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Acta Anaesthesiologica Taiwanica 53 (2015) 16e22

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Acta Anaesthesiologica Taiwanica


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Review Article

Coagulation abnormalities in sepsis


Cheng-Ming Tsao 1, 2, 3 *, Shung-Tai Ho 1, 2, 3, Chin-Chen Wu 4, 5
1
Department of Anesthesiology, Taipei Veterans General Hospital, Taipei, Taiwan
2
Department of Anesthesiology, School of Medicine, National Yang-Ming University, Taipei, Taiwan
3
Department of Anesthesiology, Tri-Service General Hospital, National Defense Medical Center, Taipei, Taiwan
4
Department of Pharmacology, National Defense Medical Center, Taipei, Taiwan
5
Department of Pharmacology, Taipei Medical University, Taipei, Taiwan

a r t i c l e i n f o a b s t r a c t

Article history: Although the pathophysiology of sepsis has been elucidated with the passage of time, sepsis may be
Received 5 November 2014 regarded as an uncontrolled inflammatory and procoagulant response to infection. The hemostatic
Received in revised form changes in sepsis range from subclinical activation of blood coagulation to acute disseminated intra-
16 November 2014
vascular coagulation (DIC). DIC is characterized by widespread microvascular thrombosis, which con-
Accepted 24 November 2014
tributes to multiple organ dysfunction/failure, and subsequent consumption of platelets and coagulation
factors, eventually causing bleeding manifestations. The diagnosis of DIC can be made using routinely
Key words:
available laboratory tests, scoring algorithms, and thromboelastography. In this cascade of events, the
coagulation;
disseminated intravascular
inhibition of coagulation activation and platelet function is conjectured as a useful tool for attenuating
coagulation (DIC); inflammatory response and improving outcomes in sepsis. A number of clinical trials of anticoagulants
organ dysfunction; were performed, but none of them have been recognized as a standard therapy because recombinant
platelet; activated protein C was withdrawn from the market owing to its insufficient efficacy in a randomized
sepsis controlled trial. However, these subgroup analyses of activated protein C, antithrombin, and thrombo-
modulin trials show that overt coagulation activation is strongly associated with the best therapeutic
effect of the inhibitor. In addition, antiplatelet drugs, including acetylsalicylic acid, P2Y12 inhibitors, and
glycoprotein IIb/IIIa antagonists, may reduce organ failure and mortality in the experimental model of
sepsis without a concomitant increased bleeding risk, which should be supported by solid clinical data.
For a state-of-the-art treatment of sepsis, the efficacy of anticoagulant and antiplatelet agents needs to be
proved in further large-scale prospective, interventional, randomized validation trials.
Copyright © 2014, Taiwan Society of Anesthesiologists. Published by Elsevier Taiwan LLC. All rights
reserved.

1. Introduction dysfunction syndrome (MODS) reached 27.6%, although the mor-


tality rate in hospitals did not change too much, at about 30.8%.2
Sepsis, defined as infection-induced systemic inflammatory Coagulation abnormalities, particularly a prothrombotic state,
response syndrome (SIRS), is widely recognized as a clinical syn- frequently occur during sepsis.3 In severe sepsis, the dysregulation
drome that carries significant morbidity and mortality. A large of hemostatic system may lead to disseminated intravascular
investigation that reviewed national data in the United States from coagulation (DIC) and result in microvascular thrombosis, hypo-
1979 to 2000 revealed an 8.7% annual increase in incidence of perfusion, and ultimately MODS, and death.4 The activation of
sepsis,1 despite improvements in the medical field and intensive coagulation, the downregulation of anticoagulant pathways, and
care setting. In Taiwan, the annual increase in incidence of sepsis the impairment of fibrinolysis play a crucial role in the pathogen-
was 3.9% from 1997 to 2006, and the incidence of multiple organ esis of microvascular thrombosis in DIC associated with sepsis.5,6
However, studies demonstrate that the physical entrapment of
bacteria by fibrin induced by infection may limit the bacterial ca-
Conflicts of interest: None of the authors received any financial support for the pacity to disseminate into nearby tissues and systemic circula-
preparation of the manuscript. tion.7,8 Thus, therapeutics that control DIC are required for
* Corresponding author. Department of Anesthesiology, Taipei Veterans General protection against the development of MODS in sepsis, while
Hospital, Number 201, Section 2, Shipai Road, Beitou District, Taipei 11217, Taiwan.
maintaining the host defense mechanisms.
E-mail address: cm.cmtsao@gmail.com (C.-M. Tsao).

http://dx.doi.org/10.1016/j.aat.2014.11.002
1875-4597/Copyright © 2014, Taiwan Society of Anesthesiologists. Published by Elsevier Taiwan LLC. All rights reserved.
Coagulation in sepsis 17

This review will outline the coagulation changes associated with against microbial dissemination. They also enhance platelet adhe-
sepsis and highlight the potential use of anticoagulation and sion and aggregation, impair TM-dependent PC activation, and thus
platelet agents in the treatment of sepsis. activate the coagulation process.23 The activation of coagulation
contributes to compartmentalization of bacteria and reduces bac-
2. Sepsis terial invasion.7,8,24 By contrast, an early inhibition of fibrin for-
mation by recombinant AT or activated protein C (APC) did not
In sepsis, an uncontrolled infection results in progressive and modify inflammation, increased pulmonary edema, and exacer-
dysregulated inflammation, which can lead to SIRS.9 During SIRS, bated lung pathologic changes in the rat model of Pseudomonas
production of multiple pro- and anti-inflammatory cytokines within aeruginosa-induced lung injury.25,26 Therefore, the potential risk
the bloodstream are exacerbated.10 The abnormal production of cy- induced by coagulation inhibition at the early stage of sepsis should
tokines contributes to the abundant activation of coagulation factor be kept in mind.
and platelets as well as damage to vascular endothelial cells, which
give rise to vascular leakage and DIC. In addition to ensuring throm- 4. Organ failure
bosis generation after activation of the coagulation system, advanced
DIC may result in bleeding at the time that platelets and coagulation Contrasting with the determinism of coagulation activation as a
factors are exhausted.11 These conditions often result in extensive host defense mechanism, excessive deregulation of hemostasis is
cross-talk that exists between inflammation and coagulation, with a associated with subsequent organ failure and death. Overall, a high
potential final outcome of MODS and eventual death.5,12 DIC score is strongly associated with mortality and, in some studies,
stronger than general severity scores.6 Concerning fibrinolysis, the
3. Coagulation cascades correlation between the secondary increase in plasminogen acti-
vator inhibitor-1 levels and organ failure is supported by numerous
3.1. Coagulation activation studies.5 Similarly, sequential studies of the natural coagulation
inhibitors AT and PC were equally consistent with a correlation
During sepsis, coagulation activation is ubiquitous and induced between severely decreased plasma levels and death or organ
by pathogen-associated molecular patterns, such as lipopolysac- failure.21,22 Continuous or worsening of decreases in AT and PC
charide (LPS) and exotoxins. The coagulation cascade, such as activities within the 1st day of severe sepsis was associated with
upregulated fibrinogen and factor V, is thought to be mediated by increased development of new organ failure and 28-day mortal-
the expression of tissue factor (TF) on monocytes and macro- ity,21,27 suggesting that prolonged and disproportionate coagula-
phages,13 and by the TF-expressing microparticles from platelets, tion and antifibrinolysis are at least partly contribute to organ
monocytes, and macrophages.14 failure and death.
This procoagulant reaction is partially reversed by temporal
activation of fibrinolysis attributable to increased expression of 5. Diagnosis
endogenous tissue plasminogen activator. And this reaction is
rapidly inhibited by an increased synthesis of plasminogen acti- The current diagnostic criteria for sepsis include such general
vator inhibitor-1.15 Thrombin-activatable fibrinolysis inhibitor variables as hypo- or hyperthermia, tachycardia, tachypnea, hypo-
(TAFI) is also involved in sepsis-associated hypofibrinolysis. In pa- tension, hyperglycemia, edema, and an altered mental status.28 In
tients with severe sepsis complicated DIC, the levels of TAFI in- addition, abnormal white blood cell count and elevated plasma
crease, and the enhancement of TAFI activation further accelerate levels of C-reactive protein and procalcitonin, can assist in
the thrombogenic pathway.16 In animal models, this univocal diagnosis.
sequence induces a procoagulant and antifibrinolytic state in less The original diagnostic criteria for DIC was established by the
than 3 hours.17 In humans, if septic injury is controlled, this he- Japanese Ministry of Health and Welfare in 1983, followed by the
mostatic imbalance diminishes in a few days with a final progres- overt-DIC diagnostic criteria proposed by the International Society
sive fibrinolytic stage. However, if the insult is explosive, the on Thrombosis and Haemostasis in 2001.29 Then, the Japanese As-
hemostatic sequence loses control continuously and induces sociation for Acute Medicine introduced a new set of criteria,
widespread thrombosis and hemorrhages, recognized as DIC. including SIRS score, platelet counts, prothrombin time, and fibrin/
fibrinogen degradation products, to help initiate treatment at the
3.2. Anticoagulation pathways appropriate time.30 Treatment with AT or APC may not improve the
outcomes of patients with sepsis at the early stage, although they
Under physiological conditions, the surface of endothelial cells may improve the outcomes in those with DIC. Thus, new diagnostic
expresses various components of the anticoagulant pathways, criteria for determining the appropriate time to start anticoagulant
which are rapidly and significantly decreased in the sepsis-induced treatment are required.31
DIC process.18 This explains why decreased antithrombin (AT), Thromboelastography (TEG) might give a reliable assessment of
protein C (PC), or tissue factor pathway inhibitor (TFPI) activities hemostatic status in sepsis.32,33 Furthermore, TEG variables have
are observed in sepsis even if their coagulation appears moderately been reported to moderately correlate with the severity of organ
activated.19,20 Moreover, a rapid depletion of AT and PC is associated dysfunction34 and predict survival in patients with severe
with a poor prognosis.21,22 sepsis.35,36 Our previous studies also reported that TEG could be a
In addition, a rise in soluble plasma thrombomodulin (TM) and potential tool to assess the extent of liver injury in endotoxemia32
endothelial PC receptor was consistently observed, suggesting that and to evaluate the efficacy of pharmacological intervention.37
damage of endothelial activation by inflammatory mediators does
occur in vivo.5,22 6. Potential treatment in sepsis

3.3. Network microbial trapping The current strategy for handling sepsis-associated DIC pri-
marily focuses on the treatment of infection and use of supple-
Following bacterial invasion, extracellular chromatin threads mental clotting factors or platelets depending on the necessity.38
are formed as a fibrin network contributing to the host defense Dysregulation of the hemostatic system is well known to lead to
18 C.-M. Tsao et al.

DIC, which results in microvascular thrombosis, hypoperfusion, and Unfortunately, high-dose (7500 IU/d) AT therapy had no effect on
subsequent multiple organ failure and death in severe sepsis. 28-day all-cause mortality in adult patients with severe sepsis and
At the same time, a considerable number of experimental and septic shock in KyberSept trial.54 However, in the Phase 3 KyberSept
clinical studies demonstrate that natural anticoagulants modulate trial, it was shown that high-dose AT treatment without concom-
intracellular signaling, cytokine secretion, cellular or lymphocyte itant heparin may result in a significant mortality reduction in
apoptosis, and leukocyteeendothelial interactions.39 This indicates septic patients with DIC.55
that, in addition to their role as anticoagulants, they also have Recently, results from a Phase 4 study in patients with septic DIC
important functions in modulating inflammation. Therefore, these indicated that higher initial AT activity, AT supplement dose of
findings promote the rationalization that the inhibition of the 3000 IU/d, and younger age were significant factors for improved
overactivated coagulation cascade by natural anticoagulants or survival without an increased risk of bleeding.56,57
antiplatelet agents could help the resolution of DIC and reduce the
mortality of sepsis. 7.3. APC

7. Treatment with endogenous anticoagulation agents PC, a vitamin K-dependent protein, is converted to its activated
form (APC) by proteolysis on the thrombineTM complex. APC in-
7.1. TFPI activates factors Va and VIIIa, which effectively limits further
thrombin generation. As with thrombin, most of the profibrinolytic
TFPI inhibits the activity of TF Factor VII complex and Factor X on actions of APC are mediated through binding of endothelial protein
prothrombinase complex, thus suppressing the primary steps of C receptor and inhibition of protease-activated receptor-1.58
thrombin generation.13 In addition, anti-inflammatory effects In addition to its anticoagulant and profibrinolytic activity, APC
of TFPI depend on its ability to suppress the inflammatory intra- has important anti-inflammatory effects: downregulation of
cellular signaling of thrombin binding to protease-activated re- proinflammatory cytokines and TF in activated leukocytes, antiox-
ceptor-1. idant properties, antiapoptotic activity, and endothelial barrier
Several studies evaluating the protecting effects of recombinant stabilization.59e62 Moreover, APC exerts additional cytoprotective
TFPI (rTFPI, Tifacogin) on sepsis found that rTFPI significantly de- functions through the degradation of histones released in fibrin
creases thrombin generation, but no conclusions have been verified networks.63
from Phase 1 or 2 clinical trials.40e42 A large-scale randomized Based on these observations, recombinant APC (rAPC; Dro-
controlled trial (RCT), the optimized phase 3 tifacogin in multi- trecogin alfa) was produced, and the efficacy of this agent was
center international sepsis trial (OPTIMIST), showed an absence of tested in a single large-scale RCT with benefits shown in only one
any improvement in 28-day mortality in severe sepsis after rTFPI subgroup analysis in 2001.64 Drotrecogin alfa was then heavily
treatment.40 However, exploratory analysis revealed that rTFPI promoted in the Surviving Sepsis Campaign guidelines,65 and was
treatment improved survival in patients with severe community- initially acclaimed as the most promising therapy in the treatment
acquired pneumonia not receiving concomitant heparin.42 In of sepsis. However, concerns exist regarding its cost-effectiveness
addition, the other placebo-controlled Community Acquired and inconsistent results observed in more recent studies.66 More-
Pneumonia Tifacogin Intra Venous Administration Trial for Efficacy over, the production and distribution of rAPC was discontinued in
(CAPTIVATE) trial was discontinued earlier than planned because 2011 inasmuch as the Prospective Recombinant Human Activated
no beneficial trend was validated.43 Protein C Worldwide Evaluation in Severe Sepsis and Septic
Shock (PROWESS-SHOCK) trial revealed that the 28-day mortality
7.2. AT did not have a significant improvement after rAPC treatment in
patients with septic shock.67 Nevertheless, its subgroup analysis
AT inhibits several serine proteases, including FXa, IXa, XIa, and reveals that the relative risk of death is lower in patients with
thrombin. It is a direct 1:1 thrombin inhibitor, leading to throm- markedly reduced protein C activity at the time of entry into the
bineantithrombin complex formation and subsequent elimination. study.
Furthermore, its activity is maximized after binding with glycos- However, more than a few investigators may feel dissatisfied
aminoglycans serving as cofactors on the endothelial surface.44 with the withdrawal of rAPC on the basis of the results of a single
The anti-inflammatory effects of AT inhibit rolling and adhesion RCT. Casserly et al68 found that the inhospital mortality rate was
of leukocyte activation partly due to the release of prostacyclin45 significantly lower in the rAPC treatment group than in the placebo
and the suppression of P-selectin.46 In addition, after binding to group after analyzing the Surviving Sepsis Campaign's database
heparin sulfate proteoglycan on the endothelial surface, AT ham- containing 15,022 registered cases. The demonstrated efficacy of
pers the expression of proinflammatory cytokines.47,48 rAPC is statistically significant in cases complicated by multiple
AT levels are diminished by consumption as a consequence of organ failure, but not in those with only single organ dysfunction.
sustained thrombin generation49 and cytokine-induced down- The meta-analysis reported by Kalil and LaRosa69 revealed an 18%
regulation of endothelial heparin sulfate proteoglycans in sepsis.50 reduction of the inhospital mortality following rAPC treatment,
The early administration of high doses of recombinant AT improves although the incidence of severe bleeding rose to 5.6%. The authors
the outcome in experimentally induced sepsis probably because of concluded that rAPC elevated the risk of bleeding, but nonetheless
its combined anticoagulation and anti-inflammatory effects.51 improved the outcome of severe sepsis.
An observational nationwide study demonstrates that AT
administration may be associated with reduced 28-day mortality in 7.4. TM
patients with severe pneumonia and sepsis-associated DIC.52 In
patients with severe sepsis, a maintenance dose of 1500 IU/d of AT TM binds to thrombin and then converts PC to APC, providing a
has been reported to induce a decrease in mortality accompanied critical negative feedback regulation of thrombin generation.70 In-
by a considerably shorter stay in the intensive care unit (ICU), and a dependent of anticoagulation activity, its anti-inflammatory effect
lower incidence of new organ failure.53 Moderate doses (30 IU/kg/ is considered through interference with complement activation,
d) of AT improve DIC scores, thereby increasing the recovery rate neutralization of LPS, and suppression of leukocyteeendothelial
from DIC without any risk of bleeding in DIC patients with sepsis.52 interaction.71,72
Coagulation in sepsis 19

When compared with heparin therapy, a Phase 3 study reveals Furthermore, patients who are treated with low-dose ASA during
that recombinant TM (ART-123) therapy has a more significant their ICU stay have a significantly lower mortality at the time of the
improvement in DIC recovery and alleviation of bleeding symptoms development of SIRS and sepsis.89e91 However, some studies show
in DIC patients with hematologic malignancy or infection.73 In that the use of ASA therapy prior to the diagnosis of severe sepsis or
addition, Phase 2B studies validated the hypothesis that TM septic shock is not associated with decreased hospital mortality.87,92
downregulated the mediators/markers of thrombin generation in
sepsis-associated DIC without increasing the risk of severe hem- 8.2. P2Y12 inhibitors
orrhage.74,75 Their subgroup analyses reveal that the survival
benefit is greater in patients combined with respiratory or cardiac Activation of P2Y12 receptors, a chemoreceptor for adenosine
dysfunction and coagulopathy. According to these results, a Phase 3 diphosphate (ADP), is essential for ADP-mediated complete acti-
study is currently being conducted in the United States among vation of glycoprotein (GP) IIb/IIIa and Ia/IIa, and further stabilizes
patients suffering from severe sepsis with coagulopathy.76 platelet aggregates.93 The thienopyridines, including clopidogrel,
A significant number of hemorrhagic adverse effects are prasugrel, and ticagrelor, bind to P2Y12 receptors and thereby
observed in the randomized trials testing the above anticoagulants. inhibit platelet activation and aggregation stimulated by ADP.94
The frequency of bleeding events in the treatment group is more P2Y12 receptors may also be expressed in other cells of the im-
than 1.7 times higher in the PROWESS APC trial and in the Kyber- mune system, indicating that thienopyridines could directly influ-
Sept AT trial.54,64 It is not surprising as anticoagulants efficiently ence the immune system rather than only through platelets.95,96
suppress thrombin generation. But at the same time, we have Recent evidence shows that a reduction in LPS-mediated
learned that this adverse event often counteracts the beneficial thrombocytopenia, fibrin deposition in the lungs, and inflamma-
effects of anticoagulants. tory mediator upregulation occurs in mice pretreated with clopi-
More importantly, many randomized trials of TFPI, AT, or APC were dogrel.84 Moreover, in mice with polymicrobial sepsis,
designed to include septic patients without any criteria of coagulation pretreatment with clopidogrel can attenuate sepsis-associated
activation and regardless of its time sequence. In more severely ill decrease in the clot formation rate of TEG as a consequence of an
patients who benefited from the treatment, the criteria for overt DIC effect of clopidogrel on the number of circulating platelets; how-
were already fulfilled at inclusion. In addition, a significant reduction ever, an effect on fibrinogen level remains to be tested.97
in mortality is observed in open trials of AT or recombinant TM, when This finding comes in line with recent data indicating that
overt DIC is required for inclusion.77,78 By contrast, patients with less pretreatment with ticagrelor appears to reduce pulmonary
severe diseases and without excessive coagulation activation exhibit neutrophil recruitment and lung injury in mice with abdominal
no beneficial effect or even an upward trend in mortality. It is sus- sepsis.98 In addition, strong in vivo blockade of P2Y12 with pre-
pected that a possible adverse effect of anticoagulants when used treated prasugrel inhibits a broad spectrum of platelet aggregation
“preventively” cancels out their favorable effect on DIC. pathways in human with endotoxemia.99
Clinical studies also suggest that P2Y12 inhibitors may be
7.5. Heparin associated with better outcomes in patients with pneumonia and
critical illness.84,85 Prior treatment with antiplatelet agents,
Heparin is expected to modulate the hemostatic abnormalities including clopidogrel, is associated with a favorable length of stay
through maximizing the effect of AT for the treatment of septic DIC. and fewer ICU admissions, even though community-acquired
A retrospective analysis showed that the mortality rate tended pneumonia appears to be more common among patients taking
to be lower in septic patients with low-dose heparin treatment clopidogrel.84,100 Later clinical studies also report an association of
than those with the placebo treatment.79 In addition, low-dose antiplatelet drug therapy including clopidogrel with favorable
heparin improves the hypercoagulable state of sepsis, which sub- outcome in critical illness85e87; however, these results are mainly
sequently reduces the incidence of DIC or MODS, and decreases the driven by the large number of patients receiving ASA.
total stay in ICU.80 However, the use of unfractionated heparin is Moreover, in the PLATelet inhibition and patient Outcomes
generally not recommended for patients with a tendency to bleed. (PLATO) study of patients with acute coronary syndromes, tica-
However, in a meta-analysis study, it was shown that heparin may grelor reduced the mortality risk following pulmonary adverse
reduce 28-day mortality in patients with severe sepsis, whereas events and sepsis compared to clopidogrel, but the mechanisms for
there was no increase in the risk of bleeding in the heparin group.81 this mortality reduction remain uncertain.101

8. Treatment with antiplatelet agents 8.3. GPIIb/IIIa antagonists

8.1. Acetylsalicylic acid The platelet GPIIb/IIIa receptor has been identified as the pivotal
mediator of platelet aggregation. GPIIb/IIIa antagonists block
Acetylsalicylic acid (ASA), popularly known as aspirin, can fibrinogen binding to the GPIIb/IIIa receptor on activated platelets
suppress the production of prostaglandins and thromboxanes and exert a strong antiplatelet effect by inhibiting the final common
because of its irreversible inactivation of cyclooxygenases.82 It also step of platelet aggregation.102
stimulates the synthesis of 15-epi-lipoxin A4, which in turn in- There are only a few reports on GPIIb/IIIa inhibitors, including
creases the synthesis of nitric oxide, which inhibits the interactions abciximab eptifibatide and tirofiban, in the animal model of
between leukocytes and endothelial cells, resulting in recruitment endotoxin-induced inflammatory responses and/or organ failure. In
of decreased polymorphonuclear neutrophil.83 rats with endotoxemia, GP IIb/IIIa inhibition, using abciximab, pro-
Observational studies reveal that pretreatment with ASA in tects against endothelial dysfunction and prevents an increase in
critically ill patients is associated with shorter length of stay and leukocyte adherence to the vascular wall.103 Of note, eptifibatide at-
fewer ICU admissions,84 and might prevent organ dysfunction at tenuates platelet granzyme B-mediated apoptosis and prolongs sur-
least in the absence of active bleeding.85 ASA therapy prior to vival in a murine model of abdominal sepsis.104 However, in humans
admission significantly reduces the development of acute lung with low-grade endotoxemia, eptifibatide or tirofiban does not seem
injury and need for mechanical ventilation in critically ill pa- to influence TF-induced coagulation activation.105 Therefore, whether
tients,86,87 as well as mortality associated with septic shock.88 these results can be extrapolated to humans remains unclear.
20 C.-M. Tsao et al.

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