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The evaluation of polycythemic newborns: Efficacy of partial exchange


transfusion

Article  in  The journal of maternal-fetal & neonatal medicine: the official journal of the European Association of Perinatal Medicine, the Federation of Asia and Oceania Perinatal Societies,
the International Society of Perinatal Obstetricians · December 2011
DOI: 10.3109/14767058.2010.550350 · Source: PubMed

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The Journal of Maternal-Fetal and Neonatal Medicine, December 2011; 24(12): 1492–1497
Ó 2011 Informa UK, Ltd.
ISSN 1476-7058 print/ISSN 1476-4954 online
DOI: 10.3109/14767058.2010.550350

The evaluation of polycythemic newborns: efficacy of partial exchange


transfusion

SINAN USLU1, HAMUS OZDEMIR2, ALI BULBUL1, SERDAR COMERT1, EMRAH CAN1, &
ASIYE NUHOGLU1
1
Division of Neonatology, Department of Pediatrics, Sisli Etfal Children Hospital, Istanbul, Turkey and 2Division of Neonatology,
Department of Pediatrics, Diyarbakir Children Hospital, Diyarbakir, Turkey
J Matern Fetal Neonatal Med Downloaded from informahealthcare.com by Dr. Sinan Uslu on 11/09/11

Abstract
Objectives. To evaluate the clinical characteristics and risk factors of symptomatic and asymptomatic polycythemic neonates
performed partial exchange transfusion (PET) and to determine the time of resolution of symptoms and effect of PET on short-
term morbidity.
Methods. This prospective cohort study was conducted with symptomatic (hematocrit; Hct 465% plus a clinical symptom) and
asymptomatic (Hct level 470% without any symptoms) neonates who underwent PET due to polycythemia.
Results. Among the patients performed PET, 43 (69.3%) were symptomatic and 19 (30.7%) asymptomatic. Persistent pulmonary
hypertension and minor problems like hypoglycemia, hypocalcemia, hyperbilirubinemia, and thrombocytopenia improved in all
patients within 24 h, 2.5 + 1.0, 3.1 + 1.4, 56.2 + 16.9, and 53.5 + 10.5 h, respectively, after PET (in except one symptomatic
neonate with hypoglycemia). In symptomatic group, in three patients with suspected necrotizing enterocolitis (NEC) prior to PET
For personal use only.

stage IIa NEC developed. No other clinical and ultrasonographic findings were observed after PET.
Conclusions. Early morbidities, due to polycythemia may be reversed with PET within a short time. PET did not increase or cause
any complications except NEC. The issue that either NEC was a sign of polycythemia or a complication of PET could not be
definitely outlined.

Keywords: Newborn, partial exchange transfusion, polycythemia

Introduction morbidity (such as necrotizing enterocolitis (NEC)) itself [6–8].


A long-term follow-up meta-analysis study has not shown any
Polycythemia is defined as increased total red blood cell mass potential beneficial effects of PET for prevention of neurolo-
(central venous hematocrit (Hct) 465% or venous hemoglo- gical sequelae [9,10]. Although there are data to indicate that
bin 422 g/dl in a neonate), may cause serious morbidity in the long-term outcomes are not improved in infants receiving
newborns if not diagnosed and treated efficiently [1]. Incidence this intervention, it is an effective method for lowering the Hct,
is reported as 1.5–4% among all live births [2]. The main alleviating viscosity by returning cerebral blood flow velocity to
causative mechanism of the clinical findings is the hypervisc- normal, and reversing or improving associated clinical findings
osity which occurs due to diminished perfusion developing [11]. Therefore, there are some controversies about perform-
secondary to resistance to blood flow. A linear relation is found ing PET in polycythemic newborns.
between hyperviscosity and Hct values 465% [3]. As viscosity The aim of the study is to evaluate the symptomatic and
increase, the tissue oxygenation is disrupted due to diminished asymptomatic polycythemic neonates performed PET and, to
microcirculation and if this condition is not treated may lead to determine the time of resolution of symptoms and effect of
morbidity. Otherwise, some clinicians noted that the elevated PET on short-term morbidity.
hemoglobin and Hct are associated with an increase in the
arterial oxygen content. It is the increase in arterial oxygen
content, not the hyperviscosity, that is, directly responsible for Material and methods
the decreased blood flow in the brain and heart as well as
cardiac output [4]. Study design
A partial exchange transfusion (PET) is the only specific The study was conducted in the neonatal intensive care unit
therapy for prevention of possible morbidities [5]. However (NICU) of Diyarbakir Children Hospital, between 1 February
there are many reports stating that PET may be a cause of 2007 and 30 April 2008. Our hospital’s NICU is a referral

(Received 17 October 2010; revised 28 November 2010; accepted 20 December 2010)


Correspondence: Sinan Uslu, M.D., Specialist in Neonatology, Division of Neonatology, Department of Pediatrics, Sisli Etfal Children Hospital,
Halaskargazi Cad. Sisli, 34360, Istanbul, Turkey and Darusafaka mah. Acelya sok. Yonca sit. 1B blok D:9 34460, Istinye, Istanbul, Turkey.
Fax: þ90-212-234-11-21. GSM: þ90-532-737-00-15. E-mail: sinanuslumd@hotmail.com
Partial exchange transfusion in polychytemic newborns 1493

unit, giving medical support to a region with approximately ultrasonographic (US) and Doppler examinations were
200,000 births per year. Since the hospital does not have an performed before and within 24–72 h after PET. Blood
obstetrics clinic, all the hospitalized neonates are transferred samples for whole blood count, electrolytes, renal, and hepatic
from other hospitals. Written and verbal informed consent function tests were collected before and 2, 6, 12, 24, 36, 48,
was taken from parents during hospitalization and before any and 72 h after the procedure. After PET, the feeding was
drug treatment or invasive procedure according to the initiated every 2 h with control of residue and, tachypnea,
guidelines of Turkish Neonatology Society. Every neonate’s irritability, lethargy, and cyanosis were screened every hour.
gestational age is determined by using New Ballard Scoring
System and term neonates are evaluated for fetal malnutrition Morbidity and improvement definition
using Clinical Assessment of Nutritional Status (CANS) Metabolic problems [such as hypoglycemia (plasma glucose
scoring system. level 535 mg/dl) [10] and hypocalcemia (serum total Ca
From all the neonates who were referred to NICU, a concentration 58 mg/dl in term infants or 57 mg/dl in
capillary Hct sample was obtained. A central venous Hct preterm infants) [12]], hyperbilirubinemia (defined by Amer-
sample was collected if capillary Hct level was 465%. All the ican Academy of Pediatrics recommendation) [13], thrombo-
neonates were hospitalized if the central venous Hct level cytopenia (5100,000/mm3) [10], respiratory distress, poor
was 465%. From all hospitalized patients, blood samples sucking, feeding intolerance, cyanosis, irritability, and lethargy
were collected for complete blood count, biochemical tests, which did not need to be treated after PET were accepted as
J Matern Fetal Neonatal Med Downloaded from informahealthcare.com by Dr. Sinan Uslu on 11/09/11

hemoculture, and C-reactive protein. Chest X-ray, cranial, minor problems. Metabolic problems and thrombocytopenia
and abdominal US were performed. Electrocardiography which need treatment in addition to PET, intracranial
(ECG) and echocardiography (ECHO) were done if neces- hemorrhage (ICH), renal vein thrombosis (RVT), adrenal
sary. The neonates who did not have any pathological disease hematoma, NEC (defined according to Bell criteria) [14] and
except polycythemia were included in this study. persistent pulmonary hypertension (PPH) (increased pulmon-
ary vascular resistance, right-to-left shunting, and severe
The indications and the procedure of PET hypoxemia without evidence of congenital heart disease
The current standard neonatal practice for performing a PET diagnosed by ECHO) were accepted as major problems.
is a symptomatic newborn with a Hct level of 65% or more or Improvement of problems were defined by the following
an asymptomatic newborn with a Hct level of 70% or more criteria; hypoglycemia: plasma glucose level 450 mg/dl,
[9]. In this study, PET was performed according to the hypocalcemia: serum total Ca concentration 48 mg/dl in
following criteria: term infants or 47 mg/dl in preterm infants, hyperbilirubine-
For personal use only.

mia: improvement was defined according to recommendation


1. Symptomatic neonates with a Hct 465% of American Academy of Pediatrics, thrombocytope-
(a) Feeding problems (feeding intolerance and poor nia: 4100,000/mm3.
sucking): vomiting, residuals more than 30% of the
last feeding or absent of sucking reflex in 2 h of Statistical analysis
admissions. The symptomatic and asymptomatic patients were compared
(b) Cyanosis: not related to any congenital heart disease regarding minor and major problems before or after PET.
or pulmonary pathology by using chest X-ray, ECG, Statistical package for social sciences (SPSS) for Windows
and ECHO. 11.5 was used for the statistical analysis of data. Chi-square
(c) Respiratory distress: no any primary lung and test, Mann–Whitney U and Spearman’s correlation test were
cardiac disease. used and p 5 0.05 was accepted as significant.
(d) Hypoglycemia: persistence of blood glucose levels
below 35 mg/dl.
2. Asymptomatic neonates with Hct level 470% Results
During the study period, 3428 patients were hospitalized in
Definition of the patient population: Symptomatic group; the NICU. The neonates with a Hct between 65% and 70%
the neonates with a Hct level 465% and who met at least one and without any symptoms (n ¼ 15) were managed by
of the PET criteria. Asymptomatic group; the neonates with a enhancing the fluid intake and repeating the Hct measure-
Hct level 470% and who did not have any symptoms ment every 4–6 h. Since these patients did not need PET and
including the PET criteria (poor sucking, feeding intolerance, they were discharged, they were not included in the study.
cyanosis, respiratory distress, and hypoglycemia). Sixty-two (1.8%) neonates who met the inclusion criteria and
Selected both group of infants were treated with PET using underwent PET comprised the study group. Of the 62
0.9% NaCl. PET was performed with umbilical vein catheter patients, 43 (69.3%) were in symptomatic group, whereas
under sterile conditions. The exchange volume in milliliters 19 (30.7%) were in asymptomatic group. The demographic
was calculated by the following standard formula (PET clinical features were shown in Table I and maternal risk
volume ¼ blood volume (ml/kg) 6 [(observed Hct – desired factors in Table II. In the asymptomatic patients the mean Hct
Hct (55)/observed Hct]. level before PET was found to be higher (p ¼ 0.03).
Symptomatic neonates were admitted to the hospital later
Data collection than the asymptomatic group (p ¼ 0.04). The median Hct
The demographic features (birth weight, gestational week, level in symptomatic patients with a major problem (n ¼ 12)
type of delivery, gender, fetal malnutrition, hospitalization was found to be 73.5% (range: 71–82%). The other
time, history of home delivery, maternal age, and history of demographic features were not different between the two
antenatal care) were documented. Maternal diseases like groups (Tables I and II).
diabetes mellitus, cardiac, respiratory, or renal diseases were The referral reasons of the neonates at the time of
defined as chronic disorders. Transcranial and abdominal admission were as follows: in symptomatic patients; feeding
1494 S. Uslu et al.

problems (19/43, 44.2%), tachypnea (14/43, 32.6%), irrit- plethoric appearance (7/19, 36.8%) was observed, and two
ability (4/43, 9.3%), cyanosis (3/43, 7%), jaundice (2/43, patients (2/19, 10.5%) did not have any clinical sign.
4.6%), and lethargy (1/43, 2.3%) were encountered where as The minor and major problems were determined before
in asymptomatic patients; jaundice (10/19, 52.7%) and and after PET and findings were shown in Table III. The
minor problems encountered in the symptomatic group
before PET disappeared in all patients after PET except one
Table I. Characteristics of patients. neonate with hypoglycemia. Glucose infusion (12 mg/kg/
min) was given for 3 days due to hypoglycemia in only one
Symptomatic Asymptomatic neonate who was a small for gestational age (SGA) newborn
patients patients and had fetal malnutrition. During follow-up of this neonate
Characteristics (n ¼ 43) (n ¼ 19) p-value
any other problem was not observed. Bleeding was not
Hct before PET (%)* 71.3 + 4.1 73.4 + 2.1 0.03 observed among the thrombocytopenic neonates. Four patients
Gestation age (week)* 39.4 + 2.3 39.2 + 2.5 0.58 with grade-I ICH were found before PET; in one neonate ICH
Birthweight (g)* 3190.2 + 697.2 3133.7 + 714.7 0.57 was shown to regress while the extent of ICH did not change in
Delivery route, 19 (44.1) 8 (42.1) 0.88 other three of them. The neonates with ICH who were 35–36
Cesarean, n (%)
gestational weeks delivered by prolonged labor. In the
Gender, Male, n (%) 22 (51.1) 11 (57.8) 0.62
symptomatic group, the two patients with adrenal hematoma
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Growth pattern, n (%)


SGA 9 (20.9) 5 (26.3) 0.73 and one patient with RVT which were detected before PET,
AGA 25 (58.1) 9 (47.3) any additional finding was not observed after PET. The
LGA 9 (20.9) 5 (26.3) neonates with adrenal hematoma were born from primipara
Fetal malnutrition, n (%) 7 (16.2) 3 (15.7) 0.96 mothers by vaginal route with a history of prolonged labor.
Admitted time, n (%) There was no any causative factor in one baby with RVT. Three
524 h 14 (32.5) 12 (63.1) 0.04 patients with feeding intolerance who were accepted as stage Ia
24–48 h 13 (30.2) 5 (26.3) NEC before PET got worse clinically and stage II NEC
448 h 16 (37.3) 2 (10.6) progressively developed after PET. The Hct values of these
Home deliveries, n (%) 8 (18.6) 4 (21) 0.82
neonates were 79%, 80%, and 81% and all of the patients
PET: partial exchange transfusion, Hct: hematocrit, LGA: large for recovered with medical treatment. In two patients presenting
gestational age, SGA: small for gestational age, AGA: appropriate for with tachypnea and Hct values of 74% and 75%, respectively,
gestational age. PPH (pulmonary artery pressure (PAP) of 45 mmHg and 47
For personal use only.

*Values given as mean + SD. mmHg, respectively) was determined by ECHO. After PET

Table II. Maternal risk factors of infants.

Maternal risk factors Symptomatic patients (n ¼ 43) Asymptomatic patients (n ¼ 19) Total (n ¼ 62) p-value
Maternal age (years), n (%)
520 9 (20.9) 4 (21.1) 13 (20.9) 6 (9.7) 0.68
435 4 (9.3) 2 (10.5) 6 (9.7)
No antenatal care, n (%) 11(25.6) 6 (31.5) 17 (27.4) 0.62
Chronic disease, n (%) 15 (34.9) 3 (15.7) 18 (29) 0.12
Smoking, n (%) 8 (18.6) 5 (26.3) 13 (20.9) 0.49

Table III. The minor and major problems before and after partial exchange transfusion.

Symptomatic patients Asymptomatic patients


(n ¼ 43) (n ¼ 19) p-value

Findings* Before PET After PET Before PET After PET Before PET After PET
Minor problems, n (%)
Hypoglycemia 26 (60.5) 1 (2.3) – – – –
Hypocalcemia 7 (16.3) – 4 (21.0) – 0.65 –
Hyperbilirubinemia 17 (39.5) – 8 (42.1) – 0.84 –
Thrombocytopenia 12 (27.9) – 1 (5.3) – 0.04 –
Feeding problems 19 (44.2) – – – – –
Tachypnea 14 (32.6) – – – – –
Irritability and lethargy 5 (11.6) – – – – –
Cyanosis 3 (7) – – – – –
Major problems, n (%)
Intracranial hemorrhage 4 (9.3) 3 (6.9) – – – –
Renal vein thrombosis 1 (2.3) 1 (2.3) – – – –
Adrenal hematoma 2 (4.6) 2 (4.6) – – – –
Persistent pulmonary hypertension 2 (4.6) – – – – –
Necrotizing enterocolitis 3 (6.9) 3 (6.9) – – – –

*A single patient may have more than one finding.


Partial exchange transfusion in polychytemic newborns 1495

Table IV. The resolution time of minor problems in both groups after PET.

Asymptomatic group
Symptomatic group (n ¼ 43) (n ¼ 19) Both groups (n ¼ 62)

Findings n Time (h) n Time (h) n Time (h)


Hypoglycemia 26 2.5 + 1.0 – – 26 2.5 + 1.0
Hypocalcemia 7 3.4 + 1.5 4 2.5 + 1.0 11 3.1 + 1.4
Hyperbilirubinemia 17 57.9 + 18.6 8 52.5 + 12.7 25 56.2 + 16.9
Thrombocytopenia 12 54.0 + 10.8 1 48.0 + 0.0 13 53.5 + 10.5
Feeding problems 19 9.3 + 4.3 – – 19 9.3 + 4.3
Tachypnea 14 20.5 + 11.3 – – 14 20.5 + 11.3
Irritability or lethargy 5 30.8 + 12.4 – – 5 30.8 + 12.4
Cyanosis 3 1.3 + 0.6 – – 3 1.3 + 0.6

(24 h later), control ECHO showed that the findings of PPH PET and it has shown that PET is efficient about improve-
J Matern Fetal Neonatal Med Downloaded from informahealthcare.com by Dr. Sinan Uslu on 11/09/11

regressed (PAP 15 mmHg and 12 mmHg, respectively). ment of the feeding problems.
In the asymptomatic group, all of the minor problems Polycythemia has been associated with neonatal ischemic
diminished after PET and no other additional problems were lesions, often complicated by hemorrhage via leading throm-
seen. No major problems were established in the asympto- bosis [18,19]. Increased cerebrovascular resistance and
matic group before and after PET. The improvement of mean diminished cerebral blood flow (CBF) velocity, determined
time of minor problems in both groups after PET was by Doppler studies, have been observed in polycythemic
presented in Table IV. infants [20,21]. Decreased CBF and oxygen delivery have
been shown in animal experimental studies [22]. In our study,
the patients with ICH were nearterm neonates with a history
Discussion of prolonged labor. Therefore, we could not conclude that
Neonatal polycythemia is associated with possible short-term polycythemia was the only factor for occurrence of ICH. In
and long-term morbidity in affected newborns. In the our study the rate of ICH did not increase after PET, it may
For personal use only.

neonatal period, the only specific treatment to prevent from signify that PET does not have a negative effect on ICH.
severe morbidity of polycythemia is PET [5]. In recent The possible effect of polycythemia (especially thrombus
systematic reviews and meta-analysis, it is reported that formation) about the occurrence of RVT is not clear. Whereas
during long-term follow-up, PET did not have a positive in some studies it has been reported that elevated Hct levels
effect on the neurodevelopmental outcome. Therefore, might cause to decrease renal blood flow owing to the others
benefits of PET are unclear [6,10]. This situation raises they might have no effects on renal blood flow, but renal
questions about the efficacy of PET among health-care plasma flow is diminished, resulting in a lower glomerular
professionals giving neonatal care. In our study, we aimed to filtration rate [4,23,24]. In our study, RVT was found before
evaluate the medical problems observed before and after PET PET in one patient. No etiological factors for formation of
and determine the time of resolution of minor problems and RVT were detected in this patient. It was difficult to tell that
effect of PET on short-term morbidity. polycythemia was a causative factor for the development of
Hakanson and Oh [15] reported that hyperviscosity may be RVT. Since the extent of RVT did not change after PET, we
a factor leading to ischemia in the gastrointestinal tract with have concluded that PET did not have either a positive or
subsequent development of NEC. In the animal experimental negative effect on RVT.
models, it has been shown that polycythemia causes ischemic In both animal and human studies, it has been shown that
bowel necrosis by decreasing blood flow in the gastrointestinal polycythemia caused by decreasing pulmonary blood flow and
system [16]. In addition, NEC was found to be related to increasing the pulmonary pressure [25,26]. In cases of PPH
polycythemia at a rate of 58% among the neonates with birth caused by polycythemia and hyperviscosity, it has been
weight 4 2000 g. In one study, polycythemia has been shown reported that decreasing Hct values might lead to reestablish-
to be an important risk factor for the development of NEC in ment of pulmonary blood flow [4]. In our study, PPH totally
the term newborns [17]. On the other hand, it was reported diminished in two patients after PET so that it has been
that NEC developed in neonates who were performed PET thought PET might be beneficial in treating PPH caused by
due to polycythemia and the risk increased if the procedure polycythemia.
was done by an umbilical venous catheter [6–8]. But it is not In polycythemia, the mechanism for the development of
clear whether polycythemia or PET is the causative factor for thrombocytopenia is still unclear, although it is suggested that
the development of NEC. In our study, NEC progressed to an increase in platelet adhesiveness and a decrease in the
higher stages in three symptomatic patients after PET. All lifespan of platelets play a role in the development of
these neonates had high Hct levels and feeding intolerance thrombocytopenia. Among the polycythemic newborns, throm-
before PET with NEC (stage Ia). Stage IIa NEC was bocytopenia is shown to be related with the severity of
determined progressively after PET. Our findings suggest symptoms and thought to be a marker of hyperviscosity [27].
that PET performed via umbilical vein catheterization in Correlatively, in our study, thrombocytopenia was detected
symptomatic polycythemia may either cause formation of more common in symptomatic group than asymptomatic group
NEC or worsening of NEC symptoms. For more precise (27.9% versus 5.3% patient). This evidence proved the idea that
evaluation, studies with higher number of patients are thrombocytopenia is related with the severity of symptoms. The
required. In our study, feeding problems disappeared after present study does not reveal the cause of thrombocytopenia,
1496 S. Uslu et al.

although the rapid rise of platelet counts following PET indicate Declaration of interest: The authors report no conflicts of
the presence of reversibly dissociable platelet aggregates or interest. The authors alone are responsible for the content and
clumps that form in the smaller vessels that disaggregate and writing of the paper.
return to the circulation following procedure.
Hypoglycemia, frequently encountered in the polycythe-
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