5G Beamforming
follow-up
Contents
3. Massive MIMO
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AAU5613 antenna (64T64R)
Eight columns
• 64T64R: There are 32 channels in the left and right polarization directions respectively.
• Channel: PA, which consists of three antenna elements, that is, horizontal 1 drive 1
Antenna element: 8 columns*12 rows* 2 polarities (192) and vertical 1 drive 3.
Vertical: 1 TRX connected to 3 elements
Horizontal: 1 TRX connected to 1 element
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From Wide Broadcast Beam to Narrow Broadcast Beams
DMRS
CRS 5G Demodulation
LTE Cell Specific Reference Reference Signal
Signal
Time
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5G Physical Channels and Signals
Downlink Physical Channel/Signal Function
Used for time-frequency synchronization and cell
SS Synchronization Signal
search.
Downlink Uplink PBCH Physical Broadcast Channel Carries system information to be broadcast.
Transmits control signaling, such as signaling for
PDCCH Physical Downlink Control Channel
uplink and downlink scheduling and power control.
Physical Physical Physical Physical PDSCH Physical Downlink Shared Channel Carries downlink user data.
Channel Signal Channel Signal Used for downlink data demodulation and time-
DMRS Demodulation Reference Signal
frequency synchronization.
PT-RS Phase Tracking Reference Signal Tracks and compensates downlink phase noise.
PBCH PSS/SSS PRACH DMRS
Used for downlink channel measurement, beam
Channel State Information
CSI-RS management, RRM/RLM measurement, and refined
Reference Signal
time-frequency tracking.
PDCCH DMRS PUCCH PT-RS Uplink Physical Channel/Signal Function
PRACH Physical Random Access Channel Carries random access request information.
Transmits L1/L2 control signaling, such as signaling
PDSCH PT-RS PUSCH SRS PUCCH Physical Uplink Control Channel for HARQ feedback, CQI feedback, and scheduling
request indicator.
PUSCH Physical Uplink Shared Channel Carries uplink user data.
Compared with LTE, NR removes the PHICH, PCFICH, and CRS, adds the PT-RS, and enhances the DMRS and CSI-RS.
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Relationships Between Physical Channels and Signals
Relationship between downlink channels and signals Relationship between uplink channels and signals
SRS
CSI-RS
Physical channels fall into common channels (SS, PBCH, and PRACH), control channels (PDCCH and PUCCH), and data channels (PDSCH
and PUSCH). These channels and reference signals are used for transmitting and receiving data on the data channels.
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Basic Concepts of Time-Domain Resources
Frame structure architecture:
Frame length: 10 ms Example: SCS = 30 kHz/120 kHz
– SFN range: 0 to 1023 1 frame = 10 ms = 10 subframes = 20 slots
Subframe length: 1 ms
SCS = 30 kHz
– Subframe index per system frame: 0 to 9
1 subframe = 1 ms = 2 slots
Slot length: 14 symbols
Slot Configuration (Normal CP) 1 slot = 0.5 ms = 14 symbols
SCS
(kHz) Number of Number of Number of Slots
Symbols/Slot Slots/Subframe /Frame
1 frame = 10 ms = 10 subframes = 80 slots
15 14 1 10
30 14 2 20
240 14 16 160
480 14 32 320
Slot Configuration (Extended CP) 1 slot = 0.125 ms = 14 symbols
60 12 4 40
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Basic Concepts of Frequency-Domain Resources
One subframe
N scRB subcarriers
Resource Grid N RB
the frequency domain
(k , l )
Resource Block
– Frequency domain: 12 consecutive subcarriers
Resource Element (RE)
Resource
– Minimum granularity of physical-layer resources
– Frequency domain: 1 subcarrier
– Time domain: 1 OFDM symbol
k 0
l 0 l 14 2 1
In NR, an RB corresponds to 12 subcarriers (same as LTE) in the frequency domain. The frequency-domain width is related
to SCS and is calculated using 2µ x 180 kHz.
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Distribution of Time and Frequency Domains DL&UL
Below an example of channels/signals distribution in time and frequency domain for DL and UL in 4:1 subframe
configuration (DDDSU).
D D D D U
D
DMRS PDSCH UL
for w/wo (SRS) PUSCH
PDSCH PT-RS GP
DMRS
for
PUSCH
Short PUCCH
SS/PBCH
PRACH
PDCCH CSI-RS
with
DMRS
Long PUCCH
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Distribution of Time and Frequency Domains DL for 8:2
Below an example of channels/signals distribution in time and frequency domain for DL in 8:2 subframe
configuration (DDDSU). In this case 8 SSB can be sent.
D D D D D D D D U
D U
D
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Contents
3. Massive MIMO
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5G Broadcast Beams 3D Shaping
• 5G NR improves the broadcast mechanism based on wide beams in the LTE era and uses
narrow beam scanning in polling mode to cover the entire cell.
• Benefits brought by narrow beams
› Direct the emitted energy at target users, increasing the demodulation signal-to-noise ratio (SNR) of
target users and improving the transmission success rate. Narrow beams are especially suitable to high
frequencies.
› Improve the system coverage and the coverage of control channels, increasing the cell radius.
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5G Broadcast Beams Working Mechanism
NR broadcast beams are up to 8 narrow beams with different fixed directions in C band. The broadcast beam coverage of
the cell is completed by sending different narrow beams at different moments. By scanning each beam, the UE obtains an
optimal beam, and completes synchronization and system message demodulation.
#0
#1
#2
.
.
.
#N-3
4 slot x 2 SS block per slot
#N-2
#N-1
Time
For the initial cell search, the transmission period of the SSB is
20 ms and each transmission is complete within 5 ms.
Different SS blocks can be
transmitted using different
The PBCH period is 80 ms, and the SSB is transmitted 4 times
beams.
within 80 ms.
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Scenario-based Broadcast Beams Application
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Scenario-based Broadcast Beams Application (8:2)
Horizontal Vertical
Horizontal Vertical SSB Max
Pattern Beam Beam Tilt Azimuth Typical Scenario Description
HPBW HPBW NUMBER Gain(dBi)
Number Number
There are 7 narrow beams sweeping in 105° in the horizontal plane and 2 in the vertical plane: 1 for narrow beam
0 105° 6° 7+1 2 8 -2~9 0 25 Square (default recommended) (no sweeping) + 1 wide beam covering the same area in horizontal plane
Narrow beam size is 15° in horizontal and 6° in vertical
There are 8 narrow beams sweeping in 110° in the horizontal plane and 1 in the vertical plane (no sweeping)
1 110° 6° 8 1 8 -2~9 0 25 Square
Narrow beam size is 15° in horizontal and 6° in vertical
There are 6 narrow beams sweeping in 90° in the horizontal plane and 1 in the vertical plane (no sweeping)
2 90° 6° 6 1 6 -2~9 -10~10 25 Interference
Narrow beam size is 15° in horizontal and 6° in vertical
There are 6 narrow beams sweeping in 65° in the horizontal plane and 1 in the vertical plane (no sweeping)
3 65° 6° 6 1 6 -2~9 -22~22 25 Interference
Narrow beam size is 15° in horizontal and 6° in vertical
There are 4 narrow beams sweeping in 45° in the horizontal plane and 1 in the vertical plane (no sweeping)
4 45° 6° 4 1 4 -2~9 -32~32 25 Building
Narrow beam size is 15° in horizontal and 6° in vertical
There are 2 narrow beams sweeping in 25° in the horizontal plane and 1 in the vertical plane (no sweeping)
5 25° 6° 2 1 2 -2~9 -42~42 25 Building
Narrow beam size is 15° in horizontal and 6° in vertical
There are 8 narrow beams sweeping in 110° in the horizontal plane and 1 in the vertical plane (no sweeping)
6 110° 12° 8 1 8 0~6 0 21 Medium building and coverage
Narrow beam size is 15° in horizontal and 12° in vertical
There are 6 narrow beams sweeping in 90° in the horizontal plane and 1 in the vertical plane (no sweeping)
7 90° 12° 6 1 6 0~6 -10~10 21 Medium building& interference
Narrow beam size is 15° in horizontal and 12° in vertical
There are 6 narrow beams sweeping in 65° in the horizontal plane and 1 in the vertical plane (no sweeping)
8 65° 12° 6 1 6 0~6 -22~22 21 Medium building& interference
Narrow beam size is 15° in horizontal and 12° in vertical
There are 4 narrow beams sweeping in 45° in the horizontal plane and 2 sweeping in the vertical plane
9 45° 12° 4 2 8 0~6 -32~32 25 Medium building
Narrow beam size is 15° in horizontal and 6° in vertical
There are 2 narrow beams sweeping in 25° in the horizontal plane and 2 sweeping in the vertical plane
10 25° 12° 2 2 4 0~6 -42~42 25 Medium building
Narrow beam size is 15° in horizontal and 6° in vertical
There are 1 narrow beam in the horizontal plane (no sweeping) and 2 sweeping in the vertical plane
11 15° 12° 1 2 2 0~6 -47~47 25 Medium building
Narrow beam size is 15° in horizontal and 6° in vertical
There are 8 narrow beams sweeping in 110° in the horizontal plane and 1 in the vertical plane (no sweeping)
12 110° 25° 8 1 8 6 0 20 Square and high building
Narrow beam size is 15° in horizontal and 25° in vertical
There are 6 narrow beams sweeping in 65° in the horizontal plane and 1 in the vertical plane (no sweeping)
13 65° 25° 6 1 6 6 -22~22 20 High building &Interference
Narrow beam size is 15° in horizontal and 25° in vertical
There are 4 narrow beams sweeping in 45° in the horizontal plane and 1 in the vertical plane (no sweeping)
14 45° 25° 4 1 4 6 -32~32 20 High building
Narrow beam size is 15° in horizontal and 25° in vertical
There are 2 narrow beams sweeping in 25° in the horizontal plane and 4 sweeping in the vertical plane
15 25° 25° 2 4 8 6 -42~42 25 High building
Narrow beam size is 15° in horizontal and 6° in vertical
There are 1 narrow beam in the horizontal plane (no sweeping) and 4 sweeping in the vertical plane
16 15° 25° 1 4 4 6 -47~47 25 High building
Narrow beam size is 15° in horizontal and 6° in vertical
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Scenario modification example
Changing the broadcast beam configuration from scenario 0 (H105V6) to scenario 12 (H110V25), a UE placed as below
can report a different RSRP value and best beam ID change from 4 to 3.
3 4 5
2 6 3 4
2 5
1 7 1
6
0
0 7
H105V6 H110V25
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Tilt and Azimuth Adjustment
• Digital tilt and azimuth adjustment is needed for the severe interference scenario, to reduce the overlapping or
overshooting and enable the beam to be directed to the user.
Vertical coverage adjustment is supported in scenarios 0~12. The vertical coverage of broadcast beams can be entirely adjusted in
the unit of 1°through the parameter setting. In other scenarios, adjustment is not supported because the vertical scanning range
has reached the upper limit.
Horizontal coverage adjustment is not supported in scenarios 0/1/6/12, because the horizontal scanning range has reached the
upper limit. In other scenarios, adjustment is supported
• Principle
The adjustment range is based on the parameter setting. The parameter is substituted into the steering vector, which is multiplied
by the initial weight matrix to obtain the final steering vector, which is then sent to the baseband part.
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5G Downtilt concept
• A traditional LTE wide-beam cell has only one wide beam, and its downtilt is divided into mechanical downtilt and electrical downtilt.
• The downtilt of a cell using 5G MM beams is divided into Three parts: mechanical downtilt, preset electrical downtilt, adjustable
electrical downtilt.
• Mechanical downtilt
Through the adjustment of mechanical downtilt, common beams and traffic beams are adjusted. In 5G RAN2.0, the mechanical downtilt
adjustment range is -20°to 20°.
The preset downtilt of an antenna is a downtilt fixed inside the antenna, which affects traffic beams. Preset downtilt determine the best
coverage point in the entire envelope. In 5G RAN2.0, the preset downtilt for AAU5613 is 6°.
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Downlink Power Control – Maximum Cell Trasmit Power
ReferencePwr calculation:
ReferencePwr definition: power per RE of single channel;
The ReferencePwr and the total transmit power of the cell can calculated by using the single-channel power
MaxTransmitPower (MO: NRDUCELLTRP) of gNB configuration.
Rbcell indicate total RB number base on the cell bandwidth, each RB contain12 RE;
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Downlink Power Control – SSB Power
• Involved Channel:SSS/PSS/PBCH Vertical Beam Type Default Recommend
value
• Purpose of Power Control: Realize the static adjustment of SSB EPRE;
Vertical beams are not 0 dB
• Power Control Scheme:Static configure the Power offset relative to cell expanded
reference power: MaxSsPbchPwrOffset (MO: NRDUCellChnPwr)
Vertical beam (12 degrees) 3 dB
• Value of power control: Vertical beam (25 degrees) 3 dB
If some area has weak coverage, set bigger SSB power offset to improve the SSB EPRE
compensation coverage.
If some area suffer overshooting, decrease the SSB power offset.
• SSB EPRE calculation:
SSB EPRE (dBm) = ReferencePwr + 10log10(NTx) + MaxSsPbchPwrOffset ;
NTx indicate the total channel number for the cell;
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Contents
3. Massive MIMO
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Where is the Gain of Massive MIMO from?
Array Gain Improve
Array Gain
coverage
Diversity gain
Improve Improve
Diversity gain
Spatial multiplexing capacity frequency
gain efficiency
Increase
Co-channel peak
Interference
interference throughput
reduction
reduction
• Array gain: improve the average SNR by coherent combination, based on the known channel status
• Diversity gain: improve transmission reliability and reduce the SNR fluctuation by repeated data transmission
• Spatial Multiplexing gain: taking advantages of the independence of spatial channels fading, to improve throughput by transmitting
multiple data streams simultaneously
• Co-channel interference reduction: restrain the interference and thus improve SINR
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Beamforming Overview
• With beamforming, gNodeBs weight signals to form narrow beams towards target UEs. As a result, coverage
performance is improved and UEs are more accurately targeted.
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Beamforming Procedure
1. Channel calibration: Ensures the reciprocity between TX and RX channels and consistency between channels.
2. Weight calculation: gNodeBs calculate a vector based on downlink channel characteristics, to adjust the shape
and direction of beams.
3. Weighting: gNodeBs use the vector addition function to add the calculated weight value and the data to be
transmitted. The amplitude and phase of signals are adjusted based on the calculation results.
4. Beamforming implementation: adjust the width and direction of beams.
3
RF-chain PA
Baseband
beamforming 1 64 PAs 2
RF-chain PA
64 TRXs architecture
4
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1.Channel Calibration in Beamforming
NR TDD uses the same frequency in the uplink and in the downlink. Strict reciprocity between the uplink and downlink
channel characteristics is impossible, due to the amplitude and phase differences between RF TX and RX channels.
gNodeBs calculate the variations in the phase and amplitude of signals transmitted on each TX channel and each RX channel.
gNodeBs compensate the phase and amplitude based on the calculations, improving the reciprocity between TX and RX channels.
RF chain PA
Calibration between
Baseband … channels
RF chain PA
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2.Weight Calculation in Beamforming
To adjust the shape and direction of beams, the gNodeB calculates a vector based on downlink channel characteristics.
2 methods are available for gNodeB obtaining downlink channel characteristics, which adopted is self-adjusted.
Downlink Adaptive Selection Between PMI and SRS allows downlink beamforming weight selection based on SRS or PMI.
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3.Weighting in Beamforming
During weighting, gNodeBs use the vector addition function to add the calculated weight values to the data to be transmitted,
including data streams and demodulation reference signals (DMRSs). The width and direction of beams are adjusted based
on the calculation results.
Assume that noise, N, is generated when an input signal, x(i), passes through channel H. The output signal, y(i), is calculated using the
following formula:
y(i) = Hx(i) + N
When weighting is applied, input signal x(i) is multiplied by complex vector w(i) to change the amplitude and phase of output signal y(i).
Output signal y(i) is calculated using the following formula:
y(i) = Hw(i)x(i) + N
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4.Beamforming Implementation
Beamforming applies the interference principle.
Beamforming uses the interference principle. The signal strength increases when two wave peaks intersect each other and
decreases when a wave peak intersects with a wave bottom.
Without beamforming, the beam shape and lobe positions are fixed. When a UE resides between two beams, where is the
cell edge, the signals are weak.
With beamforming, gNodeBs impose weighting on and adjust the transmit power and phase of the beams for signals to be
transmitted through each antenna dipole. This way, the beam shape changes and the main lobe is directed at target UEs,
improving the signal strength.
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Downlink SU-MIMO Multiple Layers
This function uses multi-antenna technologies to enable downlink multi-layer data transmission for a single UE.
As shown in the following figure, a 2T4R UE supports data transmission over a maximum of 4 layers in the downlink in the
case of a 64T64R gNodeB.
S1
S2
S3
S4
S1
S2
S3
S4 UE
gNB: 64TRX
UE: 2T4R
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MU-MIMO Basic Concept: Pairing
Multi-user MIMO (MU-MIMO) allows for spatial multiplexing of the same OFDM time-frequency resources by
multiple UEs in uplink and downlink data transmission. This improves uplink and downlink capacity and spectral
efficiency.
The selection of multiple UEs for MU-MIMO is called pairing. Currently, only PDSCHs, physical downlink control
channels (PDCCHs), and PUSCHs support MU-MIMO.
If the paired UEs have high SINRs and isolated beams, or if the paired UEs have high SINRs and their channels are close to
orthogonal, interference between the UEs can be effectively mitigated. In this situation, MU-MIMO increases cell capacity.
If the UEs have low SINRs and the channels are strongly correlated, interference between the UEs cannot be effectively mitigated
and MU-MIMO may decrease the system throughput. Pairing of such UEs is not recommended.
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Downlink MU-MIMO
Spatial multiplexing for PDSCHs Spatial Multiplexing for PDCCHs
Downlink MU spatial multiplexing enables the gNodeB to send Downlink MU spatial multiplexing enables multiple UEs to
data to two or more UEs using the same PDSCH resources, multiplex CCE resources.
thereby achieving spatial multiplexing gains. This function increases the PDCCH capacity, CCE utilization
This function improves spectral efficiency, and to some extent and saves CCE resources.
increases downlink throughput. In heavy-traffic scenarios, it also Currently the PDCCH supports up to 4 layers for spatial
helps reduce the network load and improve user experience. multiplexing.
Currently the PDSCH supports up to 16 layers for spatial
multiplexing.
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Uplink Multi-Antenna Reception
This technology enables gNodeBs to receive signals from a UE over multiple antennas. It enhances signal reception by
means of space diversity (diversity gains) and coherent reception (array gains).
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Uplink SU-MIMO Multiple Layers
This function uses multi-antenna technologies to enable uplink multi-layer data transmission for a single UE.
As shown in the following figure, a 2T4R UE supports data transmission over a maximum of 2 layers in the uplink in the
case of a 64T64R gNodeB.
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Uplink MU-MIMO
Uplink MU MIMO is implemented by spatial Multiplexing for PUSCHs
2 or more UEs can send data to the gNodeB using the same PUSCH resources, thereby achieving spatial
multiplexing gains.
This function improves spectral efficiency, and to some extent increases uplink throughput. In heavy-traffic
scenarios, it also helps reduce the network load and improve user experience.
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Thank You.
Copyright©2016 Huawei Technologies Co., Ltd. All Rights Reserved.
The information in this document may contain predictive statements including, without
limitation, statements regarding the future financial and operating results, future product
portfolio, new technology, etc. There are a number of factors that could cause actual
results and developments to differ materially from those expressed or implied in the
predictive statements. Therefore, such information is provided for reference purpose
only and constitutes neither an offer nor an acceptance. Huawei may change the
information at any time without notice.
Broadcast Beam pattern Configuration in SRAN13.1
Different broadcast beam patterns are for different scenarios:
Below 6 patterns are supported in SRAN13.1 with AAU5612
Note:
All patterns are defined by horizontal/vertical HPBW (Half-power bandwidth)
The HPBW is given based on simulation result, which may has some difference from the reality
For example, there may be about ±5 degree error for horizontal HPBW, and about ±3 degree error for the vertical HPBW
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Broadcast Beam pattern Configuration in SRAN15.0 (4:1)
Different broadcast beam patterns are for different scenarios.
AAU5612/AAU5613 in SRAN15.0 support 17 patterns.
Horizontal Vertical
Horizont Vertical Azimuth Max
Pattern Beam Beam Tilt range Typical Scenario
al HPBW HPBW adjust range Gain(dBi)
Number Number
0 105° 6° 7 1 -3°~15° 0° 24 Standard 3-sector coverage(Default recommended)
1 110° 6° 7 1 -3°~15° 0° 24 Non-standard 3-sector coverage(For site coverage optimization)
2 90° 6° 6 1 -3°~15° ±10° 24 Non-standard 3-sector coverage(For site coverage optimization)
3 65° 6° 6 1 -3°~15° ±22° 24 Non-standard 3-sector coverage(For site coverage optimization)
4 45° 6° 4 1 -3°~15° ±32° 24 Low buildings hotspot coverage
5 25° 6° 2 1 -3°~15° ±42° 24 Low buildings hotspot coverage(Smaller horizontal coverage)
6 110° 12° 7 1 0°~12° 0° 20 Standard 3-sector 3D coverage
7 90° 12° 6 1 0°~12° ±10° 20 Non-standard 3-sector 3D coverage(For site coverage optimization)
8 65° 12° 6 1 0°~12° ±22° 20 Non-standard 3-sector 3D coverage(For site coverage optimization)
9 45° 12° 4+3 2 0°~12° ±32° 24 Middle buildings hotspot coverage
10 25° 12° 2 2 0°~12° ±42° 24 Middle buildings hotspot coverage(Smaller horizontal coverage)
11 15° 12° 1 2 0°~12° ±47° 24 Middle buildings hotspot coverage(Minimized horizontal coverage)
12 110° 25° 7 1 6° 0° 19 Standard 3-sector 3D-MAX coverage
13 65° 25° 6 1 6° ±22° 19 Non-Standard 3-sector 3D-MAX coverage (For site coverage optimization)
14 45° 25° 4 1 6° ±32° 19 High buildings hotspot coverage
15 25° 25° 2+2+2+1 4 6° ±42° 24 High buildings hotspot coverage(Smaller horizontal coverage)
16 15° 25° 1 4 6° ±47° 24 High buildings hotspot coverage(Minimized horizontal coverage)
Note:
All patterns are defined by horizontal/vertical HPBW (Half-power bandwidth).
The HPBW is given based on simulation result, which may has some difference from the reality.
For example, there may be about ±5 degree error for horizontal HPBW, and about ±3 degree error for the vertical HPBW.
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8:2 Sub-Frame Harmonize with TD-LTE and Avoid Interference
0.5ms
G G G G G G G G
D D D D D D D D D D D D D D D D D D P P P P P P P P
U U
1ms
3.5G
D D D S U D D D S U
TD-LTE
D D D D D D D D D GP GP GP U U
NR
LTE
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