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version March 4th 2019

Spread Spectrum
and
Multi-Carrier Systems

© Thierry Debaene Spread Spectrum and OFDM 1


Content
Intro
Technical background
Spread Spectrum (SS) modulation
Multi-Carrier Systems

© Thierry Debaene Spread Spectrum and OFDM 2


Objectives

Explain how different Phase Shift Keying techniques work

Understand the difference between PSK- and QAM-techniques

Understand the difference, advantages and disadvantages of major
multiple access schemes

Explain what ISI is and how it can be avoided

Understand the difference between FDM and OFDM

Understand what sub-carriers are and why they need to be orthogonal

Explain the principle of an (C)OFDM modulator

Explain cyclic prefix and what it is used for

Understand the PAPR disadvantage of OFDM

© Thierry Debaene Spread Spectrum and OFDM 3


Content
Intro

evolution of modulation systems
Technical background
Spread Spectrum (SS) modulation
Multi-Carrier Systems

© Thierry Debaene Spread Spectrum and OFDM 4


Evolution of modulation systems
Analoge modulation (AM, FM)

Digital modulation (DM)

Spread Spectrum (SS)

Orthogonal FDM (OFDM)

MIMO-OFDM

© Thierry Debaene Spread Spectrum and OFDM 5


SC-FDMA MU-MIMO-OFDM OFDMA
Limited Bandwidth Systems
Pro & Cons

Susceptible to noise and interference

Easily detectable, not secure

Jamming possible

Multiple access requires FDMA or TDMA

Few multipath effects

Receivers not too complex, small band

© Thierry Debaene Spread Spectrum and OFDM 6


Content
Intro
Technical background
Spread Spectrum (SS) modulation
Multi-Carrier Systems

© Thierry Debaene Spread Spectrum and OFDM 7


Content
Intro
Technical background

Modulation and modulation methods

Digital modulation systems
Spread Spectrum (SS) modulation
Multi-Carrier Systems

© Thierry Debaene Spread Spectrum and OFDM 8


Modulation
Modulation

process of encoding information in a baseband signal and then up
convert this signal to a much higher frequency prior to transmission

to transport information over a band-limiting not frequency-linear channel

to be able to use smaller antennas e.g. λ/4

the best quality (BER), the least power and the least amount of
frequency spectrum are trade-off criteria

Modulation principle:

information

© Thierry Debaene Spread Spectrum and OFDM 9


Modulation Methods

xx

is xx

is needed xx

© Thierry Debaene Spread Spectrum and OFDM 10


Modulation Methods (2)
Amplitude, Frequency and/or Phase used to represent a digital state
V(t) = A sin(2πfct + Φ)

V(t) = A(t) sin(2πfct + Φ) V(t) = A sin(2πfc(t)t + Φ) V(t) = A sin(2πfct + Φ(t))

© Thierry Debaene Spread Spectrum and OFDM 11


Polar representation of sine wave
V(t) = A sin(ωt + Φ)
or
V(t) = A sin(2πfct + Φ)

magnitude A

V(t)

Time

© Thierry Debaene Spread Spectrum and OFDM 12


Basic Trigonometry

© Thierry Debaene Spread Spectrum and OFDM 13


Signal-to-Noise Ratio
Signal-to-noise ratio (abbreviated SNR or S/N) is

a value that compares the level of signal power to the level of
background noise power often expressed in decibels (dB)

for a signal received at -75 dBm and a noise floor of -90 dBm,
the SNR is 15 dB.

data corruption (BER) and therefore re-transmissions will occur
if the received signal is too close to the noise floor

each modulation technique has his own required minimum SNR
Es
SNR (dB)=10⋅log 10 ( )
N0

© Thierry Debaene Spread Spectrum and OFDM 14


dB, dBm and dBW
deciBel (dB), 1/10 of a bel (B) is

a unit of measurement used to express the ratio of one value
of a physical property to another on a logarithmic scale

can express a change in value (e.g., +1 dB or −1 dB) or
an absolute value which expresses the ratio of a value to a
fixed reference value
P
x=10⋅log 10 ( ) in dB (dimensionless unit)
P0

10 mW +10 dB 10 W +10 dB 6W +3 dB (i.e. +3,01 dB)


(10 dBm) (ref 1mW) (10 dBW) (ref 1W) double the power
10-fold the 10-fold the
power power
3W

1,5 W -3 dB (i.e. -3,01 dB)


© Thierry Debaene
1 mW
Spread Spectrum and OFDM
1W half the power 15

(0 dBm) (0 dBW)
dB, dBm and dBW (2)
deciBel-milliwatts (dBm) is

a unit of level (logarithmic ratio) used to indicate that a
power ratio is expressed in decibels (dB) with reference
to one milliwatt (mW)
P
x=10⋅log 10 ( ) in dBm
1 mW
deciBel-Watts (dBW) is

a unit of level used to indicate that a power ratio is
expressed in decibels (dB) with reference to one Watt (W)
P
x=10⋅log 10 ( ) in dBW
1W
+3 dB = 2-fold the power 20 dBm = 100 mW
+10 dB = 10-fold the power 23 dBm = 200 mW
+20 dB = 100-fold the power 30 dBm = 1 W
+30 dB Debaene
© Thierry = 1000-fold the power Spread Spectrum and OFDM 16
dB, dBm and dBW (3)
Example WiFi Transmitter/Receiver:

© Thierry Debaene Spread Spectrum and OFDM 17


Spectral Efficiency
Spectral Efficiency (Bandwidth Efficiency) is

a value for the amount of data (bits) that can be
transmitted per second per Hertz with a given modulation
technique

measured in bit/s/Hz

each modulation technique has a maximum theoretical
spectral efficiency

© Thierry Debaene Spread Spectrum and OFDM 18


Content
Intro
Technical background

Modulation and modulation methods

Digital modulation systems
Spread Spectrum (SS) modulation
Multi-Carrier Systems

© Thierry Debaene Spread Spectrum and OFDM 19


Baseband signal, no modulation
Random bitstream with:
Rb = 1/Tb Rb = bit rate (freq)

Power Example sequence: 0010110010

T
b
Tb = bit period

f
Rb

© Thierry Debaene Spread Spectrum and OFDM 20


Baseband signal (2)
Bandwidth of an unmodulated 300b/s bitstream = 400 Hz
with criterion everything below 10-2 or -20 dB is not needed

1.10-2

© Thierry Debaene Spread Spectrum and OFDM 21


Amplitude Shift Keying (ASK)

simple digital modulation technique:
the carrier amplitude is modulated according the binary data

to transmit 1 bit we need 2n amplitudes (n = number of bits)

low bandwidth requirements

very susceptible to interference

© Thierry Debaene Spread Spectrum and OFDM 22


On-Off Keying (OOK)

special form of ASK where one of the amplitudes is zero:
"0" represent the absence of a carrier (space)
"1" represents maximum carrier amplitude (marker)
A cos(2πfct) binary 1
v(t) =
0 binary 0

© Thierry Debaene Spread Spectrum and OFDM 23


4-Amplitude Shift Keying (4-ASK)

4 amplitudes to encode 2 bits (22 = 4)

also called 4-level ASK

© Thierry Debaene Spread Spectrum and OFDM 24


Frequency Shift Keying (FSK)

one bit is encoded with two frequencies:
"0" (space) has frequency of 1200 Hz (f2)
"1" (marker) has frequency of 2400 Hz (f1)
A cos(2πf1t) binary 1
v(t) =
A cos(2πf2t) binary 0

© Thierry Debaene Spread Spectrum and OFDM 25


Frequency Shift Keying (2)
FSK modulator principles:

© Thierry Debaene Spread Spectrum and OFDM 26


Phase Shift Keying (PSK) principle

discrete (binary) data directly keys the phase of the carrier

PSK (or 2-PSK) is also called Binary-PSK (BPSK)

© Thierry Debaene Spread Spectrum and OFDM 27


Binary Phase Shift Keying (BPSK)

2 phases: 0° and 180° encode 1 bit (1 bit/symbol)
– binary 0 is transmitted with a 180° phase and
– binary 1 is transmitted with a 0° phase

simple to implement, inefficient use of bandwidth

very robust, used extensively in satellite communications

180° phase jumps induce lots of harmonics that require linear
power amplifier (power inefficient) to get these transmitted

proper demodulation requires a more complex receiver that
compares the received signal to a local carrier of the same
phase which is difficult to get in multipath environments

synchronisation might get lost on long sequences of 1s or 0s
A cos(2πfct) binary 1
v(t) =
A cos(2πfct + π) binary 0
© Thierry Debaene Spread Spectrum and OFDM 28
Binary Phase Shift Keying (2)

180° 180° 0° 0° 180° 0° 180° 180° 180° 0° 180°

the carrier phase for a binary 0 is 180° and for a binary 1 is 0°


© Thierry Debaene Spread Spectrum and OFDM 29
Binary Phase Shift Keying (3)
Phasor diagram:
We can represent the BPSK signal with a phasor diagram
which shows the two possible BPSK-states
This is referred to as constellation diagram with 2 constellation
points (symbols)

Symbols
1 90°

0 1
180° 0°

0 270° (-90°)

© Thierry Debaene Spread Spectrum and OFDM 30


Binary Phase Shift Keying (4)
Random bitstream with: Rb = bit rate (freq)
Rb = 1/Tb Tb = bit period
fc = carrier frequency

Power
BPSK modulated
baseband

f
Rb fc

2*Rb
© Thierry Debaene Spread Spectrum and OFDM 31
BPSK modulator

© Thierry Debaene Spread Spectrum and OFDM 32


Differential PSK (DPSK)

2 phases: 0° and 180° encode 1 bit:
– binary 0 is transmitted with same phase as previous carrier phase and
– binary 1 is transmitted with an opposite phase as previous carrier phase

DPSK is also called Differential Binary-PSK (DBPSK)

to avoid the ambiguity of phase (of BPSK and QPSK) when
the constellation is rotated by some effect in the channel,
the DPSK carrier phase is no longer ‘set’ according the data but
coded with reference to the previous carrier phase

theoretically, DBPSK has double the BER of BPSK but
with the real-world channel phase-shift introduction,
DBPSK yields a better error rate than ordinary schemes

no improvement in bandwith utilisation or fewer harmonics

inefficient linear power amplifiers are still required

Symmetric DPSK (SDPSK), a DPSK variant, uses +90° and -90°
© Thierry Debaene Spread Spectrum and OFDM 33
Differential Phase Shift Keying (2)

data Cn-1 Cn

0 0° 0°
0 180° 180°
1 0° 180°
1 180° 0°

initial 1 0 0 1 1 0 1 0 0 0 1 0
=>

180° => 180° 180° 0° 180° 180° 0° 0° 0° 0° 180° 180°

the next symbol carrier phase is referred to the previous phase


© Thierry Debaene Spread Spectrum and OFDM 34
PSK modulation BER

© Thierry Debaene Spread Spectrum and OFDM 35


Quadrature Phase Shift Keying
BPSK is transmitting just one bit per symbol

increasing the number of symbols (bits) per second would
result in an increase in the signal's bandwidth

we can preserve the bandwidth if we keep the symbol rate
the same and increase the number of bits per symbol
Quadrature PSK (QPSK or 4-PSK) encodes 2 bits with:

4 phase shifts

constellations: 45°, 135°, 225° and 315° or
0°, 90°, 180° and 270°

A cos(2πfct + π/4) binary 11


A cos(2πfct + 3π/4)π/4) binary 01
v(t) =
A cos(2πfct - 3π/4)π/4) binary 00
© Thierry Debaene A cos(2πf t - π/4)
Spread Spectrum
c
and OFDM binary 10 36
Quadrature Phase Shift Keying (2)

4 possible states (symbols) transmit 2 bits per symbol

better use of bandwidth (spectral efficiency)

more complex receiver

used in satellite communications (DVB-S & DVB-S2)

DQPSK is diferential encoded variant

(90°) 01
(13π/4)5°) 01 11 (45°)
(180°) 00 11 (0°)

(-13π/4)5°) 00 10 (-45°)
(270°) 10

on-axis off-axis
© Thierry Debaene Spread Spectrum and OFDM 37
Quadrature Phase Shift Keying (3)
01 11 01 11

00 10 00 10

01 11 01 11

00 10 00 10

QPSK: max.180° 90° 90° 90°

© Thierry Debaene Spread Spectrum and OFDM 38

11 01 00 10
Quadrature Phase Shift Keying (4)

2 x bandwidth efficiency of BPSK

max 180° phase jumps => a lot of harmonics !

180° phase jump


© Thierry Debaene Spread Spectrum and OFDM 39
Quadrature Phase Shift Keying (5)

AWGN: Additive White Gaussian Noise


QPSK is a highly robust modulation scheme:
– less prone to constellation distortion i.e. position of points
(non-linearity of Tx Power Amplifier)
– good noise immunity (AWGN)
© Thierry Debaene Spread Spectrum and OFDM 40
QPSK signal I channel

max 180° phase jump

1 1 -1 -1 -1 1 1 1 odd

2.T Q channel
T
even

T = bit period (time)

© Thierry Debaene Spread Spectrum and OFDM 41


QPSK modulator

Remember: v(t) = A cos(2πfct + Φ)


= I cos(2πfct) – Q sin(2πfct)
© Thierry Debaene Spread Spectrum and OFDM 42
with I = A cos(Φ) and Q = A sin(Φ)
Offset QPSK (OQPSK)
● Q component delayed Tb seconds I channel


max 90° phase jump
odd

Q channel
T 2.T

even
T
T = bit period (time)

© Thierry Debaene Spread Spectrum and OFDM 43


OQPSK modulator

© Thierry Debaene Spread Spectrum and OFDM 44


PSK modulation spectra

10

© Thierry Debaene Spread Spectrum and OFDM 45


n-PSK modulation BER

© Thierry Debaene Spread Spectrum and OFDM 46


Quadrature Amplitude Modulation

QAM combines phase and amplitude modulation

constellation points on crossroads of perpendicular lines

requires highly linear power amplifier as any non-linearity
results in distortion of the constellation

small Euclidian distance, more affected by noise than QPSK
resulting in a higher BER but better than APSK

the many power levels used result in high PAPR

used in WiFi and 4G/5G systems

Euclidian distance:

a metric indicating the distance between constellation points
Peak to Average Power Ratio (PAPR):

a metric indicating theSpread
© Thierry Debaene
difference in power between the maximum
Spectrum and OFDM 47
and the average power to transmit the signal
(Rectangular) 16-QAM
16-QAM:
- 4 bits (24 = 16 symbols)
- 12 different angles
- 3 different amplitudes

constellation points are


on crossroads of
perpendicular lines

© Thierry Debaene Spread Spectrum and OFDM 48


(Rectangular) 64-QAM

© Thierry Debaene Spread Spectrum and OFDM 49


Hierarchical 64-QAM

used by DVB-T that
modulates 2 separate data streams in 1 single DVB-T stream

the 64-QAM constellation points are grouped into
– a high-priority QPSK stream and
– a low-priority 16-QAM stream

good reception resolves the
entire 64-QAM constellation

poor reception resolves only
the QPSK portion

© Thierry Debaene Spread Spectrum and OFDM 50


QAM modulation BER

© Thierry Debaene Spread Spectrum and OFDM 51


Spectral Efficiency Summary
modulation bits/symbol spectral efficiency error-free Eb/N0
type bits/sec/Hz dB
BFSK 1 1 13
MSK 1 1.3
GMSK 1 1.35
BPSK 1 1 10.5
QPSK (4-PSK) 2 2 10
4-QAM 2 2 10
8-PSK 3 3 14.5
16-QAM 4 4 15
16-PSK 4 4 18
64-QAM 6 6 18.5
256-QAM 8 8 24
1024-QAM 10 10 28
4096-QAM 12 12 33.5

© Thierry Debaene Spread Spectrum and OFDM 52


Content
Intro
Technical background
Multi-Carrier Systems
Multiplexing Techniques: FDM, WDM, TDM and OFDM
(new) Multiple Access Techniques:
OFDMA and
SC-FDMA

© Thierry Debaene Spread Spectrum and OFDM 53


Single- versus Multi-Carrier Systems
Single-Carrier System Multi-Carrier System

symbol uses all of the ●
available spectrum divided into
available spectrum (W) many (N) narrow bands (W/N)

Short symbol duration ●
Data is divided into parallel data
streams each transmitted on a
separate band

Long symbol duration

© Thierry Debaene Spread Spectrum and OFDM 54


N = {1...n} integer
Multi-Carrier approach
Split the data stream in N parallel streams
each with R = Rb/N and T = N.Tb
Example, in DVB-T : N = 2000
Now R = 25 kb/s → T = 40 μs
Condition τ < T is easy to fulfill !!!

τ = delay spread, T = bit period


© Thierry Debaene Spread Spectrum and OFDM 55
Content
Intro
Technical background
Multi-Carrier Systems
Multiplexing Techniques: FDM, WDM, TDM and OFDM
(new) Multiple Access Techniques:
OFDMA and
SC-FDMA

© Thierry Debaene Spread Spectrum and OFDM 56


Multiplexing Techniques
Multiplexing:
– a method by which multiple analog or digital signals are
combined into one signal over a shared medium
– sharing scarse resources e.g. in telecommunications,
several telephone calls may be carried using one wire
– multiplexed signal is transmitted over a communication
channel such as a cable or wireless link
– divides the capacity of the communication channel into
several logical channels, one for each message signal
or data stream to be transferred

© Thierry Debaene Spread Spectrum and OFDM 57


Multiplexing Techniques

© Thierry Debaene Spread Spectrum and OFDM 58


Content
Intro
Technical background
Multi-Carrier Systems
Multiplexing Techniques: FDM, WDM, TDM and OFDM
(new) Multiple Access Techniques:
OFDMA and
SC-FDMA

© Thierry Debaene Spread Spectrum and OFDM 59


Freq. Division Multiplexing (FDM)
In FDM transmissions the independent signals to transmit are
shifted in frequency and then simultaneously transmitted
adjacent frequencies are separated by a guard band
each frequency contains data from a different user
Guard Bands

© Thierry Debaene Spread Spectrum and OFDM 60


Freq. Division Multiplexing (2)
FDM Advantages

Lower bit rate per carrier resulting in less or no ISI
FDM Disadvantages

Inefficient use of frequency spectrum (compared to OFDM)

Tuned sub-channel receiver filters are required

© Thierry Debaene Spread Spectrum and OFDM 61


Content
Intro
Technical background
Multi-Carrier Systems
Multiplexing Techniques: FDM, WDM, TDM and OFDM
(new) Multiple Access Techniques:
OFDMA and
SC-FDMA

© Thierry Debaene Spread Spectrum and OFDM 62


Wavelength DM (WDM)
In WDM (Wavelength Division Multiplexing)
optical signals of different wavelength (frequency) are
simultaneously transmitted through an optical link
each optical signal (color) contains data from a different user
WDM is for optical signals what FDM is for frequencies

© Thierry Debaene Spread Spectrum and OFDM 63


Coarse versus Dense WDM
CWDM (Coarse Wavelength Division Multiplexing):
optical signals are 20 µm wide
DWDM (Dense Wavelength Division Multiplexing):
optical signal are 0,8 µm wide
20 µm

0,8 µm

© Thierry Debaene Spread Spectrum and OFDM 64


Content
Intro
Technical background
Multi-Carrier Systems
Multiplexing Techniques: FDM, WDM, TDM and OFDM
(new) Multiple Access Techniques:
OFDMA and
SC-FDMA

© Thierry Debaene Spread Spectrum and OFDM 65


Time Division Multiplexing (TDM)
TDM transmission:
samples of each channel are transmitted one after the other
i.e. on a time-sharing bases
a frame (fixed length) consists of multiple TimeSlots (TS)
E1 = 1 sync TS + 31 * 64kbps user TSs for a total of 2048Kbps

© Thierry Debaene Spread Spectrum and OFDM 66


Synchronous versus Statistical TDM
Synchronous TDM (TDM):
fixed length TimeSlots (TS) fixed assigned per channel
wastes TimeSlots when channels are idle

Statistical TDM (STDM):


allocates variable TimeSlots dynamically based on demand
requires address and data length to be send with data
resulting in overhead (reduced throughput)

© Thierry Debaene Spread Spectrum and OFDM 67


Content
Intro
Technical background
Multi-Carrier Systems
Multiplexing Techniques: FDM, WDM, TDM and OFDM
(new) Multiple Access Techniques:
OFDMA and
SC-FDMA

© Thierry Debaene Spread Spectrum and OFDM 68


OFDM history

OFDM was introduced in 1950 but was only completed in 1960's
– Originally grew from Multi-Carrier Modulation used in high frequency
military radio

Patent granted in 1970's

Earlier OFDM wasn't popular
– Large arrays of sinusoidal generators and coherence demodulators
– Too expensive and complex

Later DFT became a known solution to the arrays of generators
and demodulators
– It was still not popular as there is no efficient method to perform the IFFT
and FFT operations

Advances in VLSI technology
© Thierry Debaene
allowing the implementation of
Spread Spectrum and OFDM 69
fast
and cheap FFT and IFFT operations drove the OFDM popularity
OFDM Applications

802.11a/g, 802.11n/ac/ax & 802.11ad (WiFi)

DVB-T, DVB-H, T-DMB

DAB, DRM (Digital Radio Mondiale)

ADSL, SDSL and VDSL, VDSL-2

PLC (Power Line Communication)

802.16(d) (Fixed WiMAX)

downlink path LTE (4G) and LTE-Advanced

certain Ultra Wideband (UWB)
© Thierry Debaene Spread Spectrum and OFDM 70
Orthogonal Frequency DM (OFDM)
In OFDM transmissions the data being transmitted is
split into independent data streams,
modulated per stream on orthogonal carriers and then
re-multiplexed to create the OFDM-signal.

OFDM is a special form of Freq. Division Multiplexing (FDM)

Single-carrier FDM Trucking Company

© Thierry Debaene Spread Spectrum and OFDM 71


Orthogonal Frequency DM (2)
OFDM modulation consists of multiplexing QAM data symbols
over a large number of orthogonal carriers (called sub-carriers)

BPSK QPSK 16-QAM 64-QAM

© Thierry Debaene Spread Spectrum and OFDM 72


OFDM sub-carriers
Sub-carrier spacings are selected so, that they are
mathematically orthogonal to each other i.e. the peak of one
sub-carrier coincides with the zero-crossing of the next.
Amplitude

peak
(sin x)
sinc x=
zero-crossing
x

Frequency

∆f
© Thierry Debaene Spread Spectrum and OFDM 73
FDM versus OFDM
FDM non-overlapping carriers
(guard band) are spaced apart in such
a way that signals can be received and
demodulated with conventional filters
and demodulators.

OFDM overlapping carriers save


50% bandwidth compared to FDM

© Thierry Debaene Spread Spectrum and OFDM 74


OFDM Orthogonality importance

s(t) = sin(m ωt) with m, n integer

s(t) = sin(m ωt) . sin(n ωt )

1 1
s(t)= cos(m−n)ω t − cos (m+ n)ω t
2 2
(2 π) (2 π)
1 1
s(t )= ∫ ( cos(m−n)ω t )− ∫ ( cos(m+ n)ω t )
0 2 0 2
s(t) = 0 – 0 => Orthogonal, frequency sin(m ωt) does not disturb frequency sin(n ωt )
© Thierry Debaene Spread Spectrum and OFDM 75
Minimum sub-carrier spacing
Frequencies f1 and f2 over a period T are orthogonal when
T

∫ cos(2π f 1 t + ϕ).cos(2 π f 2 t )=0


0

Integrating and applying the limits, the above simplifies to

(sin (2 π (f 1 + f 2)T )) (sin (2 π (f 1 −f 2)T )) (cos(2 π (f 1 + f 2 )T )−1) (cos(2 π( f 1 −f 2 )T )−1)


cos(ϕ).[ + ]+ sin (ϕ) .[ + ]=0
(2 π (f 1 + f 2)) (2 π (f 1 −f 2)) (2 π (f 1+ f 2 )) (2 π( f 1− f 2 ))

sin(nπ) = 0 and cos(2nπ) = 1 for n = integer

Assume (f1 + f2 )T is integer, sin(2π(f1 + f2 )T) = 0 and cos(2π(f1 + f2 )T) = 1, then

(sin(2 π (f 1 −f 2 )T )) (cos(2 π (f 1− f 2 )T )−1)


cos(ϕ).[ ]+ sin(ϕ).[ ]=0
(2 π (f 1−f 2)) (2 π (f 1 −f 2 ))

© Thierry Debaene Spread Spectrum and OFDM 76


Minimum sub-carrier spacing (2)
(sin(2 π (f 1 −f 2 )T )) (cos(2 π (f 1− f 2 )T )−1)
cos(ϕ).[ ]+ sin(ϕ).[ ]=0
(2 π (f 1−f 2)) (2 π (f 1 −f 2 ))

For an arbitrary value of Ф form 0 to 2π (any phase difference between 2 sinusoids), the
above equation is zero when the cosine term is equal to 1 and the sine term is equal to 0.
To get this, we need to have

2 π (f 1 −f 2 )T =2 π n
n
f 1 −f 2=Δ f = n = integer number
T
The minimum sub-carrier spacing (when minimum value of n = 1) is

1
f 1 −f 2=Δ f = T = symbol time
T
© Thierry Debaene Spread Spectrum and OFDM 77
4 sub-carriers = 1 OFDM-signal
n=1

n=2

n=3

n=4

OFDM-signal

© Thierry Debaene Spread Spectrum and OFDM 78


OFDM-signal example

5 sub-carriers

© Thierry Debaene Spread Spectrum and OFDM 79


(analog) OFDM modulator principle
Low data
rate
PSK-
modulator
1 OFDM-signal
Rb =
n Tb
sin (2 π f t )
High data
rate
PSK-
FEC
Rb =
1
S/P modulator ∑ PA
1
Tb Rb =
n Tb
sin (2 π( f + Δ f )t) sin (2 π f C t )

...
PSK- up-converter
modulator 2.4 or 5 GHz.
1
Rb =
n Tb
© Thierry Debaene
sin (2 π( f + n Δ f )t )
Spread Spectrum and OFDM 80
Problem analog OFDM modulator
at Transmitter:

Large scale integration of 64 ... 8192 oscillators (f, f+∆f,
f+2∆f, ... f+8191∆f) each locked to the other so that the
frequencies are exact multiples

at Receiver:

64 ... 8192 narrow bandpass filters needed

= difficult to build with discrete electronic components


=> Digital Signal Processing (DSP) to the rescue !

© Thierry Debaene Spread Spectrum and OFDM 81


Fourier Analysis
Recap.:

Fourier Series equation,

Discrete Fourier Transform (DFT)

Fast Fourier Transform (FFT)

© Thierry Debaene Spread Spectrum and OFDM 82


Fourier Analysis
Fourier analysis tells us that
an arbitrary periodic wave f(t),
can be represented by
a sum of sine and cosine waves
N N
f (t)=a 0+ ∑ a n sin(n ω t )+ ∑ b n cos ( n ω t )
n=1 n=1

© Thierry Debaene Spread Spectrum and OFDM 83


Fourier Analysis example
f(t)

f(t) = s1(t) + s2(t) + s3(t)

Period T = 1 sec.
T
s1(t) s3(t) s2(t)

1 Hz. 4 Hz. 2 Hz.


© Thierry Debaene Spread Spectrum and OFDM 84
Fourier Analysis example (2)

© Thierry Debaene Spread Spectrum and OFDM 85


Frequency and Time relation

Time

Frequency

Amplitude

© Thierry Debaene Spread Spectrum and OFDM 86


Discrete Fourier Transform (DFT)
N samples of a periodic wave N frequencies composing the periodic wave

Time Frequency

1 (one) period
N-point DFT

DFT = convert N time samples of a periodic wave into N frequencies therein

© Thierry Debaene Spread Spectrum and OFDM 87


Fast Fourier Transform (FFT)
Integration time
Sample 1
Signal before ADC
after DAC

Sample N

N-point N = power of 2
(to allow fast
IFFT transforms)

N orthogonal frequencies

© Thierry Debaene Spread Spectrum and OFDM 88


Total bandwidth
OFDM modulator

OFDM-signal

Constellaion Mapper
...

...

...
N-point IFFT
S/P P/S CP, DAC &
FEC
LPF PA

sin (2 π f C t )
...

...

...

up-converter
2.4 or 5 GHz.

© Thierry Debaene Spread Spectrum and OFDM 89


OFDM mod: Constellation Mapper
The Constellation Mapper converts (modulates)

bits into complex values (constellation points)

© Thierry Debaene Spread Spectrum and OFDM 90


OFDM modulator: IFFT

© Thierry
Thierry Debaene
Debaene Spread Spectrum and OFDM 91
OFDM Cyclic Prefix Insertion

The OFDM-signal is transmitted per symbol (in block), multipath
delay will cause Inter Symbol Interference (Inter block Interference)
Therefore, a guard period is introduced to combat ISI

Zero Padding as guard period
– Add “zeros” (no signal) to each symbol
– Destroys the orthogonality (periodicity) needed by FFT / IFFT

Cyclic Prefix (CP) as guard period
– First few samples are copied to the back of each symbol
– Simple trick to keep the orthogonality

© Thierry Debaene Spread Spectrum and OFDM 92


OFDM Cyclic Prefix insertion

© Thierry Debaene Spread Spectrum and OFDM 93


OFDM Cyclic Prefix insertion

© Thierry Debaene Spread Spectrum and OFDM 94


OFDM Advantages

Can easily adapt to severe channel conditions without
complex equalization (adaptive modulation).

Robust against narrow-band co-channel interference.

Robust against inter symbol interference (ISI) and fading
caused by multipath propagation (delay spread).

High spectral efficiency (bits/sec/Hz.) as compared to
conventional modulation schemes, spread spectrum, etc.

Efficient implementation using Fast Fourier Transform (FFT).

Low sensitivity to time synchronization errors.

Tuned sub-channel receiver filters are not required (unlike
conventional FDM).
© Thierry Debaene Spread Spectrum and OFDM 95
OFDM Disadvantages

Sensitive to small carrier frequency offsets (Doppler shift).

Sensitive to frequency synchronization problems.

High peak-to-average-power ratio (PAPR), requiring linear
transmitter circuitry, which suffers from poor power
efficiency (drains the battery).

Loss of efficiency caused by cyclic prefix/guard interval.

© Thierry Debaene Spread Spectrum and OFDM 96


Peak to Average Power Ratio (PAPR)

An OFDM-signal is the sum of many separate sinusoids who,
in worst case, add constructively resulting in high peaks

The use of a large number of sub-carriers introduces a high
PAPR in OFDM systems

PAPR can be defined as the relationship between the
maximum power of a sample in an OFDM symbol and its
average power

● Where Ppeak and Paverage are the peak and average power of a
given OFDM symbol

© Thierry Debaene Spread Spectrum and OFDM 97


Peak to Average Power Ratio (2)

A high PAPR appears when a number of subcarriers of a
given OFDM symbol are out of phase with each other

© Thierry Debaene Spread Spectrum and OFDM 98

acceptable PAPR increase in PAPR of about 2.5 dB


OFDM Flavors
OFDM is a generic name for

COFDM (Coded OFDM) uses FEC coding and interleaving
techniques to overcome transmission disturbances
Other OFDM variations

Flash-OFDM (Fast Low-latency Access with Seamless Hand-off
OFDM) uses fast frequency-hopping spread spectrum technology

MIMO-OFDM (Multiple Input Multiple Output + OFDM) used in
802.11n/ac wireless LAN, WiMax, LTE & LTE Advanced

OFDMA (OFD Multiple Access)

VOFDM (Vector OFDM) a Broadcom & Cisco Wireless MAN,

W-OFDM (Wideband Spread
© Thierry Debaene
OFDM) Spectrum and OFDM 99
Adaptive OFDM

Most OFDM systems use a fixed modulation scheme
over all sub-carriers for simplicity

With Adaptive OFDM, each carrier in an OFDM system
can have a different modulation scheme maximizing
the spectral efficiency by choosing the highest
modulation scheme that gives an acceptable BER

© Thierry Debaene Spread Spectrum and OFDM 100


Content
Intro
Technical background
Multi-Carrier Systems
Multiplexing Techniques: FDM, WDM, TDM and OFDM
(new) Multiple Access Techniques:
OFDMA and
SC-FDMA

© Thierry Debaene Spread Spectrum and OFDM 101


OFDMA Applications

802.11ax (WiFi)

802.16e/m (Mobile WiMAX)

802.20 (MBWA)

downlink path LTE (4G) and LTE-Advanced

© Thierry Debaene Spread Spectrum and OFDM 102


OFD Multiple Access (OFDMA)

OFDM as such is not multi user because all sub-
carriers in a channel are used to facilitate a single link

Orthogonal Frequency Division Multiple Access
(OFDMA) is a multi-user version of the OFDM digital
modulation scheme achieving Multiple Access by
assigning subsets of subcarriers to individual users

© Thierry Debaene Spread Spectrum and OFDM 103


OFDMA Flavors
OFDM Multiple Access variants:

OFDM-FDMA known as OFDMA where each users is allocated
a pre-determined band of sub-carriers
– Block FDMA = a group of adjacent sub-carriers
– Random allocation = random allocation of sub-carriers
– Interleaved FDMA = combine spread sub-carriers

OFDM-TDMA were a user is allocated all the sub-carriers for the
duration of an OFDM symbol

OFDM-CDMA were user data is spread over several sub-
carriers and/or OFDM symbols using spreading codes, and
combine these signals with other users
© Thierry Debaene Spread Spectrum and OFDM 104
OFDM-FDMA Flavors

f f f

t t t

Localized sub-carriers Distributed sub-carriers


(LTE SC-FDMA) (LTE SC-FDMA)

© Thierry Debaene Spread Spectrum and OFDM 105


OFDMA Advantages

Allows different users to transmit over different portions
(channels) of the broadband spectrum

Different users perceive different channel qualities as a deep
fade channel for one user may still be favorable for others

© Thierry Debaene Spread Spectrum and OFDM 106


OFDMA Disadvantages

A tight synchronization between users is required for FFT at
receiver side hence the need for Pilot sub-carriers

More complex processing to minimize co-channel (group of
sub-carriers) interference compared to OFDM

Dynamic sub-carrier allocation requires more coordination

© Thierry Debaene Spread Spectrum and OFDM 107

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