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P rofessionalism, Profession and the

Vi rtues of the Good Physician


EDMUND D. PELLEGRINO, M.D.

Abstract
The putative loss of “professionalism” in medicine has of late become of serious concern to practition-
ers, educators, ethicists and the public. Impassioned pleas for its restitution abound. Serious ethical
obligations are linked to the idea of a profession. Yet, most of the definitions have been socio-histori-
cal, political or legal. Important as these aspects may be, there is need for a firmly grounded ethical
derivation of the moral dimensions of professionalism. This essay undertakes to provide a philosophi-
cal grounding for ethically responsible professionalism in the phenomena of clinical medicine, in the
character of the professional, and in virtue theory.
Key Words: Professionalism, profession, virtue, virtue ethics, medical education.

PROFESSIONALISM, the process of professionaliza- conduct proper to professions. In common


tion, and teaching of professional behavior have usage, professions have often been defined in
become dominant concerns of medical educators, the following terms: possession of a body of
practicing physicians, and professional associa- special knowledge, practice within some ethical
tions. Others have already sketched in the histor- framework, fulfillment of some broad societal
ical and sociological determinants of profession- need, and a social mandate which permits a sig-
alization, and its codification in the Oath of the nificant discretionary latitude in setting stan-
Hippocratic School. Against this background I dards for education and performance of its
will examine the place of the virtues of profes- members (1). On this view many occupations
sionalism in medicine and to delineate the ethical in modern society lay claim to the sobriquet of
foundations of medical professionalism. “profession.”
I will divide my discussion into four brief Traditionally, a much smaller number of
parts: (a) a brief note on definitions and connota- professions, by virtue of their educational
tions of the terms profession and professionalism; breadth and their importance in satisfying some
(b) a short outline of the concept of virtue ethics; fundamental human need, have been called
(c) the place of virtue ethics in the medical pro- “learned professions.” Medicine, law, ministry,
fession; and (d) teaching the medical virtues. and sometimes the military and the academic
occupations have enjoyed this special status.
Professionalism and “Profession” They meet the criteria for a sociologically de-
fined profession but they also occupy a special
“Professionalism” has come to be accepted niche among the vast number of occupations
as a watchword for those qualities and modes of that now lay claim to professionhood.
That special claim lies less in their expertise
than in their dedication to something other than
John Carroll Professor of Medicine and Medical Ethics, George- self-interest while providing their services.
town University Medical Center, Washington, DC. That something else is a certain degree of altru-
Address all correspondence to Edmund D. Pellegrino, M.D., ism, or suppression of self-interest when the
Center for Clinical Bioethics, GUMC, 4000 Reservoir Road NW, welfare of those they serve requires it. This is
Building D Room 234, Washington, DC 20007.
Presented at the Issues in Medical Ethics 2000 Conference at the distinguishing feature of medicine, ministry,
the Mount Sinai School of Medicine, New York, NYon Novem- law, and teaching that sets them apart. They are
ber 3, 2000. in this sense “professed,” i.e., publicly commit-
378 © THE MOUNT SINAI JOURNALOF MEDICINE Vol. 69 No. 6 November 2002
Vol. 69 No. 6 PROFESSIONALISM, PROFESSION AND VIRTUE—PELLEGRINO 379

ted to the welfare of those who seek their help. ship is not ideal and even if there is some mis-
They thereby become ethical enterprises and it trust or hostility. Whatever uncertainties there
is this dimension of the profession of medicine may be in the relationship, to be effective in
that I shall focus upon in this essay. helping the patient it must have a residuum of
“Profession” means, in its etymological trust and the physician must be faithful to that
roots, to declare aloud, to proclaim something trust.
publicly. On this view professionals make a Professionalism on the other hand is a
“profession” of a specific kind of activity and somewhat different concept. Unquestionably it
conduct to which they commit themselves and has been equated by many educators and pro-
to which they can be expected to conform. The fessional groups with some of the characteris-
essence of a profession then is this act of “pro- tics of a profession that I have outlined. These
fession” — of promise, commitment and dedi- groups are concerned about “deprofessionaliza-
cation to an ideal. tion,” i.e., the defection from the moral de-
In medicine this act of profession occurs in mands of a profession. However, professional-
two ways. One is the public profession — the ism itself can also connote certain features
solemn proclamation on graduation from med- which are less commendable ethically.
ical school when the “Oath” is taken. This is I refer here to such characteristics of “pro-
the moment when the newly graduated physi- fessionalism” as unquestioned loyalty to other
cian enters the profession, not when she re- members of the same profession, a certain ex-
ceives her degree. The degree is simply evi- clusivity and elitism based on credentials, and a
dence of completion of the academic require- concern for titles or self-interests common to
ments for the degree “doctor of medicine.” It the group. In its more distorted forms profes-
says nothing of the commitment to the way the sionalism can become an ideology, or a symbol
acquired knowledge and skill are to be used. of a guild; it can generate a union mentality fo-
Without the Oath the doctor is a skilled techni- cused on defending the group’s own interests.
cian or laborer whose knowledge fits him for an It is all too often expressed in the self-protec-
occupation but not a profession. tive, retaliative and bureaucratic behavior of
When the Oath is proclaimed, if it is taken professional organizations.
seriously as a binding commitment to place These aberrant connotations are of course
one’s special knowledge and skill at the service not what many well-intentioned educators mean
of the sick, the graduate has then made his “pro- but it is important to make it clear that the word
fession.” He or she enters the company of oth- “profession” essentially has a moral center that
ers with similar commitments. At this moment, is not fully captured by professionalism and
one enters a moral community whose defining may even be antithetical to it. In any case,
purpose is to respond to and to advance the wel- when discussing the virtues, I shall concentrate
fare of patients — those who are ill, who are in on the pristine notion of profession, in the sense
need of help, healing, or relief of suffering, pain that it first appeared in relation to the practice
or disability. of medicine.
The second way the profession is “de- The first written use of the word “profes-
clared” is in the daily encounter with patients. sion” in relation to medicine was in 47 A.D. in
Every time a physician sees a patient and asks a book of prescriptions written by Scribonius,
“What can I do for you, what is wrong, what is physician or pharmacist in the court of the
the problem?” he or she is professing (commit- Roman Emperor Claudius. In a few short pages
ting oneself) to two things: one is competence having to do with the reluctance of his contem-
(i.e., having the knowledge and skill to help) poraries to use medications, Scribonius referred
and the other is to use that competence in the to the “profession” of medicine. This he de-
best interests of the patient. This “profession” fined as a commitment to compassion or
or commitment, by its very declaration, invites clemency in the relief of suffering. He did this
trust. The doctor voluntarily promises that he in the context of one of the first references to
can be trusted and incurs the moral obligations the Hippocratic Oath in ancient literature, argu-
of that promise. ing that the proper use of drugs was consistent
Implicitly, this same silent commitment ob- with the Hippocratic injunction to help and heal
tains in every visit between physician and pa- the patient (2 – 5).
tient. If it were not understood as such, the pa- Scribonius also outlines other moral pre-
tient would never consult the physician. This cepts that he relates to the Hippocratic “profes-
implicit profession persists even if the relation- sion” — the bans on abortion and euthanasia,
380 THE MOUNTSINAI JOURNALOF MEDICINE November 2002

and the requirement to always act to help the The reason for the indispensability of virtue
sick by whatever means are available. Scribo- ethics is the ineradicability of the moral agent
nius presents a humanistic interpretation of the in the moral life. All principles, duties and
profession and links that humanism to certain rules of ethics must ultimately be expressed in
virtues like benevolence, compassion, mercy the moral life of the living human agent. How
and competence in the use of medication. duties, rules, obligations, sentiments, etc., are
Extending this discussion into the full his- acted upon, interpreted, given weight, put into
tory of the word “profession” is beyond the priority and with what intention or motives, are
scope of this article. Suffice it to say that the all shaped by the character of the moral agent.
word “profession” has been linked with the The agent, therefore, cannot be left out of the
virtues from its first usage. Indeed, the ethics judgment of the moral status of any particular
of the profession was, until very recently, a human act.
virtue-based ethic which associated the good As with so many other concepts fundamen-
physician with certain character traits. The per- tal to Western culture, Plato and Aristotle most
sonal ethics of some of the most worthy physi- aptly expressed the idea of a virtue. Plato asso-
cians in the history of medicine was a virtue ciated it with the idea of excellence (arete’) in
ethic — e.g., physicians of the Confucian, knowledge of good. Aristotle, like Plato,
Hindu, or Hippocratic schools. In modern equated the virtues with excellence (6): “The
times the ethics of Thomas Percival, Francis excellence of man also will be the state which
Peabody, William Osler and Florence Nightin- makes a man good and makes him do his own
gale were essentially virtue based. work well.”
Before linking specific virtues to the pro- Elsewhere, Thomasma and I traced the con-
fession of medicine it is useful to review con- cept of virtue from its origins to its revival in
cisely the notion of virtue as a basis for ethics. general ethics (7). Its revival in medicine has
several origins. One is the growing reaction to
Virtue Ethics in General the dominance of principle-based ethics which
some consider too abstract or limited in its in-
Virtue-based ethics is the oldest and most terpretation of the professional life. Another is
durable system of ethics in both Western and the ineradicability of the moral agent and the
Eastern cultures. It is a system that concen- place of the virtues in educating physicians. On
trates on the moral agent and the kind of person the other hand, critics of the revival of virtue
he or she ought to be, rather than on the acts point to the absence of specific moral content
themselves, the circumstances, or the conse- and action guides or rules. They criticize the
quences they produce. Until the Enlighten- circular reasoning which defines “good” as
ment, it was the dominant theory of ethics. In what the virtuous person does and the virtuous
modern times it has persisted but has been su- person as the one who does “good.”
perceded by other theories like deontology, util- Virtues are compatible with principles, as
itarianism, emotivism, etc. But all of these the- Beauchamp and Childress have emphasized in
ories gave some account of virtue. In more re- later editions of their influential work (8).
cent times virtue ethics suffered erosion by the Virtue ethics, however, can also be related to
positivist and analytic approaches to moral phi- other theories of ethics via links to duties, oblig-
losophy. In the last several decades virtue- ations, rules, etc. The conceptual connections
based ethics has enjoyed a renaissance, how- are not always easy to make and this is a task for
ever, its ultimate place in moral philosophy is virtue theorists in the years ahead. In the re-
yet to be established firmly. mainder of this article I will concentrate on the
Currently there are three approaches to virtues specific to the profession of medicine in
virtue theories of ethics: One is the so-called the pristine sense of the word “profession.”
“thick” version, which reduces all of ethics to
virtues. A second is the so-called “thin” version, Virtue in the Ethics of the Medical
which makes virtue one among many theories, Profession
but with no special claim. The third approach,
which I shall follow here, is the complimentary Aristotle’s definition of virtue seems most
version. On this view, virtue ethics is an essen- apposite for the profession of medicine since it
tial element in any complete theory of the moral links moral excellence (the moral virtues) with
life. It cannot stand on its own, but it is also a the kind of person the physician should be and
necessary compliment to any other theory. with the excellence of the work he does specific
Vol. 69 No. 6 PROFESSIONALISM, PROFESSION AND VIRTUE—PELLEGRINO 381

to his profession. Let us examine the act of pro- • Compassion — because in any chronic or
fession in relationship to the ends of medicine complicated illness or clinical decision,
to see what character traits the physician must the physician must enter the predicament
possess to achieve the ends of medicine with of the patient, to feel something of the
excellence (9). patient’s plight if his scientific judg-
Publicly in his oath and privately in his en- ments are to be morally defensible and
counter with the patient, the physician professes suited to the life of a particular patient.
two things — to be competent to help and to
help with the patient’s best interests in mind. • Truthfulness — because the patient is
This commitment invites trust which ultimately owed the knowledge necessary for mak-
the patient must place, to some degree at least, ing informed choices, so he can make
in his physician. The purpose of the physician- plans for his own life when disease dis-
patient relationship is healing, i.e., curing when rupts those plans, and so he can assess
possible, caring always, relieving suffering, and his doctor’s competence to undertake
cultivating health. This is what is promised im- what he proposes.
plicitly by the profession that the doctor makes
whenever he enters the clinical encounter. These are a few of the specific virtues en-
It is these ends which give content to virtue tailed by the profession, the silent commitment
ethics in medicine (9). The good physician will made in every physician-patient clinical en-
be one who exhibits those character traits which counter. There are other virtues, of course, but
most effectively achieve and indeed are indis- these few seem essential if the end of medicine
pensable for attainment of the ends of medicine. — the healing of this patient — is to be attained
Some of the virtues entailed by the profession with some degree of excellence.
or commitment of the physician and the ends These are virtues generated by the nature of
which actualize that commitment are: the medical encounter with individual patients.
They are also essential for the practice of pre-
• Fidelity to trust — because the physi- ventive medicine. They are crucial as well to
cian has invited trust, the patient cannot the fulfillment of the responsibilities of physi-
avoid it, and it is essential if healing and cians to society, in public health and organized
helping are to occur. medicine. Time and space allow only for men-
tion of these extensions of the way virtues un-
• Benevolence — because the prime pre- dergird the profession, individual physicians,
cept of medical ethics since the Hippo- and the organized profession as they meet the
cratic era has always been acting for the obligations incurred by their public declaration
good of the patient, and of course, of expertise in the service of the sick.
avoiding all harm.
Practical Implications
• Intellectual honesty — because medi-
cine is a powerful instrument for good Critics of virtue-based ethics often accuse it
and harm depending on how medical of being without content, action guides, rules or
knowledge and skill are used. Knowing duties. This is in part true, but it ignores the
when one does not know and having the significant effect of a commitment to virtue on
humility to admit it and to obtain assis- the conduct of the physician. It is difficult, for
tance are virtues crucial to avoiding example, to imagine that a physician committed
harm. to the virtues I have just outlined would ever
consider her relationship with the patient as pri-
• Courage — because the physician must marily a commodity transaction, a contract for
expose herself to the dangers of conta- service, or the mere application of scientific
gion, to possibilities of physical harm in knowledge to a sick organism. A virtue-in-
emergency situations, and to political spired physician would recognize pro bono
retribution in regimes that enlist physi- work as crucial to her stewardship of medical
cians in torture, interrogation of prison- knowledge. Neither could such a physician see
ers, and deceptions of various kinds. It herself as an entrepreneur, an investor or as
also takes courage to be the patient’s ad- owner of a health care facility like a hospital
vocate in a commercialized, industrial- operated for profit. She would not claim pro-
ized system of care. prietary rights over her knowledge.
382 THE MOUNTSINAI JOURNALOF MEDICINE November 2002

For the virtue-based physician, the relation- as corporate, money-making, lobbying, adver-
ship with the patient could not be a contract or tising enterprises is inconsistent with what the
a commodity transaction. It is a covenant of profession of medicine is about.
trust, a special kind of promise to serve those The virtue-based physician would see the
who require her expertise. Suppression of self- importance of working within professional as-
interest to some degree would be a natural sociations to change their character, to urge
corollary of a virtue-oriented physician. None upon them the primacy of the patients’ welfare
of this is to deny that the virtue-based physician and their advocacy for justice in health care.
is also compelled on the basis of virtues of par- He would understand that withdrawal from pro-
ent and husband to be faithful to his commit- fessional associations is to abdicate the respon-
ments to his family, friends and society. He sibility to transform them for the better. In-
would, however, recognize what the limits of deed, if professional associations are to be res-
legitimate self-interest are and when that set of cued they will need physicians who are com-
interests should be set aside in the interests of mitted to an ethic of virtue.
his patient or vice versa. Conversely, the virtuous physician cannot
This is where the central virtue of practical fully actualize his personal virtues unless there
wisdom comes in. Aristotle described phrone - is a community of virtues to sustain and rein-
sis, the virtue of practical wisdom, as the capac- force his commitments to the virtues. Alisdair
ity for deliberation, judgment and discernment McIntyre makes much of this point in his semi-
in difficult moral situations. It is practical wis- nal study of the virtues in contemporary life
dom that unites the moral and intellectual (10).
virtues and helps the moral agent to resolve con- It is in the conjunction of the moral com-
flicts among virtues, to put them in the proper munity and the moral individual that Aristotle’s
order of priority, and to make the right and good conjunction of “The Politics” and “The Ethics”
decision in the most difficult situations. become a model for professionals and profes-
Practical wisdom is also the most valuable sional associations today. The aim of Aristo-
virtue for the physician as a physician. It is the tle’s “Nichomachean Ethics” was (as it was for
habitual disposition to make right choices in the entire classical medieval ethical synthesis)
complex clinical circumstances. The practi- the formation of virtuous (i.e., good) persons.
cally wise physician is not one who acts cau- In his writing on ethics Aristotle defined the
tiously and self-interestedly to protect himself. virtues of a good member of a society, and in
That is the contemporary debasement of the his “Politics” he defined the good society and
word. Practical wisdom assists the physician in the virtues that such a society should exhibit.
his choices and is the virtue of wise clinical On this view, ethics and politics (in the ety-
judgment. mological sense of politics and not its modern
The virtue-based physician could never see connotations) are reciprocal elements of a
his patient as a “customer,” consumer, insured moral whole. Good citizens make for a good
life or any other commercialized, industrialized society; a good society makes for good citizens.
transformations of the ancient and respectable As medicine confronts the current crisis of pro-
word “patient.” Nor could he compromise his fessionalization and deprofessionalization the
personal or professional integrity for political, mutual moral interdependence of the individual
economic, or social advancement. Nor could physician and the professional society must be
the virtuous physician become a union member, confronted. One cannot be reformed without
go on strike, or engage in blatant self-promo- the other, if anything resembling the pristine
tion and advertising even though it is sanc- notion of profession is to be recovered.
tioned by law. This would suit the ethics of Medical educators, medical practitioners
professionalization but not of a true profession. and the leaders of professional organizations all
The virtuous physician would recognize share in accountability for our present state of
that he is a member of a moral community deprofessionalization and for our success or
united to those other physicians who have made failure in recovering some remnant of moral
the same act of profession or commitment to the credibility. This, I believe, translates into char-
welfare of the sick. She would see professional acter formation and virtue promotion in medical
organizations and associations as extensions of schools and in the conduct of the affairs of pro-
the ethical and moral commitments that are fessional organizations. Neither entity is en-
shared with fellow physicians. The contempo- gaged in this recovery. Indeed, most indica-
rary model of so many professional associations tions are that medical education and medical
Vol. 69 No. 6 PROFESSIONALISM, PROFESSION AND VIRTUE—PELLEGRINO 383

professional associations have compromised or human values, etc., can sensitize, raise aware-
lost their moral credibility (11). ness and force critical reflection about the
virtues of the good physician. Courses intro-
Can Virtue Be Taught? How? duce students to a body of literature which
gives evidence of the importance, depth and
This brings me to the last of my topics — if complexity of the moral issues commonplace in
character is to be formed, virtues must be medical practice. They challenge the reflective
taught. But there are serious doubts about student to at least examine, verify, assimilate or
whether virtue can be taught or even if they reject what he is being taught or what he sees in
could be taught, whether they could survive in faculty behavior.
our present society where self-interest, not al- Medical history and literature also add to
truism, is the rule of success (12). this process of character formation by offering
The teachability of virtue has been a ques- students an acquaintance with historical figures
tion since Plato’s time. In his dialogue with as models. One has only to ask today’s students
Meno, Socrates was asked bluntly — at the very if they have ever heard of William Osler, Fran-
outset — “Can you tell me, Socrates, whether cis Peabody or William Harvey to appreciate
virtue is acquired by teaching or practice. . ?” how neglected this form of character formation
(13). has become. The figures they are more likely to
Socrates as usual illuminated the question be exposed to are corporate entrepreneurs,
but did not answer definitively. Aristotle, on power players in the health care industry, ath-
the other hand, did so definitively. He said we letes and entertainment celebrities.
learn by practice and that the best practice is to In any case, if the profession is to be resus-
follow a model of the virtuous person. In med- citated as a moral enterprise and not a branch of
icine this means we need virtuous physicians as high-tech industry, medical schools will need to
teachers. Basic scientists often provide such give significant attention to inculcating the
models for medical students, but more often it virtues and to evaluating their students and fac-
is respected clinical teachers who provide the ulty, and their institutional behavior by these
example in their conduct of the physician-pa- standards as well.
tient relationship. Professional societies, if they are to be true
Once a medical student or resident has cho- to their claim to represent the profession,
sen a field for concentration or specialization, should recapture the notion of profession and
consciously or not she shapes her self-image as de-emphasize the guild-like connotations of
a physician. She begins, in fact, to practice the professionalism. Here too there is a need for
virtues (or vices) of that model. The more physicians with the virtue of courage sufficient
morally mature the student is, the more she will to enable them to stand clearly and visibly for
distinguish the virtues from the vices. But the what makes medicine a profession. This will
less mature will conflate the two, since they mean leadership of a kind that eschews self-in-
lack the practical wisdom to discern the differ- terest and truly advances the welfare of patients
ence. Clinical teachers thus bear a heavy re- as medicine’s raison d’être.
sponsibility for the character traits that they Unfortunately, today many professional as-
model for their students and residents. sociations are preoccupied with financial sur-
If there is one essential element in the effort vival, corporate growth, investment strategies,
of a medical school to shape the professional- benefits for members, fees for testimonials, etc.
ization of its students, it is the dominant con- There is little energy left for promulgation of
cept of profession that defines its faculty, espe- the ethical purposes of the profession as a pro-
cially its clinical faculty. Character formation fession. In these respects professional medical
cannot be evaded by medical educators. Stu- associations seem to justify the opinions of the
dents enter medical school with their characters Federal Trade Commission, which classifies
partly formed. Yet, they are still malleable as medicine primarily as a business and not as an
they assume roles and models on the way to ethical entity.
their formation as physicians. If professional societies were to take their
While role models are the most powerful moral purposes to heart they would be con-
force in professional character formation, cer- cerned about the character formation and ethi-
tain ancillary educational efforts can also shape cal socialization of their members. Admittedly
the developing physician more than modeling. this would be difficult in a morally pluralistic
Courses in medical ethics, the humanities, society where the personal moral beliefs of the
384 THE MOUNTSINAI JOURNALOF MEDICINE November 2002

members of professional associations can be ex- or face a narrowing of their freedom as educa-
pected to vary widely. But this is less the case tional institutions.
when it comes to the virtues associated medicine
as a profession — fidelity to trust, intellectual Summary
honesty, courage, benevolence, etc. These are
implied by the ends of medicine. If medicine as There is widespread concern today among
a profession is to have any unity of purpose conscientious physicians, educators and the
these essential virtues ought to be honored. The general public that medicine is becoming “de-
alternative is to reshape the ends of medicine to professionalized,” that the profession is losing
suit a variety of purposes other than healing, its commitment to the kind of character traits
helping, caring, and sustaining the sick. What requisite for protection of the welfare and inter-
those other ends might be is problematic at best ests of patients. In the analysis of this concern
and raises questions as to whether medicine I distinguished between the idea of profession
would lose its essential character. and professionalization and defined the charac-
The same concern for ethical socialization ter traits implied by a genuine act of profession.
and professionalization, in the best sense of These important concepts have practical impli-
those terms, applies to medical education. The cations for individual physicians, professional
prime task of medical schools is to prepare new societies and medical schools.
physicians with the skills and knowledge that R e f e re n c e s
would make them safe and competent practition-
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