THE PEOPLE,
Petitioner,
v. Case No. D075787
THE SUPERIOR COURT OF SAN DIEGO
COUNTY, Superior Court No.
Respondent, CR61365
ALLEN GOODEN,
Real Party in Interest.
THE PEOPLE,
1
TABLE OF CONTENTS
Page
2
TABLE OF AUTHORITIES
Page
CASES
Lockett v. Ohio
(1978) 438 U.S. 586 ............................................................................... 16
People v. Banks
(2015) 61 Cal.4th 788 ...................................................................... 16, 21
People v. Chiu
(2014) 59 Cal.4th 155 ................................................................ 12, 19, 21
People v. Chun
(2009) 45 Cal.4th 1172 ........................................................ 11, 12, 18, 19
People v. Cooper
(2002) 27 Cal.4th 38 ....................................................................... passim
3
TABLE OF AUTHORITIES
(continued)
Page
People v. Jenkins
(1995) 10 Cal.4th 234 ............................................................................ 17
People v. Kelly
(2010) 47 Cal.4th 1008 .................................................................... 14, 16
People v. Prettyman
(1996) 14 Cal.4th 248 ...................................................................... 12, 19
People v. Ruiz
(1996) 44 Cal.App.4th 1653 .................................................................. 17
STATUTES
Government Code
§ 12511..................................................................................................... 7
4
TABLE OF AUTHORITIES
(continued)
Page
Penal Code
§ 109.2, subd. (d) ................................................................................... 21
§ 187........................................................................................... 11, 19, 20
§ 188................................................................................................ passim
§ 188, subd. (a)(1) .................................................................................. 11
§ 188, subd. (a)(2) .................................................................................. 11
§ 188, subd. (a)(3) ............................................................................ 13, 15
§ 189................................................................................................ passim
§ 189, subd. (e)........................................................................... 13, 15, 21
§ 189, subd. (f) ....................................................................................... 13
CONSTITUTIONAL PROVISIONS
California Constitution
Article 5, § 13 .......................................................................................... 7
COURT RULES
5
TABLE OF AUTHORITIES
(continued)
Page
OTHER AUTHORITIES
Sen. Conc. Res. No. 48, Stats. 2017 (2017-2018 Reg. Sess.)
res. ch. 175 ............................................................................................. 11
6
AMICUS CURIAE INFORMATION
This Court issued an order to show cause on May 21, 2019. That
order noted that the Attorney General may file an amicus curiae brief
pursuant to California Rules of Court rule 8.487(d).
Under that rule, the Attorney General’s brief must state his interest
and explain how the brief will assist the Court in deciding the matter. (See
id. rule 8.487(d)(3) [“The brief must provide the information required by
rule 8.200(c)(2)”].) This writ petition addresses the constitutionality of
Senate Bill 1437 (2017-2018 Reg. Sess.) (S.B. 1437). The Attorney
General is the “chief law officer of the State,” (Cal. Const., art. 5, § 13)
7
INTRODUCTION
Before the enactment of S.B. 1437, someone who did not actually kill
another person, and who lacked the intent to kill another person, could still
be convicted of murder under certain applications of the felony-murder rule
and the “natural and probable consequences” doctrine of aider and abettor
liability. The Legislature concluded that this was unfair and inconsistent
with basic principles of individual culpability. It enacted S.B. 1437 to
require more to convict a person of murder. Under S.B. 1437, felony
murder and aiding and abetting a murder remain crimes. But now, to be
convicted of murder, it is not enough to have participated in a felony that
8
enacted, a person convicted of first degree murder could be sentenced to
death, life without the possibility of parole, or life with possibility of
parole, with parole eligibility starting at year seven. (Ballot Pamp., Gen.
Elec. (Nov. 7, 1978), at p. 32, analysis of legislative analysis.) A person
convicted of second degree murder could be sentenced to a maximum of
seven years, which could be reduced by up to a one-third for good
behavior. (Id.)
Proposition 7 increased penalties for murder by amending Penal Code
sections 190 through 190.5. (Ballot Pamp., Gen. Elec. (Nov. 7, 1978), at
pp. 33, 41-45, Prop. 7 §§ 1-12 [Prop. 7].) Under amended section 190, a
conviction for first degree murder carries a sentence of death, life without
9
creating the possibility that “a man or a woman could be sentenced to die
for lending another person a screwdriver to use in a burglary, if the other
person accidently killed someone during the burglary.” (Id. at p. 35.) In
response, proponents assured the voters that a “person must have
intentionally aided in the commission of a murder to be subject to the death
penalty under this initiative.” (Ibid., capitalization omitted.)
Proposition 7 did not authorize the Legislature to amend its provisions
without voter approval. (See Prop. 7 §§ 1-12; Cooper, supra, 27 Cal.4th at
p. 44.)
II. PROPOSITION 115 ADDED TO THE LIST OF PREDICATE
CRIMES SUPPORTING A CHARGE OF FIRST DEGREE MURDER
1
All further undesignated references are to the Penal Code.
10
Ballot arguments for the initiative did not address these specific
changes. (See Ballot Pamp., Prim. Elec. (June 5, 1990), at pp. 34-35.) The
proponents wrote generally about the need to enact “tougher laws” to keep
people “safe and free from fear.” (Id. at p. 34, capitalization omitted.)
Proposition 115 permits the Legislature to amend its terms by statutes
passed by a two-thirds vote in each house of the Legislature. (Prop. 115
§ 30.)
III. S.B. 1437 CHANGED THE CULPABILITY REQUIRED TO
CONVICT A PERSON FOR MURDER UNDER THE FELONY-
MURDER RULE AND THE “NATURAL AND PROBABLE
CONSEQUENCES” DOCTRINE
11
examining the defendant’s mental state.” (Id. at p. 1182.) Felony murder
could either be in the first or second degree. First degree felony murder
was “a killing during the course of a felony specified in section 189, such
as rape, burglary, or robbery.” (Ibid.) Second degree felony murder was
“an unlawful killing in the course of the commission of a felony that is
inherently dangerous to human life but is not included among the felonies
enumerated in section 189.” (Ibid., quotation marks omitted; see also id. at
p. 1184 [holding that the second-degree felony-murder rule is based on
“section 188’s abandoned and malignant heart language”].)
Similarly, the “natural and probable consequences” doctrine, as it
existed before 2019, made “a person who aids and abets a confederate in
12
was not a major participant in the underlying felony who acted with
reckless disregard for human life.” (Ibid.)
To that end, the Legislature amended Penal Code sections 188 and
189 and added new section 1170.95. (Stats. 2018, ch. 1015, §§ 2-4.)
S.B. 1437 amended section 188 to provide that malice may not “be imputed
to a person based solely on his or her participation in a crime.” (§ 188,
subd. (a)(3).) “[T]o be convicted of murder, a principal in a crime shall act
with malice,” except as provided in the newly added subdivision (e) of
section 189. (Ibid.) That new subdivision narrows the felony-murder rule
and the “natural and probable consequences” doctrine. Those theories may
only be used to charge murder in the commission of a felony when a
2
These new limitations do “not apply to a defendant when the
victim is a peace officer who was killed while in the course of his or her
duties, where the defendant knew or reasonably should have known that the
victim was a peace officer engaged in the performance of his or her duties.”
(§ 189, subd. (f).)
13
ARGUMENT
3
This Court should decline Petitioner’s invitation to adopt a legal
standard for determining whether a statute amends an initiative that the
Supreme Court has questioned and never applied. (See Petn. 34 [all
citations to the petition filed in People v. Superior Court (Gooden)
(D075787)], relying on Proposition 103 Enforcement Project v.
Quackenbush (1998) 64 Cal.App.4th 1473 (Quackenbush)).) In
Quackenbush, supra, the court of appeal held in part that an amendment is
something that changes an initiative’s “scope and effect.” (64 Cal.App.4th
at p. 1486; see also Franchise Tax Board v. Cory (1978) 80 Cal.App.3d
772, 776-777; Mobilepark West Homeowners Assn. v Escondido
Mobilepark West (1995) 35 Cal.App.4th 32, 40.) In Kelly, the Supreme
Court called this an “expansive test,” and questioned its viability “in the
context of a constitutional provision that restricts legislative amendment of
an initiative statute.” (See Kelly, supra, 47 Cal.4th at p. 1026 & fn. 18.)
The “scope and effect” standard is nebulous, potentially undermining both
(continued…)
14
Initiatives are subject to ordinary rules of statutory construction.
(Pearson, supra, 48 Cal.4th at p. 571.) Courts “first consider the
initiative’s language, giving the words their ordinary meaning and
construing this language in the context of the statute and initiative as a
whole.” (Ibid.) “If the language is not ambiguous, [courts] presume the
voters intended the meaning apparent from that language, and [they] may
not add to the statute or rewrite it to conform to some assumed intent not
apparent from that language.” (Ibid.) “If the language is ambiguous, courts
may consider ballot summaries and arguments in determining the voters’
intent and understanding of a ballot measure.” (Ibid.)
I. S.B. 1437 DOES NOT AMEND PROPOSITION 7
(…continued)
the policy that limitations on the Legislature’s power “are to be strictly
construed,” and the “strong presumption of constitutionality that supports
the Legislature’s acts.” (See Amwest Surety Ins. Co. v. Wilson (1995) 11
Cal.4th 1243, 1253, 1255.)
15
upon conviction. While these two concepts are related, they are distinct—
“‘the definition of crimes generally has not been thought automatically to
dictate what should be the proper punishment.’” (People v. Banks (2015)
61 Cal.4th 788, 801, quoting Lockett v. Ohio (1978) 438 U.S. 586, 602.)
And the Legislature is not barred from passing laws in areas related to but
distinct from those addressed in an initiative. (Kelly, supra, 47 Cal.4th at
p. 1025-1026.) S.B. 1437’s changes to the elements of murder thus did not
amend Proposition 7.
The ballot materials confirm this reading of Proposition 7. The
measure’s focus was on punishment, in particular, the death penalty. The
proponents called the law “the nation’s toughest, most effective death
4
Current subdivision (c) of section 190.2 is substantially similar to
the version of subdivision (b) enacted by Proposition 7.
16
the Supreme Court considered whether a statute limiting presentence
conduct credits available to a defendant convicted of second degree murder
and sentenced under section 190 improperly amended Proposition 7. (27
Cal.4th at pp. 40-43.) As amended by Proposition 7, section 190 permitted
a reduction in sentence under an article of the Penal Code that authorized
reductions based on post-sentence prison conduct credits. (Id. at p. 46.)
Finding the voters’ intent regarding presentence credits ambiguous, the
Court held that “because former section 190 does not specifically authorize
or prohibit presentence conduct credits,” the Legislature retained authority
to regulate them. (Id. at p. 47.) Section 190 similarly does not authorize or
prohibit the intent requirements enacted by S.B. 1437. 5
5
Even in the area of sentencing, courts have recognized that
Proposition 7 did not limit the Legislature’s authority. (See People v.
Jenkins (1995) 10 Cal.4th 234, 1230-1231 & fn. 7 [holding that neither
section 190 nor any other provision of Proposition 7 “indicates that the
electorate intended to preclude a murderer from receiving a total sentence
that is greater than the term provided under section 190”]; People v. Ruiz
(1996) 44 Cal.App.4th 1653, 1660-1661 [following Jenkins].) These cases
show that Proposition 7 set only minimum penalties for murder and does
not otherwise limit the Legislature’s authority.
17
distinct from habeas corpus proceedings, the elements of a crime are
distinct from the punishment for the crime. An initiative addressing one
does not prevent the Legislature from addressing the other.
A related principle led the Court of Appeal to find that a legislative
enactment did not amend an initiative in Knight v. Superior Court (2005)
128 Cal.App.4th 14. There, Proposition 22 prevented the Legislature from
recognizing same-sex marriages performed in other jurisdictions. (Id. at
p. 20.) The Legislature subsequently amended the domestic partnership
laws to give domestic partners the same legal rights and obligations as
married couples, subject to some limitations. (Id. at p. 21.) The court held
that the new law did not amend Proposition 22 because the initiative did not
6
In addition to this caselaw, the history of unchallenged amendments
to sections 188 and 189 since Proposition 7 was enacted in 1978 shows that
the initiative did not prevent the Legislature from amending those sections.
(See Stats. 1981, ch. 404, p. 1593; Stats. 1982, ch. 893, § 4; Stats. 1982,
ch. 949, p. 3438; Stats. 1982, ch. 950, p. 3440.) For instance, Senate Bill
54 (1981-1982 Reg. Sess.) amended the definition of malice in section 188
and the definition of deliberate and premeditated in section 189. (Stats.
1981, ch. 404, Leg. Counsel’s Digest & §§ 6-7.) No one argued that
Proposition 7 prohibited those changes. (See County of San Diego v.
Commission on State Mandates (2018) 6 Cal.5th 196, 212 [considering
history of legislative amendments when rejecting argument that initiatives
prohibited such amendment].)
Nor has Proposition 7 proved a consideration when courts discuss
the limits or elements of felony murder or the “natural and probable
consequences” doctrine. For instance, in Chun, supra, 45 Cal.4th 1172, the
(continued…)
18
B. Petitioner Misapprehends Proposition 7’s Scope.
Petitioner contends that the voters incorporated sections 187, 188, and
189 into Proposition 7. (See Petn. at pp. 30-33.) This conclusion has no
support in the text, which does not amend those statutes. (See Prop. 7,
§§ 1-12.) And it has no support in the ballot materials, which do not
discuss those sections. (See Ballot Pamp., Gen. Elec. (Nov. 7, 1978), at
pp. 32-35.) Because voters did not have an opportunity to consider this
objective, it is not part of the initiative. (See Knight, supra, 128
Cal.App.4th at p. 26.)
Despite the lack of any persuasive evidence, Petitioner contends that
(…continued)
Supreme Court upheld the second degree felony-murder rule against a
challenge that it was a “a judicially created doctrine with no statutory
basis.” (Id. at p. 1180.) Had Proposition 7 somehow codified that rule, the
Court’s analysis of its history would have been much shorter. (See id. at
pp. 1180-1188 [not mentioning Proposition 7 in historical analysis of
statutory basis for second degree felony murder]; see also, e.g., Prettyman,
supra, 14 Cal.4th at pp. 262-270 [no mention of Proposition 7 imposing
limitations when holding that 1992 jury instruction requiring trial courts to
identify an uncharged target offense should have been used in “natural and
probable consequences” murder case]; Chiu, supra, 59 Cal.4th at pp. 165-
167 [no mention of Proposition 7 imposing limitations when holding that
holding that “a defendant cannot be convicted of first degree premeditated
murder under the natural and probable consequences doctrine”].)
19
governed custody credits. (Id. at p. 445.) As amended, section 190 stated
that the referenced article “shall apply to reduce any minimum term of 25
or 15 years in state prison imposed pursuant to this section,” and that “such
person shall not otherwise be released on parole prior to such time.”
(Prop. 7, § 2.) The prisoner requested that his sentence be reduced based
on a section added to that article after Proposition 7 was enacted. (Ibid.).
The court rejected his request, relying on the principle of statutory
interpretation that “where a statute adopts by specific reference the
provisions of another statute . . . such provisions are incorporated in the
form in which they exist at the time of the reference and not as
subsequently modified.” (Ibid., quoting Palermo v. Stockton Theatres, Inc.
20
penalty for the murderers who were the focus of Proposition 7—those who
act with the intent to kill, like Charles Manson and the Zodiac Killer. (See
Ballot Pamp., Gen. Elec. (Nov. 7, 1978), at p. 34.) Nor does it weaken the
“nation’s toughest, most effective death penalty law.” (See ibid.) 7
Petitioner mistakenly relies on Quackenbush. (Petn. at pp. 34-35.) In
that case, the voters adopted Proposition 103, a comprehensive set of rules
designed to regulate the insurance industry and protect consumers.
(Quackenbush, supra, 64 Cal.App.4th at pp. 1478-1479.) The initiative
rolled back insurance rates, made the Insurance Commissioner an elected
office, and vested it with authority to “adopt a ratemaking formula to
implement the rate rollback requirement.” (Id. at pp. 1479, 1486.) The
7
In addition, a large subset, if not all, of the people now excluded
from liability under the felony-murder rule or the “natural and probable
consequences” doctrine by subdivision (e) of section 189 were not eligible
for death before S.B. 1437 was enacted. (See § 109.2, subds. (d); Banks,
supra, 61 Cal.4th at p. 332 [“felony-murder participants [are] eligible for
death only when their involvement is substantial and they demonstrate a
reckless indifference to the grave risk of death created by their actions”];
see also Chiu, supra, 59 Cal.4th at p. 890 [“a defendant cannot be convicted
of first degree premeditated murder under the natural and probable
consequences doctrine”].)
21
C. Section 1170.95 Does Not Amend Proposition 7.
22
the Legislature’s authority to change the culpability requirement to convict
for murder. S.B. 1437 thus did not amend Proposition 115.
Petitioner’s arguments to the contrary lack merit. (See Petn. at p. 49-
53.) Petitioner contends that Proposition 115, by reenacting section 189 in
its entirety, implicitly reenacted liability for the five new offenses under the
felony-murder rule and “natural and probable consequences” doctrine. (See
Petn. at p. 50.) Technical reenactment does not, however, prevent the
Legislature from amending portions of a reenacted section that are not
“integral to accomplishing the electorate’s goals in enacting the initiative”
absent “other indicia . . . that the voters reasonably intended to limit the
Legislature’s ability to amend that part of the statute.” (County of San
23
changes does not mention the felony-murder rule or the “natural and
probable consequences” doctrine. (Id. at pp. 32-33.) Nor do the arguments
by proponents or opponents of the initiative. (Id. at pp. 34-35.)
Accordingly, S.B. 1437 did not amend Proposition 115.
CONCLUSION
For the foregoing reasons, the petition for writ of mandate should be
denied.
XAVIER BECERRA
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CERTIFICATE OF COMPLIANCE
25
Document received by the CA 4th District Court of Appeal Division 1.
Document received by the CA 4th District Court of Appeal Division 1.