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J Appl Physiol 124: 1491–1501, 2018.

First published February 22, 2018; doi:10.1152/japplphysiol.00930.2017.

RESEARCH ARTICLE

Caffeine increases both total work performed above critical power and
peripheral fatigue during a 4-km cycling time trial
Leandro Camati Felippe,1 X Guilherme Assunção Ferreira,1 Sara Kely Learsi,1 Daniel Boari,2
Romulo Bertuzzi,3 and X Adriano Eduardo Lima-Silva1,4
1
Sport Science Research Group, Federal University of Pernambuco, Pernambuco, Brazil; 2Center of Engineering, Modeling,
and Applied Social Science, Federal University of ABC, São Paulo, Brazil; 3Endurance Performance Research Group
(GEDAE-USP), University of São Paulo, São Paulo, Brazil; and 4Human Performance Research Group, Technological
Federal University of Parana, Parana, Brazil
Submitted 10 October 2017; accepted in final form 18 February 2018

Felippe LC, Ferreira GA, Learsi SK, Boari D, Bertuzzi R, INTRODUCTION


Lima-Silva AE. Caffeine increases both total work performed above
critical power and peripheral fatigue during a 4-km cycling time trial. The relationship between cycling power output (PO) and
J Appl Physiol 124: 1491–1501, 2018. First published February 22, time to task failure is characterized by a hyperbolic function
2018; doi:10.1152/japplphysiol.00930.2017.—The link between total (53). The asymptote of the power-time hyperbola has been
work performed above critical power (CP) and peripheral muscle termed critical power (CP) and represents the highest oxidative
fatigue during self-paced exercise is unknown. We investigated the metabolic rate that can be sustained at physiological steady
influence of caffeine on the total work done above CP during a 4-km state (52, 66). The curvature constant of the hyperbola (W=)
cycling time trial (TT) and the subsequent consequence on the represents a finite amount of energy available for work per-
development of central and peripheral fatigue. Eleven cyclists per- formed in excess of the CP (44, 52). The physiological deter-
formed three constant-load exercise trials to determine CP and two minants of W= have not been fully determined but were first
4-km TTs ~75 min after oral caffeine (5 mg/kg) or cellulose (placebo) attributed to “finite anaerobic energy stores,” which comprise
ingestion. Neuromuscular functions were assessed before and 50 min the energy derived from muscle phosphocreatine (PCr) break-
after supplementation and 1 min after TT. Oral supplementation alone down, anaerobic glycolysis, and a small amount of aerobic
had no effect on neuromuscular function (P ⬎ 0.05). Compared with energy linked to O2 stores (34, 52). Recent evidence, however,
placebo, caffeine increased mean power output (~4%, P ⫽ 0.01) and
suggests that W= may represent more than a simple marker of
muscle recruitment (as inferred by EMG, ~17%, P ⫽ 0.01) and
anaerobic stores (11, 21, 45, 66). A full depletion of W= and
reduced the time to complete the TT (~2%, P ⫽ 0.01). Work
performed above CP during the caffeine trial (16.7 ⫾ 2.1 kJ) was
ultimately task failure during severe-intensity, constant-load
significantly higher than during the placebo (14.7 ⫾ 2.1 kJ, P ⫽ 0.01). exercise seems to be associated with the attainment of critical
End-exercise decline in quadriceps twitch force (pre- to postexercise values of metabolites (PCr, H⫹, Pi, and ADP) (21, 39, 68),
decrease in twitch force at 1 and 10 Hz) was more pronounced after which are related to peripheral muscle fatigue (11, 12). This
caffeine compared with placebo (121 ⫾ 13 and 137 ⫾ 14 N vs. suggests a possible link between total work done above CP and
146 ⫾ 13 and 156 ⫾ 11 N; P ⬍ 0.05). There was no effect of caffeine the rate of development of peripheral fatigue during constant-
on central fatigue. In conclusion, caffeine increases muscle recruit- load endurance exercise (11, 15).
ment, which enables greater work performed above CP and higher The mechanism likely underlying the link between the total
end-exercise peripheral locomotor muscle fatigue. work done above CP and peripheral fatigue is that the loss of
NEW & NOTEWORTHY The link between total work done above contractile function above CP requires the progressive recruit-
critical power and peripheral fatigue during a self-paced, high-inten- ment of additional, rapidly fatigable type II muscle fibers (18).
sity exercise is unclear. This study revealed that caffeine ingestion The recruitment of these additional motor units is associated
increases muscle recruitment, which enables greater work done above with a faster accumulation of intramuscular metabolites (e.g.,
critical power and a greater degree of end-exercise decline in quad- H⫹ and Pi) known to cause peripheral fatigue (11, 12, 16).
riceps twitch force during a 4-km cycling time trial. These findings Furthermore, these metabolites also stimulate group III/IV
suggest that caffeine increases performance at the expense of greater muscle afferents that limit muscle recruitment and neural
locomotor muscle fatigue. activation of the working muscle (2, 12). This regulatory
feedback loop limits the level of intramuscular metabolic
neuromuscular fatigue; power-time relationship; self-paced exercise;
supplementation; W= perturbation and prevents peripheral fatigue from surpassing an
individual “critical fatigue threshold” (2, 4, 12, 41). It therefore
seems plausible to suspect that the same mechanism limiting
peripheral fatigue development may also limit the amount of
work performed above CP (11, 66). Recent studies suggest that
despite different exercise intensities and degrees of neuromus-
Address for reprint requests and other correspondence: A. E. Lima-Silva
Human Performance Research Group, Academic Dept. of Physical Education
cular activation within the severe-intensity domain, both intra-
(DAEFI), Technological Federal Univ. of Parana, Pedro Gusso St. 2601, muscular metabolic changes (PCr, H⫹, Pi, and ADP levels)
Neoville, Curitiba, Parana 81310-900, Brazil (e-mail: aesilva@utfpr.edu.br). (21, 45, 66) and peripheral fatigue reach consistent values at
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1492 CAFFEINE INCREASES PERIPHERAL FATIGUE ACCUMULATION

task failure (11, 15) and total work performed above CP (11, MATERIAL AND METHODS
45, 66). These findings suggest that exercise performed within
Participants. Eleven moderately trained male cyclists (258 ⫾ 24
the severe-intensity domain is terminated when intramuscular km/wk) with regular participation in local competitions (~11 compe-
metabolic perturbations reach a critical level and this appar- titions per year) were recruited for this study [age: 34 ⫾ 4 yr; body
ently coincides with the depletion of W= (2, 11). mass: 71 ⫾ 11 kg; height: 175 ⫾ 7 cm; body fat: 11 ⫾ 3%; and
While the possible link between total work done above CP V̇O2max: 55 ⫾ 4 ml·kg⫺1·min⫺1]. Participants signed a written in-
and the development of peripheral fatigue has been explored formed consent. The study was conducted according to the Declara-
during constant-load exercise (17), the relationship during tion of Helsinki and was approved by the Research Ethics Committee
self-paced exercise is largely unknown, with only one study of the Federal University of Pernambuco.
Experimental design. Participants visited the laboratory on six
investigating W= use during TT exercise (20) but without
different occasions. On the first visit, anthropometric measurements
quantifying the exercise-induced fatigue. In that study, W= was were taken and a maximal incremental test was performed to deter-
fully depleted during the first 2.5 min of a 3-min cycling TT mine the gas exchange threshold (GET), peak power output (PPO),
and was not different from the W= use during a severe-intensity and maximal oxygen uptake (V̇O2max). During the next three fol-
constant-load exercise trial where the participants reached low-up visits, participants were familiarized with the maximum iso-
exhaustion within 3 min (20). This agrees with studies showing metric voluntary contraction and electrical stimulation procedures
that in middle-distance cycling TTs, which are supposed to be (MVC ⫹ ES), followed by a constant-workload test performed until
in the severe-intensity domain (from 500-m to 4-km cycling task failure (1 work rate per visit), used later to determine the CP and
W=. Twenty minutes after the constant-workload test, participants
TT), the athletes appeared to distribute their energy resources performed a 4-km familiarization cycling TT. Thus participants had
over the TT (29). This allows athletes to preserve the ability to the opportunity to perform three familiarization sessions with MVC ⫹
provide for anaerobic PO up to the closing stages of the event ES and 4-km cycling TT procedures. In the last two visits, with the
(29, 55, 56). Simultaneous monitoring of total work performed use of a double-blind, random, and counterbalanced design, partici-
above CP and peripheral fatigue, however, has not been per- pants performed a 4-km cycling TT after ingesting 5 mg/kg body mass
formed; therefore, a further link among pacing control, total of caffeine (CAF) or cellulose (PLA) 1 h before the trial. The MVC ⫹
work done above CP, and peripheral fatigue accumulation ES were applied before and ~50 min after the supplementation and 1
min after the trial. The CAF and PLA were encapsulated in gelatin
cannot be provided.
capsules of the same color and shape.
An experimental increase in the total work completed above All visits were scheduled at the same time of day to avoid any
CP could provide novel insights into the relationship between effect of a circadian variation; the visits were separated by 7 days to
total work achieved above CP and peripheral fatigue accumu- prevent any residual fatigue from the previous test (28). All trials were
lation during self-paced exercise. Caffeine seems a promising performed using the participant’s own bike attached to a Compu-
candidate to test this relationship as it has been seen to increase trainer (RacerMate, Seattle, WA). The tire calibration and its pressure
total work done above CP (5, 57) and to increase PO during a to the roller were checked before each trial to guarantee no slippage.
4-km cycling TT (55). Caffeine acts on the central nervous The tire was warmed-up for 5 min before each test, following the
manufacturer’s recommendations. The seat position was recorded on
system (24, 31) and/or directly on the skeletal muscle (51, 58). the first visit and replicated during all subsequent test sessions.
In the central nervous system, caffeine acts as an antagonist Participants refrained from vigorous physical activities, alcohol, and
to adenosine receptors, decreasing the rate of perceived caffeinated beverages 24 h before each visit. Participants were also
exertion (RPE) for a given PO (26, 31). Caffeine can also instructed to record their food and drink intake during the 24 h before
improve calcium release from the sarcoplasmic reticulum the first visit and to repeat this for the subsequent visits. Participants
during muscle contraction (62, 63). Together, these central consumed their last meal 2 h before each test session.
and peripheral effects of caffeine may attenuate the devel- Body composition and maximal incremental test. Body density was
estimated using three skin folds (pectoral, abdomen, and thigh)
opment of fatigue and increase exercise time up to task
equation (43) and then converted to a body fat percentage using the
failure (49). However, caffeine may also decrease the sen- Siri’s equation (59). The maximal incremental test started with a
sory signals from the muscle to the brain (46). As PO can be 5-min warm-up at a PO of 100 W, and then, the PO was increased
freely altered during a cycling TT, altered sensory signals 30 W every 3 min until participants were unable to maintain a pedal
with caffeine might allow an increase in muscle recruitment frequency of between 80 and 90 revolutions per minute (37). The PPO
and therefore a higher PO and more work performed above was determined as the PO maintained during a last complete stage.
CP. It would be expected that a greater amount of work When the last stage was incomplete, the PPO was calculated using the
performed above CP might result in a higher degree of fractional time supported in the last incomplete stage multiplied by the
increment rate. The V̇O2 was measured breath by breath using an
end-exercise peripheral fatigue. automatic gas-exchange analyzer (Metalyzer 3B; Cortex, Leipzig,
Therefore, to explore a possible link among pacing strat- Germany). Before each test, a 3-liter syringe, ambient air, and a
egy, total work done above CP, and fatigue during self- cylinder of known concentrations of O2 (12%) and CO2 (5%) were
paced exercise, we designed the present study to test the used to calibrate the metabolic cart, according to the manufacturer’s
following questions: 1) does caffeine increase the total work recommendations. The V̇O2max was determined from the average V̇O2
done above CP during the TT; and 2) does the expected data within the last 30 s of the test. Two experienced investigators
caffeine-induced increase in the total work performed above identified visually the GET from a first disproportionate increase in
V̇CO2, an increase in V̇E/V̇O2 without increase in V̇E/V̇CO2, and an
CP affect end-exercise peripheral fatigue? We hypothesized
increase in end-tidal O2 pressure with no fall in end-tidal CO2
that caffeine ingestion would increase muscle recruitment, pressure (40).
enabling a greater amount of work to be done above the CP Constant workload tests. The constant workload tests were pre-
and ultimately a higher degree of peripheral fatigue at the ceded by a 5-min warm-up at 100 W followed by a 5-min rest.
end of the trial. Participants then cycled until task failure (same criteria used in the

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CAFFEINE INCREASES PERIPHERAL FATIGUE ACCUMULATION 1493
incremental test) at a PO corresponding to 70% of the difference every 30 s (starting at 100 V) until a plateau occurred in the Mwave and
between the GET and V̇O2max (⌬70), 80% of the difference between Qtw (61). The anode was positioned on the gluteal fold opposite the
the GET and V̇O2max (⌬80), or 100% V̇O2max. These exercise inten- cathode. Before each session, the position of electrodes was marked
sities were performed on separate days and were selected to yield time with indelible ink to ensure identical placement and plateau in the
to exhaustion between 3 and 12 min, which have been described as Mwave and Qtw and was checked before each trial.
appropriate periods of time to determine the hyperbolic power-time For the assessment of neuromuscular function, participants were
limit relationship (67). Strong verbal encouragement was provided instructed to produce their maximal torque and maintain it for 5 s
throughout the test, and time to exhaustion was recorded to the nearest during each MVC. Visual feedback and consistent verbal encourage-
second. ment were provided throughout the voluntary contractions. Square
Individual CP and W= were estimated from the PO and the corre- wave stimuli (80 ␮s) were delivered to the femoral nerve with the
sponding time to exhaustion, using the least squares fitting of the stimulation intensity set at 120% of plateau M wave and Qtw
following regression models (Eqs. 1, 2, and 3) (21): (300 ⫾ 50 V). The first stimulation (1 Hz) was applied during the
MVC (superimposed twitch) as soon as the plateau in isometric fo-
Nonlinear: t ⫽ W⬘ ⁄ (PO ⫺ CP) (1)
rce was reached. Potentiated quadriceps twitch torque evoked by
Linear: W ⫽ W ⬘ ⫹CP · t (2) single (Qtwpot) and paired pulses at 10 Hz (Qtw10) and 100 Hz
Linear inverse of time: PO ⫽ 共W ⬘ ⁄ t兲 ⫹ CP (3) (Qtw100) were elicited 2, 4, and 6 s, respectively, after each MVC.
The average of the last four MVC for each moment was used for
where t is the time to exhaustion, W is the total work performed, W= further analysis of the neuromuscular function (3, 15). The MVC was
is the constant curvature of hyperbole power time, PO is the power used as a global index of fatigue (65). The maximal voluntary
output, and CP is critical power. activation (VA) was used to assess the capacity of the central nervous
The standard error of estimates associated with the CP and W= are system to activate the working muscle to the maximum (i.e., central
expressed as coefficients of variation (CV%, i.e., relative to the fatigue). The VA was estimated by the interpolated-twitch technique,
parameter estimate). The total error associated with a given model was using the following equation (48): 1 – (superimposed twitch/Qtwpot) ⫻
calculated as the sum of the CV% associated with the CP and W=. 100. Contraction was excluded from analysis when stimulus was not
The sum of the CV% was optimized for each participant by applied in the plateau of maximal force (~8% of a total of 288
selecting the model with the smallest total error (Eqs. 1, 2, or 3) to contractions).
produce the “best-individual-fit” parameter estimates (10, 57). This The Qtwpot was used to assess the global peripheral fatigue, while
best individual fit was used for further analysis. Qtw10 and Qtw100 were used to assess peripheral low- and high-
Experimental sessions. Immediately after the participants arrived at frequency fatigue, respectively (50). Furthermore, other parameters of
the laboratory, they were attached to the electrodes for ES and EMG muscle contractile properties were obtained from the 1-Hz stimulation
recording, and an intravenous catheter was inserted into the antecu- twitch: 1) time between the stimulus and peak force (contraction
bital vein. A blood sample (10 ml) was collected, and then, partici- time); 2) the maximum instantaneous ascending slope of force devel-
pants performed a standardized warm-up for knee extension muscles opment (maximal rate of twitch torque development); 3) the maxi-
(4 ⫻ 5-s isometric contractions at 50, 60, 70, and 80% of the MVC mum instantaneous descending slope of force development (maximal
recorded in the familiarization sessions, interspersed by a 30-s rest). rate of twitch torque relaxation); and, 4) time required to twitch return
Following a 5-min rest, six MVC ⫹ ES were measured, with 30-s rest to half of the twitch peak (half relaxation time).
between them (baseline). Thereafter, participants ingested CAF or Electromyography recording. During MVC and 4-km cycling TT,
PLA and rested seating comfortably for 40 min, when a second blood EMG activity from the right vastus lateralis was recorded with a
sample was taken (10 mL) and knee extension muscle warm up and sample rate of 20,000 Hz (Neuro-MEP-Micro; Neurosoft, Ivanovo,
MVC ⫹ ES measurements were repeated (pre-TT). Participants then Russia) using monitoring electrodes with full-surface solid adhesive
rested for 5 min and performed a 5-min warm-up at 100 W on the hydrogel (Ambu Neuroline 715, Ballerup, Denmark). The skin was
bicycle, followed by a 5-min rest. Then, participants were instructed shaved, abraded with emery paper, and cleaned with alcohol to reduce
to perform the 4-km cycling TT in the shortest possible time. Partic- skin impedance ⬍5 k⍀. Electrodes were placed according to the
ipants were oriented to remain seated throughout the trial and were Surface Electromyography for the Non-Invasive Assessment of Mus-
free to alter gear ratio and/or pedaling frequency during whole trial. cles Standards (36). The position of the electrodes was maintained by
They received visual feedback for distance completed but not for an elastic net bandage wrapped around the thigh to reduce the noise
exercise time, PO, and pedal frequency. The RPE was obtained every and marked with indelible ink to ensure identical placement on
kilometer using the Borg 15-point scale (13). The PO was measured subsequent visits.
every second via an interface connecting Computrainer to the com- The raw EMG signal was full-wave rectified and filtered with
puter (RacerMate One software, Seattle, WA). Immediately after the second-order Butterworth band-pass filters with cutoff frequencies set
trial, a blood sample (10 ml) was collected. The postexercise MVC ⫹ at 20 and 500 Hz to remove external interference noise and movement
ES measurements (post-TT) started 1 min after the end of the trial. artifacts. Root mean square (RMS) was calculated during the 250 ms
Neuromuscular assessment. Neuromuscular function was assessed before the electrical stimulation in each MVC (RMSMVC). During the
with the participants seated on a custom-made bench with their trunk 4-km cycling TT, the mean of RMS values for every 400-m segment
and thigh angles of 120° and the knee joint angle set at 90°. A was calculated and normalized by RMSMVC at baseline.
noncompliant cuff attached to a calibrated linear strain gauge (EMG M-wave peak-to-peak amplitude (Mwave ampl) was calculated for
System of Brazil, São Jose dos Campos, Brazil) was fixed to the right each 1 Hz stimulus. The beginning of the M wave was considered as
ankle just superior to the malleoli for force measurement. A mono- an increase of 2 SD above the baseline values, while the ending as a
polar 0.5-cm diameter cathode electrode (Ambu Neuroline 715, Bal- reduction to values ⬍2 SD below the baseline (54).
lerup, Denmark) was positioned at the right femoral nerve. During the Systemic responses to exercise. During the 4-km cycling TT, V̇E,
familiarization sessions, the electrode position was moved around the V̇O2, and V̇CO2 were measured breath by breath and averaged for each
femoral triangle and percutaneous electrical nerve stimuli were ap- 400 m (Metalyzer 3B; Cortex). Heart rate was measured using a
plied using an electrical stimulator (Neuro-TES; Neurosoft, Ivanovo, transmitter coupled to a gas analyzer. Blood samples (10 ml) were
Russia) until the highest values were obtained for muscle membrane immediately transferred to a Falcon tube, and the pH was immediately
excitability (Mwave) and quadriceps contraction potential (Qtw). The analyzed by a portable pH meter (HI 8424; Hanna). An additional 4
optimal intensity of stimulation was determined by increasing inten- ml were transferred to tubes with EDTA and centrifuged for 10 min
sity of a single electrical stimulus (1 Hz and 80-␮s duration) by 30 V at 3000 rpm for plasma separation. Plasma ammonia (Randox, Crum-

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1494 CAFFEINE INCREASES PERIPHERAL FATIGUE ACCUMULATION

lin, UK) and lactate (Labtest, Minas Gerais, Brazil) were measured by RESULTS
the enzymatic colorimetric method using a spectrophotometer (SP-22;
Biospectro, Curitiba, Brazil). The CP and W= estimates. The mean PO corresponding to
Data analysis. The amount of work performed above CP during the ⌬70, 80, and 100% V̇O2max were 250 ⫾ 8, 265 ⫾ 8, and
4-km cycling TT was calculated as the power-time integral above CP, 287 ⫾ 9 W, respectively. The corresponding times to task
recorded at the nearest 1-s interval. Some participants (4 in PLA and failure were 854 ⫾ 116, 540 ⫾ 73, and 307 ⫾ 41 s, respec-
3 in CAF) dropped down below CP (see RESULTS). As exercise tively. The parameters derived from Eqs. 1, 2, and 3, and from
performed below CP reconstitutes partially the W= (60), the W= the best individual fit, are shown in Table 1.
reconstitution (W=rec) was taken into account for these participants
Exercise performance. The mean time to complete the 4-km
and subtracted from the calculated W=use using the model proposed
by Skiba et al. (60): cycling TT was significantly faster (1.8 ⫾ 0.6%) in CAF com-
pared with PLA (396 ⫾ 5 vs. 403 ⫾ 6 s, respectively, P ⫽
t

兰共
0.01).
W⬘rec ⫽ W⬘exp兲共e⫺共t⫺u兲⁄␶W⬘兲 (4) PO and muscle recruitment. The PO and RMSTT during the
0 TT are shown in Fig. 1. PO and RMSTT during the 4-km
cycling TT were higher in CAF compared with PLA (both P ⫽
where W=exp represents the amount of the starting W= that was 0.01, Fig. 1, A and B). There was no interaction between
currently expended, (t ⫺ u) is equal to the time in seconds when the
supplement and distance for PO (P ⫽ 0.78), but there was a
participant was recovering below CP, and ␶W= is the time constant of
the reconstitution of the W=. main effect of distance (P ⫽ 0.01). Participants adopted a
The ␶W= was calculated using the regression equation previously fast-start strategy in both conditions, with PO at the first 400 m
reported by Skiba et al. (60): being higher than PO from 800 to 4,000 m (for all P ⬍ 0.05,
Fig. 1A). The PO at 800 m was also higher than PO from 1,200
␶W⬘ ⫽ 546e共⫺0,01Dcp兲 ⫹ 316 (5) to 3,600 m (for all P ⬍ 0.05). A final sprint was noted under
both conditions, with higher PO at 4,000 m than from 1,200 to
where Dcp is equal to the difference between the recovery power and 3,600 m (for all P ⬍ 0.05). There was no interaction between
the participant’s CP.
supplement and distance (P ⫽ 0.14) for RMSTT, but there was
Reliability measurements. Performance time and neuromuscular
assessments from the second and third familiarization sessions were a main effect of distance (P ⫽ 0.01). The muscle recruitment
used to calculate the reliability of the measurements. Mean between- was significantly higher in the first 400 m than from 800 to
day, within-subject coefficients of variation were 1.7 ⫾ 2.3% (range: 3,600 m and at 800 m higher than from 2,800 to 3,600 m under
1.2–5.0%) for time to cover 4-km cycling TT, 4.8 ⫾ 0.9% (range: both conditions (for all P ⬍ 0.05).
3.7–7.4%) for MVC, 1.8 ⫾ 0.7% (range: 0.3–3.2%) for VA, and Amount of work performed above CP. The distribution and
5.1 ⫾ 1.1% (range: 3.4 – 8.3%) for Qtwpot. total amount of work performed above CP during the TTs are
Statistical analysis. The distribution of the data was analyzed by shown in Fig. 2. There was a main effect of supplement (P ⫽
the Shapiro-Wilk test. Once normality was confirmed, the two-way 0.01), distance (P ⫽ 0.01), and supplement ⫻ distance inter-
ANOVA with repeated measures was used to verify the main effects action (P ⫽ 0.02) for work done above CP (Fig. 2A). The work
of supplement, distance, and interaction on PO, root mean square for
done above CP at 400 and 4,000 m was significantly higher in
time trial (RMSTT), and total amount of work performed above CP
during the 4-km cycling TT. Two-way ANOVA with repeated mea- CAF than in PLA condition (P ⫽ 0.04 and 0.01, respectively).
sures was also used to test the main effect of supplement, moment In addition, the work accomplished above CP at 400 m was
(baseline, pre-TT, and post-TT) and interaction on neuromuscular and significantly higher than between 800 and 4,000 m and at 800
blood parameters. One-way ANOVA with repeated measure was used m higher than 1,200 to 3,600 m for both conditions (all P ⬍
to compare the V̇O2 reached during the 4-km cycling TT in CAF and 0.05). Work done above CP at 4,000 m was also significantly
PLA conditions, with the V̇O2max achieved during the incremental test. higher than 1,200 to 3,600 m for both conditions (all P ⬍ 0.05).
When differences were noted, the Duncan’s new multiple range test The total work done above CP was ~14% higher in the CAF
was used to locate these differences. Paired t-test was used to compare than under the PLA condition (16.7 ⫾ 2.1 vs. 14.7 ⫾ 2.1 kJ,
performance time, mean PO, total amount of work performed above respectively, P ⫽ 0.01).
CP, and recovery parameters of W= (W=rec, PO, and time recovery).
Some participants (4 in PLA and 3 in CAF) dropped below
Pearson correlation was performed between changes in total amount
of work performed above CP and changes in Qtwpot, Qtw10, and Qtw100 CP a few times during the trial. The three participants who
(⌬ between CAF vs. PLA). Statistical significance was reported when dropped below CP under the CAF condition also dropped
P ⬍ 0.05. Analyses were performed using Statistics Package for below CP under the PLA condition. For these participants,
Windows (version 10; StataSoft, Tulsa, OK). Data are reported as there was no significant difference for the mean PO performed
mean ⫾ SE. below CP between CAF and PLA (13 ⫾ 3 vs. 16 ⫾ 3 W below

Table 1. The parameter estimates derived from Eqs. 1, 2, and 3 and the best individual fit
R2 CP, W SEE, W CV, % W=, kJ SEE, kJ CV, % TE, %

Nonlinear 0.997–1.000 225 ⫾ 7 3.9 ⫾ 1.4 3.3 ⫾ 1.7 15.9 ⫾ 1.6 1.1 ⫾ 1.5 9.8 ⫾ 7.4 14.1 ⫾ 7.8
Linear 0.975–1.000 223 ⫾ 7 6.5 ⫾ 2.9 3.3 ⫾ 1.9 15.6 ⫾ 1.5 3.0 ⫾ 1.0 9.5 ⫾ 3.2 12.8 ⫾ 5.8
Linear inverse of time 0.914–1.000 226 ⫾ 8 6.9 ⫾ 2.8 3.4 ⫾ 2.2 15.5 ⫾ 1.5 2.5 ⫾ 1.0 10.7 ⫾ 4.1 14.1 ⫾ 5.8
Best individual fit 0.998–1.000 223 ⫾ 8 3.5 ⫾ 0.8 2.2 ⫾ 0.9 16.0 ⫾ 2.0 1.3 ⫾ 0.4 8.7 ⫾ 3.0 10.9 ⫾ 4.4
Data are expressed as means ⫾ SE (except R2 that are minimum and maximum); n ⫽ 11. CP, critical power; SEE, standard error of estimate; CV, coefficient
of variation; W=, constant curvature of hyperbole power time; TE, total error, which indicates the sum of CV% associated with CP and W=.

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CAFFEINE INCREASES PERIPHERAL FATIGUE ACCUMULATION 1495

Fig. 1. Power output (PO; A) and EMG activity (B) for each
400-m segment (lines) and mean values (columns) during
the time trial (TT) after placebo (PLA) and caffeine (CAF)
ingestion. Data are reported as means ⫾ SE (n ⫽ 11).
Horizontal dotted line represents the group average for
critical power (CP). MVC, maximum isometric voluntary
contraction. *Mean power output (PO) and root mean
square of time trial (RMSTT) are significantly higher in
CAF than in PLA. †PO and RMS at 400 m were signifi-
cantly higher than those from 800 to 4,000 m for both
conditions. ‡PO at 800 m is significantly higher than 1,200
to 3,600 m for both conditions. §PO at 4,000 m is signifi-
cantly higher than PO from 1,200 to 3,600 m for both
conditions. #RMS at 800 m is significantly higher than
RMS from 2,800 to 3,600 m for both conditions. Statistical
analysis was performed using two-way ANOVA with re-
peated measures followed by a Duncan’s new multiple
range test for comparison at each 400 m and a paired t-test
for mean values.

CP, respectively, P ⫽ 0.93). The amount of time spent below CP There was no main effect of supplement (P ⫽ 0.18) or
during the TT was also not significantly different between CAF interaction supplement and time (P ⫽ 0.82) for MVC. How-
and PLA (86 ⫾ 20 vs. 87 ⫾ 23 s, respectively, P ⫽ 0.46). ever, there was a main time effect, with a reduction in MVC
Consequently, the W= reconstitution during the trial was min- post-TT, in comparison to baseline and pre-TT (P ⫽ 0.01).
imal and not different between CAF and PLA (1.2 ⫾ 0.1 vs. There was no main effect of condition, time, or interaction for
1.6 ⫾ 0.1 kJ, respectively, P ⫽ 0.86). A detailed description of RMSMVC and VA (all P ⬎ 0.05). However, the Qtwpot and
the distance points when PO was reduced below CP for these Qtw10 decreased post-TT compared with baseline and pre-TT
participants is provided in supplementary Table S1 (Supple- (P ⫽ 0.01), but there was a significant supplement ⫻ time
mental Material for this article is available online at the Journal interaction (P ⫽ 0.01), with the reduction being more pro-
website). nounced in CAF than in PLA (P ⫽ 0.03 and 0.02, respec-
Neuromuscular function. The absolute values for neuromus- tively). There was a significant main time effect (all P ⬍ 0.05),
cular parameters at the baseline, pre-TT, and post-TT are but without main effect of supplement or supplement ⫻ time
reported in Table 2. As there was no significant difference interaction (all P ⬎ 0.05) for Qtw100, maximal rate of twitch
between baseline and pre-TT for any variable (all P ⬎ 0.05, torque development, half-relaxation time, and maximal rate of
Table 2), the percentage of changes in some key neuromuscu- twitch torque relaxation, with all reducing at post-TT com-
lar parameters of central and peripheral fatigue after the 4-km pared with the baseline and pre-TT. There was no time,
TT was also expressed relative to the baseline values (Fig. 3). supplement, or interaction for the contraction time (all P ⬎

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1496 CAFFEINE INCREASES PERIPHERAL FATIGUE ACCUMULATION

Fig. 2. Distribution (A) and total work performed above critical power (CP; B) during the time trial (TT) under placebo (PLA) and caffeine (CAF) conditions.
Data are reported as means ⫾ SE (n ⫽ 11). *Work done above critical power (CP) in CAF is significantly higher than corresponding distance point for PLA
in A and total work done above CP (W=) use in CAF is significantly higher than PLA in B. †Significantly higher than 800 to 4,000 m for both conditions.
‡Significantly higher than 1,200 to 3,600 m under both conditions. Statistical analysis was performed using two-way ANOVA with repeated measures followed
by a Duncan’s new multiple range test for comparison at each 400 m (A) and a paired t-test for total work performed above CP (B).

0.05). The Mwave ampl increased post-TT compared with base- remained stable throughout the trial under both conditions (all
line and pre-TT, under both conditions (P ⫽ 0.01), but there P ⬎ 0.05). Heart rate increased progressively from rest to
was a supplement ⫻ time interaction, with greater increases in 1,600 m (P ⫽ 0.01) and then remained stable until the end of
CAF compared with PLA (P ⫽ 0.01). the trial under both conditions (all P ⬎ 0.05). The RPE
Relation between the amount of work performed above CP increased progressively throughout the trial (P ⫽ 0.01), with-
and peripheral fatigue. There was no correlation between the out differences between conditions (P ⫽ 0.10).
changes (⌬) in the amount of work performed above CP with There was no difference for blood pH, plasma lactate, and
the changes in the Qtwpot (r ⫽ 0.60, P ⫽ 0.11), Qtw10 (r ⫽ ammonia between baseline and pre-TT under both conditions.
⫺0.19, P ⫽ 0.63), and Qtw100 (r ⫽ 0.15, P ⫽ 0.69). In post-TT, blood pH dropped, and plasma lactate and ammo-
Systemic responses to exercise and blood parameters. The nia increased significantly (all P ⬍ 0.05), without differences
systemic responses during TTs are shown in Fig. 4. The V̇O2 between CAF and PLA (P ⬎ 0.05, Table 3).
reached during the trial was similar (P ⫽ 0.12) between CAF
and PLA (3.46 ⫾ 0.14 and 3.41 ⫾ 0.15 l/min, respectively), DISCUSSION
and both were similar (P ⫽ 0.45) to the values achieved during
the maximal incremental test (3.51 ⫾ 0.19 l/min). The V̇O2 and The main novel finding of the present study was that caffeine
V̇CO2 increased from rest to the first 800 m (P ⫽ 0.01) and then ingestion increased muscle recruitment during the TT leading

Table 2. Absolute values for neuromuscular function at baseline and pre and post a 4-km cycling TT after PLA and
CAF ingestion
Baseline Pre-TT Post-TT

PLA CAF PLA CAF PLA CAF

MVC, N 405 ⫾ 35 422 ⫾ 38 409 ⫾ 33 436 ⫾ 35 375 ⫾ 29† 396 ⫾ 36†


VA, % 90 ⫾ 2 90 ⫾ 1 89 ⫾ 2 89 ⫾ 2 86 ⫾ 2 88 ⫾ 1
RMSMVC, mV 0.22 ⫾ 0.04 0.22 ⫾ 0.04 0.25 ⫾ 0.03 0.27 ⫾ 0.05 0.25 ⫾ 0.04 0.28 ⫾ 0.05
Qtwpot, N 159 ⫾ 22 163 ⫾ 16 158 ⫾ 11 165 ⫾ 15 137 ⫾ 14† 121 ⫾ 13*†
Qtw10, N 208 ⫾ 17 214 ⫾ 16 203 ⫾ 17 207 ⫾ 17 156 ⫾ 11† 146 ⫾ 13*†
Qtw100, N 235 ⫾ 14 253 ⫾ 14 230 ⫾ 8 251 ⫾ 13 216 ⫾ 8† 212 ⫾ 9†
CT, ms 107 ⫾ 10 102 ⫾ 11 110 ⫾ 13 108 ⫾ 15 104 ⫾ 18 106 ⫾ 17
MRFD, N/ms 1,568 ⫾ 9 1,541 ⫾ 10 1,567 ⫾ 9 1,580 ⫾ 10 1,266 ⫾ 8† 1,227 ⫾ 8†
RT0.5, ms 89 ⫾ 12 90 ⫾ 14 86 ⫾ 12 85 ⫾ 8 72 ⫾ 12† 63 ⫾ 18†
MRR, N/ms 1,494 ⫾ 201 1,562 ⫾ 250 1,440 ⫾ 208 1,571 ⫾ 240 1,410 ⫾ 199† 1,451 ⫾ 215†
Mwave ampl, mV 19 ⫾ 4 20 ⫾ 3 20 ⫾ 5 21 ⫾ 4 22 ⫾ 4† 24 ⫾ 3†*
Data are reported as means ⫾ SE; n ⫽ 11. PLA, placebo; CAF, caffiene; MVC, maximal voluntary contraction; VA, percent of voluntary activation; RMSMVC,
root mean square at MVC; Qtwpot, potentiated quadriceps twitch torque evoked by single stimulus, Qtw10 and Qtw100, potentiated quadriceps twitch torque evoked
by paired electrical stimulation at a frequency of 10 Hz and 100 Hz; CT, contraction time; MRFD, maximal rate of force development; RT0.5, half-relaxation
time; MRR, maximal rate of relaxation; Mwave ampl, maximal M-wave amplitude; TT, time trial. Statistical analysis was performed using two-way ANOVA with
repeated measures followed by a Duncan’s new multiple range test. *Significantly different from the corresponding PLA. †Significantly different from baseline
and pre-TT.

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CAFFEINE INCREASES PERIPHERAL FATIGUE ACCUMULATION 1497

Fig. 3. Percentage of change from baseline to post time trial


for maximum isometric voluntary contraction (MVC; A);
voluntary activation (VA; B); potentiated quadriceps twitch
torque evoked by single (Qtwpot; C) and paired pulses at 10
Hz (Qtw10; D) and 100 Hz (Qtw100; E); and maximal
M-wave amplitude (Mwave ampl; F) in the placebo (PLA) and
caffeine (CAF) conditions. *Significantly different from
PLA. Statistical analysis was performed using two-way
ANOVA with repeated measures followed by a Duncan’s
new multiple range test.

to a greater amount of work performed above CP and improved a middle-distance TT might be obtained by internal and/or
performance. A higher end-exercise peripheral fatigue, how- external environmental changes.
ever, was noted when TT was performed under caffeine influ- The higher performance and the consequent greater total
ence, but this increased level of peripheral fatigue was not amount of work performed above CP under the experimental
associated with the increased amount of work performed above condition may be explained by the central effects of caffeine.
CP. This is the first study showing that caffeine improves Although RPE was similar between conditions (Fig. 4D), the
exercise capacity but at the expense of an exaggerated level of higher average PO with a similar RPE during the caffeine trial
end-exercise locomotor muscle fatigue. indicates a lower PO/RPE ratio (6, 42, 55). Moreover, the
Caffeine ingestion reduced time to complete the 4-km cy- higher muscle recruitment, as suggested by the greater mean
cling TT by ~2% confirming previous reports (55, 56). Pacing RMSTT throughout the trial (Fig. 1B), further supports a
adopted by all subjects in the present study was a U-shaped PO beneficial central effect of caffeine in terms of exercise per-
profile (Fig. 1A), which is also in accordance with results from formance. The most recognized central effect of caffeine is its
other studies with 4-km cycling TT (29, 55, 56). Caffeine antagonistic action on adenosine receptors in the central ner-
supplementation increased mean PO during the trial without vous system (23), which results in a reduced effort perception
changing the pacing strategy, but it is interesting to note that (25, 26). Caffeine may also have hypoalgesic effects, which
the points where work above CP was higher with caffeine could increase tolerance for discomfort during exercise (25). In
when compared with the placebo were in the first and last 400 addition, a greater motor-evoked potential, self-sustained firing
m (Fig. 2A). This might indicate that an optimal work output of motor units, and increased spinal excitability with caffeine
during these two critical points increases overall performance consumption have been reported (46, 69, 70). Caffeine, when
during the TT. This is in agreement with recent studies report- consumed at physiological doses, increases neural excitability
ing that augmenting deceptive feedback (i.e., following an and the release of excitatory neurotransmitters, reducing the
avatar set at a PO 2% higher than baseline) improves overall threshold of neural activation (30, 31). Caffeine also increases
performance for allowing increase PO either at the first (1) or the serotonin concentration in the raphe nucleus, which plays
last (27) part of a middle-distance TT. This is also in accor- an important role in transmitting the signal coming from the
dance with studies showing that “enforcing” a faster start motor cortex to the exercising muscles (8). Together, these
improves overall performance during middle-distance TT (1, effects of caffeine on motor cortex and/or spinal excitability
9). However, it is not known whether an “enforced” final sprint seem to contribute to the increase in muscle recruitment and
would improve overall performance. Together, these findings the subsequent greater amount of work performed above CP.
suggest that during a complexly regulated, middle-distance It is tempting to suggest that these caffeine-induced effects
cycling TT, maximum performance in the first and last parts of on the muscle recruitment resulting in increased total work

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1498 CAFFEINE INCREASES PERIPHERAL FATIGUE ACCUMULATION

Fig. 4. Response of V̇O2 (A), V̇CO2 (B), heart rate (HR; C), and rate of perceived exertion (RPE; D) during the time trial (TT) in the placebo (PLA) and caffeine
(CAF) conditions. Data are reported as means ⫾ SE (n ⫽ 11). Horizontal dashed line in A represents the V̇O2max achieved at the end of the maximal incremental
test. †Significantly higher than 400 m for both conditions. ‡Significantly higher than 400, 800, and 1,200 m for both conditions. §Higher than preceding point
for both conditions. Statistical analysis was performed using two-way ANOVA with repeated measures followed by a Duncan’s new multiple range test for
comparison between the distance points.

performed above CP led to greater peripheral fatigue. The lease from the sarcoplasmic reticulum during muscle contrac-
increases in total work performed above CP, however, were not tions (62). These improved muscle functions may reduce
related to the increases in peripheral fatigue indexes after muscle sensory signals to the brain, enabling greater muscle
caffeine ingestion (⌬ of changes). These suggest that a higher recruitment with a consequent higher degree of end-exercise
peripheral fatigue after caffeine ingestion is not directly related peripheral fatigue.
to the prior higher work performed above CP. However, these A similar reduction in MVC between caffeine and the
data indicate that a given critical peripheral threshold can be placebo after the TT indicates that overall fatigue accumulation
surpassed with oral caffeine. It should also be noted that was similar between conditions (Fig. 3A). Some alteration in
caffeine increases end-exercise decline in quadriceps twitch muscle activation and/or excitation-contraction coupling may
force when stimulated at low (10 Hz) but not at high frequency have occurred to compensate the higher peripheral fatigue with
(100 Hz) (Fig. 3, D and E, respectively). Caffeine increases caffeine to preserve a similar reduction in MVC. No significant
low-frequency force (63), perhaps by increasing calcium re- changes in VA after the trial for both placebo and caffeine

Table 3. Blood pH, and plasma lactate and ammonia at baseline, pre-TT, and post-TT for CAF and PLA conditions
Baseline Pre-TT Post-TT

PLA CAF PLA CAF PLA CAF

pH 7.36 ⫾ 0.1 7.35 ⫾ 0.1 7.36 ⫾ 0.1 7.36 ⫾ 0.1 7.18 ⫾ 0.1† 7.19 ⫾ 0.1†
Lactate, mmol/l 1.3 ⫾ 0.1 1.2 ⫾ 0.1 1.2 ⫾ 0.1 1.3 ⫾ 0.1 12.6 ⫾ 0.9† 13.8 ⫾ 1.1†
Ammonia, ␮mol/l 41.9 ⫾ 7.5 34.3 ⫾ 5.6 41.2 ⫾ 10.5 34.1 ⫾ 7.4 78.4 ⫾ 12.0† 91.5 ⫾ 13.7†
Data are expressed as means ⫾ SE; n ⫽ 11. PLA, placebo; CAF, caffiene; TT, time trial. †Post-TT significantly different from baseline and pre-TT in both
conditions (P ⬍ 0.05). Statistical analysis was performed using two-way ANOVA with repeated-measures followed by a Duncan’s new multiple range test.

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CAFFEINE INCREASES PERIPHERAL FATIGUE ACCUMULATION 1499
suggest that there was no central fatigue after the trial and well-trained and professional athletes remains unknown, as the
caffeine did not increase maximal muscle activation (Fig. 3B). caffeine effect might be reduced with an increase in the
Membrane excitability, as represented by the M wave, in- performance level, particularly during evening trials (14).
creased after the trial under both conditions (Fig. 3F), corrob- In conclusion, caffeine increases muscle recruitment and
orating previous findings for high-intensity exercise (32, 64). consequently the amount of work performed above CP and PO,
The reason for this increased M wave after exercise is not improving exercise performance. This increased performance,
clear, but it has been demonstrated that an epinephrine-induced however, might result in a higher accumulation of peripheral
increase in Na⫹-K⫹ pump activity (22), as probably happens fatigue.
during a high-intensity exercise, that might increase the mem-
brane potential (38), would explain the increased M wave ACKNOWLEDGMENTS
found here and elsewhere (32, 64). M-wave increases were L. C. Felippe, G. A. Ferreira, and S. K. Learsi are grateful to Coordination
higher for caffeine, however, which suggests that a potential for the Improvement of Higher Education Personnel (CAPES) for scholarships.
effect of caffeine on membrane excitability may have pre- We all thank Markus Amann and Dr. Marcos Silva-Cavalcante for advice and
critical feedback on the paper. The English text of this paper has been revised
vented a more pronounced reduction in MVC and Qtw. Caf- by Sidney Pratt (Recife, Brazil), Master of Arts in Teaching Program at The
feine has been reported to decrease extracellular K⫹ accumu- Johns Hopkins University, and Royal Society of Arts Diploma-Teachers of
lation after high-intensity exercise, which may preserve muscle English as a Foreign Language Program at Cambridge University.
fiber membrane excitability (51, 58).
One aspect that should be taken into account in our study GRANTS
is the possible influence of the protocol identifying CP. The This work was supported by the Brazilian National Council for Scientific
CP was identified during severe-intensity, constant-load and Technological Development (Special Visitor Researcher Of Science With-
exercises, while the amount of work performed above CP out Borders Program Process No. 406201/2013-7).
was measured during a self-paced exercise. This implies that DISCLOSURES
CP was constant during whole TT and no different from the
constant-load exercise. While we are not aware of any study No conflicts of interest, financial or otherwise, are declared by the authors.
verifying CP changes during a TT, a recent study has AUTHOR CONTRIBUTIONS
suggested that the CP derived from the self-paced protocol
was greater than CP derived from the constant-load protocol L.C.F., R.C.B., and A.E.L.-S. conceived and designed research; L.C.F.,
G.A.F., S.K.L., and A.E.L.-S. performed experiments; L.C.F., D.B., and
(11). This suggests that CP may have been underestimated, A.E.L.-S. analyzed data; L.C.F., D.B., R.C.B., and A.E.L.-S. interpreted results
and consequently, in the present study, the amount of work of experiments; L.C.F. and A.E.L.-S. prepared figures; L.C.F., R.C.B., and
output above CP was overestimated. However, any effect of A.E.L.-S. drafted manuscript; L.C.F., G.A.F., S.K.L., and A.E.L.-S. edited and
protocol estimating CP should affect the amount of work revised manuscript; L.C.F., G.A.F., S.K.L., D.B., R.C.B., and A.E.L.-S.
approved final version of manuscript.
above CP similarly under both conditions. Another aspect
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