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ScienceDirect
Solar Energy 133 (2016) 35–43
www.elsevier.com/locate/solener
Received 13 August 2015; received in revised form 2 March 2016; accepted 21 March 2016
Available online 18 April 2016
Abstract
Modeling and simulation of photovoltaic systems, further than aiding on the project design phase, can be used to emulate the system
performance in real time, therefore helping to identify any malfunction that may occur. Among the available performance models for
photovoltaic systems, the single diode model is preferred by many authors, since it combines relative simplicity and accuracy. Previous
works reported that this model has some limitations on describing the photovoltaic system I–V curves under low irradiances, indicating
that the variation of the shunt resistance parameter with the irradiance level can be adopted to minimize this drawback. This paper aims
to study the shunt resistance dependence on the irradiance level in order to evaluate some of the usual expressions proposed on the
literature. A large area pulsed solar simulator model PASAN SunSim 3C was used to acquire the I–V characteristics of several
photovoltaic modules of different brands and technologies under 20 distinct irradiance levels ranging from 75 W/m2 to 1000 W/m2.
The shunt resistance parameter was calculated as the inverse slope of the I–V curve in the short circuit region, and fitting equations were
derived for each photovoltaic technology. The results in general agreed with previous published works, showing the tendency of an
increase of the shunt resistance on lower irradiance levels. Some empirical models tested did not present satisfactory accuracy to
reproduce the experimental data. Although simpler, an inverse dependence of the shunt resistance on the irradiance using the measured
value at STC as a reference was seen to describe adequately the experimental data. A preliminary study showed that the inclusion of this
dependence on the single-diode model indeed increases the model accuracy, reducing the average error on the performed tests by more
than half comparing to the original model.
Ó 2016 Elsevier Ltd. All rights reserved.
1. Introduction
http://dx.doi.org/10.1016/j.solener.2016.03.047
0038-092X/Ó 2016 Elsevier Ltd. All rights reserved.
36 C.S. Ruschel et al. / Solar Energy 133 (2016) 35–43
avoid this problem is not a reasonable alternative either, qV
I ¼ I ph I 0 exp 1 ð2Þ
since it may lead to a false conclusion that the system is N s mkT
not economically viable. The use of simulation as a tool
to supervise photovoltaic systems can be of major assis- However, this ideal photovoltaic module equation has
tance, since it may indicate when a device is not working little practical use, since photovoltaic modules with such
correctly by comparing the actual operating conditions characteristics are impossible to build. For a better descrip-
with the simulated ones. Evidently, an adequate accuracy tion of the I–V characteristic of PV modules, a series
is required on these cases; otherwise it would not be possible resistance (Rs) is included. This component represents the
to properly identify a system malfunction. resistance of the materials which compose the module
The characteristic I–V curve, and therefore the power and causes a reduction on the power converted by this
produced by a photovoltaic system, is highly dependent device, and the resulting current I is then described by
on the environmental conditions, namely the temperature Eq. (3).
and the solar irradiance. Several models are available to qðV þ IRs Þ
forecast the operation of photovoltaic systems. However, I ¼ I ph I 0 exp 1 ð3Þ
N s mkT
on the definition of the parameters for many models a
problem arises: the data provided by the manufacturer In addition to the parameters of the ideal cell, the series
datasheet usually contains only information at standard resistance Rs must also be determined, increasing the
test conditions (STC), or at best also for the NOCT number of unknown parameters to four. This model is
(nominal operating cell temperature). So, the knowledge known as the four-parameter model, and has been used for
of the dependence of the I–V curve parameters on the several authors such as Xiao et al. (2004) and Chenni et al.
environmental conditions is necessary in order to establish (2007), describing the behavior of PV devices adequately
a model valid for every condition. for irradiance level of 1000 W/m2 under different tempera-
Among the alternatives for representing the electrical tures. On other studies though, this method was shown to
characteristics of photovoltaic modules, the single diode present a poor performance under certain conditions. Celik
five-parameter model is one of the most commonly used. and Acikgoz (2007) exhibit a comparison between measured
Despite combining relative simplicity and accuracy, data for a sequence of five days, with two numerical
previous works have shown that as a drawback this model simulations, one using the four-parameter model and
tends to fail on the description of I–V curves on lower another with a five-parameter model. The four-parameter
irradiance conditions (Ishaque et al., 2011). The variation model was shown inadequate to describe the PV system
of the shunt resistance parameter with the irradiance can under some of the reported environmental conditions, with
be adopted to minimize this limitation. The aim of this the five-parameter model presenting a better agreement.
paper is to study the behavior of the shunt resistance with The main difference between the two aforementioned
the irradiance level for several photovoltaic modules, in models is the inclusion of the so-called shunt resistance
order to check the validity of some usual expressions and (Rsh), which is connected in parallel with the diode. The
propose viable alternatives based on experimental data. complete circuit for the five-parameter model is presented
on Fig. 1.
2. Photovoltaic devices modeling The current I is therefore given by Eq. (4).
qðV þ IRs Þ V þ IRs
An ideal solar cell can be described, from the basic I ¼ I ph I 0 exp 1 ð4Þ
N s mkT Rsh
theory of semiconductors, as a current source in parallel
with a diode. Representing the diode current with the The shunt resistance accounts for alternative paths for
expression proposed by Shockley (1950), the characteristic the free carriers produced by the solar radiation. A high
I–V curve of the ideal solar cell is given by Eq. (1). shunt resistance means that the vast majority of these
carriers generate power, whereas a low resistance indicates
qV cell large losses, affecting mainly the slope of the I–V curve on
I ¼ I ph;cell I 0;cell exp 1 ð1Þ
mkT the proximity of the short circuit region. Breitenstein et al.
(2004) attempts to reach a better understanding of the
where Iph is the photogenerated current by the cell, I0 the
reverse saturation or leakage current, q is the electron
charge, V the applied voltage on the cell terminals, m the
diode ideality factor, k the Boltzmann constant and T the
absolute cell temperature.
Photovoltaic modules are assembled by connecting sev-
eral cells in series. When representing a module, Eq. (1) is
modified by adding one term representing the number of
cells in series, Ns, and by replacing the cell parameters by
the module ones, leading to Eq. (2). Fig. 1. Five-parameter model circuit.
C.S. Ruschel et al. / Solar Energy 133 (2016) 35–43 37
nature of this shunt current by applying lock-in thermogra- although using the double diode model. This parameter
phy to investigate and classify different kinds of shunts. was also studied for photovoltaic modules exposed to
The author states that the majority of the shunts are sunlight over the course of the day, and again the tendency
process-induced, such as edge shunts, cracks, holes, was of an increase of shunt resistance with the decrease of
scratches or aluminum particles, rather than material- irradiance levels.
induced shunts, these including crystal defects or inversion Some recent models propose to consider these variations
layers due to SiC inclusions. on the shunt resistance with the irradiance. De Soto et al.
Although a more precise model for considering the (2006) propose an inverse behavior of Rsh with respect to
shunt resistance, the five-parameter model still has some the irradiance (G), described by Eq. (6), following observa-
limitations, being reported to be less precise under low tion based on experiments performed on the United States
irradiance conditions, especially on the vicinity of the open National Institute of Standards and Technologies and on
circuit voltage (Ishaque et al., 2011). For that reason, an inference exposed by Schroeder (1998). However, the
double-diode models are frequently used, but these have latter only guarantees this approach as valid for very low
the drawback of requiring the determination of additional irradiance levels.
parameters, raising the complexity of the problem. There-
Gref
fore, an interesting approach to the problem is to improve Rsh ¼ Rsh;ref ð6Þ
the single-diode model by studying the behavior of the G
parameters under different conditions and then adding
Other authors, such as Dongue et al. (2012) and Ma
adjustment equations for some of these parameters
et al. (2014) followed on the consideration of a variable
appropriately.
Rsh with the irradiance, describing it also with Eq. (6). A
study performed by Sandia National Laboratories (2015)
3. Dependence of the parameters on irradiance and presents a comparison between the shunt resistance pre-
temperature dicted with Eq. (6) and the one extracted from I–V curves
of several irradiance levels for a monocrystalline silicon
According to the traditional approach for the five- module. Although following the same tendency of increas-
parameter model, the photocurrent Iph depends on the irra- ing Rsh for lower irradiances, the experimental data does
diance, I0 is affected by the temperature of the cell and m, not match very closely the expected behavior for the tested
Rs and Rsh are constant. (Ciulla et al., 2014). The photo- PV module.
current is known to vary linearly with the irradiance and Lo Brano et al. (2010) present a model with additional
the reverse saturation is frequently considered to change parameters, which requires the measurement of the I–V
with temperature following Eq. (5) (Townsend, 1989): curve in different irradiance and temperature levels to be
qeg obtained. Despite not explicitly defining an equation relat-
I 0 ðT Þ ¼ DT 3 eAkT ð5Þ ing Rsh and G, this model results on an inverse dependence
of this resistance with the variation of G, similarly to the
where D is the diode diffusion factor, approximately con-
De Soto et al. (2006) model.
stant, T the absolute cell temperature, A = cNs (for ideal
Another procedure is suggested by the commercial soft-
cells c is equal to 1) and eg the material energy band gap,
ware PVsyst. This software is a well-known tool for design
which is 1.12 eV for Silicon.
and simulation of photovoltaic systems, which describes
Some studies, such as De Soto (2004) suggest that the
the PV panel using the five parameter model presented
series resistance has a dependence on the irradiance,
on Eq. (4). The shunt resistance is calculated by taking
decreasing its value for lower irradiance levels, and even
the virtual Maximum Power Point conductance (IscImp)/
assuming negative values for some of the operating condi-
Vmp, corresponding to the absolute minimum value of
tions. As a matter of fact, earlier works also indicate nega-
Rsh, and taking a given fraction of this quantity (PVsyst
tive values for the series resistance on the five-parameter
SA, 2012). The model also includes an option to vary the
model on low irradiance conditions (Chan et al., 1986).
value of the shunt resistance with the irradiance, according
Nevertheless, most authors do not consider these varia-
to the exponential presented on Eq. (7).
tions relevant, treating Rs as independent of the incident
irradiance and temperature and obtaining sufficient preci- Rsh ¼ Rsh;ref þ Rsh ð0Þ Rsh;ref :e5:5G=Gref ð7Þ
sion (de Blas et al., 2002; De Soto et al., 2006).
Previous works have also observed a dependence of the The constant Rsh(0) is suggested to assume the value of
shunt resistance on the irradiance. Bätzner et al. (2001) 12 times Rsh for amorphous silicon modules, and 4 times
measured the five characteristic parameters for three solar Rsh for crystalline silicon panels. However, it is stated that
cells from different technologies with irradiance ranging this equation is the result of few measurements, and there-
from 0.1 W/m2 to 1000 W/m2 and verified an increase of fore the software does not use it as default, leaving as an
the shunt resistance for lower irradiance levels in all cases. option for the user.
Eikelboom and Reinders (1997) also tested a cell under Following these studies, several photovoltaic modules
different irradiance levels and reached similar results, of different brands and technologies were tested under
38 C.S. Ruschel et al. / Solar Energy 133 (2016) 35–43
related to the Rsh determination. In order to calculate this its higher value being nearly 7 times larger than the
expanded uncertainty, repeatability tests were conducted reference value at STC. By contrast, the Tandem module
by measuring the I–V curve of a multicrystalline PV displayed a variation of 40 times between the reference
module 26 times consecutively. value and the lowest measured irradiance. The Cadmium
Assuming that the measurement noise is constant, it is Telluride module increased about 9 times its shunt resis-
reasonable to conjecture that their influence on a smaller tance decreasing the radiation from 1000 W/m2 to
current measurement is more pronounced, and therefore 100 W/m2, and at 75 W/m2 the obtained value for this
the uncertainty would be larger at lower irradiances. The parameter was 76 times larger than the reference one.
repeatability test was performed for two levels of The correlation coefficient, R2, for the fitting equations
irradiance: 1000 W/m2 and 100 W/m2. The expanded was calculated, with its value being in general larger for
uncertainty for the Rsh value was determined by multiply- the groups with less measured modules. The amorphous
ing the standard deviation of the Rsh measurements by a silicon technology, from which only one module was
coverage factor k = 2.105, the coefficient t of Student for measured, presented the largest correlation coefficient.
a confidence interval of 95%. The relative expanded uncer- The Cadmium Telluride technology, although also a
tainty was determined dividing the expanded uncertainty single-module group, presented a relatively low correlation
by the mean value of Rsh, which resulted in ±4.8% for coefficient, meaning that the fitting equation does not
the 1000 W/m2 irradiance level and ±7.7% at 100 W/m2, represent precisely the measured points. As for the groups
confirming an increase in the uncertainty of Rsh for lower with several measured modules, namely the monocrys-
irradiances. talline and multicrystalline technologies, it was noted a
large dispersion on the shunt resistance behavior with the
6. Results and discussion irradiance. Moreover, it was perceived that even panels
from the same manufacturer and belonging to the same
In order to better analyze the behavior of the photo- model exhibited fairly different behaviors in some cases.
voltaic modules, the measured data was sorted into smaller In order to compare the different groups, each obtained
groups according to their cell technology. Modules built fitting equation was plotted on Fig. 3. This figure includes
with the same photovoltaic technology are expected to also a representation of Eq. (6), corresponding to the De
have more similar characteristics with one another. Soto et al. model and Eq. (7), proposed on the PVsyst
Hence, six groups were established: one including 17 model, to help on the evaluation of their validity for the
multicrystalline modules, another with 7 monocrystalline tested modules. The two suggested values for Rsh(0) on
modules, a third with 2 CIGS panels, and three groups with Eq. (7) were included. For the sake of clarity, Table 2
one individual PV module on each: amorphous silicon, compiles the represented equations. On this analysis, the
tandem with amorphous/microcrystalline silicon, and curves were extrapolated to irradiance levels lower than
Cadmium Telluride. The measurements from two of the the ones used on the experiment.
modules, one multicrystalline and one monocrystalline, Except for the tandem technology, the six fitting equa-
were discarded due to negative values for the shunt resis- tions provided very similar results for irradiances over
tance on low irradiance levels. These unexpected results 500 W/m2. For lower irradiance values, larger deviations
can be credited to measurement noises, since on modules occurred, with the multicrystalline and the CIGS modules
which present a very small slope it is possible that these showing a lower increase of the shunt resistance for low
noises may cause the linear regression to have an upward radiation levels, while the CdTe and the Tandem techno-
direction. Characteristic I–V curves with upward-trending logy panels presented a much more significant growth.
current, and therefore negative shunt resistances, were also The values of Rsh for these groups under the lower levels
observed by Sandia National Laboratories (2015), and the of irradiance are not visible on the chart as they surpass
approach of discarding the corresponding measurements the chosen axis limitation. The fitting for the amorphous
was taken as well. Moreover, this occurrence was observed silicon module was shown to have a very close agreement
for only 2 of the 580 performed I–V curve measurements with Eq. (6), which seems therefore to be suitable for
on this work, representing 0.34% of the tests. this photovoltaic technology. As for the exponential pro-
Fig. 2 presents the obtained Rsh for every measurement, posed by Eq. (7), the suggested value for crystalline silicon
as well as a fitting power law equation for each group of PV modules did not agree with any of the verified fitting equa-
modules tested. For the sake of comparing the shunt tions, while the recommended coefficient for amorphous
resistance dependence of each module on the irradiance, silicon presented a behavior which was quite similar to that
instead of its absolute value, the results were normalized of the crystalline silicon modules.
taking the value at STC conditions as the reference. A further analysis is introduced by Fig. 4, which shows a
A tendency of increase on the shunt resistance for histogram representation of the absolute values of Rsh,ref.
lower irradiances was observed on all groups. Further- Both crystalline silicon groups presented a high variability
more, differences were observed between the distinct on the reference shunt resistance value, ranging from
photovoltaic technologies. CIGS modules presented less 173 X to 729 X for the multicrystalline and from 148 X to
variation on their shunt resistance with the irradiance, with 1320 X for the monocrystalline technology. Once again,
40 C.S. Ruschel et al. / Solar Energy 133 (2016) 35–43
Fig. 2. Dimensionless shunt resistance versus irradiance for each measured group.
C.S. Ruschel et al. / Solar Energy 133 (2016) 35–43 41
Table 3
Rsh,ref for the other photovoltaic groups measured at STC.
Module CIGS A CIGS B DA142 DA100A5 FS280
Rsh,ref (X) 1978 2086 2806 1218 3472
Fig. 4. Distribution of Rsh,ref for (a) multicrystalline and (b) monocrystalline groups.
42 C.S. Ruschel et al. / Solar Energy 133 (2016) 35–43
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