SPECIFYING ASPHALT
Austroads Framework for Specifying Asphalt
First Published 2002
This work is copyright. Apart from any use as permitted under the Copyright Act 1968,
no part may be reproduced by any process without the prior written permission of Austroads.
Project Manager
Allan Armistead, Commonwealth Department of Transport and Regional Development
Prepared by
Austroads Pavement Reference Group
Austroads believes this publication to be correct at the time of printing and does not accept responsibility for
any consequences arising from the use of information herein. Readers should rely on their own skill and
judgement to apply information to particular issues.
AUSTROADS FRAMEWORK FOR
SPECIFYING ASPHALT
Sydney 2002
AUSTROADS PROFILE
Austroads is the association of Australian and New Zealand road transport and traffic authorities. Austroads
contributes to the achievement of improved Australian and New Zealand transport related outcomes by:
♦ developing and promoting best practice for the safe and effective management and use of the road system
♦ providing professional support to member organisations and national and international bodies
♦ acting as a common vehicle for national and international action
♦ fulfilling the role of the Australian Transport Council’s Road Modal Group
♦ undertaking performance assessment and development of Australian and New Zealand standards
♦ developing and managing the National Strategic Research Program for roads and their use.
Within this ambit, Austroads aims to provide strategic direction for the integrated development, management and
operation of the Australian and New Zealand road system — through the promotion of national uniformity and
harmony, elimination of unnecessary duplication, and the identification and application of world best practice.
AUSTROADS MEMBERSHIP
Austroads membership comprises the six State and two Territory road transport and traffic authorities and
the Commonwealth Department of Transport and Regional Services in Australia, the Australian Local
Government Association and Transit New Zealand. It is governed by a council consisting of the chief
executive officer (or an alternative senior executive officer) of each of its eleven member organisations:
The success of Austroads is derived from the synergies of interest and participation of member organisations
and others in the road industry.
Members
Mr Ian Reeves, Queensland Department of Main Roads (Austroads Program Manager)
Mr Philip Rankine, Queensland Department of Main Roads (Austroads Program Executive)
Mr Bruce Hansen, Australian Local Government Association (Convenor)
Mr John Bethune, Australian Asphalt Pavement Association
Mr Steve Brown, VicRoads, Victoria
Mr David Dash, Roads and Traffic Authority, NSW
Mr Peter Douglas, Department of Transport, Tasmania
Mr Gareth Evans, Transport, South Australia
Mr John Fischer, Main Roads Department, Western Australia
Mr Paul Hambleton, Transit New Zealand
Mr Allan Jones, Department of Main Roads, Queensland
Mr Leslie Leung, Department of Urban Services, ACT
Mr Scott Matthews, Cement & Concrete Association of Australia
Mr Chris Olsen, NZ Pavements & Bitumen Contractors’ Association
Mr Robert Pemble, Department of Transport and Works, Northern Territory
Mr Kieran Sharp, ARRB Transport Research Ltd
Mr George Vorobieff, Australian Stabilisation Industry Association
Mr Garry Wickham, Federal Airports Corporation
Liaison Officers
Mr Laurie Dowling, AMRG Corresponding Officer
Mr Ashok Mehta, Department of Transport & Regional Services, Canberra
Ms Julie Chia, ARRB Transport Research Ltd, APRG Secretariat
Mr David Jones, CSIR Transportek, South Africa
Mr Rod Addis, Federation of European Highway Research, Belgium
Mr Roy Mumu, Department of Works and Transport, PNG
Secretary
Mr Shane Tepper, ARRB Transport Research Ltd
Technical Writer
Mr John Rebbechi
FOREWORD
Austroads and the Australian Asphalt Pavement Association (AAPA) have jointly prepared this specification
framework, with input from the New Zealand Pavement and Bitumen Contractors Association (BCA), to
promote national uniformity and good practice in the specification and use of asphalt throughout Australasia.
The document is in three parts. Part A provides a general introduction to application of asphalt specifications
to variations in contracting environment. Part C is a series of specification clauses that may be used directly
in contract documentation or as a framework for the preparation of individual specifications or quality plans.
When used in contract documentation, the user must select the appropriate asphalt mix type, thickness and
any special requirements that reflect the particular application. Part B is a set of “Notes for Implementation
and Use” that are provided as a guide to interpretation of the specification clauses and the selection of
alternatives appropriate to particular applications or jurisdictions.
The specification clauses are applicable to component materials, design and manufacture and placement of
dense graded asphalt. Further documents are proposed that will extend the scope to other mix types such as
open graded asphalt and stone mastic asphalt. It is intended for application to most uses of dense graded
asphalt although some specialist uses such as heavy-duty, off-road applications (airfields, container
terminals), major freeways and other non-road applications may require further specific requirements.
Individual road agencies may use the specification framework in tailoring standard specifications for agency
use. Such agency specifications may vary from the format of the specification framework to reflect
individual agency requirements in respect of style, contracting environment, asphalt mix requirements for
particular applications, and the management of quality assurance, acceptance testing, and risks associated
with long term performance of heavily trafficked pavements.
The specification clauses are based on a quality system approach, with asphalt being specified in terms of
performance-related mix design criteria as well as manufacture and construction standards. In this format it
is targeted at a contracting environment where the principal accepts the long term performance risks
associated with selection of design and construction criteria, and acceptance and payment of works is made
after a defects liability period that is generally no more than 12 months. Where works are specified in terms
of functional performance over a longer period of time, the detailed requirements of this specification
framework may be used as a code of practice to assist in the preparation of quality plans or subcontract
agreements.
Over recent years there has been considerable interest by some parties to move towards more performance-
based specifications. Although much work is required to achieve this, Part A of this framework contains the
basic generic requirements for a performance-based specification for roads surfaced with asphalt. This part
will act as a platform for determining further research necessary for the development of such specifications.
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TABLE OF CONTENTS
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TABLE OF CONTENTS (CONTINUED)
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TABLE OF CONTENTS (CONTINUED)
7.4 SPREADING................................................................................................................................................. 42
7.4.1 General ..................................................................................................................................................... 42
7.4.2 Ambient Conditions for Placing ............................................................................................................... 42
7.4.3 Layer Thickness ........................................................................................................................................ 43
7.4.4 Level Control ............................................................................................................................................ 43
7.4.5 Spreading.................................................................................................................................................. 43
7.5 COMPACTION............................................................................................................................................. 43
7.6 JOINTS.......................................................................................................................................................... 43
7.6.1 General ..................................................................................................................................................... 43
7.6.2 Longitudinal Joints ................................................................................................................................... 43
7.6.3 Transverse Joints ...................................................................................................................................... 44
8 PRODUCTION AND CONSTRUCTION TRIAL ........................................................................................... 45
8.1 GENERAL..................................................................................................................................................... 45
8.2 MANUFACTURE......................................................................................................................................... 45
8.3 PLACING, COMPACTION AND FINISHING ........................................................................................... 45
8.4 TESTING OF TRIAL SECTION .................................................................................................................. 45
9 FINISHED PAVEMENT PROPERTIES.......................................................................................................... 46
9.1 LEVEL........................................................................................................................................................... 46
9.2 ALIGNMENT ............................................................................................................................................... 46
9.3 THICKNESS ................................................................................................................................................. 46
9.4 SHAPE........................................................................................................................................................... 46
9.4.1 Surface ...................................................................................................................................................... 46
9.4.2 Ride Quality .............................................................................................................................................. 46
9.5 DENSITY ...................................................................................................................................................... 47
10 MEASUREMENT AND PAYMENT................................................................................................................. 49
10.1 GENERAL..................................................................................................................................................... 49
10.2 MEASUREMENT BY MASS....................................................................................................................... 49
10.3 MEASUREMENT BY AREA AND THICKNESS ...................................................................................... 49
10.4 NON COMPLYING MATERIALS .............................................................................................................. 49
11 APPENDIX (SCHEDULE OF JOB DETAILS) ............................................................................................... 50
11.1 ASPHALT MIX REQUIREMENTS............................................................................................................. 50
11.2 MEASUREMENT AND PAYMENT ........................................................................................................... 50
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Framework for Specifying Asphalt
Advances in asphalt technology have also brought changes in criteria applied to the selection of asphalt mix
types and design requirements for particular applications. This part of the specification framework aims to
indicate where the different elements involved in the service delivery of asphalt pavements and surfacings
relate to different forms of contracting environment with particular reference to the current status of
performance-related asphalt specifications.
2 PERFORMANCE SPECIFICATIONS
While there is no generally agreed terminology for describing different forms of performance specification
and performance contracts, the following distinctions are used in this document.
Method specification - Method and materials, or prescription elements are used where the characteristics of
the completed work are not measurable or no practical or timely acceptance test is available. Traditional
specifications evolved from the transfer of construction activity from direct labour to contractors and thus
used to describe the work in the same manner as conveying information to employees. Some prescriptive
elements, particularly related to materials factors still remain in many roadmaking specifications.
Performance-related specification - One that describes the desired level of materials and construction
(M&C) factors that have been found to correlate with fundamental engineering properties that predict
performance. These factors are amenable to acceptance testing at the time of construction. The specification
clauses included in this document have been built around a performance-related model using performance-
related design standards and verification that the designed material is manufactured and placed to appropriate
standards.
Performance-based specification – One that describes desired levels of fundamental engineering properties
(e.g. resilient modulus, deformation resistance, fatigue) that are predictors of performance and can be used in
models to predict pavement performance or distress from the combination of those properties in association
with external factors such as traffic, environment and underlying materials. Generally these properties are
not amenable to timely acceptance testing. In the accompanying specification, fundamental engineering
properties are applied as optional asphalt design requirements. Further options are also provided for
verification of design properties on manufactured asphalt.
Performance specification - One that describes how the finished product should perform over time. A
distinction is made here between a performance specification and an end product specification. An end
product specification describes how a product should perform at the completion of the contract (i.e. it does
not have an extended contract period to reflect the life of the product). End product criteria may include
performance measures such as ride quality or surface characteristics. Other end product measures may also
be included in all specification types but recognition must still be given to limitations in current technology
for predicting long term performance (e.g. skid resistance, durability, rutting or structural performance).
Continued improvement in performance prediction models is an important element of R&D for both road
agencies and contractors.
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Framework for Specifying Asphalt
Performance contract – A contract that defines obligations and outcomes in terms of performance indicators
for the product or service and is of sufficient duration to enable measurement of the contractor’s performance
over time and provide assurance of the quality and longevity of the product or service.
♦ A partnership approach
♦ Creation of an economic framework that encourages the contractor to meet long term performance
objectives
♦ Selection of appropriate key performance indicators (KPIs)
♦ An understanding of sharing of risk, including:
o effectiveness of design/performance prediction models
o variations in predicted traffic volumes
o variations in climatic conditions
o performance of underlying pavement or subgrade
♦ Application of Quality Systems
Distinctions between each of the above different forms of specification are not precise, as contract
documentation for different elements within a particular project may include various features of method,
performance-related, performance-based and end result criteria as outlined in the following discussion. Care
must be exercised to ensure that a mixture of specification elements does not introduce conflict.
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Framework for Specifying Asphalt
The implementation of performance measures in asphalt contracts involves a shift of risk from the public to
the private sector. An appreciation of the management of risk for the various elements involved in the service
delivery of asphalt surfacing is an important factor in the development of performance specification
requirements.
Application of the above elements to the allocation of risk to variations in contracting environment is shown
broadly in Figure 1.
*Ownership of risk
Principal Contractor
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Framework for Specifying Asphalt
A major change in contract documentation in Australia came with the introduction of Quality Systems in the
late 1980s. Under Quality Assured contracts, many of the prescription and procedural elements were
removed from specifications on the basis that these would form part of the Contractor’s Quality System and
Quality Plan. Specification elements were changed to emphasise design and/or end result standards and
acceptance testing criteria. All contracts for road works in Australia are now undertaken under some form of
Quality Assurance contract.
A general outline of the application of Quality Assurance in roadworks contracts is provided in Austroads
Quality Assurance in Contracts, 1994, Publication No. AP-115/94. Further guidance to contract surveillance
activity is provided in Austroads Guide to Field Surveillance of Quality Assurance Contracts, 1995,
Publication No. AP-38/95.
In practice, the state road authorities have instituted detailed procedures for the management of QA
Contracts. These can include one or more of the following:
♦ Prequalification of Contractors
♦ Detailed technical audit of Contractors’ Quality Systems and Quality Plans
♦ Surveillance of contract activity
♦ Audit/verification of quality of materials and testing
♦ Selection of test lots and random sampling schemes
Specific guidelines for the above activities are not provided in this document, as procedures will vary
between road agencies, type and size of project, and approach to management of risk.
For new and reconstructed pavements, structural design is undertaken using established design models.
Selection of rehabilitation treatments is generally based on the condition of the existing pavement, level of
improvement required and expectations of performance based on experience and performance models. In all
cases, selection of wearing course is based on the surface characteristics required (texture, noise, water spray
etc.), traffic, and operating environment.
Guidelines for pavement design, selection of rehabilitation treatments and selection of surfacing types is
provided in a range of manuals, guides and publications such as the Austroads Pavement Design Guide and
Austroads Guide to the Selection of Pavement Surfacings. An Austroads Rehabilitation Guide is in the
course of preparation.
Apart from performance contracts, the risks associated with long term performance arising from pavement
design models and selection of type and thickness of asphalt mix are accepted by the Principal. In the case
of a design and construct contract, the Principal may pass some of the risk associated with interpretation of
design criteria to the designer but will still generally specify or approve the design models to be used.
Under performance contracts, the Principal may require the contractor to accept the risks associated with
design and selection of treatment but must also be satisfied that the contractor is capable of providing the
performance required. Management of that risk is undertaken through procedures for contractor
prequalification, contract acceptance and auditing and surveillance of quality systems.
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Framework for Specifying Asphalt
Established design procedures, engineering properties and quality standards for component materials are
used to support the assumptions made in structural design models.
The basis for quality standards of components is largely covered by Australian Standards or Austroads
Guides. These cover issues of durability and certain performance attributes, e.g. resistance to polishing of
aggregates, performance attributes of polymer modified binders. Selection of component material types and
specification standards are generally defined by the Principal although some scope may be provided for
selection by the contractor where certain performance-based design criteria must be met.
Similarly mix design procedures and design criteria are generally specified by the Principal to satisfy the
structural design and other assumptions relating to prediction of long term performance.
Under contracts established on performance-related and performance-based specification criteria, asphalt mix
design is almost always undertaken by the contractor, but the Principal generally accepts the risks associated
with selection of design models and may undertake verification or checking of design data prior to
commencing works under the contract.
3.5 MANUFACTURE
Under method specifications, the only manufacturing risks carried by the contractor are those associated with
efficiency of organisation and adherence to procedures.
Under quality assured contracts, the contractor must ensure that procedures are adequate to meet the
performance-based and/or performance-related acceptance testing criteria defined by the Principal. The
contractor is responsible for selection of the processes and management of control procedures to meet those
criteria while the Principal generally accepts that the specified acceptance testing criteria correlate with the
engineering properties required. Under performance contracts that responsibility and risk shifts to the
contractor.
3.6 PLACING
As with manufacture, contractor risk under method specifications is largely confined to efficiency of
organisation and adherence to procedures, although some end result criteria may also be included.
Quality assured specifications are largely based on acceptance testing of end result criteria, primarily
compacted density and geometric standards. End result criteria may also be applied to ride quality and some
performance-related/performance-based criteria. In this form of contract, the contractor is responsible for
both selection of processes and their control.
Monitoring of performance is generally only applicable to performance contracts although it may also be
applied to verification and refinement of assumptions used in design models and selection criteria.
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Framework for Specifying Asphalt
4 SPECIFICATION FRAMEWORK
4.1 BACKGROUND
The specification framework incorporates performance-related design criteria developed through the research
programs of Austroads, AAPA and ARRB Transport Research.
There has been significant world-wide technological development in the characterisation of asphalt in the last
decade. Austroads has invested heavily in development of asphalt testing equipment, research and methods.
Leadership and funding has come from Austroads, with support from AAPA, ARRB and the PBCA. There
is now a desire to convert the investment into tangible specifications that move towards a performance
specified contract framework.
An outcome of the initiatives to move towards performance specifications has been publication of the
provisional guide to mix design and selection; APRG Report No 18 – Selection and Design of Asphalt
Mixes. This report is a milestone in Australian asphalt technology. It implements outcomes of the
Austroads R&D program and sets out procedures for the rational characterisation of asphalt performance
properties in place of the empirical requirements on which most Australasian asphalt specifications have
been based.
The most significant change it promotes is the adoption of gyratory compaction methods to replace Marshall
and Hubbard-Field compaction techniques for the determination of volumetric properties. Another
significant change is the use of performance-based tests (modulus, creep, wheel tracking, fatigue, etc) to
replace Marshall or Hubbard-Field parameters for pavements in more heavily trafficked situations.
The intent of this specification is to provide a document that reflects the current status taking into account
advances made by both road agencies and industry. It has been drafted in the knowledge that we are in a
transition stage from method-based to more performance-related specifications. In recognition of the
transition phase it caters for gyratory compaction as well as the Marshall method of compaction of asphalt
samples for determination of volumetric properties.
By the introduction of new requirements for the selection of materials and design and testing of asphalt
mixes, it supersedes the relevant sections of AS 2150 – 1995, Hot Mix Asphalt. In due course it is expected
that these procedures will be incorporated in AS 2150. Other sections of AS 2150 relating to requirements
for manufacturing plant, storage and delivery of asphalt are referred to in the specification framework and
remain relevant.
Contracting environment
Contracting environment has been described in the previous sections. Although four distinct forms of
specification are shown, variations in contracting environment will result in some hybridisation in
application of specification clauses to different forms of contract.
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Framework for Specifying Asphalt
Scope
Scope in this context refers to pavement design and selection of asphalt type and layer thickness as described
in Section 3.3 of this part. This is generally determined by the Principal based on pavement design
requirements or type of rehabilitation treatment, in conjunction with surface characteristics required and
operating environment.
Quality systems
Depending on project type and performance risk, the Principal may undertake an audit of a Contractor’s
Quality System and/or Quality Plan as part of prequalification or contract acceptance procedures.
Method specifications rely on detailed specification of equipment and all stages of the process including
quality of component materials, asphalt mix design, manufacturing processes and placing procedures,
together with detailed inspection and supervision to ensure that procedures are adhered to.
Materials
Quality requirements for materials used in asphalt manufacture are generally included in all specification
types as being relevant to durability and other long term performance characteristics.
Asphalt mix design may be specified at a number of levels, varying from prescriptive, through basic
volumetric criteria, to detailed performance characterisation. The specification clauses in Part C include
provision for optional performance characterisation tests as well as traditional Marshall mix design criteria.
In some cases the Principal may require details of mix designs to be submitted for approval prior to
commencing work (this may be a specification hold point) or provision of samples for audit or verification.
The specification makes provision for such options.
The output of the asphalt mix design process is a job mix (or job mix formula) to be used as the
manufacturing target.
Manufacture
Method specifications contain detailed requirements for mixing plants and mixing procedures. In QA
specifications these form part of the Contractor’s Quality System. Basic requirements are included in Part 3
by reference to AS 2150 – Hot Mix Asphalt.
♦ Verification that the asphalt has been produced in accordance with the job mix (i.e. use of correct
materials, grading and binder content)
♦ Confirmation that the manufactured mix meets basic volumetric criteria on laboratory compacted
samples of manufactured asphalt.
♦ Confirmation that manufactured asphalt achieves other mix design performance criteria.
Optional clauses are provided for all three levels of testing. In addition, the use of statistical process control
techniques for assessment of asphalt production are strongly recommended as outlined in Part B of this
framework.
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Framework for Specifying Asphalt
Placing
Placing involves:
♦ Delivery of asphalt.
♦ Use of appropriate equipment and procedures. In QA specifications this forms part of the Contractor’s
Quality System.
♦ A production and placing trial may be used for major projects, particularly for newly established
project plants.
♦ Achievement of geometric standards (shape and thickness).
♦ Achievement of an appropriate standard of compacted density. Acceptance on the basis of rolling
procedures may be applied to some minor works.
♦ Measurement of ride quality and other finished surface characteristics (e.g. texture, segregation) may
be included where appropriate.
Performance Monitoring
Measurement and monitoring of performance criteria (e.g. ride quality, rutting, cracking, surface texture or
skid resistance) is generally only applied to contracts involving performance specified maintenance although
some criteria can be applied to defects occurring within the contract defects liability period.
Measurement and payment is included in the basic specification clauses although some agencies may have
more detailed requirements.
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Framework for Specifying Asphalt
Performance standards
Asphalt mix type(s) and layer thickness
SCOPE or
improvement required
MATERIALS Materials
Performance related
mix design criteria
MIX DESIGN
Mix design data submitted to principal
Description of manufacturing
procedures
MANUFACTURE Verification that manufacture conforms to job mix (grading and binder content)
Verification of design
properties of
manufactured asphalt
Delivery
Ride quality
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Framework for Specifying Asphalt
The specification has been prepared for the manufacture, supply and placing of dense graded hot mix asphalt
(also referred to as asphaltic concrete or AC) for roadworks and related applications. Different criteria apply
to quality of components and asphalt mix design according to the application and the nominal size and types
of mixes to be used should be specified in the Schedule of Job Details. A guide to the selection of mixes is
given in the notes to Section 3.
The intended use of the materials may also involve the application of different construction requirements and
these should also be nominated in the Schedule of Job Details. Guidelines for the application of such
requirements are given in the notes to the relevant specification clauses.
Careful consideration of the Schedule of Job Details is required to ensure that asphalt is fit for purpose, of
the appropriate type and quality, and provided in a cost effective manner.
This specification will normally be used as contract documentation in conjunction with a standard General
Conditions of Contract such as AS 2124. Contract documentation may also include other works. The terms
used in the specification guidelines are generally consistent with AS 2124, and include Principal,
Superintendent, and Superintendent’s Representative. Where these terms are in conflict with those otherwise
used, a general interpretation clause should be inserted in the contract documents.
For discussion on the application of Quality Systems, prequalification, technical audit, surveillance and audit
testing refer to the introduction in Part A of this Guide. Where required, this specification may be used in
conjunction with general clauses or project specific clauses for such details.
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2 MATERIALS
2.1 AGGREGATE
The specification refers to AS 2758.5, which requires the user to select from a number of options for
determination of aggregate hardness and soundness. These options tend to have been developed around the
tests considered to provide the most suitable characterisation of the various stone types found in different
localities. As a general rule, the standards are applied on a State by State basis as follows:
Soundness based on Los Angeles Abrasion and Unsound Stone Content (Table 2.1.1) – Victoria and Western
Australia.
Soundness based on Ten Percent Fines Value and Wet/Dry Strength Variation (Table 2.1.2) – All other
States.
Minimum values of polishing resistance (PSV or PAFV) are provided as default values for general
application. Surface friction requirements will vary according to the risks associated with operating
environment or particular sites, which will also influence the choice of type of asphalt mix and other design
factors associated with surface texture. This may lead to the adoption of higher or lower minimum polishing
values for some applications.
Some asphalt specifications show confusion over the role and specification of filler in asphalt mixes. This
specification adopts a simple definition that filler is that mineral matter passing the 75 micron sieve and
includes filler sized particles derived from aggregates as well as added fine materials such as lime, fly ash,
etc.
Effectiveness of filler materials has been found to correlate with fineness and particle size distribution and
can influence both asphalt mix stiffness and moisture sensitivity. The measure of voids in dry compacted
filler is the simplest test for the characterisation of filler particle size distribution. The minimum value of
38% voids in dry compacted filler should give adequate asphalt mix performance for most applications. This
generally requires the use of an added filler to achieve the minimum level. Where additional filler properties
are desired for particular applications, they should be specified as special clauses.
2.3 BINDER
A guide to the application of design and manufacturing requirements for RAP in asphalt is provided in the
notes to Section 3.
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Framework for Specifying Asphalt
3 MIX DESIGN
3.1 GENERAL
This specification has been prepared to incorporate performance-based design criteria developed through the
national research programs of AAPA, AUSTROADS and ARRB Transport Research.
The outcome of that research program has been published as AUSTROADS Pavement Research Group
Report No. 18 - Selection and Design of Asphalt Mixes: Australian Provisional Guide. The provisional status
of the Guide reflects the tentative nature of aspects of the performance criteria and the requirement for some
test data to be reported rather than meet particular limits. Guidelines for application of performance tests are
given in the notes to Section 3.3.
♦ Gyratory compaction for preparation of laboratory samples in place of Marshall or Hubbard Field.
♦ Performance-related tests on compacted materials.
The general volumetric requirements for asphalt mixes remain largely unchanged (requirements for
component materials, grading limits, binder content, and voids relationships) so that asphalt mixes should
therefore not change greatly from those previously used, particularly where there is a satisfactory record of
performance. The new procedures should, however, provide greater reliability and prediction of
performance behaviour.
Gyratory compaction enables ready selection of different compaction levels to match expected service
conditions as well as being able to simulate long term heavy traffic loadings by compaction to “refusal
density”. Gyratory compaction is also considered to achieve particle alignment that is a better representation
of field compaction of asphalt. The specification does, however, provide for the use of Marshall compaction
where that method of compaction is more expedient. It is important that only one set of criteria are applied,
either Marshall or gyratory compaction. In due course it is expected that gyratory compaction will become
more common than Marshall.
The mechanical properties of Marshall and Hubbard Field ‘Stability’ and ‘Flow’ do not directly measure
fundamental properties but provide empirical relationships that have been found to correlate with asphalt
mixes that provide suitable levels of field performance. The new mix design procedures provide for a range
of tests on performance-based properties that include:
♦ Resilient modulus of laboratory compacted samples or cores using MATTA indirect tensile test.
♦ Dynamic creep, using MATTA, on laboratory compacted samples or cores. Users should note,
however, that this test is undergoing further development.
♦ Moisture sensitivity (Modified Lottman test) of gyratory compacted samples.
♦ Wheel tracking of laboratory compacted slabs.
♦ Fatigue testing and flexural stiffness of beams cut from laboratory compacted slabs or field samples.
The Provisional Guide provides for three levels of design depending on the intended application. In
summary, the major test requirements for each level are shown in Table 3.3.1.
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The aggregate grading and binder content ranges shown in Tables 3.2.1 and 3.2.2 of the specification are
targets for design purposes. Application of production tolerances may result in actual production being
outside those limits. Table 3.2.1 restricts the proportion of finer materials in order to provide good texture for
wearing course mixes for medium and heavy traffic and increased deformation resistance in heavier
trafficked applications. Table 3.2.2 allows increased proportions of finer materials for all lesser trafficked
applications.
The Superintendent may approve the use of asphalt mixes with a design target outside the ranges shown,
where it can be shown that all the other performance requirements can be adequately met.
3.3 MIX PROPERTIES: SELECTION OF MIX TYPE, BINDER TYPE, AND TESTING
REQUIREMENTS
The principal factors influencing the performance characteristics of asphalt mixes are the selection and
quality of components, and the volumetric properties of the mix (nominal size, grading, binder content and
voids relationships).
The specification provides for different criteria for aggregate quality and voids relationships (Level 1 of
APRG 18 design procedure) based on traffic categories. A guide to selection of traffic category is shown in
the Table 3.3.1 below. The relevant traffic category should be nominated in the Schedule of Job Details.
The nominal mix size and binder type should also be nominated in the Schedule of Job Details. The nominal
size may be determined as a function of the layer thickness or the layer thickness selected on the basis of the
nominal size required for a particular application. A guide to selection of layer thickness and nominal size is
shown in Table 3.3.2. Guides to selection of binder types for wearing and base course applications are shown
in Tables 3.3.3 and 3.3.4.
It should be noted that the design air voids targets for gyratory compaction are different to those for Marshall
compaction. The limits for gyratory compaction are based on different compactive effort (cycles) for
different traffic applications whereas the design air void targets for Marshall compaction are based on a
single 50 blow compactive effort. The use of 50 blow compaction enables mixes of different applications and
voids targets to be selected from the one set of laboratory test data. If mixes are to be designed for different
compactive effort, the target air voids and VMA should be reduced by up to about 1% for 75 blow
compaction and increased by up to about 1% for 35 blow compaction. Where different design air voids
criteria are required, a special clause should be inserted in the schedule of details.
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Table 3.3.4 — Selection of binder type for intermediate and base course applications
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As a general rule, no special requirements need apply to the use of RAP in hot mix asphalt where the
percentage of RAP does not exceed 15% of the total mix, provided that separate designs are prepared for
such mixes, the proportions used in manufacture are not substantially altered from that used in design, and
that the Quality Plan includes a reasonable management plan for monitoring incoming RAP materials.
Where RAP is to be added in proportions greater than 15%, but not more than 30% of the total mix, the use
of bitumen binder of one class softer than that otherwise specified will generally provide suitable
compensation for the influence of hardened binder in the RAP and produce asphalt mixes of comparable
stiffness, fatigue resistance and deformation resistance to mixes manufactured with virgin materials.
Alternative procedures include the use of rejuvenators or a softer class of binder tailored to tests on actual
penetration or viscosity of binders recovered from stockpiled RAP materials. The latter approach is
appropriate where it is believed that accurate prediction of binder stiffness is critical to the long term
performance of the asphalt. e.g. Heavy traffic base applications and Very Heavy traffic base and wearing
course applications. A further option is to accept the material without adjustment to the grade of fresh binder.
In such cases the asphalt may have slightly higher flexural stiffness that could reduce fatigue resistance in
thin surfacing applications when the proportion of RAP approaches 25 or 30%.
The specifier may also restrict use of more than 15% RAP to particular mix types or project applications.
Mixes that are not permitted to contain more than 15% RAP should be listed in the Schedule of Job Details.
The use of RAP in proportions greater than 15% should not be allowed where polymer modified binders are
specified but should be satisfactory for use with multigrade binder and most applications with standard
classes of bitumen binder.
The use of RAP in proportions greater than 30% of the total mix should only be permitted where the
Contractor can demonstrate suitable manufacturing plant and quality control procedures. Manufacture should
only be carried out in asphalt plants specifically designed to handle such proportions of RAP without
overheating and damage to binder in the RAP or new mix. The quality plan should indicate the procedures
for monitoring the consistency of grading and binder properties of incoming RAP materials, the use of softer
binders or rejuvenating agents to achieve a binder of comparable performance to that otherwise specified,
and testing to validate the properties of the manufactured asphalt.
A guide to blending of binders or rejuvenating agents to achieve a target binder viscosity is provided in the
Austroads Asphalt Recycling Guide (AP-44/97) and Austroads Framework Specifications for Asphalt
Recycling (AP-T02). Caution must be used in determining targets for blending of binders as fresh binder or
rejuvenator may not be fully combined with the aged binder during the asphalt manufacture process.
Consequently, mix performance characteristics imparted by binder stiffness, particularly fatigue and rutting
resistance, may be somewhat intermediate between that of the fresh binder and that predicted from the
stiffness or viscosity calculated or determined by extraction and testing of the blended binder.
In addition to the tests listed in Table 3.5.1 of the specification that are required to be reported from a
production trial batch, the Contractor may also be required to report the results of Moisture Sensitivity
Testing. A typical minimum value for the Moisture Sensitivity test is a Tensile Strength Ratio of 80%.
Further application of APRG 18 Level 2 and Level 3 testing should not be required for most routine asphalt
applications as these tests are largely used in the development of design models and confirmation of the
selection of Level 1 criteria and binder type.
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Framework for Specifying Asphalt
A guide to applications where Level 2 and Level 3 tests may be relevant is provided in Table 3.5.1. Some of
these tests are expensive and only capable of being performed in a limited number of research laboratories.
Specifiers should therefore consider the balance between the cost of providing test data and the use to which
the information is to be put. Where testing is required, the tests should be nominated in the Schedule of
Details and a separate schedule item provided for the cost of testing.
Table 3.5.1 — Guide to applications where Level 2 and Level 3 Mix Design tests may be considered
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Framework for Specifying Asphalt
Guidance for binder storage and mixing temperatures may be obtained by reference to AAPA Advisory Note
7: Guide to the Heating and Storage of Binders for Sprayed Sealing and Hot Mixed Asphalt.
The length of time that manufactured asphalt may be held in hot storage bins will vary according to the type
of mix, type of binder and construction of storage bins. Maximum storage times (24h) are applicable to
standard dense graded asphalt mixes, standard bitumen binder and well insulated bins that may also include
supplementary heating. Shorter storage periods apply to high binder content mixes, polymer modified
binders and poorly insulated bins. Guidelines for storage of polymer modified binders at elevated
temperatures is generally provided by the manufacturers of polymer modified binders. Other potential
deleterious influences of extended storage may be assessed by monitoring mix temperature variation and
segregation.
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Framework for Specifying Asphalt
The purpose of inspection and testing is to provide reasonable assurance to the purchaser that the quality of
component materials comply with the standards specified, and that the manufactured asphalt is in accordance
with the designated job mix design.
♦ Verification that the job mix has been replicated, i.e. use of conforming components and combination
in the design proportions to achieve the job mix grading and binder content.
♦ Verification that the design targets have been met, i.e. testing of compacted samples for volumetric
properties and other design properties.
For many applications, compliance with the job mix grading and binder content is adequate. If production is
controlled within the tolerances specified, it is neither necessary nor cost effective to perform further testing
for conformity to mix design criteria as a routine measure of quality. In fact, the variability inherent in such
sampling and testing may lead to misleading interpretation of quality variation where no such variation really
exists.
Where confirmation of volumetric properties is required, an additional clause should be inserted to require
compaction of samples taken from production to be compacted using the same procedures as that specified
for the design of the relevant mix. The sampling frequency should be the same as that applied to testing of
grading and binder content and the tolerance on air voids should be ± 1.5% of the design target.
Compacted samples may also be assessed for other design properties such as Marshall stability and flow or
resilient modulus. The Marshall test properties should meet the specified design criteria. At this stage there
are no accepted minimum standards to be applied to resilient modulus and other asphalt performance criteria
testing but some agencies are collecting this information on a routine basis in order to establish limits for
future application.
The manufacturer should not rely solely on the sampling and testing done for compliance purposes as the
measures of process quality control. The specification provides an incentive to the manufacturer to
undertake suitable measures to improve the level of conformity and consistency of manufactured product by
reducing the frequency of testing for compliance purposes where the manufacturer is using a suitable
statistical process control system and where the results of compliance tests show an appropriate level of
consistency in meeting the specification requirements.
A guide to statistical process control systems is provided in AAPA Implementation Guide IG-3: Asphalt
Plant Process Control Guide. Further guidance to the application of statistical techniques is provided in
Australian Standards AS 3940 – Quality control – Guide to the use of control charts including Cusum
techniques and AS 3942 Quality control – Variables charts – Guide.
A typical statistical process control system that would be suitable for this application is one that incorporates
the following elements:
Process control charts for the compliance tests for grading (one sieve below mix nominal size, 2.36 mm and
0.075 mm sieves), binder content, and maximum density.
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Framework for Specifying Asphalt
Investigation of possible assignable causes, and need for corrective action, should be undertaken if:
(a) Five consecutive points in the rolling mean are above or below the target
(b) Five consecutive increasing points occur in the range
(c) Two out of three points lie outside the warning limits
The use of statistical process control measures are strongly encouraged as a means of reducing the
uncertainties associated with interpretation of test results from single samples. The use of risk assessment
procedures to define where variation may occur is also recommended.
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Framework for Specifying Asphalt
6 DELIVERY
Reference is made to AS 2150.
The rate of delivery should be matched to paving output to maintain consistent spreading to achieve good
ride quality and uniform compaction and to avoid unnecessary delays in spreading operations and loaded
asphalt being held on site for long periods.
Asphalt should arrive on site at a suitable temperature for spreading. A guide to asphalt temperature at the
time of spreading is shown in the following table.
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Framework for Specifying Asphalt
7 PLACING
7.1 PREPARATION OF SURFACE
Road surfaces must be clean to ensure good bond between new asphalt and the existing surface.
Bitumen emulsion used for tack coating may be diluted to assist uniform coverage, provided that the residual
binder application rate is achieved.
The type of bitumen emulsion should suit the conditions of use. Generally, rapid setting cationic emulsion is
used in cooler regions where damp conditions may be encountered. In warmer or drier conditions, slower
setting cationic emulsions and anionic emulsions may combine easier handling with satisfactory
performance.
Tack coating is generally not necessary when placing over clean, freshly applied primed surfaces or newly
placed, untrafficked asphalt.
Crushed rock and gravel surfaces should be primed with a suitable application of primer, prior to placing
asphalt, particularly where the total thickness of asphalt is 50 mm or less. Priming the surface assists in:
• Achieving a strong bond between asphalt and granular layers.
• Reducing the permeability of the surface of the granular layer.
• Stabilising the pavement moisture content and assisting in the curing of cement stabilised layers.
• Preserving the integrity of the granular surface after completion of preparation and before placing
asphalt.
7.3 SPREADING
The specification provides for asphalt to be placed when pavement surface temperatures are as low as 5°C.
Placing in cool conditions increases the difficulty in obtaining good standards of work and, where
practicable, work involving thin layers (40 mm or less) or PMB binders should be programmed to be done
when such conditions are less likely to occur.
The selection and use of automatic level control for asphalt paving should normally be determined by the
Contractor, taking into account the applicability to site conditions and the geometric requirements of the
finished result. Where the Superintendent requires a particular form of level control, it may be specified in
the Schedule of Job Details.
Joint Matcher. Suitable for use on most classes of work to reduce manual effort
Travelling Beam (Generally 9.0 m). Assists in removing minor irregularities within the length of the beam.
Suitable for a wide range of work, except for short runs and restricted working space. Improved shape
correction may involve increased quantities of asphalt.
Cross-fall. Limited applications where a set crossfall is desired from a reference on one side of the paver.
Computerised Electronic Control (e.g. “Paveset”). Enables paver to operate to predetermined profile. Needs
accurate survey and well maintained equipment.
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Framework for Specifying Asphalt
Fixed Stringline. Enables paver to operate to set profile. Requires accurate survey and additional personnel
for setting up and maintaining lines. Presence of stringlines can severely restrict movement of spreading
vehicles.
7.4 COMPACTION
Selection of compaction equipment is the responsibility of the Contractor, provided that it is capable of
achieving the required standards of compacted density, surface shape and finish.
7.5 JOINTS
Joints are the weakest part of the pavement. Cold joints should be minimised by planning of works to
achieve a minimum number of construction joints and, where practicable, maximum use of hot or warm
joints.
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Framework for Specifying Asphalt
A separate schedule item should be included for payment for production and construction trials.
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Framework for Specifying Asphalt
The standard of ride quality that can be achieved will depend on the roughness of the surface on which the
asphalt layer is to be placed, and the extent of shape correction and additional asphalt layers that may be
applied prior to the final layer.
Typical applications of ride quality measures are Freeways and major arterial roads where the posted speed
limit is 80 km/h or more. The following are some guidelines to applicable standards.
New Work: A value of 40 NAASRA roughness counts is generally applicable to new works where
the Contractor has control of the shape of base and wearing course layers. Higher standards are
achievable but the cost of obtaining higher ride standards through the use of special techniques and
equipment needs to be balanced against the benefit likely to be derived from the attainment of that
higher standard of pavement smoothness.
Resurfacing: The standard of ride quality achievable will be influenced by the shape of the existing
surface and the number of layers, or extent of any regulation and shape correction, prior to placing the
wearing course layer. As a general guide, a suitable target for improvement for each layer is to achieve
a NAASRA roughness count of 60% of the existing conditions plus 5. For example, for an existing
roughness count of 80, Target = 0.60 x 80 + 5 = 53.
An alternative to NAASRA roughness counts (NRM) is the use of International Roughness Index (IRI).
Values may be converted using the formula 1 NRM = 0.03925 IRI.
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Framework for Specifying Asphalt
Additional clauses may also be inserted to apply a scheduled rate of reduction in payment for failure to
comply with manufacturing targets, compacted density and ride quality requirements to compensate for
reduced service life.
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Framework for Specifying Asphalt
Where required, special clauses should be prepared and inserted in the schedule of job details for the
following.
Design Criteria
(Clause 3.3)
Insert any special design requirements, if applicable.
Submission of Samples
(Clause 3.5.2)
Insert details for delivery of samples (if relevant)
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Framework for Specifying Asphalt
This specification covers dense graded hot mix asphalt for roads and related applications.
♦ Asphalt materials
♦ Asphalt mix design requirements
♦ Process control in manufacture and placement of asphalt
♦ Acceptance criteria for asphalt
♦ Quality systems, minimum process standards, plant requirements and sampling and testing
frequencies.
This section is to be read in conjunction with the Appendix (Schedule of Job Details). Where there is
conflict between the requirements of this section and the Appendix, the requirements of the Appendix shall
apply.
1.2 REFERENCES
APRG Report No.18 – Selection and Design of Asphalt Mixes: Australian Provisional Guide,
AUSTROADS, 1997.
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Framework for Specifying Asphalt
For the purposes of this specification asphalt mixes have been classified in terms of wearing course and base
and four traffic categories of Light, Medium, Heavy and Very Heavy. The particular mixes to be used shall
be nominated in the Appendix or, if not otherwise specified, selected in accordance with the traffic category
guidelines given in APRG 18.
Dense graded hot mix asphalt is also known as asphaltic concrete and designated by the abbreviation AC.
The Contractor shall establish, implement and maintain a Quality System in accordance with this
Specification and the requirements of AS/NZS ISO 9002, or a recognised equivalent.
Where required in the Contract general clauses, the Contractor shall submit a Quality Plan prior to
commencement of any works. The Quality Plan shall take into account the specific requirements for
inspection and testing, acceptance/rejection criteria, details of proposed methods and other quality
requirements that are contained in the Contract Documents. No part of the Quality System shall be used to
pre-empt or otherwise negate the technical requirements of the Contract Documents.
1.5 TESTING
All testing of properties required by the Specification shall be undertaken in a laboratory registered by the
National Association of Testing Authorities (NATA) for the appropriate tests and performed in accordance
with procedures contained in the relevant Australian Standard or Austroads Manual of Test Procedures.
Where there is no applicable Australian Standard or Austroads Test Method, or where the Standard/Manual
provides a choice of procedures, the method to be adopted shall be that endorsed by the relevant State Road
Authority in the State in which the work is being undertaken.
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Framework for Specifying Asphalt
2 MATERIALS
2.1 AGGREGATE
2.1.1 General
All materials shall be obtained from established sources and have established properties. Each individual
component of coarse and fine aggregate shall be obtained from the same sources as materials in design of the
Job Mix.
Stockpiles of all aggregates from different sources or of different sizes shall be separated.
Where requested, the source of all materials shall be subject to inspection and approval by the
Superintendent and only material from a nominated quarry face or location shall be used.
Coarse aggregate is comprised of particles that are retained on the 4.75 mm sieve. Coarse aggregate shall
comply with Australian Standard AS 2758 Part 5 with the application of those test properties specified in
Tables 2.1.1, 2.1.2 and 2.1.3 as appropriate except that the Superintendent may approve the use of non
complying materials from sources of proven performance. Tables 2.1.1 and 2.1.2 provide alternative
combinations of hardness and durability and only one combination shall apply. The particular hardness and
durability combination to be used shall be selected by the Contractor unless specified in the Schedule of Job
Details.
Table 2.1.1 — Coarse Aggregate Requirements for Hardness and Durability Based on
Los Angeles Abrasion Loss (LA) and Unsound and Marginal Stone Content
Test value
Test property Heavy/Very Heavy Traffic Other Mix types
Mix Types
Los Angeles Abrasion Loss (% maximum) Rock type LA Rock type LA
All 25 Acid Igneous:
Granitic rocks 35
Others 30
Intermediate igneous 30
Basic igneous 30
Metamorphic 30
Sedimentary 25
Dense metallurgical slags 30
Unsound stone content (%) 3 maximum 5 maximum
Marginal and unsound stone content (%) 8 maximum 10 maximum
Table 2.1.2 — Coarse Aggregate Requirements for Hardness and Durability Based
on Wet Strength and Wet/Dry Strength Variation
Test value
Test property Heavy/Very Heavy Traffic Mix Types Other Mix types
Ten Percent Fines Value (Wet) (kN) 150 minimum 100 minimum
Wet/Dry Strength Variation (%) 35 maximum 35 maximum
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Framework for Specifying Asphalt
Test value
Test property Heavy/Very Heavy Traffic Mix Types Other Mix types
Flakiness Index (% maximum) 25 35
Weak particles (% maximum) 1 1
Water absorption (% maximum) 2 2.5
Polished Stone Value or Polished Aggregate Friction 48 minimum 45 minimum
Value
Fine aggregate shall consist of crushed rock particles finer than the 4.75 mm sieve and manufactured from an
approved source complying with the requirements of Section 2.1.2, clean sand, or both.
The fine aggregate shall be clean, hard, durable and free from lumps of clay and other aggregations of fine
materials, organic material and any other deleterious material.
Fine aggregate consisting of crushed rock particles shall have a minimum Degradation Factor, Crusher Fines
of 60 when tested in accordance with AS 1141.25.3.
Natural sands shall have a Sand Equivalent (AS 1289.3.7.1) of not less than 60.
Mineral filler is that portion of mineral matter passing a 75 micron sieve, and includes rock dust derived
from coarse and fine aggregates used in the production of asphalt in accordance with this specification, and
any other materials added to supplement the quantity and properties of filler in the mix.
The total filler component in the combined job mix for medium, heavy and very heavy traffic mix types shall
have a value of dry compacted voids (AS 1141.17) not less than 38%.
Filler shall be consistent in mineral composition and dry compacted air voids. It shall be dry, and free from
lumps, clay, organic matter or other material deleterious to asphalt.
Added filler (material not derived from the aggregate components) shall comply with the relevant standards
listed in Table 2.2.1. The Superintendent may approve materials other than those listed provided that the
Contractor supplies evidence of the quality and effect of the proposed materials on the properties of the
asphalt mix. Rock dust that is not derived from the aggregate components may also be used as added filler
provided that it is derived from materials that meet the requirements of Clause 2.1.
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Framework for Specifying Asphalt
Table 2.2.2 — Grading Limits for Ground Limestone and Cement Kiln Dust Materials for Use as Added Filler
Materials for use as added filler shall meet the test requirements specified in Table 2.2.3.
Table 2.2.3 — Test Requirements for Materials for Use as Added Filler
2.3 BINDER
2.3.1 Bitumen
Multigrade bitumen shall comply with the Austroads Provisional Specification for Multigrade Binders.
Polymer modified binder shall comply with the Austroads Specification Framework for Polymer Modified
Binders.
2.3.4 Additives
The type and proportion of additives to be used in the mix, other than those specified elsewhere in this
specification, shall be in accordance with an approved specification. An approved specification may be a
manufacturer’s recommendation, purchaser’s specification or as agreed between the parties.
Rejuvenating agent, if required in mixes incorporating recycled asphalt, shall be a low volatility oil capable
of combining with bitumen to counteract hardening and produce a lower viscosity grade of binder.
Rejuvenating agent shall comply with recognised standards for such materials.
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Framework for Specifying Asphalt
Reclaimed asphalt pavement (RAP) shall be obtained from milling or excavation of existing asphalt. RAP
shall be crushed and screened as necessary to ensure a maximum size no greater than the maximum size of
asphalt being produced and to achieve a reasonably well graded, free flowing, and consistent product.
RAP shall be free of foreign material such as unbound granular base, broken concrete, crumbed rubber or
other contaminants. Asphalt containing tar shall not be used.
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Framework for Specifying Asphalt
3 MIX DESIGN
3.1 GENERAL
The Contractor shall provide all mix designs. Where specified, the Contractor’s mix design shall be assessed
by the Superintendent for compliance with the requirements of this specification. In such cases, the mix
design shall be approved by the Superintendent prior to its use.
The types of mixes shall be as listed in the schedule of job requirements, or as shown on drawings.
Unless otherwise specified, asphalt mixes shall be designed with a target grading and binder content
complying with the limits given in Table 3.2.1 for Medium, Heavy and Very Heavy Traffic Wearing Course
and Heavy and Very Heavy Traffic Base Course mix types, or Table 3.2.2 for all other mix types. Bitumen
content shall be expressed as a percentage by mass of the total mix.
Table 3.2.1 — Combined Aggregate Grading (Including Filler) for Medium, Heavy and
Very Heavy Traffic Heavy Wearing Course and All Base Course Mix Types.
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Framework for Specifying Asphalt
Table 3.2.2 — Combined Aggregate Grading (Including Filler) for Light Traffic Wearing Course Mix Types.
Where laboratory preparation and compaction of asphalt mixes is undertaken using gyratory compaction,
asphalt mixes shall comply with the target volumetric design criteria listed in Tables 3.3.1 and Voids Mineral
Aggregate (VMA) requirements listed in Table 3.3.3, provided that alternative design targets may be
specified or agreed for particular applications. Where laboratory preparation and compaction of asphalt
mixes is undertaken using the Marshall method, asphalt mixes shall comply with the target design criteria
listed in Tables 3.3.2 and VMA requirements in Table 3.3.3 provided also that alternative design targets may
be specified or agreed. The design criteria shall apply to only one method of compaction. The method of
compaction shall be nominated by the Contractor unless otherwise specified.
Table 3.3.1. — Level 1 Design and Refusal Density Requirements for Asphalt Mixes Prepared Using Gyratory Compaction
Table 3.3.2 — Design Requirements for Asphalt Mixes Compacted by the Marshall Method (50 Blow Compaction1)
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Framework for Specifying Asphalt
All mixes shall be designed to have a minimum effective binder film thickness of 7.5 microns with the
exception of high fatigue base that shall have a minimum effective design binder film thickness of 10
microns.
3.4.1 General
Separate mix designs shall be prepared for all mixes containing RAP. Binder in RAP shall be included as
binder in the total mix. Alterations to the proportion of RAP shall constitute a design change.
Mixes shall generally comply with the design and manufacture requirements specified elsewhere in this
specification with the additional requirements specified in Clause 2.4 and the following sub-clauses.
3.4.2 Asphalt mixes containing not more than 15% of RAP by mass of total mix
Unless otherwise specified, RAP in proportions up to 15% by mass of the total mix shall be permitted in all
mixes.
3.4.3 Asphalt mixes containing more than 15% but not more than 30% of RAP by mass of total mix.
RAP in proportions greater than 15%, but not exceeding 30%, may be used in asphalt mixes except for
Heavy and Very Heavy Duty Wearing Course Mixes, mixes containing polymer modified binder, or where
excluded in the Schedule of Job Details. In addition to the requirements specified in Clause 3.4.1, allowance
may be made for increase in binder stiffness due to hardened binder in RAP by adoption of bitumen binder
one class lower in viscosity than that otherwise specified.
Asphalt mixes containing more than 30% of RAP shall only be accepted where the Contractor can
demonstrate suitable manufacturing plant and quality control procedures to ensure consistent production of
hot mix asphalt of a standard not less than that otherwise specified.
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Framework for Specifying Asphalt
3.5.1 General
Where approval of the job mix is required by the Superintendent, the Contractor shall provide the
information listed in Table 3.5.1 at least seven (7) days prior to commencement of production.
Each mix design shall be identified by a unique number system allocated by the Contractor or
Superintendent in accordance with the accepted practice of the Principal and shall be designated the Job Mix.
1 Details of constituent materials required under this Specification including aggregates, filler, binder, additives (if
used) and source of materials
2 The nominated grading, binder content, design air voids and proportion of each component in the mix
3 Test results verifying constituent material properties and test results of trial mixes made at varying binder contents
to arrive at the design mix
4 Test results in accordance with the design requirements specified in Section 3.3.
5 The following test results performed on a batch of each mix proposed to be used, and produced from the mixing
plant from which the asphalt is to be supplied:
• Grading
• Binder Content
• Maximum density
• Air voids at laboratory design compaction level
• Air voids at 250 cycles gyratory compaction (Heavy and Very Heavy Traffic Category mixes only)
Where specified in the Schedule of Job Details, the Contractor shall also report the results of the nominated
performance tests conducted in accordance with the Level 2 and Level 3 Mix Design procedures described in
APRG 18.
Where specified in the Schedule of Job Details, or on request by the Superintendent, the Contractor shall
provide samples of the constituent materials used in the proposed mix design. The samples shall be provided
at the Contractor’s expense and delivered to the address specified in the Schedule of Job Details. The
quantity of samples shall be in accordance with Table 3.5.2, or as directed by the Superintendent.
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Framework for Specifying Asphalt
The Superintendent may accept a Job Mix used by the Contractor under other Contracts for the supply of
asphalt of the particular type and nominal size specified subject to the following conditions:
(a) The project work is undertaken within a two-year period of mix design work for the Job Mix.
(b) The type, quality and sources of all constituent materials remain unchanged.
(c) The proportions of aggregates and filler are not varied by more than 20% of the proportion of that
component in the original Job Mix.
(d) The in-service performance of the Job Mix materials has been satisfactory.
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Framework for Specifying Asphalt
Plants used for the manufacture and storage of asphalt shall comply with AS 2150, Section 7.
Bitumen binder shall not be heated to more than 185°C. Multigrade and Polymer Modified binders shall not
be heated or stored contrary to the temperature and time combinations specified by the manufacturer’s
written instructions.
Temperature of bitumen and aggregates at the mixing plant, and the temperature of asphalt as it is discharged
from the asphalt plant, shall not exceed the limits specified in Table 4.2.1
Table 4.2.1 — Temperatures
After completion of mixing the moisture content of the mix shall not exceed 0.5.%.
Production tolerances on grading and binder content shall comply with Table 4.4.1
Asphalt with polymer modified binders shall not be stored in plant silos for a longer period than that
recommended by the manufacturer of the polymer modified binder.
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Framework for Specifying Asphalt
RAP shall only be used from stockpiles that have been tested for consistency in grading and binder content
with materials used in mix design.
♦ Metered into the asphalt plant after heating and drying of aggregates
♦ Added directly to the weigh hopper with the other aggregate materials, for each batch.
♦ Weighed separately and added direct to the pugmill.
Batch mixing time shall be increased, if necessary, to ensure adequate heat transfer and dispersion of RAP.
In drum mix plants, RAP shall be protected from excessive temperatures by a combination of entry point to
the drum and shielding from direct flame contact.
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Framework for Specifying Asphalt
Samples for process control testing shall be randomly selected (random sampling) by a recognised statistical
technique from fresh production asphalt at the asphalt plant. Samples shall not be mixed. In addition, each
loaded truck shall be visually inspected for segregation, uncoated particles, excess bitumen or overheating,
before dispatch from the plant.
Frequency of sampling and testing shall be not less than that shown in Table 5.2.1 and 5.2.2. Table 5.2.1
provides for two levels of minimum frequency. The reduced frequency may only be adopted where the
process is demonstrated to be under statistical control as specified in Section 5.3. Where a non-conformance
occurs in any test requirement, the frequency of sampling and testing for that particular property shall be
increased to the normal level until conforming results have been obtained on five consecutive samples.
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Framework for Specifying Asphalt
The Contractor shall implement suitable measures for control of the asphalt process. Process control
measures may include the use of statistical process control charts for some, or all, of the tests required in
Section 5.2 and suitable decision rules for determining that the process is under statistical control and
therefore subject to reduced minimum frequency of test.
Elements of the process control system that incorporate the application of statistical process control shall be
included in the Contractor’s Quality Plan.
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Framework for Specifying Asphalt
6 DELIVERY
Delivery of asphalt shall comply with AS 2150, Section 8.
7 PLACING
7.1 PREPARATION OF SURFACE
Prior to tack coating and placing of asphalt, the surface shall be free of all deleterious material. Where
required, the Contractor shall sweep clean the area on which asphalt is to be placed.
The Contractor shall prevent tack coat, binder, aggregate, asphalt or other material used on the work from
entering, adhering or obstructing gratings, hydrants, valve boxes, inspection pit covers, kerbs and other road
fixtures.
Tack coat shall be applied to the cleaned surface prior to placing asphalt.
Tack coat shall consist of bituminous emulsion complying with AS 1160. The type and breaking rate shall be
suitable to the climatic and surface conditions of use such that it is fully broken, free of surface water and
intact before the commencement of asphalt spreading.
Unless otherwise directed, tack coat shall be applied to provide a uniform application rate of residual binder
of between 0.10 and 0.20 litres/m2.
Tack coat shall be applied by spray bar fitted to a mechanical sprayer. Hand spraying shall be carried out
only in those areas where it is impracticable to use a spray bar.
Precautions shall be taken to protect kerbs, channels, adjoining structures, traffic and parked vehicles from
tack coat spray.
Where asphalt is to be spread over clean, freshly placed asphalt, over a clean primed surface, or where the
depth of layer exceeds 50 mm, the Superintendent may direct the Contractor to omit the tack coat.
7.4 SPREADING
7.4.1 General
Unless otherwise specified, self-propelled mechanical pavers shall be employed to place asphalt except for
areas where the use of a paver is impracticable.
The surface on which the asphalt is to placed shall be essentially dry and free from puddles.
Asphalt shall not be placed when the pavement surface temperature is less than 5°C.
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Framework for Specifying Asphalt
Wearing course asphalt shall not be placed when the pavement surface temperature is less than 10°C except
that placing at lower temperatures may be permitted subject to agreement on procedures used to compensate
for rapid cooling of asphalt materials.
Asphalt shall be spread in layers at the compacted thickness shown on the drawings, or as specified.
The method of paver level control shall be as specified in the Schedule of Job Details. If no method is
specified in the Schedule of Job Details, the Contractor shall apply suitable automatic or manual screed level
controls to achieve the standards specified in Clause 9.
7.4.5 Spreading
The Contractor shall conduct spreading operations to ensure that the paver speed matches the rate of supply
so that the number of paving stops is minimised.
The paver shall not be left stationary for prolonged periods with the screed box in contact with either the
previously placed asphalt or loose asphalt in front of the screed.
7.5 COMPACTION
Asphalt shall be uniformly compacted to the standards specified in Clause 9.5 as soon as the asphalt has
cooled sufficiently to support the rollers without undue displacement. Compaction shall be achieved using
suitable sized steel wheeled or vibratory rollers or combination of steel wheeled or vibratory rollers and
pneumatic tyred rollers.
7.6 JOINTS
7.6.1 General
(a) Longitudinally, if the width of the pavement is such that more than one paving run is necessary.
(b) Transversely, after the completion of a day’s paving operations, or where a delay in paving operation
allows asphalt to cool and adversely affect placing, and elsewhere if a break in a longitudinal run is
required.
The number of joints shall be minimised by adopting good asphalt paving practices.
All joints shall be well constructed and comply with the shape requirements specified in Clause 9.
Longitudinal joints in the wearing course shall coincide with traffic lane lines unless otherwise specified or
agreed. Longitudinal joints shall be offset from layer to layer by not less than 150 mm provided that no joint
is placed directly below a trafficked wheel path.
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Framework for Specifying Asphalt
Where asphalt is placed against the edge of a preceding lane that has not cooled below 100°C it shall be
considered a hot joint. Hot joints shall be constructed by leaving a 150 mm strip of asphalt unrolled along the
free edge until the adjoining lane is placed and then compacting the unrolled strip simultaneously with the
material in the adjoining lane.
Where asphalt is placed against the edge of a preceding lane that has not cooled below 60°C it shall be
considered a warm joint. Warm joints shall be constructed by rolling the full width of the first lane being
placed, prior to placing the adjoining lane.
Where asphalt is placed against the edge of a preceding lane that has cooled below 60°C it shall be
considered a cold joint. Asphalt placed against a cold edge should overlap the previous edge by 25 mm to 50
mm. The overlap should be pushed back using lutes, immediately after spreading, to form a slight ridge that
is compacted with the steel wheel roller.
Transverse joints shall be offset by not less than 2 m in adjoining paver runs and from layer to layer.
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Framework for Specifying Asphalt
Where a production and construction trial is specified in the Schedule of Job Details, and not less than two
days before the site work is due to commence, all the Contractor’s plant and personnel proposed for use on
the job shall be subjected to a production and construction trial in the presence of the Superintendent. If more
than one asphalt mix is specified, each mix shall be subjected to the trial not less than 24 hours before the
proposed commencement of production of that mix.
Asphalt manufactured in the production trial may also be used in the construction trial provided that it meets
the requirements of the specification.
8.2 MANUFACTURE
The mixing plant shall be operated at approximately the rate intended for full scale production to produce the
following minimum quantities:
The Contractor shall sample and test the asphalt in accordance with Clause 5.
If the tests on the samples indicate that the asphalt does not conform to the Specification, the Contractor shall
make such alterations in the procedures or adjustments to the plant and equipment as necessary to produce
asphalt in accordance with this Specification. The mixing trial shall be repeated as necessary until asphalt of
the quality specified is being consistently produced.
The Contractor shall subject all of the placing, compaction and finishing equipment and operating personnel,
proposed for use in the works, to a trial using the construction procedures proposed for the work. The trial
shall consist of at least two adjacent lanes 3 metres wide and at least 50 metres long and shall be constructed
in the designated area, in accordance with all the requirements of this Specification, or as directed.
The joint between the lanes shall be a warm joint where the temperature of mix at the first run edge is greater
than 60°C. Otherwise the joint is a cold joint and is to be treated as detailed in Clause 7.6.2.
The Contractor shall test the trial section for the finished pavement properties of this Specification. In the
event that the tests indicate that the asphalt in the test section does not conform to the specification
requirements, the Contractor shall make any necessary adjustments and, if necessary, repeat the production
and construction trials, as specified above, until the Superintendent is satisfied that asphalt of uniform quality
is being consistently produced, placed, compacted and finished in accordance with the requirements of this
Specification.
A hold point shall be designated in the Contractor’s Quality System at the conclusion of the trial and the
Contractor shall not commence full scale production of any asphalt for the works until the hold point has
been lifted.
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Framework for Specifying Asphalt
The level at the top of each course of asphalt shall not differ from the specified level by more than 10 mm,
except that where asphalt is placed against kerb and channel, the surface at the edge of the wearing course
shall be flush with, or not more than 5 mm above, the lip of the channel, unless otherwise specified or shown
on the Drawings.
9.2 ALIGNMENT
The horizontal location of any point on the pavement shall not vary by more than ±50 mm from the
corresponding points shown on the documents, except where alignment with an existing pavement structure
is necessary, when the new work shall be joined to the existing work or structure in a smooth manner.
9.3 THICKNESS
The average total compacted thickness of the combined asphalt courses shall be not less than the specified
thickness. The average thickness of any individual asphalt course shall be not less than the specified
thickness by more than 10 mm. Where confirmation of asphalt thickness is required, it shall be determined
by coring to a recognised random sampling plan.
9.4 SHAPE
9.4.1 Surface
No point on the finished surface shall deviate below a 3 m straightedge, measured between any two points,
by more than the tolerances specified in Table 9.4.1.
Where ride quality is specified in the Schedule of Job Details it shall be determined from the average of three
replica runs with a calibrated roughness car, laser profiler or ARRB TR Walking Profiler. Each lane shall be
divided into homogenous sections 100 m long. Any length less than 100 m shall be included with the section
immediately preceding it, and an average roughness determined for the section. Start and finish joints of the
entire work, and bridge expansion joints, shall not be included in any section.
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Framework for Specifying Asphalt
9.5 DENSITY
Compliance testing of asphalt shall be undertaken on a lot-by-lot basis. A pavement lot shall be an
essentially homogeneous section of completed pavement, not greater than 500 t in size or a shift production,
whichever is the lesser, unless otherwise specified in the Schedule of Job Details. Density testing shall not be
performed on lots of less than 30 t, layers with a nominal thickness less than 30 mm, or layers with a nominal
thickness less than 2.5 times the nominal mix size.
The location of each insitu density test shall be chosen by a method of random stratified sampling. For core
sample tests, the layer thickness is the mean thickness of the core samples and for nuclear gauge tests, the
layer thickness is the nominal thickness. All core holes shall be repaired by an appropriate method that is
compatible with the layer from which cores have been taken.
Density testing shall be carried out as soon as practicable after completion of work.
Relative compaction is the percentage ratio of the insitu density of the compacted asphalt and the reference
density of the asphalt of a particular lot. The reference density shall be the mean of the five most recent
maximum density measurements of the same mix, provided that:
(a) The tests have been completed within the previous 4 weeks
(b) The binder content of samples tested is within ±0.3% of the job mix binder content
(c) There has been no change in the mix components or proportions.
Where 5 tests complying with the above conditions are not available, the Contractor shall carry out a
minimum of 5 tests in order to establish the reference density.
The work represented by a lot shall be assessed as the characteristic value of insitu voids where:
Characteristic value of insitu air voids (%) = 100 – Characteristic relative compaction
The value of characteristic voids shall comply with the maximum characteristic values specified in Table
9.5.2 and 9.5.3.
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Framework for Specifying Asphalt
Table 9.5.2 — Characteristic Value of Insitu Air Voids for Wearing Course Asphalt
Table 9.5.3 — Characteristic Value of Insitu Air Voids for Base Asphalt
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Framework for Specifying Asphalt
Payment for asphalt shall be by mass for quantities determined in accordance with Clause 10.2 or 10.3 as
appropriate.
Measurement for payment will include all works shown on the plans or as specified but will not include
asphalt lost in transit, works not shown on the plans and variations in quantities due to variations in actual
thickness exceeding the specified tolerances.
Unless otherwise specified in the Schedule of Job Details, the quantity of asphalt shall be measured by mass.
The quantity of asphalt shall be determined from dockets supplied by the Contractor and issued at a certified
weighing system unless measurement by batch weights using certified scales is approved by the
Superintendent.
Separate pay items shall be included in the Schedule of Rates for each nominal course thickness and each
nominal size and type of asphalt specified.
Where specified in the Schedule of Job Details, the quantity of asphalt shall be determined from
measurement of area and thickness.
The area and thickness shall be determined from the dimensions on the plans or as specified for the work
being measured.
The density of asphalt in a lot shall be taken as the arithmetic mean of the insitu densities of the lot.
Separate pay items shall be included in the Schedule of Rates for each nominal course thickness and each
nominal size and type of asphalt specified.
In the event that the material supplied is not within the tolerances and standards defined for manufacture or
placing of asphalt, the Superintendent may direct:
• The removal of non complying material; or,
• That the reduced service life arising from the non complying material is offset by reducing payment for
the non complying material by the method defined in the Schedule of Job Details; or,
• With the consent of the Contractor, any other remedial treatment that is expected to provide the required
level of service.
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Framework for Specifying Asphalt
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INFORMATION RETRIEVAL
KEYWORDS:
ABSTRACT:
This framework for specifying asphalt has been prepared by Austroads and the
Australian Asphalt Pavement Association, with input from the New Zealand Pavement
and Bitumen Contractors Association (BCA) to promote national uniformity and good
practice in the specification and use of asphalt throughout Australia.
Austroads publishes a large number of guides and reports. Some of its publications are:
AP-1/89 Rural Road Design
AP-8/87 Visual Assessment of Pavement Condition
Guide to Traffic Engineering Practice
AP-11.1/88 Traffic Flow AP-11.9/88 Arterial Road Traffic Management
AP-11.2/88 Roadway Capacity AP-11.10/88 Local Area Traffic Management
AP-11.3/88 Traffic Studies AP-11.11/88 Parking
AP-11.4/88 Road Crashes AP-11.12/88 Roadway Lighting
AP-11.5/88 Intersections at Grade AP-11.13/95 Pedestrians
AP-11.6/93 Roundabouts AP-11.14/99 Bicycles
AP-11.7/88 Traffic Signals AP-11.15/99 Motorcycle Safety
AP-11.8/88 Traffic Control Devices
AP-12/91 Road Maintenance Practice
AP-13/91 Bridge Management Practice
AP-14/91 Guide to Bridge Construction Practice
AP-15/96 Australian Bridge Design Code
AP-17/92 Pavement Design
AP-18/00 RoadFacts 2000
AP-22/95 Strategy for Pavement Research and Development
AP-23/94 Waterway Design, A Guide to the Hydraulic Design of Bridges, Culverts & Floodways
AP-26/94 Strategy for Structures Research and Development
AP-29/98 Austroads Strategic Plan 1998–2001
AP-30/94 Road Safety Audit
AP-34/95 Design Vehicles and Turning Path Templates
AP-36/95 Adaptions and Innovations in Road & Pavement Engineering
AP-38/95 Guide to Field Surveillance of Quality Assurance Contracts
AP-40/95 Strategy for Ecological Sustainable Development
AP-41/96 Bitumen Sealing Safety Guide
AP-42/96 Benefit Cost Analysis Manual
AP-43/00 National Performance Indicators
AP-44/97 Asphalt Recycling Guide
AP-45/96 Strategy for Productivity Improvements for the Road Transport Industry
AP-46/97 Strategy for Concrete Research and Development
AP-47/97 Strategy for Road User Cost
AP-48/97 Australia at the Crossroads, Roads in the Community — A Summary
AP-49/97 Roads in the Community — Part 1: Are they doing their job?
AP-50/97 Roads in the Community — Part 2: Towards better practice
AP-51/98 Electronic Toll Collection Standards Study
AP-52/97 Strategy for Traffic Management Research and Development
AP-53/97 Strategy for Improving Asset Management Practice
AP-54/97 Austroads 1997 Bridge Conference Proceedings — Bridging the Millennia
AP-55/98 Principles for Strategic Planning
AP-56/98 Assessing Fitness to Drive
AP-57 & 58/98 Cities for Tomorrow — Better Practice Guide & Resource Document
AP-59/98 Cities for Tomorrow — CD
AP-60/98 Guide to Stabilisation in Roadworks
AP-61/99 Australia Cycling 1999-2004 — The National Strategy
AP-62/99 e-transport — The National Strategy for Intelligent Transport Systems
AP-63/00 Guide to the Selection of Road Surfacings
AP-64/00 Austroads 4th Bridge Conference Proceedings — Bridges for the New Millenium
AP-65/02 Guide for Road Condition Monitoring: Part 1 — Pavement Roughness
AP-66/02 Asphalt guide
AP-67/02 Travel Demand Management: A Resource Book
AP-G68/01 Guide to Heritage Bridge Management
AP-G69/02 Guide to the Geometric Design of Major Urban Roads