Distinctive character of state formation in Europe: cluster of independent powers that competed and
fought with one another, rather than a single regime. This situation made European powers effective and
aggressive in empire building overseas.
Mercantilism
- Indian Ocean
o Objective: control the trade in spices and luxury items
o Portuguese and Spanish fortified trading posts in the 1500s. Dutch, English and French in
the 1600s and 1700s
- Atlantic Ocean
o Objective: produce profitable commodity crops as sugar, cotton and tobacco
o Land-based strategy through European settlers and African slaves
At the beginning the goal was to find a quicker, all-water route to trading centers in Asia
1700s, English and French in India, at the time ruled by Mughal emperors in the north and regional chiefs in
the south
African coastal societies in most cases had formidable military capability that kept European intruders at
bay, together with the lack of immunity to the disease environment took a tool on soldiers
Spain: mission west to discover a new route to Asia, but instead Columbus found America in 1492
Dutch, French and English concentrated in the North of the American continent
French: resemblance with the European mercantile empires in Asia; acquire furs from American tribes
- 1663, Louis XIV put the empire under direct royal control. It began to attract settlers.
English
- Jamestown, 1607. Enormous amount of migrants form Great Britain. They came from all ranks of
society
o Religious migrants, relatively dense European settlement
13, independent from one another, yet subject to the monarchy and to Parliament
Increasing conflict on the high seas and in the colonial territories in the 1700s
- Ming and Qing managed to extend their imperial reach across central Asia
o Emperor: intermediary between divine realm and human existence
- Based on Confucianism: philosophical foundation for Chinese governance
o Bureaucracy (Mandarins) administered all practical functions of government (except
military affairs)
o Meritocracy: only well-schooled administrators could carry out the responsibilities of
government and act in the best interests of society
This enabled the government to navigate in periods of political turmoil
Ex: end of Ming dynasty in mid-1600s and Qing empire
China is a land-based empire, even if in the past it promoted an overseas empire in the Indian Ocean
The attacks of nomadic Mongols and Turkish in the north and the west pushed Chinese emperors towards
land-expansion and the build of the Great Wall.
2. Romanov Russia
- Central government that paralleled European patterns of state formation, yet the rise of the
empire resembled China’s model
o First through strategic marriages, diplomatic alliances and battlefield conquests
- Expanded into Novgorod, Lithuania, Astrakhan and Kazan, waging wars even with the nobility
o At his death, rivalry between nobles created a dynastic crisis that resulted with the
Romanov success
Romanov
- Absolute monarchy
o Common interests with the boyar nobles
Formidable army and control of middle class and peasantry
Boyars as a body to serve the state rather than defend its own separate territorial
and political interests
- Tax burden mainly on non-elites
o Serfdom abolished only in 1861
Expansion
- Ukraine, Baltic states, Poland and Northern Black Sea district, supporting Orthodox Christians in the
Balkans
- Push East: Urals, Volga, Siberia. Cossacks military expeditions
o Collision with the interest of Qing emperors in the Amur basin
o The idea was to make Siberia a commodity-producing region to serve Russian ambitions in
northern and eastern Europe
Mainly in the harvest of furs, that served as tributes
Similar to the plantation complex in the Atlantic
3. Safavid Iran
4. Mughal India
Mughal dynasty ruled over almost all of India, Pakistan, Bangladesh and parts of Afghanistan
Fractious religious policy and the imperial overreach into southern India contributed to the deterioration of
the empire
Settled on the eastern fringes of Byzantine territory in the late 1200s. Early principal figure: Osman
- Conquest of areas in eastern Europe in the 1300s and overthrowing the Byzantine emperor in 1453,
it expanded in North Africa, Arabia, Anatolia, Mesopotamia and Persian Gulf in the 1500s
o It remained intact until 1923
o Their advantage consisted in the Turkish cavalry brigades
o Conquest of Constantinople, renamed Istanbul
The Ottoman Empire presented themselves as the guardians of Islamic orthodoxy throughout the world
- Several sources of political legitimacy
2 types of governors
Justice:
Informal politics
The power was centralized especially during the reign of Suleyman I (1520-1566), when the Janissaries in
the military and in the state gained the upper hand.
Muslim government permitted religious minorities to exist even if they had to pay a special tax, the jizya. It
also allowed Christians and Jews to organize themselves into semi-independent communities
1700, Safavid presence required extensive Ottoman resources to hold the borders
- Underpaid Janissaries abandoned their allegiance to sultan and state for wives, lands and additional
incomes
- Bureaucracy collapsed
Empire building was a natural outgrowth of state formation and led to four critical processes of interaction
- Long-distance trade
- Migration
- Biological exchange
- Spread of knowledge
Chapter 3: International Markets and Global Exchange Networks
Trading products has been such a profitable economic activity that countelss merchants have been willing
to travel long distances
From the 1400s to the 1700s, large portions of sub-Saharan Africa, America, and Oceania became absorbed
into commercial transactions that sent American silver to Asia, American sugar to Europe, west African
slaves to America, Siberian and Canadian furs to Europe and China, spices and muskets.
Early modern trade did not constitute a comprehensive economic system. The volume of this global trade is
minimum, if compared with today’s standard. But still, large scale exchanges of material culture and
geopolitical implications.
Longstanding networks
The most intense commercial zone in the world was in the Indian Ocean basin
Central Asia: trade became much more tenuous as warring Turkish nomadic tribes and bandits threatened
the security of the travel, but Russia still experienced vigorous commercial activity
Africa:
Americas
Organization of trade
- Long-distance trade took a very long time to complete a circuit and carried all sorts of dangers and
uncertainties
o Diseases
o Bandits and pirates
- Transportation costs rose with the increase of risks
Need of alliance between the political state and the economic elite (mercantilism)
Temporary wives proved extremely useful in helping European men develop familiarity with local markets
Other system: commenda, one partner supplied capital while a second carried the labor.
Innovations in the Dutch and English financial systems facilitated the rise of capital.
- Joint stock companies. Directors answered to shareholders about the management and the
profitability of the companies.
Cities formed the spatial environment for exchange between foreign merchants and organization in the
early modern world
- Legal disputes
- Avoid violence by private parties, maintaining protection costs low
Individual merchants, agents, and investors sometimes functioned as independent operators who
partnered with different associates for specific operations.
Trade Diaspora
Doing business in a foreign land necessitated bridging the cultural divide with the host society. This was
facilitated by settlements of foreign residents in a particular district, city or market
- Jews: South America, Africa, Italy, eastern Mediterranean, Amsterdam, Ottoman realms
- Armenians: from Central Asia to the Mediterranean sea, Iran and Northern Europe.
Foreign agents in trade settlements reduced protection costs and provided merchant firms information
about conditions in different lands.
- Even with the Ming and Qing prohibitions and restrictions on trade after the mid-1400s, the
expanding markets in east Asia proved a boon to mercantile activity throughout the Indian Ocean.
o Better farming techniques increased both food and commercial crops
Traditional routs until the Portuguese circumnavigated Africa. Their military superiority permitted them to
use force to control shipping.
Arab, Indian, Indonesian and Chinese mariners found other routes and began to arm themselves.
- Mid-1500s, maritime Indian ocean network settled into a rhythm of commercial prosperity that
lasted for a century for regions in southeast Asia and throughout the early modern period for India,
China and Japan.
- Silver boosted commercial growth
o From Japan and America to China
- Mid-1600s
o Reduction of crop yields
o Economic problems and political crises
o Arrival of the Dutch
The VOC used force to replace their Portuguese rivals and intimidate local rulers to control spice
production.
- Circumventing the need for silver, the VOC enjoyed enormous success
o Disastrous for commerce among Asians
- Thousands of Chinese merchants left China for port cities in southeast Asia where they formed
sizable communities
- Commerce with Mughal India in textiles
Same general patterns as the maritime sector in the early modern period.
- Trade in many regions complemented the maritime networks and prospered into the mid-1700s
Why?
3 developments in the 1500s allowed for the expansion of trade in the Asian overland networks
Commerce across Asia’s overland networks brought a diverse array of people to buy and sell goods from
around the world-
- European infiltration
Commercial conflicts between Venice and the Ottoman empire between 1400s and 1500s, but after
Portuguese discovery of new routes, they both had much to lose.
- Triangular trade
o Manufactured goods from Europe to Africa in exchange for slaves
o Slaves brought to America, where sold for cash, sugar and other American products
o American products sold in Europe or in Asia (silver)
Merchants regularly violated the slave trading monopolies, high competition between the various
European countries.
Europeans traded slaves, gold, copper, ivory and cloth in Africa for muskets, textiles, iron, liquor and cowry
shells. The slave trade had a fundamental impact in African societies, even if the search for slaves was
highly regulated by local societies. Low density of males added incentive to polygamous marital
arrangements.
By the end of the 1700s, the decline of productivity as a result of the slave trade, started to damage African
industrial production.
The plantation system became the model for commodity agricultural production throughout the Americas
- Native depopulation
- Small number of European settlers repopulation with African slaves
Outside the plantation economy, native tribes traded anima furs and skins in return for firearms, alcohol
and other manufactured goods.
- Extensive colonization after the fall of the Aztec and Inca empires.
The roots of modern migration patterns extend back to the substantial movements of peoples in the early
modern age. As different ethnic communities established new homes in new places, various peoples
interacted with one another on an extensive scale for the first time and created new societies.
Among the 16th and 17th century 2 major developments intensified the demand for labor
Portuguese first raided the coasts of Africa and then inserted themselves into the African slave market,
increasing progressively the demand.
Buying and selling slaves formed an integral part of African society long before the Portuguese arrived.
They were victims of
- Warfare
- Judicial punishment
- Indebtedness
dangers:
- disease
- malnutrition
- bad weather
25 percent of all Africans died during the voyage, 25% of 10 millions = 2.5 millions => 12.5 millions captured
in Africa.
1791, St Domingue
- slaves and free mulattos revolted against the French colonial government.
o Birth of Haiti, the first ex-colonial country to become a republic alone, 1804 (13 years of
war)
Coerced labor represented the most cost-effective means to produce profits from the land
- Opposition to slavery began in the 1700s, after 300 hundreds of years of its birth
- Demand for agricultural labor. Native tribes participated fully in the trade.
o Increasingly violent environment in the geopolitics across the southeastern region.
Some tribes as the Apalachee incurred in heavy losses from war and slave raiders
Lack of trust convinced native tribal leaders to discontinue their slave raiding
alliances with colonial forces
To pay for the Atlantic crossing or to repay debts at home, men and women contracted with employers to
work for a specific period, 4-7 years
What permitted Europeans to plant themselves on the African coastline and carve out empires in America
was the generally the technological superiority and their ferociousness.
- Investments in ship-building
No major debates about the morality of enslavement. Many Europeans, Africans and Americans benefited
from the trade.
In 1700s, criticism of slavery (Enlightenment). In 1800s, decrease in economic profitability. In 1899, Brazil
banishes slavery, the last one.
European immigration 1.4 million. It grew because of reproduction. Still, great number of Africans, cultural
influence on the development of American culture.
- Religious practices
- Musical expressions
- Culinary traditions
The mixture of a great number of African cultures created new cultural expression in the Americas.
Among the Europeans, initially most migrants were men. Later they started sending children from
orphanages because no woman wanted to risk such a voyage. Later arrived also spontaneous emigration.
Local women played important functions, creating a social hierarchy based on ethnic gradations. High
gender disparity.
Since peoples of European descent dominated political, social and economic life, they brought their
institutions. Government, law, religion and language.
Introduction of Christianity. Catholic and Protestants brought their religion and converted slaves and
indigenous people. However, native American and African societies played an important role in the
development of popular culture. Religious beliefs blended old and new rites. Religious orders found that it
was particularly effective. Ex: Our lady of Guadalupe. African-Americans introduced novel forms of worship,
including dancing and music.
The colony’s language was the colonizer’s one. The creole languages used by blacks bled into the different
European vernacular dialects, creating an African-European mixture.
The colonial demand for labor in the early 16th century brought together Africans, Americans and
Europeans who formed multiethnic societies in the early modern world.
the early modern migration Russianized Siberia. Striking parallels with the transatlantic migrations
- Prized commodities, as salt, gold and copper. The most important were fur pelts. As sugar was to
the Caribbean, furs were to Siberia.
Land provided a source of income for a second wave of immigrants in the 1600s and 1700s.
- Support from the Russian Orthodox Church, presence of missionaries, repudiating Islam and
shamanistic religions.
First it was sent military and administrative personnel, missionaries and hunters. Then the peasants arrived,
as farmers or artisans.
- Strong cultural interaction with the local population. Among time, sexual interaction blended
ethnicities imperceptibly. Sometimes it was violent.
Russian peasants experienced the same type of restrictions and financial exactions that they had attempted
to flee in Muscovy and moved further east.
The eastward flow of Russians into Siberia formed one of the most extensive transcontinental interactions
in the early modern period, with dramatic implications for northern Asia. Conversion of the landscape into
an agricultural region. Same triangular dynamic as America.
Chinese migration towards:
Chinese immigrants became absorbed into the host society, surrendering their native identity. They
converted to Catholicism, Islam etc.
Mestizo societies, informed by both Chinese and local tradition. They maintained a strong sense of
“Chineseness”.
Some were sojourners, male migrants that experienced a part of their life in the south east and then, in a
second phase, returned in the home country. They were then replaced by new sojourners.
Chinese found homes, throughout southeast Asia because host societies regarded them as useful for their
own purposes. This is true also regarding Europeans.
Idea: provide security along the western frontier against Mongols and counter the Russian push into
northern Mongolia and the amur River basin.
This was supported by Confucianism, which emphasized the comprehensive reach of the emperor over all
peoples in Middle Kingdom, regardless of their ethnic background. This universalism was at the same time
in pair with policies to keep peoples separate.
There was a pull and push effect offered by governments and populations that caused migration.
Demand for land and labor, ambition and hopes for a better future. This created new societies across
America and Asia. Social hierarchies were reflected by ethnic reasons in most places.
Chapter 5: The Formation of New Demographic and Ecological
Structures
Human societies modify physical landscapes for agriculture and other activities.
Global expansion had significant environmental consequences. Migrants = carriers of biological systems,
familiar animals, bugs, weeds, parasites and diseases
Smallpox (vaiolo)
Europeans were exposed to a host of disease environments either directly through migration indirectly
through contact with Asiatic societies. Ex: bubonic plague afflict Europe periodically until the 1700s.
Other: smallpox, measles, influenza, mumps and dysentery. Those who survived acquired an immunity
from the pathogen for life.
Native populations were cut off from Eurasian pathogens and did not have the opportunity to develop any
biological resistance to these diseases.
Africans introduced malaria and yellow fever. Native population of Mesoamerica plunged from 14 million in
1520s to 3 million in the 1620s.
The disease arrived before Pizarro in the 1530s and crippled the Inca empire.
In north America, people survived generally hunting and fishing. The patterns of infection paralleled those
of South America.
The only American disease that arrived in Europe was syphilis. For Europeans these mortality rates only
confirmed their own confidence in divine favor for their conquests.
Diseases also accompanied Russians in their quest for furs and for land across Siberia. Smallpox and
sexually transmitted diseases (syphilis and gonorrhea)
South border of Africa and Oceania -> aborigines (1/3 of the population) and locals.
World’s population roughly doubled from 1500 to 1800. The movement of plants and animals played an
integral part in the increase of food production that drove population increase.
Dissemination of American crops into Africa followed the wake of European overseas incursions.
Transportation of animals that served as beasts of burden or sources of protein in Asia and Europe. Almost
no domesticated animals inhabited Americas.
Commercial crops: tobacco, cocoa, coffee. Europeans utilized American soils to grow specific Old World
commodity crops, as sugar cane, cotton and indigo.
Ecological impact
Deforestation
By the end of 16th century, deforestation in Europe led to scarcity of wood, especially in Britain and the
Netherlands.
- Expanding population required land to farm and raising livestock, wood to heat.
o Ship-building consumes wood
Brazil:
Caribbean:
- sugar plantations, destruction of the ecosystem, animals died or fled (if birds)
- cotton and tobacco plantations
North America
- deforestation
Siberia -> no export of wood, only for internal use. A little in Siberia, where people burnt forests to clear
land and create fertile soil. When the soil had lost its fertility it was converted in grazing land for livestock.
- Ming and Qing made agricultural policy a high priority in their social, economic and political
agendas
o Widespread destruction of forest through slash and burn methods.
o Introduction of American foods.
Deforestation in China surpassed the destruction of woods in any other part of the world, leading to
extensive erosion and the buildup of silt into waterways. Unpredictable and destructive flooding.
How did contemporaries understand these changes? Mixture of apprehension and opportunism.
Christianity and Confucianism were hostile to underdeveloped land
- Frontier settlers gave little thought to matters outside their own immediate self-interest
o Little restraint on human exploitation of natural resources
By 1700s, Venice ordered the reforestation of woodlands to counter soil erosion.
Confucian scholars recognized the connections between forest clearing, erosion
and flooding
Japan only country that tool effective measures to counter the problem of
wholesale land clearance.
Increase in fishing and whaling
Reduce consumption
Keep fertility in check through contraception and abortion
mining:
- mercury poisoned laborers, horses, cattle; imposing a heavy toll on local populations and producing
global consequences
Deer in North America, big cats in South America, China and Africa, and other big mammals.
- Frontier societies
o Killing of predators who threatened humans and livestock
Marine mammals = cheap sources of fuel and food for expanding population
In Africa and South America, big animals were also hunted as a sport, so they retreated beyond the frontier
of colonial settlement.
Coastal societies hunted whales, especially in Canada, Greenland and in the Pacific and Arctic oceans.
One beneficiary in this process was the Atlantic cod, which could enjoy a much more bounteous supply of
plankton and small crustaceans .
Cod was fished greatly. When yields dropped in a certain area, fishermen simply moved to more fertile
locations, enabling the depleted regions to recover.
The global expansion of peoples into frontier territories carried enormous consequences for the
relationship between human societies and natural ecosystems. Europeans had a biological advantage in
America, Siberia, South Africa and Oceania.
Constructions of knowledge
Ethnography
Conclusion