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Couple and Family Psychology: Research and Practice © 2012 American Psychological Association

2012, Vol. 1, No. 2, 134 –145 2160-4096/12/$12.00 DOI: 10.1037/a0029002

Brief Strategic Family Therapy:


An Intervention to Reduce Adolescent Risk Behavior
José Szapocznik, Seth J. Schwartz, Joan A. Muir, and C. Hendricks Brown
University of Miami

This article reviews the brief strategic family therapy (BSFT; J. Szapocznik, M. A.
Scopetta, & O. E. King, 1978, The effect and degree of treatment comprehensiveness with
a Latino drug abusing population. In D. E. Smith, S. M. Anderson, M. Burton, N. Gotlieb,
W. Harvey, & T. Chung, Eds, A multicultural view of drug abuse, pp. 563–573, Cambridge,
MA: G. K. Hall & J. Szapocznik, M. A. Scopetta, & O. E. King, 1978, Theory and practice
in matching treatment to the special characteristics and problems of Cuban immigrants,
Journal of Community Psychology, 6, 112–122.) approach to treating adolescent drug abuse
and related problem behaviors. The treatment intervention is reviewed, including special-
ized features such as engagement of difficult families. Empirical evidence supporting the
BSFT approach is presented. We then illustrate ways in which clinicians can use the model
with troubled families whose adolescents may be at risk for drug use and HIV. Finally,
future directions for BSFT research are described.

Keywords: family therapy, adolescent drug abuse, systemic, engagement

In this article, we describe the development clude with a review of lessons learned in mov-
of, and research findings testing brief strategic ing research findings into practice and for future
family therapy (BSFT; Szapocznik, Scopetta, & research on implementation of the BSFT ap-
King, 1978a, 1978b) over the last four decades, proach in community settings.
along with the continuing evolution of our pro-
gram of research based on lessons learned. We The BSFT Model
present a brief overview of the BSFT model;
research on BSFT’s clinical interior, treatment BSFT is a short-term (approximately 12 ses-
outcomes, and the effects of therapist behaviors sions), family-treatment model developed for
on adolescent and family outcomes. We con- youth with behavior problems such as drug use,
sexual risk behaviors, and delinquent behaviors.
Developed over nearly 40 years of research at
the University of Miami’s Center for Family
Editor’s Note. Thomas L. Sexton served as Action Editor Studies, the BSFT approach operates based on
for this article. the premise that families are the strongest and
most enduring force in the development of chil-
José Szapocznik, Seth J. Schwartz, Joan A. Muir, and C. dren and adolescents (Gorman-Smith, Tolan, &
Hendricks Brown, Department of Epidemiology & Public Henry, 2000; Steinberg, 2001; Szapocznik &
Health, Center for Family Studies, Leonard M. Miller Coatsworth, 1999). BSFT targets families in
School of Medicine, University of Miami.
We thank Ruban Roberts and Monica Zarate for their which youth engage in clusters of risk-taking or
contributions as BSFT trainers/supervisors, and for their problematic behaviors, including drug and alco-
input into the creation of the BSFT implementation model. hol use, delinquency, affiliation with antisocial
This work was funded by National Institute on Drug Abuse peers, and unsafe sexual activity (Jessor & Jes-
Grants U01-DA013720 to José Szapocznik and Lisa Met-
sch, P30-DA027828 to C. Hendricks Brown, and Grant
sor, 1977; Willoughby, Chalmers, & Busseri,
5R01DA029081 to Yongtao Guo. José Szapocznik is the 2004). Families of behavior-problem youth tend
developer of the Brief Strategic Family Therapy (BSFT). to interact in ways that permit or promote these
Correspondence concerning this article should be ad- problems (Véronneau & Dishion, 2010). The
dressed to José Szapocznik, Ph.D., Professor and Chair, goal of BSFT, therefore, is to change the pat-
Department of Epidemiology and Public Health, Leonard
M. Miller School of Medicine, University of Miami, 1120 terns of family interactions that allow or encour-
NW 14th Street, Room 1010, Miami, FL 33136. E-mail: age problematic adolescent behavior. By work-
jszapocz@med.miami.edu ing with families, BSFT not only decreases
134
BRIEF STRATEGIC FAMILY THERAPY 135

youth problems, but also creates better function- BSFT approach was influenced by Haley (1976)
ing families (Santisteban et al., 2003). Because and Madanes (1981). The integration of struc-
changes are brought about in family patterns of tural and strategic approaches to family therapy
interactions, these changes in family function- led us to develop a treatment that is problem-
ing are more likely to last after treatment has focused, planful, and practical—focusing pri-
ended, because multiple family members have marily on identifying and enacting the changes
changed the way they behave with each other. necessary to ameliorate the adolescent’s pre-
In most cases, drug abusing and delinquent senting problems. Other family issues, such as
adolescents are referred to treatment by the ju- problems between the parent figures, are not
venile justice system. On occasion, adolescents addressed unless they are directly related to the
may be referred by schools or social service adolescent’s problem behaviors, such as drug
agencies. Our research indicates that, before use or risky sexual behaviors.
entering treatment, families with troubled youth Not surprisingly, the BSFT approach shares a
are often hopeless and blaming in their view of number of characteristics, such as a systems
the problem, and in family members’ relation- orientation, in common with other family-based
ships with each other (Coatsworth, Santisteban, therapies, such as multidimensional family ther-
McBride, & Szapocznik, 2001; Santisteban et apy (Liddle & Hogue, 2001), functional family
al., 1996; Szapocznik et al., 1988). Moreover, therapy (Alexander & Robbins, 2010), and mul-
the same family interactional problems that help tisystemic therapy (Henggeler, Schoenwald,
to maintain the adolescent’s symptoms often Borduin, Rowland, & Cunningham, 1998).
also prevent the family from working together However, the BSFT approach is unique in that it
to get into treatment. Getting the family into focuses on diagnosing family interactional pat-
treatment is often as challenging as treating the terns and restructuring (i.e., changing) the fam-
adolescent’s behavior problems and the family ily interactions associated with the adolescent’s
processes that maintain these problems. As a problem behaviors. One of the major innova-
result, the BSFT model uses the same types of tions of the BSFT approach has been the notion
intervention strategies to engage and retain fam- that challenges in engaging families into treat-
ilies in treatment as it uses to reduce the ado- ment are derived from the same interactional
lescent’s presenting problems. problems that are maintaining the adolescent’s
Our early formative research (Szapocznik, symptoms. The specialized engagement proce-
Scopetta, & King, 1978a, 1978b; Szapocznik, dures developed to address these challenges
Scopetta, Kurtines, & Aranalde, 1978) indicated (Szapocznik, Muir, & Schwartz, in press) have
that Cuban families in Miami, for whom the revolutionized the field of family therapy.
BSFT approach was developed, tended to value BSFT is a manualized intervention (Szapoc-
family connectedness over individual auton- znik, Hervis, & Schwartz, 2003) that targets
omy, and that they tended to focus on the pres- structural, interactional patterns in the adoles-
ent rather than on the past. As a result, we cent’s family environment, and that creates
sought to develop a treatment model that would changes in these patterns by strategically inter-
align with this value structure. Family connect- vening to disrupt or alter these interactional
edness is emblematic of the critical role that patterns. There are three core principles on
families play in the Cuban immigrant popula- which BSFT is built. The first is that BSFT is a
tion. The present orientation required that we family-systems approach. “Family systems”
quickly address the family’s presenting con- means that family members are interdependent.
cerns. The experiences and behavior of each family
The BSFT intervention was therefore formu- member affect the experiences and behavior of
lated as an integrative model that combines other family members. According to family-
structural and strategic family therapy tech- systems theory, for example, the troubled ado-
niques to address systemic/relational (primarily lescent is a family member who displays risk-
family) interactions that are associated with ad- taking behaviors such as drug use and unsafe
olescent problem behaviors. The structural sexual activity that reflect, at least in part, what
components of the BSFT treatment draw on the else is going on in the family system (Szapoc-
work of Minuchin (Minuchin, 1974; Minuchin znik & Kurtines, 1989). As such, the adoles-
& Fishman, 1981). The strategic aspect of the cent’s behavior can be said to reflect maladap-
136 SZAPOCZNIK, SCHWARTZ, MUIR, AND BROWN

tive family interactions. We define maladaptive BSFT interventions are organized into four
interactions as those exchanges in which the theoretically and empirically supported do-
family repeatedly engages in the intent to mains (Robbins et al., 2011a; Szapocznik &
achieve a certain outcome (e.g., eliminate ado- Kurtines, 1989). Each of these domains of in-
lescent drug use), but that continue to be used, tervention is used throughout the treatment pro-
despite clear evidence that these interactions do cess, although some are used more often than
not work. others in specific phases of treatment. Early
Hence, the second BSFT principle is that the sessions are characterized by joining interven-
family’s habitual or repetitive patterns of inter- tions intended to establish a therapeutic alliance
action influence the behavior of each family with each family member and with the family as
member. Patterns of interaction are defined as a whole. Joining requires that the therapist dem-
the sequential behaviors among family mem- onstrate acceptance of and respect toward each
bers that become habitual and repeat over time. individual family member, as well as accep-
An example is an adolescent who disrupts fights tance of and respect toward the way in which
between her two caregivers (e.g., her mother the family as a whole is organized. Early ses-
and grandmother) by attracting attention to her- sions also emphasize tracking and diagnostic
self, thereby distracting the two caregivers from enactment interventions that are designed to
their conflict and redirecting their attention to systematically identify adaptive and maladap-
the adolescent. In extreme cases, the adolescent tive family patterns of interactions, and to use
may suffer a drug overdose, engage in high-risk these patterns of interactions to build a treat-
sexual behavior with multiple partners, or get ment plan. A core feature of tracking and diag-
arrested as a way of distracting her mother and nostic enactment techniques is that the therapist
grandmother when they are engaged in a severe encourages family members to behave as they
conflict. This kind of adolescent behavior is would if the counselor were not present. This
means encouraging family members to speak
known as triangulation (Bowen, 1978), because
with each other about the concerns they raise in
the adolescent (a third party) is inserting herself
therapy, rather than directing comments to the
(or is inserted) into the conflict between her two
therapist. Indeed, when family members do ad-
caregivers. The role of the BSFT counselor is to
dress the therapist, the therapist asks the family
identify the patterns of family interactions that
member to redirect the statement or question to
are associated with the adolescent’s behavior the person referenced in the statement. For ex-
problems. For example, a mother and grand- ample, if a father says to therapist, “You know,
mother who are arguing about rules and conse- my wife is all wrapped up in our son and has no
quences for a problem adolescent never reach time for me,” the therapist will ask the father to
an agreement because the adolescent disrupts direct this concern to his wife. Once this hap-
their arguments with self-destructive attempts at pens and the wife responds, an overlearned fam-
attracting attention. ily pattern of interaction is likely to be enacted
The third principle of BSFT is to plan interven- in the present in front of the therapist. As noted,
tions that are problem focused and targeted—that although therapists are most likely to encourage
is, that target these repetitive maladaptive pat- family interactions and diagnose interactional
terns of family interactions, while strengthening patterns in early sessions, these techniques are
adaptive patterns of interaction (e.g., caregivers used throughout the course of therapy.
sharing their concerns about the daughter) that Considerable work has gone into defining the
will achieve the caregivers’ goal of reducing the structural diagnostic classifications on which
adolescent’s problematic and risky behavior. the treatment plan is built; we refer the reader to
BSFT interventions may attempt to change, for our work on family structural (i.e., repetitive
example, the way in which mother and grand- patterns of interactions) diagnosis (Szapocznik
mother attempt to establish rules and conse- et al., 1991). Briefly, diagnoses are made on the
quences for the adolescent, but fail because the dimensions of organization (e.g., hierarchy, pat-
adolescent disrupts the mother– grandmother terns of alliances between/among family mem-
discussion. Interactions become the target for bers), resonance (extent of emotional closeness
intervention when they are directly linked to the or distance between specific family members),
adolescent’s problem behaviors. developmental stage (age-appropriateness of
BRIEF STRATEGIC FAMILY THERAPY 137

family roles), life context (conditions affecting block the adolescent from interfering with the
the lives of the family or its members, such as conversation. For another example, an adoles-
divorces, deaths, crime-ridden neighborhoods, cent and a disengaged father figure might be
etc.), identified patienthood (the extent to which asked to engage in collaborative tasks together,
a single family member is “blamed” for all of as a way of building a positive relationship. If
the family’s problems), and conflict-resolution successful within therapy, these activities would
style. then be assigned as homework tasks.
Reframing interventions are utilized to re-
duce negative affect in family interactions while Engagement
creating a motivational context for change.
Over the course of treatment, therapists are ex- When families are not able to agree on (or
pected to maintain an effective working rela- even successfully discuss) ways to manage an
tionship with each family member (joining), to adolescent’s negative behavior, it is unlikely
facilitate within-family interactions (tracking that they will be able to negotiate coming to
and diagnostic enactment), and to transform therapy together. Further, if family members
negative affect (often reflective of overly strong believe that the adolescent is “the problem,”
family bonds) into constructive interactions that they may think that only she or he needs to be
establish a motivational context for change. For in therapy. Indeed, the same interactional prob-
example, consider a case in which a father is lems that maintain the adolescent’s symptoms
angry at his daughter for getting pregnant. The are also associated with the family’s inability to
daughter withdraws emotionally as her father come to treatment. Within the BSFT model,
vents his anger at her. The therapist reframes specialized engagement techniques have been
the father’s anger into caring by stating, “I can developed and evaluated (Coatsworth et al.,
see how concerned you are for your daughter. 2001; Santisteban et al., 1996; Szapocznik et al.,
You had so many dreams for her and you are 1988). The same intervention domains used in
worried that they will not be possible now. You BSFT treatment—joining, tracking and diag-
must have a great deal of love for your daughter nostic enactment, and reframing—are also uti-
for her missteps to make you so angry.” The lized to engage families into therapy. Often one
father might then respond sadly, “You are essential family member, a powerful problem
damned right. I am afraid that she has ruined her youth or an alienated father, may not want to
future, and she could have HIV—she won’t tell come to treatment. With the approval of the
me if she has been tested.” The therapist would person (usually the mother) who called the ther-
then turn to the daughter and say, “Did you apist for help, the therapist will reach out to, and
know that your dad is worried about you?” join with, the family member who is unwilling
Because reframing by promoting construc- to attend therapy in an effort to assure that
tive interactions creates a motivational context family member that she or he has something to
for change, it serves as a natural springboard for gain from coming to treatment. From speaking
restructuring interventions that transform fam- with the family member who called for help, it
ily relations from problematic to effective and is often not difficult for a therapist to identify
mutually supportive. Such restructuring inter- the interactional challenges for a family to come
ventions include: (a) Directing, redirecting, or into treatment. The therapist begins to explore
blocking communication, (b) changing family the family interactions in a first call by giving
alliances, (c) helping families to develop con- the caller a task: “Bring all the members of the
flict resolution skills, (d) developing effective family into the first session.” The organization
behavior management and conflict resolution of the family will become apparent when the
skills, and (e) fostering positive parenting and caller either responds that, “My son won’t come
parental leadership skills. All of these interven- to treatment,” or “My husband won’t come to
tions involve assigning in-session tasks, fol- treatment,” or “It is best if just my son and I
lowed by out-of-session “homework” tasks come—it is not necessary to bring my hus-
once the in-session tasks are proceeding well. band.” In the first and second cases, the caller
For example, parent figures might be asked to believes that she lacks the influence needed to
engage in a conversation about managing the bring that family member into treatment. In the
adolescent’s behavior, and the therapist will third case, the caller either prefers not to bring
138 SZAPOCZNIK, SCHWARTZ, MUIR, AND BROWN

her spouse, or is at best ambivalent about bring- act in ways that promote more supportive fam-
ing him. In each case, and with the caller’s ily interactions, which, in turn, will make it
approval, the therapist will insert him- or herself possible for the adolescent to reduce his or her
into the family process by reaching directly to problem behaviors.
the family member who either does not want to
come to treatment, or whom the caller is not BSFT Outcome Studies
eager to bring to treatment, as a way of getting
around the interactional patterns that interfere BSFT has been found to be efficacious in
with bringing all family members into treat- treating adolescent drug abuse, conduct prob-
ment. lems, associations with antisocial peers, and
BSFT is a flexible approach that can be uti- impaired family functioning. All of these out-
lized with a broad range of family situations comes are important risk factors for unsafe sex-
(e.g., two-parent families, single-parent fami- ual behavior (e.g., Bersamin et al., 2008; Guo et
lies, stepfamilies, multigenerational families), al., 2005). The BSFT model has been evaluated
in a variety of service settings (e.g., mental in a number of randomized clinical trials eval-
health clinics, drug-abuse treatment programs, uating the efficacy and effectiveness of the
and other social-service settings), and in a va- model, and identifying specific therapist behav-
riety of treatment modalities (e.g., as a primary iors that are associated with the most favorable
outpatient intervention, in combination with adolescent and family outcomes. These studies
residential or day treatment, as an aftercare/ have led the United States Department of Health
continuing-care service to residential treatment, and Human Services to label the BSFT ap-
and for family preservation or reunification). proach as one of its “model programs,” and to
Moreover, the BSFT approach is applicable be included in the National Registry of Evi-
across a range of ethnic/cultural groups. dence-Based Programs and Practices (NREPP;
http://nrepp.samhsa.gov/viewintervention.aspx?
Goals of Brief Strategic Family Therapy id ⫽ 151). We should note that the majority of
the earlier studies on BSFT were conducted
In BSFT, whenever possible, preserving the with Hispanic families (Coatsworth et al., 2001;
family is desirable. That is, wherever possible, Santisteban et al., 1996, 2003; Szapocznik et al.,
the focus should be on changing family dynam- 1988, 1989). The model was originally devel-
ics rather than removing the adolescent from the oped to address acculturation discrepancies be-
family or prompting family members to leave tween Cuban adolescents and their parents in
the home. Within this approach to family pres- Miami (Szapocznik, Scopetta, & King, 1978a,
ervation, two goals must be set: (a) To eliminate 1978b). Indeed, at the time when BSFT was
or reduce the adolescent’s problem behaviors, developed, Szapocznik et al. (1978) found that
such as drug use and other risk-taking behav- nearly all of the drug-abusing and delinquent
iors, known as the “strategic or symptom fo- adolescents referred for treatment evidenced
cus,” and (b) to change the family interactions both cultural and normative developmental con-
that are associated with the adolescent’s prob- flicts with their parents. However, BSFT effec-
lem behaviors, known as “system focus.” An tiveness research has suggested that the model
example of system focus occurs when a parent is equally applicable to African Americans, His-
directs his anger toward the youth who is ex- panic Americans, and White Americans (Rob-
hibiting the problematic behavior. The parent’s bins et al., 2011b), and the model is currently
negativity toward the adolescent serves only to being used broadly with a variety of populations
increase the youth’s problematic behaviors, and in the United States and several countries in
the adolescent’s problematic behaviors increase Europe.
the parents’ negativity (Koh & Rueter, 2011). BSFT efficacy. The efficacy of the BSFT
At the family systems level, the counselor in- model in reducing behavior problems and
tervenes to change the way family members drug abuse has been tested in two random-
behave toward each other—and therefore to in- ized, controlled, clinical trials. In the first
terrupt the cycle of negativity between family trial, Szapocznik and colleagues (1989) ran-
interactions and adolescent problem behavior. domized behavior-problem and emotional-
This will prompt family members to speak and problem 6 –11-year-old Cuban boys to BSFT,
BRIEF STRATEGIC FAMILY THERAPY 139

individual psychodynamic child therapy, or a Hispanics and African Americans, BSFT treat-
recreational placebo/control condition. The ment was significantly more efficacious in re-
two treatment conditions, implemented by ducing association with antisocial peers among
highly experienced therapists, were found to African Americans than among Hispanics. Con-
be equally efficacious, and more efficacious versely, the BSFT treatment was significantly
than recreational control, in reducing chil- more efficacious in improving family function-
dren’s behavioral and emotional problems ing among Hispanics than among African
and in maintaining these reductions at 1-year Americans. These early findings suggest that
posttermination. However, at 1-year follow- BSFT may benefit ethnic groups through differ-
up, the BSFT condition was associated with a ent mediational pathways.
significant improvement in independently BSFT engagement. The efficacy of BSFT
rated family functioning, whereas individual engagement was tested in three separate studies
psychodynamic child therapy was associated with Hispanic adolescents with behavior prob-
with a significant deterioration in family func- lems and their families. In the first study
tioning. (Szapocznik et al., 1988), Hispanic (mostly Cu-
In a second study, Santisteban and colleagues ban) families with drug-abusing adolescents
(2003) randomly assigned Hispanic (half Cuban were randomly assigned to BSFT ⫹ engage-
and half from other Hispanic countries) behav- ment as usual (the control condition) or to
ior-problem and drug-abusing adolescents to re- BSFT ⫹ BSFT engagement (the experimental
ceive either BSFT or adolescent-group counsel- condition). The engagement-as-usual condition
ing. The adolescent-group counseling condition was modeled after community-based adolescent
was modeled after a widely used program in our outpatient programs’ approaches to engagement
community. The BSFT condition was signifi- in the Miami area. The results of the study
cantly more efficacious than group counseling revealed that 93% of the families in the BSFT
in reducing conduct problems, associations with engagement condition, compared with only
antisocial peers, and marijuana use, and in im- 42% of the families in the engagement-as-usual
proving observer ratings of family functioning. condition, were engaged in treatment (defined
Baseline family functioning emerged as a mod- as all family members in the household attend-
erator of treatment effects. For families entering ing an admission session). Moreover, 75% of
the study with comparatively good family func- families in the BSFT engagement condition
tioning, family functioning remained high in the completed treatment (defined as reaching a mu-
BSFT condition, whereas it deteriorated in the tual decision with the therapist that treatment
families of adolescents in group therapy. For should be terminated), compared with only 25%
families entering the study with comparatively of families in the treatment-as-usual (TAU)
poor family functioning, the BSFT condition condition.
significantly improved family functioning, In the second study (Santisteban et al.,
whereas family functioning did not improve in 1996), families were randomly assigned to a
families assigned to adolescent-group therapy. BSFT engagement or engagement control (no
Moreover, adolescent-group counseling was as- specialized engagement) condition. In the
sociated with clinically significant increases in BSFT engagement condition, 81% of families
marijuana use. were successfully engaged (defined as attend-
We have also explored the extent to which ing an intake and a first therapy session),
the BSFT model can be used with African compared with 60% of the families in the
American as well as Hispanic adolescents with engagement control condition (defined as at-
behavior problems. In an uncontrolled study tending the admission session plus one family
examining the suitability of the BSFT approach therapy session). A major finding of this study
for adolescents from both ethnic groups, San- was that the effectiveness of BSFT-engage-
tisteban and colleagues (1997) assessed conduct ment procedures was moderated by Hispanic
problems, delinquency in the company of peers, nationality. Among the non-Cuban Hispanics
and observer-rated family functioning before (composed primarily of Nicaraguan, Colom-
and after BSFT treatment. Although BSFT sig- bian, and Puerto Rican families) assigned to
nificantly reduced association with antisocial the BSFT engagement condition, the rate of
peers and improved family functioning for both engagement was high (93%) compared with
140 SZAPOCZNIK, SCHWARTZ, MUIR, AND BROWN

the lower rate for Cubans assigned to this domized within clinics. As discussed below un-
same condition (64%). Most of the Cuban der lessons learned and future directions, this
families had United States-born adolescents, design did not represent the implementation ap-
whereas the majority of adolescents from proach used by evidence-based family treat-
other national backgrounds were foreign- ment programs with troubled adolescents. The
born. Hence, the families of United States- study compared BSFT and TAU (which was
born Cuban adolescents had spent more time allowed to vary based on whatever treatment the
in the United States than the families of non- agency typically provided for drug-using ado-
Cuban, foreign-born adolescents. Evidence lescents) by randomizing 480 families of ado-
suggests that United States-born Hispanic ad- lescents (213 Hispanic, 148 White, and 110
olescents tend to be more Americanized than Black; 377 male, 103 female) referred to drug-
adolescents born outside the United States abuse treatment at eight community treatment
(Schwartz, Pantin, Sullivan, Prado, & agencies located around the United States. Sev-
Szapocznik, 2006). There is evidence that, in enty-two percent of these adolescents were re-
Hispanic families, acculturation to American ferred for treatment by the juvenile justice sys-
values and behaviors is associated with de- tem, and most of the remaining cases were
creased orientation toward family (Sabogal, referred from residential treatment. Services in
Marin, Otero-Sabogal, Marin, & Perez- both conditions were delivered by therapists in
Stable, 1987). As a result, it is possible that community agencies. These therapists were ran-
the lower engagement rate found for Cubans domized within agency to deliver either the
was due to higher rates of Americanization in BSFT or TAU modalities.
the Cuban families. It is possible that more Engagement and retention. Families in
Americanized families perceive less need for TAU were 2.33 times (11.4% BSFT; 26.8%
family involvement in adolescent drug-abuse TAU) more likely to fail to engage (defined as
treatment. Given this finding, specific family not completing at least two sessions) than fam-
reconnection strategies, focusing on reorien- ilies in the BSFT condition. Families in TAU
tation toward the importance of family, have were 1.41 times (40.0% BSFT; 56.6% TAU)
been incorporated into the current version of more likely to fail to retain (defined in this study
BSFT engagement. as completing fewer than eight sessions) than
A third study (Coatsworth et al., 2001) tested families in BSFT. These differences were sta-
the ability of BSFT ⫹ BSFT engagement to tistically significant and were consistent across
engage and retain adolescents and their families the three racial/ethnic groups in the study: Af-
in comparison with a community control con- rican Americans, Hispanic Americans, and
dition. An important aspect of this study was White Americans.
that the control condition was implemented by a Treatment duration. Therapy took much
community treatment agency and, as such, was longer to administer than expected. The usual
less subject to the influence of the investigators. expectation is that BSFT therapy should last
The Hispanic adolescents and families in this approximately four months, which is consistent
study were primarily Cuban or Nicaraguan. with our implementation experience. However,
Findings in this study indicated that BSFT en- the median length of treatment for those partic-
gagement successfully engaged 81% of families ipants who were retained in treatment across
into treatment—significantly higher than the both conditions was approximately 8 months
61% rate in the community control condition. for both conditions. As discussed later, this dif-
Likewise, among families who were success- ference between prior and current experiences
fully engaged, 71% of BSFT cases, compared in delivering BSFT may have occurred because
with 42% in the community control condition, BSFT was implemented by therapists who had
were retained to treatment completion. additional caseloads, often involving other
BSFT effectiveness. An effectiveness trial treatment approaches, in addition to their BSFT
(Robbins et al., 2011b) of the BSFT approach caseload for the study.
was conducted in the context of the National Effects on adolescent drug use. Drug use
Institute on Drug Abuse’s National Drug Abuse was operationalized as the number of self-reported
Treatment Clinical Trials Network. In this drug-using days within each 28-day period. There
study, both therapists and families were ran- were no significant differences by treatment con-
BRIEF STRATEGIC FAMILY THERAPY 141

dition in terms of the number of drug-using days first session (Fernandez & Eyberg, 2009); that
per 28-day period at 1-year postrandomization. families are more likely to engage in treatment
However, using nonparametric analyses, the me- if negativity is reduced (Robbins, Alexander, &
dian number of self-reported drug-use days per Turner, 2000); that reframing is an effective
month at the 12-month follow-up was signifi- method of reducing negativity (Moran, Dia-
cantly higher in the TAU condition (3.5 days) than mond, & Diamond, 2005); and that reframing is
in the BSFT condition (2 days). It should be noted the technique that is least likely to damage
that the median number of drug-use days was low therapists’ rapport (alliance, bond) with family
and restricted, with an interquartile range be- members (Robbins et al., 2006). Research also
tween 1 and 3 days of self-reported use per month. shows that early engagement requires the ther-
Such a restricted range made it difficult to detect apist to maintain a balanced bond with the par-
statistically significant or clinically meaningful ent (often the father figure) and the problem
differences in substance use trajectories. The over- youth. Research on BSFT has shown that if, in
whelming majority of adolescents in the study the first session, the therapist does not develop a
were referred from residential treatment or from balanced set of bonds with the parent and the
juvenile justice, both of which involved surveil- youth, this imbalance leads to early dropout
lance (and limited opportunities to engage in drug from treatment (Robbins et al., 2000). These
use). These referral sources may have been re- findings have been incorporated into BSFT
sponsible for the relatively low baseline rates of treatment as conducted today.
drug use, and in the case of the juvenile justice Effects of BSFT therapist adherence and
referrals, continued surveillance may have been behaviors on outcomes. Using data from the
responsible for the low levels of drug use over effectiveness study, Robbins et al. (2011a) ex-
time. amined the extent to which BSFT therapists
Family functioning. Patterns of findings implemented the treatment protocol properly.
for family functioning differed between adoles- To do this, adherence items were rated in terms
cent and parent reports. The BSFT condition pro- of the four theoretically and clinically relevant
duced significantly greater improvements in par- expected/prescribed therapist behaviors: join-
ent-reported family functioning (defined as ing, tracking and eliciting enactments, refram-
positive parenting, parental monitoring, effective- ing, and restructuring. These items were com-
ness of parental discipline, parental willingness to pleted by trained independent raters who
discipline adolescents when necessary, family co- watched videos of therapy sessions. These items
hesion, and absence of family conflict) than the demonstrated adequate factorial validity and
TAU condition. Adolescents in both conditions, converged well with clinical supervisor ratings.
however, reported significant improvements in Mean levels of adherence varied over time in
family functioning, with no statistically significant theoretically and clinical relevant ways. Thera-
differences by treatment condition. pist adherence to BSFT was associated with:
Parental functioning. Post hoc analyses (1) Engagement. Using adherence ratings
demonstrated that BSFT was more effective for the first session, with engagement defined as
than TAU in reducing alcohol use in parents, whether or not the family attended a second treat-
and that this effect was mediated by parental ment session. Results revealed that higher levels
reports of family functioning. In addition, BSFT of restructuring and reframing (reducing negativ-
as compared with TAU, had its strongest effect ity) significantly increased the likelihood of fam-
in reducing adolescent drug use among youth ilies being engaged into treatment. Because join-
whose parents used drugs at baseline (Horigian ing and tracking and diagnosis were high across
et al., submitted). most cases, what distinguished cases that came to
a second session from those that did not was
BSFT Therapist Behavior, Therapy reframing and restructuring, the technique do-
Process, and Their Relationship to mains that therapists found most challenging.
Outcomes (2) Retention. The impact of adherence on
retention was evaluated using adherence ratings
Research has demonstrated that negativity in for Sessions 2–7, with retention defined as a
family interactions in the first session leads family attending at least eight sessions. Results
to failure to retain families in treatment past the indicated that higher levels of all four technique
142 SZAPOCZNIK, SCHWARTZ, MUIR, AND BROWN

domains—therapist joining, tracking and enact- effective (in a community-based trial), the next
ment, reframing, and restructuring—predicted step is to conduct more rigorous research on
significantly higher rates of retention. A 1-SD implementing the model in community practice
increase in reframing predicted a 19% increase (see Henggeler, 2011, for a review of the stages
in the likelihood of retention; a 1-SD increase in of treatment evaluation and dissemination).
joining predicted a 22% increase in the likeli- Work in this direction is currently underway,
hood of retention; a 1-SD increase in restructur- and we are proceeding using the lessons that we
ing predicted a 59% increase in the likelihood of have learned in the Clinical Trials Network
retention; and a 1-SD increase in tracking and (CTN)-effectiveness trial. Our BSFT Institute
eliciting enactment predicted a 62% increase in (Miami, FL) has been engaged in a Stage I
the likelihood of retention. study of the implementation of BSFT in com-
(3) Family functioning. Overall joining munity agencies across the United States and
levels predicted improvements in observer- some European countries. Engagement, reten-
reported family functioning. tion, and recidivism-prevention rates have been
(4) Adolescent drug use. The effect of excellent.
prescribed therapist behaviors on adolescent In real-world implementation of BSFT and
drug use was complex. Across time, as would other evidenced-based family-therapy models,
be expected, joining decreased, and restructur- such as multisystemic therapy (Henggeler &
ing increased. Smaller declines in joining and Sheidow, 2012; Letourneau et al., 2009), mul-
larger increases in restructuring predicted sig- tidimensional family therapy (Henderson, Da-
nificantly less adolescent drug use at the 12- kof, Greenbaum, & Liddle, 2010), and func-
month follow-up. That is, therapists who were tional family therapy (Sexton & Turner, 2010),
high in joining in early sessions and remained groups of therapists are assigned to administer
so throughout treatment were associated with only the evidence-based family-therapy inter-
“better” adolescent drug-use outcomes. Thera- vention (i.e., they have no other caseload), and
pists whose attempts to restructure maladaptive units are created that are fully committed to the
family interactions increased the most during intervention model with appropriate support
the course of treatment were also associated from the agency leadership. This support is es-
with “better” adolescent drug-use outcomes. sential to ensure adherence to various aspects of
Thus, therapists who failed to implement suffi- the model, including availability of therapists
cient numbers of restructuring interventions when families are available (e.g., evenings and
were less able to affect the youths’ drug use. Saturdays). Similarly, in BSFT real-world im-
These results indicate that, within a sample of plementation, a certain number of active fami-
therapists from community agencies, therapists’ lies (typically 12) are assigned to each therapist
clinical interventions follow a pattern that is in a BSFT unit, and the therapist is evaluated
consistent with the theory behind the BSFT based on her or his treatment outcome with
model. Indeed, the specific therapist behaviors these families. Moreover, when therapists are
prescribed by the BSFT approach are needed to able to practice only BSFT and to work with a
engage families into treatment, retain them, im- team of therapists who also practice only BSFT,
prove family functioning, and reduce adolescent fidelity to the model is fortified. Fidelity is
drug use. However, when therapists did not essential because, as we demonstrated in our
engage sufficiently in these behaviors, adoles- effectiveness study, delivery of prescribed ther-
cent outcomes tended to suffer. The authors apist behaviors were directly related to im-
concluded that adherence ratings were affected provements in all target outcomes— engage-
by a number of systemic factors, including ment, retention, family functioning, and drug
overburdened therapists and therapists’ lack of use.
embeddedness within dedicated BSFT units. However, because of the conventional clini-
cal trials format used with the CTN consortium,
Future Directions: Implementing BSFT in the BSFT effectiveness trial was conducted as a
Community Practice traditional individual-level randomized clinical
trial (i.e., randomizing therapists and partici-
Now that the BSFT model has been found to pants within each site). Therapists assigned to
be efficacious (in controlled clinical trials) and the BSFT condition were expected to conduct
BRIEF STRATEGIC FAMILY THERAPY 143

BSFT with study families in addition to their duce adolescent drug use and related risk-taking
other caseloads using other intervention ap- behaviors, and reconfigure family interactions
proaches. Our experience in the effectiveness to support healthy development.
trial clearly indicates (a) that many therapists
felt overwhelmed with their caseloads, (b) that
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