net/publication/49767117
Article in The journal of maternal-fetal & neonatal medicine: the official journal of the European Association of Perinatal Medicine, the Federation of Asia and Oceania Perinatal Societies,
the International Society of Perinatal Obstetricians · December 2011
DOI: 10.3109/14767058.2010.550350 · Source: PubMed
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SINAN USLU1, HAMUS OZDEMIR2, ALI BULBUL1, SERDAR COMERT1, EMRAH CAN1, &
ASIYE NUHOGLU1
1
Division of Neonatology, Department of Pediatrics, Sisli Etfal Children Hospital, Istanbul, Turkey and 2Division of Neonatology,
Department of Pediatrics, Diyarbakir Children Hospital, Diyarbakir, Turkey
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Abstract
Objectives. To evaluate the clinical characteristics and risk factors of symptomatic and asymptomatic polycythemic neonates
performed partial exchange transfusion (PET) and to determine the time of resolution of symptoms and effect of PET on short-
term morbidity.
Methods. This prospective cohort study was conducted with symptomatic (hematocrit; Hct 465% plus a clinical symptom) and
asymptomatic (Hct level 470% without any symptoms) neonates who underwent PET due to polycythemia.
Results. Among the patients performed PET, 43 (69.3%) were symptomatic and 19 (30.7%) asymptomatic. Persistent pulmonary
hypertension and minor problems like hypoglycemia, hypocalcemia, hyperbilirubinemia, and thrombocytopenia improved in all
patients within 24 h, 2.5 + 1.0, 3.1 + 1.4, 56.2 + 16.9, and 53.5 + 10.5 h, respectively, after PET (in except one symptomatic
neonate with hypoglycemia). In symptomatic group, in three patients with suspected necrotizing enterocolitis (NEC) prior to PET
For personal use only.
stage IIa NEC developed. No other clinical and ultrasonographic findings were observed after PET.
Conclusions. Early morbidities, due to polycythemia may be reversed with PET within a short time. PET did not increase or cause
any complications except NEC. The issue that either NEC was a sign of polycythemia or a complication of PET could not be
definitely outlined.
unit, giving medical support to a region with approximately ultrasonographic (US) and Doppler examinations were
200,000 births per year. Since the hospital does not have an performed before and within 24–72 h after PET. Blood
obstetrics clinic, all the hospitalized neonates are transferred samples for whole blood count, electrolytes, renal, and hepatic
from other hospitals. Written and verbal informed consent function tests were collected before and 2, 6, 12, 24, 36, 48,
was taken from parents during hospitalization and before any and 72 h after the procedure. After PET, the feeding was
drug treatment or invasive procedure according to the initiated every 2 h with control of residue and, tachypnea,
guidelines of Turkish Neonatology Society. Every neonate’s irritability, lethargy, and cyanosis were screened every hour.
gestational age is determined by using New Ballard Scoring
System and term neonates are evaluated for fetal malnutrition Morbidity and improvement definition
using Clinical Assessment of Nutritional Status (CANS) Metabolic problems [such as hypoglycemia (plasma glucose
scoring system. level 535 mg/dl) [10] and hypocalcemia (serum total Ca
From all the neonates who were referred to NICU, a concentration 58 mg/dl in term infants or 57 mg/dl in
capillary Hct sample was obtained. A central venous Hct preterm infants) [12]], hyperbilirubinemia (defined by Amer-
sample was collected if capillary Hct level was 465%. All the ican Academy of Pediatrics recommendation) [13], thrombo-
neonates were hospitalized if the central venous Hct level cytopenia (5100,000/mm3) [10], respiratory distress, poor
was 465%. From all hospitalized patients, blood samples sucking, feeding intolerance, cyanosis, irritability, and lethargy
were collected for complete blood count, biochemical tests, which did not need to be treated after PET were accepted as
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hemoculture, and C-reactive protein. Chest X-ray, cranial, minor problems. Metabolic problems and thrombocytopenia
and abdominal US were performed. Electrocardiography which need treatment in addition to PET, intracranial
(ECG) and echocardiography (ECHO) were done if neces- hemorrhage (ICH), renal vein thrombosis (RVT), adrenal
sary. The neonates who did not have any pathological disease hematoma, NEC (defined according to Bell criteria) [14] and
except polycythemia were included in this study. persistent pulmonary hypertension (PPH) (increased pulmon-
ary vascular resistance, right-to-left shunting, and severe
The indications and the procedure of PET hypoxemia without evidence of congenital heart disease
The current standard neonatal practice for performing a PET diagnosed by ECHO) were accepted as major problems.
is a symptomatic newborn with a Hct level of 65% or more or Improvement of problems were defined by the following
an asymptomatic newborn with a Hct level of 70% or more criteria; hypoglycemia: plasma glucose level 450 mg/dl,
[9]. In this study, PET was performed according to the hypocalcemia: serum total Ca concentration 48 mg/dl in
following criteria: term infants or 47 mg/dl in preterm infants, hyperbilirubine-
For personal use only.
problems (19/43, 44.2%), tachypnea (14/43, 32.6%), irrit- plethoric appearance (7/19, 36.8%) was observed, and two
ability (4/43, 9.3%), cyanosis (3/43, 7%), jaundice (2/43, patients (2/19, 10.5%) did not have any clinical sign.
4.6%), and lethargy (1/43, 2.3%) were encountered where as The minor and major problems were determined before
in asymptomatic patients; jaundice (10/19, 52.7%) and and after PET and findings were shown in Table III. The
minor problems encountered in the symptomatic group
before PET disappeared in all patients after PET except one
Table I. Characteristics of patients. neonate with hypoglycemia. Glucose infusion (12 mg/kg/
min) was given for 3 days due to hypoglycemia in only one
Symptomatic Asymptomatic neonate who was a small for gestational age (SGA) newborn
patients patients and had fetal malnutrition. During follow-up of this neonate
Characteristics (n ¼ 43) (n ¼ 19) p-value
any other problem was not observed. Bleeding was not
Hct before PET (%)* 71.3 + 4.1 73.4 + 2.1 0.03 observed among the thrombocytopenic neonates. Four patients
Gestation age (week)* 39.4 + 2.3 39.2 + 2.5 0.58 with grade-I ICH were found before PET; in one neonate ICH
Birthweight (g)* 3190.2 + 697.2 3133.7 + 714.7 0.57 was shown to regress while the extent of ICH did not change in
Delivery route, 19 (44.1) 8 (42.1) 0.88 other three of them. The neonates with ICH who were 35–36
Cesarean, n (%)
gestational weeks delivered by prolonged labor. In the
Gender, Male, n (%) 22 (51.1) 11 (57.8) 0.62
symptomatic group, the two patients with adrenal hematoma
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*Values given as mean + SD. mmHg, respectively) was determined by ECHO. After PET
Maternal risk factors Symptomatic patients (n ¼ 43) Asymptomatic patients (n ¼ 19) Total (n ¼ 62) p-value
Maternal age (years), n (%)
520 9 (20.9) 4 (21.1) 13 (20.9) 6 (9.7) 0.68
435 4 (9.3) 2 (10.5) 6 (9.7)
No antenatal care, n (%) 11(25.6) 6 (31.5) 17 (27.4) 0.62
Chronic disease, n (%) 15 (34.9) 3 (15.7) 18 (29) 0.12
Smoking, n (%) 8 (18.6) 5 (26.3) 13 (20.9) 0.49
Table III. The minor and major problems before and after partial exchange transfusion.
Findings* Before PET After PET Before PET After PET Before PET After PET
Minor problems, n (%)
Hypoglycemia 26 (60.5) 1 (2.3) – – – –
Hypocalcemia 7 (16.3) – 4 (21.0) – 0.65 –
Hyperbilirubinemia 17 (39.5) – 8 (42.1) – 0.84 –
Thrombocytopenia 12 (27.9) – 1 (5.3) – 0.04 –
Feeding problems 19 (44.2) – – – – –
Tachypnea 14 (32.6) – – – – –
Irritability and lethargy 5 (11.6) – – – – –
Cyanosis 3 (7) – – – – –
Major problems, n (%)
Intracranial hemorrhage 4 (9.3) 3 (6.9) – – – –
Renal vein thrombosis 1 (2.3) 1 (2.3) – – – –
Adrenal hematoma 2 (4.6) 2 (4.6) – – – –
Persistent pulmonary hypertension 2 (4.6) – – – – –
Necrotizing enterocolitis 3 (6.9) 3 (6.9) – – – –
Table IV. The resolution time of minor problems in both groups after PET.
Asymptomatic group
Symptomatic group (n ¼ 43) (n ¼ 19) Both groups (n ¼ 62)
(24 h later), control ECHO showed that the findings of PPH PET and it has shown that PET is efficient about improve-
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regressed (PAP 15 mmHg and 12 mmHg, respectively). ment of the feeding problems.
In the asymptomatic group, all of the minor problems Polycythemia has been associated with neonatal ischemic
diminished after PET and no other additional problems were lesions, often complicated by hemorrhage via leading throm-
seen. No major problems were established in the asympto- bosis [18,19]. Increased cerebrovascular resistance and
matic group before and after PET. The improvement of mean diminished cerebral blood flow (CBF) velocity, determined
time of minor problems in both groups after PET was by Doppler studies, have been observed in polycythemic
presented in Table IV. infants [20,21]. Decreased CBF and oxygen delivery have
been shown in animal experimental studies [22]. In our study,
the patients with ICH were nearterm neonates with a history
Discussion of prolonged labor. Therefore, we could not conclude that
Neonatal polycythemia is associated with possible short-term polycythemia was the only factor for occurrence of ICH. In
and long-term morbidity in affected newborns. In the our study the rate of ICH did not increase after PET, it may
For personal use only.
neonatal period, the only specific treatment to prevent from signify that PET does not have a negative effect on ICH.
severe morbidity of polycythemia is PET [5]. In recent The possible effect of polycythemia (especially thrombus
systematic reviews and meta-analysis, it is reported that formation) about the occurrence of RVT is not clear. Whereas
during long-term follow-up, PET did not have a positive in some studies it has been reported that elevated Hct levels
effect on the neurodevelopmental outcome. Therefore, might cause to decrease renal blood flow owing to the others
benefits of PET are unclear [6,10]. This situation raises they might have no effects on renal blood flow, but renal
questions about the efficacy of PET among health-care plasma flow is diminished, resulting in a lower glomerular
professionals giving neonatal care. In our study, we aimed to filtration rate [4,23,24]. In our study, RVT was found before
evaluate the medical problems observed before and after PET PET in one patient. No etiological factors for formation of
and determine the time of resolution of minor problems and RVT were detected in this patient. It was difficult to tell that
effect of PET on short-term morbidity. polycythemia was a causative factor for the development of
Hakanson and Oh [15] reported that hyperviscosity may be RVT. Since the extent of RVT did not change after PET, we
a factor leading to ischemia in the gastrointestinal tract with have concluded that PET did not have either a positive or
subsequent development of NEC. In the animal experimental negative effect on RVT.
models, it has been shown that polycythemia causes ischemic In both animal and human studies, it has been shown that
bowel necrosis by decreasing blood flow in the gastrointestinal polycythemia caused by decreasing pulmonary blood flow and
system [16]. In addition, NEC was found to be related to increasing the pulmonary pressure [25,26]. In cases of PPH
polycythemia at a rate of 58% among the neonates with birth caused by polycythemia and hyperviscosity, it has been
weight 4 2000 g. In one study, polycythemia has been shown reported that decreasing Hct values might lead to reestablish-
to be an important risk factor for the development of NEC in ment of pulmonary blood flow [4]. In our study, PPH totally
the term newborns [17]. On the other hand, it was reported diminished in two patients after PET so that it has been
that NEC developed in neonates who were performed PET thought PET might be beneficial in treating PPH caused by
due to polycythemia and the risk increased if the procedure polycythemia.
was done by an umbilical venous catheter [6–8]. But it is not In polycythemia, the mechanism for the development of
clear whether polycythemia or PET is the causative factor for thrombocytopenia is still unclear, although it is suggested that
the development of NEC. In our study, NEC progressed to an increase in platelet adhesiveness and a decrease in the
higher stages in three symptomatic patients after PET. All lifespan of platelets play a role in the development of
these neonates had high Hct levels and feeding intolerance thrombocytopenia. Among the polycythemic newborns, throm-
before PET with NEC (stage Ia). Stage IIa NEC was bocytopenia is shown to be related with the severity of
determined progressively after PET. Our findings suggest symptoms and thought to be a marker of hyperviscosity [27].
that PET performed via umbilical vein catheterization in Correlatively, in our study, thrombocytopenia was detected
symptomatic polycythemia may either cause formation of more common in symptomatic group than asymptomatic group
NEC or worsening of NEC symptoms. For more precise (27.9% versus 5.3% patient). This evidence proved the idea that
evaluation, studies with higher number of patients are thrombocytopenia is related with the severity of symptoms. The
required. In our study, feeding problems disappeared after present study does not reveal the cause of thrombocytopenia,
1496 S. Uslu et al.
although the rapid rise of platelet counts following PET indicate Declaration of interest: The authors report no conflicts of
the presence of reversibly dissociable platelet aggregates or interest. The authors alone are responsible for the content and
clumps that form in the smaller vessels that disaggregate and writing of the paper.
return to the circulation following procedure.
Hypoglycemia, frequently encountered in the polycythe-
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