C OH CO2H
C OH
US 9,044,390 B1
33 34
-continued
Chemical Name Structural Formula. Solubility
A(8)-tetrahydrocannabinol insol. water
(A(8)-THC) sol. MeOH, EtOH
Sol. lipids
Sol. non-polar organic
solvents
C OH
HO
CO2H
HO
HO
CO2H
HO
US 9,044,390 B1
35 36
-continued
Chemical Name Structural Formula. Solubility
HO
Oral Thin Film (OTF) 40 peak plasma concentration, dosing intervals, time to reach
The OTF includes a Cannabis concentrate. Formulation of peak plasma concentration, clearance, bioavailability, etc.)
oral thin films involves the application of both aesthetic and are achieved. For example, the thin film can be manufactured
performance characteristics, such as, e.g., Strip-forming poly such that the thin film provides for an immediate release (IR)
mers, plasticizers, active pharmaceutical ingredient, Sweet or a time-release (e.g., controlled release (CR), modified
ening agents, saliva stimulating agent, flavoring agents, col- 45 release (MR), extended release (ER), or combination thereof)
oring agents, stabilizing and thickening agents. From the ofactive ingredient. The thin films described herein therefore
regulatory perspectives, all excipients used in the formulation possess the potential to allow the development of sensitive
of oral drug strips should be approved for use in oral pharma drug targets that may otherwise not be feasible in tablet or
liquid formulations.
ceutical dosage forms. The thin film described herein can include a mucoadhesive
The Substances can be selected in an amount Such that a 50
agent. The mucoadhesive agent, when placed in the oral cav
desired dissolution rate can be targeted. Upon contact with ity in contact
mucosal tissue (including, e.g., oral mucosa) the TF will The mucoadhesive with the mucosa therein, adheres to the mucosa.
agent is especially effective in transmu
completely dissolve within the desired period of time. The cosal delivery of the active ingredient, as the mucoadhesive
period of time will vary but in reference to the oral cavity, the agent permits a close and extended contact of the composition
period of time will typically be within about 30-300 seconds. 55 with the mucosal Surface by promoting adherence of the
The OTF can be placed on any suitable surface within the composition or drug to the mucosa, and facilitates the release
mouth (oral mucosa), including the roof of the mouth, cheek, of the active ingredient from the composition. The mucoad
tongue, and under the tongue (Sublingual mucosa). hesive agent can be a polymeric compound. Such as a cellu
Dissolving films generally fall into three main classes: fast lose derivative but it may be also a natural gum, alginate,
dissolving, moderate dissolving and slow dissolving. Fast 60 pectin, or Such similar polymer. The concentration of the
dissolving films generally dissolve in about 1 second to about mucoadhesive agent in the coating, such as a powder matrix
30 seconds. Moderate dissolving films generally dissolve in coating, may be adjusted to vary the length of time that the
about 1 to about 30 minutes, and slow dissolving films gen film adheres to the mucosa or to vary the adhesive forces
erally dissolve in more than 30 minutes. generated between the film and mucosa. The mucoadhesive
The thin film can be manufactured in a manner, employing 65 agent may adhere to oral mucosa or to mucosa or tissue in
Suitable ingredients, such that any one or more of the desired other parts of the body, including the mouth, nose, eyes,
pharmacokinetic metrics (e.g., dose, area under the curve, Vagina, and rectum.
US 9,044,390 B1
41 42
Mucoadhesive agents include, e.g., carboxymethyl cellu film) being relatively acceptable or agreeable to the palate or
lose, polyvinyl alcohol, polyvinyl pyrrolidone (povidone), taste (e.g., Sweet or savory), and in Some cases to the olfactory
Sodium alginate, methyl cellulose, hydroxypropyl cellulose, WS.
hydroxypropyl methyl cellulose, polyethylene glycols, car The thin film described herein can include a dye, pigment
bopols, polycarbophils, carboxyvinyl copolymers, propylene or coloring agent. "Dye or pigment’ or “coloring agent'
glycol alginate, alginic acid, methyl methacrylate copoly refers to a substance that imparts coloring and/or aesthetic
mers, tragacanth gum, guar gum, karayagum, ethylene Vinyl appearance to the OTF. A dye is a colored substance that has
acetate, dimenthylpolysiloxanes, polyoxyalkylene block an affinity to the substrate to which it is being applied. The dye
copolymers, pectin, chitosan, carrageenan, Xanthan gum, gel 10
is generally applied in an aqueous solution, and requires a
lan gum, locust bean gum, and hydroxyethylmethacrylate mordant to improve the fastness of the dye on the fiber. A
copolymers. pigment is a material that changes the color of reflected or
The thin film described herein can include a flavoring transmitted light as the result of wavelength-selective absorp
agent. "Flavoring agent” refers to a substance capable of tion. This physical process differs from fluorescence, phos
providing a flavor. In addition to providing a palatable and 15 phorescence, and other forms of luminescence, in which a
pleasurable factor to the user, the flavoring agent can also material emits light. Both dyes and pigments appear to be
mask undesirable flavors present in the OTF. The flavoring colored because they absorb some wavelengths of light more
agent can include natural flavoring agents (e.g., extracts). than others. In contrast with a dye, a pigment generally is
The thin film described herein can include a flavoring insoluble, and has no affinity for the substrate. Some dyes can
extract. “Flavor extract” refers to a flavoring agent obtained be precipitated with an inert salt to produce a lake pigment,
by extracting a part of a raw material, e.g., animal or plant and based on the salt used they could be aluminum lake,
material, often by using a solvent Such as ethanol or water. calcium lake or barium lake pigments.
The majority of natural essences are obtained by extracting One or more dyes, pigments, and coloring agents can be
the essential oil from the blossoms, fruit, roots, etc., or the employed in the manufacture of the thin film, such that the
whole plants, through four techniques: expression (when the 25 thin film has the desired color. Suitable colors include, e.g.,
oil is very plentiful and easily obtained, as in lemon peel), white, black, yellow, blue, green, pink, red, orange, violet,
absorption (generally accomplished by steeping in alcohol, as indigo, and brown. In specific embodiments, the color of the
Vanilla beans), maceration (used to create Smaller bits of the thin film can indicate the contents (e.g., one or more active
whole, as in making peppermint extract, etc.), and distillation 30
ingredients) contained therein.
(used with maceration, but in many cases, it requires expert In specific embodiments, the thin film described herein can
chemical knowledge and the erection of costly stills). include a preservative. “Preservative” refers to an agent that
Flavoring agents can include breath freshening compounds extends the storage life of food and non-food products by
like menthol, spearmint, and cinnamon, coffee beans, other retarding or preventing deterioration of flavor, odor, color,
flavors or fragrances such as fruit (e.g., cherry, orange, grape, 35 texture, appearance, nutritive value, or safety. A preservative
etc.) flavors, especially those used for oral hygiene, as well as need not provide a lethal, irreversible action resulting in par
actives used in dental and oral cleansing Such as quaternary tial or complete microbial cell destruction or incapacitation.
ammonium bases. The effect of flavors may be enhanced Sterilants, sanitizers, disinfectants, sporicides, Viracides and
using flavor enhancers like tartaric acid, citric acid, Vanillin, tuberculocidal agents provide such an irreversible mode of
or the like. 40 action, sometimes referred to as “bactericidal' action. In con
The thin film described herein can include a sweetener. trast, a preservative can provide an inhibitory or bacteriostatic
"Sweetener” refers to a substance capable of providing a action that is reversible, in that the target microbes can resume
palatable and pleasurable factor to the user, and/or capable of multiplication if the preservative is removed. The principal
masking undesirable flavors present in the OTF. The Sweet differences between a preservative and a sanitizer primarily
ener can include one or more artificial Sweeteners, one or 45 involve mode of action (a preservative prevents growth rather
more natural Sweeteners, or a combination thereof. than killing microorganisms) and exposure time (a preserva
Artificial Sweeteners include, e.g., acesulfame and its vari tive has days to months to act whereas a sanitizer has at most
ous salts such as the potassium salt (available as Sunett(R), a few minutes to act).
alitame, aspartame (available as NutraSweet(R) and Equal(R), In specific embodiments, the thin film described herein can
salt of aspartame-acesulfame (available as TwinSweet(R), 50 have a suitable tensile strength. “Tensile strength” refers to
neohesperidin dihydrochalcone, naringin dihydrochalcone, the maximum stress that a material can withstand while being
dihydrochalcone compounds, neotame, Sodium cyclamate, stretched or pulled before failing or breaking Tensile strength
saccharin and its various salts such as the Sodium salt (avail is the opposite of compressive strength and the values can be
able as Sweet'N Low(R), Stevia, chloro derivatives of sucrose quite different. Tensile strength is defined as a stress, which is
such as sucralose (available as Kaltame(R) and Splenda(R), and 55 measured as force per unit area. For Some non-homogeneous
mogrosides. materials (or for assembled components) it can be reported
Natural Sweeteners include, e.g., glucose, dextrose, invert just as a force or as a force per unit width. In the SI system, the
Sugar, fructose. Sucrose, glycyrrhizin; monoammonium gly unit is the pascal (Pa) (or a multiple thereof, often megapas
cyrrhizinate (sold under the trade name MagnaSweet(R); Ste cals (MPa), using the mega-prefix); or, equivalently to pas
via rebaudiana (Stevioside), natural intensive Sweeteners, 60 cals, newtons per square meter (N/m). The customary unit is
Such as Lo Han Kuo, polyols such as Sorbitol, mannitol, pounds-force per square inch (Ibf/in or psi), or kilo-pounds
xylitol, erythritol, and the like. per square inch (kSi, or sometimes kpsi), which is equal to
The thin film described herein can include a bitter blocker. 1000 psi; kilo-pounds per square inch are commonly used for
“Bitter blocker refers to a substance capable of blocking or convenience when measuring tensile strengths. Typically, the
diminishing the bitter taste of another Substance. 65 testing involves taking a small sample with a fixed cross
In specific embodiments, the thin film described can be section area, and then pulling it with a controlled, gradually
palatable. “Palatable' refers to a substance (e.g., oral thin increasing force until the sample changes shape or breaks.
US 9,044,390 B1
43 44
In specific embodiments, the thin film described herein can of the desired pharmacokinetic metrics (e.g., dose, area under
be pliable. “Pliable” refers to the ability of an article to readily the curve, peak plasma concentration, dosing intervals, time
bend, be flexible, or to be supple. to reach peak plasma concentration, clearance, bioavailabil
In specific embodiments, the thin film described herein can ity, etc.) are achieved. For example, the topical adhesive patch
be non-sticky. “Non-sticky” refers to an article (e.g., thin can be manufactured Such that the topical adhesive patch
film) not having the property of readily adhering or sticking to provides for an immediate release (IR) or a time-release (e.g.,
another Surface (e.g., another article, manufacturing equip controlled release (CR), modified release (MR), extended
ment, packaging material, the user, etc.) while not in use. release (ER), or combination thereof) of active ingredient.
In specific embodiments, the thin film described herein can The topical adhesive patch described herein therefore possess
be soft. “Soft” refers to an article being relatively smooth and 10 the potential to allow the development of sensitive drug tar
agreeable to the touch; not rough or coarse. Such an article gets that may otherwise not be feasible in tablet or liquid
will be capable of producing agreeable sensations, pleasantor formulations.
comfortable, upon contact with an animal such as a human. Backing
In specific embodiments, the thin film described herein can The backing is defined by a front side (the side exposed to
have chewable configuration. “Chewable configuration 15 the Subject, oran article of clothing of the Subject, during use)
refers to an article being manufactured in Such a manner and and a back side (the side exposed to the environment during
with ingredients, that it possesses a configuration capable of use). The backing should be nonirritating to human skin. The
being readily chewed by an animal. Such as a human. backing is a self-supporting sheet of water soluble or water
In specific embodiments, the thin film described herein can insoluble, polymeric or natural material that provides
have a malleable configuration. “Malleable configuration strength and integrity for the formulation. The backing of the
refers to refers to an article being manufactured in Such a adhesive patch can be vapor permeable. The backing can also
manner and with ingredients, that it possesses a configuration be porous, since porosity provides openings for receiving the
capable of being readily shaped or changed in form (e.g., formulation, and it helps to assure that the adhesive skin patch
folded, bent, rolled, twisted, flexed, etc.) withoutbreaking is vapor permeable. Specifically, the backing can retain the
In specific embodiments, the thin film described herein can 25 formulation while allowing moisture from the skin to pass.
have a ductile property. “Ductile property” refers to the ability Alternatively, the backing can be non-porous. The backing
of an article (e.g., thin film) being readily shaped or changed can have any Suitable thickness. In specific embodiments, the
in form (e.g., folded, bent, rolled, twisted, flexed, etc.) with suitable thickness allows for a flexible, bendable, pliable,
outbreaking vapor permeable, and/or a stretchable sheet of water insoluble
In specific embodiments, the thin films described herein 30 porous material. Specifically, the thickness of the backing can
can be perforated. “Perforated” refers to the one or more be about 0.001 mm to about 5.0 mm, about 0.001 mm to about
holes, apertures or scores existing along a line to facilitate 3.0 mm, or about 0.025 mm to about 1.25 mm.
separation. Perforations on the thin films allow the user to The backing can be manufactured from any Suitable mate
conveniently administer Smaller dosages of the active ingre rial. In specific embodiments, the suitable material forms a
dient. This is especially useful, for example, when the patient 35 flexible, bendable, pliable, and/or stretchable backing. The
is a child, who should receive a smaller dosage. Accurate backing includes a porous or non-porous sheet of water
dosing can be metered, e.g., by the weight, size, age, etc. of soluble or water insoluble material that provides support for
the patient. the adhesive skin patch. The backing can include water
The OTF serves as an alternative dosage form for patients soluble or water insoluble polymeric fibers, a porous film, or
who experience dysphagia (difficulty in Swallowing) or for 40 any other kind of matrix with spaces within the matrix. A
where compliance is a known issue and therefore an easier specific backing is a lightweight, porous, pliable strip com
dosage form to take ensures that medication is taken. Addi posed of a nonwoven fabric of polymeric or natural fibers
tional reasons (and advantages) to use OTFS include the con Such as polyester, cotton, or cellulose fibers bonded together
Venience of a dosage form that can be taken without water as with a sizing resin. The backing can be woven or nonwoven.
well as the inability of the patient to eat or drink (e.g., expe 45 In one embodiment, the backing includes nonwoven fabric.
riencing nausea and/or vomiting). Specifically, the backing can include polyester fibers, poly
Suitable oral thin films, and methods of preparing oral thin urethane fibers, polyolefin fibers, polyamide fibers, natural
films, are described, e.g., in WO/2012/103464A2: WO/2013/ fibers, cotton fibers, copolyester, copolyester fibers, cellulose
085224A1; US 2013/00399.55; US 2011/0305768; acetate fibers, polycellulose fibers, or any mixture thereof.
WO/2011/072208A1; US 2011/0142942; US 2013/0309294; 50 Additional stable, waterinsoluble flexible sheet materials and
WO/2012/104834A1; US 2012/0125351; and US 2011/ methods for manufacturing the Suitable backings 2 are dis
O280925. closed, e.g., in U.S. Pat. Nos. 4,675,009; 5,536,263; 4,696,
Transdermal Patch 854, 5,741,510; and references cited therein, and are suitable
The topical adhesive patch includes a backing having a as backings 2 according to the present invention. The infusion
front side and a back side. The patch includes a formulation 55 of the formulation into the backing can be accomplished, e.g.,
that is in contact with the front side of the backing. The with the use of a continuous process mixer, as disclosed, e.g.,
formulation includes an adhesive and Cannabis concentrate. in U.S. Pat. No. 5,536,263, and references cited therein; or as
Since the backing can be porous and/or vapor permeable, discussed herein.
many consumers typically refer to the device as a “patch, a In a specific embodiment, the backing can be manufactured
“skin patch,” a “topical patch, oran “adhesive skin patch. As 60 from a substance or Substances that are generally recognized
such, the device will herein be referred interchangeably to as as safe (GRAS) for topical use.
a patch, a skin patch, and/or an adhesive skin patch. It is The backing can be manufactured from a suitable non
appreciated that those skilled in the art understand that the woven fabric that is commercially available from, e.g.,
term “patch’ is used to refer to the device and is not otherwise Freudenberg Faservliesstoffe K G (Weinham, Germany);
limiting in any manner. 65 Sontara Technologies (division of DuPont Corporation) (Old
The topical adhesive patch can be manufactured in a man Hickory, Tenn.); Lystil S.A. (Brignoud Cedex, France); Dex
ner, employing Suitable ingredients. Such that any one or more ter Nonwovens (Windsor Locks, Conn.); Testfabrics, Inc.
US 9,044,390 B1
45 46
(West Pittiston, Pa.); and Chicopee (New Brusnwick, N.J.). ration that allows the tab section of the release liner to be
Other commercial vendors that supply suitable non-woven removed. Removal of the tab section of the release liner can
fabrics can be found at the Technical Textile website (http:// allow the adhesive skin patch to be removed from the release
www.technical-textiles.net/technical-textiles-index/or liner with relative ease.
gL.htm). 5 The backing can be a porous or non-porous, self-support
Alternatively, the fibers of the backing can be interlocked ing sheet of water insoluble or water soluble, polymeric or
mechanically by air or water. natural material that provides strength and integrity for the
The backing can include a front side and a back side. The formulation. For example, the backing can be water insoluble
adhesive skin patch can include a formulation located in at polymeric fibers, open cell foam backing (e.g., polyurethane,
least a portion of the front side of the backing, on at least a 10 polyvinyl chloride, or polyethylene), a porous film, or any
portion of the front side of the backing, or on and in at least a other kind of matrix with spaces within the matrix. In one
portion of the front side of the backing. As such, the formu embodiment, the backing can include polyester, polyure
lation can be located on the entire surface of the front side of thane, polyolefin, polyamide fibers, natural fibers, cotton
the backing, or the formulation can be located on a portion of fibers, polycellulose fibers, or any mixture thereof.
the surface of the front side of the backing 15 The back side of the backing of the patch can be relatively
In one embodiment, the formulation can be located on the dry to the touch, Such that upon contact, e.g., with a skin
entire surface of the front side of the backing. In addition to Surface or article of clothing, no appreciable or significant
being located on the surface of the front side of the backing, amount of liquid, gel, ointment, fluid, lotion, and the like,
the formulation can be located in at least a portion of the present in the back side of the backing of the patch is trans
underlying Surface of the front side of the backing (e.g., the ferred there from and deposited upon the skin surface or
formulation can be partially embedded into the backing). article of clothing.
The formulation can penetrate a substantial portion of the The back side of the backing of the patch can have a
front side of the backing, as disclosed, e.g., in U.S. Pat. No. relatively small degree of moisture, while still being consid
5.536,263, and references cited therein. For example, the ered a “dry” patch, and would still be relatively dry to the
formulation can penetrate about one-tenth to about nine 25 touch, Such that upon contact, e.g., with a skin Surface or
tenths the thickness of the backing, or about one-fourth to article of clothing, no appreciable or significant amount of
about nine-tenths the thickness of the backing. As such, the liquid, gel, ointment, fluid, lotion, and the like, present in the
formulation can be partially embedded into the backing. In back side of the backing of the patch is transferred there from
one embodiment, the formulation can be located on the entire and deposited upon the skin Surface or article of clothing.
front side of the backing and partially in the front side of the 30 In one embodiment, the back side of the backing of the
backing (e.g., the formulation is partially embedded into the patch can be relatively dry, upon touching.
backing). Formulation
Alternatively, a portion of the front side of the backing can The patch can include a formulation that includes the Can
include the formulation and other portions of the front side of nabis concentrate and adhesive, and optionally any one or
the backing can include any Suitable and effective combina 35 more of a skin penetration enhancer, solvent, adhesive, poly
tion of the pressure sensitive adhesive and, optionally, the mer, humectant, topical moisturizer, polyhydric alcohol, and
solvent. For example, a central circular portion of the front Water.
side of the backing can include the formulation while the The backing can include a front side and a back side. The
remaining portions of the front side of the backing include patch can include a formulation located in at least a portion of
only the pressure sensitive adhesive. The formulation, when 40 the front side of the backing, located on at least a portion of
partially embedded into the front side of the backing, can the front side of the backing, or located on and in at least a
impart strength and structure into the adhesive patch. For portion of the front side of the backing. In one embodiment,
example, when the formulation is partially embedded into the the formulation is located on the entire front side of the
backing, the likelihood that the adhesive patch tears apart backing and partially in the front side of the backing (e.g., the
when separated from the release liner or when removed from 45 formulation is partially embedded into the backing)
the skin after use, is lowered. The formulation can be positioned on and in any portion of
When the adhesive skin patch is placed upon the skin of a the front side of the backing, i.e., the formulation can be
Subject (e.g., a human), the formulation can be in continuous positioned on at least a portion on the front side of the back
contact with the skin surface of the subject. ing, in at least a portion on the front side of the backing, or on
In one embodiment, the adhesive skin patch, upon contact 50 and in at least a portion on the front side of the backing. The
with skin, can allow the skin to breathe. In one embodiment, formulation can be positioned in a portion of the front side of
the adhesive skin patch, upon prolonged contact with skin, the backing (e.g., the formulation penetrates a Substantial
holds in place the formulation, and permits the skin to breathe portion of the front side of the backing) as disclosed in, e.g.,
over prolonged periods of time typically experienced with the U.S. Pat. No. 5,536,263, and references cited therein. For
use of the patch, e.g., up to about 7 days, up to about 24 hours, 55 example, the formulation can penetrate a Substantial portion
up to about 12 hours, up to about 8 hours, or up to about 6 of the front side of the backing, e.g., typically between about
hours. one-fourth to about nine-tenths the thickness of the backing.
The adhesive skin patch can be reversibly attached to a In one embodiment, the formulation can be positioned on
release liner. The release liner helps to maintain the adhesive the entire front side of the backing. In this latter configuration,
ness of the adhesive skin patch prior to use. Such as during 60 the formulation is in continuous contact with the entire front
manufacturing, packaging, shipping, and/or storage. Any side of the backing. When the adhesive skin patch is placed
suitable release liner can be employed for use in the present upon the skin Surface of a subject, the formulation is in
invention. Suitable release liners 10 are readily known to continuous contact with the skin Surface of the Subject.
those of skill in the art. See, e.g., U.S. Pat. Nos. 4,675,009; Alternatively, a portion of the front side of the backing can
5,536,263; 4,696,854; 5,741,510; and references cited 65 contain the formulation and other portions of the front side of
therein for further descriptions of release liners 10 useful in the backing can contain any combination of the adhesive, and,
the present invention. The release liner can include a perfo optionally, the solvent. For example, a central circular portion
US 9,044,390 B1
47 48
of the front side of the backing can contain the formulation adhesive remains stable in the formulation. In one embodi
while the remaining portions of the front side of the backing ment, the stability is over a prolonged period of time, e.g., up
contains only the adhesive. to about 2 years, up to about 1 year, or up to about 6 months,
The formulation can include a Cannabis concentrate and typically experienced in the manufacturing, packaging, ship
an adhesive, and optionally one or more of the following ping, and/or storage of the patch. It is appreciated that the
components: a solvent, one or more polymers, a humectant, a suitable adhesives would be known to those skilled in the art.
topical moisturizer, and one or more polyhydric alcohols. Suitable adhesives are disclosed, e.g., in U.S. Pat. No. 4,675,
The formulation can remain stable over the period of time 009: U.S. Pat. No. 5,536,263: U.S. Pat. No. 4,696,854; U.S.
typically experienced with the manufacturing, packaging, Pat. No. 5,741,510, and references cited therein. In one
shipping, and/or storage of the adhesive skin patch, e.g., up to 10 embodiment the adhesive is an acrylic ester copolymer.
about a month, up to about a year, or up to about two years. Any Suitable amount of adhesive can be employed, pro
Solvent vided the amount of adhesive effectively provides the requi
The solvent can act as a carrier for, and in one embodiment, site adhesiveness to the patch and the effective amount of the
can dissolve, the adhesive. Any suitable solvent can be adhesive remains stable in the formulation over a prolonged
employed, provided the solvent effectively and indepen 15 period of time. Typically, the suitable amount of adhesive
dently dissolves the adhesive, and the solvent remains stable depends upon the specific adhesive or adhesives employed.
in the formulation. In one embodiment, the stability is over a The formulation can include an adhesive in about 0.1 wt.% to
prolonged period of time, e.g., up to about 2 years, up to about about 50 wt.% of the formulation. In one embodiment, the
1 year, or up to about 6 months, typically experienced in the formulation can include an adhesive in about 0.5 wt.% to
manufacturing, packaging, shipping, and/or storage of the about 10.0 wt.% of the formulation. In one embodiment, the
patch. formulation can include an adhesive in about 1.0 wt.% to
The solvent can include one or more organic compounds, about 15.0 wt.% of the formulation.
one or more inorganic compounds, or mixtures thereof. In one Alternatively, the adhesive can include a hot melt pressure
embodiment, the solvent will include one or more organic sensitive adhesive or solvent based pressure sensitive adhe
compounds, e.g., esters, alcohols, ketones, aldehydes, fatty 25 sive (e.g., polyacrylate, polyisobutylene, and polybutene),
acids, partially or fully esterified fatty acids, wherein the rubber, silicone based pressure sensitive adhesives (e.g.,
structures are cyclic, non-cyclic (e.g., alkyl), alicyclic (e.g., a polydimethylsiloxane and resin mixtures), polystyrene-po
bridged ring compound) or aromatic, as well as organic com lybutadiene-polystyrene, polystyrene-polyisoprene-polysty
pounds having combinations of these functional groups. Suit rene, polystyrene-poly(ethylene-butylene)-polystyrene
able exemplary solvents are disclosed, e.g., in Aldrich Hand 30 block polymers, or any combination thereof. In addition, the
book of Fine Chemicals, 2000-2001 (Milwaukee, Wis.). In adhesive can include a resin emulsion adhesive, wherein the
one embodiment, the solvent includes water (e.g., deionized resin emulsion adhesive can include vinyl acetate resin,
water). acrylic ester copolymer, vinyl actetate/diocyl maleate
In one embodiment of the present invention, the solvent copolymer, acrylic copolymer, or any combination thereof.
can includea (C-C) acyclic hydrocarbon, a (C-C) cyclic 35 Other suitable adhesives are disclosed, e.g., in U.S. Pat.
hydrocarbon, a (C-C) aryl hydrocarbon, a (C-C) het Nos. 4,675,009; 5,536,263; 4,696,854; 5,741,510; and refer
eroaryl hydrocarbon, or a (C-C) heterocyclic hydrocar ences cited therein.
bon; The adhesive can be located on and in any portion of the
wherein any of the hydrocarbons can optionally include formulation. In one embodiment, the adhesive can be located
one or more carbon-carbon double bonds and any of the 40 on the entire skin contact side of the formulation. When the
hydrocarbons can optionally include one or more carbon adhesive skin patch is placed upon the skin Surface of a
carbon triple bonds; Subject, the adhesive in this configuration is in continuous
wherein any of the hydrocarbons can optionally include contact with the skin surface of the subject.
one or more oxy (-O ), carbonyl (—C(=O)C ), car In a specific embodiment, the nature and amount of the
boxylato ( C(=O)C)—), dioxy ( O-O ), dithio ( S 45 adhesive is selected, such that it will be generally recognized
S ), imino ( NH ), methylene dioxy ( OCHO ), as safe (GRAS) for topical use.
sulfinyl ( SO ), sulfonyl (—SO ), or thio (-S ); Polymers
wherein any of the hydrocarbons can optionally be substi The formulation can optionally include one or more poly
tuted with one or more amino, hydroxyl, cyano, nitro, (C- mers. The polymer provides structure and strength to the
C.)alkoxy, halo, trifluoro, trifluoro (C-C)alkyl, NR'R'', or 50 adhesive or can contain and release the active agent in a
COOR'; wherein R' and Rare each independently hydro second formulation. Any suitable polymer can be employed,
gen, a (C-C) acyclic hydrocarbon or a (C-C) cyclic provided the polymer provides structure and strength to the
hydrocarbon. adhesive and the polymer remains stable in the formulation.
The solvent can be employed in any Suitable amount, pro In one embodiment, the stability is over a prolonged period of
vided the amount of solvent is effective to independently 55 time, e.g., up to about 2 years, up to about 1 year, or up to
dissolve the adhesive and the effective amount of solvent about 6 months, typically experienced in the manufacturing,
remains stable in the formulation. In one embodiment, the packaging, shipping, and/or storage of the patch.
stability is over a prolonged period of time, e.g., up to about 2 The Suitable amount of polymer can depend upon the spe
years, up to about 1 year, or up to about 6 months, typically cific polymer or polymers employed. For example, gum
experienced in the manufacturing, packaging, shipping, and/ 60 karaya can be employed as the polymer in about 10 wt.% to
or storage of the patch. about 55 wt.% of the formulation, in about 20 wt.% to about
In a specific embodiment, the nature and amount of the 35 wt.% of the formulation, or in about 23 wt.% to about 29
Solvent is selected, such that it will be generally recognized as wt.% of the formulation. In one embodiment, gumkaraya can
safe (GRAS) for topical use. be employed as the polymer in about 24 wt.% to about 28wt.
Adhesive 65 % of the formulation.
Any suitable adhesive can be employed, provided the adhe Suitable polymers include, e.g., starch, starch derivatives,
sive provides the requisite adhesiveness to the patch and the polyvinyl pyrrolidone, polyethylene oxide, polyacrylate
US 9,044,390 B1
49 50
quats, polymaleic acid, polymaleic anhydride, polyure Vitamin E is 3,4-dihydro-2,5,7,8-tetramethyl-2-(4.8, 12-trim
thanes, polyureas, gum karaya, gum acacia, locust bean gum, ethyltridecyl)-2H-1-benzopy-ran-6-ol; Vitamin E acetate is
Xanthan gum, guar gum, modified guar gum, maltodextrin, 3,4-dihydro-2,5,7,8-tetramethyl-2-(4.8, 12-trimethyltride
carboxymethyl cellulose, carboxypropyl cellulose, polyacry cyl)-2H-1-benzopy-ran-6-ol acetate; and lanolin is the fat
lamide, polyvinyl alcohol, poly AMPS, and polyacrylates. like secretion of the sebaceous glands of sheep (i.e., complex
Other suitable polymers are disclosed, e.g., in U.S. Pat. Nos. mixture of esters and polyesters of 33 high molecular weight
4,675,009; 5,536,263; 4,696,854; 5,741,510; and references alcohols and 36 fatty acids) which is deposited onto the wool
cited therein. In one embodiment, the polymer is gum karaya. fibers. In one embodiment, the topical moisturizer can be aloe
The term "gum karaya' refers to a vegetable gum produced as and Vitamin E.
an exudate by trees of the genus Sterculia. Chemically, gum 10
Aloe is commercially available as Aloe Vera Gel from
karaya is an acid polysaccharide composed of the Sugars Terry Laboratories (Melbourne, Fla.). Aloe Vera Gel is com
galactose, rhamnose, and galacturonic acid.
In a specific embodiment, the nature and amount of the mercially available as Aloe Vera Gel 40.times. (20.0 wt.%
polymer is selected, such that it will be generally recognized solution in water), Aloe Vera Gel 1.times. (0.5 wt.% solution
as safe (GRAS) for topical use. 15 in water), Aloe Vera Gel (5.0 wt.% solution in water), or solid
Humectant Aloe Vera. The solid Aloe Vera can be dissolved in a carrier,
The formulation can optionally include one or more Such as water, to the desired concentration. In addition, the
humectants to provide a moistening effect to the adhesive. For commercially available forms of Aloe Vera are optionally
example, the humectant can hydrate the polymer. Any Suit available as decolorized Aloe Vera.
able humectant can be employed, provided the humectant Any Suitable amount of topical moisturizer can be
effectively provides a moistening effect to the adhesive and employed, provided the Suitable amount of topical moistur
the humectant remains stable in the formulation. In one izer or skin protectant effectively protects or moisturizes the
embodiment, the stability is over a prolonged period of time, skin and the effective amount of skin protectant remains
e.g., up to about 2 years, up to about 1 year, or up to about 6 stable in the formulation over a prolonged period of time. The
months, typically experienced in the manufacturing, packag 25 Suitable and effective amount of topical moisturizer can
ing, shipping, and/or storage of the patch. One Suitable depend in part upon the specific moisturizer or moisturizers
humectant is glycerin. Other Suitable humectants include present in the formulation. For example, Aloe Vera Gel can be
polyhydric alcohols such as ethylene glycol, propylene gly present up to about 40.0 wt.% of the formulation. In one
col, triethylene glycol, tetraethylene glycol, and Sorbitol. embodiment, Aloe Vera Gel can be present up to about 5.0 wt.
Any Suitable amount of humectant can be employed, pro 30 % of the formulation. In one embodiment, Aloe Vera Gel can
vided the amount of humectant effectively provides a moist be present up to about 1.0 wt.% of the formulation. In addi
ening effect to the adhesive and the effective amount of tion, Vitamin E acetate can be present up to about 5 wt.% of
humectant remains stable in the formulation. The suitable the formulation. In one embodiment, Vitamin Eacetate can be
amount of humectant can depend upon the specific humectant present up to about 1.0 wt.% of the formulation. In one
or humectants employed and the specific polymer or poly 35 embodiment, Vitamin Eacetate can be present up to about 0.5
mers employed. For example, gum karaya can be employed wt.% of the formulation.
as the polymer and glycerin can be employed as the humec In a specific embodiment, the nature and amount of the
tant in about 20 wt.% to about 70 wt.% of the formulation, topical moisturizer is selected, such that it will be generally
and in one embodiment about 30 wt.% to about 60 wt.% of recognized as safe (GRAS) for topical use.
the formulation, or about 40 wt.% to about 50 wt.% of the 40 Polyhydric Alcohol
formulation. The formulation can optionally include one or more poly
In a specific embodiment, the nature and amount of the hydric alcohols. Suitable polyhydric alcohols include, e.g.,
humectant is selected. Such that it will be generally recog ethylene glycol, propylene glycol, triethylene glycol, tetra
nized as safe (GRAS) for topical use. ethylene glycol, Sorbitol, or any combination thereof. Spe
Topical Moisturizer 45 cifically, the polyhydric alcohol can include propylene gly
The formulation can optionally include a topical moistur col.
izer (e.g., skin protectant). Any suitable topical skin pro Any suitable amount of polyhydric alcohol can be
tectant can be employed, provided the skin is effectively employed. For example, when present in the formulation, the
protected or moisturized and the skin protectant remains polyhydric alcohol can be present up to about 35 wt.% of the
stable in the formulation. In one embodiment, the stability is 50 formulation, up to about 15 wt.% of the formulation, or up to
over a prolonged period of time, e.g., up to about 2 years, up about 5 wt.% of the formulation. In one embodiment, the
to about 1 year, or up to about 6 months, typically experienced polyhydric alcohol can be present in about 0.5 wt.% to about
in the manufacturing, packaging, shipping, and/or storage of 5.0 wt.% of the formulation.
the patch. Suitable skin protectants include, e.g. aloe, lanolin, Water
glycerin, calamine, Vitamin E. Vitamin Eacetate, Vitamin C, 55 The formulation can optionally include water, e.g., deion
allantoin, aluminum hydroxide gel, bismuth Subnitrate, boric ized water (DI). Any suitable amount of water can be
acid, calamine, cocoa butter, dimethicone, glycerin, kaolin, employed, provided the amount of water maintains the adhe
live yeast cell derivative, petrolatum, pyridoxine hydrochlo siveness of the adhesive and maintains the appropriate stabil
ride, shark liver oil, Sodium bicarbonate, Sulfur, tannic acid, ity of the formulation. For example, deionized water can be
topical starch, trolamine, white petrolatum, Zinc acetate, Zinc 60 present up to about 50 wt.% of the formulation, up to about
carbonate Zinc oxide, Zinc sulfate, shea butter, and any com 40.0 wt.% of the formulation, or up to about 30.0 wt.% of the
bination thereof. formulation. In one embodiment, deionized water can be
As used herein, calamine is a pinkpowder of zinc oxide and present up to about 20.0 wt.% of the formulation. In one
a skin protectant containing about 98% zinc oxide and about embodiment, deionized water can be present up to about 10.0
0.5% ferric oxide; aloe is the dried latex of leaves of Curaco 65 wt.% of the formulation. In one embodiment, deionized
Aloe (Aloe barbadenis Miller, Aloe Vera Linne) or Cape Aloe water can be present in about 5.0 wt.% to about 15.0 wt.% of
(Aloe ferox Miller and hybrids), of the family Liliacaea: the formulation.
US 9,044,390 B1
51 52
Skin Penetration Enhancer about 0.25 inches to about 0.50 inches (6.35 mm to about 12.7
The formulation can optionally include a skin penetration mm). In another specific embodiment of the present inven
enhancer (or skin permeation enhancer). Any skin penetration tion, the adhesive skin patch can have a circular shape. The
enhancer can be employed, provided the skin penetration circular patch can have a diameter of about 0.25 inches to
enhancer is safe (e.g., is on the GRAS list) and effectively 5 about 0.50 inches (6.35 mm to about 12.7 mm).
facilitates the passage of Cannabis concentrate (or any In one embodiment, the adhesive skin patch can be indi
desired substances contained therein) across the skin mem vidually wrapped. Some consumers have shown a preference
brane. Suitable skin penetration enhancers include, e.g., dim for adhesive skin patches that are individually wrapped. The
ethyl sulphoxide (DMSO), monoglycerides, Co-Co fatty individually wrapped adhesive skin patch offers to the con
acid esters including ethyl palmitate and isopropyl myristate; 10 Sumer the ability and convenience of being able to carry a few
acyl lactylates such as caproyl lactylic acid and lauroyl lac (e.g., 1, 2, or 3) adhesive skin patches that are each individu
tylic acid; dimethyl lauramide; dodecyl (lauryl)acetate; lac ally wrapped. In Such an embodiment, the use of one patch
tate esters such as lauryl lactate, and myristyl lactate; will not compromise the cleanliness and/or sterility of the
monoalkyl ethers of polyethyleneglycol and their alkyl oraryl remaining patches. Alternatively, more than one adhesive
carboxylic acid esters and carboxymethyl ethers such as poly- 15 skin patch can be wrapped together. For example, 2 to about
ethylene glycol-4 lauryl ether (Laureth-4) and polyethylene 20, 2 to about 15, or 2 to about 10 adhesive skin patches can
glycol-2 lauryl ether (Laureth-2); Myreth-3, myristyl sar be wrapped together. The cost of Such packaging and wrap
cosine, and methyl laurate; polypropylene glycol, polyethyl ping can be decreased, compared to skin patches that are
ene glycol, lecithin, urea, amino acids, 1-dodecylhexahydro individually wrapped. In one specific embodiment, the adhe
2H-azepine 2-one (AZone), oleic acid, linoleic acid, isopropyl 20 sive skin patch can be individually wrapped as a right and left
linoleate, oleyl alcohol. 1-dodecyl-azacycloheptan-2-one, handed pair. The cost of having two or more patches wrapped
and butanediol. together is typically less expensive than skin patches that are
Any Suitable amount of skin penetration enhancer can be individually wrapped.
employed, provided the amount of skin penetration enhancer In one embodiment of the present invention, the adhesive
facilitates the passage of Cannabis concentrate (or any 25 patch is sterile. The adhesive patch can be sterilized by any
desired substances contained therein) across the skin mem suitable means known to those of skill in the art. For example,
brane. For example, the skin penetration enhancer can be the adhesive patch of the present invention can be sterilized
present up to about 50 wt.% of the formulation, up to about by irradiation. Specifically, the adhesive patch of the present
40.0 wt.% of the formulation, or up to about 30.0 wt.% of the invention can be sterilized by terminal irradiation (e.g., when
formulation. In one embodiment, the skin penetration 30 the adhesive patch of the present invention is in the package).
enhancer can be present up to about 20.0 wt.% of the formu Production of the Patch
lation. In one embodiment, the skin penetration enhancer can The adhesive patch of the present invention can be formu
be present up to about 10.0 wt.% of the formulation. In one lated or manufactured employing the above components. The
embodiment, the skin penetration enhancer can be present in adhesive patch of the present invention can be formulated or
about 0.25 wt.% to about 15.0 wt.% of the formulation. 35 manufactured using any Suitable technique. In one embodi
The Patch ment, the adhesive patch can be formulated or manufactured
The adhesive skin patch can have any Suitable size and as described in U.S. Pat. Nos. 5,536,263; 5,741,510; and
shape. In addition, the adhesive skin patch can be cut, as references cited therein.
desired, to provide an adhesive skin patch of a suitable size The adhesive patch can be applied to any skin Surface of a
and shape. The adhesive skin patch can be cut with any 40 Subject. The Subject can be a human (e.g., child that is
Suitable cutting device Such as a Scissors, Scalpel, or knife. younger than 18 years of age). The adhesive patch can be
In one embodiment, the adhesive skin patch has a length of applied by the Subject, or by another person (e.g., parent,
about 0.1 inch to about 12 inches (about 2.54 mm to about nurse, or physician).
304.8 mm), about 0.1 inch to about 8 inches (about 2.54 mm Additional transdermal patches, and methods of preparing
to about 203.2 mm), of about 0.20 inch to about 4 inches 45 transdermal patches, are described, e.g., in US 2009/
(about 5.08 mm to about 101.6 mm), or about 0.2 inches to 0028929; WO/2012/026829A1; US 2013/0220846; U.S. Pat.
about 2.0 inches (about 5.08 mm to about 50.8 mm). In one No. 8,095,213; U.S. Pat. No. 5,948,433; US 2014/0031770;
embodiment, the adhesive skin patch has a length of about 1.0 WO/2013/027681A1: WO/2012/105624A1; WO/2008/
inch to about 8 inches (about 25.4 mm to about 203.2 mm), 008135A1; US 2008/0008747; WO/2008/133982A2;
about 2 inches (about 50.8 mm to about 152.4 mm) to about 50 EP0674913A2: WO/2000/069405A1; U.S. Pat. No. 5,536,
6 inches (about 5.08 mm to about 152.4 mm), or about 3 263: U.S. Pat. No. 5,741,510; U.S. Pat. No. 6,096,334; and
inches to about 4 inches (about 76.2 mm to about 101.6 mm). US 2011 FO293681.
In one embodiment, the adhesive skin patch has a width of
about 0.1 inch to about 12.0 inches (about 2.54 mm to about Specific Ranges, Values, and Embodiments
304.8 mm), about 0.1 inch to about 4 inches (about 2.54 mm 55
to about 101.6 mm), about 0.20 inches to about 2.0 inches Specific ranges, values, and embodiments provided below
(about 5.08 mm to about 50.8 mm), or about 0.2 inches to are for illustration purposes only and do not otherwise limit
about 1.0 inch (about 5.08 mm to about 25.4 mm). In one the scope of the invention, as defined by the claims. The
embodiment, the adhesive skin patch has a width of about 1.0 specific ranges, values, and embodiments described below
inch to about 8 inches (about 25.4 mm to about 203.2 mm), 60 encompass all combinations and Sub-combinations of each
about 2 inches to about 6 inches (about 50.8 to about 152.4 disclosed range, value, and embodiment, whether or not
mm), or about 3 inches to about 4 inches (about 76.2 mm to expressly described as such
about 101.6 mm). Solvent System
In one specific embodiment of the present invention, the When the SFE is carried out one time, the SFE can include:
adhesive skin patch can be oval or elliptical in shape. The oval 65 (i) a polar protic solvent system, (ii) a polar aprotic solvent
or elliptical patch can have a length of about 0.25 inches to system, (iii) a nonpolar protic solvent system, or (iv) a non
about 0.50 inches (6.35 mm to about 12.7 mm) and a width of polar aprotic solvent system.
US 9,044,390 B1
53 54
In specific embodiments, the SFE is carried out one time, -continued
wherein the SFE includes a solvent systems illustrated in any
one of 1-4 below. First FSFE Second FSFE Third FSFE
No. solvent system solvent system solvent system
12 polar protic nonpolar protic OOI88OC
No. SFE solvent system 13 polar protic nonpolar aprotic polar protic
1 polar protic 14 polar protic nonpolar aprotic O88OC
2 polar aprotic 15 polar protic nonpolar aprotic OOI8 OC
3 nonpolar protic 16 polar protic nonpolar aprotic nonpolar aprotic
4 nonpolar aprotic 10 17 polar aprotic polar protic O8 OC
18 polar aprotic polar protic O88OC
19 polar aprotic polar protic OOI8 OC
When the SFE is carried out two times, each FSFE can 2O polar aprotic polar protic nonpolar aprotic
independently include: (i) a polar protic solvent system, (ii) a 21 polar aprotic polar aprotic O8 OC
polar aprotic solvent system, (iii) a nonpolar protic Solvent 22 polar aprotic polar aprotic O88OC
system, or (iv) a nonpolar aprotic solvent system. 15 23 polar aprotic polar aprotic OOI8 OC
In specific embodiments, the SFE is carried out two times, 24 polar aprotic polar aprotic nonpolar aprotic
wherein the first and second FSFEs include solvent systems 25 polar aprotic nonpolar protic O8 OC
illustrated in any one of 1-16 below. When the first and second 26 polar aprotic nonpolar protic O88OC
27 polar aprotic nonpolar protic OOI8 OC
FSFEs include solvent systems having the same combination 28 polar aprotic nonpolar protic nonpolar aprotic
of polarity and proticity (e.g., both the first and second FSFEs 29 polar aprotic nonpolar aprotic O8 OC
include polar aprotic solvent systems), those FSFEs will typi 30 polar aprotic nonpolar aprotic O88OC
cally be carried out at a different temperature and/or pressure. 31 polar aprotic nonpolar aprotic OOI8 OC
32 polar aprotic nonpolar aprotic nonpolar aprotic
33 nonpolar protic polar protic O8 OC
First FSFE Second FSFE 25 34 nonpolar protic polar protic O88OC
No. Solvent system Solvent system 35 nonpolar protic polar protic OOI8 OC
1 polar protic polar protic 36 nonpolar protic polar protic nonpolar aprotic
2 polar protic polar aprotic 37 nonpolar protic polar aprotic O8 OC
3 polar protic nonpolar protic 38 nonpolar protic polar aprotic O88OC
4 polar protic nonpolar aprotic 30 39 nonpolar protic polar aprotic OOI8 OC
5 polar aprotic polar protic 40 nonpolar protic polar aprotic nonpolar aprotic
6 polar aprotic polar aprotic 41 nonpolar protic nonpolar protic O8 OC
7 polar aprotic nonpolar protic 42 nonpolar protic nonpolar protic O88OC
8 polar aprotic nonpolar aprotic 43 nonpolar protic nonpolar protic OOI8 OC
9 nonpolar protic polar protic 44 nonpolar protic nonpolar protic nonpolar aprotic
10 nonpolar protic polar aprotic 35
11 nonpolar protic nonpolar protic 45 nonpolar protic nonpolar aprotic O8 OC
12 nonpolar protic nonpolar aprotic 46 nonpolar protic nonpolar aprotic O88OC
13 nonpolar aprotic polar protic 47 nonpolar protic nonpolar aprotic OOI8 OC
14 nonpolar aprotic polar aprotic 48 nonpolar protic nonpolar aprotic nonpolar aprotic
15 nonpolar aprotic nonpolar protic 49 nonpolar aprotic polar protic O8 OC
16 nonpolar aprotic nonpolar aprotic 50 nonpolar aprotic polar protic O88OC
40
51 nonpolar aprotic polar protic OOI8 OC
52 nonpolar aprotic polar protic nonpolar aprotic
When the SFE is carried out three times, each FSFE can 53 nonpolar aprotic polar aprotic O8 OC
independently include: (i) a polar protic solvent system, (ii) a S4 nonpolar aprotic polar aprotic O88OC
polar aprotic solvent system, (iii) a nonpolar protic Solvent 55 nonpolar aprotic polar aprotic OOI8 OC
system, or (iv) a nonpolar aprotic solvent system. 45 56 nonpolar aprotic polar aprotic nonpolar aprotic
In specific embodiments, the SFE is carried out three times, 57 nonpolar aprotic nonpolar protic O8 OC
wherein the first, second and third FSFEs include solvent 58 nonpolar aprotic nonpolar protic O88OC
systems illustrated in any one of 1-64 below. When at least 59 nonpolar aprotic nonpolar protic OOI8 OC
two of the first, second and third FSFEs include solvent sys 60 nonpolar aprotic nonpolar protic nonpolar aprotic
61 nonpolar aprotic nonpolar aprotic O8 OC
tems having the same combination of polarity and proticity 50
62 nonpolar aprotic nonpolar aprotic O88OC
(e.g., both the second and third FSFEs include polar aprotic 63 nonpolar aprotic nonpolar aprotic nonpolar protic
solvent systems), those FSFEs will typically be carried out at 64 nonpolar aprotic nonpolar aprotic nonpolar aprotic
a different temperature and/or pressure.
55 When the SFE is carried out four times, each FSFE can
First FSFE Second FSFE Third FSFE
No. Solvent system Solvent system solvent system independently include: (i) a polar protic solvent system, (ii) a
polar aprotic solvent system, (iii) a nonpolar protic Solvent
1 polar protic polar protic polar protic system, or (iv) a nonpolar aprotic solvent system.
2 polar protic polar protic polar aprotic
3 polar protic polar protic nonpolar protic 60 In specific embodiments, the SFE is carried out four times,
4 polar protic polar protic nonpolar aprotic
5 polar protic polar aprotic polar protic wherein the first, second, third and fourth FSFEs include
6 polar protic polar aprotic polar aprotic solvent systems illustrated in any one of 1-256 below. When
7 polar protic polar aprotic nonpolar protic at least two of the first, second, third and fourth FSFEs include
8 polar protic polar aprotic nonpolar aprotic Solvent systems having the same combination of polarity and
9 polar protic nonpolar protic polar protic
10 polar protic nonpolar protic polar aprotic 65 proticity (e.g., both the third and fourth FSFEs include polar
11 polar protic nonpolar protic nonpolar protic aprotic solvent systems), those FSFEs will typically be car
ried out at a different temperature and/or pressure.
US 9,044,390 B1
57 58
-continued -continued
First FSFE Second FSFE Third FSFE Fourth FSFE First FSFE Second FSFE Third FSFE Fourth FSFE
solven solvent solvent solvent solven solven solvent solven
No. system system system system No. system system system system
53 nonpolar protic polar aprotic
nonpolar protic protic 228 nonpolar aprotic nonpolar protic polar protic nonpolar aprotic
S4 nonpolar protic polar aprotic
nonpolar protic air aprotic 229 nonpolar aprotic nonpolar protic polar aprotic polar protic
55 nonpolar protic polar aprotic
nonpolar protic air proti 230 nonpolar aprotic nonpolar protic polar aprotic polar aprotic
56 nonpolar protic polar aprotic
nonpolar protic air apro 231 nonpolar aprotic nonpolar protic polar aprotic nonpolar protic
57 nonpolar protic polar aprotic
nonpolar aprotic protic 232 nonpolar aprotic nonpolar protic polar aprotic nonpolar aprotic
58 nonpolar protic polar aprotic
nonpolar aprotic aprotic 10 233 nonpolar aprotic nonpolar protic nonpolar protic polar protic
t
59 nonpolar protic polar aprotic
nonpolar aprotic air proti 234 nonpolar aprotic nonpolar protic nonpolar protic polar aprotic
60 nonpolar protic polar aprotic
nonpolar aprotic air apro 235 nonpolar aprotic nonpolar protic nonpolar protic nonpolar protic
61 nonpolar protic
Oil O O ic polar protic protic 236 nonpolar aprotic nonpolar protic nonpolar protic nonpolar aprotic
62 nonpolar protic
Oil O O ic polar protic aprotic 237 nonpolar aprotic nonpolar protic nonpolar aprotic polar protic
63 nonpolar protic
Oil O O ic polar protic air proti 238 nonpolar aprotic nonpolar protic nonpolar aprotic polar aprotic
64 nonpolar protic
Oil O O ic polar protic air apro 15 239 nonpolar aprotic nonpolar protic nonpolar aprotic nonpolar protic
65 nonpolar protic
Oil O O ic polar aprotic protic 240 nonpolar aprotic nonpolar protic nonpolar aprotic nonpolar aprotic
66 nonpolar protic
Oil O O ic polar aprotic aprotic 241 nonpolar aprotic nonpolar aprotic polar protic Olar brotic
67 nonpolar protic
Oil O O ic polar aprotic air proti 242 nonpolar aprotic nonpolar aprotic polar protic polar aprotic
68 nonpolar prolic
Oil O O ic polar aprolic air apro 243 nonpolar aprotic nonpolar aprotic polar protic nonpolar protic
69 nonpolar prolic
Oil O O ic nonpolar protic protic 244 nonpolar aprotic nonpolar aprotic polar protic nonpolar aprotic
70 nonpolar prolic
Oil O O ic nonpolar protic aprotic 245 nonpolar aprotic nonpolar aprotic polar aprotic polar protic
71 nonpolar protic
Oil O O ic nonpolar protic air proli 246 nonpolar aprotic nonpolar aprotic polar aprotic polar aprotic
72 nonpolar prolic
Oil O O ic nonpolar protic air apro 247 nonpolar aprotic nonpolar aprotic polar aprotic nonpolar protic
73 nonpolar prolic
Oil O O ic nonpolar aprolic protic 248 nonpolar aprotic nonpolar aprotic polar aprotic nonpolar aprotic
t
74 nonpolar prolic
Oil O O ic nonpolar aprotic aprolic 249 nonpolar aprotic nonpolar aprotic nonpolar protic polar protic
75 nonpolar prolic
Oil O O ic nonpolar aprotic air proli 250 nonpolar aprotic nonpolar aprotic nonpolar protic polar aprotic
76 nonpolar prolic
Oil O O ic nonpolar aprotic air apro 251 nonpolar aprotic nonpolar aprotic nonpolar protic nonpolar protic
77 Oil O88 O ic polar protic
nonpolar prolic protic 25 252 nonpolar aprotic nonpolar aprotic nonpolar protic nonpolar aprotic
78 Oil O88 O ic polar protic
nonpolar prolic aprotic 253 nonpolar aprotic nonpolar aprotic nonpolar aprotic polar protic
79 Oil O88 O ic polar protic
nonpolar prolic air proli 254 nonpolar aprotic nonpolar aprotic nonpolar aprotic polar aprotic
8O Oil O88 O ic polar protic
nonpolar protic air apro 255 nonpolar aprotic nonpolar aprotic nonpolar aprotic nonpolar protic
81 Oil O88 O ic polar aprolic
nonpolar prolic protic 256 nonpolar aprotic nonpolar aprotic nonpolar aprotic nonpolar aprotic
82 Oil O88 O ic polar aprolic
nonpolar prolic aprotic
83 Oil O88 O ic polar aprolic
nonpolar prolic air proli 30
84 Oil O88 O ic polar aprolic
nonpolar protic air apro Pressure
85 Ol OOI88. O ic nonpolar protic
nonpolar protic protic
86 Oil O88 O ic nonpolar protic
nonpolar protic aprotic When the SFE is carried out two times, each FSFE can
87 Oil O88 O ic nonpolar protic
nonpolar protic independently be carried out at a pressure of about: (i) 750
88 Oil O88 O ic nonpolar protic
nonpolar protic air apro 4,000 psi, (ii) 4,000-7,000 psi, or (iii) 7,000-25,000 psi.
89 Oil O88 O ic nonpolar aprotic
nonpolar protic protic 35
90 Oil O88 O ic nonpolar aprolic
nonpolar protic aprotic In specific embodiments, the SFE is carried out two times,
91 Oil O88 O ic nonpolar aprotic
nonpolar protic wherein the first and second FSFEs are carried out at pres
92 Oil O88 O ic nonpolar aprotic
nonpolar prolic air apro sures illustrated in any one of 1-9 below. When the first and
93 OOI88O ic O protic polar protic protic
second FSFEs are carried out at the same pressure range,
94 OOI88O ic O protic polar protic aprotic
95 OOI88O ic O protic polar protic 40
those FSFEs will typically be carried out at a different tem
96 OOI88O ic O prolic polar protic air apro perature and/or solvent system having a different combina
97 OOI88O ic O protic polar aprotic protic
tion of polarity and proticity (e.g., carried out at the same
98 OOI88O ic O protic polar aprotic aprotic
99 OOI88O ic O protic polar aprotic pressure range, the first FSFE includes a polar aprotic solvent
2OO OOI88O ic O protic polar aprotic air apro system and the second FSFE includes a nonpolar protic sol
2O1 OOI88O ic O protic nonpolar protic protic vent system).
2O2 OOI88O ic O protic nonpolar protic 45
2O3 OOI88O ic O protic nonpolar protic
204 OOI88O ic O protic nonpolar protic
205 OOI88O ic O protic nonpolar aprotic No. First FSFE pressure Second FSFE pressure
2O6 OOI88O ic O protic nonpolar aprotic
2O7 OOI88O ic O protic nonpolar aprotic 1 750-4,000 psi 750-4,000 psi
208 OOI88O ic O protic nonpolar aprotic 50 2 750-4,000 psi 4,000-7,000 psi
209 OOI88O ic ic polar protic 3 750-4,000 psi 7,000-25,000 psi
210 OOI88O ic ic polar protic 4 4,000-7,000 psi 750-4,000 psi
211 OOI88O ic ic polar protic 5 4,000-7,000 psi 4,000-7,000 psi
212 OOI88O ic ic polar protic 6 4,000-7,000 psi 7,000-25,000 psi
213 OOI88O ic ic polar aprotic 7 7,000-25,000 psi 750-4,000 psi
214 OOI88O ic ic polar aprotic 55 8 7,000-25,000 psi 4,000-7,000 psi
215 OOI88O ic ic polar aprotic 9 7,000-25,000 psi 7,000-25,000 psi
216 OOI88O ic ic polar aprotic
217 OOI88O ic ic nonpolar protic
218 OOI88O ic ic nonpolar protic When the SFE is carried out three times, each FSFE can
219 OOI88O ic ic nonpolar protic independently be carried out at a pressure of about: (i) 750
220 OOI88O ic ic nonpolar protic 60 4,000 psi, (ii) 4,000-7,000 psi, or (iii) 7,000-25,000 psi.
221 OOI88O ic ic nonpolar aprotic Inspecific embodiments, the SFE is carried out three times,
222 OOI88O ic ic nonpolar aprotic wherein the first, second and third FSFEs are carried out at
223 OOI88O ic ic nonpolar aprotic
224 OOI88O ic ic nonpolar aprotic pressures illustrated in any one of 1-27 below. When any one
225 OOI88O ic nonpolar protic polar protic or more of the first, second and third FSFEs are carried out at
226 OOI88O ic nonpolar protic polar protic 65 the same pressure range, those FSFEs will typically be carried
227 OOI88O ic nonpolar protic polar protic out at a different temperature and/or solvent system having a
different combination of polarity and proticity (e.g., carried
US 9,044,390 B1
59 60
out at the same pressure range, the second FSFE includes a -continued
polar aprotic solvent system and the third FSFE includes a
nonpolar protic solvent system). First FSFE Second FSFE Third FSFE
No. pressure pressure pressure
No. First FSFE pressure Second FSFE pressure Third FSFE pressure Fourth FSFE pressure
1 750-4,000 psi 750-4,000 psi 750-4,000 psi 750-4,000 psi
2 750-4,000 psi 750-4,000 psi 750-4,000 psi 4,000-7,000 psi
3 750-4,000 psi 750-4,000 psi 750-4,000 psi 7,000-25,000 psi
4 750-4,000 psi 750-4,000 psi 4,000-7,000 psi 750-4,000 psi
5 750-4,000 psi 750-4,000 psi 4,000-7,000 psi 4,000-7,000 psi
6 750-4,000 psi 750-4,000 psi 4,000-7,000 psi 7,000-25,000 psi
7 750-4,000 psi 750-4,000 psi 7,000-25,000 psi 750-4,000 psi
8 750-4,000 psi 750-4,000 psi 7,000-25,000 psi 4,000-7,000 psi
9 750-4,000 psi 750-4,000 psi 7,000-25,000 psi 7,000-25,000 psi
10 750-4,000 psi 4,000-7,000 psi 750-4,000 psi 750-4,000 psi
11 750-4,000 psi 4,000-7,000 psi 750-4,000 psi 4,000-7,000 psi
12 750-4,000 psi 4,000-7,000 psi 750-4,000 psi 7,000-25,000 psi
13 750-4,000 psi 4,000-7,000 psi 4,000-7,000 psi 750-4,000 psi
14 750-4,000 psi 4,000-7,000 psi 4,000-7,000 psi 4,000-7,000 psi
15 750-4,000 psi 4,000-7,000 psi 4,000-7,000 psi 7,000-25,000 psi
16 750-4,000 psi 4,000-7,000 psi 7,000-25,000 psi 750-4,000 psi
17 750-4,000 psi 4,000-7,000 psi 7,000-25,000 psi 4,000-7,000 psi
18 750-4,000 psi 4,000-7,000 psi 7,000-25,000 psi 7,000-25,000 psi
19 750-4,000 psi 7,000-25,000 psi 750-4,000 psi 750-4,000 psi
2O 750-4,000 psi 7,000-25,000 psi 750-4,000 psi 4,000-7,000 psi
21 750-4,000 psi 7,000-25,000 psi 750-4,000 psi 7,000-25,000 psi
22 750-4,000 psi 7,000-25,000 psi 4,000-7,000 psi 750-4,000 psi
23 750-4,000 psi 7,000-25,000 psi 4,000-7,000 psi 4,000-7,000 psi
24 750-4,000 psi 7,000-25,000 psi 4,000-7,000 psi 7,000-25,000 psi
25 750-4,000 psi 7,000-25,000 psi 7,000-25,000 psi 750-4,000 psi
26 750-4,000 psi 7,000-25,000 psi 7,000-25,000 psi 4,000-7,000 psi
27 750-4,000 psi 7,000-25,000 psi 7,000-25,000 psi 7,000-25,000 psi
28 4,000-7,000 psi 750-4,000 psi 750-4,000 psi 750-4,000 psi
29 4,000-7,000 psi 750-4,000 psi 750-4,000 psi 4,000-7,000 psi
30 4,000-7,000 psi 750-4,000 psi 750-4,000 psi 7,000-25,000 psi
31 4,000-7,000 psi 750-4,000 psi 4,000-7,000 psi 750-4,000 psi
32 4,000-7,000 psi 750-4,000 psi 4,000-7,000 psi 4,000-7,000 psi
33 4,000-7,000 psi 750-4,000 psi 4,000-7,000 psi 7,000-25,000 psi
34 4,000-7,000 psi 750-4,000 psi 7,000-25,000 psi 750-4,000 psi
35 4,000-7,000 psi 750-4,000 psi 7,000-25,000 psi 4,000-7,000 psi
36 4,000-7,000 psi 750-4,000 psi 7,000-25,000 psi 7,000-25,000 psi
37 4,000-7,000 psi 4,000-7,000 psi 750-4,000 psi 750-4,000 psi
38 4,000-7,000 psi 4,000-7,000 psi 750-4,000 psi 4,000-7,000 psi
39 4,000-7,000 psi 4,000-7,000 psi 750-4,000 psi 7,000-25,000 psi
40 4,000-7,000 psi 4,000-7,000 psi 4,000-7,000 psi 750-4,000 psi
41 4,000-7,000 psi 4,000-7,000 psi 4,000-7,000 psi 4,000-7,000 psi
42 4,000-7,000 psi 4,000-7,000 psi 4,000-7,000 psi 7,000-25,000 psi
43 4,000-7,000 psi 4,000-7,000 psi 7,000-25,000 psi 750-4,000 psi
44 4,000-7,000 psi 4,000-7,000 psi 7,000-25,000 psi 4,000-7,000 psi
45 4,000-7,000 psi 4,000-7,000 psi 7,000-25,000 psi 7,000-25,000 psi
46 4,000-7,000 psi 7,000-25,000 psi 750-4,000 psi 750-4,000 psi
47 4,000-7,000 psi 7,000-25,000 psi 750-4,000 psi 4,000-7,000 psi
US 9,044,390 B1
61 62
-continued
No. First FSFE pressure Second FSFE pressure Third FSFE pressure Fourth FSFE pressure
48 4,000-7,000 psi 7,000-25,000 psi 750-4,000 psi 7,000-25,000 psi
49 4,000-7,000 psi 7,000-25,000 psi 4,000-7,000 psi 750-4,000 psi
50 4,000-7,000 psi 7,000-25,000 psi 4,000-7,000 psi 4,000-7,000 psi
51 4,000-7,000 psi 7,000-25,000 psi 4,000-7,000 psi 7,000-25,000 psi
52 4,000-7,000 psi 7,000-25,000 psi 7,000-25,000 psi 750-4,000 psi
53 4,000-7,000 psi 7,000-25,000 psi 7,000-25,000 psi 4,000-7,000 psi
S4 4,000-7,000 psi 7,000-25,000 psi 7,000-25,000 psi 7,000-25,000 psi
55 7,000-25,000 psi 750-4,000 psi 750-4,000 psi 750-4,000 psi
56 7,000-25,000 psi 750-4,000 psi 750-4,000 psi 4,000-7,000 psi
57 7,000-25,000 psi 750-4,000 psi 750-4,000 psi 7,000-25,000 psi
58 7,000-25,000 psi 750-4,000 psi 4,000-7,000 psi 750-4,000 psi
59 7,000-25,000 psi 750-4,000 psi 4,000-7,000 psi 4,000-7,000 psi
60 7,000-25,000 psi 750-4,000 psi 4,000-7,000 psi 7,000-25,000 psi
61 7,000-25,000 psi 750-4,000 psi 7,000-25,000 psi 750-4,000 psi
62 7,000-25,000 psi 750-4,000 psi 7,000-25,000 psi 4,000-7,000 psi
63 7,000-25,000 psi 750-4,000 psi 7,000-25,000 psi 7,000-25,000 psi
64 7,000-25,000 psi 4,000-7,000 psi 750-4,000 psi 750-4,000 psi
65 7,000-25,000 psi 4,000-7,000 psi 750-4,000 psi 4,000-7,000 psi
66 7,000-25,000 psi 4,000-7,000 psi 750-4,000 psi 7,000-25,000 psi
67 7,000-25,000 psi 4,000-7,000 psi 4,000-7,000 psi 750-4,000 psi
68 7,000-25,000 psi 4,000-7,000 psi 4,000-7,000 psi 4,000-7,000 psi
69 7,000-25,000 psi 4,000-7,000 psi 4,000-7,000 psi 7,000-25,000 psi
70 7,000-25,000 psi 4,000-7,000 psi 7,000-25,000 psi 750-4,000 psi
71 7,000-25,000 psi 4,000-7,000 psi 7,000-25,000 psi 4,000-7,000 psi
72 7,000-25,000 psi 4,000-7,000 psi 7,000-25,000 psi 7,000-25,000 psi
73 7,000-25,000 psi 7,000-25,000 psi 750-4,000 psi 750-4,000 psi
74 7,000-25,000 psi 7,000-25,000 psi 750-4,000 psi 4,000-7,000 psi
75 7,000-25,000 psi 7,000-25,000 psi 750-4,000 psi 7,000-25,000 psi
76 7,000-25,000 psi 7,000-25,000 psi 4,000-7,000 psi 750-4,000 psi
77 7,000-25,000 psi 7,000-25,000 psi 4,000-7,000 psi 4,000-7,000 psi
78 7,000-25,000 psi 7,000-25,000 psi 4,000-7,000 psi 7,000-25,000 psi
79 7,000-25,000 psi 7,000-25,000 psi 7,000-25,000 psi 750-4,000 psi
80 7,000-25,000 psi 7,000-25,000 psi 7,000-25,000 psi 4,000-7,000 psi
81 7,000-25,000 psi 7,000-25,000 psi 7,000-25,000 psi 7,000-25,000 psi
IN THE SPECIFICATION
In column 85, line 13, in Claim 1, delete "hexafluoroide' and insert --hexafluoride--, therefor
In column 85, line 28, in Claim 1, delete "hexafluoroide' and insert --hexafluoride--, therefor
In column 85, line 28, in Claim 1, delete “(n-C4H10), and insert --(n-C4H10).--, therefor
In column 85, line 45, in Claim 4, delete “80° C. and insert --80°C.--, therefor
In column 85, line 51, in Claim 5, delete “80° C. and insert --80°C.--, therefor