-1-
• Different axle loads
• Different operating speeds
• Curved and straight lines
• Urban and rural areas
• Tracks in transitions
• Tracks in level crossings
• Tracks on bridges, in tunnels or in another
way integrated in major engineering
structures
• Tracks on specific types of soil
-2-
cating resonance frequencies of the Frequency response function in inertance:
tested track (or track sample). Especially measurement on block supported track
the resonant frequency describing the 0.05
vertical vibration is suitable for deriving
the dynamic track stiffness, vibrating 0.045
mass and damping values, as given in
next figure [2,3]. Dynamic stiffness and
0.04
damping values are used for analysis of
free vibrations of the track, which cause
acoustic noise and vibration hindrance. 0.035
20
average
15
0.02
Linear trend
2-30.0 kN
10
5
0.015
0
0 0.5 1 1.5 2 2.5 3
displacement [mm] 0.01
Figure 3 Typical load-displacement diagram of
track structure 0.005
-3-
General optimization problem
To make a use of numerical optimization tech-
niques the optimization problem should be
stated in a general form that reads
Minimize
Rail
Railpads
Sleepers
F0 ( x ) → min , x ∈ R N (1)
subject to
Elastic bed
-4-
a (for brevity the indices k and j will be omit-
Approximation concept ted). To determine the components of vector a
the following weighted least-squares minimi-
The optimization problem (1)-(3) can be zation problem is to be solved [8]:
solved using a conventional method of
Find vector a that minimizes
mathematical programming. However, for
systems with many degrees of freedom the fi- P
∑ {w
~
nite element analysis can be time consuming. G (a ) = p [F ( x p ) −
( 0)
F ( x p , a )] 2 } (7)
As a result, the total computational effort of p =1
the optimization might become prohibitive.
This difficulty has been mitigated in the mid- Here F ( x p ) is the value of the original func-
seventies by introducing approximation con-
cepts [7]. tion from (1)-(2) evaluated at the point of the
design parameters space x p , and P is the
According to the approximation concepts the
original functions (1)-(2) are replaced with ap- total number of such points; w (p0) is a weight
proximate ones which are computationally factor that characterises the relative contribu-
less time consuming. Instead of the original tion of the information about the original func-
optimization problem (1)-(3) a succession of
tion at the point x p . For the numerical exam-
simpler approximated subproblems similar to
the original one formulated using the ap- ples the multiplicative form of the approxi-
proximation functions is to be solved. Each mating function has been chosen, which has
simplified problem then has the following the form
form:
P
∏ (x )
~
Minimize F ( x) = a0 i
ai
(8)
i =1
F0k ( x ) → min , x ∈ R N
~
(4)
The optimization process is controlled by
subject to changing the move limits in each iteration
step. The main rules of the strategy of
F jk ( x ) ≤ 1,
~
j = 1,..., M (5) changing of the move limits employed in the
method are:
and • if the approximating functions do not ade-
quately represent the original ones in the
Aik ≤ x i ≤ Bik , Aik ≥ Ai , Bik ≤ Bi , i = 1,..., N , ( 6 ) current optimum point, what means that
the search subregion is larger than the
where the superscript k is the number of the range of applicability of the current ap-
~ proximations, the move limits (6) are
iteration step, F is the approximation of the
changed to reduce the size of the search
original function F , Aik and Bik are move lim-
subregion;
its defining the range of applicability of the • if the approximations are good and the
approximations. solution of the optimization problem (4)-
Since the functions (4)-(5) are chosen to be (6) is an internal point of the search
simple and computationally inexpensive, any subregion it could be considered as the
conventional method of optimization [7] can solution of the original optimization prob-
be used to solve the problem (4)-(6). The so- lem (1)-(3), the search subregion is re-
duced;
lution of the problem x*k is then chosen as
• if the current optimum point belongs to the
starting point for the (k+1)-th step and the op- boundary of the search subregion (one of
timization problem (4)-(6) re-formulated with the move limits is active) whereas the ap-
new approximation functions proximations are good the size of the
F jk +1 ( x ) ≤ 1, ( j = 0,..., M ) and move limits
~
subregion is not changed on the next it-
eration.
Aik +1 and Bik +1 is to be solved. The process
The iteration process is terminated if the ap-
is repeated until the convergence criteria are
proximations are good, none of the move lim-
satisfied.
its is active and the search subregion is small
enough. More details about the weight coeffi-
Multipoint approximation method cients assignment, the move limits strategy
and the most recent developments of the
The approximation is defined as a function of method can be found in [9].
the design variables x and tuning parameters
-5-
Objectives for track optimization
Formulating the objectives for optimized track
structures requires first a keen consideration
on which response quantities characterize the
performance of track structures. The following
objectives which are considered to be impor-
tant, have been selected for optimization:
Objective 1. Based on the frequency response
function (FRF), resonant frequencies of
the track structure should coincide neither
with vehicle resonant frequencies, nor
with other structural resonant frequencies. Figure 7 Embedded Rail Structure installation near
Amplification at these frequencies should Best (the Netherlands)
be restricted [10]. These conditions lead
to better riding characteristics of the vehi- Recently a 3km slabtrack with ERS has been
cle and less effort on maintenance of installed in the southern part of the Nether-
tracks, vehicles and structures. lands (near Best). This structure consists of a
Objective 2. The acoustic characteristics of reinforced continuous concrete slab on a con-
the track structure can be estimated by a crete stabilized roadbed, which is placed on a
specific response quantity, a so-called sand base. In the slab two troughs at 1.5m
attenuation rate (distance damping). The spacing serve to incorporate UIC54 rails, a
attenuation rate characterizes the ability visco-elastic compound called Corkelast®, an
of a track structure to damp the vibrations elastic strip at the bottom of the troughs and
on different distances from the source. some construction utensils.
Acoustic noise radiating from the rails de- The above described ERS will be used later
creases as the attenuation rates increase. for the optimal design.
And this is favourable for the direct envi-
ronment of railway lines.
Objective 3. Wheel-rail contact forces should Existing track structure: testing and
be below prescribed values in order to re- simulation
duce rail and wheel wear. These forces
strongly depend on the rail surface ge- Geometry and product data came from Neth-
ometry. The standard deviation of these erlands Railways (NS Railinfrabeheer) and
forces should be lower than e.g. 20% of Edilon. Two important model parameters have
the static wheel-rail contact force [11]. been determined based on the excitation
This percentage is based on simulations hammer test. Dynamic stiffness and damping
with a moving vehicle on an average have been determined by performing this test
quality rail surface geometry for a suffi- with a 0.5 m sample of ERS. Five consecutive
cient time period. measurements in the unloaded situation
Apart from the above mentioned objectives, yielded results for the vertical vibration be-
other could be formulated and taken into ac- haviour of the rail in the visco-elastic com-
count during optimization. pound as shown in Figure 9.
The stiffness (k) and damping (c) parameters
of this compound have been obtained by fit-
Example ting the FRF of a single degree of freedom
mass-spring-damper system into the experi-
In this Section the proposed approach is mental data.
demonstrated by applying it to the design and
optimization of a specific slabtrack system, a
so-called Embedded Rail Structure (ERS).
Netherlands Railways has applied this system Embedded Rail
since the 60's on engineering structures
(bridges) and since the early 70's in concrete 0.6 m
slabs as well as in level crossings. Later, ERS Concrete slab
-6-
Frequency response function Simulation and test result FRF (Inertance)
0.08
An FRF has been computed for an infinite
ERS, which was for calculation purposes lim-
0.07
ited to 40m with elements of 0.04 m long.
Compared to the simulated FRF, an in-situ
test has been carried out on the ERS in the Simulation
0.06
Field test
0
0.2
Attenuation rate [dB/m]
-1
0.15
-2
0.1 -3
-4
0.05
-5
0 50 100 150 200 250 300 350 400 450 500
0 Frequency [Hz]
0 200 400 600 800 1000
Frequency [Hz] Figure 11 Attenuation rate of ERS
Figure 9 FRF of a 0.5 m sample of ERS
-7-
The waves are combined with random phase- For a given train moving with a pre-
difference. The standard deviation of this pro- scribed velocity along the ERS track with a
file is approximately 0.5 mm (for s=1.0) that given rail surface profile minimize the inverse
corresponds to high-speed lines of average resonant frequency of the structure f 0
quality. The rail (total length 270 meters) is
modelled using elements of 0.01 m. 1
F0 ( x ) = → min . ( 10 )
Results of simulations at 3 different velocities f0
(30, 60 and 90 m/s) are compared on maxi-
mum and average wheel-rail contact forces The constrain has been imposed on the stan-
which corresponds to one wheel of TGV mo- dard deviation of the wheel-rail contact force
torcar. Each simulation takes 6/90 seconds, σ (P) , which should not exceed 20% of its
that corresponds the track length of 2, 4 or 6 static value Pst that reads
m respectively. The standard deviations of the
wheel-rail force on this full distance (including
σ ( P)
possible initial effects) are collected in Table F1 ( x ) = ≤ 0.2 . ( 11 )
1. Pst
30 60 90 Unit
m/s m/s m/s The resonant frequency defines the level of
St.dev. ( σ ) 12.05 28.59 38.84 kN the acoustic noise produced by a moving
Static 85 85 85 kN train, whereas the contact force describes the
wheel load wheel-rail wear. To obtain the optimum design
of the ERS the stiffness (k) and damping (c)
(µ)
parameters of the visco-elastic compound
Ratio (σ/µ) 14.2 33.6 46.0 %
have been chosen as design variables. Their
Table 1 Wheel-rail contact forces (initial design of lower and upper bounds are given in Table 2.
ERS) Initial Lower Upper Unit
value bound bound
This table shows that deviation in wheel-rail k 52 10 100 MN/m/m'
forces increases with velocity according to an
c 5.2 1 15 kNs/m/m'
almost linear extend.
s 0.5 0.1 1.5 -
Table 2 Design variables
Optimization of ERS
The optimization problem has been solved for
Using the requirements to the Embedded Rail the three train velocities. The numerical re-
Structure formulated in the previous section, sults of the optimization are given in Table 3,
two optimization problems have been formu- the attenuation rates and contact forces are
lated. These problems have been solved for shown in Figure 12 and Figure 13 respec-
three different velocities of the moving train. tively.
For the model of the train the realistic data of The constraints were satisfied for all three op-
the TGV train has been used. Both problems timum designs ( σ = 17.8 kN ). From Table 3 it
have been solved using the optimization can be seen that the optimum values of the
method described above, whereas the multi- stiffness and damping parameters of the
plicative function (8) has been used to ap- compound decrease as the velocity of the
proximate the objective and constrain func- 1
tions. The optimization problems and results
are presented and discussed below. 0
-1
In this problem the requirements related to the
acoustic noise hinder and wheel-rail wear -2
(see previous Section) have been chosen for
the optimum design of the ERS. To formulate 90 m/s
-3
the optimization problem in the general form 60 m/s
30 m/s
(1)-(3) the first requirement has been taken as -4
the criterion for the optimization (which de-
fines the objective function). The other re-
-5
quirement has been considered as a con- 0 50 100 150 200 250 300 350 400 450 500
Frequency [Hz]
straint. Thus, the following optimization prob-
lem is to be solved: Figure 12 Attenuation rate of optimum designs
(single criterion optimization)
-8-
Wheel/rail contact forces
f max s max
160
F0 ( x ) = + → min , ( 12 )
90 m/s f0 s
140 60 m/s
30 m/s
120
where
s - is the scaling coefficient defining the
Force [kN]
100
roughness of the rail surface (see (9));
80 f max and s max - are the maximum values of
60 f 0 and s respectively.
30 60 90 Unit 30 60 90 Unit
m/s m/s m/s m/s m/s m/s
Optimized 88.8 28.4 20.9 MN/ Optimized 39.5 21.1 10.0 MN/
stiffness k m/m' stiffness k m/m'
Optimized 12.5 13.8 6.46 kNs/ Optimized 15.0 15.0 10.8 kNs/
damping c m/m' damping c m/m'
Resonant fre- 200 110 100 Hz Resonant fre- 140 100 60 Hz
quency quency
Attenuation -4.2 -3.0 -2.7 dB/m Attenuation -3.4 -2.7 -2.8 dB/m
rate (max.) rate (max.)
Scale of sur- 0.5 0.5 0.5 - Optimized 1.11 0.61 0.71 -
face profile scale coef. (s)
St.dev.contact 17.8 17.8 17.8 kN St.dev.contact 17.8 17.8 17.8 kN
forces ( σ ) forces ( σ )
Static wheel 85 85 85 kN Static wheel 85 85 85 kN
load(µ) load (µ)
Ratio (σ/µ) 20 20 20 % Ratio (σ/µ) 20 20 20 %
Table 3 Results of single criterion optimization of Table 4 Results of multicriteria optimization of ERS
ERS (visco-elastic compound) (visco-elastic compound AND rail surface geome-
try)
-9-
1 noise and vibration performance, as well as
track maintenance requirements. The prob-
0 lems have been solved using a numerical op-
timization technique.
Attenuation rate [dB/m]
-1
The results showed that the proposed proce-
dure can effectively be used for the design of
-2
railway structures.
90 m/s
-3
60 m/s
30 m/s
-4
References
-5
0 50 100 150 200 250 300 350 400 450 500 1 CEN Standards on testing of fastening,
Frequency [Hz]
sleeper and rail, CEN/TC256/WG17 resp.
Figure 14 Attenuation rate of optimum designs WG16, draft or final versions of documents
(multicriteria optimization) dated between 1996 and 1998.
2 Man, A.P. de (1996) Determination of dy-
during long time repetitive loading (fatigue
namic railway track construction properties
test) should be taken into account and addi-
based on excitation hammer measurements.
tional constraint should be imposed on the
Report 7-96-110-13, Railway Engineering TU
value of the critical damping ratio.
Delft
3 Man, A.P. de (1998) Review of track struc-
Conclusions tures based on their dynamic properties. Pro-
ceedings of Wegbouwkundige werkdagen
CROW, Ede (in Dutch)
A procedure for design of railway track struc-
4 Kok. A.W.M. (1998) Moving loads and vehi-
tures, which includes numerical modelling and
cles on rail track structures. RAIL, user man-
dynamic analysis along with laboratory testing
ual, Railway Engineering TU Delft
and optimization, has been presented.
5 Esveld, C., Kok, A.W.M. (1998) Interaction
The computer program RAIL for the analysis Between Moving Vehicles and Railway Track
of railway structures under (high-speed) train at High Speed. Rail Engineering International,
loading has been described. The numerical 27, 3, 14-16.
model was verified using an excitation ham-
6 Van, M.A. (1997) Stability of Continuous
mer test.
welded Railtrack. Ph.D. Thesis, Civil Engi-
The procedure has been applied to the design neering TU Delft
of an Embedded Rail Structure for various 7 Barthelemy, J.-F.M., Haftka, R.T. (1993)
train velocities. Approximation Concept for Optimum Struc-
Several criteria for the optimization of an ERS tural Design – a Review. Structural Optimiza-
have been proposed. Mechanical properties tion, 5, 129-144
of the ERS have been determined using sin- 8 Toropov, V.V., Filatov, A.A., Polynkin, A.A.
gle and multiple criteria. The applied criteria (1993) Multiparameter Structural Optimization
have been related to the acoustic Using FEM and Multipoint Explicit Approxima-
Wheel/rail contact forces tions. Structural Optimization, 6, 7-14.
160
90 m/s 9 Toropov, V.V., Keulen, F. van, Markine,
140 60 m/s V.L., de Boer H. (1996) Refinements in the
30 m/s Multi-Point Approximation Method to Reduce
120 the Effects of Noisy Structural Response.
Proceedings of the 6-th
Force [kN]
100
AIAA/USAF/NASA/ISSMO Symposium on
80
Multidisciplinary Analysis and Optimization,
Bellevue WA, September 4-6 1996, Part 2,
60 941-951
10 Diels, J.W. (1998) Comparison between
40
existing Metro de Madrid two-block track sys-
20
tem and alternative track systems. Report 7-
0 0.01 0.02 0.03 0.04 0.05 0.06 0.07 98-110-17, Railway Engineering TU Delft
Time [s]
11 Esveld, C. (1989) Modern Railway Track.
Figure 15 Wheel-rail contact force of optimum de-
MRT-Productions, Zaltbommel, NL
signs (multicriteria optimization)
- 10 -