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TUOMAS EEROLA
Durham University
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UIFDSBEMFUPUIFHSBWFu (SFHPSZ
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*OB especially important in experimental studies because
significant proportion of these life episodes (Juslin, emotions are not easy to arouse in artificial laboratory
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music arouses an emotionJOUIFMJTUFOFS*OEFFE
It is arguably less of a problem to obtain cases of
the strong emotions music evokes help to explain “genuine” emotions to music in field studies, which
why people spend more money on music than on show that musical emotions occur in a wide range
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Emotions belong to the broader field of affect, edged that we often hear music without actually feel-
which also comprises moods, preferences, and per- ing any emotion at all, at least not one aroused by
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of emotion FH
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precise emotional state a musical event will arouse
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Emotions are relatively brief, intense, and rap-
researchers today would deny “that some music is
idly changing reactions to potentially important
capable of exciting some emotion in some people
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in the external or internal environment—often
issue is to explain why the emotion occurred in the
of a social nature—which involve a number of
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subcomponents (cognitive changes, subjective
arousing an emotion, and if different listeners might
feelings, expressive behavior and action tenden-
respond differently to the same piece of music, what
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are the precise conditions that will cause a specific
JOHBOFNPUJPOBMFQJTPEF Qõõø
emotion to occur?
In a musical context, emotion is one of several
aspects of music experience (which also encompass Causes of Musical Emotions
physical, behavioral, perceptual, cognitive, existen- .VTJDBMFNPUJPOTBSFPGUFOSFHBSEFEBTQV[[MJOH
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JOTUBODFPGNVTJDMJTUFOJOH"TGBSBTMBZMJTUFOFSTBSF and outside music appear so different (Krumhansl,
concerned, however, it may be one of the most im- õýýû
BUMFBTUPOUIFTVSGBDF*OUIFQBSBEJHNBUJDDBTF
portant aspects (Juslin, Liljeström, Laukka, Västfjäll, an emotion is aroused when an event is appraised as
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having the capacity to influence the goals or plans of
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to be affected by musical stimuli, including subjective listen to music, only rarely does the music per se have
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re is also evidence of a synchronization between the theories and may be a real threat to the generality of
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appraisals as elicitors of emotion” (Ellsworth, 1994,
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sion of measures of different sub-components might VQXJUIBMUFSOBUJWFBDDPVOUT4PNFBVUIPSTIBWFBS-
increase our ability to decide exactly what kind of re- gued that musical features affect listeners “directly”
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t JUSLIN ET AL .
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All use subject to JSTOR Terms and Conditions
directly only goes to show that no causal explanation made an early attempt to apply appraisal theory (the
IBTZFUCFFOPďFSFE5IFCFMJFGUIBUPCKFDUTPSFWFOUT WFSTJPOPVUMJOFECZ0SUPOZ
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common in music research, maybe because we tend BSFSFTQPOTJCMFGPSBTVCTFUPGNVTJDBMFNPUJPOT
to think of music as abstract sequences of notes, de- 4MPCPEBBOE+VTMJO öôôõ
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aimed to obtain direct links between surface features not attempt to formulate an integrated framework fea-
PGUIFNVTJDBOEFWPLFEFNPUJPOT#VUTVDIDPSSFMB- turing a set of hypotheses that could guide research-
UJPOTEPOPUDPOTUJUVUFBOFYQMBOBUJPOUIFZTJNQMZ FSTJOUIFêFME5IFNPTUDPNQSFIFOTJWFBUUFNQUUP
NPWFUIFCVSEFOPGFYQMBOBUJPOGSPNPOFMFWFM i8IZ describe a set of mechanisms was begun in the mid-
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and emotion can be achieved only if we understand 5IF#3&$7&."GSBNFXPSLUBLFTBTJUTQPJOU
the underlying process that mediates between sur- PGEFQBSUVSFBOFWPMVUJPOBSZQFSTQFDUJWF"OFWPMV-
GBDFGFBUVSFTBOEBSPVTFEFNPUJPOT"HPPEUIFPSZ tionary perspective on human perception of sounds
of emotion causation should explain both why a giv- suggests that the survival of our ancient ancestors de-
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the aroused emotion is of a specific kind (differen- derive meaning from them, and adjust their behav-
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this is achieved is referred to here as the underlying is theorized that there are several emotion mecha-
NFDIBOJTN*UDPNQSJTFTBGVODUJPOBMEFTDSJQUJPOPG nisms implemented by a number of distinct “brain
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iSFUSJFWJOH networks,” which developed gradually and in a par-
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implementation in the brain, or with the phenomeno- DPNQMFYKVEHNFOUT&BDINFDIBOJTNJTSFTQPOTJWF
MPHJDBMFYQFSJFODFJUTFFLTUPFYQMBJO %FOOFUU
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in its own unique way to specific configurations of
information in the music, the listener, and the situa-
Theories of Underlying Mechanisms tion, referred to jointly as “the musical event” (Juslin,
"MUIPVHIGFXTUVEJFTIBWFBUUFNQUFEUPUFTUUIFP- öôõ÷
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ries of possible mechanisms underlying emotional õ
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TFF+VTMJO response to simple acoustic features such as
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sible mechanisms over the years, typically limiting LPMPW
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the first modern scholar who understood the impor- PGBOJOUFSOBMCPEZSIZUIN FH
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tant role of psychological theory in unraveling rela- XBSEBOFYUFSOBMSIZUINJOUIFNVTJD )BSSFS
tionships between musical structure and emotional )BSSFS
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All use subject to JSTOR Terms and Conditions
metaphorical mapping of the musical structure This task is challenging however, and requires a set
0TCPSOF
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particular event from the listener’s past that is need to be able to activate as well as suppress specific
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mechanisms in each case by manipulating different
û
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aspects of the music, the listening situation, and the
unfolding of the syntactical structure of the
music and its expected or unexpected continu-
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ways: First, one might select or manipulate pieces of
ü
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the aesthetic value of the music based on an information required for a certain mechanism to be
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activated while leaving or removing other information
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#Z TZOUIFTJ[JOH UIFPSZ BOE EBUB GSPN NBOZ can design the specific test procedure in such a way
domains mostly outside music, Juslin and Västfjäll that it will prevent the type of information processing
öôôü
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that may help researchers distinguish between the PGJOUFSGFSFODF
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0OF a task that recruits attentional resources to such an
implication is that, in order for data to contribute extent that visual imagery, also dependent on these
in a cumulative fashion to our knowledge, research- SFTPVSDFT
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ers need to specify as far as possible the underlying manipulate the listener by creating new memories
NFDIBOJTNJOWPMWFEJOFBDIFNPUJPOFQJTPEF during the test procedure before presenting the tar-
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Empirical Approaches to Mechanisms enable study of mechanisms such as evaluative con-
(JWFO UIF DSVDJBM SPMF PG UIFPSJFT PG VOEFSMZJOH EJUJPOJOH
mechanisms in explaining emotions to music, there "TTIPVMECFBQQBSFOU
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is an urgent need for empirical studies that attempt must entail experimental studies, and there are at
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manipulate musical features or situational circum-
FYQMPSFE FQJTPEJD NFNPSJFT MJOLFE UP NVTJD " stances to activate particular mechanisms by means
broader selection of mechanisms were surveyed by PGIJHIMZDPOUSPMMFETZOUIFTJ[FE PSSFTZOUIFTJ[FE
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7JFUI öôõõ
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clues about the occurrence of various mechanisms MPHJDBMWBMJEJUZ4QFDJêDBMMZ
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in real-life contexts, these data should be treated bear little relation to music as experienced by most
with caution: Field data do not enable researchers MJTUFOFSTJOUIFSFBMXPSME5IVT
BTFDPOEBQQSPBDI
to draw strong conclusions with regard to causal is to attempt to find existing pieces of music that
relationships because of insufficient experimental include musical characteristics relevant to specific
DPOUSPM*UIBTCFFOEFNPOTUSBUFEUIBUQFPQMFHFO- NFDIBOJTNT"MUIPVHIUIFJOUFSOBMWBMJEJUZDPVME
erally have a poor understanding of the causes of be reduced, the use of real music makes it easier to
their own behavior and that it is problematic to rely arouse intense emotions in listeners, and the ecologi-
solely on subjective self-reports of causes of emo- DBMWBMJEJUZJTJODSFBTFE
tions, because we could be unaware of the trigger Only the synthesis approach has been used in
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öôôü
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,PFMTDI
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conduct experiments in a laboratory setting, where and physiologic measures to capture emotional reac-
specific mechanisms may be manipulated so as to UJPOTUPVOFYQFDUFEIBSNPOJDQSPHSFTTJPOT4UJNVMJ
QSPEVDFJNNFEJBUFFďFDUTPOCFIBWJPSBMNFBTVSFT DPOTJTUFE PG UISFF NBUDIFE WFSTJPOT PG TJY #BDI
t JUSLIN ET AL .
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All use subject to JSTOR Terms and Conditions
chorales, which differed only in terms of one chord, MJGF +VTMJOFUBM
öôôü
öôõõ
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harmonically either expected, unexpected, or very musical expectancy—is often regarded as particularly
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öôôý
subjective emotionality, and electrodermal activity all To activate each of these mechanisms, we selected
JODSFBTFEXJUIJODSFBTFTJOVOFYQFDUFEOFTT5IFTF pieces of music that included extreme acoustic events
results rendered support for the musical expectancy CSBJOTUFNSFëFY
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öôõø
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sic to activate four different mechanisms: brain stem being merely an artifact of a specific piece of music,
reflex, contagion, episodic memory, and musical ex- we included four pieces of music to represent each
QFDUBODZ5IJTXBTEPOFCZNFBOTPGBDBSFGVMFEJUJOH NFDIBOJTN5IFQJFDFTEJďFSFEJONBOZSFTQFDUT
of computerized but natural-sounding performances, FH
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inserting or removing the information needed for specific types of information that were considered
TQFDJêDNFDIBOJTNT3FTVMUTGSPNBMJTUFOJOHUFTUSF- OFDFTTBSZGPSUIFUBSHFUNFDIBOJTN
vealed that the target mechanism conditions aroused 8FTFMFDUFEQSPNJOFOUQJFDFTPGNVTJDCZFNJ-
UIFTQFDJêDFNPUJPOTQSFEJDUFE nent composers, to be able to produce emotions as
This was the first experiment to manipulate and JOUFOTFBTQPTTJCMF"UUIFTBNFUJNF
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contrast different target mechanisms in the induc- isolate the effects of individual mechanisms as much
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as possible, so that no mechanisms other than those
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NVTJD"MUIPVHIJUNJHIUCFBSHVFEUIBUUIFPSJHJOBM PGUIFUBSHFUNFDIBOJTN.PTUQSPCMFNBUJDJOUIJT
piece served mainly as a carrier of different types of regard are memories or personal associations with
information, the results clearly need to be replicated QBSUJDVMBSQJFDFTUIBUIBWFCFFOIFBSEQSFWJPVTMZ
XJUIPUIFSQJFDFT.PSFPWFS
UIFTZOUIFTJ[FETUJNVMJ To facilitate a selective activation of the nonmemory
were fairly simple compared with most “real” music mechanisms, we featured pieces likely to be unfamil-
JOPSEFSUPBDIJFWFFYQFSJNFOUBMDPOUSPM*UJTUIVT JBSUPUIFMJTUFOFST"TOPUFECZ)BSHSFBWFT õýüú
crucial to demonstrate that such effects can be ob- classical music is a minority interest among music
tained with real pieces of music by real composers, MJTUFOFST
FWFOJOUIF8FTUFSOXPSME*O#BVNHBSU-
OPUNFSFMZXJUIBSUJêDJBMTUJNVMJ OFST õýýö
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pieces of music associated with an episodic memory
Rationale for the Present Study FYDFQUUXPJOWPMWFEQPQSPDLPSGPMLNVTJD5IFSF-
The aim of this study was to test four of the causal fore, we expected that using classical music would
mechanisms hypothesized to underlie emotional re- tend to minimize unwanted memory effects, as veri-
sponses to music using more ecologically valid pieces fied also by having listeners rate their familiarity with
PGNVTJD"MUIPVHIXFVTFEFYDFSQUTGSPNUIFFYJTU- each piece and report whether the music evoked any
ing repertoire of music, by selecting these carefully NFNPSJFT$POWFSTFMZ
UIFNFNPSZDPOEJUJPOXPVME
to provide or withhold information theoretically as- feature pieces that were likely to be highly familiar to
sumed to be needed for specific mechanisms, we UIFMJTUFOFST
aimed to manipulate the mechanisms in a selective 8FVTFEDPOWFSHJOHFWJEFODFGSPNNVMUJQMFNFB-
manner, to produce predictable effects on listeners’ sures to draw more valid conclusions about evoked
SFTQPOTFT FNPUJPOTUIBOXPVMECFQPTTJCMFGSPNBTJOHMFJOEFY
To render different studies comparable, we in- )FODF
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XF
cluded the same four mechanisms as were manipu- obtained post hoc self-reports with regard to mecha-
MBUFEJO+VTMJOFUBM öôõø
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reflex, contagion, and episodic memory—appear to TLJODPOEVDUBODFMFWFMBOEGBDJBMFMFDUSPNZPHSBQIZ
be among the most commonly occurring in everyday and also used a control condition in the form of a
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All use subject to JSTOR Terms and Conditions
“neutral” piece of music, to help rule out alterna- sumptions that zygomaticus muscle activity in
UJWFFYQMBOBUJPOT5IFGPMMPXJOHQSFEJDUJPOT TJNJMBS the face might reveal the valence of a response
BDSPTTUIFFYQFSJNFOUT
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ing to type of measure: and that the memory condition would arouse
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Emotion ratings: Listeners rated feelings on 15 UJPOT
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scales (based on earlier studies of music and would produce more zygomatic muscle activity
FNPUJPO
8FQSFEJDUFEUIBUUIFCSBJOTUFN than would the contagion condition (sadness
reflex condition would evoke mainly surprise, JOWPMWFTOFHBUJWFWBMFODF
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CBTFEPOUIF
the contagion condition would evoke mainly assumptions that corrugator muscle activity
sadness, the expectancy condition would evoke JTSFëFDUJWFPGOFHBUJWFFNPUJPOT -BOHFUBM
mainly anxiety, and the memory condition õýý÷
BOEUIBUUIFDPOUBHJPODPOEJUJPOXPVME
would evoke mainly nostalgia and happiness arouse sadness, we predicted that the contagion
(for a more detailed description, see the Method condition would show more corrugator activity
TFDUJPO
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.FD4DBMF5IJTTDBMF +VTMJOFUBM
öôõø
QVS-
ported to capture the mechanisms that had oc- EXPERIMENTS 1–4
curred and consisted of eight simple questions,
each targeting one of the mechanisms in the METHOD
#3&$7&.GSBNFXPSL +VTMJOFUBM
öôõô
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the mechanisms are implicit in nature, they may 4JYUZQBSUJDJQBOUT öýNFOBOE÷õXPNFO
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co-occur with subjective impressions that can years, MƎƎöúö
SDƎƎûû
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BMJTUFOFS whole and were either paid or given course credits for
influenced by the expectancy mechanism might UIFJSBOPOZNPVTBOEWPMVOUBSZQBSUJDJQBUJPO.PTU
find the music difficult to predict, whereas a participants were students, who were recruited by
listener who becomes aroused through the NFBOTPGQPTUFSTUISPVHIPVU6QQTBMB6OJWFSTJUZ
episodic memory mechanism might report con- 4JYUZUISFFQFSDFOUPGUIFQBSUJDJQBOUTQMBZFEBUMFBTU
TDJPVTSFDPMMFDUJPOTPGUIFQSFWJPVTFWFOU4FMG one musical instrument, and 55% had received some
reports of this type cannot be taken as veridical, NVTJDFEVDBUJPO5IFZXFSFSBOEPNMZEJTUSJCVUFE
CVUUIFZDBODPNQMFNFOUPUIFSJOEJDFT5IF across the four experiments, with the only provision
scale was predictive of target mechanism condi- that there must be an equal number of participants in
UJPOTJOUIFQSFWJPVTTUVEZ +VTMJOFUBM
öôõø
each experiment: Experiment 1 featured 7 men and 8
5IVT
XFFYQFDUFEUIF.FD4DBMFJUFNTUPCF women (age 19–44 years, MƎƎöúû
SDƎƎû÷
&YQFSJ-
predictive of the target mechanism conditions in ment 2 featured 7 men and 8 women (age 20–36 years,
UIFQSFTFOUTUVEZBMTP MƎƎöùô
SDƎƎøô
&YQFSJNFOU÷GFBUVSFEüNFO
1TZDIPQIZTJPMPHZ"MUIPVHIQTZDIPQIZTJ- and 7 women (age 19–58 years, MƎƎöýý
SDƎƎõöõ
ologic reactions are not related to emotions in and Experiment 4 featured 7 men and 8 women (age
a one-to-one fashion (for a review, see Larsen, 19–27 years, MƎƎööý
SDƎƎöö
#FSOUTPO
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*UP
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öôôü
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CFUXFFOTVC-
it appears feasible to link specific indices to KFDUT
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test for kƎƎöFYQFSJNFOUBMUSFBUNFOUT
CJOBSZDPEFE
based on the assumptions that skin conduc- in the cases of gender, musical instrument, and music
tance level is a reliable measure of autonomic FEVDBUJPO
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BSPVTBM "OESFBTTJ
öôôû
BOEUIBUCSBJOTUFN the four listener samples with regard to gender, age,
reflexes would arouse surprise (an emotion with experience of playing a musical instrument, or music
BIJHIBSPVTBMMFWFM3VTTFMM
õýüô
XFFYQFDUFE FEVDBUJPO
that the brain stem reflex condition would
produce higher levels of skin conductance than Design
would the contagion condition, which was 5IFEFTJHOXBTTJNJMBSBDSPTTUIFGPVSFYQFSJNFOUT
expected to arouse sadness (an emotion with a 8FVTFEBXJUIJOTVCKFDUEFTJHOJODMVEJOHUBSHFU
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'VSUIFSNPSF
CBTFEPOUIFBT- mechanism as independent variable (five levels: brain
t JUSLIN ET AL .
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All use subject to JSTOR Terms and Conditions
stem reflex, contagion, episodic memory, musical ex- attack, frequency spectrum, pitch, and key clarity—
QFDUBODZ
BOEOFVUSBMDPOEJUJPO
BOETFMGSFQPSUFE BTFTUJNBUFEVTJOHUIF.VTJD*OGPSNBUJPO3FUSJFWBM
GFFMJOH õùTDBMFT
NFDIBOJTNJNQSFTTJPOT .FD UPPMCPY -BSUJMMPU
5PJWJBJOFO
&FSPMB
öôôü
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4DBMF
GBDJBMFYQSFTTJPO [ZHPNBUJDVTBOEDPSSVHBUPS the following, we list all pieces, grouped according
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MFWFM
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autonomic measures also included an additional BR AIN STEM REFLE X.
TABLE 1. Correlations Between Target Mechanism Conditions and Musical Features for Excerpts, Experiments 1–4
(N = 16)
Musical feature
Mechanism Tempo Dynamics Attack Spectrum Pitch Key clarity
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.BB[FM
5IFFYDFSQUCFHJOTXJUIBMPVEESVN XSJUUFOCZ"OUPOJP7JWBMEJJOõûõõ QFSGPSNFE
and brass chord, which is repeated intermit- CZ"DDBEFNJB;JMJOJBOB
GFBUVSJOH'SBOUJØFL
UFOUMZêWFUJNFT MFOHUI÷ôT
'JHVSB
"GUFSBCSJFGJOUSPEVDUJPO
BTPMPMJOF
&YQFSJNFOUø4ZNQIPOZ/PýøJO(NBKPS
played with heavy vibrato on the violin begins
4FDPOENPWFNFOU Andante
XSJUUFOCZ'SBO[ and is soon joined by a second violin in a mov-
+PTFQI)BZEOJOõýûõ QFSGPSNFECZ8JFOFS JOH
WPDBMMJLFEVFU MFOHUIõööT
Philharmonic Orchestra, conducted by Leo- Experiment 3: Vocalise,0Q÷ø
/Põø
XSJUUFO
OBSE#FSOTUFJO
"GPSUFLFUUMFESVNTUSPLFPD- CZ4FSHFJ3BDINBOJOPďJOõýõö QFSGPSNFECZ
DVSTBUUIFFOEPGUIF QJBOJTTJNP
SFQFBUPGUIF .JTDIB.BJTLZBOE-JMZ.BJTLZ
0SJHJOBMMZ
êSTUTFDUJPO MFOHUI÷üT
XSJUUFOGPSWPJDF XJUIPVUMZSJDT
XJUIQJBOP
accompaniment, this version was arranged for
4QFDJBMDBSFXBTUBLFOUPDBMJCSBUFUIFTPVOEMFWFM
DFMMPBOEQJBOP5IF NPEBM
&NJOPSUPOBMJUZ
of the target events, but pretesting indicated that the
the chromatic motion of the harmony, and the
peak sound level did not quite have to reach the le-
NFMPEZBMMTVHHFTUNFMBODIPMZ MFOHUIõöúT
vels used in research on the acoustic startle response
-FWFOTPO
öôôû
UPQSPEVDFBSFMJBCMFFďFDUPOUIF Experiment 4: Heart’s Ease 5ISFFMZSJDT/P
MJTUFOFS"QFBLTPVOEMFWFMPGûùE#"XBTTVĐDJFOU õ
XSJUUFOCZ'SBOL#SJEHFJOõýöõ XPSLõúõB
For these excerpts, we expected listeners to react pri- QFSGPSNFECZ+BZ#BDBM
XJUI7JFOOB4ZN-
marily with surprise and autonomic arousal to the QIPOJD-JCSBSZ
"TIPSU
TMPX
BOEDPOUFNQMB-
sudden extreme events, consistent with an early reac- tive piece, written for violin and piano, marked
tion that occurs before any elaborate classification of andante tranquillo MFOHUIõöüT
UIFTPVOEFWFOUIBTUBLFOQMBDF 4JNPOT
õýýú
5IF For these excerpts, we expected a matching or
target events are reflected in the correlations involv- NJNJDSZSFTQPOTFJOMJTUFOFST*OPUIFSXPSET
XF
JOHEZOBNJDTBOETQFDUSVN TFF5BCMFõ
expected that they would show an empathic reaction
CONTAGION.
UPUIFFNPUJPOBMFYQSFTTJPOPGUIFNVTJD#FDBVTF
The contagion mechanism is thought to be activated the music featured a sad expression, we expected it
by a particularly moving emotional expression in the UPBSPVTFNBJOMZTBEOFTTJOUIFMJTUFOFST5IFTBE
music, and it is assumed that the effect is strength- expression of the excerpts is reflected, for instance,
ened by a voicelike lead part, either a real voice or an in the minor mode, the slow tone attacks, and the
JOTUSVNFOUSFNJOJTDFOUPGUIFIVNBOWPJDF*UIBT TVCUMFEZOBNJDT TFF5BCMFõDG)FWOFS
õý÷ù
õý÷ú
been proposed that the cello and the violin are the EPISODIC MEMORY.
closest-sounding instruments to the human voice, The episodic memory mechanism is thought to be
in terms of register, tone attack, timbre, and vibrato activated by salient melodic themes, which are as-
GPSFNQJSJDBMTVQQPSU
TFF.PSFT
öôôý
BOEQSF- sociated with emotionally charged events that the
vious results indicate that performances with a sad MJTUFOFS SFNFNCFST 5P FWPLF NVTJDBTTPDJBUFE
expression are perceived as particularly expressive episodic memories without having to encode them
+VTMJO
õýýû
'JHVSF÷
8FUBSHFUFEUIJTNFDIBOJTN during this experiment, we selected four pieces likely
by selecting the following pieces, which include a to be highly familiar to the present listener sample
TBEFYQSFTTJPO +VTMJO-BVLLB
öôô÷
5BCMFû
BOE because of their frequent occurrence in social events
TPMPWPJDFTQFSGPSNFEPOUIFDFMMP FYDFSQUTõBOE÷
FH
DFSFNPOJFT
JO4XFEFO NFBOMFOHUIúôT
PSUIFWJPMJO FYDFSQUTöBOEø
NFBOMFOHUIõôúT
&YQFSJNFOUõi8FEEJOH.BSDIuJO$NB-
Experiment 1: “Prayer,” From Jewish Life/P jor, from Suite of Incidental Music0QúõUP
õ
XSJUUFOCZ&SOFTU#MPDIJOõýöø QFSGPSNFE 8JMMJBN4IBLFTQFBSFTQMBZA Midsummer
CZ+BZ#BDBM
VTJOHUIF7JFOOB4ZNQIPOJD-J- Night’s Dream,XSJUUFOCZ'FMJY.FOEFMTTPIO
CSBSZ
"MZSJDBMBOEFYQSFTTJWFQJFDF
DPNQPTFE #BSUIPMEZJOõüøö QFSGPSNFECZ.BSHBSFUB
for cello and piano, marked andante moderato -JOEHSFO
5IJTJTUIFNPTUDPNNPOMZVTFE
BOEFYQSFTTJOHBOJOXBSEGFFMJOHPGTBEOFTT XFEEJOHNBSDIJO4XFEFO
UZQJDBMMZQFSGPSNFE
This piece is the same as the contagion version POBDIVSDIQJQFPSHBO MFOHUIùúT
GFBUVSFEJO+VTMJOFUBM öôõø
MFOHUIùôT
Experiment 2: Sommar, Sommar, Sommar,
Experiment 2: Concerto for Two Violins in A XSJUUFOCZ4UFO$BSMCFSHJOõýùö QFSGPSNFE
minor
0Q÷/Pü
**
i-BSHIFUUPF4QJSJUPTP
u CZªLF+FMWJOHT0SLFTUFS
'PSNPSFUIBOùô
t JUSLIN ET AL .
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All use subject to JSTOR Terms and Conditions
years, this piece has been the signature song of a QFSGPSNFECZ4UFďFO'BIM
XJUI7JFOOB4ZN-
IJHIMZQPQVMBSSBEJPQSPHSBNJO4XFEFO
Som- QIPOJD-JCSBSZ
"OJNQSFTTJPOJTUJDQSFMVEF
mar (Summer
XIJDIJTCSPBEDBTUEBJMZEVSJOH which begins in vagueness with unpitched
UIFTVNNFS MFOHUI÷ýT
QFSDVTTJPOTPVOET8IFOUIFLFUUMFESVNTFOUFS
Experiment 3: Den Blomstertid Nu Kommer, in the third measure, indeterminate pitch is re-
written by Israel Kolmodin in 1894 (performed QMBDFECZVODFSUBJOQJUDI MFOHUIúôT
CZ"EPMG'SFESJLT#BDILÕS
5IJTJTPOFPGUIF Experiment 4: Rite of Spring,1BSUõ
i-FT"V-
NPTUXFMMLOPXOQTBMNTJO4XFEFO
XIJDIJT HVSFT1SJOUBOJFST
uXSJUUFOCZ*HPS4USBWJOTLZ
UZQJDBMMZTVOHEVSJOHHSBEVBUJPOT MFOHUIüõT
JOõýõ÷ QFSGPSNFECZ#FSMJOFS1IJMIBSNPOJLFS
Experiment 4: Studentsången,XSJUUFOCZ)FS- DPOEVDUFECZ)FSCFSUWPO,BSBKBO
"OBWBOU
NBO4ÅUIFSCFSH MZSJDT
BOE1SJOT(VTUBG NV- garde piece characterized by a repetitive stamp-
TJD
JOõüùö QFSGPSNFECZ$BQFMMB$BOUJDB
ing chord in the horns and strings, based on
This piece, marked “marsch,” is often sung by &ëBUTVQFSJNQPTFEPOBOUSJBEPG&
(TIBSQ
choirs at joyous events that celebrate graduation BOE# MFOHUIüúT
JOUIFMBUFTQSJOH MFOHUIúøT
"OBMZTFTDPOêSNFEUIBUUIFTFFYDFSQUTJOWPMWFEB
The emotions aroused by this mechanism are be- MPXFSEFHSFFPGLFZDMBSJUZ 5BCMFõ
UIBOUIFFYDFSQUT
lieved to reflect the emotional tone of the memory JODMVEFEJOUIFPUIFSDPOEJUJPOT'PSUIFTFFYDFSQUT
FWPLFE5IFFYDFSQUTDIPTFOXFSFUIPVHIUUPCFBT- we expected listeners to respond mainly with anxiety
sociated with both nostalgic and happy memories of to the unresolved uncertainty created by the syntactic
fun, holidays, relaxation, spring and summer, gradu- sequences of the musical structure, as theorized by
BUJPO
BOEGFTUJWJUJFT'PSUIFTFFYDFSQUT
XFFYQFDUFE .FZFS õýùú
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öôôú
listeners to experience mainly nostalgia and happi- In addition to these pieces, we selected an un-
ness because of the memories evoked by the familiar LOPXOQJFDFUIBUTFSWFEBTBOFVUSBMDPOEJUJPO5IF
NVTJD piece, titled “minimalist music,” was composed by
the alias Mihangeliago and downloaded from the
MUSICAL E XPECTANC Y. *OUFSOFU8FDIPTFJUCFDBVTFJUEJEOPUGFBUVSFBOZ
The musical expectancy mechanism is believed to type of information deemed necessary to arouse
be activated by unexpected melodic, harmonic, or an emotion through one of the mechanisms in the
SIZUINJDTFRVFODFT )VSPO
öôôú.FZFS
õýùú
#3&$7&."GSBNFXPSL1JMPUUFTUJOHDPOêSNFE
Thus, in order to activate this mechanism, and more UIBUUIFQJFDFXBTiFNPUJPOBMMZJODPNQFUFOUu*U
specifically to confound listeners’ musical expecta- could be characterized as slow, soft, and monoto-
tions, we selected the following pieces of music (mean OPVT5IFOFVUSBMFYDFSQUXBTUIFTBNFJOBMMGPVS
MFOHUIûùT
FYQFSJNFOUT MFOHUIùýT
Experiment 1: The Symphony of Psalms, II, “Ex-
QFDUBOT&YQFDUBWJ%PNJOVN
uDPNQPTFECZ
Experiential Measures
*HPS4USBWJOTLZJOõý÷ô QFSGPSNFECZUIF3VT-
8FNFBTVSFEUIFTVCKFDUJWFGFFMJOHDPNQPOFOUPGUIF
TJBO4UBUF"DBEFNZ0SDIFTUSBBOE$IPJS
DPO-
aroused emotions in listeners by means of 15 adjective
EVDUFECZ*HPS.BSLFWJUDI
5IJTFYDFSQU
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specifically to measure emotions to music (listed in
fugue theme that begins with a four-note cell in
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compromise between the response formats currently
Experiment 2: Lyric Suite, Three Pieces for VTFEJOUIFNVTJDFNPUJPOêFME ;FOUOFS&FSPMB
String Orchestra,1BSU***
i"EBHJP"QQBTTJPO- öôõô
CFDBVTFUIFTFMFDUFEUFSNTJODMVEFiCBTJDu
BUP
uXSJUUFOCZ"MCBO#FSHJOõýöú QFSGPSNFE emotions characteristic of discrete emotion theories
CZ8JFOFS1IJMIBSNPOJLFS
DPOEVDUFECZ$MBV- *[BSE
õýûû
DPWFSBMMGPVSRVBESBOUTPGBDJSDVNQMFY
EJP"CCBEP
5IFFYDFSQUGPMMPXT CVUEPFTOPU NPEFMJOUFSNTPGWBMFODFBOEBSPVTBM 3VTTFMM
õýüô
TUSJDUMZBEIFSFUP
"SOPME4DIPFOCFSHTõöUPOF and feature possibly more music-related terms such
practice, which abandons harmonically con- as nostalgia, expectancy, and awe +VTMJO-BVLLB
DFJWFEUPOBMJUZ MFOHUIûôT
öôôø
5IFTFMFDUFEUFSNTSPVHIMZDPWFSUIFOJOF
Experiment 3: Three Pieces for Orchestra,0Q GBDUPSTPG(&.4ý
QSPQPTFECZ;FOUOFS
(SBOEKFBO
ú
i1SBFMVEJVN
uXSJUUFOCZ"MCBO#FSHJOõýõù BOE4DIFSFS
öôôü
CVUCFDBVTFUIFSFJTOPWBMJEBUFE
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WFSTJPOPG(&.4ýJO4XFEJTI
BOEUIFTDBMFMBDLT placed on the palmar surface of the nondominant
terms that were needed in this study, such as sur- hand, at the thenar and the hypothenar eminences
prise
XFEFDJEFEUPVTFBDVTUPNJ[FETDBMF
5IF 'PXMFTFUBM
õýüõ
4LJODPOEVDUBODFXBTSFDPSEFE
list features the emotions most commonly reported in in microsiemens (ΩNIP
QSFWJPVTTUVEJFT +VTMJO-BVLLB
öôôø+VTMJOFUBM
#JQPMBSGBDJBMFMFDUSPNZPHSBQIZ &.(
SFDPSE-
öôõõ8FMMT)BLBOFO
õýýõ;FOUOFSFUBM
öôôü
*O ings were made from the left corrugator and zygomat-
addition to 12 discrete emotions, listeners also rated ic muscle regions in accordance with Fridlund and
liking and familiarity for each version, and whether $BDJPQQPT õýüú
HVJEFMJOFT#FGPSFBUUBDIJOHUIFø
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8BOJD
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êMMFEXJUI
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#JPQBD4ZTUFNT
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"MMSBUJOHTXFSF the participant’s skin to reduce interelectrode imped-
made on a unidimensional scale from 0 (not at all
BODF"MMJNQFEBODFXBTSFEVDFEUPMFTTUIBOõôLΩ
to 4 (a lot
FYDFQUGPSDIJMMT
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õýüú
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In addition to reporting their feelings, partici- MPX BOEIJHIQBTTêMUFSTTFUBUùôô)[BOEõô)[
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purported to capture the mechanisms that had oc- TBNQMJOHSBUFXBTTFUBUöôôô)['BDJBM&.(XBT
curred and consisted of eight simple questions, each measured in microvolts (μ7
BOEBOBMZ[FEVTJOHUIF
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GSBNFXPSL +VTMJOFUBM
öôõô
QMVTBQQSBJTBMCSBJO using a finite impulse response filter between 28 and
stem reflex, rhythmic entrainment, episodic memory, öùô)[
JOPSEFSUPJODSFBTFTJHOBMUPOPJTFSBUJP
evaluative conditioning, visual imagery, contagion, .FBOWBMVFTGPSTLJODPOEVDUBODFMFWFMBOE&.(
NVTJDBM FYQFDUBODZ
BOE DPHOJUJWF BQQSBJTBM "MM [ZHPNBUJDVTBOEDPSSVHBUPSNVTDMFT
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items were rated on a scale from 0 (not at all
UPø a MBUFEGPSCBTFMJOFBOEFYQFSJNFOUBMDPOEJUJPOT 5IF
lot
"GPMMPXVQJUFNJO.FD4DBMF OPUTIPXOJOUIF baseline recordings were obtained before the listen-
"QQFOEJY
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only if a stimulus happened to evoke a memory, asked %VSJOHUIFMJTUFOJOHUFTU
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whether the memory was mainly positive, mainly musical excerpts to allow levels to return to baseline
OFHBUJWF
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featured to enable us to check whether the valence
of evoked memories was consistent with the valence Procedure
PGFNPUJPOTSFQPSUFEJOUIFNFNPSZDPOEJUJPO 8IFOQBSUJDJQBOUTBSSJWFEBUUIFMBCPSBUPSZ
UIFZXFSF
seated in a comfortable armchair and received the fol-
Psychophysiology: Facial Expression
MPXJOHJOTUSVDUJPOT USBOTMBUFEGSPN4XFEJTI
XIJDI
were the same in all four experiments:
and Autonomic Activity
To increase the validity of the measurement of emo- 8FMDPNFUPUIFNVTJDMBCPSBUPSZ:PVXJMMTPPO
UJPO
XFBMTPNFBTVSFEQIZTJPMPHJDJOEJDFT5IFHPBM MJTUFOUPBTFMFDUJPOPGTIPSUQJFDFTPGNVTJD
was to obtain evidence of an emotional response, in "GUFSFBDIQJFDFXFXBOUZPVUPEFTDSJCFZPVS
order to distinguish felt emotions from mere percep- FYQFSJFODFPGUIFNVTJD5IJTTIPVMECFEPOF
tionPGFNPUJPOT*OUIFGPSNFSDBTF
XFXPVMEFYQFDU in two ways: first we want you to describe your
to discover some changes in physiologic indices (as GFFMJOHTEVSJOHUIFNVTJDPOBDPNQVUFSTDSFFO
QBSUPGBOFNPUJPOBMSFBDUJPO
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ter case there would be no reason to expect such task is to rate how much of each emotion you felt
DIBOHFT.PSFPWFS
XFBJNFEUPUFTUQSFEJDUJPOT on a scale from 0 (“not at all”) to 4 (“a lot”).:PV
XJUISFHBSEUPTQFDJêDDPOUSBTUTCFUXFFODPOEJUJPOT also report whether you experienced “chills,” as
Psychophysiologic indices were obtained us- well as how much you liked the music and how
JOHUIF#*01"$.1õùô4ZTUFN #JPQBD4ZTUFNT
familiarZPVXFSFXJUIJU5IFOXFXBOUZPVUP
4BOUB#BSCBSB
$"
BOEUIF"DR,OPXMFEHFWFSTJPO attend to a second screen, which features eight
øõTPGUXBSF4LJODPOEVDUBODFMFWFMXBTNFBTVSFE questions concerning other aspects of your mu-
VTJOHUIF(43õôô$&MFDUSPEFSNBM"DUJWJUZ"NQMJ- TJDFYQFSJFODF:PVXJMMBMTPCFêUUFEXJUITPNF
fier module and EL507 disposable snap electrodes electrodes so that we can conduct physiological
t JUSLIN ET AL .
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All use subject to JSTOR Terms and Conditions
NFBTVSFNFOUT5IFTFFMFDUSPEFTBSFDPNQMFUFMZ ate the effect of target mechanism on listeners’ self-
harmless and do not emit strong radiation or SFQPSUT
XFDPOEVDUFEBO"/07"XJUINFDIBOJTN
FMFDUSJDJUZ)PXFWFS
JOPSEFSUPPCUBJOBTBD- as within-subject factor (five levels: neutral, brain
curate measurements as possible, it is important stem reflex, contagion, episodic memory, musical
that you don’t touch any of the electrodes dur- FYQFDUBODZ
POFBDITDBMF8FVTFEBOFYQFSJNFOU
JOHUIFFYQFSJNFOU8BUDIFTBOESJOHTIBWF
XJTF#POGFSSPOJDPSSFDUJPOGPSNVMUJQMFUFTUT nƎƎõù
to be removed and your cell phone must be
TXJUDIFEPď'JSTU
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from αƎƎôùUPαƎƎôô÷÷
BXIJMFEVSJOHTJMFODF5IFO
UIFBDUVBMMJTUFO- Table 2 presents a summary of the results for
JOHUFTUCFHJOT8IFOUIFQMBZCBDLPGBQJFDF &YQFSJNFOUTõmø"TDBOCFTFFO
UIFêWFTDBMFTJO-
of music ends, there will be a brief intermission WPMWFEJOPVSQSFEJDUJPOT JF
IBQQJOFTTmFMBUJPO
before the next piece begins, to give you time to sadness– melancholy, surprise– astonishment,
êMMPVUUIFUXPSFTQPOTFTIFFUT5IFO
ZPVXJMM OPTUBMHJBmMPOHJOH
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relax again for a while before the next piece be- significant effects in all instances except one (95%,
HJOT/PUFUIBUBOZFNPUJPOZPVNBZFYQFSJFODF nƎƎöô
BOYJFUZmOFSWPVTOFTTJO&YQFSJNFOUõ5IF
during listening need not correspond to the mu- rightmost column of Tables 2 presents effect sizes, in
TJDTFNPUJPOBMFYQSFTTJPO5IBUJT
ZPVTIPVME terms of η2"TDBOCFTFFO
FďFDUTJ[FTGPSUIFQSF-
rate your own emotions, not what the music ex- dicted emotions ranged from “moderate” (η2ƎƌƎöù
QSFTTFT"GUFSUIFFYQFSJNFOUZPVXJMMCFBTLFE
to “strong” (η2ƎƌƎúø
BDDPSEJOHUP'FSHVTPOT öôôý
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HVJEFMJOFTGPSJOUFSQSFUBUJPO4JNJMBSMZ
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Participants were tested individually in a sound- crete scales emotion intensity, liking, and familiarity
proofed room and listened to the music through a showed significant effects of mechanism with one
QBJSPGIJHIRVBMJUZMPVETQFBLFST %BMJ*LPOú.,ö
exception: intensity fell short of significance in Ex-
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tration and data collection was handled using the
target mechanism on the familiarity scale (mean η2
.FEJB-BCTPGUXBSF5IFTPVOEMFWFMXBTQSFTFUUP
a comfortable level, which was held constant across
BDSPTTFYQFSJNFOUTƎƎüõû
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participant, whereas the order of rating scales was additional emotion scales included in the self-report
LFQUDPOTUBOUBDSPTTQBSUJDJQBOUT"GUFSUIFMJTUFOJOH JOTUSVNFOUTIPXFETJHOJêDBOUFďFDUTJOUIF"/07"T
test, the participants filled out a short questionnaire /PUFIPXFWFS
UIBUUIFFďFDUTPGUIFTFTFWFOTDBMFT
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were smaller overall (mean η2 across scales and ex-
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ment until all had been tested, to prevent confound- DPOTJTUFOU5IVT
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õýüú
"OFYQFSJNFOUBM and anger–irritation showed no significant effects,
TFTTJPOMBTUFEBCPVUùôNJOVUFT and disgust–contempt and admiration–awe showed
a significant effect in some experiments, but not in
RESULTS PUIFST5IFPOMZSFDVSSJOHUFOEFODJFTXFSFUIBUDBMNm
DPOUFOUNFOUBOEMPWFmUFOEFSOFTTXFSF NPTUMZ
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To give a more concise presentation, we report the OJêDBOUBDSPTTFYQFSJNFOUT3BUJOHTPOUIFGPSNFS
EBUBGSPNUIFGPVSFYQFSJNFOUTJOBKPJOUTFDUJPO scale were inversely correlated with ratings of anxiety–
First, we present separate analyses for every mea- nervousness (rƎƎ¢ùö
XIFSFBTSBUJOHTPOUIFMBUUFS
sure in each experiment, then we report combined scale were correlated with ratings of nostalgia–longing
analyses, which capture broader trends across the (rƎƎúô
BOEMJLJOH rƎƎùý
SFTQFDUJWFMZ r computed
FYQFSJNFOUT across experiments, NƎƎúô
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Separate Analyses: Experiments 1–4 sistent effects of the additional scales, and in order to
EMOTION R ATINGS. give a more concise presentation of the data, we will
The most important data concern the listeners’ rat- henceforth focus on the five emotion scales involved
JOHTPGGFMUFNPUJPOTPOUIFõùSBUJOHTDBMFT5PFWBMV- JOPVSUIFPSFUJDBMQSFEJDUJPOT3FDBMMUIBUUIFQSF-
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TABLE 2. ANOVA for Listeners’ Emotion Ratings, Experiments 1–4
Mean square F pa η2
Experiment 1
Happiness–elation 7.880 9.746 .000005 .410
Sadness–melancholy 18.113 33.425 .000001 .705
Surprise–astonishment 14.167 14.655 .000001 .511
Calm–contentment 3.847 3.068 .023497 .180
Interest–expectancy 2.487 2.467 .055225 .150
Nostalgia–longing 7.513 6.705 .000175 .324
Anxiety–nervousness 4.883 4.160 .005087 .229
Pride–confidence 3.333 3.341 .015964 .193
Anger–irritation 2.113 3.614 .010878 .205
Love–tenderness 9.513 9.455 .000007 .403
Disgust–contempt 0.987 1.791 .143531 .113
Admiration–awe 4.647 5.442 .000897 .280
Emotion intensity 4.413 4.650 .002597 .249
Liking 7.220 7.848 .000043 .359
Familiarity 33.353 71.326 .000001 .836
Experiment 2
Happiness–elation 15.420 14.706 .000001 .512
Sadness–melancholy 19.913 18.002 .000001 .562
Surprise–astonishment 15.447 11.232 .000001 .445
Calm–contentment 11.420 9.821 .000004 .412
Interest–expectancy 1.667 1.064 .383029 .071
Nostalgia–longing 15.113 10.914 .000001 .438
Anxiety–nervousness 15.147 13.460 .000001 .490
Pride–confidence 4.920 5.655 .000678 .288
Anger–irritation 2.533 2.778 .035465 .166
Love–tenderness 17.787 16.368 .000001 .539
Disgust–contempt 1.613 2.630 .043751 .158
Admiration–awe 4.753 3.667 .010097 .208
Emotion intensity 5.680 7.349 .000079 .344
Liking 9.153 8.995 .000011 .391
Familiarity 37.720 189.957 .000001 .931
t JUSLIN ET AL .
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TABLE 2. (continued)
Mean square F pa η2
Experiment 3
Happiness–elation 5.500 5.347 .001018 .276
Sadness–melancholy 5.647 6.452 .000242 .315
Surprise–astonishment 17.987 19.058 .000001 .576
Calm–contentment 16.187 15.832 .000001 .530
Interest–expectancy 2.067 1.307 .278505 .085
Nostalgia–longing 21.767 21.260 .000001 .603
Anxiety–nervousness 5.753 6.742 .000168 .325
Pride–confidence 3.980 2.756 .036611 .164
Anger–irritation 0.713 1.450 .229694 .094
Love–tenderness 16.313 15.765 .000001 .530
Disgust–contempt 0.487 1.446 .231135 .094
Admiration–awe 3.767 2.830 .032938 .168
Emotion intensity 3.553 4.164 .005058 .229
Liking 6.447 5.355 .001007 .277
Familiarity 34.047 47.413 .000001 .772
Experiment 4
Happiness–elation 8.313 11.314 .000001 .447
Sadness–melancholy 5.820 4.557 .002949 .246
Surprise–astonishment 19.567 31.011 .000001 .689
Calm–contentment 11.480 11.546 .000001 .452
Interest–expectancy 1.700 2.380 .062469 .145
Nostalgia–longing 20.880 20.703 .000001 .597
Anxiety–nervousness 11.020 14.180 .000001 .503
Pride–confidence 6.280 10.963 .000001 .439
Anger–irritation 3.447 4.405 .003629 .239
Love–tenderness 13.833 25.261 .000001 .643
Disgust–contempt 4.420 8.057 .000033 .365
Admiration–awe 4.247 5.798 .000562 .293
Emotion intensity 2.847 6.584 .000205 .320
Liking 6.120 7.948 .000038 .362
Familiarity 28.553 37.547 .000001 .728
Note. df = mechanism (4), error (56).
Bonferroni-corrected from α = .05 to α = .0033.
a
In the remaining cases, the rating for the predicted The self-report data regarding chills (piloerec-
mechanism was either still the highest, although not UJPO
XFSFBOBMZ[FETFQBSBUFMZCFDBVTFPGUIFEJDIP-
TJHOJêDBOUMZTP õôDBTFT
PSUIFTFDPOEIJHIFTUPGUIF UPNPVTOBUVSFPGUIFEBUB5PFWBMVBUFUIFFďFDUT
DPOEJUJPOT ÷DBTFT
%FTDSJQUJWFTUBUJTUJDTBOENPSF of target mechanism on the proportion of chills re-
FMBCPSBUJPOBSFQSPWJEFEJOUIFDPNCJOFEBOBMZTJT ported, we used Cochran’s Q test, which is a non-
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5"#-& Summary of Planned Comparisons Between Predicted Target Mechanism and Remaining Conditions for
Emotion Ratings, Experiments 1–4
*p < .05.
parametric test for three or more matched sets of listeners’ ratings of these items, we conducted one
frequencies or proportions where data are dichoto- "/07"XJUINFDIBOJTNBTXJUIJOTVCKFDUGBDUPS
NPVT $POPWFS
õýýý
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(QTƎƎ÷ôômõøõ÷
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GSPNαƎƎôùUPαƎƎôôúø5IF
was that most chills occurred in the brain stem reflex results of the analysis indicated significant effects of
öû
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mechanism for all items in all four experiments (values
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of F ø
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overall (MƎƎõø
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between the experimental conditions, these data are SFTVMUTDPODFSOJOH.FD4DBMF
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MECSC ALE. PSYCHOPHYSIOLOGY.
The listeners also responded to eight items, which To evaluate the manipulation of target mechanism on
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5P QTZDIPQIZTJPMPHZ
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evaluate the effects of target mechanism condition on mechanism as within-subject factor (six levels: base-
t JUSLIN ET AL .
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line, neutral, brain stem reflex, contagion, episodic QSFTFOUTUIFSFTVMUT*UDBOCFTFFOUIBUPOMZùüPG
NFNPSZ
NVTJDBMFYQFDUBODZ
POFBDIQIZTJPMPHJD the predictions received support, with better results
NFBTVSF'PSFBDIMJTUFOFS
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sure were transformed into z residuals before analysis predictions than for skin conductance predictions
in order to minimize the impact of individual dif- öù
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GFSFODFTJOCBTFMJOFTCFUXFFOUIFMJTUFOFST5IFSF- the direction of the observed effect contrary to the
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/PUFUIBUNFDIBOJTNZJFMEFETJHOJêDBOUFďFDUTPO DPNCJOFEBOBMZTJT
all measures in all experiments, except skin conduc-
tance level in Experiment 2 and corrugator muscle Combined Analyses, Experiments 1–4
BDUJWJUZJO&YQFSJNFOU÷*OTQFDUJPOPGUIFSJHIUNPTU #FDBVTFUIFSFXFSFOPTJHOJêDBOUEJďFSFODFTCF-
column suggests that these effects were “small” to tween the four experimental groups with respect to
iNPEFSBUFuJOTJ[F 'FSHVTPO
öôôý
5PUFTUPVSQSF- age, gender, experience of playing an instrument, or
dictions with respect to specific contrasts between music education (see MethodTFDUJPO
BOECFDBVTF
the target mechanism conditions for these measures, there were no significant differences between the
we conducted planned comparisons (tUFTUT
5BCMFù groups with regard to how they rated the common
*p < .05.
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tween groups, F ÷
Ǝùú
ƎƎôôü÷mõýýù
pTƎƎõ÷ýû
Finally, the correlations for familiarity confirm that
we thought it was justified to treat the participants only the music in the memory conditions was highly
as matched subjects and to combine data across ex- GBNJMJBSUPUIFMJTUFOFST
QFSJNFOUTGPSEFTDSJQUJWFBOEFYQMPSBUPSZQVSQPTFT MECSC ALE.
EMOTION R ATINGS. 5BCMFûTIPXTDPSSFMBUJPOTCFUXFFO.FD4DBMFJUFNT
Table 6 shows correlations between emotion ratings and target mechanism conditions across Experiments
and target mechanism conditions across Experiments õmø0GQBSUJDVMBSJOUFSFTUBSFUIFDPSSFMBUJPOTUIBU
õmø5IFTFDPSSFMBUJPOTDPOêSNUIBUUIFSFTVMUTXFSF are both statistically significant and positive in direc-
mostly in line with the predictions but also highlight UJPO5IFSFTVMUTBSFNBJOMZBTDPVMECFFYQFDUFE
the problem with regard to a clear separation of emo- if the items have predictive value regarding mecha-
UJPOT.PTUJNQPSUBOUMZ
JUDBOCFTFFOUIBU
DPOUSBSZ nisms: The brain stem reflex condition correlated
to our predictions, the contagion mechanism aroused most strongly with the brain stem item, the contagion
nostalgia–longing, and the expectancy mechanism condition correlated most strongly with the conta-
BSPVTFETBEOFTTmNFMBODIPMZ*OCPUIDBTFT
IPXFWFS
gion item, the expectancy condition correlated most
the correlation for the predicted emotion was sig- strongly with the expectancy item, and the memory
nificantly larger than the one for the nonpredicted condition correlated most strongly with the memory
emotion (pƎƎôù
*UDBOGVSUIFSCFPCTFSWFEUIBU JUFN/PUFUIBUUIFOFVUSBMDPOEJUJPOXBTOFHBUJWFMZ
the “neutral” piece was negatively correlated with all correlated with all items, suggesting that this piece
FNPUJPOT1SFTFOUFEJOUIFMPXFSTFDUJPOPG5BCMFú EJEOPUBDUJWBUFBOZPGUIFNFDIBOJTNT
BSFBMTPUIFSFTVMUTGPSJOUFOTJUZ
MJLJOH
BOEGBNJMJBSJUZ )PXFWFS
5BCMFûBMTPTIPXTTPNFDPSSFMBUJPOT
The former confirm that the “neutral” piece yielded a JOBEEJUJPOUPUIPTFSFMBUFEUPUIFUBSHFUNFDIBOJTN
lower emotional intensity than the mechanism condi- /PUFJOQBSUJDVMBSUIBUUIFNFNPSZDPOEJUJPOTZJFME-
tions, which on average aroused an intense emotional ed a larger number of significant correlations than the
response (MƎƎöúú
5IFCSBJOTUFNSFëFYDPOEJUJPOT PUIFSDPOEJUJPOUZQFT5IFNFNPSZDPOEJUJPOTDPSSF-
QSPEVDFEUIFNPTUJOUFOTFSFBDUJPOT8JUISFHBSEUP lated not only with the episodic memory item but also
liking, it can be seen that the contagion pieces were with the entrainment, conditioning, visual imagery,
CFTUMJLFEPWFSBMM JF
EFTQJUFUIFGBDUUIFZUFOEFEUP and appraisal items, although the correlations of these
TABLE 6. Correlations Between Emotion Ratings and Target Mechanism Conditions Across Experiments 1–4 (N = 300)
Condition
Emotion scale Neutral Brain stem Contagion Expectancy Memory
t JUSLIN ET AL .
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5"#-& Correlations Between MecScale Items and Target Mechanism Conditions Across Experiments 1–4 (N = 300)
Condition
Scale item Neutral Brain stem Contagion Expectancy Memory
were significantly smaller than the correlation of the pƎƎôôõBOE'VODUJPO÷
DBOPOJDBMRƎƎøø
8JMLTT
episodic memory item (pƎƎôù
XJUIUIFFYDFQUJPO λƎƎüô
χ2ƎƎùõöø
pƎƎôôõ
of the conditioning item (pƎƎôû
5IFGPMMPXVQJUFN Table 8 shows the results in a classification ma-
to the episodic memory item (see MethodTFDUJPO
USJY*UNBZCFTFFOUIBUUIFPWFSBMMIJUSBUJPBDSPTTUIF
showed that 76% of the memories were positive in four emotion categories was 75% correct, which can
nature, 0% were negative in nature, and 24% were a be compared with the hit ratio of 25% that could be
NJYUVSFPGCPUIQPTJUJWFBOEOFHBUJWF/PUBCMZ
UIFTF FYQFDUFEGSPNDIBODFBMPOF$MBTTJêDBUJPOBDDVSBDZ
SFTVMUTBSFDPOTJTUFOUXJUIUIFQPTJUJWF IBQQJOFTT
PS ranged from 57% to 94% depending on the target
iCJUUFSTXFFUu OPTUBMHJB
FNPUJPOTSFQPSUFEJOUIF mechanism, with best result for memory and worst
NFNPSZDPOEJUJPOT GPSFYQFDUBODZ5IFSFBSFOPHFOFSBMHVJEFMJOFTGPS
To test the predictive power of the listeners’ how to interpret the classification accuracy relative
.FD4DBMFSBUJOHT
XFDPOEVDUFEBNVMUJQMFEJTDSJNJ-
OBOUBOBMZTJT5IJTBOBMZTJTGPDVTFEPOQSFEJDUJOH
the target mechanism condition (four levels: brain TABLE 8. Classification Matrix for the Multiple Discriminant
TUFNSFëFY
DPOUBHJPO
NFNPSZ
FYQFDUBODZ
CBTFE Analysis: Prediction of Mechanism Condition From MecScale Items
POUIFMJTUFOFSTSBUJOHTPGUIFFJHIU.FD4DBMFJUFNT (N = 240)
#FOFGJUJOHGSPNUIFDPNCJOFEBOBMZTJTBDSPTTBMM
four experiments featuring 240 cases, we were able Predicted condition
to obtain a ratio of 30 observations for each predic- Brain
tor and 60 observations in each category (a ratio of stem Contagion Expectancy Memory
at least 20 observations for each predictor and 20
Actual condition
PCTFSWBUJPOTJOFBDIDBUFHPSZJTSFDPNNFOEFE)BJS
Brain stem 88 2 7 3
"OEFSTFO
5BUIBN
#MBDL
õýýü
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were entered into the analysis using a simultaneous Contagion 7 62 16 15
estimation and assuming equal probabilities of occur- Expectancy 22 20 57 1
SFODF öù
8JUIGPVSDBUFHPSJFT
XFDPVMEFTUJNBUF Memory 3 3 0 94
three discriminative functions: Function 1, canonical Note. The percentages (rowwise) of correctly predicted emotions are given on
RƎƎü÷
8JMLTTλõú
χ2ƎƎø÷÷ûü
pƎƎôôõ'VOD- the main diagonal (in bold). The off-diagonal cells show the confusions. Overall
accuracy = 75%.
tion 2, canonical RƎƎúö
8JMLTTλƎƎùô
χ2ƎƎõú÷õö
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A UPDIBODF
CVU)BJSFUBM õýýü
BSHVFEUIBUUIFBD-
curacy should be at least one-fourth greater than
UIBUBDIJFWFECZDIBODF ú÷JOUIJTDBTF
BOEUIF
currently observed increase in accuracy relative to
chance is approximately 12 times greater than this
DSJUFSJPO)PXFWFS
JUTIPVMECFOPUFEUIBUJOUIFBC-
sence of a cross-validation procedure due to a small
sample, the estimate is likely to be positively biased to
TPNFEFHSFF$POTJEFSBUJPOPGUIFJOEJWJEVBMQSFEJD-
UPST UIF.FD4DBMFJUFNT
SFWFBMFEUIBUBMMJUFNTFY-
cept visual imagery and cognitive appraisal produced
TJHOJêDBOUWBMVFTPGQBSUJBM8JMLTTλ, indicating that
UIFZNBEFBVOJRVFDPOUSJCVUJPOUPUIFQSFEJDUJPO
.PTUWBSJBODFXBTFYQMBJOFECZUIFCSBJOTUFNSFëFY
item (FUPSFNPWFƎƎùüýù
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B FYQFDUBODZ ÷ôõü
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PSYCHOPHYSIOLOGY.
Figure 1 presents means and standard errors (zTDPSFT
for listeners’ skin conductance level, zygomaticus ac-
tivity, and corrugator activity as a function of target
NFDIBOJTN
BDSPTT&YQFSJNFOUTõmø8JUISFHBSEUP
skin conductance level, it can be seen that the experi-
mental conditions were clearly separated from base-
line, but they were not clearly differentiated from one
BOPUIFS)PXFWFS
UIFCSBJOTUFNSFëFYBOENFNPSZ
conditions tended to show higher levels of skin con-
ductance than did the contagion and expectancy
DPOEJUJPOT'BDJBM&.(TVHHFTUFEBDMFBSFSEJďFS-
FOUJBUJPOCFUXFFOUIFDPOEJUJPOT*OQBSUJDVMBS
UIF
C contagion and expectancy conditions showed lower
levels of zygomaticus activity and higher levels of
corrugator activity than did the brain stem reflex
BOENFNPSZDPOEJUJPOT'VSUIFSNPSF
OPUFUIBUUIF
contagion conditions showed lower levels of zygo-
maticus activity than baseline and that the memory
conditions showed lower levels of corrugator activity
UIBOCBTFMJOF
DISCUSSION
Summary of Findings
In this study, we aimed to selectively manipulate four
mechanisms believed to underlie emotional reactions
to music, through a careful selection of existing pieces
of music, to see whether we would be able to dem-
FIGURE 1. Means and standard errors for the listeners’ (a) skin conductance onstrate predictable effects on listeners’ emotional
level, (b) zygomaticus muscle activity, and (c) corrugator muscle activity (z scores) SFTQPOTFT5IFSFTVMUTGSPNPVSGPVSFYQFSJNFOUT
as a function of target mechanism condition, Experiments 1–4 DBOCFTVNNBSJ[FEBTGPMMPXT
t JUSLIN ET AL .
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All use subject to JSTOR Terms and Conditions
First, we conclude that the target mechanisms that typically high-arousal emotions such as surpri-
aroused emotions in listeners largely in accordance se and happiness did produce higher levels of skin
with our theoretical predictions: The listeners’ self- conductance than did typically low-arousal emotions
reports revealed that the brain stem reflex conditions TVDIBTTBEOFTT5IFTFêOEJOHTBSFDMFBSMZXPSUIZ
aroused the most surprise, the contagion conditions of further investigation, ideally using a design with
aroused the most sadness, the episodic memory con- better statistical power, because many of the effects
ditions aroused the most nostalgia and happiness, BQQFBSUPCFTVCUMF
and the musical expectancy conditions aroused the Third, the results regarding emotion ratings and
NPTUBOYJFUZ"MUIPVHIUIFFďFDUTWBSJFETMJHIUMZCF- psychophysiology were extended by the data for
tween the experiments, planned comparisons showed .FD4DBMF
UIBUJT
UIFFJHIUTFMGSFQPSUJUFNTGPDVT-
that the ratings were in line with our theoretical pre- JOHPOTVCKFDUJWFJNQSFTTJPOT FH
i%JEUIFNVTJD
EJDUJPOTJOüøPGUIFDPOUSBTUT JF
UIFNFBOSBUJOH FWPLFBNFNPSZPGBOFWFOUGSPNZPVSMJGF ui8FSF
was significantly higher for the predicted mechanism you ‘touched’ by the emotional expression of the mu-
UIBOGPSUIFPUIFSDPOEJUJPO
*OUIFSFNBJOJOHDBTFT
TJD u
3FTVMUTJOEJDBUFEUIBUUIFJUFNTXFSFSFMJBCMZ
the rating for the predicted mechanism was either still SFMBUFEUPUIFDPSSFTQPOEJOHUBSHFUNFDIBOJTN"
UIFIJHIFTU
BMUIPVHIOPUTJHOJêDBOUMZTP õö
PSUIF multiple discriminant analysis showed that the items
TFDPOEIJHIFTUPGUIFDPOEJUJPOT ø
*UTIPVMEBMTP could predict the target mechanism condition with
be noted that the effects of the experimental manipu- BOPWFSBMMDMBTTJêDBUJPOBDDVSBDZPGûù5IVT
FWFO
MBUJPOPOUIF QSFEJDUFE
FNPUJPOTXFSFiNPEFSBUFu though self-reports regarding causes of emotions can-
UPiMBSHFu 'FSHVTPO
öôôý
BOEUIBUSBUFEPWFSBMM not be treated as veridical, they are hardly arbitrary
intensity was high (MƎƎöúú
POBTDBMFGSPNôUPø
FJUIFS*OGBDU
JGNVTJDMJTUFOFSTBSFHJWFOIJHIMZUBS-
4FDPOE
UIFTFSFTVMUTXFSFTVQQPSUFECZQTZDIP- geted questions, their responses provide indices that
physiology in terms of autonomic activity and facial NBZDPNQMFNFOUPUIFSGPSNTPGFWJEFODF"TDPVME
FYQSFTTJPO.FBTVSFTPGTLJODPOEVDUBODFBOE[Z- CFFYQFDUFE
UIFDMBTTJêDBUJPOCBTFEPO.FD4DBMF
gomaticus and corrugator activity were significantly worked somewhat better for mechanisms that by defi-
influenced by target mechanism condition in the OJUJPOBSFFYQMJDJUJOOBUVSF FH
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