©June 2017
June 2017
Baseline Survey for Project Output and livelihoods Support Assessment
Acknowledgement
With the rapid increase in refugee population in Uganda due to the influx of South Sudanese
refugees fleeing violence, hunger and break down in service delivery in South Sudan, the
humanitarian needs for refugees in Uganda and especially in Bidibidi settlement continued
to be critical and projected to continue throughout 2017. The need for medium to long term
programmes such as livelihoods to increase self-reliance of refugees to live in safety and dig-
nity with host communities is gradually replacing the emergency activities.
DCA is grateful to be one of the Implementing Partners working with United Nations Ref-
ugee Agency (UNHCR) on the Livelihood interventions in Bidibidi through the the project
“Increased self-reliance through cash interventions and livelihoods support to conflict-affect-
ed South Sudanese refugees in Bidibidi refugee settlement and host communities in Yumbe
District in Uganda”.
We acknowledge the support and guidance of the Office of the Prime Minister, the district
political and civil leadership in supporting community access and planning interventions and
the different community leadership structures within the settlements.
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Table of Content
ACKNOWLEDGEMENT.........................................................................................II
TABLE OF FIGURES..............................................................................................V
LIST OF TABLES....................................................................................................VI
LIST OF ACRONYMS.............................................................................................VII
EXECUTIVE SUMMARY........................................................................................VIII
1.0 INTRODUCTION..................................................................................................................1
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Baseline Survey for Project Output and livelihoods Support Assessment
6.0 ANNEXES......................................................................................................37
BIBLIOGRAPHY....................................................................................................46
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Table of Figures
Figure 15: Comparison of farming types to carry out on the available plots...............................25
Figure 16: Comparison of accessibility and affordability of food in the local markets.............26
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Baseline Survey for Project Output and livelihoods Support Assessment
List of Tables
Table 10: Comparison of preferences for small businesses and IGAs by gender.........................19
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List of Acronyms
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Baseline Survey for Project Output and livelihoods Support Assessment
Executive Summary
This report highlights the baseline findings of the UNHCR funded project “Increased
self-reliance through cash interventions and livelihoods support to conflict-affected
South Sudanese refugees in Bidibidi refugee settlement and host communities in Yumbe
District in Uganda” implemented by DanChurchAid (DCA). The project targets to reach
4,940 households of South Sudanese refugees and Ugandan host communities in the ratio
70:30 through livelihood and production activities including multi-purpose cash grants
during the lean season. This report is intended to provide DCA with the required baseline
information for the cash interventions and livelihoods support. The report is also expected
to support DCA in defining the emergency livelihoods strategy and programme.
The baseline survey and livelihood assessment was carried out in 9 villages sampled from
zones 1, 2 and 5 in Bidibidi refugee settlement, Yumbe district. A total of 414 respondents
were reached from households across the 3 zones. These included 292 beneficiaries from ref-
ugee HHs and 122 from host communities. 192 members of the local leadership structures;
the Refugee Welfare Committee (RWCs), parish chiefs and a Community Development Offi-
cer within the host community settings were reached as key informants. Youth and women
group members were reached as well for Focus Group Discussants to triangulate the data
from the surveys.
.1 Impact indicator 1:
Improved food security and protection of Livelihood assets:
The targets under this impact indicator and the output indicators, the baseline findings are:
a coping index of 35.4 and 58% of the targets with acceptable Food Consumption Score. For
the second target, none of the households is receiving livelihood protection cash grant at
the moment.
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.2 Impact indicator 2 : Build self-reliance and improved livelihood of youth and
women
The baseline findings for indicator 2 reflect the findings for the outputs under this indicator.
These include: None of the youth and women surveyed are engaged in any CfW projects in
the target locations. There is poor agricultural productivity as a result of limited access to
land, poor crop yields, poor agronomic practices, inadequate skills, poor climatic conditions
and inadequate access to tools and equipment. The targeted youth and women are unable
to sustainably run their own business and engage in self-employment due to limited oppor-
tunities, lack of capital, inadequate skills and weak markets.
a. Under output 2.1, the baseline established that; none of the youth and women target-
ed has registered for CfW projects. 8 potential projects that benefit the wider commu-
nity have been identified by the selected beneficiaries. 52% of the target households
earn less than 50,000 per month. None of the youth and women targeted for CfW
projects is attending any business skills trainings and none of the targeted CfW benefi-
ciaries has started small businesses and IGAs.
Under the same output, apiary was found to be a viable IGA among 56% of the bene-
ficiaries. Some of the factors that informed this view include; access to land and for-
age for apiary, passion for apiary, access to market for honey and bee bi products and
knowledge and skills in apiary management.
b. Under output 2.2, the baseline established that; 96.4% of sampled beneficiaries are en-
gaged in agriculture and only 36% have received agricultural related training and sup-
port. 382 out of the 414 beneficiaries have access to some farm inputs. 46% of the tar-
geted HHs are able to produce own crops and generate income despite obstacles such
as limited access to land, lack of farm tools and inputs, harsh climatic conditions, lack of
skills in modern agronomic practices, poverty and lack of information. 54% of the HHs
are unable to produce their own crops and generate income despite the fact that 96% of
HH surveyed are engaged in agriculture.
Under the same output, engagement in agriculture is a big challenge because of limited
access to land for farming. 45% (187 of 414) of the beneficiaries have only less than 30
x 30 m of land for farming, 26% (107 of 414) have 1 acre or more and 25% (105 of 414)
have no land for farming except the compound gardens. As a result of limited land, most
farming rotates around vegetable growing for the refugees.
The local capacity to access and afford food for consumption and sale has been affected
as a result of poor access to land for farming, poor farm yields per acre and the limited
duration households are able to store food for consumption and sale. Limited income
within the refugee and host communities has limited the number of times target ben-
eficiaries are able to access the market to purchase food items. While some households
are able to visit the market, majority of the households spend at least 3,000 shillings on
food per market day.
c. Under output 2.3, the baseline established that 93.5% of the sampled beneficiaries have
not received any training in entrepreneurship and business management, 80% of the
beneficiaries are unable to run IGAs due to lack of requisite skills and startup capital. This
has limited their earning capacities, with 31% earning less than 50,000 per month from
their IGAs, while 55% have no comparable cash earnings at all.
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Baseline Survey for Project Output and livelihoods Support Assessment
d. Under output 2.4, the baseline established that 62.3% of the sampled beneficiaries are
not participating in financial services groups, despite the fact that 38% are aware of
some financial services and are able to access some of the identified services.
e. Under output 2.5, the baseline indicates that 317 of 414 youth, women and farmers sur-
veyed have not received any training in leadership and life skills, peace and conflict mit-
igation, although 24% of the youth, women and farmers are aware and have received
related trainings. There have been efforts to organize unstructured dialogue sessions in
some villages to address conflicts between refugees and host communities. The findings
indicate that the common causes of conflict between the refugees and host communi-
ties stem from fights over resources such as land, water, food/fruits, firewood, grass and
other local construction materials and some considered anti-social behaviors, restricted
access health, food and educational support from the refugee programme.
The conclusion drawn from the survey is anchored on the realisation that a number of live-
lihood opportunities exist within the refugee and host communities and can be utilised for
mutual benefit of refugees and host communities. Greater livelihood focus should be in ag-
ricultural livelihood opportunities, supplemented by enterprise development and IGAs. The
report draws the following recommendations based on the ReHoPE strategy framework and
focus areas: Place more emphasis in supporting agricultural livelihood opportunities such
as crop production and processing, rearing animals, apiary and aquaculture. It also recom-
mends to build initial capacity of communities and provide support through group based
activities, support the development of business enterprises and IGAs linked to agriculture,
develop multiple skills to address existing skills gaps, organise youth and women in groups,
strengthen financial literacy and community based financial institutions, support the insti-
tutionalisation of protection issues and build linkages with the private sector actors.
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1.0 Introduction
This report presents details of the baseline survey and livelihood support assessment for
the UNHCR funded project “Increased self-reliance through cash interventions and liveli-
hoods support to conflict-affected South Sudanese refugees in Bidibidi refugee settlement
and host communities in Yumbe District” implemented by DanChurchAid (DCA). The report
highlights the background and objectives of the project, the focus of the baseline survey and
livelihood support assessment, the scope, approach and methodology used. It also presents
the analysis of the data and presentation of the results, conclusion and recommendations?
1.1 Project focus
With increasing violence, scarcity of food, and financial instability in South Sudan, many
South Sudanese have been fleeing their country, and seeking protection from neighbour-
ing countries including Uganda. To this day, Uganda hosts 1,252,470 1refugees and asylum
seekers majority of whom are from South Sudan, Somalia, the Democratic Republic of Con-
go and Burundi. South Sudanese refugees make up about 898,864 settled in the districts of
Arua, Yumbe, Adjumani in West Nile and Lamwo District in Acholi Sub region. Yumbe district
alone is home to 272,707 refugees making up 22% of the total refugee population in Ugan-
da. These are settled in five zones of Bidibidi refugee settlement.
DanChurchAid (DCA) has been selected as livelihood implementing partners for UNHCR in
Bidibidi and has received funding from UNHCR for a project in Bidibidi settlement entitled
“Increased self-reliance through cash interventions and livelihoods support to conflict-af-
fected South Sudanese refugees in Bidibidi refugee settlement and host communities in
Yumbe District in Uganda”. The focus of the project is to contribute towards the emergency
response and build resilience among South Sudanese refugees and host communities in
Bidibidi – Yumbe through increased purchasing power and income generating activities.
The project will reach 4,940 households of South Sudanese refugees and Ugandan host
communities through livelihood and production activities including multi-purpose cash
grants during the lean season.
1.2 The purpose and scope of the assignment
As derived from the Terms of Reference reviewed, the overall purpose of the assignment is
to provide DCA with Baseline information for the cash base interventions and Livelihoods
support Assessment for the UNHCR funded project “Increased self-reliance through cash in-
terventions and livelihoods support to conflict-affected South Sudanese refugees in Bidibi-
di refugee settlement and host communities in Yumbe District in Uganda”. The assignment
is also intended to support DCA in defining the emergency livelihoods strategy and pro-
gramme.
The purpose and scope is informed by the following key impact baseline indicators;
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Baseline Survey for Project Output and livelihoods Support Assessment
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b) The emphasis on statistical and non-statistical facts was related to indicators in order
to:
Provide an objective basis for defining baseline data and practical livelihoods
information.
Allow generation of necessary information related to the baseline survey and
livelihoods support assessment from the required sources.
2.1 Data collection methods
Data for the baseline survey and livelihoods support assessment was collected
using a combination of both qualitative and quantitative methods in all the set-
tlement zones:
Quantitative methods were used for statistical data that was then analysed to
provide measurable benchmarks for the project among the refugees and the
host communities.
Quantitative and qualitative data collection tools such as; document review
checklists, structured surveys questionnaires, Key informant interview guides
and focus group discussions guide were used to generate both primary and
secondary data.
Quantitative data was electronically collected using tablets and exported into a
customised excel template for analysis.
2.2 Data analysis
Quantitative data was collected using tablets and smart phones and uploaded into MAG-
PI – a configurable; cloud based mobile data collection and visualisation application. This
data was then exported to MS Excel for graphical presentation and analysis. Qualitative data
was transcribed into MS Word and thematic areas related to the focus areas of the baseline
survey and livelihood assessment. These themes were grouped into sub themes for further
analysis and triangulation with quantitative data.
2.3 The sample size and sampling procedure
A purposive sampling method was used to select the households and respondents during
the baseline survey and livelihoods support assessment. This approach helped compare
households of vulnerable communities and other households within the settlements and
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Baseline Survey for Project Output and livelihoods Support Assessment
guided the survey within the parameters defined for the baseline survey and livelihoods
assessment. Efforts were made to minimize bias and select samples which best represent
the refugee and host communities across all the 5 zones being surveyed. Using the Creative
Research Systems survey software, a sample of 414 will be used based on the target popu-
lation of 2,040 within the settlement zones with a confidence level of 95% and a margin of
error of +/-2%. This sample frame was based on the total number of registered beneficiaries
within the project database and was proportionately distributed across all the 3 targeted
zones as follows:
Besides the above target respondents reached, additional respondents were reached for
qualitative data through interviews and focus group discussions as described below:
The tables below describe the categories of respondents reached by location and the meth-
ods used for data collection. A total of 414 respondents were reached across all the 3 set-
tlement zones during the baseline survey and livelihoods support assessment. A detailed
breakdown of respondents by location is given in below.
Table 1: Categories of target respondents
Zone Zone Zone Method of data
S/N Respondent categories reached
1 2 5 collection applied
01 Refugee Community
a. Refugee Community Households 113 132 47 Household survey
b. Refugee Welfare Committee (RWCs) 3 3 3 KII
c. Youth Groups members 15 20 20 FGDs
d. Women group members 12 22 18 FGDs
Sub total 143 177 88
02 Host community
e. Households of host communities 38 54 30 Household survey
f. Local leadership structures 2 2 2 KII
g. Youth Groups members 12 8 10 FGDs
h. Women group members 15 12 15 FGDs
Sub total 67 76 57
Total respondents reached 210 253 145
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a) Clashing of activities: the data collection was carried out at a time when other activities
such as; seed distribution, sim card verification were ongoing in the target zones and
this affected the engagements with the refugee and host communities.
b) Language limitations: A number of the data collectors identified from within the settle-
ments faced challenges interacting with host communities during household survey.
This was identified early enough and handled through translators from the host com-
munities and enumerators who were able to speak the local language.
The figures in table 2, below are provided as planning figures for the number of refugees in
each zone, spread across the different blocks/villages.
2 As of December 2016
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Baseline Survey for Project Output and livelihoods Support Assessment
Male
28%
Female
72%
(a)
36 to 55 18 to 35
14%
Female
54%
5%
Male
21%
(b)
In figure 2 below, 80% (98 of 122) of the host community respondents were married as com-
pared to 75% (220 of 292) of the refugee communities. 67% (82 of 122) of the host commu-
nity were household heads, of which 43% were women as compared to 88% (256 of 292)
refugee community household heads, out of which 67% were women. The composition of
the household members indicates that, 26% (32 of 122) of the host community had house-
hold members of less than 5 people and 74% (90 of 122) had household members of more
than 5 to 11people as compared to the refugee community who had the same number 50%
(147 of 292) of household members less than 5 and those of more than 5 to 10 people.
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June 2017
88%
100%
80%
75%
74%
67%
67%
80%
50%
50%
60%
43%
26%
40%
13%
12%
20%
8%
5%
3%
3%
0%
Single
Married
Divorced
Widowed
HH Head
HH < 5
HH > 5
Female HHH
Host Community Refugee Community
Besides the above, the host community and refugee communities have the least opportu-
nities in formal employment either within the private sector or the public sector (1% for ref-
ugee and host communities). This is attributed to the limited formal employment opportu-
nities around the settlements and the inadequate qualifications and skills among the target
communities. Only 11% of host communities and 8% of the refugee communities surveyed
are engaged in business, while 11% of host communities and 5% of refugees are engaged
in casual jobs.
Figure 3: Comparative household occupations
None 1%
47%
Others 1%
0%
Cash_for_Work 4%
1%
Agriculture 71%
36%
Businesses 11%
8%
Casual_Jobs 11%
5%
Formal Employemnt 1%
1%
None 23%
20%
University 0%
0%
Tertiary_Institution 1%
5%
Secondary 16%
26%
Primary 60%
49%
From the above analysis, a bigger proportion of refugee and host communities have not
been able to climb up the education ladder beyond primary education, limiting opportuni-
ties and access to formal wage and employment opportunities for them.
4.4 Household vulnerability status
A comparison of household vulnerability status (figure 5) of the households indicates that
the host community has more vulnerable members of the household than the refugee com-
munity. The greatest being infants and young children, where 79% (96 out of 122) house-
holds of host communities as compared to 45% (161 out of 292) households of refugee
communities. 61% of host communities as compared to 14% of refugee communities have
the elderly, while 56% of the host communities as compared to 7% of refugee communities
have pregnant and lactating mothers.
Figure 5: Comparison of HH vulnerability levels
PWDs 43%
14%
Elderly 61%
14%
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As shown in table 3 below, both the refugee and host communities have more household
members between the ages 0 and 10 years and 18 to 35 years as compared to other age
groups. Majority of them across all the age groups are less than 5 household members in
both refugee and host community households. The host communities have a comparatively
more number of household members of less than 5 years and more than 60 years as com-
pared to the refugee communities. Implying, there are more children and the elderly in the
host communities than in the refugee communities.
The profiled productive assets of the refugee and host communities in figure 6 indicates
some disproportional ownership of assets. These assets were identified based on what the
households can access to better their livelihood within their settlements. 97% of host com-
munity (118 of 122) had access to land as a productive asset; this was known to be commu-
nally owned land across the different settlements, while 91% of refugee community (267
of 292) had access to land as an asset as apportioned within the settlement for the refugee
communities.
79% of host communities (96 of 122) and 70% of refugee communities (204 of 292) have
access to a house or temporary shelter. Although most of the refugee communities still have
temporary shelters, there is a gradual shift from the temporary shelters to mud and wattle,
grass thatched houses, or un burnt bricks and grass thatched houses. Only 3% of the refu-
gee communities have access to livestock such as goats, sheep and poultry as compared to
72% of the host communities, while 5% of the refugee community has access to a bicycle as
compared to 44% of the host communities. 2% of refugee households (6 of 292) have access
to a vehicle as an asset while another 2 % have access to a motorcycle as compared to 7% of
the refugee community.
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Baseline Survey for Project Output and livelihoods Support Assessment
91%
100% 97%
72% 79%
44% 70%
50%
5%
3%
0% 2%7% 2%0%
Bicycle
Land
Live stock
Motor cycle
Vehicle
House
The variations in asset ownership of assets indicated in figure 6 above, reflects the current
state of the refugee and host community livelihood conditions. The improvement and de-
terioration of their livelihood can as well be compared to the acquisition or disposal of their
current assets to improve their livelihoods.
8%
Other 10%
7%
8%
Cash for work 10%
7%
Agriculture 58%
98%
42%
Businesses 25%
32%
22%
The findings established that a number of households have multiple sources of income in-
dicated in figure 7 above, considering that agriculture is seasonal. During the dry seasons, a
number of households especially in the host communities are engage in business or casual
work in the trading centres or the urban centres.
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The 5 coping mechanisms as identified by the World Food Programme 4 coping mechanisms
index still remain valid considering the study targeted the same communities and the con-
ditions have not changed over the last 1 month. The average coping strategy index for the
host and refugee communities was 35.4. The most adopted coping mechanism identified in
the study were as presented in the table 6 below:
Table 6: Coping mechanisms adopted
Severity Weighted
Coping mechanisms for food security needs
Rank CS score
.1 Eating less preferred but less expensive food 1 5.2
.2 Borrowing cash food receiving gifts 2 8.8
.3 Eating wild foods consuming seed stock 3 8.4
.4 Decreasing the no of people to feed 4 4.1
.5 Rationing food 2 9.0
Coping strategy score 35.4
The comparison between the refugee and host communities indicated a slight variation in
the CSI with the refugee community having a CSI of 33.38, while the host community hav-
ing a CSI of 32.26. The negative coping mechanisms adopted by both the refugee and host
communities include; selling their household items, selling foods to provide for other needs,
borrowing from friends as alternative approaches to livelihood, consuming seeds, selling
livestock and exploiting natural resources such as forests, water resources, sand and stones.
The adaptation of negative coping mechanisms by the refugee and host communities was
attributed to the high levels of poverty among the households, poor/weak government ser-
vice structures and uncoordinated community institutions and harsh weather conditions
affecting agricultural activities within the settlements. The refugee community in particular
adopt some of these coping mechanisms when they run out of food rations before the next
food distribution, failure to access other household necessities and the inability to alternate
their daily dietary requirements among others.
4 Coping Strategies Index – World Food Programme field methods manual (2008). 12
June 2017
The resultant reduction in the above negative coping mechanisms, the improvement in the
target population purchasing power and support through the multi-purpose cash grants
will go a long way in improving food security and provision of the household basic needs to
improve their livelihood.
The food consumption score for this baseline has been extracted from the ECHO/DCA proj-
ect baseline (April 2017) that is comparable because the targets were the same and there is
no significant change in the context in which this study was done. According to the report,
the FCS by household indicates variations with 9% of the households surveyed having a
poor FSC (0 to 21), 33% of the households at the borderline of the FCS (21 to 35) and 58%
within the acceptable range (above 35).
None of the surveyed household members have been receiving livelihood and protection
cash grants from any agency within the settlements. This is despite the fact that 65% (79 of
122) of host communities and 77% (226 of 292) of refugee community is aware of livelihood
cash vouchers and grants offered by other agencies and 60% (73 of 122) of the host com-
munity households and 71% (207 of 292) of the refugee community households believe
that the livelihood and protection cash grants will be adequate to provide for their basic
livelihood needs. The rest of the households are not sure because they are not well informed
about the grants.
5.2 Impact indicator 2:
Build self-reliance and improved livelihood of youth and women
From the survey findings, the targeted households are still very much dependent on relief
support on the side of refugees and adapting coping mechanisms for their livelihoods on the
side of the host communities. Challenges relating to poor markets, poor agricultural produc-
tion and poverty in the target communities has caused both refugee and host communities
to depend on relief food and non-food items, further deteriorating the livelihood conditions
in these communities due to limited capacity to support the current population. Planned
self-reliance initiatives such as access to wage earnings and employment opportunities
through cash for work activities and improved agricultural production for consumption and
sale and supporting targeted beneficiaries to own business and engage in self-employment
will go a long way in improving the overall livelihood conditions of both the refugee and
host communities and make them more self-reliant over time.
Table 7: Impact indicator 2
From the baseline findings, none of the surveyed respondents among the refugees and host
communities has registered for any CfW projects in the target locations although 305 out
of 414 potential beneficiaries indicated that they are aware of cash for work activities and
would be interested to register. 109 out of 414 (26%) do not have no information about CfW
activities. 65% of those surveyed among the host communities are interested in registering
for CfW projects as compared to 77% of the refugee communities. There is inadequate infor-
mation about some of the CfW projects and modalities of registration. This is compounded
by weak structures and leadership gaps among the youth and women.
.2 8 potential projects that benefit the wider community identified by the selected
beneficiaries.
A total of 8 potential projects that can benefit the wider community were identified as possi-
ble CfW projects during the survey. The projects varied from sinking, construction and main-
tenance of community toilets and sanitation, construction and maintenance of schools and
hospitals, raising tree nurseries and planting trees, land opening and demarcation, construc-
tion of market stalls, construction and repair of shelters and homes for PSAs, maintenance of
roads and bridges and setting up recreational facilities.
From figure 8 below, 65% (79 of 122) of host communities and 37% (107 of 2929) of refugee
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communities were interested in construction and maintenance of schools and health facili-
ties. 35% of host communities as compared to 25% of refugees were interested in construc-
tion and maintenance of community toilets and sanitation projects, 43% of host communi-
ties as compared to 32% of refugees were interested in raising nurseries and planting trees.
The project that attracted the least interest was setting up recreational facilities where 20%
of the host community and 10% of the refugee communities expressed interest.
Figure 8: Comparison of cash for work projects to undertake
recreational…
maintenance of…
Others
Construction and
Land opening
Construction of
and planting trees
Raising nurseries
Setting up
market stalls
Maintenance of
Some of the projects identified (in figure 8 above) may not have the potential to engage all
the youth and women at the same time, let alone the fact that they may be one off projects
or are rather more seasonal in demand. During the focus group discussions, the following
were found to be potential opportunities from the projects identified:
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Baseline Survey for Project Output and livelihoods Support Assessment
From the survey findings, 52% of the refugees and host communities earn less than 50,000
per month (figure 9). Although about half of the target beneficiaries earn an average month-
ly income of less than 50,000, it can be concluded that majority of these earn at the lower
quartile considering that the average monthly household expenditure is below 20,000. 31%
(130 of 292) of the refugees and 21% (86 of 122) of the host community beneficiaries earn
less than 50,000 per month and more refugee households (26%) have no reliable monthly
household income than host community’s households (1%).
The survey however reveals that both refugee and host communities do not have access to
household incomes of Ugx 150,000 and above, mainly because of limited economic oppor-
tunities, limited, limited education and skills, lack of information and legal restrictions and
requirements for the refugee communities.
40% 31%
30% 26%
21%
20%
10%
10% 6%
2% 1% 0% 1% 0% 0% 1%
0%
50000_to_100000
100000_to_15000
150000_to_20000
None
Less_than_50000
More_than_25000
0
0
In figure 10 below, the refugee and host communities alike face similar challenges in ac-
cessing and improving their household incomes. The most expressed challenges by both
communities is the limited access to education and skills training as reported by 84% of host
communities and 76% of refugee community. The other significant challenges are lack of
information expressed by 71% of host community and 64% of refugee community, limited
opportunities expressed by 67% of host communities and 59% of refugees. The challenges
present an opportunity for support to the refugee and host communities in a number of
areas including: provision of training, exploring avenues for wage earning through cash for
work and other income generating activities.
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June 2017
Other 29%
17%
Government
14%
restrictions 27%
Limited
67%
opportunities 59%
Lack of
71%
information 64%
Limited
84%
education/Skills 76%
From the survey findings, none of the targeted youth and women for CfW projects is attend-
ing any business skills trainings within the refugee and host communities. As highlighted
in figure 10 above, a number of potential refugee and host community beneficiaries have
expressed the need for skills trainings to improve their ability to earn as a precursor to im-
prove their livelihoods. Of all the surveyed beneficiaries, only 121 have received some form
of skills enhancement trainings 30% (36 of 122) of whom are from host community and 55%
(162 of 292) from the refugee communities. Some of the areas they have received trainings
in include; financial literacy by 30% of host communities compared to 29% of refugees, life
skills by 7% of host communities as compared to 5% of refugees and entrepreneurship skills by
7% of the host community.
Figure 11: Comparison of skills required
100%
72% 72%77%
80%
51%
60%
37% 38%
30%
40% 21% 19%
14% 13%
20% 7%
0%
Peace and conflict
Others
Leadership and
Financial literacy
Vocational Skills
Entrepreneurship
management
Life skills
skills
From figure 11 above, it is evident that there is more demand for vocational skills among the
registered beneficiaries in the refugee and host communities alike with 77% (94 of 122) of
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Baseline Survey for Project Output and livelihoods Support Assessment
host communities expressing interest as compared to 72% (209 of 292) of refugee commu-
nity. 72% (88 of 122) of the host community expressed interest in entrepreneurship train-
ing as compared to 38% (111 of 292) of the refugee community, while 51% (62 of 122) of
host community expressed interest in financial literacy as compared to 37% (109 of 292) of
the refugee community. From the focus group discussions, it is evident there is little under-
standing about the interrelation between financial literacy, entrepreneurship skills and vo-
cational skills among the youth and women in the refugee and host communities. Efforts to
build a long term and sustainable livelihood strategy through skills training and enterprise
development should focus developing multiple skills and knowledge in these areas.
.5 None of targeted CfW beneficiaries has started small businesses and IGAs.
The survey findings indicate that none of the targeted CfW beneficiaries has started small
businesses and IGAs related to the CfW activities within the refugee and host community
settings, although some of targeted beneficiaries are involved in some businesses and IGAs
in their respective areas. 46% (190 of 414) refugee and host community respondents are
engaged in some small businesses and IGAs within their locations. 31% of these are host
community beneficiaries and 23% are refugee community beneficiaries. Common among
the promising small business and IGAs the youth and women are engaged in include: Farm-
ing – crop production and selling produce, hair dressing, tailoring, building/Construction,
carpentry, Hotel/Restaurant and catering services, transport (Bodaboda), trading in general
merchandise, brick laying.
18
June 2017
Table 10 below highlights some of the small businesses and IGAs identified within the ref-
ugee and host communities and their ranking according to the preference of the potential
beneficiaries surveyed by gender.
Table 10: Comparison of preferences for small businesses and IGAs by gender
The exceptions to the choices of these businesses and IGAs, apart from the gender aspect
of their preference was limited capital to engage in some of the small businesses, access to
land for farming, skills and knowledge in running the business and limited markets for the
items produced.
A disproportionately smaller (66%) of the host community have knowledge and skills in api-
ary, 71% are able to manage an apiary as opposed to 25% and 26% of refugees respectively.
19
Baseline Survey for Project Output and livelihoods Support Assessment
The general challenge facing both the refugee and host communities in the management of
apiary as a viable IGA is the access to improved bee hives, harvesting gears, challenges with
wild bush fires and inadequate training and support in proper bee keeping technologies.
Land_forage
Market_for_honey
Passion_for_apiary
Management_of_a
Access to
& biproducts
in apiary
piary
5.2.2 Output 2.2 Access to agricultural/livestock production enabled
Support towards self-reliance and improved livelihoods is possible through improved ag-
ricultural production through supporting household own food production for vulnerable
households especially women and youth. The support to farmers through trainings and in-
puts is expected to contribute to improved crop production and incomes. The improvement
in household yields and incomes can be used as a measure to ascertain achievement of
these targets.
20
June 2017
.1 399 out of the 414 beneficiary households are engaged in agriculture and only
36% have received agricultural related training and support.
From the survey findings, 399 out of 414, representing 96% of the beneficiary households
are engaged in agriculture. However, only 36% (150 of 414) have received agricultural relat-
ed training and support. This support has mainly come from NGOs, religious institutions and
government programmes, 64% (264 of 414) of the beneficiary households have not received
any such support. 53% of those who have not received any agricultural training and support
are host community and 68% are refugee community beneficiaries.
From figure 13 below, it can be seen that the refugee and host community alike have re-
ceived very little agricultural training and support. 25% of the host communities have re-
ceived support in form of seeds, fertilisers and farm tools and they have received trainings
in soil erosion control (20%), drip irrigation (19%) and soil fertility management (19%). Only
9% of the refugee community has received support in seeds, fertilisers and farm tools. The
trainings received by the refugees are those that they received while in their home coun-
tries. These covered topics such as crop protection and management (21%), soil fertility
management (21%), land use and management (18%) and drip irrigation skills (13%). A very
small proportion of the host community (6%) and the refugee community (1%) has received
trainings in post-harvest handling and management skills.
30%
25%
25% 21% 21%
19%18% 20% 19%
20% 17%
16% 15%
13% 14%
15% 12% 12%
10% 9%
10% 8% 7%6% 8%
6%
3% 2% 3%2% 1% 2%
5% 0%
0%
Soil Nutrient…
Organic farming…
Land use…
Seeds, Fertilizers…
Integrated…
Group based…
Crop protection and…
Integrated Pest…
Soil fertility…
Post-harvest handling
Bee keeping
Soil Erosion control
Drip irrigation
Other
Aware of the fact that 92% (112 of 122) of the host community household and 37% (109 of
292) of the refugee community household are engaged agriculture, and the fact that they
all derive their incomes from agriculture; the limitations in household agricultural engage-
ments and kind of support received as well as the training gaps in agronomic and post-har-
vest management skills provides an opportunity for agricultural support and training for
both the refugee and host community beneficiaries. This will enable improved agricultural/
livestock production and contribute to better household production for consumption and
sale.
21
Baseline Survey for Project Output and livelihoods Support Assessment
.2 382 out of the 414 beneficiary households have access to some farm inputs.
The survey indicates that 382 out of 414 representing 92% of sampled respondents have
access to some basic farm inputs such as hoes, rakes, axes, seeds and storage facilities. These
have been accessed through support from NGOs, own purchase and or borrowing from
friends and relatives. 89% (260 of 292) of refugee community have access the basic inputs
mentioned above and only 1% (3 of 292) has access to storage facilities. 100% of the host
community have access to the above farm inputs, but only 3% (4 of 122) have access to Ox
ploughs, 31% (38 of 122) have access to storage facilities.
None of the beneficiary households have access to mechanised tools, irrigation facilities and
proper storage facilities to enhance their productivity and improve yields. From the discus-
sions, it is was established that high levels of poverty, lack of skills and technical expertise,
limited information on improved agronomic practices and lack of support have limited their
capacity to access and utilise such facilities and equipment. By providing farming inputs
through in kind or conditional cash grants, the intervention will enable improved access to
agricultural and livestock production subsequently improving household food and vegeta-
ble production.
.3 46% (190 of 414) of the HHs are able to produce own crops and generate income.
From the survey findings, (figure 14), 46% (190 of 414) of the refugee and host community
households surveyed are able to produce own crops and generate some farm based in-
come. 29% (121 of 414) of these households can produce an average of less than 5 basins
of the basic food items such as cassava, maize, beans, sorghum, vegetables, sweet potatoes,
ground nuts/simsim per production season. 17% (68 of 414) of the beneficiary households
can produce more than 5 to 10 basins of the basic food items above per production season.
53% (64 of 122) of the host community households are able to produce an average of less
than 5 basins of the basic food items mentioned above, while 44% (53 of 122) are able to
produce from 5 to 10 basins. Only 4% (4 o 122) is not able to produce any, meanwhile 20%
(57 of 292) of the refugee community is able to an average of less than 5 basins of the basic
food items, 5% (15 of 292) is able to produce between 5 to 10 basins and 75% (219 of 292) is
not able to produce any.
Figure 14: Comparison of average yield of basic food crops
75%
80%
70%
53% 54%
60%
44%
50%
40% 29%
30% 20% 17%
20%
5% 4%
10%
0%
< 1_5_basins
None
basins
22
June 2017
In order to improve households own crop production and income for both refugee and host
communities, there is need to address the challenges that hinder average yields. From the
findings, both the host and refugee communities face similar challenges in an attempt to
increase their annual yield per acre (table 12). 77% (318 of 414) of the respondents identified
pests and diseases as the greatest challenge faced, while 76% (314 of 414) identified chang-
es in climatic conditions. Other challenges expressed included; poor farming methods, lack
of tools and equipment, lack of skills and inadequate land for farming, especially for the
refugee communities.
Efforts to improve yields per acre and consequently contribute to improved household food
for consumption and sale will need to focus more on controlling pests and diseases, sup-
porting farmers with farming technologies to address challenges related to the changes in
climatic conditions through irrigation, draught resistant varieties and exploring high val-
ue short term crops such as carrots, tomatoes, onions, cabbages, egg plants, okra, simsim,
ground nuts and pumpkins that can be grown on small plots of land and adapt cheap ir-
rigation technologies such as drip irrigation. This can be done alongside other traditional
staple foods such as cassava, potatoes, beans, and maize on fairly larger areas available. The
refugee and host communities can also engage in other agronomic ventures such as poultry
farming, goat rearing, aquaculture and apiary.
Despite the fact that 96% of households surveyed are engaged in agriculture, access to land
remains a major barrier to agricultural productivity and increased crop and animal produc-
tion (table 10 above). 45% (187 of 414) of the surveyed beneficiaries have only less than 30 x
30 m of land for farming, 26% (107 of 414) have 1 acre or more and 25% (105 of 414) have no
land for farming except the compound gardens within their settlements. 64% (187 of 292)
of those who have access to land less than 30 x 30 m are refugees who also make up all of
those who only use compound gardens because they have no alternative gardens. On the
other hand, 88% (107 of 122) of the host community has access to 1 acre or more and only
11% (14 of 122) have 50 x 50 m and more.
As a result of the unavailable land, the farming types adapted by the refugees and host
communities vary. From figure 15 below, 91% (205 of 292) are able to use the available land
for vegetable growing, as compared to 78% (95 of 122) of the host communities. 31% (90 of
292) of the refugee community are able to engage in poultry farming compared to 67% (82
of 122) of the host communities. 6% (17 of 292) of refugee communities are able to engage
in bee keeping, as compared to 52% (63 of 122) of the host community. 17% (51 of 292) of
the refugee community are able to utilise available land for grazing animals as compared
66% (80 of 122) of the host communities.
23
Baseline Survey for Project Output and livelihoods Support Assessment
91%
100%
78%
80% 67% 66%
52%
60%
31%
40%
17%
20% 6% 6%
0%
0%
Refugee Community Host Community
The variations of access to land have a direct bearing on the duration of time households
are able to store food until the next harvest or distribution. This implies that the amount of
food available for households for consumption and sale is limited because of inadequate
production. The baseline indicates that, only 14% (56 of 414) of the surveyed households
are able to store food for more than 5 months, 7% (28 of 414) are able to store food for 3 to 5
months, 20% (81 of 414) are able to store food for 1 to 3 months and the vast majority, 50%
(207 of 414) can only store food for less than 1 month. For the vast majority, the implication
is long durations of scarcity and pushes them to adapt negative coping mechanism as they
wait for the next harvest or food distribution.
The effect of the above is also evident in the supply of food in the market as accessibility and
affordability of agricultural products is hampered. From the survey findings, the comparison
of accessibility and affordability of food (figure 16) below indicates a very uneven access to
and affordability of food for the refugee and host communities. This is at the backdrop of
challenges related to access to land for farming, poor farm yields per acre and the limited
duration households are able to store food for consumption and sale.
The most accessible and yet affordable food for most of the refugees (RC) and host com-
munities (HC) is vegetables, since they can grow these around their compounds. The least
affordable and accessible food in the market for both is corn soy blend and milk necessary
for the nutritional health of children. Access to other foods indicates that; 25% of the refugee
community are able to access cassava flour as compared to 48% of the host communities;
22% of refugee community are able to access maize flour as compared to 34% of the host
communities; 27% of the refugees able to access beans as compared to 51% of the host
communities; 21% of refugee community are able to access silver fish and other varieties of
fish as compared to 54% of host communities and 28% of refugee community can access
vegetables as compared to 69% of host communities.
24
June 2017
The food items that are fairly difficult to access for both refugees and host communities
include; meat, sweet potatoes, ground nuts/simsim, milk, eggs and corn soy blend. Fruits
such as mangoes, oranges, avocadoes and pawpaw’s are only accessible during seasons.
The refugees and host communities alike face the same challenges in accessing stable foods
such as cassava flour, beans, maize and vegetables.
Figure 16: Comparison of accessibility and affordability of food in the local markets
80%
64%
70%
60%
50%
30%
40% 27%
25%
23%
19%
19%
19%
18%
30%
17%
17%
16%
15%
15%
14%
13%
11%
11%
10%
20%
9%
7%
7%
7%
6%
5%
4%
1%
10%
0%
0%
Maize flour
Eggs
Sweet Potatoes
Fish
Meat
Maize grains
Ground_Nuts/Simsim
Milk
Vegetables
Shorgum
Beans
Corn-Soy blend
Cassava(Flour/Fresh)
Fruits
RC_Affordable HC_Affordable RC_Accessible HC_Accessible
The main challenges faced by both refugees and host communities in accessing and being
able to afford food in the local market are; poverty, high prices and limited land for farming.
89% (367 of 414) of the surveyed respondents attribute the challenges of accessing food
to poverty, 89% (368 of 414) attribute it to high prices in the market and 53% (220 of 414)
attribute it to limited land for farming. Other reasons given include; distance to the market
(26%), lack of jobs (29%), soil infertility (32%), low supply (37%) and delayed delivery of food
rations (27%).
Limited income within the refugee and host community households has a bearing on the
frequency of households in the market to purchase required food items. The findings indi-
cate that only 7% (31 of 414) of the surveyed respondents are able to visit the market on a
daily basis and 49% (204 of 414) visit the market once in a week. 24% are however able to
visit the market twice a week and of these, 40% (164 of 414) spend at least 3,000 shillings on
food and 44% (184 of 414) spend at least 5,000 shillings or more on food items and other es-
sentials. 48% of the refugee community households are able to spend at least 3,000 per mar-
ket day as compared to 20% of the host community, 22% of the refugee community are able
to spend at least 5,000 as compared to 19% of the host community, while only 12% of the
refugee community can spend more than 5,000 as compared to 51% of the host community.
25
Baseline Survey for Project Output and livelihoods Support Assessment
26
June 2017
The baseline indicates that 93% (387 out of 414) of the target beneficiaries have not received
any training in entrepreneurship and business skills management. 94% (272 of 292) of these
are from the refugee community and 93% (113 of 122) are from the host communities. This is
a clear indication of the skills gaps required to establish and run a sustainable small and me-
dium enterprise among the refugee and host communities. To achieve the desired impact
of this intervention, the need to further assess the skills gaps among the refugees and host
communities in enterprise development with a focus on entrepreneurship skills, financial
literacy skills and vocational skills is important.
In table 12 below, 37% (109 of 292) of refugee communities have expressed interest in re-
ceiving trainings in financial literacy, 38% (111 of 292) are interested entrepreneurship skills
training while 72% (209 of 292) are interested in vocational skills training to support busi-
ness startup, management and development. Meanwhile, 51% (62 of 122) of host communi-
ty have expressed interest in financial literacy skills, 72% (88 of 122) have expressed interest
in entrepreneurship skills and 77% (94 of 122) are interested in vocational skills for business
and enterprise development.
Whereas the interests expressed seem to be subject specific, to achieve a wholesome busi-
ness management competence, the different skills areas should be treated holistically be-
cause of the interrelations between them.
27
Baseline Survey for Project Output and livelihoods Support Assessment
.2 79.95% of the targeted beneficiaries are unable to run IGAs due to lack of startup
capital.
From the baseline findings, 80% of the targeted beneficiaries are unable to run IGAs due
to lack of startup capital and support. As indicated in figure 17 below, 56% (233 of 292) of
the refugees indicate that they don’t have access to startup capital, while 55% (229 of 292)
indicate they are limited by the poverty levels in the settlements. 24% (98 of 122) of the host
communities indicate they have no access to startup capital, while 26% (107 of 122) site
poverty as a limiting factor to set up an IGA.
56%
60% 55%
32% 24%
40% 12% 26%
20% 24% 14%
0% 13% 4%
Lack of skills
Lack of capital
Poverty
opportunities
Absence of
Limited market
With more than 96% of the beneficiary households engaged in agriculture, focusing more
support in the IGAs tailored towards agribusiness and general merchandise will enhance the
benefits of the interventions within the host and refugee communities. Service areas such
as restaurants, communication and transport (bodaboda) also have a potential to develop
with time.
.3 55% of the target beneficiaries have no businesses and IGAs to earn from.
From the baseline findings, 55% (229 of 414) of the target beneficiaries have no businesses
and IGAs to earn from. Even among those that have means of earning, 31% (128 of 414)
earn less than 50,000 per month from their IGAs. 48% of the refugees and 7% of the host
community do not have any IGAs and businesses to earn from. This implies that majority of
the target beneficiaries have little or no access to small businesses and IGAs to earn from.
Although 31% (128 of 414) of the target beneficiaries have an average monthly income of
less than 50,000 per month, it can be concluded that majority of these earn at the lower
quartile considering that the average monthly household expenditure is below 20,000 for
the majority. Of the 12% (51 of 414) who earn between 50,000 to 100,000, 16% (66 of 292)
are the refugee community who earn less than 50,000 per month and 6% (25 of 292) earn
between 50,000 to 100,000 per month.
28
June 2017
The disparity between earning abilities of the host community and refugee communities is
premised on access to means of production such as land, natural resources and opportuni-
ties available to them, however, both the refugee and host communities face the same chal-
lenges affecting their means to earn and improve household income. These are; lack of skills,
lack of capital, household poverty, absence of opportunities and limited market for goods
and services. Therefore support towards establishing own business and or self-employment
through start up kits is critical but should be addressed with other challenges mentioned
above, lest the start-up kits and capital is diverted to solve other emergent issues affecting
livelihood of the households.
5.2.4 Output 2.4: Access to Financial services facilitated
As part of the process of building own businesses and supporting self-employed initiatives
at the end of end of project, facilitating access to financial services is vital. This will be seen in
the level of participation, skills, knowledge and attitudes developed by the refugee and host
communities over time through group based activities and training.
Table 16: Output 2.4
Output description Project output targets Baseline data
600 of women and youth 258 out of the 414 of targeted
600 Trained youth and
participating in communi- beneficiaries are not partici-
women are supported to
ty-based (VSLA) groups pating in the set up and devel-
form VSLA groups to raise
opment of financial services
income for IGAs
groups
.1 38% of beneficiaries have access to financial services and financial services groups
Only 38% of the respondents reached indicate their involvement in community based VSLA
groups. 258 out of the 414 of targeted beneficiaries representing 62% of the respondents
are not participating in the set up and development of any community based financial ser-
vices groups in the host and refugee communities.
74% (307 of 414) of the target respondents indicate that none participation above stems
from the lack of awareness of financial services and support structures, limited knowledge
and skills and lack of funds to join the groups. However, for those participating, the prom-
inent financial services mentioned include; mobile money services, micro finance support
services, financial literacy training, access to loans and credit and Village Savings and Lend-
ing Associations (VSLAs). 29% (118 of 414) are aware of VSLA activities within the refugee
and host communities and 38% (156 of 414) are involved in group activities, savings and
access to credit facilities within their respective locations.
As indicated in figure 18 below, 25% (75 out of 292) of the refugee communities are involved
in the set up and development of financial services groups as compared to 67% (81 of 122)
29
Baseline Survey for Project Output and livelihoods Support Assessment
of the host communities. 70% (205 of 292) of the refugee communities are not involved in
any community based financial services groups as compared to 30% (36 of 122) of the host
communities.
Active participation of the refugee and host communities in sustainable community based
VSLA groups needs to be developed around knowledge and skills in managing these groups,
building relationships of trust and confidence among participating members and continu-
ous support, follow up and backstopping of the group activities to strengthen group cohe-
sion.
5.2.5 Output 2.5: Access to training and learning enabled
With evident need for acquisition of skills in entrepreneurship, vocational skills and finan-
cial literacy to support business startup, management and development to enable develop-
ment of small and medium enterprises and promote self-employment in the long run, the
lack of skills affecting average household yield per acre and therefore affecting availability
of food for consumption and sale indicates the need for training and support in agricultural
related ventures, small and medium enterprise development and building social networks
and harmonious co-exist among the refugees and host communities.
30
June 2017
The baseline findings indicate that 317 of 414 representing 76% of the youth, women and
farmers surveyed have not received any training in leadership and life skills, peace and con-
flict trainings necessary to support leadership, problem solving and sustainable manage-
ment of natural resources within the refugee and host community settings. Only 24% (97 of
414) of the youth, women and farmers surveyed have received some training in leadership,
life skills, peace and conflict management through non-governmental organisations and
government programmes in the past. 32 of 122 representing 26% of the host community
members have received and trainings in leadership skills and group dynamics, but none has
undergone any training in peace and conflict mitigation. Meanwhile 65 of 292 representing
22% of the refugee community have received some trainings in leadership, life skills, peace,
conflict mitigation and group dynamics trainings for a peaceful co-existence from NGOs
back in their home countries.
45% (186 of 414) of the youth, women and farmers surveyed within the targeted locations
expressed interest in undergoing the above trainings for a peaceful co-existence between
the refugees and the host communities. Out of these, 70% (86 of 122) where the youth,
women and farmers from the host communities, while 22% (65 of 292) where from the ref-
ugee communities. The arguments advanced by the vast majority of the host community
members is the opportunities that the refugee programme has brought within their com-
munities and therefore the need to tap into the economic opportunities that comes with
hosting refugees, while some of the refugee community members understand the need for
peaceful co-existence because of access to land and other natural resources that can sustain
their stay within the refugee settlements.
Some of the areas cited by the refugee and host communities that call for empowerment
through trainings include; cases of managing gender based violence, child care and protec-
tion, harmonise co-existence, self-management and control, group farming and building a
strong social network within the camps and host communities.
The significance of leadership skills trainings, group dynamics and peaceful co-existence
is seen in the kind of groups that the refugee and host communities have started build-
ing. 70% (290 of 414) of the youth, women and farmers surveyed indicated that they are a
member of a farmer group. Out of these, 66% (194 of 292) are members within the refugee
communities, while 79% (96 of 122) are members within the host communities.
Figure 19 below highlights some of the benefits indicated by the surveyed beneficiaries of
engaging in farming groups. 40% of the refugee community and 22% of the host communi-
ty identify with gaining from group farming. Only 1% of the refugee community think they
can benefit from group marketing as compared to 6% of the host community, 2% of refugee
community identify with benefiting from VSLAs as opposed to 14% of host communities. 9%
of refugee community identify with training and social support as compared to 8% of host
community. None of the refugee community identify with accessing credit facilities within
the groups as compared to 5% of the host communities.
31
Baseline Survey for Project Output and livelihoods Support Assessment
40%
Group farming 22%
1%
Group marketing 6%
2%
VSLA 14%
9%
Training and social support 8%
0%
Accessing credit facilities 5%
3%
Others 3%
The variations in the responses between the host community and refugee communities
across the different aspects as illustrated in figure 18 relates to knowledge gaps, lack of skills
and trust and confidence among group members. The table 16 below illustrates areas iden-
tified as focus areas to address support to farm group within the refugee and host commu-
nity settlements.
Table 18: Focus areas for farm group activities
There have been unstructured dialogues sessions between the refugee communities and
the host communities over clashes that arise between them. These have been facilitated
32
June 2017
through the refugee welfare committees and the local government structures in the host
communities. The limitations to these dialogue sessions according to the local authorities
has been failure to implement issues discussed and resolved during dialogue meetings and
failure to follow up on issues reported, thus further escalating the conflict between the ref-
ugees and host communities.
The common causes of conflict between the refugees and host communities stem from
fight over resources (land, water, food/fruits, firewood, grass and other local construction
materials), theft, and failure to access health, food and educational support from the refugee
programme. When asked to prioritize the issues by gender, the youth, women and farmers
surveyed pointed out the following issues as most important in resolving any conflicts be-
tween the refugees and host communities.
From table 19 above, the social concerns around protection issues affect women and men
differently and therefore should be treated likewise. From the findings, the overall impact of
failure to address protection concerns has a direct bearing on children and women in both
refugee and host communities. Their vulnerability need to draw attention of all stakeholders
to ensure that the above issues are given urgent attention and focus.
33
Baseline Survey for Project Output and livelihoods Support Assessment
5.1 Conclusion
A number of livelihood opportunities exist within the refugee and host communities and
these can be tapped to mutually benefit both sides. From the survey findings, the most via-
ble livelihood focus is agricultural related opportunities, supplemented by small and medi-
um enterprise development and income generating activities. The off farm activities can be
engaged in off farming season and in the evenings when the markets are busier.
For these opportunities to sustainably benefit the host and refugee communities, a struc-
tured response and support towards enhancing productivity, income and skills is essential.
The focus of the project “Increased self-reliance through cash interventions and livelihoods
support to conflict-affected South Sudanese refugees in Bidibidi refugee settlement and
host communities in Yumbe District in Uganda” is in line with the UNHCR/OPM ReHoPE Stra-
tegic Framework and the government of Uganda refugee asylum policy to build sustainable
livelihoods based on: modernized agricultural practices and improved market linkages,
market-driven technical skills and small-scale enterprise. Through developed markets, the
project is also capable of addressing community and system resilience based on dialogue
and peaceful co-existence of refugees and host communities.
With focus on building markets and improving sustainable livelihood through cash inter-
ventions for both refugees and host communities, it is important that community struc-
tures are developed to address the growing conflict over resources between the refugees
and host communities for a peaceful co-existence. This will require more engagement of
the refugee welfare committee structures and interface with the district and sub county
level political and civil leaders.
5.2 Recommendations
The following are recommended for action from the findings of the baseline survey and
livelihood support assessment. These are based on the focus areas of the Refugee and Host
Population Empowerment (ReHoPE5) strategic framework. These recommendations will
seek to contribute to the following components of ReHoPE strategic milestones:
Achieving modernized agricultural practices and improved market linkages, market-driven
technical skills and small-scale enterprise.
Considering that most host community households are engaged in agriculture and the ref-
ugee communities have a predominantly agricultural background. Focus on agricultural
livelihood opportunities will be less time consuming and easily adaptable venture for both
communities despite the challenges of access to land and climate change. This will require
investment in high value and fast growing foods such as vegetables for both refugee and
host communities and staple food crops for the host communities because of land accessi-
bility. It will also require building collaborative arrangements between the host and refugee
communities on land use, training both communities in specific agricultural value chains
to benefit the target communities and improve agricultural practices to mitigate the chal-
lenges of limited land, effects of harsh climatic changes on agricultural production, invest-
ment in crop and livestock disease management in order to sustainably support livelihood
efforts.
.2 Build initial capacity of communities and provide support through group based
activities
The group based support and activities should provide a platform for training, resource ex-
ploitation and initial exploration of agribusiness opportunities within the target locations.
These may include identification and exploration of agricultural value chains, access to mar-
kets and market information, experience sharing and land utilisation between the refugee
and host communities. Such an approach provides a good platform for the youth and wom-
en in the refugee and host communities to engage in as they are already mobilized into
groups and may eventually grow into cooperatives especially for the host communities.
With the identification and development of agricultural value chains and the upcoming
markets as a result of the cash interventions, efforts should be made to support the devel-
opment of small and medium business enterprises linked to agriculture for the youth and
women within the target communities. This will supplement agricultural activities and pro-
vide much needed services otherwise sought out in other major towns. Some of these ven-
tures may include; setting up flour mills, stocking and selling produce, grinding and pack-
aging groundnut/simsim paste, growing and selling vegetables, fish ponds, poultry farms,
goat rearing, bee keeping and general merchandise.
For improved community capacity to address livelihood issues; there is need to develop
multiple skills among the refugee and host communities. This will require a more holistic
approach to cover local artisan skills, life skills, entrepreneurship, financial literacy, numeracy
and literacy skills to enhance knowledge and community capacity to sustainably engage in
business and improve general livelihood conditions within the refugee and host commu-
nities. These skills should focus on areas of interest for small and medium enterprises such
as farming, hairdressing, tailoring, motorcycle repairs and maintenance, building and con-
struction, carpentry, restaurant and hotel services, transport, trading in general merchan-
dise, bee keeping, apiary and tree planting as indicated in table 10 above.
To be able to benefit from cash for work initiatives as alternative avenues of earning wages
and income in the refugee and host communities, youth and women need to be organised
and structured into groups. Having an organized structure within community to engage in
the cash for work ventures will give more credence to the cash for work process and cause
the target communities to better organize themselves to deliver the CfW projects and im-
prove societal response towards protection and welfare issues affecting them in the long
run. These organised groups can also be the initial avenues of engaging in dialogue and
interactions for improved social cohesion between the refugees and host communities.
With the cash interventions taking shape, it will be important for the programme to inculcate
into the refugee and host communities the required discipline to be financially indepen-
dent. This can be done through initiating village savings and lending associations (VSLAs),
especially among the youth and women groups established and working through financial
institutions to improve access to financial services within the target communities and the
district as a whole. Through this, the intervention will be equipping refugees and host com-
munities with skills and knowledge to address their livelihood challenges upon return or
cessation of support from agencies.
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Baseline Survey for Project Output and livelihoods Support Assessment
This may require collaborative efforts with all agencies for ease of reporting, referral and fol-
low up across agencies and into the communities through the refugee welfare committees
and other community structures established.
The anticipated cash vouchers in the refugee and host communities is going to interest a
number of private sector actors to engage with the refugee and host communities over time.
The programme should build relationships with actors in the areas of production inputs, af-
fordable technologies for improved agricultural production and access to markets for farm
products. The private sector actors can also be engaged in supporting capacity building es-
pecially in the areas of quality management and value addition for locally produced agricul-
tural and livestock products.
36
June 2017
6.0 Annexes
37
Baseline Survey for Project Output and livelihoods Support Assessment
Introduction:
This Structured Survey Questionnaire guide is intended for data collection during the Base-
line Survey of the project “Increased self-reliance through cash interventions and livelihoods
support to conflict-affected South Sudanese refugees in Bidibidi refugee settlement and
host communities in Yumbe District in Uganda.”
Target Respondents: The survey will be administered to the households and beneficiaries
within the refugee and host communities in zone 1, 2 and 5.
This survey is intended for the purpose of generating information for the baseline survey
and livelihoods assessment of the “Increased self-reliance through cash interventions and
livelihoods support to conflict-affected South Sudanese refugees in Bidibidi refugee settle-
ment and host communities in Yumbe District in Uganda.” Information obtained in this sur-
vey will be strictly used for planning, monitoring and evaluation purposes of the project. No
reference will be made to the identity of individuals engaged in this survey during and after
the survey. We kindly request your consent to proceed with this survey.
Preliminary Information
Name of
Date of interview
Interviewer
Marital
Age Sex
Status
Age of HH 11 to
<5 5 to 10 18 to 35 36 to 59 ≥ 60
members (yrs) 17
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June 2017
Domestic
Husband/Wife Children Hired labour Others
workers
c) What farm tools, facilities and equipment do you own/Have access to?
e) Which of the following crops/animals do you produce for sale and consumption?
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Baseline Survey for Project Output and livelihoods Support Assessment
Yes No
g) Why would you consider it viable/not viable for you?
Yes No
I have a passion for bee keeping and honey processing
I have enough knowledge and skills in bee keeping
I have access to market for honey and other bi-products
I have access to land and forage for bee keeping.
I can manage the challenges of bee keeping very well
≤ ≥ ≥ 1 acres
50x50 50x100
30x30 100x100
j) Are you able to carry out farming in small plots of land? What kind of farming can
you engage in?
k) For how long are you able to store food items before the next harvest?
l) How accessible/affordable are the following food items in the local market?
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June 2017
.1 Cassava (flour/Fresh)
.2 Maize flour
.3 Maize grains
.4 Beans
.5 Sorghum
.6 Fish
.7 Meat
.8 Vegetables
.9 Sweet potatoes
.10 Ground nuts/Simsim
.11 Fruits
.12 Milk
.13 Eggs
.14 Corn – Soy blends
n) How much do you spend on food items per market day (Average daily rate)?
Yes No
39
Baseline Survey for Project Output and livelihoods Support Assessment
c) What is your average earning from your IGA and business opportunities?
Yes No
c) What are the main sources of wage earnings and employment for youth and
women within the settlement and host communities?
40
June 2017
d) What is the average earning from wage earnings and employment opportunities?
e) What challenges do women and youth face in accessing wage and formal employ-
ment opportunities?
Limited education/
Lack of information Limited opportunities Other
Skills
Yes No
b) What kind of activities are you able to engage in for cash grants/vouchers?
Yes No
Yes No
b) What kind of financial services are accessible to you
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Baseline Survey for Project Output and livelihoods Support Assessment
Yes No
b) Have you received any training to enhance your skills and capacity in IGA/Wage/
Formal employment?
Yes No
e) Have you or your group/association ever received any agricultural related training
and support over the last one year?
Yes No
g) In what areas have you received agricultural related trainings and support?
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June 2017
Yes No
43
Baseline Survey for Project Output and livelihoods Support Assessment
Introduction:
This Key Informant Interview guide is intended for data collection during the Baseline Sur-
vey of the project “Increased self-reliance through cash interventions and livelihoods sup-
port to conflict-affected South Sudanese refugees in Bidibidi refugee settlement and host
communities in Yumbe District in Uganda.”
Target Respondents: The interviews will be administered to the Community leaders with-
in the refugee and host communities, Non-Governmental Organisations within the settle-
ments, Local government representatives in the host communities and the representatives
of the host communities within the refugee and host communities in zone 1, 2 and 5.
44
June 2017
Introduction:
This Focus Group Discussions guide is intended for data collection during the Baseline Sur-
vey of the project “Increased self-reliance through cash interventions and livelihoods sup-
port to conflict-affected South Sudanese refugees in Bidibidi refugee settlement and host
communities in Yumbe District in Uganda.”
Target Respondents: The target group for the FGDs will be the youth and women groups
within the refugee and host communities in zone 1, 2 and 5.
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Baseline Survey for Project Output and livelihoods Support Assessment
Bibliography
.1 Office of the Prime Minister (OPM) and the United Nations High Commissioner for Refu-
gees (UNHCR) (March, 2017).The South Sudan Emergency Response in Uganda
.2 Office of the Prime Minister (OPM) and the United Nations High Commissioner for Refu-
gees (UNHCR) (2015). Refugee and Host Population Empowerment strategic framework
.3 Office of the Prime Minister (OPM) and the United Nations High Commissioner for Refu-
gees (UNHCR) (Mary, 2017). Uganda refugees and asylum seekers
.7 World Food Programme (2008), Coping Strategy Index; Field Methods Manual, Second
Ed.
.8 World Food Programme – Vulnerability analysis and Mapping (WFP/VAM) - 2008, Food
Consumption Analysis.
(Footnotes)
1 Based on planning figures of UNHCR, January 2017