G.R. No. 137000. August 9, 2000 and consequently, prove her own citizenship and filiation by virtue
of the Principle of Jus Sanguinis, the perorations of the petitioner to
CIRILO R. VALLES, petitioner, vs. COMMISSION ON ELECTIONS the contrary notwithstanding.
and ROSALIND YBASCO LOPEZ, respondents.
DECISION On the other hand, except for the three (3) alleged important
PURISIMA, J.: documents . . . no other evidence substantial in nature surfaced to
confirm the allegations of petitioner that respondent is an Australian
This is a petition for certiorari under Rule 65, pursuant to Section 2, citizen and not a Filipino. Express renunciation of citizenship as a
Rule 64 of the 1997 Rules of Civil Procedure, assailing Resolutions mode of losing citizenship under Commonwealth Act No. 63 is an
dated July 17, 1998 and January 15, 1999, respectively, of the equivocal and deliberate act with full awareness of its significance
Commission on Elections in SPA No. 98-336, dismissing the petition and consequence. The evidence adduced by petitioner are
for disqualification filed by the herein petitioner, Cirilo R. Valles, inadequate, nay meager, to prove that respondent contemplated
against private respondent Rosalind Ybasco Lopez, in the May 1998 renunciation of her Filipino citizenship”.[1]
elections for governor of Davao Oriental.
In the 1995 local elections, respondent Rosalind Ybasco Lopez ran for
Rosalind Ybasco Lopez was born on May 16, 1934 in Napier Terrace, re-election as governor of Davao Oriental. Her opponent, Francisco
Broome, Western Australia, to the spouses, Telesforo Ybasco, a Rabat, filed a petition for disqualification, docketed as SPA No. 95-
Filipino citizen and native of Daet, Camarines Norte, and Theresa 066 before the COMELEC, First Division, contesting her Filipino
Marquez, an Australian. In 1949, at the age of fifteen, she left citizenship but the said petition was likewise dismissed by the
Australia and came to settle in the Philippines. COMELEC, reiterating substantially its decision in EPC 92-54.
On June 27, 1952, she was married to Leopoldo Lopez, a Filipino The citizenship of private respondent was once again raised as an
citizen, at the Malate Catholic Church in Manila. Since then, she has issue when she ran for re-election as governor of Davao Oriental in
continuously participated in the electoral process not only as a voter the May 11, 1998 elections. Her candidacy was questioned by the
but as a candidate, as well. She served as Provincial Board Member herein petitioner, Cirilo Valles, in SPA No. 98-336.
of the Sangguniang Panlalawigan of Davao Oriental. In 1992, she
ran for and was elected governor of Davao Oriental. Her election On July 17, 1998, the COMELEC’s First Division came out with a
was contested by her opponent, Gil Taojo, Jr., in a petition for quo Resolution dismissing the petition, and disposing as follows:
warranto, docketed as EPC No. 92-54, alleging as ground therefor
her alleged Australian citizenship. However, finding no sufficient “Assuming arguendo that res judicata does not apply and We are to
proof that respondent had renounced her Philippine citizenship, the dispose the instant case on the merits trying it de novo, the above
Commission on Elections en banc dismissed the petition, table definitely shows that petitioner herein has presented no new
ratiocinating thus: evidence to disturb the Resolution of this Commission in SPA No.
95-066. The present petition merely restates the same matters and
“A cursory reading of the records of this case vis-a-vis the incidents already passed upon by this Commission not just in 1995
impugned resolution shows that respondent was able to produce Resolution but likewise in the Resolution of EPC No. 92-54. Not
having put forth any new evidence and matter substantial in nature, declaring her a Filipino citizen duly qualified to run for the elective
persuasive in character or sufficiently provocative to compel reversal position of Davao Oriental governor.
of such Resolutions, the dismissal of the present petition follows as a
matter of course. Petitioner, on the other hand, maintains that the private respondent
is an Australian citizen, placing reliance on the admitted facts that:
xxx....................................xxx....................................xxx
a) In 1988, private respondent registered herself with the Bureau of
“WHEREFORE, premises considered and there being no new Immigration as an Australian national and was issued Alien
matters and issues tendered, We find no convincing reason or Certificate of Registration No. 404695 dated September 19, 1988;
impressive explanation to disturb and reverse the Resolutions
promulgated by this Commission in EPC 92-54 and SPA. 95-066. This b) On even date, she applied for the issuance of an Immigrant
Commission RESOLVES as it hereby RESOLVES to DISMISS the Certificate of Residence (ICR), and
present petition.
c) She was issued Australian Passport No. H700888 on March 3,
SO ORDERED.”[2] 1988.
Petitioner interposed a motion for reconsideration of the aforesaid Petitioner theorizes that under the aforestated facts and
Resolution but to no avail. The same was denied by the COMELEC circumstances, the private respondent had renounced her Filipino
in its en banc Resolution of January 15, 1999. citizenship. He contends that in her application for alien certificate
of registration and immigrant certificate of residence, private
Undaunted, petitioner found his way to this Court via the present respondent expressly declared under oath that she was a citizen or
petition; questioning the citizenship of private respondent Rosalind subject of Australia; and said declaration forfeited her Philippine
Ybasco Lopez. citizenship, and operated to disqualify her to run for elective office.
The Commission on Elections ruled that private respondent Rosalind As regards the COMELEC’s finding that private respondent had
Ybasco Lopez is a Filipino citizen and therefore, qualified to run for a renounced her Australian citizenship on January 15, 1992 before the
public office because (1) her father, Telesforo Ybasco, is a Filipino Department of Immigration and Ethnic Affairs of Australia and had
citizen, and by virtue of the principle of jus sanguinis she was a her Australian passport cancelled on February 11, 1992, as certified
Filipino citizen under the 1987 Philippine Constitution; (2) she was to by the Australian Embassy here in Manila, petitioner argues that
married to a Filipino, thereby making her also a Filipino citizen ipso the said acts did not automatically restore the status of private
jure under Section 4 of Commonwealth Act 473; (3) and that, she respondent as a Filipino citizen. According to petitioner, for the
renounced her Australian citizenship on January 15, 1992 before the private respondent to reacquire Philippine citizenship she must
Department of Immigration and Ethnic Affairs of Australia and her comply with the mandatory requirements for repatriation under
Australian passport was accordingly cancelled as certified to by the Republic Act 8171; and the election of private respondent to public
Australian Embassy in Manila; and (4) furthermore, there are the office did not mean the restoration of her Filipino citizenship since
COMELEC Resolutions in EPC No. 92-54 and SPA Case No. 95-066, the private respondent was not legally repatriated. Coupled with
her alleged renunciation of Australian citizenship, private
respondent has effectively become a stateless person and as such, is
disqualified to run for a public office in the Philippines; petitioner SEC. 4 xxx all inhabitants of the Philippine Islands continuing to
concluded. reside therein who were Spanish subjects on the eleventh day of
April, eighteen hundred and ninety-nine, and then resided in the
Petitioner theorizes further that the Commission on Elections erred Philippine Islands, and their children born subsequent thereto, shall
in applying the principle of res judicata to the case under be deemed and held to be citizens of the Philippine Islands and as
consideration; citing the ruling in Moy Ya Lim Yao vs. such entitled to the protection of the United States, except such as
Commissioner of Immigration,[3] that: shall have elected to preserve their allegiance to the Crown of Spain
in accordance with the provisions of the treaty of peace between the
“xxx Everytime the citizenship of a person is material or United States and Spain signed at Paris December tenth, eighteen
indispensable in a judicial or administrative case, whatever the hundred and ninety-eight. (underscoring ours)
corresponding court or administrative authority decides therein as to
such citizenship is generally not considered as res adjudicata, hence The Jones Law, on the other hand, provides:
it has to be threshed out again and again as the occasion may
demand. xxx” SEC. 2 That all inhabitants of the Philippine Islands who were
Spanish subjects on the eleventh day of April, eighteen hundred and
The petition is unmeritorious. ninety-nine, and then resided in said Islands, and their children
born subsequent thereto, shall be deemed and held to be citizens of
The Philippine law on citizenship adheres to the principle of jus the Philippine Islands, except such as shall have elected to preserve
sanguinis. Thereunder, a child follows the nationality or citizenship their allegiance to the Crown of Spain in accordance with the
of the parents regardless of the place of his/her birth, as opposed to provisions of the treaty of peace between the United States and
the doctrine of jus soli which determines nationality or citizenship Spain, signed at Paris December tenth, eighteen hundred and ninety-
on the basis of place of birth. eight, and except such others as have since become citizens of some
other country: Provided, That the Philippine Legislature, herein
Private respondent Rosalind Ybasco Lopez was born on May 16, provided for, is hereby authorized to provide by law for the
1934 in Napier Terrace, Broome, Western Australia, to the spouses, acquisition of Philippine citizenship by those natives of the
Telesforo Ybasco, a Filipino citizen and native of Daet, Camarines Philippine Islands who cannot come within the foregoing provisions,
Norte, and Theresa Marquez, an Australian. Historically, this was a the natives of the insular possessions of the United States, and such
year before the 1935 Constitution took into effect and at that time, other persons residing in the Philippine Islands who are citizens of
what served as the Constitution of the Philippines were the principal the United States, or who could become citizens of the United States
organic acts by which the United States governed the country. These under the laws of the United States if residing therein. (underscoring
were the Philippine Bill of July 1, 1902 and the Philippine Autonomy ours)
Act of August 29, 1916, also known as the Jones Law.
Under both organic acts, all inhabitants of the Philippines who were
Among others, these laws defined who were deemed to be citizens Spanish subjects on April 11, 1899 and resided therein including
of the Philippine islands. The Philippine Bill of 1902 defined their children are deemed to be Philippine citizens. Private
Philippine citizens as: respondent’s father, Telesforo Ybasco, was born on January 5, 1879
in Daet, Camarines Norte, a fact duly evidenced by a certified true Petitioner also contends that even on the assumption that the private
copy of an entry in the Registry of Births. Thus, under the Philippine respondent is a Filipino citizen, she has nonetheless renounced her
Bill of 1902 and the Jones Law, Telesforo Ybasco was deemed to be a Philippine citizenship. To buttress this contention, petitioner cited
Philippine citizen. By virtue of the same laws, which were the laws private respondent’s application for an Alien Certificate of
in force at the time of her birth, Telesforo’s daughter, herein private Registration (ACR) and Immigrant Certificate of Residence (ICR), on
respondent Rosalind Ybasco Lopez, is likewise a citizen of the September 19, 1988, and the issuance to her of an Australian passport
Philippines. on March 3, 1988.
The signing into law of the 1935 Philippine Constitution has Under Commonwealth Act No. 63, a Filipino citizen may lose his
established the principle of jus sanguinis as basis for the acquisition citizenship:
of Philippine citizenship, to wit:
(1) By naturalization in a foreign country;
(1) Those who are citizens of the Philippine Islands at the time of the
adoption of this Constitution. (2) By express renunciation of citizenship;
(2) Those born in the Philippine Islands of foreign parents who, (3) By subscribing to an oath of allegiance to support the constitution
before the adoption of this Constitution had been elected to public or laws of a foreign country upon attaining twenty-one years of age
office in the Philippine Islands. or more;
(3) Those whose fathers are citizens of the Philippines. (4) By accepting commission in the military, naval or air service of a
foreign country;
(4) Those whose mothers are citizens of the Philippines and, upon
reaching the age of majority, elect Philippine citizenship. (5) By cancellation of the certificate of naturalization;
(5) Those who are naturalized in accordance with law. (6) By having been declared by competent authority, a deserter of the
Philippine armed forces in time of war, unless subsequently, a
So also, the principle of jus sanguinis, which confers citizenship by plenary pardon or amnesty has been granted: and
virtue of blood relationship, was subsequently retained under the
1973[4] and 1987[5] Constitutions. Thus, the herein private (7) In case of a woman, upon her marriage, to a foreigner if, by virtue
respondent, Rosalind Ybasco Lopez, is a Filipino citizen, having been of the laws in force in her husband’s country, she acquires his
born to a Filipino father. The fact of her being born in Australia is nationality.
not tantamount to her losing her Philippine citizenship. If Australia
follows the principle of jus soli, then at most, private respondent can In order that citizenship may be lost by renunciation, such
also claim Australian citizenship resulting to her possession of dual renunciation must be express. Petitioner’s contention that the
citizenship. application of private respondent for an alien certificate of
registration, and her Australian passport, is bereft of merit. This
issue was put to rest in the case of Aznar vs. COMELEC[6] and in the petitioner’s claim that respondent must go through the process of
more recent case of Mercado vs. Manzano and COMELEC.[7] repatriation does not hold water.
In the case of Aznar, the Court ruled that the mere fact that Petitioner also maintains that even on the assumption that the
respondent Osmena was a holder of a certificate stating that he is an private respondent had dual citizenship, still, she is disqualified to
American did not mean that he is no longer a Filipino, and that an run for governor of Davao Oriental; citing Section 40 of Republic Act
application for an alien certificate of registration was not tantamount 7160 otherwise known as the Local Government Code of 1991, which
to renunciation of his Philippine citizenship. states:
And, in Mercado vs. Manzano and COMELEC, it was held that the “SEC. 40. Disqualifications. The following persons are disqualified
fact that respondent Manzano was registered as an American citizen from running for any elective local position:
in the Bureau of Immigration and Deportation and was holding an
American passport on April 22, 1997, only a year before he filed a xxx....................................xxx....................................xxx
certificate of candidacy for vice-mayor of Makati, were just (d) Those with dual citizenship;
assertions of his American nationality before the termination of his xxx....................................xxx....................................xxx”
American citizenship.
Again, petitioner’s contention is untenable.
Thus, the mere fact that private respondent Rosalind Ybasco Lopez
was a holder of an Australian passport and had an alien certificate of In the aforecited case of Mercado vs. Manzano, the Court clarified
registration are not acts constituting an effective renunciation of “dual citizenship” as used in the Local Government Code and
citizenship and do not militate against her claim of Filipino reconciled the same with Article IV, Section 5 of the 1987
citizenship. For renunciation to effectively result in the loss of Constitution on dual allegiance.[9] Recognizing situations in which a
citizenship, the same must be express.[8] As held by this court in the Filipino citizen may, without performing any act, and as an
aforecited case of Aznar, an application for an alien certificate of involuntary consequence of the conflicting laws of different
registration does not amount to an express renunciation or countries, be also a citizen of another state, the Court explained that
repudiation of one’s citizenship. The application of the herein dual citizenship as a disqualification must refer to citizens with dual
private respondent for an alien certificate of registration, and her allegiance. The Court succinctly pronounced:
holding of an Australian passport, as in the case of Mercado vs.
Manzano, were mere acts of assertion of her Australian citizenship “xxx the phrase ‘dual citizenship’ in R.A. No. 7160, xxx 40 (d) and
before she effectively renounced the same. Thus, at the most, private in R.A. No. 7854, xxx 20 must be understood as referring to ‘dual
respondent had dual citizenship - she was an Australian and a allegiance’. Consequently, persons with mere dual citizenship do
Filipino, as well. not fall under this disqualification.”
Moreover, under Commonwealth Act 63, the fact that a child of Thus, the fact that the private respondent had dual citizenship did
Filipino parent/s was born in another country has not been included not automatically disqualify her from running for a public office.
as a ground for losing one’s Philippine citizenship. Since private Furthermore, it was ruled that for candidates with dual citizenship,
respondent did not lose or renounce her Philippine citizenship, it is enough that they elect Philippine citizenship upon the filing of
their certificate of candidacy, to terminate their status as persons may be applied in cases of citizenship, the following must be
with dual citizenship.[10] The filing of a certificate of candidacy present:
sufficed to renounce foreign citizenship, effectively removing any
disqualification as a dual citizen.[11] This is so because in the 1) a person’s citizenship be raised as a material issue in a controversy
certificate of candidacy, one declares that he/she is a Filipino citizen where said person is a party;
and that he/she will support and defend the Constitution of the
Philippines and will maintain true faith and allegiance thereto. Such 2) the Solicitor General or his authorized representative took active
declaration, which is under oath, operates as an effective part in the resolution thereof, and
renunciation of foreign citizenship. Therefore, when the herein
private respondent filed her certificate of candidacy in 1992, such 3) the finding on citizenship is affirmed by this Court.
fact alone terminated her Australian citizenship.
Although the general rule was set forth in the case of Moy Ya Lim
Then, too, it is significant to note that on January 15 1992, private Yao, the case did not foreclose the weight of prior rulings on
respondent executed a Declaration of Renunciation of Australian citizenship. It elucidated that reliance may somehow be placed on
Citizenship, duly registered in the Department of Immigration and these antecedent official findings, though not really binding, to make
Ethnic Affairs of Australia on May 12, 1992. And, as a result, on the effort easier or simpler.[14] Indeed, there appears sufficient basis
February 11, 1992, the Australian passport of private respondent was to rely on the prior rulings of the Commission on Elections in SPA.
cancelled, as certified to by Second Secretary Richard F. Munro of the No. 95-066 and EPC 92-54 which resolved the issue of citizenship in
Embassy of Australia in Manila. As aptly appreciated by the favor of the herein private respondent. The evidence adduced by
COMELEC, the aforesaid acts were enough to settle the issue of the petitioner is substantially the same evidence presented in these two
alleged dual citizenship of Rosalind Ybasco Lopez. Since her prior cases. Petitioner failed to show any new evidence or
renunciation was effective, petitioner’s claim that private respondent supervening event to warrant a reversal of such prior resolutions.
must go through the whole process of repatriation holds no water. However, the procedural issue notwithstanding, considered on the
merits, the petition cannot prosper.
Petitioner maintains further that when citizenship is raised as an
issue in judicial or administrative proceedings, the resolution or WHEREFORE, the petition is hereby DISMISSED and the COMELEC
decision thereon is generally not considered res judicata in any Resolutions, dated July 17, 1998 and January 15, 1999, respectively,
subsequent proceeding challenging the same; citing the case of Moy in SPA No. 98-336 AFFIRMED.
Ya Lim Yao vs. Commissioner of Immigration.[12] He insists that the
same issue of citizenship may be threshed out anew. Private respondent Rosalind Ybasco Lopez is hereby adjudged
qualified to run for governor of Davao Oriental. No pronouncement
Petitioner is correct insofar as the general rule is concerned, i.e. the as to costs.
principle of res judicata generally does not apply in cases hinging on
the issue of citizenship. However, in the case of Burca vs. SO ORDERED.
Republic,[13] an exception to this general rule was recognized. The
Court ruled in that case that in order that the doctrine of res judicata
time of the finality of the Supreme Court En Banc Decision in the
DELA CRUZ V. CA consolidated cases of Civil Liberties Union vs. Exexcutive Secretary
[G.R. No. 138489. November 29, 2001] and Anti-Graft League of the Philippines, Inc. et al. vs. Secretary of
Agrarian Reform, et al., promulgated on February 22, 1991.[3] The
ELEANOR DELA CRUZ, FEDERICO LUCHICO, JR., SOLEDAD COA Memorandum further stated that the said Supreme Court
EMILIA CRUZ, JOEL LUSTRIA, HENRY PAREL, HELENA Decision, which became final and executory on August 19, 1991,[4]
HABULAN, PORFIRIO VILLENA, JOSEPH FRANCIA, CARMELLA declared Executive Order No. 284 unconstitutional insofar as it
TORRES, JOB DAVID, CESAR MEJIA, MA. LOURDES V. DEDAL, allows Cabinet members, their deputies and assistants to hold other
ALICE TIONGSON, REYDELUZ CONFERIDO, PHILIPPE LIM, offices, in addition to their primary offices, and to receive
NERISSA SANCHEZ, MARY LUZ ELAINE PURACAN, RODOLFO compensation therefor.
QUIMBO, TITO GENILO and OSCAR ABUNDO, as members of the
Board of the National Housing Authority from the period covering Accordingly, on October 23, 1997, NHA Resident Auditor Salvador J.
1991-1996, petitioners, vs. COMMISSION ON AUDIT, represented Vasquez issued Notice of Disallowance No. 97-011-061[5]
by its Commissioners, respondents. disallowing in audit the payment of representation allowances and
DECISION per diems of "Cabinet members who were the ex- officio members of
SANDOVAL-GUTIERREZ, J.: the NHA Board of Directors and/or their respective alternates who
actually received the payments." The total disallowed amount of
This petition for certiorari[1] assails the Decision No. 98-381 dated P276,600 paid as representation allowances and per diems to each of
September 22, 1998, rendered by the Commission on Audit (COA), the petitioners named below, covering the period from August 19,
denying petitioners’ appeal from the Notice of Disallowance No. 97- 1991 to August 31, 1996, is broken down as follows: [6]
011-061 issued by the NHA Resident Auditor on October 23, 1997.
Such Notice disallowed payment to petitioners of their “NATIONAL HOUSING AUTHORITY
representation allowances and per diems for the period from August SCHEDULE OF PAID REPRESENTATION/PER DIEM OF THE
19, 1991 to August 31, 1996 in the total amount of P276,600.00. BOARD OF DIRECTORS
For the period August 19, 1991 to August 31, 1996
Petitioners, numbering 20, were members of the Board of Directors
of the National Housing Authority (NHA) from 1991 to 1996. AGENCY MEMBERS OF BOARD OF AMOUNT
DISALLOWED
On September 19, 1997, the COA issued Memorandum No. 97-038[2] DIRECTORS
directing all unit heads/auditors/team leaders of the national
government agencies and government-owned and controlled DOF Eleanor dela Cruz
corporations which have effected payment of any form of additional P25,200.00
compensation or remuneration to cabinet secretaries, their deputies (1991-1993)
and assistants, or their representatives, in violation of the rule on
multiple positions, to (a) immediately cause the disallowance of such DTI Federico Luchico, Jr.
additional compensation or remuneration given to and received by 36,450.00
the concerned officials, and (b) effect the refund of the same from the (1991-1992)
DOF Ma. Lourdes V. Dedal
DOF Soledad Emilia Cruz 2,250.00
57,300.00 (1993)
(1992-1995)
DTI Alice Tiongson
DOLE Joel Lustria 900.00
4,500.00 (1994)
(1992)
DOLE Reynaluz Conferido
DOLE Henry Parel 11,250.00
2,250.00 (1994-1995)
(1992)
DOLE Philippe Lim
DOF Helena Habulan 4,500.00
4,050.00 (1994-1995)
(1993-1994)
DOF Nerissa Sanchez
DOF Porfirio Villena 2,700.00
6,750.00 (1995)
(1993)
DOF Mary Luz Elaine Puracan
DTI Joseph Francia 1,800.00
73,500.00 (1995)
(1993-1995)
DOLE Rodolfo Quimbo
DOLE Carmela Torres 7,200.00
4,500.00 (1995)
(1993)
DOLE Tito Genilo
DPWH Job David 14,400.00
6,750.00 (1995)
(1993-1994)
DPWH Oscar Abundo
DPWH Cesar Mejia 7,200.00
3,150.00 (1995-1996)
(1993) _____________
derivative; they derive their authority as agents of the authority they
P276,600.00” are representing; their power and authority is sourced from the
power and authority of the cabinet members they are sitting for.
============ Sans the cabinet members, they are non-entities, without power and
without personality to act in any manner with respect to the official
Petitioners, through then Chairman Dionisio C. Dela Serna of the transactions of the NHA. The agent or representative can only
NHA Board of Directors, appealed from the Notice of Disallowance validly act and receive benefits for such action if the principal
to the Commission on Audit[7] based on the following grounds: authority he is representing can legally do so for the agent can only
do so much as his principal can do. The agent can never be larger
1. The Decision of the Supreme Court in Civil Liberties Union and than the principal. If the principal is absolutely barred from holding
Anti-Graft League of the Philippines, Inc. was clarified in the any position in and absolutely prohibited from receiving any
Resolution of the Court En Banc on August 1, 1991, in that the remuneration from the NHA or any government agency, for that
constitutional ban against dual or multiple positions applies only to matter, so must the agent be. Indeed, the water cannot rise above its
the members of the Cabinet, their deputies or assistants. It does not source.”[9]
cover other appointive officials with equivalent rank or those lower
than the position of Assistant Secretary; and Hence, this petition.
2. The NHA Directors are not Secretaries, Undersecretaries or Presidential Decree No. 757 is the law "Creating the National
Assistant Secretaries and that they occupy positions lower than the Housing Authority and dissolving the existing housing agencies,
position of Assistant Secretary. defining its powers and functions, providing funds therefor, and for
other purposes." Section 7 thereof provides:
On September 22, 1998, the COA issued Decision No. 98-381[8]
denying petitioners' appeal, thus: “SEC. 7. Board of Directors. - The Authority shall be governed by a
Board of Directors, hereinafter referred to as the Board, which shall
“After circumspect evaluation of the facts and issues raised herein, be composed of the Secretary of Public Works, Transportation and
this Commission finds the instant appeal devoid of merit. It must be Communication, the Director-General of the National Economic and
stressed at the outset that the Directors concerned were not sitting in Development Authority, the Secretary of Finance, the Secretary of
the NHA Board in their own right but as representatives of cabinet Labor, the Secretary of Industry, the Executive Secretary and the
members and who are constitutionally prohibited from holding any General Manager of the Authority. From among the members, the
other office or employment and receive compensation therefor, President will appoint a chairman. The members of the Board may
during their tenure (Section 13, Article VII, Constitution; Civil have their respective alternates who shall be the officials next in rank
Liberties Union vs. Executive Secretary, 194 SCRA 317). to them and whose acts shall be considered the acts of their
principals with the right to receive their benefit: Provided, that in the
“It may be conceded that the directors concerned occupy positions absence of the Chairman, the Board shall elect a temporary presiding
lower than Assistant Secretary which may exempt them from the officer. x x x (Emphasis ours)
prohibition (under) the doctrine enunciated in Civil Liberties Union
vs. Executive Secretary, supra. However, their positions are merely
It bears stressing that under the above provisions, the persons not, however, be construed as applying to posts occupied by the
mandated by law to sit as members of the NHA Board are the Executive officials specified therein without additional
following: (1) the Secretary of Public Works, Transportation and compensation in an ex-officio capacity as provided by law and as
Communications, (2) the Director-General of the National Economic required by the primary functions of said officials' office. The reason
and Development Authority, (3) the Secretary of Finance, (4) the is that these posts do not comprise ‘any other office’ within the
Secretary of Labor, (5) the Secretary of Industry, (6) the Executive contemplation of the constitutional prohibition but are properly an
Secretary, and (7) the General Manager of the NHA. While imposition of additional duties and functions on said officials. x x x
petitioners are not among those officers, however, they are
“alternates” of the said officers, “whose acts shall be considered the xxx xxx xxx
acts of their principals”.
“To reiterate, the prohibition under Section 13, Article VII is not to be
On this point, Section 13, Art. VII of the 1987 Constitution, provides: interpreted as covering positions held without additional
compensation in ex-officio capacities as provided by law and as
“SEC. 13. The President, Vice-President, the Members of the required by the primary functions of the concerned official’s office.
Cabinet, and their deputies or assistants shall not, unless otherwise The term ex-officio means ‘from office; by virtue of office’. It refers
provided in this Constitution, hold any other office or employment to an ‘authority derived from official character merely, not expressly
during their tenure. They shall not, during their tenure, directly or conferred upon the individual character, but rather annexed to the
indirectly practice any other profession, participate in any business, official position.’ Ex-officio likewise denotes an ‘act done in an
or be financially interested in any contract with, or in any franchise, official character, or as a consequence of office, and without any
or special privilege granted by the Government or any subdivision, other appointment or authority than that conferred by the office.’
agency or instrumentality thereof, including any government-owned An ex-officio member of a board is one who is a member by virtue of
or controlled corporations or their subsidiaries. They shall strictly his title to a certain office, and without further warrant or
avoid conflict of interest in the conduct of their office. appointment. To illustrate, by express provision of law, the
Secretary of Transportation and Communications is the ex-officio
“The spouse and relatives by consanguinity or affinity within the Chairman of the Board of the Philippine Ports Authority, and the
fourth civil degree of the President shall not during his tenure be Light Rail Transit Authority.
appointed as Members of the Constitutional Commissions, or the
Office of Ombudsman, or as Secretaries, Undersecretaries, xxx xxx xxx
Chairmen, or heads of bureaus of offices, including government-
owned or controlled corporations and their subsidiaries.” “The ex-officio position being actually and in legal contemplation
part of the principal office, it follows that the official concerned has
Interpreting the foregoing Constitutional provisions, this Court, in no right to receive additional compensation for his services in the
Civil Liberties Union and Anti-Graft League of the Philippines, said position. The reason is that these services are already paid for
Inc.,[10] held: and covered by the compensation attached to his principal office. It
should be obvious that if, say, the Secretary of Finance attends a
“The prohibition against holding dual or multiple offices or meeting of the Monetary Board as an ex-officio member thereof, he is
employment under Section 13, Article VII of the Constitution must actually and in legal contemplation performing the primary function
of his principal office in defining policy in monetary banking ONG V. ALEGRE
matters, which come under the jurisdiction of his department. For FRANCIS G. ONG, G.R. No. 163295
such attendance, therefore, he is not entitled to collect any extra Petitioner,
compensation, whether it be in the form of a per diem or an Present:
honorarium or an allowance, or some other such euphemism. By
whatever name it is designated, such additional compensation is PANGANIBAN, C.J.
prohibited by the Constitution.” PUNO,
QUISUMBING,
xxx xxx xxx YNARES-SANTIAGO,
SANDOVAL-GUTIERREZ,
(Emphasis ours) - versus - CARPIO
AUSTRIA-MARTINEZ,
Since the Executive Department Secretaries, as ex-oficio members of CORONA,
the NHA Board, are prohibited from receiving “extra (additional) CARPIO MORALES,
compensation, whether it be in the form of a per diem or an CALLEJO, SR.,
honorarium or an allowance, or some other such euphemism," it AZCUNA,
follows that petitioners who sit as their alternates cannot likewise be TINGA,
entitled to receive such compensation. A contrary rule would give CHICO-NAZARIO, and
petitioners a better right than their principals. GARCIA, JJ.
We thus rule that in rendering its challenged Decision, the COA did JOSEPH STANLEY ALEGRE and Promulgated:
not gravely abuse its discretion. COMMISSION ON ELECTIONS,
Respondents. January 23, 2006
WHEREFORE, the petition is DISMISSED. x---------------------x
Expressio unius est exclusio alterius. While the law enumerated the WHEREFORE, the instant petitions are DISMISSED and the
occasions where a candidate may be validly substituted, there is no assailed en banc Resolution dated May 7, 2004 of the COMELEC, in
mention of the case where a candidate is excluded not only by SPA No. 04-048 AFFIRMED.
disqualification but also by denial and cancellation of his certificate
of candidacy. Under the foregoing rule, there can be no valid Costs against petitioners.
substitution for the latter case, much in the same way that a
nuisance candidate whose certificate of candidacy is denied due SO ORDERED.
course and/or cancelled may not be substituted. If the intent of the
lawmakers were otherwise, they could have so easily and
conveniently included those persons whose certificates of candidacy Pursuant to Article VIII, Section 13 of the Constitution, and the
have been denied due course and/or cancelled under the provisions Division Chairman's Attestation, it is hereby certified that the
of Section 78 of the Code. conclusions in the above decision were reached in consultation
before the case was assigned to the writer of the opinion of the
xxx xxx xxx Court.