1. Generic Context
2. Historical Context
514
APPROACHES TO THE STUDY OF LITEATURE
515
Such a study of Literature as that for which the present effort is designed
includes two purposes, contributing to a common end. In the first place (I),
the student must gain some general knowledge of the conditions out of which
English literature has come into being, as a whole and during its successive
periods, that is of the external facts of one sort or another without which it
cannot be understood. This means chiefly (1) tracing in a general way, from
period to period, the social life of the nation, and (2) getting some
acquaintance with the lives of the more important authors. The principal
thing, however (II), is the direct study of the literature itself. This study in turn
should aim first at an understanding of the literature as an expression of the
authors’ views of life and of their personalities and especially as a portrayal
and interpretation of the life of their penods and of all life as they have seen
it; it should aim further at an appreciation of each literary work as a product
of Fine Art, appealing with peculiar power both to our minds and to our
emotions, not least to the sense of Beauty and the whole higher nature. In
the present book, it should perhaps be added, the word Literature is generally
interpreted in the strict sense, as including only writing of permanent
significance and beauty. Substance and Form
.General Matters
First and always in considering any piece of literature a student should ask
himself the estion already implied: Does it present a true portrayal of life-of
the permanent elements in all > and in human nature, of the life or thought
of its own particular period, and (in most sorts of oks) of the persons, real or
imaginary, with whom it deals? If it properly accomplishes this main ose,
when the reader finishes it he should feel that his understanding of life and of
people has en increased and broadened. But it should always be remembered
that truth is quite as much a atter of general spirit and impression as of literal
accuracy in details of fact. The essential question [ not, Is the presentation of
life and character perfect in a photographic fashion? but Does it convey !
underlying reatitiesl
Other things being equal, the value of a book, and especially of an author’s
whole work, is \ proportional to its range, that is to the breadth and variety of
the life and characters, which it I presents.
A student should not form his judgments merely from what is technically
called the dogmatic point of view, but should try rather to adopt that of
historical criticism. This means that he should take into account the
limitations imposed on every author by the age in which he lived. If you find
that the poets of the Anglo-Saxon ’Beowulf have given a clear and interesting
picture of the life of our barbarous ancestors of the sixth or seventh century
A. D., you should not blame them for a lack of the finer elements of feeling
and expression which after a thousand years of civilization distinguish such
delicate spirits as Keats and Tennyson.
Further, one may ask whether the author has a deliberately formed theory of
life; and if so how
516
517
call by the more general name of Reality.) Carried to the extreme, Realism
may become loble, dealing too frankly or in unworthy spirit with the baser
side of reality, and in almost all this sort of Realism has actually attempted to
assert itself in literature. Idealism, the tendency isite to Realism, seeks to
emphasize the spiritual and other higher elements, often to bring out spiritual
values which lie beneath the surface. It is an optimistic interpretation of life,
looking for it is good and permanent beneath all the surface confusion.
Romance may be called Idealism in realm of sentiment. It aims largely to
interest and delight, to throw over life a pleasing glamor; it lerally deals with
love or heroic adventure; and it generally locates its scenes and characters in
.nt times and places, where it can work unhampered by our consciousness of
the humdrum alines of our daily experience. It may always be asked whether
a writer of Romance makes his world seem convincingly real as we read or
whether he frankly abandons all plausibility. The presence or absence of a
supernatural element generally makes an important difference. Entitled to
special mention, also, is spiritual Romance, where attention is centered not
on external events, which may here be treated in somewhat shadowy
fashion, but on the deeper questions of life. Spiritual Romance, therefore, is
essentially idealistic.
Dramatic Power
Dramatic power, in general, means the presentation of life with the vivid
active reality of life character which especially distinguishes the acted drama.
It is, of course, one of the main things to be desired in most narrative; though
sometimes the effect sought may be something different, as, for instance, in
romance and poetry, an atmosphere of dreamy beauty. In a drama, and to
some extent in other forms of narrative, dramatic power culminates in the
ability to bring out the great cnses with supreme effectiveness.
Characters
There is, generally speaking, no greater test of an author’s skill than his
knowledge and presentation of characters. We should consider whether he
makes them (1) merely caricatures, or (2) type characters, standing for
certain general traits of human nature but not convincingly real or especially
significant persons, or (3) genuine individuals with all the inconsistencies and
halfrevealed tendencies that in actual life belong to real personality. Of
course in the case of important characters, the greater the genuine
individuality the greater the success. But with secondary characters the
principles of emphasis and proportion generally forbid very distinct
individualization; and sometimes, especially in comedy (drama), truth of
character is properly sacrificed to other objects, such as the main effect. It
may also be asked whether the characters are simple, as some people are in
actual life, or complex, like most interesting persons; whether they develop,
as all real people must under the action of significant experience, or whether
the author merely presents them in brief situations or lacks the power to
make them anything but stationary. If there are several of them it is a further
question whether the author properly contrasts them in such a way as to
secure interest. And a main requisite is that he shall properly motivate their
actions, that is make their actions result naturally from their characters,
either their controlling traits or their temporary impulses.
Structure
In any work of literature there should be definite structure. This requires, (1)
Unity, (2) Variety, (3) Order, (4) Proportion, and (5) due Emphasis of parts.
Unity means that everything included in the work ought to contribute directly
or indirectly to the main effect. Very often a definite theme may be found
about which the whole work centers, as for instance in ’Macbeth,’ The Ruin of
a Man through Yielding to Evil. Sometimes, however, as in a lyric poem, the
effect intended may be the rendering or creation of a mood, such as that of
happy content, and in that case the poem may not have an easily expressible
concrete theme.
518
If in any narrative there is one or more Secondary Action, a story which might
be sej from the Main Action and viewed as complete in itself, criticism should
always ask whet] Main and Secondary Actions are properly unified. In the
strictest theory there should essential connection between them; for
instance, they may illustrate different and p contrasting aspects of the
general theme. Often, however, an author introduces a Secondary merely for
the sake of variety or to increase the breadth of his picture-in order to
present a section of society instead of one narrow stratum or group. In such
cases, he must genera judged to have succeeded if he has established an
apparent unity, say by mingling the characters in the two actions, so that
readers are not readily conscious of the lack of real stru unity.
Descriptive Power
519
;, and clouds? Is the love of external beauty a passion with the author? What
is the author’s toward Nature--(l) does he view Nature in a purely objective
way, as d mass, of material igs, a series of material phenomena or a mere
embodiment of sensuous beauty; or (2) is there m or mysticism in his
attitude, that is-does he view Nature with awe as a spiritual power; (3) is he
thoroughly subjective, reading his own moods into Nature or using Natuie
chiefly for the ion of his moods? Or again, does the author describe with
merely expository purpose, to the background of his work clear?
How frequent and how vivid are his descriptions of the inanimate background
of human hfebuildings, intenors of rooms, and the rest? 4. Does the author
skilfully use description to create the general atmosphere in which he wishes
to invest his work-an atmosphere of cheerfulness, of mystery, of activity, or
any of a hundred other moods? Style
fay
Most of what has thus far been said applies to* both Prose and Poetry. But in
Poetry, as the iture especially characterized in general by high Emotion,
Imagination, and Beauty, finer and lore delicate effects are to be sought than
in Prose. Poetry, generally speaking, is the expression of deeper nature; it
belongs peculiarly to the realm of the spirit. On the side of poetical
expression Isuch imaginative figures of speech as metaphors and similes, and
such devices as alliteration, prove especially helpful. It may be asked further
of poetry, whether the meter and stanza structure are appropriate to the
mood and thought -and so handled as to bring out the emotion effectively;
and iwhether the sound is adapted to the sense (for example, musical where
the idea is of peace or quiet uty). If the sound of the words actually imitates
the sound of the thing indicated, the effect is ;ed Onomatopoeia. Among
kinds of poetry, according to form, the most important are: (1) farrative,
which includes many subordinate forms, such as the Epic. (2) Lyric. Lyric
poems are iressions of spontaneous emotion and are necessarily short. (3)
Dramatic, including not merely drama but all poetry of vigorous action. (4)
Descriptive, like Goldsmith’s ’Deserted Village’ and Tennyson’s ’Dream of Fair
Women.’ Minor kinds are: (5) Satiric; and’ (6) Didactic.
Highly important in poetry is Rhythm, but the word means merely ’flow,’ so
that rhythm belongs to prose as well as to poetry. Good rhythm is merely a
pleasing succession of sounds. Meter, the distinguishing formal mark of
poetry and all verse, is merely rhythm which is regular in certain
A HANDBOOK OF STYLE AND
Inspiration for the romantic approach initially came from two great shapers of
thought, Fi philosopher Jean Jacques Rousseau and German writer Johann
Wolfgang von Goethe.
Rousseau established the cult of the individual and championed the freedom
of the hi spirit; his famous announcement was ”I felt before I thought.” The
preface to the second Lyrical Ballads, by English poets William Wordsworth
and Samuel Taylor Coleridge was prime importance as a manifesto of literary
romanticism. Here, the two poets affirmed importance of feeling and
imagination to poetic creation and disclaimed conventional literary and
subjects. Two of the most important contrasting ten lencies of style in the
general sense Classicism and Romanticism. Classicism means those qualities
which are most characteristic of best literature of Greece and Rome. It is in
fact partly identical with Idealism. It aims to express inner truth or central
principles of things, without anxiety for minor details, and it is by largely
intellectual in quality, though not by any means to the exclusion of emotion.
In o form, therefore, it insists on correct structure, restraint, careful finish and
avoidance of all ’Paradise Lost,’ Arnold’s ’Sohrab and Rustum,’ and Addison’s
essays are Modern examples Romanticism, which in general prevails in
Modern literature, lays most emphasis on independence and fulness of
expression and on strong emotion, and it may be comparatively careless of
form Tie Classical style has well been called sculpturesque, the Romantic
picturesque. The virtues of the Classical are exquisiteness and incisive
significance; of the Romantic, richness and splendor. The dangers of the
Classical are coldness and formality; of the Romantic, over-luxuriance,
formlessness and excess of emotion.
There are two distinct tendencies in English literature: All work of literature
before the II century was largely classic in nature. The distinctive symptoms
of classicism are: belief in emphasis on the civilized, modern and
sophisticated mode of live for man as a social interest in urban society,
preoccupation with human nature, realistic recognition of impersonal
objectivity, interest in public themes and order and ideals of formality and
tendencies to the great Greek and Roman works of Literature. Romanticism
is: belief in feeling and imagination, emphasis on the ancient mode of life,
extreme subjectivity, private themes and emphasis on individual. In short,
Classicism teaches us social integrity and formalism while
APPROACHES TO THE STUDY OF UTEATURE 521
Classicism:
The elements of analysis discussed below are designed to help you identify
the ways in which [ poetry makes its meaning, especially its ’parts’; they do
not give a sense of how one goes about ! analyzing a poem. It is difficult to
give a prescription, as different poems call on different aspects of I poetry,
different ways of reading, different relationships between feeling, i mages
and meanings, I and so forth. My general advice, however, is this:
2. read the poem for the major indicators of its meaning -- what aspects of
setting, of topic, of \ voice (the person who is speaking) seem to dominate, to
direct your reading?
4. divide the poem into parts: try to understand what the organization is, how
the poem proceeds, and what elements or principles guide this organization
(is there a reversal, a climax, a
6. now that you’ve looked at the title, the major indicators of ’topic’, the
ending, the [ organization, the tone, read the poem out loud, trying to project
its meaning in your reading. As you f gradually get a sense of how this poem
is going, what its point and drift is, start noticing more about
1 how the various elements of the poetry work to create its meaning. This
may be as different as the
kind of imagery used, or the way it uses oppositions, or the level of realism or
symbolism of its use of
• the natural world.
engagement with the qualities which make the poem resonant or compelling,
close reading of i structure and relationships. It’s an acquired talent, you have
to learn it. When you do, however, : more and more meaning, power and
beauty start leaping out at you. ; Elements of Analysis
Here then are some questions to apply to your analysis in order to see how
the poem is making
A HANDBOOK OF STYLE AN1
its meaning: they cover genre, the speaker, the subject, the structure,
setting, in statements, the sound of the poetry, language use, mtertexruality,
the way the reader it the poem, the poem’s historical placement, and
ideology or ’world-view’
Identify the voice. What does the voice have to do with what is happening in
the poem, its attitude, what is the tone of the voice (tone can be viewed as
an expression of attitude involved in the action ;r reflection of the poem is the
voice? What is the perspective or ’point i of the speaker*’ The perspective
can be social, intellectual, political, even physical - there an different
perspectives, but they all contribute to the voice’s point of view, which point
of view how the world of the poem is seen, and how we respond,
Formal structure is the way the poem goes together in terms of its
component parts: if there parts -- stanza’s, paragraphs or such ~ then there
will be a relation between the parts (for instai the first stanza may give the
past, the second the present, the third the future).
Thematic structure, known in respect to fiction as ’plot’, is the way the
argument presentation of the material of the poem is developed. For instance
a poem might state a problem eight Lines, an answer to the problem in the
next six; of the eight lines stating the problem, foi might provide a concrete
example, four a reflection on what the example implies. There may well b
very close relations between formal and thematic structure. When looking at
thematic structure, yoi might look for conflicts, ambiguities and uncertainties,
the tensions in the poem, as these give deai guides to the direction of
meanings in the poem, the poem’s ’in-tensions’.
In terms of the physical world of the poem, setting can be used for a variety
of purposes. A t might be described in specific detail, a concrete, specific,
tree; or it might be used in a more I way, to create mood or associations, with
say the wind blowing mournfully through the willows; or| might be used as a
motif, the tree that reminds me of Kathryn, or of my youthful dreams; 01 it j
be used symbolically, as for instance an image of organic life; or it might be
used allegorically, i
’PROACHES TO THE STUDY OF LITEATURE
523
meal
”Imagery” refers to any sort of image, and there are two basic kirdf. Ci s, is
the image” of the physical setting, described above. The other kind is images
as figures of speech, such as metaphors. iese figures of speech extend the
imaginative range, the complexity and comprehensibility of the ;. They can
be very brief, a word or two, a glistening fragment of msighi, a chance
connection int a blaze (warming or destroying) of understanding; or they can
be extended analogies, such as Donne’s ’conceits’or Milton!? epic similes.
meaning?
Is the poem direct or indirect in making its meanings? If there are no key
statements, are there or central symbol, repetitions, actions, motifs (recurring
images), or the like?
J_, Pope remarked that ”the sound must seem an echo to the sense”: both the
rhythm and the fwnd of the words themselves (individually and as they fit
together) contribute to the meaning.
I What kinds of words are used? How much and to what ends does the poet
rely on connotation, irthe associations that words have (as ”stallion” connotes
a certain kind of horse with certain sorts gfuses)? Does the poem use puns,
double meanings, ambiguities of meaning?
10, Can you see any ways in which the poem refers to, uses or relies
on previous
rating?
This is known as allusion or intertextuality. When U-2’s Bono writes ”I was
thirsty and you flssea my lips” in ”Tnp Through Your Wires,” the meaning of
the line is vastly extended if you kro^v tot this is a reference to Matthew
25:35 in the Bible, where Jesus says to the saved in explanation of what they
did right. ”I war th’Tty and you wet my lips ”
What sorts of learning, experience, taste and interest would the ’-’deal’ or
’good’ reader of this poem have? What can this tell you about what the poem
’means’ or is about? The idea is that any node of art calls forth certain
qualities of response, taste, experience, value, from the reader, and in i sense
’forms’ the reader of that particular work. This happens through the subject
matter, the style, He way the story is told or the scene set, the language, the
images, the allusions, all the ways m Ach we are called by the text to
construct meaning. The theorist Wayne Booth calls the reader as evoked or
formed by the text the ”implied reader.”
12. What is your historical and cultural distance from the poem?
What can you say about the difference between your culture’s (and sub-
culture’s) views of the mrld your own experiences, on the one hand, and
those of the voice, characters, ana world of the joem on the other? What is it
that you might have to understand better in enter to experience tLe jcem the
way someone of the same time, class, gender and rece might have
understood it? Is it jossible that your reading might be different from theirs
because of your particular social (race, ;ender, class, etc.) and historical
context? What about your world governs the way you see the world ithe text?
What might this work tell us about the world of its making?
524
The topics in this section are plot, character, setting, the narrator, figurative
language, the way reality is represented, the world-view.
1. Plot.
3. Setting.
Narrative requires a setting; this as in poetry may vary from the concrete to
the general. Often setting will have particular culturally coded significance ~
a sea-shore has a significance for us
APPROACHES TO THE STUDY OF LITEATURE
525
different from that of a dirty street corner, for instance, and different
situations and significances can lie constructed through its use. Settings, like
characters, can be used in contrasting and comparative rays to add
significance, can be repeated, repeated with variations, and so forth.
(The Narrator.
A narration requires a narrator, someone (or more than one) who tells the
story. This person or will see things from a certain perspective, or point of
view, in terms of their relation to the {events and in terms of their attitude(s)
towards the events and characters. A narrator may be , outside the story,
telling it with an ostensibly objective and omniscient voice; or a narrator
be a character (or characters) within the story, telling the story in the first
person (either central characters or observer characters, bit players looking
in on the scene). First-person characters may te reliable, telling the truth,
seeing things right, or they may be unreliable, lacking in perspective or idf-
knowledge. If a narration by an omniscient external narrator carries us into
the thoughts of a character in the story, that character is known as a
reflector character, such a character does not bow he or she is a character, is
unaware of the narration or the narratorVA^n omniscient, external narrator
may achieve the narrative by telling or by showing, and she may keep the
reader in a relation of suspense to the story (we know no more than the
characters) or in a relation of irony (we mow things the characters are
unaware of).
n any case, who it is who tells the story, from what perspective, with what
sense of distance or
iess, with what possibilities of knowledge, and with what interest, are key
issues in the making |tf meaning in narrative. For a fuller discussion, see my
page Narrative point of view: some [considerations.
5, Figurative language.
Representation of reality.
World-view.
fiction (what the fiction explicitly claims and what it implicitly claiJis tb,r .ugh
its codes and il ideological understandings); will be aware of the distances
and similarities between the world of th fiction and the world that the reader
inhabits; and will be aware of the significances of the selection and exclusions
of the narrative in representing human experience.
B. characterization
1. The language:
a. What kind of language is used? Here are some possibilities: Is the language
c. How forceful is the language (see also imagery and sentence structure)?
ii by how *he words go together - e.g. smoothly, eliding so that one slides
into the other, or separated by your need to move your mouth position.
2. Sentence structure: Meaning is created by how the sentences sound, by
how they are balanced, by tae force created by punctuation as well as by
language: <•
6. by the punctuation, and how it makes the sentence sound and flow.
7. Imagery and setting: Images and use of setting can tell you a great deal
about a charac a narrator, a fictional work:
b. Images as motifs: are their recurring images? What ideas or feelings are
aroused by them, what people or events are brought to mind by them?
I APPROACHES TO THE STUDY OF UTEATURE
527
8. Discourse features
e. to what extent and to what end does the speaker use rhetorical devices
such as irony?
B, Characterization The idea here is that the various features of the prose,
above, will support features of characterization which we can discuss in
somewhat different terms.
1. What ideas are expressed in the passage, and what do they tell you about
the speaker?
2. What feelings does the speaker express? What does that tell you about
them? Are their feelings Consistent?
4. What is the social status of the character, and how can you tell from how
they speak and what they speak about?
5. What is the sensibility of the speaker? Is the person ironic, witty, alert to
the <j^od or attuned to evil in others, optimistic or pessimistic, romantic or
not romantic (cynical, or lealistic?).
6. What is the orientation of the person - how aware are they of their owrl and
others’ needs, and of their environments?
7. How much control over and awareness of her emotions, her thoughts, her
language does the speaker hav??
Different traditions and genres tend to use language and characters and
setting and plot differently, and this may show in individual passages. Is it a
satire, a comedy, a tragedy, a romance? Is it a novel of social comment, an
exploration of an idea? (There are more kinds) Is it in a certain sub-genre like
a detective novel, science fiction, etc.? Is it an allegory or a satire, is it
realistic or more symbolic? How does this genre, sub-genre or tradition tend
to use setting, characters, language, mood or tone? Doe’s this one fat in?
University Questions