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Archives of Physical Medicine and Rehabilitation

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Archives of Physical Medicine and Rehabilitation 2018;99:834-42

ORIGINAL RESEARCH

Virtual Reality for Upper Limb Rehabilitation in


Subacute and Chronic Stroke: A Randomized
Controlled Trial
Pawel Kiper, PhD,a Andrzej Szczudlik, PhD,b Michela Agostini, MSc,a Jozef Opara, PhD,c
Roman Nowobilski, PhD,b Laura Ventura, PhD,d Paolo Tonin, MD,a Andrea Turolla, PhDa,e
From the aLaboratory of Kinematics and Robotics, IRCCS San Camillo Hospital Foundation, Venice, Italy; bDepartment of Neurology,
Jagiellonian University Medical College, Krakow, Poland; cDepartment of Physiotherapy, Academy of Physical Education, Katowice, Poland;
d
Department of Statistical Sciences, University of Padova, Padua, Italy; and eDepartment of Neuroscience, The University of Sheffield,
Sheffield, UK.

Abstract
Objective: To evaluate the effectiveness of reinforced feedback in virtual environment (RFVE) treatment combined with conventional
rehabilitation (CR) in comparison with CR alone, and to study whether changes are related to stroke etiology (ie, ischemic, hemorrhagic).
Design: Randomized controlled trial.
Setting: Hospital facility for intensive rehabilitation.
Participants: Patients (NZ136) within 1 year from onset of a single stroke (ischemic: nZ78, hemorrhagic: nZ58).
Interventions: The experimental treatment was based on the combination of RFVE with CR, whereas control treatment was based on the same
amount of CR. Both treatments lasted 2 hours daily, 5d/wk, for 4 weeks.
Main Outcome Measures: Fugl-Meyer upper extremity scale (F-M UE) (primary outcome), FIM, National Institutes of Health Stroke Scale
(NIHSS), and Edmonton Symptom Assessment Scale (ESAS) (secondary outcomes). Kinematic parameters of requested movements included
duration (time), mean linear velocity (speed), and number of submovements (peak) (secondary outcomes).
Results: Patients were randomized in 2 groups (RFVE with CR: nZ68, CR: nZ68) and stratified by stroke etiology (ischemic or hemorrhagic).
Both groups improved after treatment, but the experimental group had better results than the control group (Mann-Whitney U test) for F-M UE
(P<.001), FIM (P<.001), NIHSS (P.014), ESAS (P.022), time (P<.001), speed (P<.001), and peak (P<.001). Stroke etiology did not have
significant effects on patient outcomes.
Conclusions: The RFVE therapy combined with CR treatment promotes better outcomes for upper limb than the same amount of CR, regardless
of stroke etiology.
Archives of Physical Medicine and Rehabilitation 2018;99:834-42
ª 2018 by the American Congress of Rehabilitation Medicine

Stroke is the third cause of death and the first cause of disability functions, mainly represented in the posterior parietal cortex, are
worldwide,1 regardless of ethnicity and citizenship, dramatically involved in decision-making for the production of voluntary
affecting the independence and quality of life of survivors. movements (eg, spatial attention, spatial awareness, multisensory
Impairment of motor function is commonly present after stroke integration of feedback).4 Another important factor which in-
because of the involvement of the brain areas responsible for terferes with performance of motor tasks after stroke is the
planning and execution of movements (eg, primary motor cortex, severity of associated cognitive impairments.5 Regardless of
anterior frontal lobe).2,3 Recent studies have also shown that other stroke etiology (ie, ischemic, hemorrhagic), clinical sequelae are
devastating. Therefore, rehabilitation is provided to patients
regardless of onset. Nevertheless, evidence has shown that patients
Clinical Trial Registration No.: NCT01955291.
gain greater functional improvement after intracerebral hemor-
Disclosures: none. rhage (10%e15% of all strokes), than after ischemic infarct.6 This

0003-9993/18/$36 - see front matter ª 2018 by the American Congress of Rehabilitation Medicine
https://doi.org/10.1016/j.apmr.2018.01.023
Reinforced feedback in virtual environment 835

finding was also observed in patients with hemorrhagic stroke of stroke (ie, ischemic, hemorrhagic) may influence recov-
treated in a virtual environment in the preliminary study of this ery gains.
clinical trial.7
The main objective of motor rehabilitation after stroke is to
promote movement learning8 with the aim to reduce the effect of Methods
disease on loss of function and to improve quality of life. Recent
advances to improve the efficacy of rehabilitation modalities Participants and design
suggest to include the principles of motor learning in feasible
clinical treatments.9 Therefore, recent findings have demon- A single-blind, randomized controlled trial was completed among
strated that repetitive, intensive, and random practice of func- inpatients affected by a first episode of stroke because of both
tional tasks may be required to modify neural structures involved ischemic and hemorrhagic etiologies (fig 1). Subjects who had a
in motor control and learning processes.1,10 A significant boost stroke onset up to 12 months before enrollment were included in the
to promote neuroplasticity during rehabilitation care came from study. The following criteria were considered for exclusion: cognitive
the use of innovative computer-based technologies (eg, virtual impairment (defined as score <24 on the Mini-Mental State Exam-
reality, robotics).11-14 These technology-based modalities enrich ination),20 having previously received RFVE treatment, presence of
the traditional rehabilitation setting by increasing specific feed- apraxia (defined as a score <62 points on the De Renzi test),21
back on results and motor performance. Many studies have impairment of verbal comprehension (defined as a score >40 errors
shown that augmented feedback is able to modulate sensori- on the Token test),22 evidence in clinical history of neglect, upper
motor cortical activity, by facilitating learning in selected brain extremity complete hemiplegia (score of 4 points on the upper limb
networks.15 subitem of the National Institutes of Health Stroke Scale [NIHSS]),23
Virtual reality acts as an augmented environment where feed- presence of upper limb sensory disorders (defined as <1 point on
back can be delivered in the form of enhanced information about items shoulder, elbow, wrist, and thumb in the sensitivity section of
knowledge of results and knowledge of performance.7 Regarding the Fugl-Meyer scale), fracture, and joint dislocation.
clinical applications for rehabilitation, the translation of functional The internal review board of the hospital approved the study,
skills during the recovery process can be promoted by adapting the and all patients were informed about the aim and experimental
complexity of requested motor tasks to the functional level of each procedures before enrollment; therefore, written informed consent
single patient.9 Several studies demonstrated that treatment was obtained from all of them. Individuals included in the study
enriched by reinforced feedback in virtual environment (RFVE) were randomly assigned to experimental or control group accord-
may be more effective than conventional rehabilitation (CR) to ing to a simple randomization technique (computerized random
improve motor function of the upper limb after stroke.7,11,16 RFVE numbers). The randomization sequence was generated at the start
may contain elements useful to maximizing movement learning (eg, of the trial using a computerized program (Microsoft Excela). The
providing repeated and varied task practice, augmenting feedback allocation sequence was concealed from the principal investigator
on achieved results). RFVE has been tested in clinical trials enrolling patients in sequentially numbered, opaque, sealed enve-
providing insights into specific stroke rehabilitation and benefits lopes. The researcher responsible for randomization was indepen-
that can be obtained by using enriched virtual environment.17-19 dent from the assessors, assuring blindness to treatment allocation
Although several studies have been conducted on this topic, there and randomization procedures, respectively. Because of the treat-
is still a lack of large clinical and randomized trials that involve and ment modality, it was not possible to blind patients regarding
assess different stroke etiologies in relation to augmented virtual treatment received. In the experimental group, patients received
feedback. Therefore, to overstep this literature limitation, we treatment based on RFVE, whereas in the control group CR was
compared effects on patients with ischemic stroke with effects on provided. Moreover, both groups received an additional hour per
patients with hemorrhagic stroke. There is also deficiency in the day of CR. In this regard, the amount of therapy, defined as hours
literature on the potential of combining virtual therapy with other of treatment provided, was comparable between groups (ie, 2h/d,
treatments and its influence on poststroke recovery. Therefore, this 5d/wk for 4wk: 40h overall), but the therapeutic modalities (ie,
aspect has also been analyzed in this study. RFVE and CR, twice CR) representing the independent variable
In this trial, we hypothesized that performing a movement in determining the effects in the trial were not. Both therapeutic
enhanced virtual environment could have significant effect on modalities were provided by physiotherapists employed in the
upper limb motor function and that stroke etiology could be a institute and trained for RFVE and CR application. Moreover, each
factor influencing the recovery process. single treatment was executed by different clinicians blind to study
The aims of this study were to explore whether the RFVE aims. The CR treatment consisted of whole-body exercises which
intervention, combined with CR, could improve motor function were selected autonomously by the clinician. The additional hour
more than the same amount of CR applied alone, after both consisted of RFVE or CR. The exercises in the RFVE group were
ischemic and hemorrhagic stroke, and to observe whether the type selected from the library of the Virtual Reality Rehabilitation
System (VRRS) programb or created ad hoc, whereas exercises in
the CR group were replicated from the virtual scenarios. However,
both treatments were personalized and coherent to the patient’s
List of abbreviations: condition. Therefore, not all the tasks and movements were
CR conventional rehabilitation matched in the 2 treatments (ie, CR, RFVE). All patients enrolled
ESAS Edmonton Symptom Assessment scale in this study were inpatients of the rehabilitation institute and were
F-M UE Fugl-Meyer upper extremity scale treated during their stay in the hospital. According to Italian health
NIHSS National Institutes of Health Stroke Scale
policies, it is regular practice to admit patients >1 year after stroke
RFVE reinforced feedback in virtual environment
to rehabilitation hospitals, if they still present with rehabilita-
VRRS Virtual Reality Rehabilitation System
tion needs.

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836 P. Kiper et al

Screened potentially eligible patients


with stroke (N = 205)

Excluded total (n = 66)


• Complete hemiplegia (n = 2)
• Refusing to participate (n = 2)
• Sensory disorders (n = 17)
• Apraxia (n = 10)
• Aphasia (n = 31)
• Other reason (n = 4)

Randomized
> 12 Month (n = 139)
RFVE experimental group CR control group

Randomized to Experimental Group: Control Group: Randomized to


intervention (n= 69) Treatment with Treatment with intervention (n= 70)
reinforced feedback traditional
Received in virtual rehabilitation Received
intervention (n = 68) environment program intervention (n = 68)
• 1 hour of CR and • 2 hours of CR
Drop out (n = 1) 1 hour of RFVE Drop out (n = 2)

Stratified by the kind of stroke


(n = 136)
RFVE experimental group CR control group

RFVE Ischemic group: RFVE Hemorrhagic CR Ischemic group: CR Hemorrhagic


group: group:
Allocated to Allocated to
intervention (n= 36) Allocated to intervention (n= 42) Allocated to
intervention (n= 32) intervention (n= 26)
Received allocated Received allocated
intervention (n = 36) Received allocated intervention (n = 42) Received allocated
intervention (n = 32) intervention (n = 26)
Did not receive Did not receive
allocated intervention Did not receive allocated intervention Did not receive
(n = 0) allocated intervention (n = 0) allocated intervention
(n = 0) (n = 0)

Responses available for analysis


4 Weeks (n = 136)

Fig 1 Flowchart of participants through the study.

Interventions liquid crystal display projector displaying the virtual scenarios


on a large wall screen.
The patients randomized to the RFVE group were treated with the During the RFVE treatment, the subject was seated in front of
VRRS, which consisted of a computer connected to a a wall screen grasping a sensorized real object (eg, ball, disk,
3-dimensional motion tracking systemc and a high-resolution glass) with the paretic hand, or in case of severe grasping deficits

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Reinforced feedback in virtual environment 837

the sensor was fixed to a fingerless glove (with elastic hook and hand grasping, exercises to improve proximal and distal coordi-
loop fastener) worn by the patient. The real object held by the nation), according to results from the functional assessment.
subject and equipped with an electromagnetic sensor was Therefore, exercises performed by patients in the CR group were
matched to the virtual handling object, representing the end addressed to achieve the best functional skills according to each
effector of the biomechanical system. A library of virtual sce- patient’s current capacity.
narios and tasks was created by physiotherapists involved in The main role of the physiotherapist during the therapeutic
previous studies of our team, based on patients’ motor impair- session in both training groups was to advise correct movement
ments.17,24-26 Then, the physiotherapists involved in the current execution according to motor learning principles (eg, smoothness
study had the possibility to choose the most appropriate exer- of movement, reduced compensatory behaviors, to favor func-
cises for each patient from the existing library and to create new tional movement).27 The comprehensive time spent for treatment
virtual scenarios by the editor application of the VRRS program. in both groups was 2 hours. The duration and amount of single
The virtual object was displayed in a shape as close as possible exercise and number of repetitions were always adapted to the
to the real one, and its displacement was synchronized in time patients’ physical efficiency.
and space between real and virtual environments; therefore, no
delay or spatial distortion affected the emulation in the virtual Outcome measures
environment of the movement executed in the physical space.
For each motor task, the starting and final positions and move- At enrollment, a detailed review of the medical history of each
ment complexity were determined (supplemental appendix S1, patient was collected to check the presence of inclusion/exclusion
available online only at http://www.archives-pmr.org/). Acoustic criteria. Further, the following outcome measures were assessed:
signals and a digital voice provided information on the cor- the Fugl-Meyer upper extremity scale (F-M UE)28 (primary
rectness of movement execution online (reinforcement learning), outcome), which assesses upper limb motor function, balance,
and after each trial feedback was provided in the form of a score sensitivity, and joint range of movement, determining severity of
which was proportional to the amount of spatial error made impairment; the FIM29; the NIHSS23; and the Edmonton Symp-
(knowledge of results). Virtual tasks consisted of both simple tom Assessment Scale (ESAS)30 (secondary outcomes). Further-
movements (eg, moving a ball by executing elbow flexion in more, the following kinematic parameters were measured during
vertical plane) and complex movements that involved multiple the execution of requested tasks: mean linear velocity (speed),
muscle synergies (eg, pouring water from a glass, using a mean duration of movements (time), and mean number of sub-
hammer, using a toothbrush). The characteristics of the target movements (peak) (secondary outcomes). The assessment script
were determined in each virtual scenario (eg, task orientation, was composed of 8 motor tasks covering the main axes of motion
position). Moreover, additional virtual objects were added in the (eg, flexion, abduction, adduction, rotations, pronation, supina-
scenario, with the aim to increase task’s complexity. These tion) and involving multiple joints (eg, shoulder, elbow) of the
objects were not present in the real world or sensorized as the upper limb. Each task was performed for 10 consecutive trials
end effector but were just visually displayed in the virtual (fig 2); therefore, 80 trials overall were recorded for every patient,
environment. In addition, reinforced visual feedback was visu- whose features represented the kinematic assessment. During the
alized in the form of a virtual teacher (ie, nonsensorized virtual kinematic assessment, participants were seated with their back
object) with the same shape but different color of virtual rep- supported and hips and knees flexed to 90 , the hand was placed
resentation of the end effector, which automatically executed the on the hip or knee depending on the initial movement position
correct trajectory (supervised learning). The forward, backward, requested. Prior to assessment, each patient had the possibility to
or lateral trunk movement was advised by the physiotherapist in familiarize themselves with the system by performing 2 to 3 at-
both training groups, and it was limited or favored according to tempts. Afterward, the task performance was recorded and data
specific task requirements. At the end of the therapy session, the from all 80 trials were processed to calculate each kinematic
physiotherapist showed patients the result of their own move- parameter. All participants performed the kinematic assessment
ments (knowledge of performance) by visualizing all recorded protocol before and after the treatment, but the same exercises
trajectories compared with the requested one. were never used during the training. Both functional and kine-
Patients allocated to the CR group were treated in a 1-to-1 matic assessments were carried out for all patients at the begin-
setting in the hospital rehabilitation service. Patients received ning and end of treatment (ie, after 4wk).
specific rehabilitation of the upper limb consisting of exercises in
many directions of the upper limb workspace (eg, shoulder flexion Statistical analysis
and extension, shoulder abduction and adduction, shoulder inter-
nal and external rotation, elbow flexion and extension, forearm The sample size was calculated based on expected difference be-
pronation and supination) and hand grasping-release tasks. In the tween experimental and control groups on the Fugl-Meyer test
CR group, all exercises were performed in the sitting position and (Student t test) from a previous study.31 The sample size calculation
replicated as much as possible coherently to the RFVE tasks, to indicated that 68 patients per group should have been enrolled for
maintain comparable exercise content in both treatments. How- aZ.05 and 1ebZ.95, considering a 10% possible dropout rate,
ever, each training program was personalized to patient’s motor with the standardized effect size of 3.296. Therefore, the indicated
capacities. Therefore, individual task-oriented exercises were overall number of 136 participants was achieved in this trial. Data
selected from the exercise booklet, for each patient (eg, exercises distribution for all the variables was tested by the Shapiro-Wilk test,
for postural control, including reaching movement, exercises of and all of them resulted in being not normally distributed; therefore
elbow flexion and extension or shoulder abduction and adduction). the Wilcoxon test for paired samples was used for comparisons
Then, the exercise program was progressively increased in terms within groups. The Wilcoxon-Mann-Whitney test was used for
of complexity by the physiotherapist in charge of the treatment comparison between groups both at the baseline and after treatment.
(eg, exercises for hand posture, exercises for manipulation and Moreover, patients enrolled were stratified post hoc according to

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838 P. Kiper et al

Fig 2 The 8 virtual scenarios representing motor tasks performed during kinematic assessment: (A) reaching on horizontal planedstarting
hand position: one-third of proximal femur on lateral side, movement: toward the knee on ipsilateral side; (B) elbow flexiondstarting hand
position: knee on hemiparetic side, movement: toward the mouth; (C) elbow extension on horizontal planedstarting hand position: hip
contralateral to hemiparetic side, movement: toward hemiparetic knee; (D) reaching movementdstarting hand position: one-third of proximal
femur on dorsal side, movement: forward with elbow extension toward a target; (E) forearm pronation and supinationdstarting position with
hand pronated: contralateral one-half of femur, movement: supination toward ipsilateral one-half of the femur; (F) arm abductiondstarting hand
position: one-third of proximal femur on lateral side, movement: abduction up to 90 ; (G) shoulder flexiondstarting hand position: knee on
hemiparetic side, movement: shoulder flexion up to 90 with straight elbow; and (H) shoulder external and internal rotationdstarting hand
position: one-third of proximal femur on dorsal side, movement: external rotation with elbow flexed at 90 .

their stroke etiology (ie, ischemic, hemorrhagic) in both groups. differ significantly at baseline (table 1), nor did the functional and
Then, a subgroup analysis was run to compare differences because kinematic outcomes (F-M UE: PZ.080; FIM: PZ.853; NIHSS:
of the kind of stroke (Wilcoxon-Mann-Whitney test). The PZ.916; ESAS: PZ.508; time: PZ.210; speed: PZ.603; peak:
chi-square test was used to analyze the therapies effect related to the PZ.118) (table 2).
minimal detectable change, which is established at 7.9%. Finally, a
skew-normal regression model was used to infer any potential
relation between dependent and independent variables. Based on Effect of virtual reality and CR on motor function
previous studies a gain of 13.6% at the F-M UE was considered as Functional and kinematic outcomes improved in both groups
clinically important.32 The statistical significance level was set (table 2) after treatment, but the gain in the CR group was lower
at P<.05. than in the RFVE group. Indeed, the F-M UE score gained 4.77% in
the CR group and 14.73% in the RFVE group (P<.001). All out-
comes were significantly higher in the RFVE group than the CR
Results group, with a consistently better gain after treatment (FIM: RFVE:
Among the cohort of patients accepted at the cerebrovascular 8.42%, CR: 4.82%, P<.001; NIHSS: RFVE: 2.49%, CR: 1.26%,
disease unit of a rehabilitation institute, 205 patients were PZ.014; ESAS: RFVE: 4.70%, CR: 1.53%, PZ.022; time: RFVE:
screened for eligibility between years 2008 and 2015: 66 (32%) 97.35%, CR: 26.78%, P<.001; speed: RFVE: 90.14%, CR:
did not meet the inclusion criteria and 3 (1.5%) dropped out of the 25.60%, P<.001; peak: RFVE: 98.67%, CR: 36.08%, P<.001).
clinical trial (did not complete the full training sessions). Overall, In the RFVE group, 54 out of 68 (79.4%) patients demonstrated
136 (66.5%) patients were enrolled (80 men and 56 women), who motor improvements bigger than the established minimal detectable
survived a first episode of ischemic (nZ78) or hemorrhagic change (7.9%) on the F-M UE, whereas in the CR group only 9 of 68
(nZ58) stroke. The average time since stroke onset was 4.23.0 (13.2%) patients exceeded this level (P<.001; c2 test).
months, and the mean age was 63.914.1 years. All patients
experienced the RFVE intervention for the first time, and all of Effects of RFVE and CR therapy regarding stroke
them reported to be comfortable throughout the training. More- etiology
over, none of them experienced any side effects because of
interaction with the virtual environment (eg, nausea, dizziness, In patients with ischemic stroke, we observed better results in the
headache, disorientation).33 Demographic characteristics did not RFVE group than the CR group (table 3), as demonstrated by

Table 1 Demographic and clinical characteristics of patients at baseline


Demographic and Clinical Parameters Overall (NZ136) RFVE Group (nZ68) CR Group (nZ68) P
Sex, men/women 80 (58.8)/56 (41.2) 37 (54.4)/31 (45.6) 43 (63.2)/25 (36.8) .299
Age, y 63.914.1 62.515.2 66.012.9 .132
Time from stroke, mo 4.23.0 4.42.8 4.13.2 .570
Lesion side, right/left 69 (50.7)/67 (49.3) 33 (48.5)/35 (51.5) 36 (53.0)/32 (47.0) .666
Type of stroke, ischemic/hemorrhagic 78 (57.4)/58 (42.6) 36 (53.0)/32 (47.0) 42 (61.8)/26 (38.2) .302
NOTE. Values are mean  SD, n (%), or as otherwise indicated.

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Reinforced feedback in virtual environment 839

bigger gains for the following outcomes: F-M UE (RFVE:

P (Mann-Whitney U )
14.69%, CR: 4.91%, P<.001), FIM (RFVE: 7.41%, CR: 3.50%,
PZ.004), NIHSS (RFVE: 2.58%, CR: 1.13%, PZ.010), time
RFVE Versus CR (RFVE: 101.50%, CR: 21.80%, P<.001), speed (RFVE: 103.35%,
CR: 15.12%, P<.001), and peak (RFVE: 113.34%, CR: 35.46%,
PZ.002). However, the ESAS did not differ significantly (RFVE:

<.001
<.001
.014
.022

<.001
<.001
<.001
5.89%, CR: 3.67%, PZ.382).
In patients with hemorrhagic stroke, the following outcomes
were significantly higher in the RFVE group: F-M UE (RFVE:

173.14124.12* (125.95e205.15)
(93.06e102.39)
14.77%, CR: 4.55%, P<.001), FIM (RFVE: 9.52%, CR: 6.96%,
(39.24e49.48)

(15.77e22.70)

29.6626.28* (29.47e45.06)
9.325.92* (8.30e12.04)
(2.00e3.11)
PZ.008), ESAS (RFVE: 3.18%, CR: e1.92%; PZ.003), time
(RFVE: 92.68%, CR: 34.83%, P<.001), and peak (RFVE:
83.09%, CR: 37.09%, PZ.002). On the contrary, the NIHSS
(RFVE: 2.38%, CR: 1.47%, PZ.348) and speed (RFVE: 75.29%,
CR: 42.52%, PZ.093) were comparable between groups
18.9411.70
46.2917.25*
100.6617.53*
2.521.90*

after treatment.
The comparison between ischemic and hemorrhagic subgroups
CR Group (nZ68)

within the RFVE group did not show any significant difference.
After

Relations between outcomes and clinical variables


Abbreviations: Peak, mean number of submovements; Speed, mean velocity of movement (cm/s); Time, mean duration of movement (s).
143.38106.53 (102.33e174.95)

NOTE. Results are displayed as mean  SD (95% confidence interval) or as otherwise indicated. Statistical threshold was set at P.05.

The skew-normal regression model showed that none of the


(36.50e46.40)
(86.39e96.50)

(17.80e23.99)

33.3326.17 (34.12e49.23)
10.555.50 (9.62e13.10)
(2.54e4.05)

demographic (ie, age, sex) characteristics were statistically related


to motor improvements among patients treated by RFVE.
Furthermore, the estimated regression coefficients showed that the
improvement noted in the F-M UE and NIHSS was dependent
from time since stroke and was higher in patients within 6 months
3.212.52
43.1517.21
94.5920.32

20.9411.38

(nZ102) than >6 months (nZ34) after stroke (PZ.04 and


PZ.05, respectively). Further, the regression analysis showed that
patients with right hemiparesis gained better functional skills on
Before

the FIM (PZ.02) than patients with left hemiparesis.


216.55129.15* (171.89e242.54)

Discussion
(42.22e50.87)

(12.06e18.36)

25.1221.53* (22.68e34.05)
(98.74e108)
(1.57e2.74)

7.385.16* (6.66e9.49)

The results of this study showed a positive effect of RFVE


treatment, intended as enriched environment, for rehabilitation of
upper limb after stroke. Data demonstrated that recovery is
Effect of RFVE and CR on outcomes in all patients with stroke

achievable also with CR but to a lesser extent. This study


47.7115.74*
104.4018.50*
2.172.23*
15.2311.82*

demonstrated an added therapeutic effect of RFVE treatment,


supporting a beneficial integration with CR treatment. When pa-
RFVE Group (nZ68)

tients undergo combined CR and RFVE treatments they seem to


After

regain better motor function than the recovery induced by the


augmented intensity provided by CR program. Previous clinical
studies have indicated that patients with hemorrhagic stroke may
128.6569.36 (102.52e138.12)

gain better functional improvement than patients with ischemic


(32.24e41.79)
(88.19e98.33)

(16.98e23.82)

12.197.04 (11.12e14.92)

39.5126.79 (37.40e51.08)

stroke after CR.6 However, in this study, we found that the


(2.65e3.99)

application of RFVE is effective after both ischemic and hemor-


* Comparison within group (Wilcoxon test).

rhagic stroke without contraindications because of stroke etiology;


this result provides additional evidence regarding the effect of
stroke etiology in virtual reality. Current evidence has shown that
37.9917.76
93.7421.08

20.2512.70
3.282.52

treatment in virtual environment should exceed 15 hours of


training to achieve clinical improvement12,34; in this study, both
Before

treatments were provided for 2h/d, 5d/wk for 4 weeks, which


represents a new insight on poststroke recovery on the advantage
of mixed intensive training. Despite exercises used for both
therapies were based on an exercise booklet, physiotherapists were
Speed (cm/s)

not limited in the exercises selection or restricted to number of


Peak (n)
Kinematics
Time (s)
Functional

exercises provided during one therapy session. As demonstrated in


Outcomes

F-M UE

NIHSS
Table 2

ESAS

previous studies, the virtual reality training seems to be effective


FIM

for patients with different demographic and clinical characteris-


tics, and those findings were confirmed in this trial.

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840
Table 3 Effect of RFVE and CR treatments on patients with ischemic and hemorrhagic stroke
Patients With Ischemic Stroke Patients With Hemorrhagic Stroke
RFVE RFVE
RFVE Group (nZ36) CR Group (nZ42) Versus CR RFVE Group (nZ32) CR Group (nZ26) Versus CR
P (Mann- P (Mann-
Whitney Whitney
Outcomes Before After Before After U) Before After Before After U)
Functional
F-M UE 37.9217.81 47.6115.76* 43.1416.81 46.3816.60* <.001 38.0617.99 47.8115.96* 43.1518.18 46.1518.60* <.001
(28.31e42.04) (38.84e51.16) (33.23e45.49) (36.41e49.16) (31.92e45.93) (41.72e54.56) (35.70e53.35) (37.50e55.87)
FIM 100.4717.16 109.9414.26* 96.2120.50 100.6218.01* .004 86.1622.72 98.1620.83* 91.9620.13 100.7317.08* .008
(91.78e104.43) (101.62e112.58) (86.11e100.24) (92.75e105.10) (80.31e96.19) (91.89e107.11) (81.32e96.47) (88.20e103.70)
NIHSS 3.132.39 1.912.11* 3.032.37 2.411.81* .010 3.462.70 2.462.36* 3.502.78 2.702.08* .348
(2.27e4.08) (1.08e2.64) (2.25e4.11) (1.81e3.19) (2.42e4.51) (1.55e3.38) (2.10e4.85) (1.61e3.65)
ESAS 21.5914.53 14.9711.25* 22.7211.98 17.918.31* .382 18.7110.28 15.5412.63* 18.109.98 20.6015.82 .003
(16.33e27.74) (10.59e19.21) (17.88e26.55) (14.46e20.83) (14.73e22.70) (10.64e20.44) (14.37e23.52) (14.05e29.11)
Kinematics
Time (s) 11.507.34 6.715.06* 10.825.40 9.675.69* <.001 12.976.72 8.145.25* 10.115.72 8.776.35* <.001
(9.66e15.43) (5.62e9.61) (9.40e13.88) (8.02e12.71) (10.88e16.15) (6.44e10.67) (7.92e13.98) (6.51e13.25)
Speed 130.3576.83 223.03126.30* 153.25126.03 170.57135.68* <.001 126.7461.03 209.27133.93* 127.4562.76 177.30105.20* .093
(cm/s) (92.48e147.81) (158.07e254.09) (90.86e207.82) (107.96e230.10) (96.44e144.55) (153.22e263.55) (90.44e155.31) (144.11e206.72)
Peak (n) 36.9127.20 22.4220.97* 34.3525.76 30.3125.29* .002 42.2826.49 27.9922.09* 31.7427.25 28.6428.24* <.001
(31.25e51.68) (17.75e33.72) (33.89e53.17) (28.52e48.12) (37.53e56.71) (22.60e39.57) (25.73e52.15) (21.76e49.66)
NOTE. Results are displayed as mean  SD (95% confidence interval) or as otherwise indicated. Statistical threshold was set at P.05.
Abbreviations: Peak, mean number of submovements; Speed, mean velocity of movement (cm/s); Time, mean duration of movement (s).
* Comparison within group (Wilcoxon test).
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P. Kiper et al
Reinforced feedback in virtual environment 841

Although the neural mechanisms associated with practice- Study limitations


dependent motor recovery are not clearly understood, it has been
suggested that intensive and repetitive use of the affected limb, as The differences observed between motor improvements of the upper
those stimulated by RFVE, may induce a positive effect on neu- extremity may be the result of intensive virtual training and intensive
roplasticity and improvement of motor function.7,8,35 Motor conventional therapy, both of which were introduced in the RFVE
learning implies a process of motor action selection to perform a group. Therefore, it was not possible to infer directly to what extent
requested task, and theoretically the movement should be repeated the motor function improvement was because of virtual or con-
exactly to obtain the best relearning of one specific movement.36 ventional treatment. Nevertheless, the combination of RFVE with
We have argued that in our proposal for RFVE treatment, CR treatment resulted in significant improvement of upper limb
different paradigms (eg, reinforcement learning, supervised motor function and kinematic parameters. Moreover, the specific
learning) operate to promote motor learning, based on the feed- content of every exercise was not controlled either in the RFVE or
back received from the artificial environment during CR group. Therefore, it is not possible to conclude which specific
motor practice. parameters were clinically useful or which patients better exploited
Several studies have demonstrated greater improvement of the proposed stimuli. Patients in both groups performed exercises
motor function in patients treated with virtual environment.11,12 for the upper extremity for 2 hours in total, and each training was
This was confirmed by the results of this study because the selected appropriately in accordance with patient’s deficits. How-
patients from the RFVE group improved their motor functions by ever, the intensity, intended as several repetitions, was not recorded,
14.7% on average on the F-M UE, which is more than the which is another limitation of the study. Moreover, because not all
established minimal clinically important difference (13.6%).32 tasks and movements were matched in the 2 treatments (ie, CR,
Moreover, the minimal detectable change level (7.9%)37 was RFVE), it was not possible to infer whether the intensity of training
exceeded by 79.4% of participants. Furthermore, the analysis could explain the difference between groups. Patients with upper
suggests that RFVE can be provided regardless of the subject’s limb sensory disorders, neglect, apraxia, severe cognitive impair-
age and sex, and stroke etiology. However, as demonstrated by ment, and verbal comprehension were excluded from this study,
results on the F-M UE and NIHSS, the time since stroke onset still therefore a large number of patients could not be analyzed. Further
remains a major factor determining functional recovery, with the studies should control the intensity of training provided in both the
biggest improvements occurring closer to stroke onset. In fact, the experimental and control treatments and should take into consid-
greatest functional improvement was found in patients within 6 eration such characteristics.
months of stroke onset. The results of the FIM showed greater
improvements in patients affected by right hemiparesis. This could
be because of right-hand dominance in most of the population or
Conclusions
because left hemiparesis (caused mostly by lesions in the right The RFVE training combined with CR treatment provided better
hemisphere) can provoke severe impairments in behavioral and clinically meaningful results compared with the same amount
domains, or cognitive and attentive functions. Finally, patients did of CR. Moreover, observed effectiveness of virtual therapy was
not report significant changes in their general health conditions comparable for patients with ischemic and hemorrhagic stroke.
(ESAS) after the introduction of double CR, mainly based on The effectiveness of virtual therapy was not dependent on age and
intensive repetition of exercises. Such a result suggests that sex, but it remains sensitive to time since stroke onset. Virtual
massed practice should be mixed with task-oriented and variable therapy by means of RFVE can be considered as a safe treatment
motor exercises, such as those provided by RFVE.38,39 and feasible for clinical use in most of the patients experiencing
The benefits coming from the use of enhanced feedback in hemiparesis after stroke, without severe cognitive impairments,
poststroke patients has been reported in various studies, showing neglect, apraxia, and sensory disorders.
that when provided through virtual environment, it can be bene-
ficial both in the subacute and chronic phases after stroke.40 Our
findings support the evidence that the process of motor recovery in Suppliers
the subacute phase after stroke is enhanced effectively by the use
of virtual realityebased therapy,12 potentially because of variable
a. Excel 2007; Microsoft.
and random tasks delivered with sustained intensity in virtual
b. Virtual Reality Rehabilitation System (VRRS); Khymeia
environment. Moreover, an adjunctive important factor influ-
Group.
encing motor recovery may rely on the frequency of feedback
c. LIBERTY; Polhemus.
known to promote motor learning (ie, knowledge of performance,
knowledge of results). It is also known that the visual and acoustic
feedback are provided in high-quality systems for the interaction
with virtual environments, and this has a potential role for Keywords
regaining a better motor outcome. It also has been shown that
enhanced feedback is important to increase patient’s motivation.41 Feedback; Rehabilitation; Stroke; Virtual reality
Therefore, in this study, we also provided the sensory feedback
throughout the real object coherent with the virtual one, which
was held during task execution. However, this was limited to the Corresponding author
patients with residual grasp capacity. In patients with stroke, vir-
tual training may stimulate movement relearning by underpinning Pawel Kiper, PhD, Fondazione Ospedale San Camillo IRCCS, via
the recovery of previous motor skills or facilitating the acquisition Alberoni 70, 30126 Venezia, Italy. E-mail address: pawel.kiper@
of new ones, to be translated into activities of daily living. ospedalesancamillo.net.

www.archives-pmr.org
842 P. Kiper et al

Acknowledgment lower extremity disorders in post-stroke patients. Methods Inf Med


2016;55:89-92.
20. Folstein MF, Folstein SE, McHugh PR. Mini-mental state”. A prac-
tical method for grading the cognitive state of patients for the clini-
We thank Aneta Kiper, MSc, PT, for her support and assistance
cian. J Psychiatr Res 1975;12:189-98.
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22. De Renzi E, Vignolo LA. The token test: a sensitive test to detect
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Reinforced feedback in virtual environment 842.e1

Supplemental Appendix S1 Exercise Client’s aim


Booklet To strengthen the muscles that straighten your elbow.
Bending the wrist to a target
Therapist’s instructions
Therapist’s aim
Position the patient in supine with their arm extended vertically.
To improve the ability to extend the wrist. Instruct the patient to bend their elbow to bring their palm to touch
their forehead and then straighten it again. Ensure that the upper
arm remains vertical and only the forearm moves.
Client’s aim
To improve your ability to straighten your wrist. Client’s instructions
Position yourself lying on your back with your arm held vertically.
Therapist’s instructions Start with your elbow straight. Finish with your elbow bent and
Position the patient in sitting with their forearm pronated and resting your palm touching your forehead. Ensure that your upper arm
on a block on a table in front of them. Place a cup in their hand, a does not move and only your forearm moves.
sandbag on their forearm, and tape a flexible straw to the dorsal
surface of their forearm with the joint of the straw aligned with their
wrist joint. Instruct the patient to extend their wrist to touch the tip of Elbow extensor strengthening in sitting
the straw and then relax their wrist back into flexion. using free weights
Client’s instructions Therapist’s aim
Position yourself sitting with your forearm resting on a block on a To strengthen the elbow extensors.
table in front of you and your palm facing down. Place a cup in
your hand, a sandbag on your forearm, and tape a flexible straw to Client’s aim
the top of your forearm so that the bend of the straw is over your
wrist. Practice straightening your wrist so that your hand touches To strengthen your triceps.
the tip of the straw and then relaxing your hand back down again.
Therapist’s instructions
Bending the wrist while holding a cup Position the patient in sitting with their shoulder flexed and elbow
flexed. Instruct the patient to extend their elbow.
Therapist’s aim
Client’s instructions
To improve the ability to radially deviate the wrist.
Position yourself sitting on a chair. Start with your arm above your
head and your elbow bent. Finish with your arm above your head
Client’s aim and your elbow straight.
To improve your ability to bend your wrist.
Precautions
Therapist’s instructions
1. Ensure that wheelchair does not flip backward.
Position the patient in sitting with their hand grasping a cup and
hanging over the edge of a table. Instruct the patient to tilt the cup
up by radially deviating their wrist to a point level with, or higher Elbow extensor strengthening in sitting
than, the table.
using pulleys
Client’s instructions
Therapist’s aim
Position yourself sitting with your hand grasping a cup and
To strengthen the elbow extensors.
hanging over the edge of a table. Practice tilting the cup up by
bending your wrist to a point level with, or higher than, the table.
Client’s aim
To strengthen your triceps.
Elbow extensor strengthening in lying
without weights Therapist’s instructions

Therapist’s aim Position the patient in sitting facing the pulleys. Adjust the pulley
system so that the direction of pull opposes elbow extension.
To strengthen the elbow extensors. Instruct the patient to extend their elbow.

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842.e2 P. Kiper et al

Client’s instructions Lifting up an object


Position yourself sitting facing the pulleys. Adjust the pulley so
that the direction of pull is downward from the ceiling. Start with Therapist’s aim
your elbow bent and tucked in beside your body. Finish with your
To improve the ability to reach.
elbow straight.

Client’s aim
Forearm supination and pronation to a wall To improve your ability to reach.
target
Therapist’s instructions
Therapist’s aim
Position the patient in sitting with an object on a table in front of
To improve the ability to reach for objects.
them. Instruct the patient to lift the object off the table. Ensure that
the elbow is extended.
Client’s aim
To improve your ability to reach for objects. Client’s instructions
Position yourself sitting with an object on a table in front of you.
Therapist’s instructions Practice lifting the object off the table. Ensure that your elbow
stays straight.
Position the patient in sitting in front of a table and wall with their
elbow bent and a ruler taped to their hand. Draw 2 target lines on
some paper on the wall. Instruct the patient to supinate and pro-
nate their forearm until the ruler reaches the target lines. Ensure Picking an object off the floor
that internal rotation does not occur at the shoulder.
Therapist’s aim
Client’s instructions
To improve the ability to sit and reach for an object.
Position yourself sitting in front of a table and wall with your
elbow bent and a ruler taped to your hand. Draw 2 target lines on
Client’s aim
some paper on the wall. Practice rotating your forearm back and
forth until the ruler reaches the target lines. Ensure that the hand To improve your ability to sit and reach for an object.
does not move sideways.

Therapist’s instructions
Lifting an object from the floor to the table Position the patient in sitting with an object placed on the floor
on their affected side. Instruct the patient to reach down and pick
Therapist’s aim up the object with either hand. Ensure that the affected knee
remains over a flat foot so that weight is borne through the
To improve the ability to sit and reach for an object. affected side.

Client’s aim Client’s instructions


To improve your ability to sit and reach for an object. Position yourself sitting with an object placed on the floor on your
affected side. Practice reaching down to pick up the object with
Therapist’s instructions either hand. Ensure that your affected knee remains over your foot
so that you weight-bear through your affected side.
Position the patient in sitting with an object on the floor on their
affected side and a table nearby. Instruct the patient to reach down
and pick up the object with either hand and place it on the table.
Ensure that the affected knee remains over a flat foot so that
Reaching from a low surface to a high
weight is borne through the affected side. surface

Client’s instructions Therapist’s aim


Position yourself sitting with an object on the floor on your To improve the ability to reach.
affected side and a table nearby. Practice reaching down to pick up
the object with either hand and placing it on the table. Ensure that Client’s aim
your affected knee remains over your foot so that you weight-bear
through your affected side. To improve your ability to reach.

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Reinforced feedback in virtual environment 842.e3

Therapist’s instructions chest. Practice moving a cup of water outward to a table beside
you without spilling it. Ensure that your back is kept against the
Position the patient in sitting with a block on a table in front of chair and the piece of paper is not dropped.
them. Instruct the patient to lift a cup from the table to the top of
the block. Ensure that the arm flexes forward rather than abducts
and the shoulder does not elevate. Shoulder abductor strengthening in sitting
using free weights
Client’s instructions
Position yourself sitting with a block on a table in front of you. Therapist’s aim
Practice lifting a cup from the table to the top of the block. Ensure
To strengthen the shoulder abductors.
that your elbow stays tucked in and your shoulder does not hitch.

Client’s aim
Reaching from side to side in standing To strengthen the muscles at the side and top of your shoulder.

Therapist’s aim Therapist’s instructions


To improve the ability to hold and move an object.
Position the patient in sitting with their shoulder adducted. Instruct
the patient to abduct their shoulder with their elbow extended.
Client’s aim
To improve your ability to hold and move and object. Client’s instructions
Position yourself sitting in a chair. Start with your arm down
Therapist’s instructions beside your body. Finish with your arm above your head. Ensure
that you keep your elbow straight.
Position the patient in standing with a table in front of them and
another table to their side. Instruct the patient to lift an object with
their hand from one table to the other without dropping it. Precautions

1. Ensure that the chair does not tip backward.


Client’s instructions
Position yourself standing with a table in front of you and another
table to your side. Practice lifting an object with your hand from Shoulder abductor strengthening in sitting
one table to the other without dropping it. using pulleys
Therapist’s aim
Rotating the shoulder outward while
holding a cup To strengthen the shoulder abductors.

Therapist’s aim Client’s aim


To improve the ability to reach. To strengthen the muscles at the side and top of your shoulder.

Client’s aim Therapist’s instructions

To improve your ability to reach. Position the patient in sitting perpendicular to the pulleys. Adjust
the pulley so that the direction of pull opposes shoulder abduction.
Instruct the patient to abduct their shoulder with their
Therapist’s instructions elbow extended.
Position the patient in sitting with their elbow bent at 90 and a
piece of paper in between their upper arm and chest. Position a Client’s instructions
table on the outside of the patient and place a cup of water in their
hand. Instruct the patient to move the cup outward to the table Position yourself sitting side-on to the pulley. Adjust the pulley so
without spilling the water. Ensure that the back is kept against the that the direction of pull is upward from the floor. Start with your
chair and the piece of paper is not dropped. arm beside your body. Finish with your arm out to the side. Ensure
that you keep your elbow straight.

Client’s instructions
Precautions
Position yourself sitting with your elbow bent at right angles and a
piece of paper in between your upper arm and the side of your 1. Ensure that the chair does not tip backward.

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842.e4 P. Kiper et al

Shoulder extensor strengthening in sitting Standing and reaching to the side


using uppertone
Therapist’s aim
Therapist’s aim To improve the ability to shift weight sideways when reaching to
To strengthen the shoulder extensors. the side in standing.

Client’s aim
Client’s aim
To improve your ability to reach to the side in standing.
To strengthen the muscles at the back of your shoulder.
Therapist’s instructions
Therapist’s instructions
Position the patient in standing with their feet slightly apart and
Position the patient in sitting facing the frame of the Uppertone a target placed at shoulder height out to their side. Position a
with their hands wedged in the Uppertone handles. Instruct the table at hip level beside them. Instruct the patient to reach
patient to extend their shoulders. sideways to touch the target with their hand and the table with
their hips.
Client’s instructions
Client’s instructions
Position yourself sitting facing the frame of the Uppertone with
your hands wedged in the Uppertone handles. Start with your arms Position yourself standing with your feet slightly apart and a target
out straight in front of you. Finish with your elbows tucked beside placed at shoulder height out to your side. Position a table at hip
your body. level beside you. Practice reaching sideways to touch the target.
Ensure that your hips move slightly sideways to make contact with
the table.
Precautions

1. Ensure that the chair does not tip backward. Taking a cup to the mouth
Therapist’s aim
Shoulder flexor strengthening in supine
To improve the ability to bring a cup to the mouth.
using free weights
Client’s aim
Therapist’s aim
To improve your ability to bring a cup to your mouth.
To strengthen the shoulder flexors.

Therapist’s instructions
Client’s aim
Position the patient in sitting with a cup on a table in front of
To strengthen the muscles at the front of your shoulder. them. Instruct the patient to lift the cup up to their mouth. Ensure
that their head remains erect.
Therapist’s instructions
Client’s instructions
Position the patient in supine with their elbow extended. Instruct
the patient to flex their shoulder. Position yourself sitting with a cup on a table in front of you.
Practice lifting the cup up to your mouth. Ensure that you keep
your head up straight.
Client’s instructions
Position yourself lying on your back. Start with your arm beside Precautions
your body. Finish with your arm at 90 to your body. Ensure that
you keep your elbow straight. 1. Ensure appropriate for patients with swallowing difficulties.

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