgeons are more likely to ble, with a characteristic waveform and ampli-
use nerve monitoring during parotidectomy if tude. In addition, the response is immediately
they have used nerve monitoring during their audible and its volume correlates directly with
surgical training and if they frequently perform its EMG amplitude.
parotid surgery.15 In addition, U.S. surgeons
who use facial nerve monitoring in their prac- Technique. For electrophysiologic monitoring of
tice are less likely to have a history of a parotid the facial nerve, neuromuscular blockade should
surgery–related lawsuit.15 be avoided.18 Needle electrodes are placed in
optimal locations to record activity from the fa-
Facial Nerve Monitoring Methods. Several meth- cial muscles, typically in the 4 areas innervated
ods of facial nerve monitoring during parotidec- by the facial nerve: frontal, zygomatic, buccal,
tomy exist. One approach is to visually monitor and marginal mandibular.19 Ground and stimu-
for facial movements during surgery. With this lator anode electrodes are also placed. A stimu-
method, an assistant alerts the surgeon to facial lation probe is included on the sterile operative
movements that are evoked electrically with a field. All electrode wires are connected to an
nerve stimulator or evoked mechanically during interface circuit box. Stimulus intensity, dura-
surgical dissection. tion, rate, and event threshold are set. Typical
Electrophysiological monitoring is another, parameters used at our institution are: stimulus
more sophisticated method of facial nerve moni- intensity, 0.5 mA; duration, 100 microseconds;
toring. With this approach, facial muscle electro- rate 4 bursts/s; and event threshold, 100
myographic (EMG) activity is monitored by an microvolts.
electrophysiologist or by the surgical team dur-
ing surgery. Several electrophysiologic nerve Event Interpretation and Caveats. Intraopera-
monitoring systems are commercially available, tively, the surgeon or the neurophysiologist per-
including the NIM-Response 2.0 Nerve Integrity forming the monitoring must differentiate true
Monitor (NIM-2; Medtronic Xomed, Jackson- EMG events from artifacts such as those that
ville, FL), the Neurosign 400 (Magstim Co., Ltd, occur from contact between surgical instruments
Whitland, South West Wales, UK), and the Vi- in the operative field. EMG waveform character-
king II–EMG System (Nicolet Biomedical, Madi- istics, EMG amplitude, and the surgical context
son, WI). These multichannel systems of the event aid in this differentiation. A false-
continuously track facial muscle activity during positive event should be excluded because this
surgery and have a built-in pulse generator for may give the surgeon a false sense of insecurity.
electrically evoked EMG responses. The NIM- It must be emphasized that the absence of
Response 2.0 is popular in the United States, an electrically evoked response does not exclude
particularly for surgeons who perform their own the possibility that the stimulated tissue is the

400 Electrophysiologic Facial Nerve Monitoring HEAD & NECK—DOI 10.1002/hed March 2010
facial nerve. In this situation, proper system determination that may be difficult visually. In
operating function must be confirmed. A false- addition, electrical stimulation can differentiate
negative event may give the surgeon a false the facial nerve from a sensory nerve. Mechani-
sense of security. The surgeon must exercise cally evoked responses during surgical dissec-
proper judgment in event interpretation, and tion can alert the surgeon to the proximity of
anatomic information should always trump the facial nerve. In addition, mechanically
physiologic information. evoked responses can provide immediate feed-
Electrosurgical units and other electrical back to the surgeon regarding the extent of
equipment can create an electrical artifact that nerve manipulation. Accordingly, this informa-
interferes with facial muscle response recording. tion may prompt the surgeon to adjust surgical
Thus, the use of electrosurgical dissection can manipulation of the nerve or tissues near the
create a gap in continuous facial nerve monitor- nerve.
ing, and this limitation should be considered. The factors that may reduce facial nerve
injury with facial nerve monitoring during pa-
Benefits. The potential benefits of electrophy- rotidectomy are multiple. These include: (1) an
siologic facial nerve monitoring during paroti- improved ability to identify the facial nerve with
dectomy are numerous. When facial nerve less trauma; (2) improved ability to differentiate
monitoring is planned for a given case, the sur- the facial nerve from other tissue; additionally,
geon can explain its use and benefits to the (3) the surgeon is alerted to potentially injurious
patient. This information reinforces the fact manipulation of the facial nerve and uses this
that the surgeon will use all means available to information to modify the surgical technique to
preserve and protect the facial nerve—this can minimize nerve trauma; and (4) the surgeon is
be greatly reassuring to a patient. alerted to facial nerve proximity when the nerve
The stimulation probe is useful in assisting is not anticipated.
the surgeon to identify the main trunk of the fa- Spontaneous EMG activity of the facial
cial nerve when nerve localization is difficult, to muscles will typically increase as the depth of
identify a peripheral nerve branch during retro- anesthesia diminishes. This information may be
grade facial nerve dissection, and to distinguish useful for adjustment of the depth of anesthesia.
facial nerve from sensory nerve or non-nerve tis- After partial or complete facial nerve dissec-
sue during parotid dissection. After surgical dis- tion, electrically evoked responses allow the sur-
section of the facial nerve, electrical stimulation geon to assess the functional integrity of the
of the nerve with the probe is recommended to nerve which aids in the prediction of postopera-
allow assessment of the functional integrity of tive facial function. Normal response thresholds
the nerve and to aid in prediction of postopera- typically predict normal facial function. Ele-
tive facial nerve function. vated response thresholds may predict facial pa-
Electrical stimulation can assist the surgeon resis of variable degree postoperatively. This
in facial nerve identification in cases in which information can be beneficial in patient counsel-
nerve localization is difficult, despite the use of ing postoperatively. Absent response thresholds
standard anatomic landmarks for nerve visual- indicate either temporary or permanent loss of
ization. Such instances may include anatomic nerve integrity. The absence of responses should
distortion attributed to tumor or scarring from prompt the surgeon to carefully examine the
prior surgery. Electrical confirmation of the nerve for a correctable or repairable lesion.
identity of the facial nerve can reassure the sur-
geon and improve surgical confidence. Applications. Applications of facial nerve moni-
Electrical stimulation may also assist in the toring during parotidectomy include instances
identification of peripheral facial nerve branches in which facial nerve identification, dissection,
as is performed during retrograde facial nerve and preservation are potentially difficult. Such
dissection.20,21 In addition, the topographical situations include reoperation, prior radiation
identity of facial nerve branches can be deter- therapy, malignant neoplasm, large or deep lobe
mined. This may be beneficial in cases of altered neoplasm with anatomic distortion, chronic par-
nerve location due to tumor or for expediting otitis, and minimally invasive surgical proce-
dissection in partial parotidectomy. dures, such as intraparotid sentinel lymph node
Electrical stimulation allows the surgeon to biopsy. Similar to its role during parotidectomy,
differentiate nerve from non-nerve tissue, a facial nerve monitoring during sentinel lymph

Electrophysiologic Facial Nerve Monitoring HEAD & NECK—DOI 10.1002/hed March 2010 401
node biopsy is useful to confirm the identity of Nerve electrodes can result in infection,
peripheral facial nerve branches and to provide bleeding, or injury to adjacent structures. These
warning to the surgeon, through mechanically complications are rare with sterile technique
evoked responses, when dissection is occurring and proper needle electrode placement. Needle
in close proximity to a facial nerve branch. electrodes are a potential source of injury to the
Some surgeons routinely use facial nerve surgical team during both placement and
monitoring for all parotid surgery. Benefits of removal.
routine use of facial nerve monitoring include Haenggeli et al23 reported 3 cases of facial
its intraoperative availability if an unantici- burns related to a technical deficit in a nerve
pated need for its use arises. Routine use monitoring device. Their report emphasizes the
ensures surgeon familiarity with the nerve mon- importance of using approved and properly func-
itoring system and facility with methods of trou- tioning nerve monitoring equipment for this
bleshooting the system. After an initial learning application.
curve, the surgeon can properly interpret vari-
ous signals and differentiate artifact from true Prior Reports of Electrophysiologic Facial Nerve
events. Routine use of nerve monitoring may Monitoring for Parotidectomy. There have been
also result in a reduction in operative time. multiple reports in the medical literature
Surgeons may not use facial nerve monitoring regarding intraoperative facial nerve monitoring
during parotid surgery for a variety of reasons. during parotidectomy. Early reports were
These include the expense of the monitoring largely descriptive of the application of facial
equipment and the cost of monitoring personnel, nerve monitoring in parotid surgery and of the
if used. Some surgeons lack training or experi- methodology.24–27 Subsequent reports have been
ence with nerve monitoring. The additional time retrospective or prospective case series with
to set up the monitoring equipment, although case controls or historical controls. In this sec-
minimal, may also be a factor that influences the tion, these studies will be summarized.
decision to avoid its use. Cillero Ruiz et al28 reported their experience
Expert surgeons may find no benefit to the with facial nerve monitoring in 35 patients using
use of monitoring in either the performance of the NIM-2 system. In this retrospective case se-
parotid surgery or in reducing their extremely ries, 2 patients (5.7%) experienced some degree
low rates of permanent facial paralysis. The lat- of persistent facial paresis. The authors found no
ter point guides some surgeons, who may correlation between intraoperative responses
believe that present evidence shows no benefit and early postoperative functional results.
to the use of facial nerve monitoring in the Olsen and Daube29 described their results
reduction of rates of facial paralysis in paroti- with continuous intraoperative facial nerve mon-
dectomy. The literature that addresses both this itoring as an aid to reoperation for recurrent
issue and other aspects of facial nerve monitor- pleomorphic adenoma of the parotid. EMG staff
ing is reviewed below. performed the monitoring and event interpreta-
tion. Seven patients were reported in this retro-
Complications of Facial Nerve Monitoring. Elec- spective case series. Five of the 7 patients (71%)
trophysiologic facial nerve monitoring is safe. had normal postoperative facial function, and 2
Because electrically evoked facial nerve of the 7 patients had altered facial function
responses during electrophysiologic facial nerve related to deliberate sacrifice of facial nerve
monitoring are obtained using a pulsed nerve branches intraoperatively. There was no instance
stimulator, facial nerve injury arising from over- of inadvertent traumatic facial nerve loss.
stimulation that theoretically may occur from Wolf et al30 used facial nerve monitoring in
prolonged stimulation with a battery-powered 35 consecutive patients with benign parotid neo-
direct current nerve stimulator is unlikely.22 plasms and in 4 patients with recurrent benign
Complications of facial nerve monitoring are tumors. Twenty-four similar patients served as
uncommon. A potential complication is surgeon controls in this retrospective case series. The
reliance on a false-negative response with subse- authors noted not only a reduction in operative
quent nerve division. Surgical judgment and time but also a better facial functional outcome
anatomic information should always supersede in the monitored group. No patient who had
adjunctive information provided with nerve reoperation for recurrent tumor had permanent
monitoring. facial paralysis.

402 Electrophysiologic Facial Nerve Monitoring HEAD & NECK—DOI 10.1002/hed March 2010
Terrell et al31 reported the largest retrospec- ing the integrity of the facial nerve. No postop-
tive case control series of facial nerve monitor- erative nerve injury was detected clinically.
ing during parotidectomy to date. Monitoring Makeieff and colleagues37 reported a retro-
was performed by audiologists. Of the 56 spective case control study of 32 patients with
patients who had nerve monitoring, 44% had recurrent pleomorphic adenoma. Fourteen
temporary facial paralysis, whereas 62% of the patients had surgeon facial nerve monitoring
61 nonmonitored patients had temporary facial and 18 patients were unmonitored. The authors
paralysis. This difference was statistically sig- found a statistically significant lower distribu-
nificant (p ¼ .03). There was no statistical dif- tion of the House–Brackmann grade of facial pa-
ference, however, in the incidence of permanent resis with the monitored group compared with
facial paralysis between the 2 groups. In addi- the unmonitored group (p ¼ .011). One case of
tion, there was no difference in operative times complete facial palsy (5.6%) occurred in the
between the 2 groups. unmonitored patients, but none was noted in
Witt32 reported a retrospective case control the monitored group. In addition, there was a
series of 53 audiologist-monitored patients who close correlation between the duration of facial
underwent lateral parotidectomy for mobile, su- nerve recovery and severity of the initial facial
perficial lobe parotid masses. Of the 20 moni- paresis; that is, the monitored patients had a
tored patients, 4 patients (20%) had temporary shorter duration of postoperative facial paresis.
facial paresis, whereas 9 patients (15%) of the Also, the mean surgery time was shorter in the
33 unmonitored patients had temporary facial monitored group (204 minutes) than in the
weakness. There was no statistical difference unmonitored group (321 minutes) (p ¼ .001).
between these 2 rates. No patient had a perma- Meier et al38 reported a retrospective case se-
nent facial nerve injury in this series. ries of 37 patients undergoing facial nerve moni-
Dulguerov and colleagues33 analyzed 70 pa- toring for various types of parotidectomy. With
rotidectomy patients in a prospective case series their method, a dedicated neurophysiologist
with historical controls. This group of surgeons recorded neurotonic discharges intraoperatively,
performed their own nerve monitoring. Tempo- and these data were blindly analyzed postopera-
rary facial paralysis occurred in 27% of patients, tively by a neurologist and neurophysiologist
and 4% had permanent facial paralysis. The and correlated with postoperative facial func-
authors concluded that these results compared tion. The presence or absence of electrical dis-
favorably with historical controls. charges did not correlate with facial nerve
Brennan et al34 also reported a prospective function. Only 16% of patients had an abnormal
case series of 44 patients with historical con- EMG intraoperatively, yet 65% of patients had
trols. Cases were surgeon-monitored. Temporary facial weakness postoperatively.
facial paresis occurred in 16% of patients. There Wang et al39 reported 22 patients with be-
were no instances of permanent facial paralysis. nign parotid neoplasms in a retrospective case
One patient was noted to have a stimulation series. Each patient had facial nerve monitoring
threshold of >0.5 mA. This was the sole during parotidectomy, and none experienced fa-
instance in which complete facial paresis cial nerve paresis.
occurred. This elevated threshold therefore pre-
dicted total facial paresis postoperatively. Prior Study Analysis. The available literature on
Lopez et al35 used facial nerve monitoring in facial nerve monitoring during parotidectomy is
25 patients during parotidectomy. Twenty-seven limited. The 12 studies summarized in the pre-
patients served as case controls in this retro- ceding section are generally of small sample
spective study. These authors found that the size. The number of patients reported in these
monitored patients had a statistically significant studies ranged from 7 to 117, with a mean of 46.
lower incidence of temporary facial paresis (36% In addition, these reports are generally retro-
vs 70%, p ¼.013) and permanent facial paralysis spective case series with or without controls.
(4% vs 30%, p ¼ .025). Furthermore, these studies lack randomization.
Doikov et al36 reported a retrospective analy- Only 2 of the 12 studies were prospective33,34;
sis of 15 patients who underwent parotidectomy therefore, the level of evidence for these studies
with facial nerve monitoring using the Neuro- is low.
sign 100 monitor. In all cases, monitoring was Additional limitations of the literature on
successful in locating, identifying, and evaluat- this subject include case heterogeneity (tumor

Electrophysiologic Facial Nerve Monitoring HEAD & NECK—DOI 10.1002/hed March 2010 403
types, extent of surgery, patient-related factors, tomy. Due to the size of such a study that would
reoperation, etc) and lack of monitoring stand- be necessary to have sufficient statistical power
ardization (equipment type, number of muscle to address this issue, a multi-institutional coop-
groups monitored, and monitor credentials). In erative study is likely to be needed. In the in-
addition, the studies varied in terms of the fa- terim, facial nerve monitoring will continue to
cial nerve grading method that was performed. be used by parotid surgeons who feel that they
and their patients benefit from the anatomic,
Conclusions from the Literature. Two case–con- diagnostic, and prognostic information that
trol studies, Terrell et al31 and Lopez et al,35 dem- facial nerve monitoring provides.
onstrated a statistically significant reduction in
temporary facial paralysis with facial nerve mon-
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Electrophysiologic Facial Nerve Monitoring HEAD & NECK—DOI 10.1002/hed March 2010 405

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