Papers
(Second Edition)
Tim North
Scribe Consulting
www.scribe.com.au
Writing Scientific Papers www.scribe.com.au
www.scribe.com.au
www.BetterWritingSkills.com
Second edition.
Document last modified on 17 April, 2006.
All rights reserved worldwide. No part of this work may be reproduced by any process, nor
may any other exclusive right be exercised without the written permission of its author:
Tim North
Scribe Consulting
U1, 66 Park St
Como WA 6152
Australia
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Table of Contents
Author’s introduction...........................................................................................................v
2. General strategies........................................................................................................16
2.1 Use analogies and context ................................................................................16
2.2 Be precise...........................................................................................................19
2.3 Personal pronouns in scientific writing.......................................................... 20
2.4 Emotion .............................................................................................................21
4. Referencing..................................................................................................................31
4.1 Why reference? .................................................................................................31
4.2 Different referencing styles ..............................................................................31
4.3 Simple references............................................................................................. 32
4.4 Page and volume numbers .............................................................................. 32
4.5 Initials............................................................................................................... 33
4.6 Multiple references .......................................................................................... 34
4.7 Multiple authors............................................................................................... 34
4.8 No stated author .............................................................................................. 35
4.9 Unpublished material ...................................................................................... 35
4.10 Ambiguously dated works ............................................................................... 36
4.11 The reference list.............................................................................................. 36
4.12 General principles............................................................................................ 37
4.13 References to books ......................................................................................... 38
4.14 References to periodicals................................................................................. 40
4.15 References to newspapers ............................................................................... 42
4.16 References to web pages .................................................................................. 42
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5. Captions.......................................................................................................................44
7. Writing numbers.........................................................................................................49
7.1 Writing large numbers .....................................................................................49
7.2 Spans ................................................................................................................. 51
7.3 Dates.................................................................................................................. 51
7.4 Times .................................................................................................................52
7.5 Writing numbers as words...............................................................................53
Bibliography ...................................................................................................................... 60
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AUTHOR’S INTRODUCTION
W elcome.
Scientists are great at science, but they’re generally not the world’s greatest
writers. This second edition of Writing Scientific Papers presents jargon-free
tips on how to write a scientific paper that will have people talking — for all the
right reasons.
Why then would you deliberately make your writing less clear than it could be?
As most of your readers will never meet you, the way you write is one of the few
tools you have at your disposal to convince them to take you seriously. If you
present your ideas in an unnecessarily complicated fashion then you’ve failed
to meet your principle objective, which is to communicate your ideas.
Regards,
Tim North
(info@scribe.com.au)
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The exact structure of a scientific paper or report will vary, but the broad
structure listed here is widely applicable.
6. appendices.
The material that follows provides guidelines for writing the content of each of
these sections.
It may seem trivial to tell people how to choose a title, but the importance of
this task should not be underestimated. A good title may be the difference
between a reader choosing to look at your work or passing over it.
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Many readers will learn of your work while surrounded by other documents
that are competing for their attention. For example, they may see it while:
• scanning the printed reports on a bookshelf;
A good title can help your work to stand out from the crowd. Here then are
some guidelines for choosing a good title.
When choosing a title, avoid generic phrases like ‘An investigation of…’, ‘A
study into…’ and ‘Observations on…’. These are implied anyway and add little
value.
The first title takes seventeen words, the second one ten. The first one contains
extra words that convey slightly more information (study, effects and
processes) but at the cost of making the title notably longer and less
memorable.
The first title clearly employs more words than are needed (fourteen versus
five). It does contain more information, but at the cost of being wordier, harder
to remember and burying the key words at the end of the sentence.
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Indeed, in the first title, the key word virtual-cinema is the thirteenth word in
the sentence, You have to read almost the entire title before finding out what
the paper is about. This leads us to our next guideline …
Titles may contain several key words or key phrases (see guideline three), but
one of these words or phrases will usually be more significant than the others.
Let’s call these the topic words.
Putting the topic words near the start of the title makes it easier for the reader
to decide what your document is about and if it should be read.
Consider the following titles in which the topic words are shown in italics. In all
cases the topic words comes near the start of the title.
Frequently, particularly with web-based search engines, the key words are
taken from the document’s title. It follows that people will be more likely to
find your work if its title contains the significant key words.
The Myers Project Interim Report into the Effects of Sleep Deprivation
on Memory Retention
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Not only does the second title bring the topic phrase (‘the Myers Project’) to the
start of the title, but it also includes additional key words: sleep deprivation
and memory retention. Readers searching using these terms will have an
increased chance of finding the document.
Note that this guideline is somewhat at odds with guideline one: use the fewest
number of words. Clearly a balance needs to be found between titles that are
brief and titles that contain a suitable number of key words.
A title like Fat Rats: What Makes Them Eat? may be judged appropriate for a
non-technical audience but too informal for an audience of your peers. It also
lacks any technical key words that would make it easily retrievable.
The abstract is a very short summary of your paper. Abstracts are usually only
a few paragraphs in length, though length requirements may vary depending
upon the publication. The abstract should stand alone and should not be overly
technical.
The abstract should address what the article is about, whom it targets and what
key goals have been reached. Above all, it must be concise and readable. In
essence the abstract is a very brief version of the introduction that follows it.
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These three questions — what, why and whom — put your article in context.
They quickly identify the key aspects of your work and let the reader decide if
he or she wishes to read further.
Saying what you did identifies the area to which the article pertains and helps
identify its readership.
Saying why you wrote your article and, if appropriate, for whom indicates the
motivation for the work. Were you writing in response to a brief from a client?
Were you trying to make a process more cost efficient? Are you a doctoral
student writing an article to publicise your PhD work?
Tell people why you wrote your article. Don’t make them guess.
Here are some example statements that answer some of the what, why and
whom questions.
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Of course, more detail on your methods will be provided in the body of the
paper.
Stating your major results should not be confused with stating your
conclusions. (See guideline four.) Your results are what you observed while
conducting your experiments. Your conclusions are your extrapolations as to
what your results mean. Here are some sample results:
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The results support the conclusion that the leach pad has become
contaminated by significant amounts of air-borne organic matter from
nearby fields.
If the pH is reduced below 8.6 these cost savings will be more than
offset by increased cyanide consumption.
The amount of detail given varies between these sections, of course. In the
abstract, it is enough to simply state your major conclusions or results without
discussion or detail.
This involves expanding upon some of the material presented in the abstract: 1
• Who did you do the work for? Was it a client?, an internal project?
1 In practice, you may find it easier to write the introduction first then extract the abstract from it.
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• Say for whom the work is significant. 2 For example, does the work have
relevance to all engineers (for example), or only those working in a specific
area?
• If you are debating the number of angels that can dance on the head of a pin
say so. Don’t inflate the significance of your work. Your readers will resent
the waste of their time, and you will diminish your own reputation.
Reviewing the literature also helps to establish a rationale for your work by
relating it to existing unsolved problems, difficulties and questions. Thus a
review of the literature helps satisfy both guidelines one and two.
Day (1979) cautioned that a common mistake is to introduce authors and their
areas of study in general terms without mention of their major findings. For
example:
2 Of course this may already be clear from the title of the document or the nature of the journal in
which it is published.
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Clearly the later quotation provides the reader with more information and
gives them a better grounding in the literature.
This guideline expands upon the mention of methods that was made in your
abstract. It is not necessary to provide a step-by-step description of your
methods in the introduction as more detail will be provided in the methods
section that follows. Nonetheless, your introduction should describe at least the
type of methods you employed while doing your work.
If there were several different methods that could have been employed, this is
the place where you should justify your choice. This will necessarily involve a
discussion of the relative strengths and weaknesses of the competing methods.
If you chose a particular method for pragmatic reasons (e.g. if you don’t have
the equipment or budget to do it any other way) be honest enough to say so.
This is better than leaving the reader wondering why you chose a method that
was suboptimal.
Your work is not a detective novel — don’t feel the need to save the exciting bits
for the last chapter. Provide the major results and conclusions of your work in
the introduction.
The amount of detail provided in the introduction should be greater than the
sparse coverage provided in the abstract, but less than that provided later in
the results and conclusions sections.
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1.5 Methods
The methods section serves two main purposes. It is where you describe what
materials you used and also what methods you used. For this reason, it is also
known as the Materials and methods section.
There is, of course, always the question of how much detail needs to be
presented when describing your methods. If your methods are new or involve
significant new or unusual elements, it’s necessary to describe them in step-by-
step detail. Provide enough detail that they can be reproduced.
If, on the other hand, you employ a method that is considered ‘standard’ (i.e. it
has been described in a major journal), it is usually enough to refer to the
method by name and provide a reference. For example:
Cyanate was determined by measuring the ammonia concentration
with an ammonia electrode before and after acid hydrolysis (Smith
2006).
Note also that the methods section is used to describe the methods that you
actually used. A discussion of the relative strengths of alternative methods
(that you ended up not using for one reason or another) is probably better
placed in the introduction or discussion sections.
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Because the methods section is describing things that you have already done, it
is written in the past tense.
Remember that the methods section is intended to tell people how you did
your work. Avoid the temptation to intersperse this with a discussion of your
results or their significance.
This simple guideline can often be a very fast and effective way of identifying
inadequacies in your writing. Things that you might consider second nature
may be foreign to others.
If I can be allowed a cooking metaphor here, don’t you hate recipes that
contain vague advice like ‘add a generous quantity’, ‘place in a moderate oven’,
‘use a pinch of’, or ‘add to taste’?
These type of phrases are ambiguous and are usually unsuited to technical
writing. So be careful when using phrases like ‘an elevated level’ or ‘an
increased concentration’. Ask yourself ‘Would this be better with a more
accurate measurement’?
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1.6 Results
The data should be presented in a clear, readable form. Often this will involve
the use of one or more tables.
Depending upon the audience for your article, it may be more appropriate to
present only a summary of your data in the results section. In this case, the full
data set can be relegated to one or more appendices.
Because the results section is describing findings that you have already made, it
is written in the past tense.
Remember that the results section is intended to present your findings. Avoid
the temptation to intersperse this with a discussion of their significance.
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1.7 Discussion
Having presented your results in the previous section, now it is time to discuss
what they meant.
To some degree your choice depends upon the nature of the report, but as a
guideline, it is generally preferable to discuss the individual results in this
section and wait until the conclusions section to ‘pull it all together’ and
present your conclusions and recommendations.
It is not enough to simply present your data (you have already done that), you
must now discuss their significance. Here are some of the issues that may need
discussion:
• Does experimental error account for any deviations between the results and
your expectations?
If your results show a smooth curve with an unexpected dip in the middle,
avoid the temptation to gloss over the unexpected deviation. Who knows, it
may turn out to be the most important part of your data.
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If you believe that it is due to experimental error (e.g. a leaking vessel) then say
so. All practicing experimentalists will have encountered similar problems in
their own work. If you’re up front about it, most will allow you one or two
imperfections in yours.
Having presented your results and discussed them, it is now time to present
the conclusions that you have drawn from the results. These conclusions may
lead you to certain recommendations and, if so, these should also be presented
here.
In the discussion section you will have discussed the meaning of the individual
results. Now it is time to bring these discussions together into one or more
conclusions.
While the conclusions that you draw will be entirely dependent upon your
work, here are some questions that suggest the type of issues you may be
considering:
• If your results were consistent with your expectations, what conclusion can
you make?
• If your results differed from your expectations, can you provide a plausible
explanation for this?
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Work is rarely done for its own sake, particularly in a privately funded
organisation. Your work will normally lead to one or more specific
recommendations, even if this is only a recommendation for further work.
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2. GENERAL STRATEGIES
All perception of truth is the detection of an analogy.
Thoreau, Journal, 1851
2.1.1 Analogies
3 http://aca.mq.edu.au/PaulDavies/pdavies.html
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The second passage, on the other hand, is replete with common sense
analogies: clockwork, snooker balls, dice, the stock market and the weather.
These make it easier for the intended reader to form linkages between new
material and concepts that are already understood. 4
Although these passages were aimed at a lay audience, they still demonstrate
that suitable analogies can simplify new or complex concepts for the reader.
This applies even if we are writing for a highly specialised readership.
It’s worth keeping in mind that many parts of a report (particularly the
abstract, introduction and conclusions) may also be read by non-technical
readers such as managers and accountants.
Also, many of your readers may be less technically minded than you may
expect. Often these are the ones whom you must work hardest to convince if
you wish to receive funding for a new project. So remember to try and link new
ideas and difficult concepts to known ideas by the use of analogies.
4 There is a much research that shows that the ability to link new material to known material is
crucial to effective learning.
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While these analogies may be rather frivolous, they still illustrate the value of
analogies in allowing us to understand hard to visualise concepts like one-in-a-
billion.
Providing a suitable context for data allows the reader to understand its
significance. Without context, you cannot be sure that your readers will get the
message that you intended them to.
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2.2 Be precise
While it is desirable for writing to be simple, this should not be taken as license
for it to be imprecise. For example:
The weight of precipitate increased considerably.
Attiwill (1996) suggested that the terms such as these are best used cautiously
in scientific writing:
When writing and revising your work, it may be best to check all occurrences of
such words. Are they too vague in the context in which they are used? If so, try
replacing them with a more precise wording. For example, you would probably
agree that the following statement is insufficiently precise:
The reaction proceeded rapidly.
The problem is that he writer knew the context well enough to understand
what rapidly meant, but he or she forgot to explain this to the audience. It
would be better written as:
The reaction was complete after 30 seconds.
Written in this way, it doesn’t make any unwarranted assumptions about what
the audience knows. Of course, you needn’t go back to basics. Unless you’re
writing for a lay audience you can assume that your audience will understand
some level of technical material. The trick, though, is not to overestimate this
level.
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I’m going to be quite proscriptive here and state bluntly that — with few
exceptions — personal pronouns such as ‘I’ and ‘we’ have no place in scientific
writing.
This opinion — and, of course, you’re free to disagree with it — is based upon
the notion of using the right tool for the job. If you’re writing a letter to a friend
then, of course, you’d use personal pronouns. Imagine how dull it would be
without them. Indeed, the document you’re reading now is replete with
personal pronouns and contractions as they seemed appropriate for
establishing a friendly tone of voice.
Admittedly this passage is exaggerated for effect, but most readers would agree
that the repeated use of I is jarring. The writer seems to be aggrandising him-
or herself by repeated references to what he or she did. The style appears that
of a braggart.
Rewritten to eliminate the use of the first person, it appears more neutral:
Both samples were weighed then the first sample was placed
into a beaker marked ‘Control’ and the second into a beaker
marked ‘Experimental’. This done, the beakers were placed into
the equipment that had been assembled using the guidelines
described in section two.
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This more neutral tone seems to bring with it a greater sense of authority. It
appears more credible than the first passage, perhaps due to the increased
sense of objectivity that it generates.
2.4 Emotion
The first one has a significant emotional content. The second one is more
neutral and the third quite dry. Note also that the first employs the personal
pronoun ‘we’, while the later two do not. Most science writers would avoid the
first phrase as being excessively emotional.
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3. PLAIN ENGLISH
The desire of appearing clever often prevents our becoming so.
La Roche-Foucauld, Maxims, 1665.
www.plainenglish.co.uk/introduction.html
Let’s get rid of some myths first. It’s not baby-language, and
it’s not language that is abrupt, rude or ugly. Nor is it language
that puts grammatical perfection ahead of clarity. It doesn’t
involve over-simplifying or ‘dumbing down’ the message so
that it loses precision, force or effect.
It’s any message, written with the reader in mind, that gets its
meaning across clearly and concisely.
www.wordcentre.co.uk/page8.htm
This rewritten text is shorter, simpler and more comprehensible. The following
sections provide advice on how to write plainer English.
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In his 1972 work, Say What You Mean, Rudolf Flesch, wrote: “Avoid all
prepositions and conjunctions that consist of more than one word. … There’s
not a single one of these word combinations that can’t be replaced by a simple
word like if, for, to, by, about or since.”
Stripping away the grammatical jargon that Flesch uses, we can generalise
from his comments to say that we should replace wordy phrases with simpler
alternatives.
along the lines of like in this day and age now, currently
despite the fact that although owing to the fact that because
due to the fact that as, because, since predicated upon the based on
fact that
for the reason that as, because, since take cognisance of the realise
fact that
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Roosevelt’s revision:
Tell them that in buildings where they have to keep the work
going to put something over the windows; and, in buildings
where they can let the work stop for awhile, turn out the lights.
5 From Gobbledygook Has Gotta Go, U.S. Government Printing Office, n.d., pp. 38–9.
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This may have been true years ago, when 5 percent of the
people had social position and educational status and the other
95 percent had neither. But that isn't the way things are any
more and readers don't like you to write like they were.
A plurality? Oh come on! Who talks like this? Wouldn’t it sound more natural
like this:
Many respondents (40%) felt …
or:
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While these examples are management oriented, many academic papers are
full of similarly ridiculous phrases.
Remember: You don’t impress your readers with buzzwords. You impress
them with clear arguments written in plain English.
Unlike buzzwords, jargon can be used quite safely if you are absolutely sure
that your audience will understand it.
If I was placing the same information on a web site aimed at the general public,
though, I’d employ different language. If pitched at the right level, they
wouldn’t consider it to be dumbed down or condescending; rather, they would
find it clear and comprehensible.
Which content would be the more difficult one to prepare? Surely, the second
one. It would involve a greater preparatory effort on my behalf as every
element of technical language would have to be translated into a simpler form.
A recent British study 7 revealed that three quarters (74%) of Britons believe
that businesses deliberately use jargon to confuse and deceive their customers.
More than half the people surveyed (56%) thought that people who don’t know
what they’re talking about used jargon as a cover. Surprisingly, though, nearly
a third (31%) admitted to using it themselves to impress their own customers
and clients!
7 NOP Research Group, Jargon Research. 1,000 adults over 15 years were questioned nationwide
during November 2003. For further details see:
www.abbeynational.com/home/media_centre/media_centre-press_releases.htm?id=9555
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The full stop is your friend. Use it often. It will make your writing plainer and
your meaning more easily understood. It will also greatly simplify the job of
punctuating what you write as shorter sentences need less punctuation.
Typically, sentences are no longer than 15 to 20 words. Occasionally, though,
you can use a longer sentence for variety. Most long sentences, though, should
be split into two or more shorter sentences. For example:
Now we get to the important part where you’ll notice that some
of the adjectives are a single word (e.g. long), while others are
made up of two words (e.g. action packed), and the two-word
adjectives were all hyphenated.
That sentence was thirty-nine words long and rather unwieldy. If we rewrite it
as three smaller sentences, you’ll find that it’s a lot easier to read and
understand:
Now we get to the important part. / Notice that some of the
adjectives are a single word (e.g. long), while others are made
up of two words; e.g. action packed. / The two-word adjectives
were all hyphenated.
The middle sentence is twenty-three words long and could be further split into
two smaller sentences if you wished. You may be more likely to do this if
writing for an audience for whom English was challenging. This includes
people with literacy problems and those who speak English as a second
language.
Skim through these pages and look at the average length of the paragraphs.
Now flip through the pages of a newspaper. What do you notice about both?
The answer is that the paragraphs tends to be quite short.
The reason for this is that short paragraphs are easier to read. Let me prove my
point. Let’s say you have two ten-page reports sitting on your desk. They’re
identical except that one consists of a single paragraph lasting ten pages, while
the other has normal-length paragraphs. Which one would you prefer to read?
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How, then, do you decide when to start a new paragraph? Well, a general rule
of thumb is that you start a new paragraph for each new idea or concept. Put
another way, all the sentences in a paragraph should be related to the same
idea or topic. When you write a sentence on a different idea, it’s time for a new
paragraph.
Let’s put this into practice by dividing the following text up into separate
paragraphs. For clarity, I’ve numbered the sentences.
[1] When you browse the web, some sites will employ a behind-the-scenes
feature that suggests a font for your web browser to use when displaying the
site. [2] For example, my business’s web sites (www.scribe.com.au and
www.betterwritingskills.com) tell your browser to use Verdana when
displaying the site. [3] Of course, if the computer you’re using doesn’t have
the Verdana font installed then it won’t be able to use it, and it will fall back
to another font. [4] Many web sites, though, don’t make any
recommendation about what font the browser should use to display them.
[5] With these web sites, the browser will simply use its default font — and
guess what? [6] That’s usually Times New Roman. [7] That’s right, the font
that most people view the web with is short, skinny and has a small x-
height. / [8] Take heart, though. [9] You can easily tell your web browser to
use your favourite font as its default font. [10] In Internet Explorer, select
Internet Options from the Tools menu then click on the Fonts button. [11] In
Netscape, select Preferences from the Edit menu then click on Appearance
then Fonts.
Sentence 1 talks about how a web site can suggest a font for a browser to use.
This is the topic for this paragraph and should be expanded upon by
subsequent sentences. Sentence 2 continues this same idea by providing an
example. Sentence 3 continues the same idea with a proviso. These three
sentences work nicely together as a single paragraph.
The fourth sentence, though, starts to talk about a subtly different topic — web
sites that don’t suggest a specific font. This change of topic (and the fact that
the previous paragraph was already a good length) suggests that it’s time for a
new paragraph. Sentences 5, 6 and 7 continue the topic of web sites that don’t
suggest a font to the browser.
Sentence 8 starts a new topic: remedying the situation. This calls for a new
paragraph. Sentences 9, 10 and 11 continue the topic and thus the paragraph.
So, reformatted, we have:
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[1] When you browse the web, some sites will employ a behind-the-scenes
feature that suggests a font for your web browser to use when displaying the
site. [2] For example, my business’s web sites (www.scribe.com.au and
www.betterwritingskills.com) tell your browser to use Verdana when
displaying the site. [3] Of course, if the computer you’re using doesn’t have
the Verdana font installed then it won’t be able to use it, and it will fall back
to another font.
[4] Many web sites, though, don’t make any recommendation about what
font the browser should use to display them. [5] With these web sites, the
browser will simply use its default font — and guess what? [6] That’s usually
Times New Roman. [7] That’s right, the font that most people view the web
with is short, skinny and has a small x-height. /
[8] Take heart, though. [9] You can easily tell your web browser to use your
favourite font as its default font. [10] In Internet Explorer, select Internet
Options from the Tools menu then click on the Fonts button. [11] In
Netscape, select Preferences from the Edit menu then click on Appearance
then Fonts.
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4. REFERENCING
A fine quotation is a diamond on the finger of a man of wit, and a
pebble in the hands of a fool.
Joseph Roux, Meditations of a Parish Priest, 1886
A ll published reports and papers draw to some degree on the work of others, and
referencing acknowledges this debt. There are several reasons to reference
properly:
1. Convenience. You are allowing your readers to easily seek out the material
you have mentioned so that they can read it themselves.
2. Authority. By citing the work of others who are in agreement with your
views, you add to the strength of your argument. By citing widely, you
indicate the thoroughness of your research.
3. Ethics. People deserve credit for their ideas. Plagiarising the work of others
has always been a mortal sin in academia.
Having established that there are good reasons for referencing, it is now
appropriate to ask how to do it. Perhaps regrettably, there are numerous
competing referencing styles in use. These include:
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Both variations are in common use. As long as you are consistent in your
usage, either should be acceptable. If in doubt, check for your editor’s preferred
usage.
Sometimes the name of the author is integrated into the surrounding sentence,
rather than being placed in the parenthesis:
This usage is just as acceptable as including the author’s name inside the
parenthesis. Use whichever form produces a grammatically simpler or clearer
sentence. The two forms can be used interchangeably in the same document.
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Note that a comma occurs after the date, and a full stop is placed after the
letter p because it is an abbreviation. Note also that there is a space (or, better
still, a thin space 8 ) between the abbreviation and the page number. Thus we
write:
p. 45 or p. 45
not:
p.45
As a rule of thumb, references to short works like journal articles are less likely
to need page numbers than references to larger works such as books.
4.5 Initials
If you are referencing two or more authors who share the same surname, it
may be necessary to use their initials to distinguish between them; e.g.
Notice that the surname is followed by a comma and that the initials (if there
are two or more) are separated with a space.
Without the initials it would still be possible to distinguish between the authors
in the above example because of the different years of publication. This would
require the reader to turn to the list of references at the end of the work,
however, and so initials are used for the reader’s convenience.
If authors share the same initials, it becomes necessary to use their full given
names.
8 A thin space is one that is around half the normal point size. These examples use a six-point space
and twelve-point text.
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When several authors are referenced at once, the references are separated by a
semicolon, as shown below:
The earlier studies (Watts 1999, pp. 23–7; Agnew 2000, pp. 12–37)
were inconclusive.
The earlier studies of Watts (1999, pp. 23–7) and Agnew (2000, pp.
12–37) were inconclusive.
If an author has published two or more separate works in the same year then
we distinguish between them by adding a lower case letter after the date, like
so:
The two most recent papers on the subject (Anderson 1998a; 1998b)
both argue that …
When a work has two or three authors an ampersand is used between the last
pair of names if the surnames appear within the parentheses. For example:
Earlier work (Monroe & McGuire 1998) has established the presence
of this deposit.
If the surnames occur outside of the parentheses, the word and is used instead;
e.g.
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If a work has four or more authors then only the first author’s name is used. It
is followed by the Latin phrase et al. meaning and others. 9 Thus we write:
not:
Lennon, McCartney, Harrisson and Star (1963) …
Unpublished: This term is used to describe a work that has not been
published and is not yet ready or intended for imminent publication; e.g.
In one of his unfinished papers (Einstein, unpub.) its was argued that
…
9 Note that there is only a single full stop in this abbreviation. We write et al., not et. al. as we are
abbreviating the phrase et alia, and only the second word is an abbreviation.
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The first usage employs c. as an abbreviation for the Latin term circa meaning
about. This form is used when citing imprecisely-dated historical works.
With the second usage, note that the question mark appears before the date,
not after, and that no space is used. This form is used to cite ambiguously-
dated modern works; i.e. works without a publication date.
Hoggit, F. 1995, Pig Farming For Fun and Profit, Prentice Hall,
Sydney.
If the reference list contains entries that were not cited in the body of the work
then it is referred to as a bibliography. If the bibliography contains editorial
comments about the works then it is called an annotated bibliography.
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4.12.1 Indentation
Note that the second and subsequent lines of a reference are indented, as
shown in the example above. 10 This is to aid the reader in separating the
entries in a long list of references.
4.12.2 Names
Authors’ names are presented surname first. Initials are used, rather than the
authors’ full given names, regardless of how the name is presented on the cover
of the work. Thus we would normally write:
Caporn, A. J. 1996, …
not:
Having said this, though, it is occasional practice to use an author’s full given
name ‘if this will enable the reader to recognise the author more readily’ (AGPS
1988, p. 135).
4.12.3 Sequence
The list of references is presented in alphabetical order.
4.12.4 Punctuation
Note that most elements of a reference are separated by commas, and the
entire reference ends with a full stop. The exceptions to this are that:
For example:
10 This indentation can be achieved easily in most word processors by using a hanging indent.
Approximately 0.5–1.0 cm is appropriate.
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Note that the abbreviation for edition is edn without a full stop.
Muppet Labs 1999, Electron Microscopy and You!, Pig & Frog Pub.
Co., New York.
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Note that the abbreviation for editor is ed. (with a full stop), while the
abbreviation for editors is eds (without a full stop). Note also that the
abbreviation comes between the name and the date. 11
Notes
• The titles of chapters are always set with minimal capitalisation; e.g. only
the first word and proper nouns are capitalised.
• The chapter title is in plain text and single quotes, while the book title is
italicised. (This is similar to the way an article in a journal is referenced.)
• A second reference must also be provided for the book as a whole. The
format for this is as described in the previous section; e.g.
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This is quite distinct from the information required for a book. Here is a
sample reference:
Notes
• The format for names and dates is the same as that for books.
• The article title is in plain text and quotation marks, while the journal title is
italicised. (This is similar to the way a chapter in a book is referenced.)
• Note the way that the volume and issue numbers are presented: vol. 26,
no. 4. This is clearer than the alternative formats that are sometimes seen;
e.g. 26(4).
The format used here is not universal (indeed, there is variation even within
the author–date system), but it has the advantages of being simple, consistent
and clear.
12 Users of U.S. English normally use double quotes. Users of British English can use double or single
quotes but should be consistent throughout. See Better Writing Skills for more information on
quotation marks (www.BetterWritingSkills.com).
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If an author is stated for the newspaper article the it is entered into the list of
references like an article in a journal; e.g.
Notes
• Words like the are omitted from the title of the newspaper. Thus we write
West Australian, not The West Australian.
• Note that the date of publication is placed after the name of the newspaper.
It is not necessary to duplicate the year as this already occurs at the start of
the reference.
The corresponding entry in the reference list starts with the title:
The examples below illustrate the style that I have adopted while writing the
bibliography for this manual. It is simple, but is not a standard.
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Note that a publication date is not always shown as this is not always readily
determined. This is because the creation date for a web page may not be the
same as the publication date of the material contained on it. As web pages can
be short-lived, it can be useful to provide a date that indicates how recently the
web site in question was accessed.
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5. CAPTIONS
Labels are devices for saving talkative persons the trouble of
thinking.
John Morley, Carlyle.
S cholarly documents frequently include tables, charts and figures. The labels
associated with such items are called captions. There are a few comments to
make about captions.
1. We don’t use full stops in a caption unless the caption is a full sentence. For
example:
Table 12: Durations (in seconds) for the four samples in each of the
two trials
Trial 1 Trial 2
Sample 1 144 156
Sample 2 74 79
Sample 3 100 98
Sample 4 150 162
Notice that way that the second line of the caption for this table was indented.
We wrote:
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Table 12: Durations (in seconds) for the four samples in each of
the two trials
not:
Table 12: Durations (in seconds) for the four samples in each of
the two trials
You can see that the second line of the caption was indented to line up neatly
with the word Durations, not with the word Table. This makes the caption title
(‘Table 12’) more prominent.
We call this form of alignment a hanging indent. Your word processor’s online
help will show you how to achieve it.
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C
onsider the following tables. Both present the same information in roughly the
same amount of space, yet they do so very differently.
June August
Sales Sales Change
Region (000s) (OOOs) (000s)
Site 1 27.4 18.5 -8.9
Site 2 18.2 20.2 2.0
Site 3 2.5 5.6 3.1
Site 4 15.6 12.9 -2.7
Site 5 7.0 11.4 4.4
Site 6 2.6 1.8 -0.8
Average 12.22 11.7333 -0.48
Clearly the first table looks dreadful. The caption is too large, the text is of
different sizes and styles, there are too many grid lines, and the overall effect is
very poor. Although exaggerated to make a point, it is not uncommon to see
printed tables that suffer from one or more of these defects.
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By comparison, the second table is simple and elegant. Neat and understated,
it presents the information with a minimum of decoration, yet appears more
sophisticated for its simplicity.
There are no universally agreed upon rules for how best to present information
in a table, so the suggestions that follow are not set in stone. These are simply a
set of conventions that I have developed over the years. Feel free to adapt them
to your own use.
2. Where practical, a table should be located as soon as possible after the first
reference to it.
4. The paragraphs above and below the table (if present) should be separated
from it by a suitable gap; e.g. two lines.
7. The information in a table (including the heading row) should use 1½ line
spacing.
9. Generally, the heading in the left most column should be left aligned, while
those in the other columns should be centred. The alignment of the data in
the body of the table will depend upon the type of data being presented.
10. The heading row has a thin line above and below it. There should also be a
thin line across the bottom of the table.
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12. If the caption is more than one line long it should be set with a hanging
indent.
13. If the final row contains summary information (e.g. averages or totals) then
the entire row should be set in bold face.
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7. WRITING NUMBERS
One has to be able to count if only so that at fifty,
one doesn’t marry a girl of twenty.
Maxim Gorky, 1914.
W hen numbers have four or more digits to the left of the decimal place, we
usually arrange these digits into groups of three for easier comprehension.
1,124,586,548 1124586548
Another method of grouping digits is to use spaces between each group of three
digits. This is more common in those European countries where the comma is
often reserved for use as the decimal character. With some fonts, though, using
a space between digits can result in a gap that’s too wide; e.g.
If you wish to use spaces to group digits, it may be best to use smaller-than-
usual space. Such spaces are called thin spaces. These can be inserted by typing
a normal space then changing it to a smaller point size; e.g.
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These thin spaces group the characters together (although not as clearly as a
comma) with less risk that the reader might think that there are several
numbers instead of one.
This may be a surprise to you because most folk think that a billion
unambiguously refers to this number: 1,000,000,000. As recently as 1982,
however, the International Committee on Weights and Measures confirmed
the definition of one billion as a million squared, a trillion as a million cubed
and a quadrillion as a million to the fourth power.
Even though these usages are increasingly rare, it is still best to define terms
like billion and trillion to avoid the possibility of confusion. Alternately, you
may wish to avoid the use of these terms.
Lower-case, sans-serif
3.104 x 10–6
Thin spaces;
En dash
e.g. 6 pt.
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A few recommendations:
• A lower-case x is less distracting than an upper-case x; e.g.
3.104 X 10–6. Also, a sans-serif font will more closely resemble a
multiplication symbol (×) than a serif font will. 13
• Without spaces around the x, it may not be immediately obvious that the
number is in scientific notation; e.g. 3.104x10–6. At first glance this
might look like a number raised to the power –6. If normal-sized spaces
are used, it may look like two numbers separated by an x; e.g. 3.104 x
10–6.
7.2 Spans
Spans of numbers, dates and times are written with an en dash, not a hyphen.
An en dash is a dash that is as about half-again as wide as a hyphen. You can
produce one in Microsoft Word by pressing the control key and the numeric-
minus key. For example:
not:
Items 25-31 concern me.
7.3 Dates
Users of American English generally write dates in the order month– day–
year, and in one of the following formats:
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September 27 1928
9/27/1928
9-27-1928
27 September 1928
27/9/1928
27-9-1928
This can, of course, lead to confusion. For example, does 3/8/2001 mean
March 8th or August 3rd? With the Internet making so much of what we write
visible to an international audience, this is an ever-increasing source of
confusion.
It is best then to use a date format that is not open to ambiguity. Writing out
the month as a word avoids any confusion; e.g. 3 Aug 2001 or Aug 3 2001.
If you prefer (or need) to use a numeric format, try putting the year first; e.g.
2001-08-03. Most people will understand that this is in the order year–
month–day. This format (YYYY-MM-DD) is known as International Standard
ISO-8601.
7.4 Times
Some writers use a colon to separate hours from minutes; others use a full
stop. Both are acceptable.
Some writers put a.m. and p.m. in lower case, others in upper case. Regardless
of what other choices you make, it is best to leave a space prior to a.m. or p.m.
as this aids readability.
Note that times written in the 24-hour-clock system always use four digits and
do not use any punctuation; e.g.
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In technical works, though, numbers are sometimes written using digits and
sometimes using words. For example:
The density increased by 12%.
Even in technical works, small numbers are often written with words. Here are
three conventions that are commonly followed:
• Some writers spell out zero to nine as words and write 10 or more with
digits.
• Some writers spell out zero to ten as words and write 11 or more with digits.
• Some writers spell out zero to ninety-nine as words and write 100 or more
with digits.
The publication that you’re writing for may have a preference for one of these
styles. If so, follow it. If not, chose one and be consistent.
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This usage is far less frequent than it once was, so follow it or not at your own
discretion. As always, though, try to be consistent within a document.
Without the comma, the numbers would tend to run together leading to
possible misinterpretation. Even with the comma, though, this is still not clear.
Does it look like line 17,253 to you?
Ideally, it is best to try to avoid setting numbers next to each other. Instead you
could write:
or:
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8. UNITS OF MEASUREMENT
Man is the measure of all things.
Protagorus, circa 440 BC.
Unit Symbol
foot ft
inch in
metre m
watt W
litre L or l
Note that the full names of most units of measurement are written entirely in
lower case; Fahrenheit and Celsius are exceptions. Some symbols are written in
lower case, while others are written in upper case. We’ll talk more about case
shortly.
Symbols are not followed by a full stop unless they occur at then end of a
sentence; thus, we write:
not:
It’s 48 ft. long and 14 ft. wide.
Symbols do not take an s to make their plural form. For example, we write:
27 ft not 27 fts
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27 ft not 27ft
If you feel that this leaves too wide a gap, you might want to use a thin space.
That is, you can reduce the point size of the space character to narrow the gap.
For example:
27 ft 11 point space
27 ft 6 point space
27° not 27 °
82°F not 82 °F
27°C not 27 °C
The degree character (°) can be obtained in Word 97 by selecting the Symbol…
command from the Insert menu. Now select the font Symbol from the pop-up
menu. The degree character is on the sixth line.
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As most countries use the metric system of units, it’s worth looking at this
system in some detail.
The coverage that follows is quite thorough, but if you would like more details,
you can download a free PDF document called The International System of
Units (SI) (7th edn, 1998) published by the Bureau International des Poids et
Mesures. This document is the official definition of the metric (or SI) system of
units:
www.bipm.org/en/si/si_brochure/
A supplement to the 7th edition was added in 2000, and this is also available
for download.
The metric system employs a series of prefixes, each one a successively higher
power of ten as shown in the following table:
14 Yes, the metric unit of mass is the kilogram, not the gram. An explanation for this confusing
situation is found in the BIPM publication referenced on this page.
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The case of the symbols for these prefixes is important and, if used incorrectly,
can change the meaning of the prefix. For example, m implies milli-, but M
implies mega-. The difference between mg and Mg is thus a factor of one
billion. Case is discussed further in the following section.
Note that the symbol for the prefix micro is the Greek letter mu (μ). This can be
obtained in Word 97 by selecting the Symbol… command from the Insert
menu. Now select the font Symbol from the pop-up menu. Mu is on the third
line.
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When written out in full, the names of all metric prefixes are written entirely in
lower case. We thus write milli-, kilo- and mega-; not Milli-, Kilo- and Mega-.
The symbols for the metric prefixes up to and including kilo are written in
lower case (e.g. n, c and k), while the others are written in upper case (e.g. T, G
and M). See Table 8.2 for a complete listing.
The official specification for the SI (or metric) system of units can be found
here:
www.bipm.org/en/si/si_brochure/
15 The symbol for litre is an upper- or lower-case l. In practice, I recommend using upper-case to
avoid confusing the symbol with the digit 1.
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BIBLIOGRAPHY
Australian Government Publishing Service (AGPS) 1988, Style Manual for Authors, Editors
and Printers, 4th edn, AGPS Press, Canberra.
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www.scribe.com.au
www.BetterWritingSkills.com
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