PP 10
Authors Editor
Patrice Renard Handicap International
Isabelle Urseau Technical Resources Division
Knowledge Management Unit
Revision and comments
Rozenn Botokro Editing
Ludovic Bourbé Stéphanie Deygas
Thomas Calvot Knowledge Management Unit
Antony Duttine
Bernard Frank Translation
Pierre Gallien Nina Friedman
Corinne Gillet
Nathalie Herlemont-Zoritchak Graphic design
Patrick Lefocalvez IC&K, Frédérick Dubouchet
Graziella Lippolis Maude Cucinotta
Muriel Mac-Seing
Chiara Retis Layout
Claudio Rini NJmc, Frédéric Escoffier
Cécile Rolland
Claude Simonnot Use or reproduction of this document is
Aleema Shivji permitted for non-commercial purposes
Vincent Slypen only and on the condition that the source
Edith Van Wijngaarden is cited.
Policy Paper
Foreword 5
Introduction 7
2. Intervention modalities 33
Appendices 69
Acronyms 70
Bibliography 71
Footnotes 73
“Handicap International was created in the 1980s by a handful of
practitioners – doctors, physical therapists, occupational therapists
and logisticians – appalled at the lack of specific care services
for thousands of Cambodians whose limbs had been lost to the
landmines infesting the border with Thailand and surrounding the
camps where they desperately sought refuge.
In the wisdom of the times, physical and functional rehabilitation
was not deemed “life-saving.” And so, just when thousands of
impoverished families were facing the physical, psychological and
social consequences of terrible and unjust mutilations, none of the
medical actors working in the refugee camps considered that type
of assistance a priority.
To the association’s founders, such a denial of rights was
incomprehensible and, frankly, unacceptable. Especially since
home-made orthopaedic solutions were springing up all around
them, thanks to “survival strategy” ingenuity. Foreword
Handicap International has been fuelled by that determination,
5
and today – whether in the immediate aftermath of a disaster or
in situations of great poverty – donors recognise that access to
physical and functional rehabilitation is essential to helping people
with disabilities rebuild their lives.
Naturally, this victory has a cost, but that cost is nothing
compared to the quality of life that is being offered, in very real
terms, to thousands of individuals and their families across the
globe.”
Jean-Baptiste Richardier
Co-founder and Federal Executive Director of Handicap International, 2013
Foreword
For the past thirty years, the fight begun by the organisation’s founders has never stopped.
Nor, indeed, has the injustice faced by the men and women excluded from a system of
assistance – a system that refuses to offer the continuity of surgical and medical care they
need to get the orthopaedic fittings that would enable them to have a role in society, and
then an occupation, or access to education… and thus embark on the path to autonomy,
independence and dignity. Rehabilitation services are still the poor relations of health care
systems, often orphans, stuck between Ministries of Health and Social Welfare, or forgotten,
receiving international funding that is still woefully inadequate for the challenges to be met
and the ever-increasing number of people needing technical support and follow-up (patients
with chronic diseases, the elderly, victims of traffic accidents or armed violence, etc.). States
and the international community must understand and surmount the challenges of providing
essential, continuing lifelong care.
The road already travelled is also dotted with successes – the signing of the Ottawa and then
the Oslo Treaties creating a duty to provide assistance to victims without discrimination, the
birth and signing of the Convention on the Rights of Persons with Disabilities, the creation of
6 ever-stronger civil society organisations and the emergence of professional associations. The
fact of a United Nations high-level meeting devoted specifically to disability in New York is
proof of that progress.
Over the years, our knowledge and practices have improved significantly via partnerships
with organisations in the South and other international organisations, thanks to links with
international and regional professional bodies, strong synergies with business, and the trust
we have established and maintained with the main institutional donors. We respond ever
better and faster to needs, not just in acute crisis and chronic situations, but in situations of
extreme poverty as well.
With this policy paper we offer our teams and partners the basis for understanding what we
believe physical and functional rehabilitation covers today. While we can look back and see
how far we have come, we are also aware of the changes we have yet to go through. Hence it
highlights the directions we will be taking in the coming years, for example the user-centred
approach, the quality and sustainability of services in developing countries, improving the
professional training process, and connecting with user groups.
We have a small, highly-motivated and ambitious team that, with limited resources (always
too limited!), manages daily tours-de-force to improve our practices, capitalise, train,
innovate, structure and improve the position of physical and functional rehabilitation in the
world. This document follows naturally from that, highlighting how the medical field plays an
essential role in enhancing the social participation of people with disabilities. The beneficiary
becomes a new participant in his own health, allowing him to be a stakeholder in building the
societies of today and tomorrow.
Ludovic Bourbé
Director of Technical Resources Division
Introduction
A policy paper spells out the mandate, values and strategy of the Federation in operational
terms, as they apply to a given activity sector. Producing a document of this type for the
Rehabilitation Services Unit is a complex undertaking, as “rehabilitation” must be narrowed
to fit within the unit’s scope of activities.
Yet as a comprehensive process that contributes to health promotion, rehabilitation is a
component of most Handicap International projects, no matter what the implementing unit.
This Rehabilitation Services Unit policy paper is aimed primarily at an internal audience of
strategy people – that is, Desk Officers, Field Programme Directors and Technical Advisers
and Coordinators.
However, the summary (policy brief) may be presented and shared with our operational
partners and international and non-governmental (NGO) peer organisations.
Readers are expected to have a fairly thorough knowledge of two other essential documents:
The practical guide, “Access to services for persons with disabilities”, Handicap
International, 2010;
The World Report on Disability – its short version, in particular, and more specifically,
Chapter 4: and Rehabilitation, World Health Organisation, 2011.
8 There is a huge need and demand for physical and functional rehabilitation
This is evidenced by the many – though still insufficient – numbers and findings, in particular:
The WHO5 estimates that “more than one billion people in the world live with some
form of disability,” i.e., about 15% of the world’s population.
In developing countries, an estimated 0.5% of any given population needs prosthetics/
orthotics and related rehabilitation services6. The WHO estimates that 10% of people
with disabilities worldwide need a wheelchair7, or 1.5% of any population.
It is widely acknowledged that the needs of these 105 million people are not being
adequately met. The World Health Organisation’s CBR guidelines point out that “in
many low-income and middle-income countries, only 5-15% of people who require
assistive devices and technologies have access to them. In these countries, production
is low and often of limited quality, there are very few trained personnel and costs may
be prohibitive”8.
In Africa, there are on average two million people for every orthopaedic device
production unit9.
The challenges of an aging population, the increasing incidence and prevalence of
disabling, non-communicable chronic conditions and the disabling effects of violence
and trauma are enormous. While the need for high quality health care is generally well-
understood, there are drastic restrictions regarding the availability of post-acute care
services.
The unit’s challenge is to seize upon the need and demand for physical and functional
rehabilitation and respond with a specific yet comprehensive approach:
“rehabilitation can contribute to reducing poverty through improving functioning, activity
levels and participation. Evidence suggests that difficulties in functioning related to ageing
and many health conditions can be reduced and quality of life improved with rehabilitation.
Lack of access to rehabilitation services can increase the effects and consequences of
disease or injury; delay discharge; limit activities; restrict participation; cause deterioration
in health; decrease quality of life and increase use of health and rehabilitation services”10.
Health-related rehabilitation is Handicap International’s historical core competency
The organisation was created in 1980 by two French doctors in Thailand; its first mission
was helping Cambodian refugees living in camps along the Thai-Cambodian border. It was at
that time that the first orthopaedic services were set up. Thanks to simple, locally-available
materials, the association was able to provide immediate, concrete and effective help and
train skilled local teams – orthopaedic technicians in the beginning, and later rehabilitation
therapists and physical therapists.
That physical and functional rehabilitation-centred approach was then expanded to consider
rehabilitation in its broader sense, including the social dimension of the person, leading to
more comprehensive care and, ultimately, to the formalisation of Handicap International’s
other areas of technical intervention, both in the field and at headquarters.
Lastly, the document presents the different subject areas within the unit’s scope that are – or
could be – covered by a reference document.
Through its recommendations, this document engages the Rehabilitation Services Unit – and
hence Handicap International as a whole – whenever a physical and functional rehabilitation
project is being developed. It is therefore essential to limit the scope of the unit’s activities
and the resulting project strategies consistent with the broad intervention principles defined
by the association.
Nepal, 2012
1. Principles and benchmarks
1.2 PURPOSE 15
1.6 IN SUMMARY 30
A non-discriminatory approach
1.3.1
The analysis models Disability Creation Process (DCP)
Interaction
Time related
evolution
Life habits
Daily activities Social roles
PF - RF PF - RF
SPS DS SPS DS
Descriptors Descriptors
© P. Fougeyrollas, 2010, www.ripph.qc.ca
Legend
PF - RF : Protective factor - Risk factor
F O : Facilitator Obstacle
IN IM : Integrity Impairment
A D : Ability Disability
SPS DS : Social participation situation Disabling situation
International Classification of Functioning, between that performance and the person’s
Disability and Health (ICF) social participation.
The WHO recommends this model as an
This model focuses on the individual’s international standard for describing and
performance (activities performed as part evaluating health.
of everyday life), determining a causal link
Health conditions
(disorder or disease)
Body Functions
Activities Participation Principles and.
and Structures
benchmarks.
19
Environmental Personal
Factors Factors
© WHO, International Classification of Functioning, Disability and Health, 2001
1.3.2
The rehabilitation process series of actions, starting with identifying
and analysing the problems, then planning
an intervention and evaluating it so that
Using an analysis model allows construction the initial strategy can, if necessary, be
of a well-argued and justified intervention adjusted.
strategy. The strategy is formalised by a
The rehabilitation
20 process
Plan, implement and Define target problems and
coordinate interventions target mediators, select
appropriate measures
The different phases of the rehabilitation The plan is implemented in the form
process of care and advice by one or more
rehabilitation professionals and,
Using an analysis model, listening to the depending on the situation, training
person and his family and identifying their for self-care or family care24. It is
explicit wants and implicit needs: important to note that “rehabilitation
The personal factors, environmental that begins early produces better
factors, facilitating factors, resources functional outcomes“25.
and barriers are analysed and Results are monitored and evaluated
evaluated. in terms of life habits and social
A multidisciplinary team puts together participation (optimal functioning).
an intervention plan with the person If necessary, adjustments are made
and his family. (continuum of care).
1.4 From the individual to the system
1.4.1
The identification-to-follow-up In all cases, the doctor makes a medical
cycle diagnosis and/or refers to a specialist
(rehabilitation physician), and then issues
a medical prescription for physical and
Offering physical and functional functional rehabilitation, identifying
rehabilitation assumes the existence of, or the type of professionals required. The
risk of developing, identified impairments prescription takes the place of a referral.
and disabilities. During the rehabilitation treatment – or
once it is over – the individual generally
In contexts where skilled human returns to his doctor, who provides follow-
resources are plentiful and health up and determines whether further care is
education widespread, identification can needed.
occur either through an individual’s request Note: In some contexts, certain
or complaint to his doctor or by routine rehabilitation professionals are authorised
screening (maternal and child health, early to diagnose specific problems and provide
childhood, school, etc.). treatment and follow-up without a doctor’s
involvement.
Principles and.
benchmarks.
Identification to follow-up cycle 21
Referral
Identification Rehabilitation
Follow-up process
Counter-
referral
Does the person know that there is a In contexts that are resource-poor and/
facility that can deal with his problem, or lacking skilled human resources, “we
and does he have the means to access seek solutions that are both realistic
it? and adapted to the context. We reject
Does the person understand the need stereotypical approaches, preferring to
and will he have the means to return analyse the specificities of each situation
for follow-up of his problem? or context and identify the most suitable
If not, can he get follow-up in his actions and operating procedures
community? possible”26.
Hence all actions aimed at developing
rehabilitation activities must first analyse
each aspect of the identification-to-follow-
up cycle and determine the type and
level of service provision, depending on
whether there are physical and functional
rehabilitation services and professionals.
Identifying needs that are impossible to
22 meet as things stand is only pertinent
if their prevalence and incidence are
used to justify a rehabilitation project,
the feasibility of which must be studied
(expertise, physical premises, equipment,
etc.).
1.4.2
The sectoral approach organisations, institutions and resources
responsible, among other things, for making
human resources available and for operating
As explained earlier, physical and functional the physical and functional rehabilitation
rehabilitation is a process centred on the services (see 2.2.3 System: sectoral
person and his family. policies).
The legitimacy of a physical and functional
We saw that in order for there to be rehabilitation action is based on the
rehabilitation service provision, the skills existence of a well-run intervention on
had to be available and able to be practiced behalf of the person and his family (direct
in a facility or service. In order for that beneficiaries). Working toward sustainability
rehabilitation service provision to be and reproducibility at the system level
appropriate and long-lasting, the skills have will broaden its impact29. This requires
to be sufficient, trained and sustainable27 supporting and creating links between
and be able to be practiced in accessible, the various sector actors involved in
viable services28. creating a rehabilitation process (indirect
Thus, any potential rehabilitation process beneficiaries).
aimed at sustainable, high quality Principles and.
service provision must also consider the Hence, the sectoral approach must make benchmarks.
rehabilitation system of which it is a part. it possible to work with all of the direct
That system includes the policies in place and indirect beneficiaries of Rehabilitation 23
and the various rehabilitation sector Services Unit interventions.
DECISION-MAKERS
Public or international
authorities
Beyond the physical and functional The sectoral approach should also help
rehabilitation process itself, the identify people responsible for:
intervention with the user and his family selecting and developing quality
should promote their participation in the rehabilitation service provisions;
decision-making process (see figure above). ensuring that such provisions are
The aim of this capacity-building approach funded;
is to encourage people to speak out in an putting regulatory mechanisms in place
informed way, so they can: to coordinate the different actors and
participate in creating and monitoring construct a standardisation process –
individual projects, which should not be in particular, by creating a national
forced on users: encourage peer-to-peer rehabilitation policy or programme.
exchange so they can benefit from the
experiences of others, “Creating or amending national plans
have their voices heard regarding on rehabilitation, and establishing
the quality of the services provided: infrastructure and capacity to implement
encourage the creation and expression of the plan are critical to improving access
users’ groups, to rehabilitation. Plans should be based
24 lobby decision-makers for continuity and on analysis of the current situation,
sustainability of services: mobilise and consider the main aspects of reha
support Disabled People’s Organisations bilitation provision – leadership, financing,
(DPOs). information, service delivery, products
This approach is not unique to the and technologies, and the rehabilitation
Rehabilitation Services Unit, however, workforce – and define priorities based on
but part of every Handicap International local need”31.
project and overseen by the Support to
Civil Society Unit30. Given that this approach is unlikely to
As the approach is not specific to the produce short-term results, physical and
Unit, it will not be discussed in this functional rehabilitation projects should
document. It should be understood, be developed as part of a larger, long-
however, that physical and functional term strategy formalised by a national
rehabilitation projects may include rehabilitation programme or plan32, within
activities centred on community which the Handicap International project
mobilisation and service user capacity- plays a meaningful role (see 2.2.3 System:
building. sectoral policies).
1.4.3
The intersectoral approach In mother and child protection
services:
• by training health care professionals
Physical and functional rehabilitation is not in the correct techniques for
an isolated approach, but rather a link in preventing or promptly treating
the overall process of supporting the person delivery-related problems (such as
with disabilities. brachial plexus birth palsy),
It works in complement with other • by detecting maternal or child
sectors to provide continuity of services pathologies requiring early referral to
to meet people’s wants and needs. To do physical and functional rehabilitation
this, the actors must be interconnected, facilities (obstetric fistulae, birth
complementary, and work collaboratively. defects, delayed psychomotor
When properly coordinated, this development, etc.).
collaboration ensures a quality effort toward In the management of certain
“optimal” social participation. communicable or non-communicable,
chronic or non-chronic diseases that,
There is a continuity of service approach while primarily medical, sometimes
between health care and physical and require targeted physical and Principles and.
functional rehabilitation, as illustrated functional rehabilitation to prevent or benchmarks.
by the referral/counter-referral cycle reduce impacts in terms of impairment
presented above. Because the physical and and disability (diabetes, cardiovascular 25
functional rehabilitation sector is an integral and respiratory disease, AIDS, Buruli
part of the health care system, a special, ulcer, etc.).
priority relationship must be created or
strengthened to encourage prevention Combining physical and functional
and early detection of disability-causing rehabilitation with socioeconomic and
congenital and acquired impairments, educational activities helps increase
especially, at a number of levels: participation by people with impairments
At the coordination of the medical and disabilities. The benefit of rehabilitation
and social rehabilitation process; led service provision is enhanced by support
by a physician who, if he or she exists, that helps get users quickly back to school
must be sensitized to the issues and or work. Conversely, physical and functional
competent. rehabilitation intervention can promote
In hospitals, especially in post- social participation by facilitating access to
operative (e.g., trauma) care, through education and/or employment, intervention
early intervention by physical that should in some cases be considered
therapists in particular. In general, if prerequisite.
a health care facility has surgeons,
it should also have the technical
facilities for physical and functional
rehabilitation.
From the individual to the system
1.5.1
“We take the Relief-Rehabilitation- From emergency to development
Development contiguum into account,
adapting our methods of action, our
activities and their duration to the Because the physical and functional
specificities of each situation. rehabilitation approach centres on the
The principle of ‘operational differentiation’ individual, it can be implemented no matter
enables us to adapt our operating what the context.
procedures to the context and to the areas On the other hand, the design of a
of competences concerned, using specific rehabilitation project must take into
methods and management”.33 account:
people’s environment, which varies
depending on the stability of the
context;
the ability to mobilise resources locally
in a fairly sustainable way.
27
The five Handicap International intervention contexts
Chronic Chronic
crisis crisis
Crisis
(emergency)
o
Post-
Emergency Reconstruction Development
emergency
Instability Stability
Sustainability of the
intervention:
Direct intervention:
- Key actor interactions
immediate response
(users / decision makers /
to people’s needs
service providers)
- System / sector capacity
building
While Handicap International relies on local The stability of the context and the
human resources to develop its projects sustainability of actions are related.
in all contexts, in an emergency context In a development context, the physical
the aim of the “have do” approach is to and functional rehabilitation intervention
multiply its actions to meet the need, and in strategy relies on partnerships aimed at:
a development context the aim is to transfer transferring know-how from the
skills, something that requires a latency association to local actors. This skills
period incompatible with a rapid response. transfer requires identifying human
“We have to keep in mind that the primary resources with long-term availability;
aim of emergency action is not to strengthen setting up appropriate, accessible and
local partners but, first and foremost, to viable facilities or services.
meet the needs of vulnerable people and These two markers of sustainability – which
their families affected by the crisis”35. are essential but not sufficient – are only
possible in a stabilised context.
Development Division and Emergency
Response Division operating procedures
differ36, and though the Unit is mainly
28 focused on development strategies, the
Emergency Response Division may call upon Specific context: the refugee camp
its rehabilitation expertise in emergency
and post-emergency contexts, in particular In the context of a refugee camp, which
when: is the epitome of an artificial structure,
cross-disciplinary expertise is needed; development projects are not possible.
seeking complementarity in Swinging between emergency and post-
changeable contexts; emergency, the objective must be an
knowledge sharing is needed appropriate response to basic and specific
(strengthening each participant’s needs of vulnerable populations37.
knowledge about the specificities of Some camps last for years or even decades
the context). (e.g., Kenya and Thailand) however, making
The Unit may also intervene in more advanced actions possible, including
reconstruction contexts – considered a setting up rehabilitation and training
transition phase – where, though emergency activities (reconstruction).
and post-emergency activities may Given the mobility of the population in
continue, community initiatives will get this context – especially people who have
more systematic support and participatory been trained – extreme vigilance in terms
and partnership strategies will gradually of project objectives is essential (the
be introduced with increasingly active Unit should produce a document on this
involvement by the population in the design, subject).
implementation and assessment of actions.
The emphasis will also be on restoring
community capacity and – when the stability
of the environment permits – preparing a
paradigm shift toward laying the foundation
for the development phase.
1.5.2
Situation analysis A preliminary situation analysis should
help identify the prerequisites and identify
existing helps and hindrances to setting up a
In stabilised contexts, the decision to rehabilitation project.
intervene in physical and functional In particular, that analysis should look at the
rehabilitation and the types of service interactions between the various actors and
provision anticipated will depend on the their level of accountability38.
country’s level of development.
Whatever the scope of the project being it should include an exit strategy
considered, whether planned at the local negotiated with and agreed to by the
level or on a national or even regional local partners.
(multi-country) scale, it is important to note “We plan an exit strategy at the
that: programme or project design stage,
the situation analysis should always planning for appropriate support
study all three levels; during the transition period”40.
it should ultimately meet the explicit
wants and implicit needs of the users;
1.6 In summary
The Unit:
puts the principles set forth by the
Handicap International Federation into
practice in its scope of activities;
promotes actions aimed primarily
at developing physical and
functional rehabilitation, rather than
rehabilitation medicine, activities;
promotes actions where the individual
and his family are at the centre of the
rehabilitation process, rather than
universal actions;
promotes mainly actions centred on
prevention and physical and functional
rehabilitation for people with physical Principles and.
and/or sensory, rather than mental benchmarks.
and intellectual, impairments and
disabilities; 31
conducts actions aimed at all of the
actors involved in promoting physical
and functional rehabilitation (service
users, service providers and decision-
makers) at every level (local or
community and sectoral);
although primarily concerned with
development strategies, deploys its
actions or expertise, in more or less
direct ways, in all contexts, from
emergencies to development.
Liberia, 2012
2. Intervention modalities
2.1 REDUCING THE BARRIERS 34
2.3.5 In summary 61 33
The aim of this chapter is to present a more operational framework within which the various
theoretical elements developed earlier are applied.
The goal here is not to offer a standard project logical framework, but to put the basic
physical and functional rehabilitation principles into perspective. The objective is to guide
the choice of – and aid decision-making on – actions to be undertaken to promote physical
and functional rehabilitation in development contexts.
2.1 Reducing the barriers
34
2.2 Levels of intervention
System:
sectorial policies
Intervention.
Physical modalities .
and functional
rehabilitation service
provision 35
Because the intended project must produce prerequisites and conditions to facilitate
lasting effects, it is best to intervene at decision-making on the timetable and choice
every level to ensure the quality, viability of intervention level(s) must be defined.
and sustainability of the rehabilitation It is important to note here that quality must
provision. Frequently, however, one or more be considered at all levels of intervention;
levels is inaccessible or the project does not viability is intrinsic to the service level and
have the means to tackle them all. Hence, sustainability to the sectoral level.
Levels of intervention
2.2.1
The user in his community
2.2.2
Physical and functional rehabilitation service provision
The general aim of the project strategy (defined as priority in connection with the
previous level):
There is a viable physical and functional rehabilitation service offering quality physical and
functional rehabilitation appropriate to the wants and needs of users.
Considering the information from the situation analysis, the prerequisites to setting up
such a project are:
sufficient demand and need for rehabilitation services;
human resource availability;
the possibility of developing appropriate infrastructure.
The targeted aim of the project strategy:
The organisation in the service is efficient and centred on the needs and expectations of
users. It facilitates the provision of quality physical and functional rehabilitation by skilled
human resources.
What the strategy should achieve:
The adoption by local partners of best practice standards – based on scientific
consensus or Evidence-Based Practice whenever possible – guides the internal
organisation of the service. It aims to meet these standards by constantly improving
quality at both the facility governance49 and clinical levels.
The training of service practitioners yields a collection of skills appropriate to the
expected level and quality of service provision (expertise and technical). That level
is determined based on user needs and wants, the initial educational level of the
professionals to be trained relative to international standards (when such exist), and
the anticipated scope of the service in which the professionals must practice.
38 The viability of the service is ensured by the service provision meeting user needs and
wants, the users’ ability to access the service, and good financial management aimed
at controlling expenses relative to funding.
Risks:
Inability of the human resources to attain the desired skill level, given their initial level
of education.
Financial viability: the cost of the planned service offerings exceeding the funding
ability.
Type of service Service level and type of service provided
Referal Counter-referral
National
y
level:
iar
Specialised
rt
Te
services:
Expert skills
Mid-level
ry
(provincial / regional):
a
nd
Reference services:
co
Essential skills
Se
Local and / or community level:
a ry
Local services:
im
Pr
Generalist skills
2.2.4
Summary: flowcharts
Yes Yes
Needs
Raise population awareness and
detected No train health actors capable
by local
of identifying the need
actors?
Yes
44
Service
Develop prevention goographically Yes
activities, set up mobile accessible?
teams, CBR under
supervision
And/or: No
Create a local service
Or: Referral
Reconsider
the project
Priority needs
identified are
referred to a
service
Services offered
Train populations and health
adequate to the No actors capable of providing
needs?
follow-up
Yes
Yes Barriers?
Service Inadequate:
accessible No risks in terms 3
to users? No
of viability
Reconsider project
strategy
Service Yes
integrated
into a system defining No
the nature of its
provision? Barriers? No
Yes
Best practices
Funding designed Develop or
advocacy
for long-term service No revise national
network
activity? rehabilitation
plan
Yes
46
Yes Internal organisation
centred on best practice
No standards aimed at quality
Human
governance and clinical
resources available No quality?
and allocated over the
long-term?
Yes
Yes
Existing supply
Professionnals channels adequate for
No No No
trained to a skill level that service activities on a
meets user needs? long-term basis?
Training
programme and
process recognised and
Yes provides a renewable Yes
supply of skilled
professionals?
© Handicap International, 2013
2.2.5
Networks and advocacy, • the willingness and ability to
from national to international evaluate projects: “we ensure that
the outcomes of our actions are
objectively evaluated and we measure
In ad hoc networks, Handicap International the impact of our activities on the
is positioned as a leader in physical and lives of beneficiaries”65;
functional rehabilitation from humanitarian • data analysis and synthesis leading to
situations to development contexts. a stated position;
Through its regular collaboration in • opportunities for targeted
working groups, Handicap International communication: “we undertake to
has developed a close relationship with the keep the different stakeholders in our
WHO’s Disability and Rehabilitation team, actions informed: beneficiaries, the
actively participating in the production of authorities of the countries in which
the World Report on Disability, a reference we work, public opinion, our donors
tool cited frequently here, the recently- and supporters and our professional
released Joint position paper on the and institutional backers”66.
provision of mobility devices64, and others. “Better data are needed on service
While that collaboration helped establish its provision, service outcomes, and the
influence in pressing for recommendations economic benefits of rehabilitation.
on broader rehabilitation-related issues, Evidence for the effectiveness of
Handicap International now feels it interventions and programmes is
necessary to develop more targeted extremely beneficial to guide policy-
advocacy promoting health-related makers in developing appropriate
physical and functional rehabilitation. services”67.
This requires identifying and getting
involved in health networks where advocacy Developing collaborations, coordination
would help ensure continuity of service mechanisms and partnerships to
through better integration of physical and strengthen expertise, facilitate field Intervention.
functional rehabilitation, at lower cost and actions and, possibly, get more and modalities .
regardless of context. better funding:
• Seek out joint projects with other 47
The networks rehabilitation actors for technical
value-added aimed at greater country
Being visible in networks – being known and impact;
recognised – allows a number of actions: • Consider closer collaboration
with other organisations aimed
Disseminating innovations and lessons at headquarters-to-headquarters
learned to promote best practices and framework agreements to form
quality assurance; this presupposes: strategic alliances;
• the ability to collect reliable data that
can be used for comparison according
to a proven, validated methodology,
or even a research effort aimed at
validated practices;
Levels of intervention
• Work with universities and research Weigh in on the debate around issues
centres and develop research related to rehabilitation promotion
protocols on themes of interest to the and funding, promote best practices to
Unit to get scientific backing and thus influence policies that favour access
facilitate publication; to rehabilitation services and thereby
• Mobilise academic expertise for move toward advocacy actions.
developing training programmes and
mobilising trainers.
Decision-makers
United Nations
(WHO, etc.)
Ministry of
Health, Ministry
International
of Social Action,
etc.
National Local
authorities
Local
Hospital,
Health Hospitals,
User care centres Reference
Federation
48 and national
groups rehabilitation
centre
associations
Community-
based Services
Professional
associations
Training institutes
International Service
Users, International Service provider groups networks providers
Disabled people’s consortia (CBR, WCPT,
organisations (IDDC, etc.) WFOT, ISPO,
FATO, etc.)
Institutional donors
Facilitation organisations*
* Organisations (IOs, NGOs, etc.), agencies, universities and research centres that facilitate the existence of physical
and functional rehabilitation via national or international projects.
Distribution of rehabilitation
professionals
Psychological support
2.3.1
The different occupations
Handicap International
ISCO
Categories Target occupations units to which they are
code
posted
22 Health professionals
2211 Generalist medical practitioners Health
Specialist medical Physiatrists Rehabilitation
2212
practitioners Surgeons* Health & Rehabilitation
Nursing professionals
2221 Rehabilitation nurses Health & Rehabilitation
(or specialist nurses)
2222 Midwifery professionals Health
2264 Physiotherapists Rehabilitation
2265 Dieticians and nutritionists Health
Audiologists
2266 Speech therapists Rehabilitation
and speech therapists
Occupational
Rehabilitation
therapists
Psychomotor
Health professionals Rehabilitation
2269 therapists
not elsewhere classified
Prosthesists and
Rehabilitation
52 Orthotists (P&O)**
Pedorthists** Rehabilitation
* Usefulness depends on the type of specialty and prioritisation of orthopaedic and reconstructive surgery72.
** Not considered health specialists in the ISCO classification.
Handicap International
ISCO
Categories Target occupations units to which they are
code
posted
32 Health associate professional
Orthopaedic
Rehabilitation
Medical and dental Technologists
3214
prosthetic technicians Pedorthists
Rehabilitation
technologists
322 Nursing and midwifery associate profession Health & Rehabilitation
Health, Rehabilitation &
3253 Community health workers
Social Services*
Physiotherapy or rehabilitation technicians and
3255 Rehabilitation
assistants
* Social, Economic and Educational Services Unit.
Handicap International
ISCO
Categories Target occupations units to which they are
code
posted
Support professions
Home-based personal care Health, Rehabilitation &
5322 Home-based carers
workers Social Services
Personal care workers
5329 in health services not Healer Health & Rehabilitation
elsewhere classified
7... Not Orthopaedic Technicians (bench workers) Rehabilitation
referenced
2.3.2
Occupations promoted by the Unit
Speach therapists
Physicians
& Surgeons
Nurses Repairers
Shoemakers
Prosthetists &
Managers Orthotists
Health
Physical therapists workers
Social workers
54
Psychomotor therapists
Targeted impact
occupations Psychologists
Priority broad-spectrum
occupations
Identification, follow-up and quality
Non-Unit
occupations or actors that facilitate the
occupations
exercice of priority occupations
Occupations that make it possible to meet Occupations for which there are
the broadest needs (impact) – such as international reference documents
physical therapy, occupational therapy appropriate to developing countries:
and Prosthetic and Orthotic fitting Prosthetists & Orthotists are classified
occupations – should have priority. into two clinical categories (advanced,
Promotion of any other rehabilitation or university-trained, and mid-level)
occupation must be justified by a situation and one technical category (entry-
analysis that validates its pertinence, and level)78. It should be noted, however, Intervention.
the so-called priority occupations and that they are listed only as mid- modalities .
quality training courses for them must level in the International Standard
already exist. Classification of Occupations (ISCO). 57
Occupational therapy, which defines
a common base accessible to
every context, and to which other
qualifications may be added, depending
on the country79.
Occupations dealing with mobility
aids (wheelchairs) are explained in
a reference document that includes
training modules80.
Physical and functional rehabilitation professionals
2.3.4
Occupation for which international Human resource shortages
reference documents are difficult to adapt
to developing countries:
Physical therapists, with a
recommendation for Master’s level
training81. “We seek solutions that are both realistic
and adapted to the context. We reject
stereotypical approaches, preferring to
analyse the specificities of each situation
or context and identify the most suitable
Clarification actions and operating procedures
possible”84.
Whenever it is a question of promoting
the emergence of an occupation or
strengthening its own competencies, “The training for rehabilitation and other
Handicap International supports health personnel in developing countries
compliance with existing reference can be more complex than in developed
documents, validated by ad hoc countries. Training needs to consider
professional associations. the absence of other practitioners for
However, because “we seek solutions consultation and advice and the lack of
that are both realistic and adapted to medical services, surgical treatment, and
the context”82, Handicap International follow-up care through primary health
supports the idea that the expected care facilities. Rehabilitation personnel
competency level needs to match the working in low-resource settings require
contextual reality in the countries where extensive knowledge on pathology, and
the association works. For that reason, good diagnostic, problem-solving, clinical
Handicap International is lobbying for the decision-making, and communication
58 recognition and promotion of mid-level skills”85.
physical therapy in countries where the
level of training required by the WCPT is We therefore face a paradox in some
inaccessible83. contexts, in that while it is necessary to
Thus, depending on the context, promote a broad range of physical and
occupations that Handicap International functional rehabilitation professional
considers priority can be supported in skills to make up for the lack of certain
order to increase competencies at the practitioners, in those same contexts human
specialist, mid- and support levels. resource shortages are often accompanied
by:
a low level of education;
comprehension sometimes influenced
by traditional beliefs;
limited understanding of health and
disability-centred issues.
Devising solutions to promote physical and occupational therapists, when they
functional rehabilitation in such situations exist): raise awareness of the value of
will require three things: working together and of each other’s
knowledge and recognition of work at the initial training.
physical and functional rehabilitation Develop a community-based approach
by the population and health care to structuring identification/referral/
practitioners; follow-up mechanisms: “In resource-
professionals with appropriate poor contexts [rehabilitation] may
competency in physical and functional involve non-specialist workers
rehabilitation; – for example, community-based
realistic, appropriate physical and rehabilitation workers [or social
functional rehabilitation actions or workers] in addition to family, friends,
provision. and community groups”87.
Develop strategies that incentivise
Suggested actions professionals to work in the
Raise the awareness of populations community: some measures concerning
and health care practitioners and health professionals are applied,
educate them about the stakes based on WHO recommendations88, in
and importance of physical and particular. Recommendations regarding
functional rehabilitation, in terms of rehabilitation professionals still need
well-being and public health; this is a to be formalised based on the WHO
necessary condition to valorising the recommendations and on an analysis
rehabilitation-related occupations, of Handicap International’s best
which are often measured against the practices at the various community-
prestige of medication. based physical and functional
“Train non-specialist health rehabilitation projects.
professionals (doctors, nurses, primary Promote the spread of mid-level, rather
care workers) on disability and than specialist-level, “core target” Intervention.
rehabilitation relevant to their roles occupations: an approach where many, modalities .
and responsibilities”86. more rapidly-trained, workers provide
Strengthen the identification-referral- greater coverage under the supervision 59
service provision-follow-up cycle via of a few specialists (see 2.3.3:
a systemic approach in which health Clarification)89.
professionals – physical and functional Regarding these mid-level workers,
rehabilitation practitioners included – develop supervised dual system
must work together. training models, which enable
To make up for the frequent lack rehabilitation services to open or
of medical personnel to prescribe improve quality as soon as the training
physical and functional rehabilitation, process starts. This mechanism also
encourage multidisciplinary teamwork fosters workforce retention, insofar as
(joint intrasectoral rehabilitation it applies to the people recruited by the
consultation with prosthetists & rehabilitation service being created or
orthotists, physical therapists and expanded.
Physical and functional rehabilitation professionals
Consider promoting a “skill mix”: “mid- • If, when this is decided upon, the
level workers, therapists and techni initially-designed training is replaced
cians can be trained as multipurpose by training that meets the standards
rehabilitation workers with basic as soon as the situation permits. In
training in a range of disciplines this case, the practitioners trained
(occupational therapy, physical therapy, initially should be able to upgrade
speech therapy, for example), or as their skills to meet these standards or,
profession-specific assistants that if necessary, the updated occupation
provide rehabilitation services under description should not exclude them
supervision. (…) In the absence of as long as they continue to practice.
rehabilitation specialists, health staff
with appropriate training can help
meet service shortages or supplement
services”90.
That recommendation – from the
Global Health Workforce Alliance91
under the auspices of the WHO – to
broadly expand physical and functional
rehabilitation skills among health
professionals is in contradiction
to existing professional standards.
Depending on the situation analysis,
it can be implemented in emergency
contexts where sustainability is not an
objective, but in other situations should
be considered only under certain
conditions:
60
• If the training being considered
targets the standards, so that skills
can be upgraded to meet them when
the situation permits (continuing
education).
• If the personnel trained have their
skill recognised locally and are
integrated into the system (national
rehabilitation or health plan).
2.3.5
Pilot project in Haiti In summary
Disabilities
modalities .
nt
ex
For each of these parameters there is a existing or future Unit documents can be
corresponding set of themes, within which listed.
Training
Physical and functional
Quality rehabilitation and non-
Sustainability communicable disease
Physical
and functional Impairments Priority
or
rehabilitation Disabilities pathologies
service
provision*
PROJECT
Prevention
Intervention
Identification
context
Referral
Follow-up
64
Intersectoral Refugee Physical and
camps functional
rehabilitation and
Community- emergencies
based
rehabilitation Victim
(CBR) assistance
(VA) Physical and
functional
rehabilitation and
Disaster risk management development
Intervention.
modalities .
67
Togo, 2001
Appendices
ACRONYMS 70
BIBLIOGRAPHY 71
FOOTNOTES 73
69
Acronyms
IO International Organisation
UN United Nations
VA Victim Assistance
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