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LTE Principle and Optimization

- Phase2

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Contents

 LTE Air Interface Physical Layer


 LTE Cell acquisition and call setup
 LTE Optimization
 LTE KPI
 LTE Feature

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LTE Control Plane and User Plane

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Radio Resource Control and Physical Layer

Parameter Value
Channel bandwidth (MHz) 1.4 3 5 10 15 20
Allocated resource blocks 6 15 25 50 75 100

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Logical Channels

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LTE Release 8 Transport Channels

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Downlink Physical Channels
 PBCH (Physical Broadcast Channel) : MIB (Master Information Block): DL-Bandwidt
h (6, 15, 25, 50, 75, 100), PHICH Configuration (Ng and Normal/Extended), System Fra
me Number(SFN)
 PCFICH (Physical Control Format Indicator Channel): Indicate OFDM symbol No ca
n be used for PDCCH in 1 subframe.
 PDCCH (Physical Downlink Control Channel): UL/DL Scheduling information, UL po
wer control information.
 PHICH (Physical Hybrid ARQ Indicator Channel): Feedback UL HARQ ( Hybrid Aut
omatic Repeat Request ) ACK/NACK
 PDSCH (Physical Downlink Shared Channel)

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Uplink Physical Channels
 PRACH (Physical Random Access Channel)

 PUCCH (Physical Uplink Control Channel)

 PUSCH (Physical Uplink Shared Channel)

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Downlink Channel/ Uplink Channel Mappin
g

 Downlink Channel  Uplink Channel

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Contents

 LTE Air Interface Physical Layer


 LTE Cell acquisition and call setup
 LTE Optimization
 LTE KPI
 LTE Feature

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Cell Search Procedure
 PSS •
Slot synchronization
decodi
ng

 SSS • Frame synchronization


decod • Obtain PCI
ing

 RS
meas • RSRP/RSRQ
urem
ent

 BCCH• MIB&SIB reception


decod
ing

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Synchronization Signals
 UEs perform synchronization and obtain PCIs using synchronization signals.
 PCI = 3 x Physical cell group ID(1)((2)) + Cell ID ( )
N ID N ID
 Synchronization signals are classified into the primary synchronization signal (PSS) and seco
ndary synchronization signal (SSS).
 Position in the time and frequency domains:
 Time domain: The PSS and SSS have different positions in the time domain for LTE FDD and T
DD .
 Frequency domain: The PSS and SSS are located in the middle of the frequency domain.
 Sequence:
 PSS: Zadoff-Chu sequence
 SSS: binary M-sequence

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Functions of PSS and SSS

 PSS
 Provides downlink synchronization information for UEs. Each PSS uses one of t
he three ZC sequence types, and different ZC sequences are used for neighbori
ng cells or sectors.
 These three ZC sequences are mapped to three different Cell IDs.
 Value range: 0,1,2
 SSS
 Enables the UE to perform accurate synchronization and carries the physical ce
ll group ID.
 Value range: 0~167

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Synchronization Channel: Cell Search and Downlink Synchr
onization

PSS and SSS Location for FDD

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System Information Reception Process
 Why is the system information reception procedure required ?
 The UE configures each layer’s parameters based on the parameter settings in the system infor
mation received on the RRC layer before requesting network camping and admission.
 What information does the system information contain ?
 One master information block (MIB) and 13 system information blocks (SIBs), including UE para
meters set by the eNodeB.

 How is the system information


received ?
 The figure in the right shows
procedure the system information is
received.

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MIB Mapping & Delivery
 MIB introduction
 Carried by BCCH->BCH->PBCH
 Deliver very basic system information,
including system frame number, DL b
andwidth and PHICH configuration
 Broadcast period: 40ms MIB block

Coded block

Radio
4
frame
symbols
1 2 3 4 5 6 0 1 2 3 4 5 6

SSS PSS PBCH


40ms PBCH TTI

PBCH Location(FDD)

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SIB Mapping & Delivery
 SIBs are mapping on BC Type Contents
Cell selection and camp related parameters , SI period
SIB1
CH->DL-SCH-> PDSCH: for other SIBs
 SIB1 and SIB2 are mandat SIB2
Common physical channel configuration, UE timer, uplink
ory, and others are option bandwidth
SIB3 Common parameters for cell reselection
al.
Intra-frequency neighbor list; Neighbor reselection
SIB4
 Period of SIBs parameters; Neighbor black list
 SIB1: 80ms Inter-frequency list and corresponding cell reselection
parameters
 From SIB2 to SIB8, SIB10
SIB5 Inter-frequency neighbor list and corresponding cell
and SIB11: It is a flexible p reselection parameters
eriod, with 80,160,320,12 SI
Inter-frequency black list
80,2560 and 5120ms. SIB6 UMTS frequency list
SIB7 GSM frequency list
SIB8 CDMA2000 frequency list and neighbor list
SIB9 Home eNodeB information
SIB10 ETWS primary notification
SIB11 ETWS secondary notification
SIB12 CMAS notification
SIB13 MBMS control information

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System Message Tracing Cases
MIB

SIB1
SI
MCC:460

Other SIBs MNC:01


excluding SIB1
and SIB2
TAC:21
Cell ID:7B8FF
Cell is not barred
Intra-freq
Reselection is
allowed
-128dBm, value range:
INTEGER ( - 70 ~-
22 )

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Cell Selection and Camping

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Cell Selection Criteria

Criteria for cell selection: Srxlev


and Squal

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Random Access Overview
 Purpose of random access  UE randomly selects a preamble
 Get uplink synchronization
 Acquire uplink scheduling resourc
and sends it, conflict might
e occurs.
 Scenarios: (Case1, Case2 and Case5)
 Case1: UE initial attach
 Case2: RRC reestablishment after
RRC drops
 Case3: Handover to a new cell
 Case4: Downlink data arrival in eN Contention based
odeB when UL out-of-sync occurs
 Before random access,
 Case5: Uplink data detected by UE eNodeB assigns a dedicated
when UL out-of-sync occurs
 Case6: When UE trigger LCS(Locati preamble to UE, so there is
on service) no conflict.
(Case3, Case4 and Case6)

Non-contention based

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 Page21
General Procedure of Attachment
 Signaling
connection
setup
 (RRC and S1
dedicated
signaling)

 NAS
procedure
 (Authentication
& NAS
security)

 User plane
setup
 (Default EPS
bearer setup)

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RRC Connection Establishment Process
 During RRC connection setup, SRB1 is set up.

 SRB 0 / CCCH / UL-SCH / PUSCH

 SRB 0 / CCCH / DL-SCH / PDSCH

 SRB 1 / DCCH / UL-SCH / PUSCH

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Relationship between Establishment Cause and NAS Proced
ure NAS Procedure RRC Establishment Cause
Mobile Originating Signaling/Delay Tolerant
Attach Attach  
Access/Emergency
Detach Detach Mobile Originating Signaling
Mobile Originating Signalling
Tracking Area
TAU   Delay Tolerant Access
Update
Emergency

User plane radio resources request Mobile Originating Data/Delay Tolerant Access/Emergency

Service Request Uplink signaling resources request Mobile Originating Data/Delay Tolerant Access/Emergency

Paging response for PS core network domain Mobile Terminating Access


PDN connectivity request with cause
Emergency
‘emergency’
Mobile originating CS fallback Mobile Originating Data/Delay Tolerant Access
Mobile terminating CS fallback Mobile Terminating Access
Extended
Service Request Mobile originating CS fallback emergency call Emergency
Packet services via S1 Mobile Terminating Access/Delay Tolerant Access/Emergency

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RRC Connection Establishment Cases Tracing

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Initial UE Message
 After RRC connect establishment , eNodeB delivers the first NAS message , which is carried by “RRC C
onnection Setup Complete” in Uu interface and “Initial UE Message” in S1 interface, to MME.
 “Initial UE Message” includs the following NAS procedure:
 EMM: Attach request
 ESM: PDN connectivity request

 The first UL NAS message

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RRC Connection Reconfiguration Process
 Upon receiving an RRC Connection Reconfiguration message from the eNodeB over the radio i
nterface, a UE configures SRB2 and the default DRB and sends an RRC Reconfiguration Compl
ete message to the eNodeB.

 This process is also used for radio bearer


management during E-RAB setup, no
specific message except for RRC
Connection Reconfiguration messages is
used for signaling exchange between
eNodeBs and UEs.

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 Page27
RRC Reconfiguration Case– SRB2&DRB Setup

 Key IEs
 radioResourceConfiguration (for SRB2 and pos
sible DRBs) ( default bearer setup )
 nas-DedicatedInformation ( default bearer s
etup )
 RRC Reconfiguration process can also be use
d for the following configuration :
 measurementConfiguration ( measurement
control )
 mobilityControlInformation ( handover com
mand )

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 Page28
RRC Reconfiguration Case– Measurement Control Mess
age

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 Page29
Release Process of Signaling Connection Overview
 This process involves the following releases:
 Release of S1 connection
 Release of RRC connection, including all radio bearers and signaling connections between UEs and eNodeBs
 The signaling connection release process starts in either of the following scenarios:
 The MME sends a UE Context Release Command message to the eNodeB.
 The eNodeB sends a UE Context Release Request message to the MME upon detecting the causes such as timer expi
ration in the eNodeB, a handover, or other radio events. In this situation, release process of signaling connection is t
riggered when the MME responds with a UE Context Release Command message.

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 Page30
Release Process of Signaling Connection
 Reasons for S1 Dedicated Signaling Release
1.eNodeB triggers , for example, detect UE is in user inactivity for a long time
2.eNodeB O&M system triggers
3.MME O&M system triggers

UE eNodeB MME S-GW


1. S1-AP: S1 UE Context Release Request
2.1 Release Access Bearers Request

2.2 Release Access Bearers Response

3. S1-AP: S1 UE Context Release Command

4. RRC connection release

5. S1-AP: S1 UE Context Release Complete

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Release of S1 Signaling Connection
 Release of S1-AP and S1-U connections
 Before the S1 connection is released
MM
E

eNodeB S-GW P-GW

 After the S1 connection is released


MM
E

eNodeB S-GW P-GW

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Release of Signaling Connection Cases
 Key IEs
 MME UE S1AP ID
 eNB UE S1AP ID
 Cause

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Contents
 LTE Air Interface Physical Layer
 LTE Cell acquisition and call setup
 LTE Optimization
 Basic cell parameters planning
 LTE cell reselection Optimization
 LTE Handover Optimization

 LTE KPI
 LTE Feature

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LTE Cell ID Planning
 The WCDMA cell ID is unique on each RNC, the GSM and CDMA cell ID also is similar to the WCDMA cell ID.
 Different from a WCDMA cell ID, LTE cell ID consists of 20 bits eNB ID and 8 bits cell ID, which ensures that the LTE cell ID i
s unique in the entire network. If the PLMN (MCC + MNC) is used, the LTE cell ID is unique worldwide.
 The eNB involves the local cell ID, eNodeB ID, and cell ID. It is advised to plan the three IDs starting from 0, which ensures
that they are consistent.

20bits eNodB ID 8bits Cell


ID

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TA Planning
 TA Concept
 Similar to the location area and routing area in 2G/3G networks, the tracking area (TA) is used for pag
ing. TA planning aims to reduce location update signaling caused by location changes in the LTE syste
m.
 TAI list
 A list of TAIs that identify the tracking areas that the UE can enter without performing a tracking area
updating procedure, i.e. in LTE system, if a UE changes the TAs in the TAI list, TA update won’t be trigg
ered.
 The TAIs in a TAI list assigned by an MME to a UE belongs to the same MME area. Additionally, the TAI
s in a TAI list assigned by an MME to a UE supporting CS fallback pertain to the same location area. In
this case, the defining of the relationship between the tracking area(s) and the location area(s) is oper
ator specific.
 TA Planning content
 Include planning of TA and TAL.

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 Page 36 36
TAU Procedure Classification

S-GW2
S-GW1

MME1 MME2 MME3

TA list 1 TA list 2 TA list 3 TA list 4

Periodic TAU
Inter MME TAU with SGW change

Intra MME TAU Inter MME TAU without SGW change

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TA Planning Principles
A TA coverage should be medium. The limitations by the EPC must be considered.

TA&TAL Planning Baseline Propose


scene eNB Num. Per TAL(eNB Num./TA Num.)
TA
Urban 30~50 150 ~ 300eNBs/3 ~ 10TAs
Suburb 50~70 200~580eNBs/3~12TAs
When the suburban area and urban area are covered discontinuously, an independent TA is used for the sub
urban area.
A TA should be planned for a continuous geographical area to prevent segmental networking of eNBs in eac
h TA.
The paging area cannot be located in different MMEs.
The mountain or river in the planned area can be used as the border of a TA, where fewer location updates a
re performed for a small quantity of users.
The LAC planning of the existing 2G/3G networks can be a reference for planning TAs.

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PCI Planning
In LTE system, the physical cell identifier (PCI) is used to differentiate radio signals of different cells. That is,
the PCI is unique in the coverage of cells. Cell IDs are grouped in the cell search procedure. The ID of a cell
group is determined through the SSCH, and then a specific cell ID is determined through the PSCH.
The function of PCIs in the LTE system is similar to that of scrambling codes in the WCDMA system. PCI pla
nning also aims to ensure the reuse distance.
Differences between a scrambling code and a PCI: The scrambling code ranges from 0 to 511 whereas the
PCI ranges from 0 to 503. In addition, the protocols do not have specific requirements for scrambling code
planning. Therefore, only the reuse distance needs to be ensured in scrambling code planning. For PCI pla
nning, however, 3GPP protocols require that the value of PCI/3 should be 0, 1, or 2 in each eNB.
The UNET can be used for PCI planning.

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PRACH Planning - Logical Root Sequence Indexes
 What is the logical root sequence index
 logical root sequence index 0~820

 The random access preambles are generated from Zadoff-Chu sequences with zero correlatio

n zone.
 There are 64 available preamble sequences in each cell. The 64 preamble sequences are first

generated from a root Zadoff-Chu sequence using cyclic shift. If less than 64 preamble seque
nces are generated, the remaining are generated from the root Zadoff-Chu sequence corresp
onding to the logical index.
 The previously mentioned root corresponds to

the logical root sequence index, which is sent


to the UE through the SIB2.

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Da Nang LTE Planning
GSM and UMTS DNL+Distr Local CellID CellName CellID Huawei     Sector ID Huaw TAC BandWidth, 10M for   2T2R Huawei use  
Site Name ict start from 1 based on start eNodeB ID Start ei use plann 1800, 20M for 2600. Root
code+Nod eNodeB Name from 1, from 501 from 1, PCI ing Sequence
eB ID(2 with extension depend to 550. depend from based Index from
digitals) "ABC for 1800, on no of on no of 0~24 on 0~400,
DEF for 2600", local sector. 0, existi other
1800 IBS start cell. other ng 3G vendor use
from "JKL", vendo LAC Root
2600 IBS use r use plann Sequence
"MNO" PCI ing, Index from
from 1TAC 420~820.
251~ mapp
490. ing to
1 3G
LAC.

ROOT
ReferenceS
eNodeB DLEAR TxRx SEQUENCE
NodeB Name Local CellID CellName CellID eNodeBID MCC MNC SectorID PCI TAC BandWidth ignalPwr(0.
Name FCN Mode INDEX
1dBm)
(PRACH)
DNHC02 DNL302 1 DNL302A 1 501452 01 1 0 501CELL_BW_N50(10M) 15012T2R 0 182
DNHC02 DNL302 2 DNL302B 2 501452 01 2 1 501CELL_BW_N50(10M) 15012T2R 3 182
DNHC02 DNL302 3 DNL302C 3 501452 01 3 2 501CELL_BW_N50(10M) 15012T2R 6 182
DNHC08 DNL308 1 DNL308A 1 502452 01 1 30 501CELL_BW_N50(10M) 15012T2R 9 182
DNHC08 DNL308 2 DNL308B 2 502452 01 2 31 501CELL_BW_N50(10M) 15012T2R 12 182
DNHC08 DNL308 3 DNL308C 3 502452 01 3 32 501CELL_BW_N50(10M) 15012T2R 15 182

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Contents
 LTE Air Interface Physical Layer
 LTE Cell acquisition and call setup
 LTE Optimization
 Basic cell parameters planning
 LTE cell reselection Optimization
 LTE Handover Optimization

 LTE KPI
 LTE Feature

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Cell Reselection Principle

SservingCell is worse than Thresh_serving.low &


SNonservingCell is better than Thresh_x.low
Cell Reselection
LTE SIB
High Prio. Low Prio.
SNonservingCell is better than Thresh_x.high (High)
eNodeB NodeB/BTS

UMTS SIB
(Medium)

GSM (Low) SIB

Suggested RAT Priority:


 LTE(High)
 UMTS(Medium)
Cell Reselection From High -> Low Cell Reselection From Low > High  GSM(Low)

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Camping - Cell Reselection between LTE and GSM/UMTS
 Threshold and Measurement
 Cell Reselection from LTE to GSM/UMTS network
 only when UE is out of LTE coverage area
 Threshold
 Threshx,high: threshold of reselecting to High Priority
Cell
 Threshx,low: threshold of reselecting to Low Priority Cell

 Measurement parameter
 SServingCell: Signal of serving cell
 SNonServingCell: Signal of target reselection cell
 L  GSM/UM
T TS  Cell Reselection Strategy
E

 LTE->GSM/UMTS (High to Low)


 SServingCell <Threshserving,low & SNonServingCell
>Threshx,low
 Length of camping on serving cell > 1 sec
 Cell Reselection from GSM/UMTS to LTE network when UE  GSM/UMTS->LTE (Low to High)
enters the LTE coverage area  SNonServingCell > Threshx,high
 Length of camping on serving cell > 1 sec

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LTE Parameter - Idle Mode Cell Reselection (Threshold)
Reselection from LTE to UMTS: (Coverage based)
Priority RAT
UE will start to measure UMTS signal when: LTE signal < -110dBm
7 Reserved
UE will reselect to UMTS when: LTE signal < -114dBm & UMTS signal >
6 L2600
-103dBm, The signal conditions need to maintenance for 1 second.
5 L1800
Reselection from LTE to GSM: (Coverage based)
4 Reserved
UE will start to measure UMTS signal when: LTE signal < -110dBm
3 U2100
UE will reselect to UMTS when: LTE signal < -114dBm & GSM signal >
2 Reserved
-101dBm, The signal conditions need to maintenance for 1 second.
1 G900\1800 Reselection from UMTS to LTE: (Priority based)
Configure UMTS network priority as 3, UE will always measure LTE signal
when camping on UMTS.
UE will reselect to LTE when: U2L: LTE signal > -108dBm
Reselection from GSM to LTE: (Priority based)
Configure GSM network priority as 1, UE will always measure LTE signal when
camping on GSM.
UE will reselect to LTE when: G2L: LTE signal > -108dBm The signal
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conditions need to maintenance for 5 seconds, depend on GSM side parameter.
Contents
 LTE Air Interface Physical Layer
 LTE Cell acquisition and call setup
 LTE Optimization
 Basic cell parameters planning
 LTE cell reselection Optimization
 LTE Handover Optimization

 LTE KPI
 LTE Feature

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Handover Outline
 Three Scenarios for Handover Within System

S1 S1

X2
Handover Handover Handover

Uu Uu Uu Uu Uu Uu

Intra-eNodeB Handover Inter-eNodeB Handover with X2


Inter-eNodeB Handover with S1

Note: If both a X2 and S1 links are available, the X2 link is preferentially used for the inter-eNodeB handover.

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Handover Procedure
 Handover consists of three stages:
 HO Measurement: UE does the measurement based on the measurement configuration from eNo
deB, and report to eNodeB;
 HO Decision: It is eNodeB to decide if trigger handover based on the measurement result UE repo
rt;
 HO Execution: Based on the decision, eNodeB control UE handover to target cell;
 The whole handover procedure follows
 network control and UE assistant.
 Six steps needed
 Issuing Measurement Control-> Measurement Result Report->Handover Decision->Resource Prepar
ation->Handover Execution->Source cell Resource Release

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Measurement Control

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Measurement Report

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Handover Command

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Key Impact Factors for Handover

 Coverage issue  Neighbor issues  Capacity issue


 Radio • Poor coverage in • Missing neighbor
planning • Mistake neighbor
• Admission failure
handover area
• CPU overload
issues • No major pilot in handover configuration/PCI
area conflict
• Black cell configuration
 Parameters issue  RF channel issue
 Parameter
s& • Incorrect handover event • UL interference
parameters • RF channel problem  Transport issue
channel • Incorrect radius • Incorrect configuration
configuration • Transmission fault

 EPC fault  eNodeB fault  UE factor


 Device • EPC replies handover •
preparation failure
Relevant alarm exists • Specific UE
fault for the modules problem
• EPC fault causes abnormal
handover flow

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General Process
 Determine the scale of problem

From the performance statistic, we can determine the scale of the problem, is it global proble
m, or cell level problem or just some individual UE problem. Then we can select bottom N cell
as optimization target
 Customer complain is an effective way to locate the individual UE problem
 For large scale handover failure

Check eNodeB alarm and basic configuration
 Check EPC alarm and configuration
 Check RF channel problem

Once RF channel is abnormal, such as high VSWR, low RSSI Too Low or RSSI is un
balanced, then the access performance should be significantly affected.
 After we exclude the hardware fault and transmission fault, we could analysis th
e signaling to find out the root causes

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Proceed for Signaling Analysis
 Step 1: Located fault point
 From the tracing message, we can located the handover fault point, there’re 3 key fault points dur
ing handover procedure

No measurement report

No handover command

No handover complete message
 Step 2: Analyze the root cause

Channel quality issue
 Configuration issue
 Transmission quality issue

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Generic Analysis Method
 Channel quality problem

Observe RSRP,RSRQ, SINR IBLER, DL/UL grant from driver test tools
 Observer performance monitoring from M2000 including scheduling statistic, CQI report, MCS, SI
NR eg.
 Configuration problem

Check the neighbor/ANR configuration

Check the X2 configuration
 Check EPC authentication & security configuration
 Transmission problem

Check relevant alarm

Check the latency using some packet analysis tools

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Problem Analysis –No Measurement Control Message
 Scenario : eNodeB doesn’t send measurement control message
 Solution: Check related handover switch

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Problem Analysis – Black List Configuration
 Scenario : UE receives measurement control message, but UE doesn’t send any
measurement report
 Possible cause:

The neighbor cell is in black list. In the SIB message eNodeB delivers all black cell list, then U
E doesn’t measure any of these cells
 Solution: check if all the neighbor belongs to black list
 LST INTRAFREQBLKCELL

LST INTERFREQBLKCELL

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Case 1: Inter TA Handover Due to Missing IP Path
 Description: In one project, we find a lot of handover failure. From the statistic, we observe that most of t
hese failures happen between inter TA cell.
 Analysis
 From the tracing message, we see that the failure cause is handover preparation failure, the failure cause is GTUP
resource not available.

 In the handover request message, source eNodeB deliver the target GTPU ID (SGW IP address) to
let target eNodeB setup uplink S1 bearer directly. We check the IP address of SGW in the
message, and find that it is not identical with target eNodeB configuration.

HUAWEI TECHNOLOGIES CO., LTD. Page 58


Solution
 Later we confirm this issue, this TA border is also the border of two regions which use diffe
rent SGW. And in each region ,only one IP path is configured for current eNodeB to SGW. S
o the handover will be failure when cross the different SGW.
 Solution

Configure S1 IP path from the target eNodeB to source SGW, then the problem is solved
 Suggestion: This is a very typical problem, on the border cell of inter SGW, we should reme
mber to configure the IP path to the SGW which belongs to the target cell as well.

HUAWEI TECHNOLOGIES CO., LTD. Page 59


Case 2: Handover Failure Due to No Handover Comm
andDescription: UE sends measurement report to eNB several times , but no feed back fro

m eNodeB
 Tracing message from eNodeB

HUAWEI TECHNOLOGIES CO., LTD. Page 60


Case 2 – Analysis
 From the previous message, we can see that before the measurement report, eNB sends one
“RRC reconfiguration” message, but the UE doesn’t feedback the complete message.
 Then we check trace on UE side, and find that UE doesn’t receive the RRC reconfiguration mes
sage

 Due to poor DL coverage, UE doesn’t receive the RRC reconfiguration


message, thus no complete feedback. As the previous RRC reconfiguration
procedure is not completed, eNodeB is still waiting for reconfiguration
feedback and measurement report is not processed.
HUAWEI TECHNOLOGIES CO., LTD. Page 61
Contents

 LTE Air Interface Physical Layer


 LTE Cell acquisition and call setup
 LTE Optimization
 LTE KPI
 LTE Feature

HUAWEI TECHNOLOGIES CO., LTD. Page 62


KPI System Overview

LTE KPIs

Accessability Retainability Mobility Availability Utilization Traffic Integrity

RRC Call Drop HHO SR Radio UL/DL Cell Service


SETUP SR Rate ( Intra/Inte Network RB UL/DL UL/DL
ERAB r Unavailabi Utility Traffic Throughput
Call
Setup SR Frequency lity Rate Rate Volume
Setup
)
Call Complete
Setup SR Rate Inter-RAT
HHO SR
CSFB SR

Radio Network KPI : Service KPI :


Focus on the radio network performance Focus on the user
experience

HUAWEI TECHNOLOGIES CO., LTD. Page 63


Collection Method and Reporting Period
 Collection methods (TS 32.403)

 CC (Cumulative Counter), for example, Attempted RRC connection establishments;


 GAUGE (dynamic variable), used when data being measured can vary up or down during
the period of measurement, for example, Maximum E-RAB Setup time;
 DER (Discrete Event Registration), when data related to a particular event are captured
every nth event is registered, where n can be 1 or larger, for example, Cell Unavailable
Time;
 SI (Status Inspection), for example, Average Number of simultaneous E-RABs;

 Reporting period

 The measurement results are collected in a pre-defined reporting period, and this
reporting period, in general, is configurable at EMS, for example, 15mins, 60mins…

HUAWEI TECHNOLOGIES CO., LTD. Page 64


Danang LTE Trial KPI
Category KPI Items 17-Jul-16 18-Jul-16 19-Jul-16 20-Jul-16 21-Jul-16

RRC Connection Establishment SR(%) 99.7365 99.842 99.8351 99.8442 99.8848

Accessability KPIs Initial E-RAB Establishment SR(%) 99.9551 99.9489 99.9578 99.9389 99.9567

Addition E-RAB Establishment SR(%) 99.4118 99.3827 100 99.5614 99.6403

Retainability KPI E-RAB Retainability for UE level(%) 0.3 0.2906 0.2498 0.2861 0.2554

Inter eNB HO SR via X2(%) 99.3676 99.4014 99.5381 99.5501 99.6134

Inter eNB HO SR via S1(%) 100 99.7567 99.6805 99.6795 99.6324

Mobility KPIs Intra Frequency HO SR(%) 99.5056 99.5253 99.6358 99.6402 99.687

Inter Frequency HO SR(%) 99.6885 100 99.3186 99.6753 99.842

Inter-RAT HO Out SR (LTE to UMTS)(%) 95.6042 94.4228 92.3779 93.9486 95.1845

E-UTRAN IP Throughput DL(Kbps) 16328 13866.29 15223.5408 14770.3511 15250.2427


Integrity KPIs
E-UTRAN IP Throughput UL(Kbps) 1785.255 1501.656 1813.6444 1362.1843 1644.9753

Traffic Data Traffic(GBits) 317.6122 302.4348 319.6397 295.3225 323.1579

CSFB CSFB Preparation Success rate (%) 99.9188 99.9366 99.9671 99.9838 99.9534

Available Available(%) 98.4375 98.3832 98.4313 98.4375 98.4322

HUAWEI TECHNOLOGIES CO., LTD. Page 65


RRC Connection Establishment Success Rate
RRC Connection Establishment Success Rate
KPI Name
(service)
KPI Index  
Managed Cell
Object
RRCS_SRservice =
Formula (RRCConnectionSuccessservice/RRCConnectionAttemptservice) *
100%
RRC Setup Success Rate (Service) =((L.RRC.ConnReq.Succ.Emc +
L.RRC.ConnReq.Succ.HighPri + L.RRC.ConnReq.Succ.Mt +
L.RRC.ConnReq.Succ.MoData + L.RRC.ConnReq.Succ.DelayTol)/
Related PM (L.RRC.ConnReq.Att.Emc + L.RRC.ConnReq.Att.HighPri +
L.RRC.ConnReq.Att.Mt + L.RRC.ConnReq.Att.MoData +
L.RRC.ConnReq.Att.DelayTol)) *100% 
Mapping (1526728222+ 1526728223+ 1526728224+ 1526728226+
1526728358)/( 1526728217+ 1526728218+ 1526728219+
counter 1526728221+ 1526728357 )*100%
Unit %
According to 3GPP TS 36.331, the RRC connection setup procedure
is triggered by different causes, which are identified in the
"establishmentCause" field in an RRC Connection Request
message as emergency, highPriorityAccess, mt-Access, mo-
Signaling, mo-Data, or delayTolerantAccess-v1020. The UE sets the
Description establishmentCause in accordance with the information it receives
from upper layers. The mo-signaling cause is a signaling-related
cause. All other causes are service-related causes. The
accessibility KPI evaluates the RRC setup success rate using
service-related causes in a cell or radio network.

HUAWEI TECHNOLOGIES CO., LTD. Page 66


E-RAB Setup Success Rate
KPI Name E-RAB Setup Success Rate (All)
KPI Index E-RAB Setup Success Rate (All)
Managed
Cell
Object
(ERABSetupSuccess/ERABSetupAttempt)
Formula
*100%
 
Related PM
(L.E-RAB.SuccEst/L.E-RAB.AttEst) * 100%
Mapping
(1526727544/1526727545) * 100%
counter
%
Unit
 
The E-RAB Setup Success Rate (All) KPI
indicates the E-RAB setup success rate for all
Description
services, including the VoIP service in a cell or
radio network

HUAWEI TECHNOLOGIES CO., LTD. Page 67


Call Drop Rate
KPI Name Service Drop Rate (All)
Service Drop Rate (All)
KPI Index
 
Managed
Cell
Object
(ERABAbnormalRelease/ERABRelease) *
Formula
100%
(L.E-RAB.AbnormRel/(L.E-RAB.AbnormRel +
Related PM
L.E-RAB.NormRel)) * 100%
Mapping (1526727546/
counter (1526727546+1526727547))*100%
Unit %
The Service Drop Rate (All) KPI indicates the
Description call drop rate of all the services in a cell or
radio network, including the VoIP service.

HUAWEI TECHNOLOGIES CO., LTD. Page 68


Intra Frequency Handover Success Rate
KPI Name Intra Frequency Handover Success Rate
KPI Index IntraFreqHOOut_SR
Managed Object Cell
Formula (IntraFreqHOOutSuccess/IntraFreqHOOutAttempt) * 100%
Intra-Frequency Handover Out Success Rate = [(L.HHO.IntraeNB.IntraFreq.ExecSuccOut +
Related PM L.HHO.IntereNB.IntraFreq.ExecSuccOut)/(L.HHO.IntraeNB.IntraFreq.ExecAttOut +
L.HHO.IntereNB.IntraFreq.ExecAttOut)] * 100%
Mapping counter (1526726997 + 1526727003 )/( 1526726996 + 1526727002)*100
Unit %
The Intra-Frequency Handover Out Success Rate KPI indicates the success rate of intra-frequency
Description handovers (HOs) from the local cell to neighboring E-UTRAN cells. The intra-frequency HOs are classified
into intra- and inter-eNodeB HOs.

HUAWEI TECHNOLOGIES CO., LTD. Page 69


Inter-RAT Handover Out Success Rate (LTE to UMTS)
Inter-RAT Handover Out Success Rate (LTE to
KPI Name
UMTS)
KPI Index IRATHO_L2W_SR
Managed
Cell
Object

(IRATHO_L2W_Success/IRATHO_L2W_Attempt
Formula
) * 100%

Related (L.IRATHO.E2W.ExecSuccOut/L.IRATHO.E2W.ExecAtt
PM Out) * 100%
Mapping
(1526726991 / 1526726990 ) * 100%
counter
Unit %
The Inter-RAT Handover Out Success Rate (LTE to
Descriptio WCDMA) KPI indicates the success rate of
n handovers from an LTE cell or radio network to
WCDMA networks

HUAWEI TECHNOLOGIES CO., LTD. Page 70


CSFB Preparation Success Rate
KPI Name CSFB Preparation Success Rate
KPI Index CSFB_Preparation_SR

Managed
Cell
Object

CSFB_Preparation_SR =
Formula (CSFB_Preparation_Success/CSFB_Prepar
ation_Attempt) * 100%

Related
(L.CSFB.PrepSucc/L.CSFB.PrepAtt) * 100%
PM

Mapping
(1526728322/1526728321)*100%
counter

Unit %

Descriptio
This KPI shows CSFB Preparation Success Rate
n

HUAWEI TECHNOLOGIES CO., LTD. Page 71


Cell Downlink Average Throughput
KPI Name Cell Downlink Average Throughput
KPI Index CellDLAveThp
Managed
Cell
Object
Formula CellDLAveThp = CellDLTrafficVolume/CellDLTransferTime
Related KPI Cell Downlink Average Throughput = L.Thrp.bits.DL/L.Thrp.Time.Cell.DL.HighPrecision
Mapping
(1526728261/1526728997)
counter
Unit Kbps
The Cell Downlink Average Throughput KPI indicates a cell's average downlink throughput when data is
Description
transferring at the downlink. The Cell Downlink Average Throughput KPI reflects the cell's capacity.

 L.Thrp.bits.DL : The traffic volume of transmitted PDCP SDUs of services with a specific QCI
ranging from 1 to 9 is accumulated as the value of the corresponding counter.
 L.Thrp.Time.Cell.DL.HighPrecision: The duration of uplink or downlink data transmission in a
cell is sampled per millisecond. If there is uplink or downlink data transmission within a sampling
period, the sampling result is 1 ms. At the end of a measurement period, the sum of these sampling
results is used as the value of the L.Thrp.Time.Cell.DL.HighPrecision counter.

HUAWEI TECHNOLOGIES CO., LTD. Page 72


Cell Uplink Average Throughput
KPI Name Cell Uplink Average Throughput
KPI Index CellULAveThp
Managed
Cell
Object
Formula CellULAveThp = CellULTrafficVolume/CellULTransferTime
Related KPI L.Thrp.bits.UL/L.Thrp.Time.Cell.UL.HighPrecision
Mapping
 
counter
Unit  
The Cell Uplink Average Throughput KPI indicates the average cell uplink throughput when data is transferring
Description
at the uplink. The Cell Uplink Average Throughput KPI reflects the cell's capacity

 L.Thrp.bits.UL : The traffic volume of transmitted PDCP SDUs of services with a specific QCI
ranging from 1 to 9 is accumulated as the value of the corresponding counter.
 L.Thrp.Time.Cell.UL.HighPrecision: The duration of uplink or downlink data transmission in a
cell is sampled per millisecond. If there is uplink or downlink data transmission within a sampling
period, the sampling result is 1 ms. At the end of a measurement period, the sum of these sampling
results is used as the value of the L.Thrp.Time.Cell.UL.HighPrecision counter.

HUAWEI TECHNOLOGIES CO., LTD. Page 73


Contents

 LTE Air Interface Physical Layer


 LTE Cell acquisition and call setup
 LTE Optimization
 LTE KPI
 LTE Feature

HUAWEI TECHNOLOGIES CO., LTD. Page 74


Background
 The Automatic Neighbor Relation (ANR) feature manages neighbor cell lists (NCLs) on the eNodeB side. ANR au
tomatically detects and adds new neighboring cells to neighbor relation tables (NRTs). In addition, ANR autom
atically identifies and removes redundant neighboring cells and neighbor relationships.
 The ANR feature automatically maintains the neighbor relationship, reducing manual intervention in the maint
enance of neighboring cells.

How to detect and query unknown


neighbor cell info:
a) Measurement Report (Phy-CID=5)
a) UE is source Cell A, and detect unknown
Cell B
Cell A Cell B
Phy-CID=3
Global-CID=17
Phy-CID=5 b) Cell A inform UE to read CGI info of Cell B
Global-CID=19
c) UE read CGI of Cell B from BCCH
c) Read BCCH
d) UE report CGI of Cell B, and report to Cell A
d) Report Global-CID=19

b) CGI request (Target Phy-CID=5)

HUAWEI TECHNOLOGIES CO., LTD. Huawei Confidential 75


Basic Concepts (1)
NCL

SN Target Cell PLMN eNodeB ID Cell ID DlEarfcn PhyCellId TAC

1 46001 eNodeB ID#1 Cell ID#1 F1 PhyCellId#1 TAC#1


2 46001 eNodeB ID#2 Cell ID#2 F2 PhyCellId#2 TAC#2
 The NCLs of an eNodeB contain information about the external cells of the eNodeB, which belong t
3 46001 base stations. eNodeB
o other ID#3
NCLs are Cell as
categorized ID#3
intra-F1and inter-RAT
PhyCellId#3 TAC#3 has one intr
NCLs. Each eNodeB
a-RAT NCL and multiple inter-RAT NCLs, such as the GERAN NCL and the UTRAN NCL.
 An NCL records the information about an external cell, such as the E-UTRAN cell global identifier (E
CGI) or the UTRAN/GERAN CGI, public land mobile network (PLMN), physical cell identifier (PCI), tra
cking area code (TAC), eNodeB ID, and E-UTRA absolute radio frequency channel number (EARFCN).

HUAWEI TECHNOLOGIES CO., LTD. Huawei Confidential 76


Page76
Basic Concepts (2)
NRT
SN LCI Target Cell eNodeB ID Cell ID No Remove No HO
PLMN
1 LCI#1 46001 eNodeB ID#1 Cell ID#1 FORBID_RMV FORBID_HO

2 LCI#1 46001 eNodeB ID#2 Cell ID#2 PERMIT_RMV PERMIT_HO

3 LCI#1 46001 eNodeB ID#3 Cell ID#3 FORBID_RMV FORBID_HO


 The NRTs of a cell contain information about the neighbor relationships of the cell with its neighboring
cells.
 Each cell has one intra-RAT intra-frequency NRT, one intra-RAT inter-frequency NRT, and multiple inter-
RAT NRTs.

HUAWEI TECHNOLOGIES CO., LTD. Huawei Confidential 77


Page77
ANR adding Ncells introduction
CGI: Global cell ID
Event Triggered ANR
PCI: Physical Cell ID

NRT of Cell1 U2000 Fast ANR

Cell2: PCI=2 CGI=17 5 Cell2 obtains CGI of Cell1 by UE


eNodeB1 Cell1 history info, and queries PCI info
……
Source Cell from U2000.
Cell3: PCI=5 CGI=25 PCI=3 CGI= 27

eNodeB2 Cell2
NRT of Cell2 2 Report CGI and PCI of Cell2
N-Cell
PCI=4 CGI=17
Cell1: PCI=3 CGI=27
…… 2 Report CGI and PCI 4 HO from Cell1 to Cell2
of Cell3
1Detect new Cell2 PCI and
CGI by Event ANR
3 Add Cell2 in NCL of eNodeB1 and NRT of Cell1 1 Detect new Cell3 PCI
by Event ANR (UE measurement) and CGI by Fast ANR
Add Cell1 in NCL of eNodeB2 and NRT of Cell2
6
by Event ANR (UE history info.)
eNodeB3 Cell3
3 Add Cell3 in NCL of eNodeB1 and NRT of Cell1 N-Cell
by Fast ANR PCI=5 CGI=25

Description:
 UE can detect new neighboring cells and report CGI measurement result by Event ANR.
 During handover procedure, target cell adds source cell as NR by UE history information. (only for intra-RAT)
 Source cell selects some UE do periodic measurement, and new neighboring cells can be added by Fast ANR.

HUAWEI TECHNOLOGIES CO., LTD. Huawei Confidential 78


ANR deleting Ncells introduction
NRT/NCL Deletion
Policies
Auto deletion when
Wrongly configured Ncells
Redundant Ncells deletion NRT is maxed out.
deletion
Y
ANR.StatisticNumForNRTDel > 0
If the Ncell has never been
If handover success rate handover to for a period of time,
of Ncell is below threshold, the NRT will be deleted. Ncells which has not been measured
the NCL/NRT will be deleted. N
for a period of time will be deleted.
Period:
Period: ANR.StatisticPeriod 4*ANR.StatisticPeriodForNRTDel Period: ANR.StatisticPeriodForNRTDel
Ncells which have never
HO success rate threshold: been measured by UE will If no Ncells meet the
ANR. DelCellThd be deleted. condition
(Default value 0%) If the NCL has no NRT and Ncells to which HO hasn’t happened
X2 in period, NCL will be Period: for a period of time will be deleted.
deleted. ANR.StatisticPeriodForNRTDel Period: ANR.StatisticPeriodForNRTDel

If no Ncells meet the


Description
Description condition
Ncells to which the handover
The
Thefollowing
followingthree
threecriterions
criterionscan
canbe
beapplied
appliedininIntra-LTE
Intra-LTEANR
ANRauto
autodeletion
deletion times are below threshold
Wrongly
Wronglyconfigured
configuredneighboring
neighboringcells
cellsdeletion:
deletion:Periodic
Periodictrigger
trigger(The
(Thesame
sameas
as and ranked with descent of HO times
eRAN7.0)
eRAN7.0) in the last position will be deleted.
Redundant
Redundantneighboring
neighboringcells
cellsdeletion
deletion: :Periodic
Periodictrigger
trigger(Newly
(Newlyadded
addedinineRAN7.0)
eRAN7.0) Handover threshold is configurable.
Auto
Autodeletion
deletionwhen
whenNRT
NRThas
hasreached
reachedthethemaximum
maximum: :Event
Eventtrigger
trigger(Enhanced
(Enhancedinin ANR.NcellHoForNRTDelThd
eRAN7.0)
eRAN7.0)
The
Thethree
threecriterions
criterionscan
cantake
takeeffect
effectindependently.
independently.

HUAWEI TECHNOLOGIES CO., LTD. Huawei Confidential 79


THANK YOU
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Copyright©2014 Huawei Technologies Co., Ltd. All Rights Reserved.


The information in this document may contain predictive statements including, without limitation,
statements regarding the future financial and operating results, future product portfolio, new technology,
etc. There are a number of factors that could cause actual results and developments to differ materially from
those expressed or implied in the predictive statements. Therefore, such information is provided for
reference purpose only and constitutes neither an offer nor an acceptance. Huawei may change the
information at any time without notice.

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