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ANGEL AK I

journal of the theoretical humanities


volume 17 number 1 March 2012

I n a note in The Metaphysics of Morals, Kant


distinguishes between an instance (beispiel)
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and an example (exempel). An instance, he


explains, is a particular contained under a
universal; an example, on the other hand, is a
particular case of a practical rule (593 n.). Kant’s
point is that a practical rule does not contain the
actions that exemplify it; as a practical rule, a
moral law is not a universal composed of
particulars, and an exemplary moral action
merely proves the possibility of acting in agustin zarzosa
conformity with duty.
This distinction alerts us to at least two
different ways in which a particular may relate THE CASE AND ITS
to a concept: the concept may unify various
particulars by expressing their common proper- MODES
ties or it may prove its force by acting upon
particulars. I take this distinction as a starting
instance, allusion,
point to address the role of concepts in film example, illustration, and
criticism. Understandably, the use of concepts
makes film critics uneasy. On the one hand, exception
without concepts we would simply not be able to
write about films. On the other, through the
process of speaking or writing about film, words, there is no such thing as a pre-conceptual
concepts necessarily betray the film we attempt experience of films.
to explain, expressing it in terms that often do not Rather than adopting this approach, I propose
resemble our experience of the film. a more extensive classification of the ways in
A common strategy to address this uneasiness which films and concepts relate to one another.
consists in condemning concepts applied to films The principle of this classification is the spatial
from extraneous disciplines (such as semiotics, relation between films and concepts, that is, the
psychoanalysis and Marxism) and embracing extent to which films and concepts are external or
proper cinematic concepts, those generated internal to one another.2 Accordingly, I distin-
from the direct examination of the films guish six relations that films may entertain with
themselves. This solution, proposed by theorists concepts: in an instance, a concept contains a
as dissimilar as Noël Carroll and Gilles Deleuze, film; in an allusion, a film includes a concept; in
seems to privilege instances over examples, an example, a concept traverses a film; in an
disavowing the fact that we already experience illustration, film and concept are completely
films along with conceptual frameworks, regard- external to one another, holding a relationship
less of the origin of these concepts.1 In other of figuration; in an exception, film and concept

ISSN 0969-725X print/ISSN1469-2899 online/12/010041^15 ! 2012 Taylor & Francis


http://dx.doi.org/10.1080/0969725X.2012.671659

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the case and its modes

are inseparable, occupying the same space; Of course, the logic of the instance functions in
finally, in a case, film and concept hold relations areas other than genre criticism. Consider, for
of proximity rather than of inclusion or exclu- instance, Bazin’s and Bordwell’s respective con-
sion. In distinguishing these functions, I attempt ceptions of the classical film. In ‘‘The Evolution
to outline what films and concepts do for one of the Language of Cinema,’’ Bazin cites Jezebel
another. My argument is not that these are (William Wyler, 1938), Stagecoach (John Ford,
absolutely discrete functions but rather that we 1939) and Le Jour se Lève (Marcel Carné, 1939)
may distinguish these relations even if they occur as instances of cinema as a classical art. Bazin
in the same text or in the same rhetorical move. I explains that these three films include ‘‘well-
defined styles of photography and editing
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discuss each of these relations below, ultimately


arguing that the first five functions are deficient perfectly adapted to their subject matter; a
modes of the sixth one, the case. complete harmony of image and sound’’ (29).
The generic differences between these films are
inessential in regards to the concept of film as a
I instance classical art. The concept contains these films in
their essence as classical.
Following Kant, we can define an instance as any Bordwell’s conception of classical Hollywood
particular film contained under a concept; an as an excessively obvious cinema that relies on a
instance shows the character or quality of the set of different levels of norms and paradigms
universal. We refer to this kind of concept as a also treats Hollywood films as instances of the
class, insofar as it collects a set of films that share concept. The way in which the concept contains
the same quality. Traditional genre criticism films, however, differs to a certain extent. The
usually relies on instances to show the character films themselves constitute instances of classical
of the genre. This conception of the particular is Hollywood not necessarily because they exhibit a
fundamentally Aristotelian. It involves an induc- certain number of determinate elements but
tive process, ‘‘neither from part to whole nor rather because they make apparent that film-
from whole to part but from part to part, like to makers have made choices within the norms and
like, when two things fall under the same genus paradigms offered by the system (‘‘The Classical
but one is better known than the other’’ (Aristotle Hollywood Style’’ 4–6). Because these norms and
44; 1357b). This approach to genre, which Rick paradigms may be instantiated in different ways,
Altman refers to as syntactic, usually stresses a the way in which these films exhibit their classic
list of common components such as settings, status is more mediated than in Bazin’s model.
objects, characters, dramatic situations, lighting, Despite this difference, we may say that a film
and/or shots (‘‘A Semantic/Syntactic Approach’’ falls under the concept of the classical cinema
9). Mark Vernet’s eclectic characterization of the when it works within the norms and paradigms
Western offers an instance of this approach; he outlined by Bordwell.
characterizes the genre by noting its general Bordwell, Staiger, and Thompson’s classical
atmosphere, stock characters, and technical study also highlights another characteristic of the
elements (111–12). Mathijs and Mendik’s study instance; it must be ordinary, that is, replaceable
of the cult film considers aspects of these films and iterative.3 They foreground the replaceability
that fall outside the texts themselves; however, of their instances by taking as their central source
because these aspects (anatomy, consumption, of evidence a random sample of one hundred
political economy, and cultural status) are films from 1915 to 1960. Their implicit conten-
essential components of the phenomenon of cult tion is that any one hundred films from this
cinema, their definition operates within the logic universe would exhibit the same norms and
of the instance (1–11). We can simply say that the paradigms that characterize the concept (386–96).
objects of study are no longer the films as isolated An instance manifests the rules governing its
texts but rather the films and the culture kind precisely because of its typicality; adopting a
surrounding them. Deleuzian terminology, we could refer to the

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instance as an any-film-whatever. The function of Other attempts of thinking genre beyond the
the instance is precisely to stand in for any of the logic of the instance take a different route. For
films that it represents almost fortuitously. instance, Rick Altman distinguishes between a
In a similar manner that the instance is not film genre and a genre film; whereas the former
restricted to genre criticism, genre criticism may consists in the set of characteristics that films
also move away from the instance. In fact, one of might share, the latter consists in films that
the main questions of genre criticism is precisely foreground their generic characteristics and,
whether and how a genre contains genre films. therefore, ‘‘the notion of genre takes on a more
Perhaps the main problem of genre criticism has active role in the production and consumption
been how to extrapolate the classification of process’’ (‘‘Cinema and Genre’’ 277). Genre
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natural effects to works of art. Classification in films, then, include genres themselves. Stanley
nature presupposes a necessity behind the Cavell proposes that genre films do not merely
distinction of natural effects. It presupposes, share a certain set of features but that genre films
more specifically, two principles: the principle of themselves constitute studies of these features.
homogeneity, which postulates identity under the Accordingly, genre films ‘‘are what they are in
genus, and the principle of specification, which view of one another’’ (29). Both of these ways of
postulates variety in species despite their agree- thinking about genre films reverse the relation-
ment under the genus (Kant, Critique of Pure ship between the particular and the universal, and
Reason 596–98). In classifying works of art such point toward another function, the allusion.
as film, we face the insurmountable challenge that
the concept we infer does not determine in
II allusion
advance the films it contains. Although a genre
seems to contain the films that include the The allusion reverses the relationship between
necessary and sufficient elements that the genre particular and universal that characterizes the
demands, this form of containment is tenuous to instance: it is not the universal that contains
the extent that the appearance of any given the particular but the particular that includes the
element results from convention and not from universal. The particular behaves like a set,
necessity. turning the concept into a member of a set
Searching for an alternative to this classical organized around no definite principle. This
classification model, some critics have resorted to reversal is not entirely unqualified since the
Wittgenstein’s notion of family resemblances, a instance is contained by the concept in a different
notion that proposes as a principle of unity not way than the allusion includes it. This difference
the invariable presence of a common property but is what the terms containment and inclusion are
rather the interplay between a set of criteria intended to convey. In the instance, a universal
combined in unforeseeable ways. Ben Singer’s contains only what each of the particulars it
study of melodrama exemplifies this alternative. contains share, that is, their essence; it does not
He defines melodrama as a genre that ‘‘contains contain, then, whatever in the film exceeds this
works constructed out of many different combi- essence. The universal is nothing other than this
nations of a set of primary features: pathos, shared property; therefore, saying that the
emotionalism, moral polarization, nonclassical universal contains particulars is another way of
narrative form and graphic sensationalism’’ (58). saying that a set of particulars include the same
The melodramas he studies potentially combine concept.
all five elements but minimally contain two of However, once we view containment as a
them. Although this alternative certainly compli- reversed form of inclusion, we realize that films
cates the way in which we establish a film’s include an indefinite number of concepts, and
belonging to a certain class, we remain within the that this inclusion is not organized under any
logic of the instance to the extent that family essence or in any logical manner. The number of
resemblances still propose a way of subsuming allusions is necessarily indefinite because allu-
elements under a concept. sions are not necessarily overt. Therefore, even if

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the case and its modes

an allusion takes place inside the body of the film although some filmmakers might have read film
(unlike all other functions, which take place in theory, most ‘‘couldn’t care less about postmo-
the critical text), an allusion depends, to a certain dern subjectivity, the crisis of masculinity, or
extent, on an interpretative act. This dependence other seminar gambits’’ (8). Bordwell’s larger
is especially obvious when the allusion is oblique point is that a claim about knowingness is not
rather than overt. properly about the constitution of films but about
Noël Carroll, who was one of the first critics to their meaning. Ultimately, these films appear to
theorize the phenomenon of allusion, understands anticipate their own interpretation because of the
it in broader terms than the mere inclusion of chains of associations that Elsaesser deftly
concepts. Allusion, for him, is ‘‘an umbrella term elaborates (9).
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covering a mixed lot of practices including Elsaesser’s suggestion about how film critics
quotations, the memorialization of past genres, should approach these knowing films does not
the reworking of past genres, homages, and the address the question about knowingness satisfac-
recreation of ‘classic’ scenes, shots, plot motifs, torily. When the film seems to anticipate our
lines of dialogue, themes, gestures, and so forth method, he recommends that we apply a different
from film history’’ (‘‘Future of Allusion’’ 241). theory or method (presumably, one of which the
Along with these allusions to film history, Carroll film appears unaware) (‘‘Classical/Post Classical’’
notes a kind of complicity between filmmakers 66). For instance, he applies Žižek’s symptomatic
and the academy, as filmmakers put back in their analysis to Back to the Future, and Foucauldian
films the doxa they learn at university, ‘‘making and Deleuzian concepts to Silence of the Lambs.
it easy for the academically-trained critics to The problem with this solution is that one could
extract them hermeneutically’’ (Privett and always wonder whether the film has already
Kreul). anticipated this apparently more symptomatic
Thomas Elsaesser refers to the same phenom- approach. An allusion, then, is the obverse of the
enon as knowingness, and he considers it the instance: we simply learn to view the concept’s
distinguishing characteristic of post-classical act of containing a film as the film’s own act of
Hollywood cinema. Like Carroll, Elsaesser con- including the concept. In the last section of the
siders references to both film history and critical essay I propose a different way of understanding
tropes as part of the same phenomenon. Post- this mutual implication between film and
classical films, Elsaesser argues, not only show a concept.
playful knowingness of the classical tradition but We could rephrase Elsaesser’s argument
also anticipate how the academic community will slightly by saying that we can only make the
interpret them. As Elsaesser writes, ‘‘our own distinction between classical and post-classical
theory or methodology suddenly turns up in the Hollywood by presupposing this knowingness;
film itself, looking us in the face; either gravely that is, that the creation of the concept post-
nodding assent, or winking’’ (‘‘Classical/Post classical requires that we presuppose its inclusion
Classical’’ 66). For instance, Back to the Future in the films analyzed. As he himself puts it, the
forestalls both a Freudian and a Lacanian argument relies on shifting the focus from
interpretation by dramatizing aspects of the perceiving the difference ‘‘in here’’ (interpreta-
Oedipal complex and the mirror stage (‘‘Oedipal tion) to perceiving it ‘‘out there’’ (analysis)
Narratives’’ 226–36). In a similar manner, (‘‘Classical/Post Classical’’ 27). Jacques Derrida
because of its awareness about race, gender, and makes a similar point in regard to genre (and, for
class issues, ‘‘Die Hard looks as if its makers had our purposes, in regard to the instance). He
read all the relevant cultural studies literature’’ observes that any text belonging to a genre
(Elsaesser, ‘‘Classical/Post Classical’’ 70). already signals or mentions this belonging (229).
In The Way Hollywood Tells It, David Elsaesser simply extends this argument to what I
Bordwell counters Elsaesser’s argument by refer to as the example; these post-classical films
noting, first, that many classical films already signal or mention their pliability to certain
deploy this knowingness and, second, that theories and methodologies.

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III example meaning the action of the conceptual field


might exert from another film. Therefore, strictly
In this section, I extrapolate Kant’s notion of speaking, what is exemplary is not the film itself
moral example to explain what constitutes an but rather the analysis of the film. The analysis is
example in the realm of film studies. As I exemplary in the sense that the Renaissance
explained above, for Kant, moral examples are imprinted on the term. During the Renaissance,
not elements of a set; they simply prove the the main function of examples was to provide
possibility of acting in conformity with duty. In ‘‘specific models of conduct for imitation’’ (Lyons
an analogous manner, examples in film analysis 13). Examples were aimed primarily at behavioral
prove the possibility of applying a concept – or, modification. For the purposes of our discussion,
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more precisely, a conceptual field – to films; in the example provides guidelines to conduct film
other words, examples prove the relevance of a analysis. It is in this sense that we can say that the
conceptual field in the context of film. conceptual field makes an example out of a film.
What foremost distinguishes instances from The logic of examples dominates what
examples is the kind of relationship they hold Francesco Casetti has called methodological
with concepts. Whereas a concept contains an theories of cinema. As Casetti explains, metho-
instance, an example exists at the intersection dological theories consist of disciplinary fields –
between film and concept. More precisely, a for instance, semiology or psychoanalysis – that
conceptual field traverses the film; therefore, attempt to demonstrate the possibility of com-
their relationship is best described in terms of the prehending cinema within their sphere (11–12).
action of the concept and the pliability of the As an application of la grande syntagmatique,
film. In this sense, concept and film hold a Christian Metz’s analysis of Jacques Rozier’s
dynamic relationship more than a spatial one: the Adieu Philippine (1962) instantiates the use of
conceptual field must demonstrate its capacity to examples. In outlining the autonomous segments
act on the film, that is, to render the film in the film, Metz certainly characterizes the film’s
intelligible. The film, on the other hand, must narrative structure; however, Metz ultimately
show its pliability, that is, its capacity to yield to aims to demonstrate the possibility of applying
the conceptual field. The conceptual field la grande syntagmatique, and semiotics in
behaves like a rule, governing the ways in general, to cinema. Rather than anticipating the
which films are comprehended. Giorgio meaning of other films analyzed under the lens of
Agamben refers to what I call an example as a semiotics, the analysis shows the applicability of
paradigm, which transforms ‘‘every singular case the conceptual field to any film; significantly,
into an exemplar of a general rule that can never Metz states in a note that he selected the film
be stated a priori’’ (Signature of All Things 22). mainly because he ‘‘happened to like the film
However, he assigns the paradigm the paradoxical very much’’ (177 n.). Although the kind, order,
quality of exclusion/belonging that I reserve for and number of syntagmas would have varied had
the exception.4 Metz selected another film, the analysis remains
Instances and examples also differ in regards exemplary to the extent that it proves the
to how they relate to other films. Instances relate applicability of the model to films in general.
to other films as members of the same or different Consequently, applying the conceptual field of a
classes, that is, in terms of similarities and discipline does not, strictly speaking, give us any
differences. Examples do not necessarily share knowledge about the film itself; it simply makes
any similarities with other films; what makes a the film intelligible within the parameters of the
film exemplary is the way in which it reacts to the conceptual field. An example ultimately demon-
action exerted by the conceptual field. An strates the conceptual field’s power of compre-
example does not determine in advance the hension, not the film’s constitution.
extension of the conceptual field, that is, an We should note that, in an analogous manner
example does not anticipate which other films the that the conception of the class is at stake in every
conceptual field might comprehend or what member that belongs to it, a conceptual field is

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the case and its modes

also at stake in every analysis. Here, however, the relation: the concept does not determine the film,
matter is not how specific films align to the and the film does not offer a figurative instance of
sufficient and necessary conditions that the class the concept. Film and concept do not belong to
establishes but rather how efficiently the concept one another in any way.
comprehends the film at hand. In his analysis of The illustration’s bad name might also be due
Adieu Philippine, Metz notes the resistance that to the film’s structural subordination to the
the film offers to his model, and he indicates how concept, since the film performs a service for the
the model might be reconsidered to account for concept it illustrates. An illustration seems to
syntagmas that do not fully fit la grande disregard the film, assigning its materiality the
syntagmatique (164). task of assisting the abstract ruminations of the
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Metz’s essay also shows how a film may mind. An illustration throws light on the concept
function both as an example and as an instance by affixing a film to it; the film is literally an
in the same text. Once Metz establishes the embellishment (Lyons 10). In a certain sense, the
frequencies, scarcities, and absences of syntagmas illustration is also the obverse of the example: an
in Adieu Philippine, he points out that the style example makes the film intelligible from a certain
of the film is typical of what he calls cinéma conceptual field; an illustration clarifies a concept
nouveau, a cinema characterized by apparent through an act of figuration.
formal freedom and narrative transparency, The enlightening capacities of the illustration
distaste for obviously rhetorical devices, and reach beyond the concept because an illustration
emphasis on the verbal element (181). Metz is usually intended to enlighten an addressee. For
observes that the film’s reliance on the scene this reason, the purpose of an illustration is
syntagma instantiates how this cinéma nouveau primarily propaedeutic, a matter of communica-
conveys a sense of global realism. At this point in tion and instruction. More precisely, by means of
the essay, Adieu Philippine demonstrates not its an illustration, one does not quite learn about the
pliability to the conceptual field but the possibi- constitution of a concept; one apprehends this
lity of extending the results of the analysis to a concept through a process of visualization. An
predetermined universe of films. The film has illustration casts a shadow over the film to
ceased to be an example that demonstrates the illustrate both the concept and the public. We
power of a conceptual field to become an instance could say, then, that an illustration sacrifices the
that determines the characteristics of a universe. particular (in this case, a film) for an audience to
grasp the universal.
Instead of enumerating a series of illustrations,
IV illustration
this section discusses the charge against Slavoj
Perhaps no other function has been as maligned Žižek of merely illustrating films. In examining
as the illustration. Most probably, the complete this charge, I aim to distinguish the illustration
externality between concept and film gives the from other functions. In ‘‘Cinema and
illustration its bad reputation. Whereas an Psychoanalysis: Parallel Histories,’’ Stephen
instance is, as it were, taken out of the conceptual Heath evaluates Žižek’s contribution to film
whole, the illustration’s relation to the concept is studies and psychoanalysis. One of Heath’s
analogical; an illustration works by way of main arguments is that Žižek uses films as a
resemblance and comparison, not by way of means by which psychoanalytic concepts can be
synecdoche. As Alexander Gelley explains, an truly understood. Films become ‘‘the material
illustration acts ‘‘by way of a different substance, with which to explicate psychoanalysis’’ while
an image or simulated enactment that is psychoanalysis reduces films to its own terms
analogically related to a proposition or general (36). As Heath puts it, there are ‘‘no surprises of
truth’’ (3). In relation to an illustration, a concept cinema’’ (44).
behaves like an abstraction that lacks any shape Heath is also troubled by the unclear relation-
or light of its own. Neither the concept nor the ship between the Žižekian–Lacanian Thing as an
film ceases to be what it is by entering this unhistorical kernel that stays the same and its

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historical figurations. He writes: ‘‘at times, the he also uses Lacan as an excuse to indulge ‘‘in the
former seems to be stated as equivalent to the idiotic enjoyment of popular culture’’ (viii). In
latter, at others as its particular symbolization, other words, Lacanian dogmatics and popular
and at others again as an analogical version of it culture function as excuses that legitimize one
in the social field’’ (46). Moreover, Heath argues, another. Of course, to the extent that this idiotic
Žižek’s method may be applied to psychoanalysis enjoyment is a fundamental component of
‘‘as a particular historicization/symbolization of Lacanian dogmatics, this indulgence remains a
the Thing’’ (48). Finally, what gets lost in this Lacanian gesture.
explication of psychoanalysis through film is the Žižek illustrates the solidarity between these
specificity of both psychoanalysis and cinema, two movements in Looking Awry with two
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‘‘each to and in the other’’ (49). paraphrases of De Quincey’s suggestion that


Without restricting her discussion to the indulgence in murder must be avoided because
junction of psychoanalysis and film, Judith it might lead to incivility and procrastination: in
Butler has proposed an almost identical argu- the first paraphrase, renouncing Lacan ultimately
ment. She notes how Žižek elevates the Hegelian leads to the treatment of Stephen King as
notion of ‘‘positing the presupposition’’ (a absolute literary trash; in the second one,
symbolic gesture through which external condi- renouncing Stephen King ultimately leads to
tions become immanent and internal to the the treatment of Lacan as a phallocentrist
Thing) into a method. This operation, according obscurantist (viii). These two paraphrases show
to Butler, is a formal point that is already true that either of the two terms (Lacanian dogmatics
before Žižek’s exemplifications (the Jewish plot, and Stephen King fiction) may stand in for the
the killer shark in Jaws as a container for free- first term of De Quincey’s proposition (murder)
floating fears, and so forth). She writes: ‘‘The or for the last one (incivility and procrastination);
theory is articulated on its self-sufficiency, and more generally, they make clear the mutual
then shifts register only for the pedagogical support between Lacanian psychoanalysis and
purpose of illustrating an already accomplished popular culture, as well as the delicate balance
truth’’ (26). In the same manner that Heath notes that Žižek’s method entails. These paraphrases
Žižek’s ahistorical view of psychoanalysis, Butler constitute an illustration of a theoretical point,
writes that this method operates ‘‘as a theoretical figuring through a cautionary tale how
fetish that disavows the conditions of its own the renunciation of either Lacanian psychoana-
emergence’’ (27). lysis or popular culture involves the loss of the
This charge of illustrating an already accom- other.
plished truth is, for the most part, fair. After all, Pure illustrations are perhaps more common
Žižek himself has acknowledged the illustrative in Žižek’s theoretical works than in his film
status of popular culture in his work. He writes: books, in which he does analyze (and theorize
‘‘I am convinced of my proper grasp of a about) the films themselves. For instance, the
Lacanian concept only when I can translate it second chapter of Looking Awry is dedicated to
successfully into the inherent imbecility of elucidating Hitchcock’s work, laying out the main
popular culture’’ (Metastases of Enjoyment stages in Hitchcock’s development. We do find
175). The titles themselves of his book Looking an almost pure illustration at the beginning of
Awry: An Introduction to Jacques Lacan through Organs without Bodies, his book dedicated to
Popular Culture and of the edited collection Deleuze. The coronation scene in Ivan the
Everything You Always Wanted to Know about Terrible Part I (Sergei Eisenstein, 1944), in
Lacan . . . But Were Afraid to Ask Hitchcock which Ivan’s closest friends pour golden coins
clearly betoken the aim of using popular culture from large plates onto his head, illustrates ‘‘the
to illuminate the reader about Lacan. In the excess of the pure flow of becoming over its
preface to Looking Awry, Žižek qualifies this corporeal cause’’ (3). The scene illustrates the
illustrative function by saying that if he exploits relationship between becoming and the corporeal
popular culture to explain Lacanian dogmatics, cause to the extent that the golden coins are not

47
the case and its modes

an instance of becoming; the scene merely unanswered the question about how films relate
renders visible a difficult theoretical point. to concepts.
Let us consider one of the illustrations that Although Žižek does not treat films in the
Heath mentions, the monster in Alien (Ridley same manner throughout his impressive output,
Scott, 1979) as a figuration of the Real (Žižek, we may still isolate his most characteristic use of
Sublime Object of Ideology 79). Heath refers to films. I refer to this function as the exception.
this figuration of psychoanalytic concepts as the What distinguishes an exception from an instance
Žižek-film, a new conjunction of psychoanalysis is the relationship both with other particulars and
and cinema that ‘‘realizes the unrepresentable, with the universal: the instance may be replaced
pushes on screen what is more than in representa- by any other member of the set and each of them
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tion, gets it’’ (37). In all fairness, however, this entertains the same relationship with the uni-
figuration is not exactly an illustration, an versal; on the other hand, we could not replace
instance, or even an exemplification of the Real. the exception with another particular without
The relationship between the unhistorical kernel changing the universal itself. The exception
and its historicization/symbolization seems consists in elevating the particular to exemplary
clearer than Heath suggests. Žižek distinguishes status, that is, in accessing the universal by means
between a fundamental exclusion/foreclosure as of the particular. By means of a gesture of
the ground of history and particular situations the universalization, the exception particularizes all
analysis of which forces us to infer this funda- other elements of the series. Like the illustration,
mental exclusion/foreclosure as their ground of the exception lies, in some sense, outside the
(im)possibility. The Real returns as different concept it embodies. However, as Agamben
historical figurations precisely because of this argues, the exception is ‘‘included solely through
original foreclosure. But we must distinguish its exclusion’’ (Homo Sacer 18). The exception,
between what gets lost and the different spectral then, behaves in a drastically different way than
shapes in which it returns (For They Know Not the illustration: whereas the illustration lends its
What They Do xvii). In Žižek’s own words, heterogeneous body to the concept, the exception
‘‘[w]hat is barred is not what is excluded’’ in a incarnates the concept.
specific situation (‘‘Class Struggle or
Postmodernism?’’ 111). This figuration does not
V exception
merely illustrate a theoretical point insofar as this
return of the Real under particular circumstances The dialectical identity between the universal and
is a central point of the theory itself. the particular characterizes the exception.
Boaz Hagin offers an interesting solution to Because the universal and the particular coincide
Žižek’s treatment of films. He claims that we in the exception, the obverse of the exception is a
displace our belief in the theory we propose onto series, a set that requires the action of the
the films themselves; films interpassively believe exception to rise to the level of the universal. To
in the theory for us (3–16). It is a matter of understand this dialectical identity, we should
fetishistic disavowal: belief is externalized in the distinguish two related pairs: on the one hand,
films themselves. Despite the psychoanalytic the universal and the particular and, on the other,
explanation borrowed from Žižek himself, Hagin the matrix and the mise-en-scène. Žižek’s expla-
is simply elaborating on Aristotle’s point that the nations about his use of particular films appear
use of paradeigma is rhetorical in nature, that is, confusing or contradictory only if we fail to make
a means of persuasion. As Lyons paraphrases this distinction.5
Aristotle’s definition, rhetoric is ‘‘aimed at This distinction allows us to understand that
arriving at conclusions on matters about which the tension between the universal and the
there is no ‘necessary’ truth but only probabil- particular appears on two different levels, which
ities’’ (6). By recalling the rhetorical nature of differ in terms of their degree of generality: the
paradeigma, we might explain why film theory matrix explains how this tension works at an
must resort to film analysis, but we leave abstract level; the mise-en-scène stages this

48
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tension in a specific situation. At its most father. The normalized universe of hard-boiled
abstract, the theoretical matrix consists in the fiction and film noir appears through this
Hegelian/Lacanian insight that the universal is substitution of the femme fatale for the excessive
constituted through its exception. As Žižek puts father (156–61).
it: ‘‘Hegelian dialectics and the Lacanian ‘logic of In the second part of the chapter – the
the signifier’ are two versions of the same matrix’’ theoretical matrix – we encounter again the
(For They Know Not What They Do xviii). The tension between the universal and its exception.
mise-en-scène stages this logic in a determinate Žižek explains that a severe Master – the superego
universe: whenever one is confronted with a – haunts the universal law, decentering the
series, one should locate the exception to the subject of Enlightenment. The blank subject
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series. This exception, Žižek explains, ‘‘ultimately continues to be the exception but not in relation
coincides with the founding gesture of a to a series composed of other ‘‘normal’’ subjects
universality’’ (Fright of Real Tears 27). The as in the mise-en-scène; the empty subject is the
universal and the particular are intertwined not exception to the law and its excessive injunction
only in the matrix but also in the mise-en-scène. to enjoy. Rather than merely illustrating the
We can state the relationship between matrix and workings of the matrix, the mise-en-scène
mise-en-scène in the following terms: the mise-en- anticipates the universal. In explaining the
scène repeats the logic of the matrix, flattening difference between the Foucauldian and the
the difference between the elements of the series Lacanian subject, the difference between
and the absent cause by inscribing the latter as an the traditional hard-boiled detective and Ned
element among others. Beaumont reappears: like the traditional hard-
The passages between the matrix and the mise- boiled hero, the Foucauldian subject represses its
en-scène are most apparent in the structure of constitutive split; like Ned Beaumont, the
Enjoy Your Symptom! In each chapter, the first Lacanian subject assumes the fissure – occupies
section stages the concept in Hollywood whereas the space – that founds universality (183–84).
the second one reveals the inherent content of the Žižek often emphasizes that the passage from
concept. Žižek sees here the same distinction one level to the other occurs by means of a short
between Hegel’s Phenomenology (the conceptual circuit. I look at this short circuit in Žižek’s
mise-en-scène, or the notion as it appears to discussion of the Decalogue (Kryszytof
common consciousness) and the Logic (the Kieslowski, 1989), which appears in The Fright
conceptual matrix, or the articulation of the of Real Tears. Žižek begins his analysis by
notion in and for itself) (xi). The last chapter in isolating the element that sticks out in the series.
the book addresses the question ‘‘Why Are There The element that sticks out is Decalogue 10, the
Always Two Fathers?’’ in these two registers. The only satyr play among nine somber films.
first part of the chapter – the mise-en-scène – Decalogue 10 refers to the first commandment
employs the question to distinguish the hard- and displaces the rest of the installments.
boiled hero from the classical detective. Žižek Therefore, Decalogue 1 refers to the second
proceeds by finding an exception in the universe commandment, Decalogue 2 to the third com-
of hard-boiled detectives. Unlike most heroes in mandment, and so forth. Žižek argues that
hard-boiled fiction, Ned Beaumont in Hammet’s Kieslowski himself follows the Hegelian practice
The Glass Key offers no point of identification; of staging concepts by actualizing command-
he is not a likable cynical romantic but a blank ments in exemplary situations and rendering
introvert. According to Žižek, this blank attitude visible the unexpected consequences of their own
is a reaction to an obscene father figure, who premises. In the process of staging the command-
appears along with the decline of the Law of the ments, the prohibition turns into an injunction to
Father. The betrayal of the excessive father is violate them. As the installment that sticks out,
essential in Žižek’s analysis to the extent that it Decalogue 10 includes a song that lists the
stabilizes reality but not without introducing the commandments in their inverted form (kill, rape,
femme fatale as a stand-in for the excessive steal, etc.) (111–12).

49
the case and its modes

To a certain extent, Žižek’s analysis of the the content of the universal and the lens through
Decalogue seems to confirm Heath’s and Butler’s which other particulars are judged. This con-
criticism. The concept is true prior to its staging; tingency, however, is not absolute inasmuch as it
the staging is not in any way necessary for the is limited to the possibility/impossibility of
truth of the concept. On the other hand, as in the constructing the universal. The case presents
case of Alien, we do not simply have a figuration this contingency under a different, more radical,
of a Hegelian concept; the matrix itself of Žižek’s light.
method appears in its entirety in the mise-en-
scène. What is figured is not the universal but
VI case
rather the movement by which the particular
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reflects the universal in it inverted form. The These five functions discussed so far correspond
concept becomes a concrete universal when it to five possible spatial relationships between the
introreflects the gap that separates it from each of universal and the particular: containment
the particulars. Clearly, we do not have here (instance), inclusion (allusion), traversal
an instance taken out of a conceptual whole, an (example), externality (illustration), and coinci-
example traversed by a conceptual field, or an dence (exception). The case, the last function I
illustration of a different nature than the discuss, resorts to a different spatial metaphor –
universal. The matrix and the mise-en-scène proximity – to understand the relation between
differ only by degree of specification: in both, the particular and the universal. A case involves
the universal short-circuits the particular. particular circumstances that implicate concepts
In an essay that takes Heath’s and Butler’s and films; it is a matter of perception, that is, of
criticism to its logical conclusions, Richard how the concept and film appear from the
Stamp argues that Žižek does not need the perspective of one another.
examples that the Slovene philosopher proclaims My conception of the case derives mainly from
as his symptom/sinthome. Stamp refers to Žižek’s Deleuze’s elaboration of Leibniz’s monad in The
examples as ‘‘incidental illustrations of an already Fold. A monad refers to the metaphysical atom of
installed machine’’ (173). I would like to make the Leibnizian universe, an atom that has no
three points about this criticism. First, while it parts, no extension and no windows through
might be true that Žižek does not need any which something could enter or depart from it.
specific example, he does need an any-series- Despite their closure, monads express the whole
whatever in which to perform this passage from universe from their own point of view (Leibniz,
matrix to mise-en-scène. Second, even if the Monadology 234, section 56). Monads act as
method remains identical, the matrix does not mirrors, reflecting, unfolding or expressing
determine in advance which element will stick distinctly those parts of the universe that are
out from a given series. For instance, in his nearest or more extensively related to it.
analysis of the Decalogue series, Žižek singles out However, because the world’s complications
both the first and the tenth installments as extend to infinity, monads can only express the
elements that stick out: the first one includes the whole in a confused way (235, section 61).
intrusion of the meaningless Real and the tenth In this metaphysics, films and concepts only
one introduces the comic mode in a somber series differ by degree, that is, both are monads
(Fright of Real Tears 120). Each of the elements expressing the world from their point of view.
sticks out in relation to a different interpretation As Deleuze explains, ‘‘the concept is not a simple
of the whole. This observation leads to my final logical being, but a metaphysical being; it is not a
point. Precisely because the connection between generality or a universality, but an individual’’
the universal and particular in the exception is (The Fold 42). In this monadic world, the other
ultimately contingent, it does matter which functions appear as deficient modalities of the
particular we select as the exception. The case, occluding the proximity between films and
elevation of a particular into an exception is concepts by expressing their spatial relationship
ideological to the extent that it determines both in a metaphorical way. Spatial relationships

50
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remain metaphorical insofar as these five func- apex or summit. The case lies at the apex of the
tions conceive of films and concepts as hetero- cone, expressing clearly its privileged zone of
geneous beings. In the case, this spatial relation influence and expressing, however confusedly, its
ceases to be metaphorical; because films and belonging to the fathomless base.
concepts are both monads, their relation is Interestingly, Deleuze evokes the projection of
expressed in terms of their capacity to unfold – a film to illustrate how monads reflect the whole
and to become unfolded by – each other. world despite their closure (The Fold 27). If all
This Leibnizian conception of the universe monads are like films, films are a particular kind
underlies Deleuze’s model of cinema, even if of monad. The closure of monads is quite
Deleuze draws primarily from Bergson’s Matter apparent in films since films are composed of
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and Memory. More specifically, Deleuze speaks images cut off from the world. The circuits these
through both Leibniz and Bergson to describe a images establish seem already limited by the
universe ruled by two principles: the principles of finite number of images in the film. But, despite
folding and unfolding. In praising Leibniz as the this closure, films are for the world. To
philosopher who has pushed these two principles paraphrase Deleuze, nothing goes out of the
the furthest, Deleuze writes: ‘‘These two poles film or comes into it, but we may draw everything
are: Everything is always the same thing, there is out of it (The Fold 27). In the act of criticism,
only one and the same Basis; and: Everything is then, a film overflows its frame and enters into
distinguished by degree, everything differs by different cycles with concepts. Concepts, in turn,
manner’’ (58). Leibniz and Bergson are the become ‘‘increasingly compressed, interiorized,
monads – that is, the points of view – through wrapped in an instance’’ (The Fold 125). As
which Deleuze expresses this same universe and concepts become folded into the monad-film,
these unchanging principles. We could easily concepts project their own series onto the film,
express the overarching conception of the giving expression to a possible world. The case,
universe of the Cinema books in Leibnizian then, is not one among the other functions; it
terms: each of the images, which perceives all refers, more specifically, to the possibility of
other images in the Bergsonian universe, is a creating a zone of expression through any of the
Leibnizian monad that expresses the whole other functions.
universe from its own point of view. And, To better understand how a case emerges, it
consequently, each film that Deleuze analyzes in might be useful to discuss what Alain Badiou has
his study is a monad that expresses one aspect of called Deleuze’s monotonous production, that is,
the universe more clearly than others. And it is in the variation of the same concepts throughout the
this Leibnizian sense that the Cinema books cases that Deleuze analyzes (13–16). If Heath
constitute a natural history of images: each image faults Žižek with illustrating concepts through
already includes in a confused fashion all the films, Badiou charges Deleuze with treating films
possibilities that other images express in a clearer as instances. Badiou refers to Deleuze’s philoso-
manner. phy as abstract: the generality ultimately sub-
Although films implicate all the concepts in sumes all concrete cases. Badiou claims that,
the world, each film expresses some concepts in a although Deleuze analyzes particular works,
clear manner while it only expresses others in a ‘‘what finally comes out of this is siphoned into
confused, obscure way. In the same manner, a the reservoir of concepts that [. . .] Deleuze has
concept implicates all the films in the world, established and linked together’’ (14). In
expressing some clearly and some confusedly. Leibnizian terms, we could rephrase this argu-
The spatial relationship between film and concept ment by saying that the monad-Deleuze tends to
in the case is best figured by means of a pyramid dominate the monad-films he analyzes. And
or a cone, figuration that Deleuze uses to describe because the monad-Deleuze privileges its own
both Leibniz’s metaphysics and the baroque (The expression over the films’ own expression, films
Fold 124). The fathomless base of the cone does appear sometimes less as cases that express their
not relate to a center, but tends to a luminous own point of view than as instances or

51
the case and its modes

illustrations that embody Deleuzian concepts, or Deleuze and Guattari had only instantiated this
even as examples that prove the possibility of point with Arthur Miller’s Focus (291–92). Despite
Deleuzian criticism. As dominated monads, the concept’s apparent indifference, the instantia-
instances, illustrations and examples express tion places the film and the concept in proximity,
clearly the zone of influence of the monad- creating a zone of influence that Deleuze develops
Deleuze. In other words, Deleuze’s Cinema books further in Cinema 1. In discussing the impulse-
would express Deleuze’s metaphysics from the image, Deleuze understands the becoming-minor-
point of view of cinema better than they express itarian in the film in terms of an extreme logic of
the films’ own zone of influence. impulses by which the violence that dwells in
Badiou is correct only to a certain extent. characters forces them to disappear in their milieu.
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What surges from the Cinema books is in fact not Through this analysis, the film enters the cycle of
a novel ontology but rather a perspective of the impulse-image, engaging in differential rela-
Deleuze’s ontology in terms of images. However, tionships not only with other Losey films (each of
although the ontology remains the same, the them articulating the four coordinates of
encounter with cinema forces Deleuze to offer Naturalism differently) but also with the works
what is arguably the most complete account of of Stroheim and Buñuel (by giving a different
the realm of representation in his oeuvre. sense to degradation) (136–40).
Moreover, the convergence between cinema and Accordingly, policing the relation between
the monad-Deleuze generates a novel theory of concepts and films might be an unfruitful exercise
cinema, as well as a corresponding classification to the extent that all of these functions place
of images and signs. Deleuze’s reservoir of concepts and films in proximity, creating a
concepts doesn’t contain in advance either this possible zone of expression. The correct question
theory of cinema or this classification of images. might be to what extent an encounter between
For instance, the images that Bergson refers to as monads brings something out of them, that is, to
perception, affection and action could not contain what extent monads become expressive. The
the cinematic regimes of the perception-image, relationship between films and concepts is deter-
the affection-image and the action-image (or, for mined by a manner of expression, that is, by the
that matter, the films studied under these dominance of one monad over another. In this
regimes). More properly, the Bergsonian concepts sense, instances, allusions, examples, illustrations
implicate these regimes. Although the monad- and exceptions are not functions altogether
films might appear as instances, illustrations or different from cases; in each of these functions,
examples, these monads work through these one of the monads becomes weakened, impotent to
relations of domination to unfold themselves express its own zone of influence clearly.
and to become expressive. The question about Dominated monads aid in expressing the zone of
which monad is more expressive is inconsequen- influence of more powerful monads: instances
tial to the extent that the encounter generates express a concept’s capacity to contain; allusions,
unfoldings that inhere both concepts and films the film’s knowingness of the concept; examples, a
without belonging exclusively to either of them. concept’s capacity to comprehend; illustrations,
Mr. Klein (Joseph Losey, 1976), a film the concept’s intelligibility; and exceptions, the
discussed in both A Thousand Plateaus and concept’s power to constitute itself. To bemoan
Cinema 1, shows how Deleuze draws a case from that films become dominated by more powerful
an instance. In A Thousand Plateaus, Deleuze monads – to complain that a film merely illustrates
and Guattari employ Mr. Klein as an instance of or instantiates a concept – is to forget that a monad
the concept of becoming-minoritarian, specifically must struggle for domination to unfold itself and
instantiating how the subject of a becoming is to express its zone of influence with clarity.
drawn from the majority: Mr. Klein is a gentile To conclude, I would like to address the
who enters into a process of becoming-Jewish. The question about the possibility of Deleuzian film
film functions as an any-film-whatever; the criticism. To the extent that Deleuzian film
concept would have remained unchanged if criticism is concerned with determining cinema

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through Deleuzian concepts, with illustrating Agamben, Giorgio. The Signature of All Things: On
Deleuzian concepts with films, with detecting Method. Trans. Luca D’Isanto with Kevin Attell.
Deleuzian motifs in films, or with proving the New York: Zone, 2009. Print.
possibility of applying Deleuzian concepts to Altman, Rick. ‘‘Cinema and Genre.’’ The
comprehend films, it operates within the com- Oxford History of World Cinema. Ed. Geoffrey
bined logics of the instance, the illustration, the Nowell-Smith. Oxford: Oxford UP, 1996. 276 ^ 85.
allusion, and the example. Consider, for instance, Print.
Patricia Pisters’ The Matrix of Visual Culture, an Altman, Rick. ‘‘A Semantic/Syntactic Approach to
exercise in extending Deleuzian concepts to Film Genre.’’ Cinema Journal 23.3 (1984): 6 ^18.
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contemporary popular cinema. When Pisters Print.


writes in the introduction that she aims to prove
Aristotle. On Rhetoric: A Theory of Civic Discourse.
the applicability of Deleuzian concepts to con-
Trans. George A. Kennedy. New York: Oxford UP,
temporary popular cinema, she is expressly
2006. Print.
operating within the logic of the example (8). I
am not suggesting that Pisters’ application of Badiou, Alain. Deleuze: The Clamor of Being. Trans.
Deleuzian concepts is inappropriate or misguided. Louise Burchill. Minneapolis: U of Minnesota P,
I am suggesting instead that, once we shift the 2000. Print.
focus from metaphysics to film criticism, Bazin, Andre¤. ‘‘The Evolution of the Language of
Deleuze’s monadic ontology only survives by Cinema.’’ What is Cinema? Trans. Hugh Gray.Vol. 1.
accepting the possibility that Deleuzian concepts Berkeley and Los Angeles: U of California P, 1967.
might not lie near a particular film’s zone of 23^ 40. Print.
influence and by learning instead to express Bordwell, David. ‘‘The Classical Hollywood Style,
whichever concepts remain near this zone. To 1917^1960.’’ Bordwell, Staiger, and Thompson 1^
situate films within Deleuze’s ontology, it is not 84. Print.
necessary to apply the concepts that this ontology Bordwell, David. The Way Hollywood Tells It: Story
has produced; it does ask from us and Style in Modern Movies. Berkeley and Los
that we enter a cycle with a film Angeles: U of California P, 2006. Print.
without obscuring the film’s own
Bordwell, David, Janet Staiger, and Kristen
zone of influence.
Thompson. The Classical Hollywood Cinema. New
York: Columbia UP,1985. Print.
notes
Butler, Judith.‘‘Restaging the Universal: Hegemony
1 See Carroll 37^ 68 and Deleuze,Cinema 2 280. and the Limits of Formalism.’’ Butler, Laclau, and
2 For other classifications following different prin- Z›iz›ek 11^ 43. Print.
ciples, see Lyons 8. Butler, Judith, Ernesto Laclau, and Slavoj Z›iz›ek.
3 For a discussion of iteration and instance, see Contingency, Hegemony, Universality: Contemporary
Lyons 26 ^28. Dialogues on the Left. London: Verso, 2000. Print.

4 I thank Andre¤ Dias for drawing my attention to Carroll, Noe«l.‘‘The Future of Allusion: Hollywood
this book as well as for his spirited support and in the Seventies (and Beyond).’’ Mathijs and Mendik
generous suggestions on this essay. 240 ^ 43. Print.

5 For a critique of Z›iz›ek’s contradictory use of Carroll, Noe«l. ‘‘Prospects for Film Theory: A
particulars, see Stamp. Personal Assessment.’’ Post-Theory: Reconstructing
Film Studies. Ed. David Bordwell and Noe«l Carroll.
Madison: U of Wisconsin P,1996. 37^ 68. Print.
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Agustin Zarzosa
Purchase College
735 Anderson Hill Road
Purchase, NY 10577
USA
E-mail: agustin.zarzosa@purchase.edu

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