Elizabeth Erickson
Mahalakshmi Sivasankar
Purpose: Voice problems are reported as a frequent side effect of inhaled combination
Purdue University, West Lafayette, IN
( IC) treatments. The purpose of this experimental study was to investigate whether
IC treatments are detrimental to phonation. We hypothesized that IC treatment
would significantly increase phonation threshold pressure ( PTP) and perceived
phonatory effort ( PPE), whereas sham treatment would not.
Method: Fourteen healthy adults participated in a repeated-measures design in which
they received IC and sham treatments in counterbalanced order. PTP and PPE were
measured prior to treatments, immediately following treatments, and at 1 and 2 hr
following treatments.
Results: IC treatment increased PTP, but sham treatment did not. The increase in PTP
was maintained for a 2 hr period following administration. PPE ratings were not
significantly correlated with PTP.
Conclusions: IC treatments can have acute, adverse effects on phonation. Detrimental
phonatory effects were elicited in participants with no self-reported voice problems.
IC treatments are being increasingly prescribed across the lifespan. The current data
increase our understanding of the nature of phonatory deterioration associated with
IC treatment and lay the groundwork for increased research effort to develop IC
treatments that effectively control respiratory disease while minimizing an adverse
effect on phonation.
KEY WORDS: inhaled combination treatments, corticosteroids, beta-agonists,
voice problems
O
ver 35 million Americans have airway diseases such as asthma,
emphysema, and chronic obstructive pulmonary disease (Amer-
ican Lung Association, 2008). These conditions are frequently
controlled with inhaled combination (IC) treatments. IC treatments com-
bine a corticosteroid and long-acting beta agonist ( LABA) to manage
multiple respiratory symptoms with a single treatment (Kavuru et al.,
2000). Since 2000, physicians have dispensed more than 106 million pre-
scriptions for IC treatments in the United States alone (GlaxoSmithKline,
2008a, 2008b).
Inhaled treatments are prescribed to treat diseases of the distal
airway (Barnes & Adcock, 2003; Busse, 1993). However, analysis of drug
distribution patterns using radioactive isotopes in human participants
has revealed that a large portion of the treatment gets deposited in the
throat (Dolovich, Ruffin, Corr, & Newhouse, 1983). Factors contributing
to this high rate of drug deposition in the upper airway include delivery
device (e.g., nebulizer vs. metered dose inhaler), drug particle size, spacer
use, and administration technique (Rau, 2005; Williams et al., 1983). The
Journal of Speech, Language, and Hearing Research • Vol. 53 • 75–83 • February 2010 • D American Speech-Language-Hearing Association 75
phonatory effects associated with inhaled treatments deterioration should be manifested only after IC treat-
are posited to result from a direct drug effect on the vocal ment and not after sham treatment. In addition, the
folds (DelGaudio, 2002; Gallivan, Gallivan, & Gallivan, phonatory deterioration should be observed in voice mea-
2007; Lavy, Wood, Rubin, & Harries, 2000; Mirza, sures that are sensitive to changes in vocal fold mucosal
Schwartz, & Antin-Ozerkis, 2004). In a retrospective physiology. In this investigation, phonation threshold
study, negative phonatory effects were reported in ap- pressure ( PTP) and perceived phonatory effort ( PPE)
proximately 58% of patients prescribed inhaled treat- were used to assess adverse phonatory effects of IC
ments (Williamson, Matusiewicz, Brown, Greening, & treatment. PTP, the minimum lung pressure required
Crompton, 1995). to initiate and sustain vocal fold vibration, is an index
Voice problems are the most frequently reported of vocal fold mucosal physiology (Titze, 1988). PTP de-
adverse consequence of inhaled medications (Roland, pends on biomechanical properties of the vocal folds, in-
Bhalla, & Earis, 2004). However, limited investigations cluding viscoelasticity (Titze, 1988; Verdolini-Marston,
have examined the physiologic mechanisms underly- Titze, & Druker, 1990). Specifically, an increase in vocal
ing the adverse phonatory changes. In porcine vocal fold fold viscosity is associated with an increase in PTP. PPE,
mucosa, LABA treatment induced a transient increase is a measure of a speaker’s self-perceived vocal effort
in ion transport followed by a sustained decrease in (Chang & Karnell, 2004), and PTP and PPE have been
ion transport, whereas corticosteroid treatment did not posited to correlate in participants completing a vocal
(Sivasankar & Blazer-Yost, 2009). The reduction in ion loading challenge (Chang & Karnell, 2004). However,
transport was posited to result from decreased chloride investigations examining the correlation between these
(Cl–) secretion. In the vocal folds, Cl– secretion is one variables after hydration challenge have not confirmed
mechanism to increase superficial hydration (Leydon, this relationship (Roy, Tanner, Gray, Blomgren, & Fisher,
Sivasankar, Lodewyck, Atkins, & Fisher, 2009). As de- 2003; Sivasankar, Erickson, Schneider, & Hawes, 2008;
creased hydration state is related to increased vocal Tanner, Roy, Merrill, & Elstad, 2007).
fold viscous properties, the decrease in Cl– secretion as- The purpose of the present study was to investigate
sociated with LABA treatment could increase the vis- the detrimental effects of IC treatment on PTP and PPE.
cosity of the vocal fold mucosa. Increased viscosity can be We tested the overarching hypothesis that the IC treat-
detrimental to phonation. On the basis of this prelim- ment would elevate PTP and PPE but the sham treat-
inary in vitro ion transport investigation, we predicted ment would not. The secondary focus was to examine the
that treatments containing corticosteroids and LABAs relationship between PTP and PPE in individuals receiv-
could adversely impact phonation by increasing vocal ing IC treatment. Each participant received both an IC
fold viscosity. However, the effects of corticosteroid– treatment and a sham treatment. As the pharmacological
LABA treatments on other biomechanical properties of profile of the IC treatment used in this particular inves-
the vocal folds (e.g., cover stiffness) or on surrounding tigation is characterized by a 2 hr postadministration peak
tissue cannot be disregarded as underlying mechanisms effect, PTP and PPE were measured prior to treatments,
for adverse phonatory change associated with IC treat- immediately following treatments, and at 1 and 2 hr fol-
ment. Understanding the nature of the undesirable lowing treatments.
phonatory effects associated with IC treatment may
provide the impetus for developing treatments that con-
trol respiratory symptoms with minimal effect on phona- Method
tory function.
The clinical evidence for the adverse phonatory ef-
Participants
fects of inhaled treatments is based on retrospective Fourteen adults (9 women and 5 men) participated
data analyses of patients who already reported dyspho- in this investigation (see Table 1). All participants had
nia (Gallivan et al., 2007; Krecicki et al., 2006; Lavy perceptually normal speech and voice as confirmed by a
et al., 2000; Mirza et al., 2004; Williamson et al., 1995). speech-language pathologist, normal laryngeal appearance
As such, it is difficult to establish whether the phonatory on rigid videostroboscopy as confirmed by an otolaryn-
side effects are a direct result of the medication, an out- gologist, and normal spirometry (forced vital capac-
come of the progression of the respiratory disease, or ity [ FVC] ≥ 80% based on age-, gender-, weight-, and
whether they are due to some other confounding vari- ethnicity-matched norms). All participants completed
able such as laryngopharyngeal reflux disease (DelGaudio, the Voice Handicap Index ( VHI) and scored below the
2002), which may have a similar laryngeal presentation mean (33.69 ± 5.60) for a mild self-perceived voice hand-
as chronic steroid use. To the best of our knowledge, no icap (Jacobson et al., 1997). VHI total scores are reported
experimental investigations have examined whether IC in Table 1. VHI subscales scores are not reported, as only
treatments cause adverse phonatory effects. If IC treat- the VHI total score has been validated as an indicator of
ments perturb mucosal physiology, then the phonatory self-perceived voice handicap (Rosen, Lee, Osborne, Zullo,
76 Journal of Speech, Language, and Hearing Research • Vol. 53 • 75–83 • February 2010
Table 1. Participant characteristics.
Participant Gender Age (years) Dosage (CS/LABA in mg) Duration of IC treatment FVC VHI total score
Note. Normal forced vital capacity (FVC) indicates values ≥ 80% based on age-, weight-, gender-, and ethnicity-matched normative
values. CS = corticosteroid (fluticasone proprionate); LABA = long-acting beta agonist (salmeterol xinafoate); IC = inhaled combination;
VHI = Voice Handicap Index.
& Murry, 2004). In addition, the participants met the additional prescription medications besides oral con-
following criteria on self-report: general good health, traceptives at the time of study.
normal hearing, nonsmoking, no respiratory tract in-
fections at the time of the study, and a negative history Protocol
for laryngeal pathology. All individuals were taking
Advair diskus® IC treatment for the control of asthma. Each participant completed two experimental ses-
Advair diskus® contains the corticosteroid fluticasone sions, scheduled at the same time on consecutive days, in
proprionate and the LABA salmeterol xinafoate. The dos- which they took either an IC or sham treatment. The
age of the corticosteroid–LABA treatment is shown in order of treatments ( IC or sham) was counterbalanced
Table 1. Participants were taking this IC treatment once across participants. The IC treatment was Advair diskus®,
daily (N = 6) or twice daily (N = 8) for at least 4 months. To and the sham treatment was an empty Advair diskus® de-
ensure methodological consistency, data collection for vice. Participants were informed that the sham treatment
individuals prescribed the IC treatment once daily was was an alternative treatment for asthma. Participants
always completed at the time that they habitually took were not denied treatment on the sham day and took
their medication (morning, N = 2; evening, N = 4), and their IC treatment in the presence of the examiner im-
data collection for individuals prescribed the IC treat- mediately following completion of the session.
ment twice daily was always completed at the time of the Data-collection procedures were identical during
second dose, scheduled 12 hr following the first dose. In- both experimental sessions (see Figure 1). At the start of
dividuals enrolled in this investigation were taking no each session, the participant’s vocal pitch range was
Figure 1. Schematic of experimental protocol. Participants completed a combination of a 30 min reading task at comfortable
loudness and a 30 min rest breathing task during the 1 hr and 2 hr periods preceding Post1 and Post2 measurements.
The order of reading and rest breathing tasks were counterbalanced across participants. PTP = phonation threshold pressure;
PPE = perceived phonatory effort; IC = inhaled combination.
78 Journal of Speech, Language, and Hearing Research • Vol. 53 • 75–83 • February 2010
and an examiner blinded to the experimental hypothesis Figure 2. The interaction effect of Treatment × Time for phonation
remeasured all ratings. First and second PPE measure- threshold pressure (PTP) at the 10th (2A; PTP10), 20th (2B; PTP20), and
ments were strongly correlated (rintra = .99, rinter = .99). 80th (2C; PTP80) percent pitch. The interaction effect of Treatment ×
Time is significant for PTP80, demonstrating that inhaled combination
(IC) treatment increased PTP over time but that sham treatment did
Statistical Analysis not. Error bars represent standard errors.
All data were analyzed using SPSS software ( Ver-
sion 16.0). The dependent variables included PTP10, PTP20,
PTP80, and PPE for IC and sham treatment. Kolmogorov–
Smirnoff and Shapiro–Wilk tests of normality confirmed
that PTP10, PTP20, and PPE data were normally dis-
tributed. Data for PTP80 was transformed (square root
transformation) to fulfill assumptions of normality. Paired
t tests confirmed that baseline measures did not differ
across the two experimental sessions. Separate mixed
general linear model analyses of variance were used to
investigate the temporal effects of IC and sham treat-
ments on PTP10, PTP20, PTP80, and PPE. In these anal-
yses, treatment ( IC/sham) and time ( baseline, Post0,
Post1, Post2) were repeated measures. The p level was
adjusted to .01 for each analysis ( Bonferroni correction)
to control for potential alpha inflation due to the mul-
tiple analyses.
Results
PTP
IC and sham treatments had differential effects on
PTP over time. Figure 2 depicts the temporal effects of
IC and sham treatments on PTP10, PTP20, and PTP80
(Figures 2A, 2B, and 2C, respectively). Numerically, IC
treatment increased PTP over time but sham treatment
did not. This Treatment × Time interaction effect was sig-
nificant at PTP80, F(3, 39) = 5.63, p = .003 (see Figure 2C).
The effect magnitude (h2) for PTP80 was .30, which sug-
gests that the Treatment × Time interaction effect ac-
counted for 30% of total variance. No significant interaction
effects were observed at PTP10, F(3, 39) = 4.79, p = .03,
h2 = .26 (see Figure 2A), or PTP20, F(3, 39) = 1.02, p = .39,
h2 = .07 (see Figure 2B).
Post hoc analyses allowed for further characteriza- treatments on PPE at baseline, Post0, Post1, and Post2.
tion of the differential effects of IC and sham treatments IC and sham treatments had similar temporal effects on
on PTP80 at baseline, Post0, Post1, and Post2 (see Fig- PPE as revealed by a nonsignificant Treatment × Time
ure 2C). Following IC treatment, the mean increase in interaction effect, F(3, 39) = 0.50, p = .68, h2 = .03 (see
PTP80 from baseline was +0.26 cm H2O, +0.61 cm H2O, and Figure 3). Overall, participants reported higher PPE
+0.82 cm H2O for Post0, Post1, and Post2, respectively. ratings following IC treatment as compared to sham
Conversely, following sham treatment, the mean change treatment; however, these treatment differences did
in PTP80 from baseline averaged –0.29 cm H2O, –0.23 cm not reach statistical significance.
H2O, and –0.02 cm H2O for Post0, Post1, and Post2,
respectively. PTP and PPE Correlations
Correlation analysis was applied to investigate the
PPE relationship between PTP and PPE at the 80th per-
Neither IC nor sham treatment significantly affected cent pitch following IC and sham treatments. Weak
PPE over time. Figure 3 depicts the effects of IC and sham correlations between PTP and PPE were observed at
80 Journal of Speech, Language, and Hearing Research • Vol. 53 • 75–83 • February 2010
elicited similar magnitude of change in PTP. Whether increase in PTP at high pitch was observed immediately
the adverse phonatory effects (specifically, increased PTP) following IC but not following sham treatment, and the
observed with IC treatment are largely related to LABA- increase was maintained for 2 hr following treatment. It
associated effects on viscous properties of the tissue is unlikely that the increase in PTP over time was as-
awaits rheologic study. But, on the basis of the current sociated with vocal fatigue, as the reading and breath-
results, it is not possible to rule out direct effects of cor- ing tasks were selected to reflect daily voice use and
ticosteroid and LABAs on other biomechanical proper- therefore exposed participants to minimal vocal loading
ties of vocal fold mucosa or surrounding structures. (Solomon et al., 2003). It is notable that IC treatment
Although the underlying mechanism for the acute increased PTP in participants with normal laryngeal
phonatory effects of IC treatment is currently unclear, appearance, normal FVC, and perceptually normal speech
the clinical impact of detrimental voice changes induced and voice. Some limitations of this study, however, re-
by this commonly prescribed treatment must not be over- quire further elucidation. In this study, sample size was
looked. The adverse phonatory effects of IC treatment limited to 14 participants. The sample was also char-
in dysphonic patients have been documented via video- acterized by an unequal gender distribution (9 women,
stroboscopy (Gallivan et al., 2007), but vocally healthy 5 men). Although visual examination of the data did not
participants were intentionally selected in this study to reveal gender effects for phonatory change, the small
help elucidate the nature of adverse phonatory changes number of participants precludes including gender as
accompanying IC treatment without confounding variables. an independent variable. Although this unequal gen-
It is essential that we identify the underlying mecha- der distribution was unintentional, it is notable that
nisms for the adverse phonatory effects induced by IC asthma is more prevalent in women than in men (Cen-
treatments, given that these medications are being in- ters for Disease Control and Prevention, 2007). Future
creasingly prescribed for a wide range of respiratory studies should therefore examine the differential pho-
conditions including asthma, emphysema, and chronic natory effects of IC treatment across gender. An ad-
obstructive pulmonary disease. Voice problems in indi- ditional limitation of the study pertains to the nature of
viduals taking IC treatments can reduce quality of life blinding. The 7 participants who received the sham
and decrease adherence to the pharmacologic regimen treatment during the first experimental session knew
(Bhalla, Jones, & Roland, 2008). Results from this in- they would be receiving their IC treatment during the
vestigation lay the foundation for further research on next session. In addition, the investigator was aware of
treatments that can control respiratory symptoms while whether participants were receiving IC or sham treat-
minimizing an adverse effect on phonation. ments. The investigator provided standardized training
and instruction during both sessions, and interrater reli-
Participant-reported vocal effort ( PPE) ratings were
ability analysis was conducted by an investigator blinded
not affected by treatment type. However, this finding
to treatment type and hypothesis. But we acknowledge
does not diminish our observation that IC treatments
that PTP collection and analysis can be vulnerable to
adversely affect phonation. As reported previously, IC
investigator bias. Elucidating the specific nature of
treatment significantly increased PTP, which is a mea-
phonatory effects of IC treatment will mandate double-
sure of effort in phonation (Colton & Brown, 1973). Weak
blinded, placebo-controlled experimental trials. Today,
correlations between PTP and PPE were observed in the
IC treatments are among the most commonly prescribed
current study. When PPE ratings were collected by
medications to treat respiratory conditions. The current
magnitude estimation following vocal loading, moder-
data provide emerging evidence into the nature of ad-
ately strong correlations to PTP were obtained (Chang &
verse phonatory effects associated with IC treatments
Karnell, 2004). However, other investigations that also
and lay the foundation for further research aimed at
obtained PPE ratings using direct magnitude estima-
improving vocal health in individuals prescribed these
tion revealed weak relationships between PTP and PPE
common treatments.
following hydration challenges (Sivasankar et al., 2008;
Verdolini et al., 2002). Possible reasons for this weak cor-
relation could relate to an independent relationship be- Acknowledgments
tween PTP and PPE and/or the limited sensitivity of
PPE measures to small laryngeal perturbations to which This work was supported, in part, by the Indiana Lions
Club McKinney Outreach Research Award. This work is
PTP measures appear to be more sensitive.
based on a thesis by the first author, submitted in partial
fulfillment of the requirements for the master of science degree
from the Department of Speech, Language, and Hearing
Limitations and Conclusions Sciences at Purdue University. We acknowledge the valuable
insights provided by Jessica Huber, Christine Weber-Fox,
The current investigation provides novel insight and Barbara Solomon throughout this project. We also thank
into the detrimental effects of IC treatment on PTP. The Daniel Berner and Robert Stephens for their assistance with
82 Journal of Speech, Language, and Hearing Research • Vol. 53 • 75–83 • February 2010
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