An equationto representgrain-sizedistribution
Murray D. Fredlund, D.G. Fredlund, and G. Ward Wilson
Abstract: The grain-size distribution is commonly used for soil classification;however, there is also potential to use
the grain-size distribution as a basis for estimating soil behaviour.For example, much emphasishas recently been
placed on the estimation of the soil-water characteristiccurve. Many methods proposed in the literature use the grain-
size distribution as a starting point to estimate the soil-water characteristiccurve. Two mathematicalforms are pre-
sentedto representgrain-size distribution curves, namely, a unimodal form and a bimodal form. The proposed equa-
tions provide methods for accuratelyrepresentinguniform, well-graded soils, and gap-gradedsoils. The five-parameter
unimodal equation provides a closer fit than previous two-parameter,log-normal equationsused to fit uniform and well-
graded soils. The unimodal equation also improves representationof the silt- and clay-sized portions of the grain-size
distribution curve.
Key words: grain-size distribution, sieve analysis,hydrometer analysis, soil classification,probability density function.
R6sum6 : La distribution granulom6triqueest utilis6e courammentpour la classificationdes sols; cependant,il est pos-
sible d'utiliser 6galementla distribution granulom6triquecomme base d'6valuation du comportementdu sol. Par
exemple, beaucoupd'emphase a 6t6 mise r6cemment sur la d6terminationde la courbe caract6ristiquesol-eau.Plusieurs
m6thodesproposdesdans la litt6rature utilisent la distribution granulom6triquecomme point de d6part pour 6tablir la
courbe caract6ristiquesol-eau.Deux formes math6matiquessont pr6sent6espour reproduire les courbes de distribution
granulom6triqe:nomm6ment, une forme unimodale et une lbrme bimodale. Les 6quationspropos6esfournissentdes
mdthodespour repr6senteravec pr6cision des sols I granulom6trieuniforme, 6tal6e et discontinue.U6quation
unimodale i cinq parambtresfournit une meilleure concordanceque les 6quationsant6rieureslog normales i deux
parambtresutilis6es pour reproduire les courbes des sols ir granulom6trieuniforme et 6tal6e.L'6quation unimodale
am6liore aussi Ia repr6sentationdes portions de silt et de grosseursargileusesde la courbe de distribution
granulom6trique.
Mots clls : distribution granulom6trique,analyse par tamisage,analyse h l'hydromEtre, classificationdes sols, fbnction
d e d e n s i t dp r o b a b i l i s t i q u e .
the soil-watercharacteristic
Table 1. Equationsthat havebeenusedto represent curve.
Fredlund and Xing 1994 rr", saturated gravimetric water content; tr;w,
any gravimetric water content; a1, fitting
parameterclosely related to the air-entry
value for the soil; nr, fitting parameter
related to the maximum slope of the curve;
[f)'']]'
{'['*.,'.
my frtting parameter related to the curvature
of the slope; /r,, parameterused to adjust
lower portion of the curve; ry, soil suction
hydrometermethodshave found generalacceptancefor fine- tion often failed to provide a close fit of the grain-sizedistri-
grained soils (Kohnke 1968). bution at the extremesof the curve (Gardner 1956; Hagen et
ASTM (1964a, 1964b) presentsa standardfor testing for al. 1987). Wagner and Ding (1994) later improved upon the
grain-size distribution. The interpretation of the grain-size log-normal equation by presenting three- and four-parameter
distribution is typically carried out manually. Further details log-normal equations.
concerningthe testing procedureand the interpolationof the Campbell (1985) presenteda classificationdiagram based
sieve and hydrometer tests are provided by Lambe (1951). on the assumptionthat the particle-size distribution is ap-
Gardner (1956) used a two-parameter,log-normal distri- proximately log normal. This assumptionled to the particle-
bution to fit grain-sizedistribution data. Kemper and Chepil size distribution being approximatedwith a Gaussiandistri-
(1965) further studiedthe work of Gardner.The two-param- bution function. With this assumption,any combination of
eter fit of the grain-size distribution was performed using a sand, silt, and clay can be representedby a geometric (or
geometric mean parameter,jrs, and a geometric standard de- logarithmic) mean particle diameter and a geometric stan-
viation, on. The method of fitting log-normal equations to dard deviation. Values were summa"rizedin a modified U.S.
the grain-iize distribution was not recommendedfor general Department of Agriculture (USDA) textural classification
use. However, the reasongiven for not using the log-normal chart by Shirizi and Boersma (1984).
method was the lack of computing power necessaryto fit the The first limitation associatedwith using a log-normal
equation to data. Hagen et al. (1987) presenteda computer- type of equation is the assumptionthat the grain-sizedistri-
ized, iterative procedure that required only two sieves to de- bution is symmetric. In reality, the grain-sizedistribution is
termine the parameters for a standard, two-parameter log- often nonsymmetric and can be better fit by a different type
normal distribution. Unfortunately, the log-normal distribu- of equation. Second, a method for fitting soils that are
@ 2000 NRC Canada
Fredlundet al. 819
bimodal or gap-graded is of value and the four-parameter Fig. 1. Grain-size data fit with unimodal equation for a clayey
log-normal equationshave not been found to be satisfactory silt: (a) best-fit curve, R2 = 0.998; (b) arithmetic probability den-
for fitting these types of grain-size distribution. sity function; (c) logarithmic probability density function (soil
There are three general categories of grain-size distribu- number 10030).
tions (Holtz and Kovacs 1981): well-graded soils, uniform (a) too
soils, and gap-graded soils. This paper focuses on these
three categoriesof grain-sizedistribution and provides equa- 80
tions to fit the experimental data for each category. The s
well-graded and uniform soils are examined using a o o
.E
u
o
f?
3 2 0
Unimodalequation for grain-size
distribution data 0 ]*
1
0.0001 0.001 0.01 0.1
The selectionof an appropriate,mathematicalequationin- Particlesize (mm)
volved a review of a variety of equationsthat could be used
*M.Fredlund Unimodal - - USCS o/oClay --- USCS % Sand
to frt soils data. It has been observed that the soil-water char-
acteristic curve possessesa shape similar to that of the r Experimental -'- USCS % Silt
grain-size distribution curve. This is probably to be ex-
pected, since the soil-water characteristiccurve provides a
(b) oooo
representationof the void distribution in a soil, whereasthe
grain-size curve provides information on the distribution of 5000
the solid phase of the soil. Since the solids plus the voids
add up to the total soil volume, it is to be expectedthat the 4000
E
distribution of the solids phase (i.e., grain-size distribution) €
would tend to bear an inverserelationshipto the distribution 3000
:
of voids (i.e., representedby the soil-water characteristic E
-
2000
curve), and vice versa.
A summary of several of the equations that have been 1000
used to fit the soil-water characteristiccurve is given in Ta-
ble l. Brooks and Corey (1964) and Gardner (1974) pte- 0
0.0001 0.001 0.01 0.1 1 10 100
sentedthree-parameterequationsand van Genuchten(1980)
Particle size (mm)
and Fredlund and Xing (1994) presented four-parameter
equations.It would seem reasonablethat a form of equation -*- Particle-sizeArithmetic -. - USCS % Silt . Particle diameter
similar to those shown in Table I could be used to represent -'-USCS%ClaY ---USCS%Sand
0+-
tll Pe(A= 0.0001
l L;F*ll
' ' ' ' . M . F r e d l u n dU n i m o d a l - -USCS % Clay - - - - - " -U S C S % S a n d
t t (- \'..11-"
j t n l e x .n t t r l. i[ ? l
t L ll an, is a parameterdesignatingthe inflection point on the
curie and is related to the initial breaking point on the
wnere curve:
Po(d) is the percentage,by mass, of particles passing rzn,is a parameter related to the steepestslope on the
partrcularslze; curie (i.e., uniformity of the particle-sizedistribution);
@ 2000 NRC Canada
820 C a n .G e o t e c hJ, . V o l .3 7 , 2 O O O
mn is a parameter related to the shape of the curve as it The particle-size distributions presented in this paper are
appr-oaches the fines region: calculated using eq. 12) and are referred to as the arithmetic
d.*, is a parameterrelated to the amount of fines in a soil; probability density function. Figure 1b illustrates the arith-
d is the diameter of any particle size under consideration; metic probability density function for the clayey silt (soil
and number 10030) shown in Fig. la.
d* is the diameterof the minimum allowable size particle. The highest point in the PDF plot is the mode or the most
Equation [1] is refened to as a unimodal equationand can frequent particle size. Since eq. l2l is a PDF, the natural
be used to fit a wide variety of soils. A quasi-Newtonfitting laws of probability hold, such that the area under the differ-
algorithm was used to adjust three of the four parametersto entiatedcurve must equal unity:
fit the equation to each soil. The algorithm progressively
minimizes the squareddifferencesbetweenthe equation and *.-
/ dP^
n )l d r = l
experimental data. The best-fit particle-size distribution f3l ll
function can be plotted along with the grain-sizedistribution :_\dd )
data, typically on a logarithmic scale, as shown in Fig. la
for a clayey silt (soil number 10030).t Equation l2l can be arithmetically integrated between the
The unimodal equationprovides significant improvements specifiedparticle-diametersizes. The probability that a soil
in the fit of grain-size data over previous mathematical particle diameter will fall in a certain range is determined by
representations(i.e., log-normal distribution). This is to be the following relationship:
expected due to the increase in the number of parameters
used to representthe grain-sizedistribution. The complexity r=d z
of the proposed unimodal equation due to the added parame- probability (d( d < dz) =
l4l | p@)d,
ters is determined to be insignificant becauseof the avail-
x=d t
ability of curve-fitting software.
The particle-sizedistribution provides information on the
amount and dominant sizes of particles present in a soil. It is convenient to represent the PDF in a different manner
However,anotherform can also be used to representthe dis- when plotted on a logarithmic scale. The arithmetic PDF
tribution of particle sizes by differentiating the particle-size will often appear distorted when plotted on a logarithmic
distribution curve. The differentiation produces a particle- scale.The peak computedfrom eq. [4] will not representthe
size probability density function (PDF). The differentiated most frequent particle size. To overcomethis limitation, the
form of the unimodal grain-sizeequation is given in eq. [2], PDF is often representedby taking the logarithm of the par-
and the parameterspresentedin the particle-size PDF are the ticle size and differentiating the grain-size equation to pro-
same as those defined for eq. []: duce a PDF which appears more physically realistic as
presentedin eq. [5]:
rll
dP^
P -
t L l
dd dP^ dP^
Pln(10)d
l5l p,(d)= =
d log(d dd
rf r* 4-'l I'l
Jf'"[*)"
;t'-el d ) where pr(d) is the logarithmic PDF.
\
The peak of eq. [5] will representthe most frequent parti-
I l- , ',",11'"' cle size. It must be noted that the probability of the logarith-
mic PDF must be calculatedaccording to eq. [6]:
J r n l e x\ "u'/|r .llf?
t L .ll x=tog @ z)
. [+). *[*n,',
. [+). Figure lc shows the logarithmic PDF for the clayey silt
(soil number 10030).
[*ou, ] ] The unimodal equation fit for a silty sand (soil number
63) and a sandy clay (soil number 11648) are shown in
Figs. 2a and 3a, respectively. Also shown are the arithmetic
,"fr*4-.]"
d ) d,r,
probability density functions (i.e., Figs. 2b,3b) and the loga-
\ rithmic probability density function for each of the above
t t , .n.-ll'"'
I t n l e x p\ rdt r)| .jll+lJ
''['.*)'[,'['.9)] s o i l s ( i . e . .F i g s .2 c . 3 c ) .
The variation of R2 (where R is the corelation coefficient)
versuspercent clay is shown in Fig. 4. The value of R2 was
I L plotted versus percent clay because the representationof
fines by the new equation was consideredimportant.
I Soil numbers refer to soils found in the SoilVision database,which is a proprietary product of SoilVision Systems Ltd.
O 2000NRC Canada
Fredlundet al. 821
Fig. 2. Grain-size data fit with unimodal equation for a silty Fig. 3. Grain-size data fit with unimodal equation for a sandy
sand: (a) best-fit curve, R2 = 0.985; 1b; arithmetic probability clay: (a) best-fit curve, R2 = 0.999; (b) arithmetic probability
density function; (c) logarithmic probability density function (soil density function; (c) logarithmic probability density function
number63). (soil number 11648).
BO 80
s s
' c6 60 ' c6
a
o a
G
o 40
E 40
c) c
o
I
o
20 o
(L
;
0; 0
0.0001 0 . 0 0 1 0.01 '1 10 100
0.0001 0 . 0 0 1 0 . 0 1 0.1 0.1
Particle size (mm) Particlesize(mm)
- M . F r e d l u n d U n i m o d a l - - U S C S o / oC l a y - - -
USCS % Sand *M.FredlundUnimodal- . - USCS% Clay ---
USGS% Sand
r Experimental - - USCS%Silt
r ExDerimental - -'USCS % Silt
(b; sooo
(b; +oo 4500
350 4000+
300 3500+
250 3000
E E
E c 2500
200
2000+
150 1500
100 1000
50 500
0
0.0001 0.001 0.01 0.1 1 10
0.0001 0.001 0.01 0.1 1 10
Particlesize(mm) (mm)
Particle-size
- Particle-size
ArithmeticPDF - Particle-size
ArithmeticPDF _ . _ .USCS % Silt
_ . _ .USCS % Silt
- ..USCS%Clay --'USCS%Sand -..-USCS%Clay -- USCS%Sand
;<
80
;c s
o o u o o u
@
G .E
o
= - a n
o -
8 + o
co zo
P
o 2 0
8 2 0
0 '1
0.0001 0.001 0.01 0.1 10 100
0.0001 0.001 0.01 0.1 1
Particlesize(mm)
Particlesize(mm)
------.Particle-size
LogPDF r Experimental - . - .USCS% Sitt
--..-.. Particle-sizeLog PDF r Experimental -.-.uscs%silt '''" [/.FredlundUnimodal - - USCS% Clay -'-"' USCS% Sand
' ' " " [ , 4 . F r e d l u n d U n i m o d a- l. ' - U S C S % C l a y ------- USCS % Sand
Parametricstudy of the proposed unimodal curve. The parameterc' is related to the initial break of the
grain-size distribution equation equation and is more precisely the inflection point on the
curve. Its effect on the grain-size distribution curve can be
A parametric study of the proposed unimodal equation seenin Fig.5a, where dn. is varied from 0. I to 10 while the
(i.e., eq. []) showsbehaviour similar to that of the Fredlund other equation parameteisare held constant.The parameter
and Xing (1994) equation for the soil-water characteristic ar. provides an indication of the largest particle sizes.
@ 2000 NRC Canada
822 C a n . G e o t e c h .J . V o l . 3 7 , 2 O O O
Figure 5b shows how the parametern* influences the slope Fig. 4. Variation of R2 enor as the amount of fines represented
of the grain-size distribution. The point of maximum slope in a soil increases.
along the grain-sizedistribution provides an indication of the 1
dominant particle size (i.e., on a logarithmic scale) in the
0.99
!F6mF;mn.%
'.xw
o o o
soil. In the parametricrepresentation,n' is varied from I to 4. a' o
0.98
The parameterzr. influences the break onto the finer par- ooe o
o
ticle size of the sample. The effect of varying the parame- 0.97 o
5 o^o
term%from 0.3 to 0.9 can be seenin Fig.5c. The parameter N
E
^ ^ ^
u.Yo , a
o t
d.n, alfects the shape along the finer particle size portion of 0.95
the curve. However,the influence on the curve is quite mini- 8'
0.94
mal as shown in Fig. 5d. In some casesdrn,can be modified
to improve the fit of the overall equation. With the best-fit 0.93
o
analysisshown,drn.was adjustedmanually to improve the fit 0.92
of the curve to the data. It was found that a value of 0.001 20 40 60 80 100
for dr* provided a reasonablefit in most cases. %ClaY
Fig. 5. Parametervariation: (a) effect of varying the parametera*. while nr,= 4.0,mr,= 0.5, d,er = 1000, andd^= 0.001; (b) effect of
varying the parameternr. while a*. = 1.0,mr, = 0.5, d,g. = 1000, and d. = 0.001; (c) effect of varying the parameterm* while ar, =
1.0,r?sr= 4.0, dry, = 1000, andd, - 0.001; (d) effect of varying the parameterd.r, while a*. = 1.0,nr,= 4.0,mr,=0.5, andd- = 0.001.
100 100
(a) (b)
80 80
E ;<
;
.B oo q
@
6 6
o o
E
o
a ,- n 6 + u
o 6
(!
20 20
0
0.1 1
Particlesize (mm)
'100 100
(c) (d)
80 80
t E
a - - f 6 0
6 o
= A i
E a o b - "
o -
P Y
o
(L
o
(L
20 20
O 2000NRC Canada
Fredlundet al. 823
I L'{'.*]l
Lwi
t t , ',-ll'''
]rnl.^n,r.l9l
L L ' )lf) l E
P
'6
6
o
o-
E
6 0
40
o)
3 z o
(L
where
d. is the residual particle diameter;
"subsystems"for the total particle-size 0.01 0.1 I 10 100
k is the number of 0.001
distribution; and Patriclesize(mm)
w; are weighting factors for the subcurves, subject to 0 <
wr<land2w,=1.
' - - - - -M . F r e d l u n dB i m o d a l r Exoerimentap- -USCS % Silt
" " " M . F r e d l u n dU n i m o d a l - . - U S C S ' / o C l a v - - - U S C S % S a n d
For a bimodal curve, k would be equal to 2 and the num-
ber of parametersto be determinedis 4k + (k - 1) (i.e., 9).
The unimodal equationis used as the basis for the prediction A total of nine parametersmust be computedwhen fitting
of the bimodal equation. The final equation for a bimodal the bimodal equation to data (i.e., stacking).Sevenparame-
curve is siven as follows in its extendedform: ters can be determinedusing a nonlinear least squaresfitting
algorithm, and two parameterscan be essentiallyfixed (i.e.,
dr6i and d-).
Bimodal data sets can be closely fit using the bimodal
equation best-fit analysis. However, the best fit using a
f8l P^(d)= unimodal equationprovided only an adequatefit of the same
| | t- \'"ll^ data sets.On the other hand, if the data sets are unimodal in
l r n l e x p\r a
r rt* l +
l fl character,it is better to fit the data using the unimodal equa-
t L lJ tion. The superpositionmethod provides a robust method of
fitting bimodal data sets. The results of fitting the bimodal
curve to several different soils can be seen in Figs.6-10.
The R2 values for all bimodal fits was 0.999.
Figure 6 shows a comparisonof a bimodal and unimodal
+ (l -w) best fit of a data set. The unimodal R' value is 0.977 as op-
posed to 0.999 for the bimodal best fit. Comparablereduc-
{'"1*".(+)']}'
( -
iions in the R2 value are shown for the soils in Figs. 8-10.
The bimodal silty sand shown in Fig. 7 (i.e., soil number
11492) also illustrates the bimodal particle sizes on the
arithmetic and logarithmic probability density function. The
I r li
analysis shows that it is the logarithmic probability density
I l"['.4")
d 1I l function that provides the most meaningful representationof
" L - l\ the dominant particle size. In this casethe dominant particle
sizes are approximately0.008 and 0.5 mm.
I lilr*4.,-ll
d^))
I L\ Application of the mathematical function
for the grain-size distribution
where
a61 is a parameter related to the initial breaking point The grain-sizedistribution has been used primarily for the
along the curve; classificationof soils. The use of a mathematicalequationto
noi is a parameter related to the steepest slope along the fit the grain-sizedistribution provides severaladvantagesfor
curve; geotechnicalengineering.First, the unimodal and bimodal
m,oiis a parameterrelated to the shapeof the curve; equationsproposedin this paper provide a method for esti-
j6i is a parameter related to the second breaking point of mating a continuousfunction. Second,soils can be identified
the curve; on the basis of grain-size distribution by equationsthat are
k6i is a parameterrelated to the secondsteep slope along best fit to the data. This information can be stored in a data-
the curve; base and used for identification purposes.Third, equations
161is a parameter related to the second shape along the provide a consistentmethod for determiningphysical indices
curve; and such as percent clay, percent sand,percent silt, and particle-
d.6;is a parameterrelatedto the amount of fines in a soil. diameter variablessuch as drc, dzo,dzo,dso, and d6s'
Fig. 7. Example of fit of a gap-gradedsoil with the bimodal Fig. 8. Example of fit of a gap-gradedclayey, silty sandy soil
equation for a clayey, silty sand: (a) best-fit curve, R2 = Q.999; with the unimodal equation iR2 = O.eS+)and the bimodal equa-
(b) arithmetic probability density function; (c) logarithmic proba- tion (R2 = 0.999) (soil number 11492).
bility density fu nction (soil number 1l 492) .
soil nt
r ft ' '
h ^ ^
. ,
d z w
ii
r l : 0.0001 0.001 0.01 0.1 1 10 10
'10
0.0001 0 . 0 0 1 0.01 0.1 1 100
Particlesize(mm)
Particlesize(mm) "--"--M.Fredlund
Bimodal r Experimental- -USCS % Silt
-M.Fredlund Unimodal -. - USCS % Clay --- """ M.Fredlund
USCS % Sand Unimodal- -USCS% Clav --- USCS% Sand
. Experimental - - uscs%sirr
3000
2500
E ': 80
E ;<
2000
p
1500 '6
bu
o
o
o
d "
P
o
L 2 0
0.0001 0.001 0.01 0.1 1
Particlesize(mm)
0
-'*" Particle-size
ArithmeticPDF * . - .uscs o/ositt 0.0001 0 . 0 0 1 0.01 0.1 1
-...USCS%Clay - - USCSo/oSand
Particlesize(mm)
80
s
' c6 60 Fig. 10. Example of fit of a gap-gradedsoil with the unimodal
o
o equation (R2 = 0.987) and the bimodal equation (R2 = 0.999)
o
c 40 lsoil number 11498).
0)
d
100
20
80
0 E
0.0001 0.001 0.01 0.1 1 10 100
.g
o
60
Particlesize(mm) o
(6
o
"-"-... Particle-sizeLog PDF r Experimental - . - .USCS % Sitt E
€) 4 0
'''''''''' M.FredlundUnimodal - - USCS % Clav ------- USCS % Sand
S 2 0
Fig. 11. Unimodal parameter variation: (a) frequency distribution Fig. 12. Determination of the soil fractions (i.e., percent clay,
of the natural logarithm of the parameter ar,; (.b) frequency dis- silt, and sand), according to the USDA classification,when using
tribution of the parameternn.; (c) frequency distribution of the the unimodal equation.
parametermsr. 100
18
,'
(a)
16
E I ;oarse
14 I
.P 60
o
I Sand
.=
;<
ta €
q I
5'o
c
c r v
o
co f
qJ ,
o
E 20 r_ sitt
L!
o Clat
0
4
0 . 0 0 0 0 1 0.0001 0.001 0.01 0.1 10 100
size(mm)
Particle
Fig. 13. Determination of the percent passing for any particle performed by differentiating the grain-size equation as
size, d, for a unimodal grain-size distribution. shown by eq. [2]. The differentiatedequationwill produce a
100 particle-sizeprobability density function that can be used as
,' the basis for further analysis.The particle-sizedistributions
calculatedaccording to eq. [1] can vary over severalorders
80
- u60
t of magnitude.
4 6 0 I
.g oqn A Gonclusions
o
,
o
C
4 0
Fitting of the grain-size distribution has historically been
o
a manual processor has involved the use of log-normal dis-
6 -.J'
t 2 0
A
20 tributions of one, two, or three parameters.Unimodal and bi-
modal equationsare presentedin this paper to fit essentially
u10
@ 2000NRC Canada
Fredlundet al. 827
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pore structure.WaterResourcesResearch,30(2):
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