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ORIGINAL ARTICLE

Evaluation of immunologic profile in patients


with nickel sensitivity due to use of fixed
orthodontic appliances
Marcelo Marigo, PhD,a Darcy Flávio Nouer, PhD,b Marisa Cristina Santos Genelhu, MS,a Luiz Cosme Cotta
Malaquias, PhD,a Virgı́nia Ramos Pizziolo, MS,a Alexandre Sylvio Vieira Costa, PhD,c Olindo Assis Martins-
Filho, PhD,d and Lucia Fraga Alves-Oliveira, PhDa
Governador Valadares, São Paulo, and Belo Horizonte, Brazil

The aim of this study was to develop a new approach to testing the impact of nickel antigen on in vitro
cell-proliferation assay, to identify adverse reactions to casting alloys among orthodontic patients. Cell-
proliferation assay in vitro was used as the basic methodology to assess the influence of such variables as
source of nickel antigen, type of serum used to supplement the culture medium, and number of cells in the
culture. We selected 35 orthodontic patients who were classified as nickel sensitive and non–nickel sensitive,
based on their clinical records. Our results showed that hexahydrated nickel sulfate at 10 ␮g/mL, 10% of
autologous sera, and 2 ⫻ 105 cells was the best condition for inducing the most marked nickel proliferation
response in vitro. This optimized method was able to distinguish nickel-sensitive from non–nickel-sensitive
dental patients and also to discriminate those with positive skin tests. Our data suggest that continuous
exposure to nickel casting alloys might lead to oral tolerance mechanisms that modulate nickel sensitivity,
as evidenced by the lower cell proliferation index in patients undergoing orthodontic treatment over 24
months. Finally, our findings demonstrated a known nickel-induced type 2 immune response and a marked
lack of type 1 immunity (interferon ␥) as the hallmarks of nickel-sensitive patients. Further studies are needed
to clarify the major cell phenotype associated with this type 2 immune response and the lack of type 1
immunity observed in nickel-sensitive people. (Am J Orthod Dentofacial Orthop 2003;123:000-00) (Am J
Orthod Dentofacial Orthop 2003;124:46-52)

M
any objects contain nickel and can cause the immunologic standpoint, is considered type IV
nickel sensitivity, and many people are in hypersensitivity. In this context, nickel binding to
continuous contact with items that contain endogenous macromolecules can stimulate macro-
nickel.1 Nickel-containing objects are common in den- phages and cytotoxic cells, up-regulating the expres-
tistry, especially in dental implants and compounds sion of adhesion molecules.5-7 It has also being re-
used in crowns, bridgework, and orthodontic appli- ported that low-dose exposure can alter the metabolism
ances. Nickel-titanium alloys are widely used in orth- of human monocytes.8 Additionally, nickel induces T
odontic treatment, and all these devices can induce skin lymphocytes to produce several cytokines, including
and mucosal reactions, leading to tissue inflamma- interferon IFN-␥, interleukin IL-2, IL-5, and IL-10, and
tion.2-4 An immune response induced by nickel appli- stimulates cellular proliferation.9 The pattern and level
ances is generally called contact dermatitis and, from of cytokines secreted are critical to triggering differen-
a
Núcleo de Pesquisa em Imunologia, Faculdade de Ciências da Saúde, tial immune responses, which can lead to different
Universidade Vale do Rio Doce, Governador Valadares, Minas Gerais, Brazil. degrees of tissue damage. The temperature, microor-
b
Faculdade de Odontologia de Piracicaba, UNICAMP, São Paulo, Brazil.
c
Faculdade de Ciências Agrárias, Universidade Vale do Rio Doce, Governador
ganisms, enzymatic compounds, and ions normally
Valadares, Minas Gerais, Brazil. present in the oral cavity particularly favor the break-
d
Centro de Pesquisas René Rachou, Fundaçáo Oswaldo Cruz, Belo Horizonte, down and release of metallic elements from dental
Minas Gerais, Brazil.
Supported in part by Fundação de Amparo à Pesquisas do Estado de Minas casting alloys.10
Gerais, Brazil. Contact dermatitis generally appears clinically as
Reprint requests to: Dr Marcelo Marigo, Rua João Pinheiro, 610 Centro,
Governador Valadares, MG CEP 35020-270, Brazil; e-mail,
eczema. Reactions of the mucous membranes, such as
iomarigo@goval.com.br. stomatitis, also occur, and gum hyperplasias, cheilitis,
Submitted, July 2002; revised and accepted, October 2002. labial desquamation, and multiform erythemas are fre-
Copyright © 2003 by the American Association of Orthodontists.
0889-5406/2003/$30.00 ⫹ 0 quently noted. Nickel hypersensitivity has increased in
doi:10.1016/S0889-5406(03)00239-7 the last 10 years, and it is estimated that 15% to 30% of
46
American Journal of Orthodontics and Dentofacial Orthopedics Marigo et al 47
Volume 124, Number 1

Europeans and Americans, in a proportion of 1 to 8, owing to the limited quantity of PBMC we were able to
men to women, show symptoms.11 A prevalence of 7% extract from their blood samples. Informed consent was
to 28% of the general population has been also report- obtained from all subjects and their parents. The studies
ed.12,13 were approved by the Ethical Committee of Univer-
Nickel sensitivity has been diagnosed through bio- sidade Estadual de Campinas and Universidade Vale do
compatibility testing,14,15 including cutaneous sensitiv- Rio Doce.
ity tests,13 and also through clinical observations and The cutaneous sensitivity test was performed as
family history. However, major problems regarding described by Carvalho.19 Briefly, a 5% nickel sulfate
specificity of the cutaneous tests are frequently re- and petroleum jelly substrate (nickel sulfate 5%, Aler-
ported. Therefore, a great challenges in the diagnosis of gofar, Rio de Janeiro, Brazil) was kept in direct contact
nickel sensitivity has been to discover and develop with the skin of the forearm for 48 to 72 hours. The
alternative in vitro assays to improve specificity and results were classified as positive or negative, based on
minimize false-positive results. Lymphocyte stimula- the reaction.
tion assays with peripheral blood mononuclear cells Nickel sources used as stimulating agents for the
(PBMC) and different concentrations of nickel salts cellular proliferation assays in vitro were obtained from
have contributed to advances and show promising solutions containing nickel from in vitro corrosion of
results.16 In one study, lymphocytes from all suspected orthodontic appliances (nickel extract) and from hexa-
nickel-sensitive patients showed a significantly greater hydrated nickel sulfate solutions (NiSO4.6H2O, Sigma
response than did those of healthy controls.17 Lympho- Chemical, St. Louis, Mo). The nickel extracts were
cyte transformation, as measured by increased deoxyri- obtained from 4 different brands of orthodontic appli-
bonucleic acid (DNA) synthesis, seems to be an impor- ances. Alloys were kept in a sterile 0.85% saline
tant tool for investigating the problems arising from solution at 37°C for 7, 30, and 60 days. After centrif-
false-positive or false-negative patch tests.18 ugation to remove the particles produced during the
The purpose of this research was to develop a new corrosion process, the solutions were sterilized by
approach to testing the effect of nickel antigen on filtration (0.2 ␮m, Filter Millex-HA Millipore Products
lymphoproliferative response in vitro, by using PBMC Division, Bedford, Mass). Then the dosage of nickel in
from patients with orthodontic appliances. Using this this solution was measured with an atomic absorption
strategy, we evaluated whether lymphoproliferative spectrophotometer (Hitachi Z-8200, Tokyo, Japan).
response is a useful method to discriminate nickel- The extracts thus obtained were diluted in culture
sensitive from non–nickel-sensitive dental patients. We media (RPMI-1640, Gibco BRL, Grand Island, NY)
also studied patients wearing orthodontic appliances containing a 3% solution of antibiotic-antimycotic
(either with or without clinical symptoms) to determine (stock solution: 10,000 IU penicillin, 10,000 IU strep-
the influence of certain variables on in vitro lympho- tomycin/mL, and 25 ␮g amphotericin B/mL, Sigma
proliferation assay, including source of antigen, type of Chemical) and 1.6% L-glutamine (stock solution: 200
serum used to supplement the medium, and the number mmol/L, Gibco), labeled incomplete RPMI. Extracts
of cells used. containing nickel at concentrations of 1.25, 2.5, and 5
␮g/mL were used in the cellular proliferation assays.
MATERIAL AND METHODS The spectrophotometer readings of saline extract from
Thirty-five patients, aged 10 to 21 years (mean the 4 appliances (A, B, C, and D) showed similar levels
14.3), all undergoing orthodontic treatment with fixed of nickel after 60 days of spontaneous corrosion. No
appliances, were selected based on their clinical health significant differences on the yield of nickel between
records and classified into 2 groups. The first group the 4 different brands were observed (A, 40.23 ␮g/mL;
comprised 26 patients (8 males, 18 females, aged 10 to B, 39.58 ␮g/mL; C, 40.03␮g/mL, and D, 40.23 ␮g/
21 years) with clinical manifestations of contact der- mL). Solution A was used in cell culture. The nickel
matitis, including angular cheilitis, labial desquama- sulfate (NiSO4.6H2O, Sigma) was also diluted in the
tion, or gum hyperplasia resulting from metallic com- above-described incomplete RPMI medium and used at
pounds, especially earrings, bracelets, and other concentrations of 2.5, 5, and 10 ␮g/mL in the cellular
jewelry. The second group comprised 9 patients (3 proliferation assays.
males, 6 females, aged 11 to 21 years) who did not have In vitro cellular proliferation assays were performed
clinical signs or histories of nickel sensitivity. All with the procedure described by Gazzinelli et al.20 In
patients underwent cutaneous nickel sensitivity tests, 96-well, flat-bottom, tissue-culture plates, 2 different
and those selected for the control group had negative concentrations of PBMC (2.0 ⫻ 105 and 3.0 ⫻ 105 cells
results. We could not use all 26 patients for all tests per well) were incubated with 100 ␮L of 2 different
48 Marigo et al American Journal of Orthodontics and Dentofacial Orthopedics
July 2003

culture mediums (RPMI supplemented with 5% heat-


inactivated AB⫹ human serum and with 5% autolo-
gous serum) with several concentrations of the anti-
genic preparations, including nickel extract (1.25, 2.5,
and 5 ␮g/mL) and nickel sulfate (2.5, 5, and 10
␮g/mL). Triplicate cultures were incubated at 37°C
(Queue Systems, Parkersburg, WVa), 95% humidity,
5% CO2 for 6 days. Six hours before harvesting the
cells, 1.0 ␮Ci of tritiated thymidine (3H) was added to
each well. After this stage, the cells were collected on
glass fiber paper (Whatman, Clifton, NJ) with an
automatic cell harvester (Skatron Instruments, Sterling,
Va). The incorporated radioactivity was determined Fig 1. Effect of antigen source on in vitro lymphoprolif-
with a Beckman LS 100 C scintillator (Beckman, eration assay. Results are expressed as mean cell
Scientific Instruments Division, Irvine, Calif). The proliferation index (E/C) ⫾ standard error. E/C ⬎ 2.0
results obtained from the proliferation assays were was adopted as arbitrary cutoff to signify significant cell
expressed in counts per minute. The cellular stimula- proliferation index.
tion index was calculated by taking the average value of
the triplicate series of the stimulated cultures (E) Tween 20 and 100 ␮L of peroxidase-conjugated
divided by the average values from the triplicate series streptavidin (1 ␮g/mL, Sigma) and reincubated for 20
of controls (C). We chose E/C values greater than 2.0 to minutes at room temperature. After this step, 60 ␮L of
indicate significant enhanced PBMC proliferation, the substrate (2,2 azino-bis 3 ethylbenz-thiazolidine-6-
based on values described in previous studies.17,21-23 sulfonic acid, Sigma, 1 mg/mL) were added to all wells.
The analysis of cytokines, IFN-␥, and IL-5 in the After color development, the reaction was stopped by
supernatants from nickel-stimulated and control cul- adding 50 ␮L of 1 M sulfuric acid. The optical density
tures were assayed with enzyme-linked immunosorbent was read with an automatic reader (Benchmark Micro-
assays, as described by Lunde et al.24 Briefly, a 1 ⫻ 106 plate Reader, Bio-Rad Laboratories, Hercules, Calif)
PBMC sample from each patient undergoing orthodon- with a 405-nm filter.
tic treatment was stimulated with nickel sulfate (10 Data analysis was performed by one-way analysis
␮g/mL) for 24 hours in medium containing autologous of variance followed by Student t tests. Significance
sera. Controls of nonstimulated cells were tested. For was set at P ⬍ .05.
cytokine analysis in the supernatant, initially, 60 ␮L per
well of anti-IL-5 monoclonal antibodies (5 ␮g/mL; RESULTS
DNAX, Palo Alto, Calif), and 60 ␮L per well of To improve specificity of nickel sensitivity diagno-
anti-IFN-␥ (2 ␮g/mL; R&D Systems, Minneapolis, sis, we tested the effect of nickel antigen source on the
Minn) were added to the 96-well plates (Imunolon 2, in vitro lymphoproliferative response by using PBMC
Dynatech Laboratories, Alexandria, Va) for 12 hours at from 22 patients wearing orthodontic appliances. Using
room temperature. After washing, the plates were the basic blastogenesis method described by Gazzinelli
blocked with phosphate-buffered saline (PBS) solution et al,20 we tested 3 different concentrations of nickel
supplemented with 1% of bovine serum albumin, 5% of extract and nickel sulfate (Fig 1). Data analysis dem-
sucrose, and 0.05% of sodium azide. After blockage, 50 onstrated that exposure of PBMC to the nickel extract
␮L of culture supernatants were added to the test wells. did not lead to significant proliferation (E/C ⬍ 2.0).
Blank and standard wells were prepared with 50 ␮L of Concentrations of 2.5 and 5.0 ␮g/mL of nickel sulfate
PBS, recombinant IFN-␥ (25-0.78 ng/mL; R&D Sys- did not give significant results. On the other hand, a
tems), and recombinant IL-5 (50-1.56 ng/mL; DNAX), concentration of 10 ␮g/mL of nickel sulfate signifi-
respectively. The plates were then incubated for 2 hours cantly stimulated cell proliferation (E/C ⬎ 2.0), mea-
at room temperature. After washing with PBS 0.05% of sured by 3H-thymidine incorporation. Therefore, the
Tween 20 (polyoxyethylene sorbitan monolaurate, Sig- antigen source chosen for further study was nickel
ma), 60 ␮L per well of biotinylated anti-IFN-␥ poly- sulfate.
clonal antibody (0.3 ␮g/mL; R&D Systems) and anti- The responses of PBMC from 21 subjects to nickel
IL-5 (0.3 ␮g/mL; DNAX) were added and the plates sulfate 10 ␮g/mL was evaluated in the presence of
incubated for 1 hour at room temperature. After incu- autologous and AB⫹ type sera with 2 ⫻ 105 and 3 ⫻
bation, the plates were washed with PBS 0.05% of 105 cells per well (Fig 2). The in vitro responses of 2 ⫻
American Journal of Orthodontics and Dentofacial Orthopedics Marigo et al 49
Volume 124, Number 1

Fig 2. Influence of serum-type supplement and number Fig 4. Down-regulation of nickel sulfate–induced lym-
of cells on in vitro lymphoproliferation assay. Results phoproliferation in vitro associated with exposure time
are expressed as mean cell proliferation index (E/C) ⫾ to orthodontic appliances. Results are expressed as
standard error. E/C ⬎ 2.0 was adopted as arbitrary mean cell proliferation index (E/C) ⫾ standard error. E/C
cutoff to signify significant cell proliferation index. ⬎ 2.0 was adopted as arbitrary cutoff to signify signif-
icant cell proliferation index.

erance.25 To investigate this hypothesis, PBMC from


21 dental patients with different times of exposure to
orthodontic appliances were submitted to the lympho-
proliferation protocol described above. Evidence of cell
proliferation index inhibition due to long-term expo-
sure to orthodontic appliances was found when patients
were divided into 2 groups based on the time of
exposure to nickel-containing devices (Fig 4). Patients
with less than 24 months of exposure (n ⫽ 10) showed
significant cell proliferation indexes (E/C ⬎ 2.0) in
contrast to those with more than 24 months of oral
nickel exposure (n ⫽ 11).
Fig 3. Comparative analysis of cell proliferation index To validate the use of cell proliferation assay in
between nickel sensitive and non–nickel-sensitive pa- vitro in clinical trials, we conducted a parallel study of
tients. Results are expressed as mean cell proliferation PBMC nickel sulfate-induced proliferation in vitro with
index (E/C) ⫾ standard error. E/C ⬎ 2.0 was adopted as skin tests (patch test) for nickel sensitivity. Our findings
arbitrary cutoff to signify significant cell proliferation demonstrated that a positive skin test is associated with
index.
a higher proliferation index, leading to significant
results compared with patients with a negative patch
105 PBMC in the presence of autologous serum dif- test (Fig 5).
fered significantly (E/C ⬎ 2.0) from 3 ⫻ 105 cells in In our system, the variables of sex and allergic
autologous serum and AB⫹ serum. Additional compar- reaction were also evaluated, but they had no impact on
ative studies were performed with 2 ⫻ 105 PBMC in cell proliferation index (data not shown).
the presence of autologous serum to derive E/C values. To further investigate the impact of in vitro nickel
The PBMC responses of 21 subjects, 12 nickel- stimulation on PBMC from 19 subjects (13 nickel-
sensitive and 9 non–nickel-sensitive, were measured sensitive and 6 non–nickel-sensitive), IFN-␥ and IL-5
after in vitro stimulation with nickel sulfate in medium were measured after 24 hours of stimulation with nickel
containing autologous serum (Fig 3). The nickel-sensi- sulfate in medium containing autologous sera (Fig 6).
tive group had significantly higher cell proliferation Our data demonstrated a significant difference in IL-5
indexes than did the non–nickel-sensitive group. No production between nickel-stimulated and nonstimu-
differences were observed when nickel-sensitive pa- lated cultures from nickel-sensitive patients. This dif-
tients were subdivided into groups based on morbidity ference was not detected in control cultures. On the
of oral disease (data not shown). other hand, nickel stimuli significantly inhibit in vitro
It has been proposed that long-term exposure to IFN-␥ production by PBMC from nickel-sensitive pa-
nickel-containing devices can induce immunologic tol- tients but not non–nickel-sensitive subjects (Fig 6).
50 Marigo et al American Journal of Orthodontics and Dentofacial Orthopedics
July 2003

nickel-sensitive from non–nickel-sensitive patients, we


performed a parallel study of lymphocyte transforma-
tion in vitro with different concentrations of 2 distinct
sources of nickel: nickel released from orthodontic
appliances and nickel sulfate. Our data demonstrated
that nickel sulfate at 10 ␮g/mL was the best solution to
induce lymphocyte transformation in vitro. We ob-
served that nickel extract in 3 different concentrations
(1.25, 2.5, and 5.0 ␮g/mL) could not induce significant
lymphocyte proliferation, and high doses of nickel
extract were cytotoxic for PBMC cultures in vitro (data
not shown). These data agree with those reported by
Fig 5. Parallel study of in vivo and in vitro cellular Silvennoinen-Kassinen,37 showing that higher concen-
immune response to nickel. Results are expressed as trations of nickel can induce lymphocyte death in vitro.
mean cell proliferation index (E/C) ⫾ standard error. E/C Moreover, we found that optimization of lymphopro-
⬎ 2.0 was adopted as arbitrary cutoff to signify signif- liferation assay in vitro can be achieved by substituting
icant cell proliferation index. autologous serum for AB⫹ and by using fewer cells per
culture (2.0 ⫻ 105 cells per well). We believe that
several factors, such as the cytokines’ microenviron-
DISCUSSION ment in cultures with autologous sera, were responsible
Induction of nickel hypersensitivity has been stud- for the differences observed. By using this improved
ied extensively.13,26-34 Orthodontic appliance therapy methodology, it was possible to discriminate nickel-
could enhance the liberation of nickel directly into the sensitive from non–nickel-sensitive patients (Fig 3).
oral cavity, and therefore it is a potential source of Our study also found a correlation between nickel-
antigenic stimulation for the human immune system. induced proliferation in vitro and nickel cutaneous
Orthodontic treatment is available to many more peo- sensitivity test results (Fig 5). Because skin tests have
ple. In general, the appliances and archwires used in been routinely used not just to evaluate nickel hyper-
treatment are composed of metal alloys that are more sensitivity, but also for diagnostic purposes,26,27,29,32,34
than 55% nickel, representing a potential source of this lymphocyte activation and proliferation measured by
heavy metal in the buccal cavity.11 The biodegradation the DNA synthesis test is a method for diagnosing
of orthodontic appliances has been studied by various nickel sensitivity that does not expose patients to the
authors, and the allergic response to nickel-containing hazards of patch testing.
dental alloys has been reported in several publica- A question that remained without a clear answer is
tions.12,35,36 Because nickel can sensitize certain people whether long-term intraoral exposure to nickel from
and cause severe allergic reactions, the safe use of these orthodontic appliances might result in a higher inci-
alloys is still under study. dence of allergic reactions or lead to oral tolerance. In
The assay most commonly reported to evaluate this study, we found that patients who had been
cellular immune response in vitro is the measure of undergoing orthodontic treatment for more than 24
lymphoproliferative activity of PBMC in the presence months showed lower nickel-induced cell proliferation
of specific antigenic materials of interest. From the indexes than those with less than 24 months of expo-
dental care standpoint, it has been demonstrated that sure (Fig 4). These data suggest that the longer the
lymphocytes from nickel-sensitive dental patients treatment continues, the lower the nickel-induced
showed significantly greater responses compared with PBMC proliferation index; this in turn suggests that
those of controls.17 Several methods are available to mechanisms of oral tolerance might develop in this
assess cell proliferation in vitro, including protocols context. Immunologic tolerance to nickel was described
with whole blood and purified PBMC.20 Despite its by Vreebur et al25 in 1984, when oral administration of
potential use for evaluating immunologic status, the in nickel induced partial tolerance in guinea pigs with a
vitro lymphocyte transformation test is not standard- splint fixed to their teeth or receiving nickel in their
ized for nickel sensitivity studies. Questions regarding food. According to these authors, this state of partial
nickel source and concentration for antigenic stimula- tolerance could contribute to reducing the incidence of
tion are still topics of research.21,22 In attempting to allergic reactions in patients undergoing orthodontic
evaluate whether the lymphoproliferative response in treatment in which nickel alloys are used. In agreement
vitro could be a useful method for discriminating with this hypothesis, it has also been reported that
American Journal of Orthodontics and Dentofacial Orthopedics Marigo et al 51
Volume 124, Number 1

Fig 6. Effect of nickel stimuli on cytokine profile. Results are expressed as cytokine concentration
in the cell culture supernatant (ng/mL) for control cultures (white bars) and nickel-stimulated cultures
(black bars) ⫾ standard error. Statistical analysis was performed by analysis of variance followed by
Student t test. Significance was considered when P ⬍ .05. Differences are marked by distinct letter.

treatment with nickel-containing appliances before sen- ● This optimized methodology for assessing cellular
sitization to nickel (ear piercing) can lead to reduced immune status could enable diagnostic testing of
frequency of nickel hypersensitivity.30 Tolerance in- nickel sensitivity without exposing patients to the
duction might be a possible benefit of using intraorally hazards of patch testing.
placed alloys.3 ● The exposure to nickel alloy castings for more than
We have also begun to investigate the role of type 24 months resulted in lower cell proliferation in-
1 and type 2 immune responses in the pathogenesis of dexes, suggesting that the development of oral toler-
nickel sensitivity. It seems that nickel stimuli can elicit ance mechanisms might play a role in modulating the
IL-5 production in nickel-sensitive patients. There was cellular response to nickel.
a significant difference between their cytokine levels ● A known nickel-induced type 2 immune response
and those observed in the control cultures. Moreover, and a marked lack of type 1 immunity (IFN-␥) were
we showed that our optimized method for lymphocyte the hallmarks of nickel-sensitive patients.
transformation in vitro is a useful tool for identifying
We thank Marlucy Rodrigues Lima, Maria de
the lack of type 1 (IFN-␥) immune response in nickel-
Fátima da Silva, and Lilia Cardoso Moreira for techni-
sensitive compared with non–nickel-sensitive patients
cal assistance.
(Fig 6). Further studies are needed to elucidate the
major cell phenotype associated with the type 2 im-
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