0
Interested Party Int / Ext
Certification Body External
Direct Customer External
Employee / Staf Internal
End User External
Investors Internal
Labor Union Representatives Internal
Local Community External
Partners Internal
Public External
Regulatory Body External
Supplier External
Top Management Internal
0000001
0000002
Interested Parties List
Reason for Inclusion
Audit for ISO compliance, issue certifications
Purchase our products and services
Directly responsible for manufacture of products, delivery of service
End user of our products and services
Have direct concern over the financial health of the company
Concerned with compliance to labor contract, represent workers
Impacted by our activities in the region
Assist in financial support and management guidance of the company
Concerned with compliance to labor contract, represent workers
Mandate regulatory requirements
Provides our raw materials and critical support services
Has direct responsibility for management of the company
0000003
0000004
11
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000000Issues of Concern
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0000007
COTO Log - Rev. 0
Ln
# Process Risk
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0000008
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00000010
Risk Register
Probability (of risk occurring) Consequence (if ri
Prob.
Rating Potential Loss of Potential Harm to
Likelihood Previous Occurrences
Contracts User
00000011
00000012
00000013
Consequence (if risk is encountered)
Inability to Meet
Cons. Risk Factor
Potential Violation of Impact on Company Est. Cost of Rating (Prob x Cons)
Contract Terms /
Regulations Reputation Correction
Requirements
00000014
00000015
00000016
Mitigation Plan Risk Factor
(required for risk factors >8) after
May reference external plan document Mitigation
00000017
00000018
00000019
COTO Log - Rev. 0
Ln
# Process Opportunity
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00000020
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00000021
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00000022
Opportunity Register
Probability (of achieving the opportunity) Ben
Prob.
Likelihood Previous Occurrences Rating Potential for New Business
00000023
00000024
00000025
Benefit (if opportunity is encountered)
Potential Expansion of Current Potential improvement in Potential improvement to Improvement to Company
Business satisfying regulations internal QMS processes Reputation
00000026
00000027
00000028
Ben. Rating Opp Factor
Potential Cost of (Prob x Ben)
Implementation
00000029
00000030
00000031
Number of active improvement activities: 0
00000032
00000033
00000034
OPP RATING: RISK RATING LIMIT: Type Priority
8.0 8.0 External Emergency
Internal High
Medium
Low
Sheet is protected. To turn of protection. simply toggle REVIEW > UNPROTECT SHEET
00000035
Treatment Bias Processes
No Action: Accept Risk per Mgmt Decision Opportunity All Processes
Risk Register / FMEA Style Risk Process 1
Root Cause Analysis Neutral Process 2
Internal Auditing Mixed Process 3
Root Cause Analysis Process 4
Corrective Action (CA) Process 5
Vendor Auditing Process 6
Other Auditing Process 7
Management Review Activity Process 8
Marketing Enhancement Process 9
Other Process 10
Other
OTECT SHEET
00000036
Likelihood Occurrences Potential Violation correction
Cannot occur / not applicable Has never occurred. None / NA None / NA $0
Unlikely to occur Has not occurred in past 10 years. Minor Possible < $100,000
Somewhat likely to occur Has occurred in past 10 years. Moderate Definite < $500,000
Likely to occur Has occurred in past 5 years. High High > $500,000
Very likely to occur Has occurred in past year. Very High Legal Risk > $1,000,000
00000037
reputation cost reputation score Success
None > $1,000,000 No impact / NA 1 Opportunity Failed
Minimal > $500,000 Minimal impact 2 Opportunity Abandoned
Moderate < $500,000 Moderate impact 3 Met some expectations
Severe < $100,000 Good impact 4 Met all expectations
Very severe $0 or N/A Great impact 5 Exceeded expectations
00000038
Mitigation Plan
(required
) for risk factors >
May reference external plan document
Mitigation Plan
(required for risk factors >8)
May reference external plan document
00000039