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ORIGINAL ARTICLE

Surgical Management of Hip Subluxation and


Dislocation in Children With Cerebral Palsy:
Isolated VDRO or Combined Surgery?
Kenneth Huh, MD,* Susan A. Rethlefsen, PT,w
Tishya A.L. Wren, PhD,wzy and Robert M. Kay, MDwz

hips with MP >50% were successfully managed with VDRO


Background: Controversy exists regarding surgical treatment of alone. We recommend performing VDRO and soft tissue release
hip subluxation/dislocation in children with cerebral palsy (CP). first, assessing reduction using fluoroscopy and arthrogram and
The purpose of this study was to compare isolated varus proceeding with open reduction and/or pelvic osteotomy if
derotational osteotomy (VDRO) and VDRO combined with reduction and/or femoral head coverage are inadequate.
open hip reduction and/or pelvic osteotomy in children with CP Level of Evidence: Level III, retrospective comparative study.
and hip subluxation/dislocation.
Methods: Retrospective review was performed of 75 patients Key Words: cerebral palsy, hip displacement, surgery, varus
with CP (116 hips) and hip subluxation/dislocation treated derotational osteotomy
surgically, with a minimum of 2 years follow-up. Ninety-two (J Pediatr Orthop 2011;31:858–863)
hips had undergone VDRO alone, and 24 had undergone
VDRO and open reduction and/or pelvic osteotomy (with the
decision to proceed with open hip reduction and/or pelvic
osteotomy made intraoperatively based on fluoroscopy and
arthrogram). Clinical variables, functional level, radiographic
H ip subluxation and dislocation remain difficult
problems in children with cerebral palsy (CP). Hip
subluxation or dislocation has been reported in up to
variables, and complications/revisions were compared between
groups.
45% of hips in patients with CP.1 Dislocation is thought
Results: Patients requiring combined surgery (VDRO+) had
to be due to spastic muscles causing abnormal forces
higher baseline migration percentages (MP) (84% ± 18 VDRO+,
across the hip joint resulting in progressive subluxation
51% ± 21 VDRO), higher acetabular indices (34 ± 10 VDRO+,
and dislocation.1–3 Involved hips display femoral ante-
28 ± 7 VDRO), more negative center-edge angles (-36 ± 28
version, coxa valga, and posterolateral and superior
VDRO+, -0.3 ± 18 VDRO), and higher neck-shaft angles (162
migration of the femoral head from the acetabulum.4
± 12 VDRO+, 157 ± 10 VDRO) (all P < 0.02). Postoperative
Treatment options include hip adductor stretching,
radiographic variables were similar between groups. The percen-
abduction bracing, botulinum toxin injections, soft tissue
tage of patients with MP >30% at final follow-up was similar
releases, and reconstructive bony procedures involving
between groups (38% VDRO+, 33% VDRO). There were no
the proximal femur and/or acetabulum. Hip dislocation
differences in complications or revision rates between groups. Of
can cause difficulty with perineal care and sitting balance
the hips with MP >50% preoperatively and treated with VDRO
and may cause pain in up to 50% of patients.5 The goal of
alone, 41% developed postoperative MP of Z30% and 21%
any treatment is to create a reduced, stable, mobile, and
developed a MP of Z40%.
pain-free hip.
Conclusions: The study results confirm that combined proce-
When treating subluxated or dislocated hips surgi-
dures should be considered in patients with high MP. However,
cally, controversy exists regarding what procedures to
this study supports a sequential approach to surgical manage- perform. Options include performing a proximal femoral
ment of subluxated/dislocated hips in patients with CP as many varus derotational osteotomy (VDRO) alone or in con-
junction with an open hip reduction and/or pelvic
osteotomy. The purpose of this study was to review the
From the *Starship Children’s Hospital, Grafton, Auckland, New long-term results of surgical hip reconstructions in children
Zealand; wChildrens Orthopaedic Center, Childrens Hospital Los with CP undergoing VDRO as part of the initial surgery
Angeles; zDepartment of Orthopaedic Surgery, Keck School of and to evaluate the results in 2 groups: (1) hips treated with
Medicine; and yDepartments of Radiology and Biomedical Engi-
neering, University of Southern California, Los Angeles, CA. VDRO without an open hip reduction or pelvic osteotomy,
None of the authors received financial support for this study. and (2) hips in which an open hip reduction and/or pelvic
The authors declare no conflict of interest. osteotomy was performed concomitantly with the VDRO.
Reprint: Susan A. Rethlefsen, PT, Childrens Orthopaedic Center,
Childrens Hospital Los Angeles, 4650 Sunset Blvd., M.S. 69, Los
Preoperative variables were assessed to determine predic-
Angeles, CA, 90027. Email: srethlefsen@chla.usc.edu. tors of surgical failure to help determine which patients
Copyright r 2011 by Lippincott Williams & Wilkins should undergo additional procedures at the initial surgery.

858 | www.pedorthopaedics.com J Pediatr Orthop  Volume 31, Number 8, December 2011


J Pediatr Orthop  Volume 31, Number 8, December 2011 Surgical Management of Hip Subluxation / Dislocation in CP

METHODS Statistical Analysis


A retrospective review was performed of all patients Between group comparisons were made using
with the diagnosis of CP and hip subluxation or unpaired t tests for continuous variables, and w2 or
dislocation treated surgically by the senior author Fisher exact test in which appropriate for the remaining
between 1997 to 2007, with a minimum of 2 years clinical variables. Statistical significance was set at Pr0.05.
and radiographic follow-up. None of the patients had
diseases of a progressive nature. Patients who had under- RESULTS
gone prior femoral or pelvic osteotomies or had windswept There were 45 male and 30 female participants
deformity were excluded. The patients were divided into 2 included in the study. Overall, surgery was bilateral in 70
groups, one group had VDRO alone (VDRO group) and of 75 patients (93%) and unilateral in 5 of 75 (7%).
the other group had combined VDRO with 1 or more of Surgery was performed bilaterally for bilateral hip
the following: open reduction or pelvic osteotomy subluxation/dislocation in 41 patients (55%). Bilateral
(VDRO+ group). Seventy-five patients who had under- surgery was also performed in an additional 29 patients,
gone 145 VDRO surgeries fit the inclusion criteria. Twenty- with 1 side done prophylactically and/or for symmetry.
nine hips (in 29 of these patients) were excluded from Only the subluxated/dislocated hip in this second group
statistical analysis, as they had undergone prophylactic of patients was included in the statistical analysis.
VDRO and had a migration percentage (MP) of r25% Average age at time of surgery was 7.0 years for both
preoperatively. As a result, the study population included a groups, with a range of 2.1 to 12.1 years, and an average
total of 116 hips in 75 patients. follow-up of 4.6 years (range, 2.0 to 10.7 y). The
Detailed chart review was performed and the distribution of CP was hemiplegia for 2 patients (2 hips),
following clinical variables were recorded for each patient: diplegia for 8 patients (13 hips), and quadriplegia for 65
age at time of surgery, distribution of CP involvement patients (101 hips). Immobilization was accomplished
(hemiplegia, diplegia, or quadriplegia), functional level as postoperatively with a spica cast for 76 hips (66%), and
determined by the Gross Motor Function Classification with an A-frame cast or hip abduction pillow in the other
System (GMFCS expanded and revised),6 side(s) of 40 hips (34%). Subsequent hardware removal was
operated hip, total time of follow-up, immediate post- undertaken for 51 of the 116 hips (44%).
operative immobilization (spica cast vs. nonspica cast),
complications, and need for revision surgery. Radiographic Variables
Preoperative, postoperative, and follow-up radio- Hips that underwent combined surgery (VDRO+)
graphs were analyzed. Radiographic variables measured had higher preoperative MP, higher AI, and more
included neck-shaft angle, center-edge angle of Wiberg negative CEA than those in the VDRO group, indicating
(CEA), Reimers’ MP, and acetabular index (AI) or greater hip instability at baseline. All postoperative
Sharp’s angle. Hips were considered subluxated if the radiographic variables were similar between groups.
MP was >30% and dislocated if the MP was >99%. (Table 1) The percentage of hips with MP >30% at
final follow-up (before any revision surgery) was similar
Surgical Decision-Making and Follow-up between groups. The distribution of preoperative MP
All patients in the study had a VDRO performed to values for the 2 groups is compared in Table 2. Values at
address a subluxated or dislocated hip or hips. The final follow-up (before revision in 6 hips) are presented
decision to proceed with open hip reduction and/or pelvic in Table 3.
osteotomy was made intraoperatively. After VDRO was Twenty-nine hips had a preoperative MP of r25%
performed, the quality of the reduction was assessed with (average 19% ± 1%; range, 0% to 24%) and underwent
fluoroscopy and arthrogram as indicated. If the femoral VDRO for purposes of prophylaxis and/or symmetry.
head was not concentrically reduced or the hip remained These hips were excluded from the statistical analysis. At
unstable after the VDRO, open reduction was performed. final follow-up the average MP in these hips was
If the femoral head was reduced but there was insufficient 15% ± 1%, an average of 4.2 ± 1.6 years later. To date,
coverage, pelvic osteotomy was performed. Dega osteot- none of these hips has undergone revision.
omy was performed almost uniformly in these patients.
Patients were immobilized postoperatively in either a Complications
spica cast or A-frame cast for a total of 4 to 6 weeks. For The complication rates are reported in Table 4.
children undergoing VDRO without pelvic osteotomy or Although there was no statistically significant difference
open reduction, immobilization typically was for 4 weeks in the incidence of complications between VDRO and the
compared with 6 weeks in the combined group. Once the VDRO+ groups, all 8 major complications occurred in
casts were removed, physical therapy was initiated and the VDRO group (9% in the VDRO group versus 0% in
patients were allowed to weight-bear as tolerated based the VDRO+ group). These included 4 cases of avascular
on radiographic evidence of healing. Patients were necrosis, 3 fractures adjacent to hardware, and 1 case of
typically seen postoperatively at 1 to 2 weeks, 4 or 6 hardware infection requiring debridement and removal of
weeks, 3 months, 6 months, and 12 months postopera- hardware. The minor complications occurred equally in
tively. After 1 year, patients were seen semiannually or both groups (8% in each group) and involved 7 super-
annually. ficial cast ulcers, 1 superficial wound infection, and 1 case

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Huh et al J Pediatr Orthop  Volume 31, Number 8, December 2011

TABLE 1. Preoperative and Postoperative Radiographic Variables


VDRO Only (n = 92) VDRO + Other Procedures (n = 24) P
Preoperative CEA (degree)  0.3 ( ± 18) 36 ( ± 28) < 0.0001
(range:  49-25) (range: –101-–6)
Preoperative AI (degree) 28 ( ± 7) 34 ( ± 10) 0.0013
(range: 7-47) (range: 16-48)
(N = 86) (N = 23)
Preoperative Sharp’s (degree) 46 ( ± 9) 55 NA
(range: 30-57) (N = 1)
(N = 6)
Preoperative NSA (degree) 157 ( ± 10) 162 ( ± 12) 0.02
(range: 135-178) (range: 142-178)
Preoperative MP (%) 51 ( ± 21) 84 ( ± 18) < 0.0001
(range: 25-100) (range: 53-100)
Final CEA (degree) 21 ( ± 15) 20 ( ± 21) 0.94
(range:  44-48) (range: 45-50)
Final AI (degree) 25 ( ± 6) 29 ( ± 13) 0.07
(range: 15-36) (range: 8-48)
(N = 42) (N = 13)
Final Sharp’s (degree) 44 ( ± 9) 42 ( ± 5) 0.47
(range: 5-58) (range: 34-50)
(N = 50) (N = 11)
Final NSA (degree) 129 ( ± 18) 128 ( ± 22) 0.83
(range: 76-163) (range: 85-178)
Final MP (%) 26 ( ± 17) 28 ( ± 29) 0.75
(range: 0-86) (range: 0-100)
AI indicates acetabular index; CEA, center-edge angle of Wiberg; MP, Reimers’ migration percentage; NSA, neck-shaft angle; VDRO, varus derotational osteotomy.

of prolonged postoperative pain. All minor complications not be conducted for comparison due to the small number
resolved without additional surgical intervention. of patients undergoing revision surgery. Only 1 patient
requiring revision used ambulation as a primary means of
mobility (GMFCS III). All others functioned at GMFCS
Revision Surgery
level IV (1 patient) or V (4 patients).
There was no difference between the groups in rates
of surgical revision for remigration. (Table 4) Seven hips
underwent surgical revision, 1 of 24 (4%) in the VDRO+ Dislocated Versus Subluxed Hips
group and 6 of 92 (7%) in the VDRO only group. Nineteen hips were dislocated before initial surgery.
Revisions were done an average of 4.5 ± 2.1 years after There was a higher rate of combined surgery among these
initial surgery (range, 1.8 to 7.4 y). Average MP in these hips (58%) than the subluxated hips (13%). Of the 19
hips before initial surgery was 68% ± 27%, ranging from dislocated hips, 8 (42%) were treated with VDRO alone,
28% to 100%. All but 2 had preoperative MP of >60%. with no acute complications. Of these 8 hips, 1 (13%) was
Average CEA before initial surgery for revised hips was revised 3 years later for remigration of 86%. Among the
-18 ± 24 degrees, ranging from -57 to +14 degrees. These 11 dislocated hips that underwent combined VDRO and
values are closer to those of the VDRO+ group than the open reduction and/or pelvic osteotomy, there were
VDRO only group. However, statistical analysis could 2 minor complications (superficial cast ulcers). Two of

TABLE 2. Preoperative Migration Index Values TABLE 3. Migration Percentage Values at Final Follow-up
Preoperative MP VDRO VDRO+ (Before Revision in 6 Cases)
(%) (n = 92) (n = 24) P Final MI (%) VDRO (n = 92) VDRO+ (n = 24) P
>30 77 (84%) 24 (100%) 0.04 >30 30 (33%) 9 (38%) 0.64
4 revised (5%) 1 revised (4%) 5 revised (16%) 1 revised (11%)
>40 49 (53%) 24 (100%) < 0.0001 >40 12 (13%) 7 (29%) 0.07
4 revised (8%) 1 revised (4%) 5 revised (38%) 1 revised (14%)
>50 34 (37%) 24 (100%) < 0.0001 >50 8 (9%) 3 (13%) 0.69
4 revised (12%) 1 revised (4%) 3 revised (38%) 1 revised (33%)
>60 24 (26%) 20 (83%) < 0.0001 >60 4 (4%) 2 (8%) 0.60
4 revised (17%) 1 revised (5%) 2 revised (50%) 1 revised (50%)
>70 18 (20%) 17 (71%) < 0.0001 >70 3 (3%) 2 (8%) 0.28
2 revised (11%) 1 revised (6%) 1 revised (33%) 1 revised (50%)
MP indicates Reimers’ migration percentage; VDRO, varus derotational MP indicates Reimers’ migration percentage; VDRO, varus derotational
osteotomy osteotomy.

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J Pediatr Orthop  Volume 31, Number 8, December 2011 Surgical Management of Hip Subluxation / Dislocation in CP

MP of at least 40% at final follow-up. Seven others (21%)


TABLE 4. Complications and Revisions
had MPs between 30% and 39% at final follow-up. Thus,
VDRO VDRO + Other for hips with a MP of >50% preoperatively that
only (n = 92) procedures (n = 24) P
underwent VDRO alone, 21% either required revision
Complications 15 (16%) 2 (8%) 0.52 surgery or had a final MP of at least 40%. The remaining
Major 8 (9%) 0 0.20 79% remained stable an average of 4.4 ± 1.8 years
Minor 7 (8%) 2 (8%) >0.99
Revision surgery 6 (7%) 1 (4%) >0.99 (range, 2 to 10 y) postoperatively, without requiring
further surgical intervention. These findings suggest
VDRO indicates varus derotational osteotomy. medium-term effectiveness of VDRO without additional
pelvic surgery for many hips with marked displacement.
However, as the patients were relatively young at final
these 11 hips (18%) experienced redislocation, one of follow-up and had likely not yet reached skeletal
which was revised. The other was not revised after maturity, there is a possibility of future remigration or
discussion by the patient’s physician and family, due to redislocation. Further follow-up is needed to determine
the medically fragile state of the patient. long-term results.
At final follow-up there was no statistically sig-
nificant difference in the rate of recurrent subluxation/
Gross Motor Function dislocation in the patients who underwent VDRO versus
The vast majority of patients in both groups were VDRO plus open reduction and/or pelvic osteotomy (4%
GMFCS level IV or V. However, there was a significant to 5% in both groups). At the final follow-up (before any
difference in the distribution of gross motor functional of the 6 revisions which were performed), 33% of patients
levels between groups, with more ambulatory children in the VDRO group and 38% in the VDRO+ group had
tending to undergo VDRO alone. Twenty-three of 24 hips a MP >30%, and 13% of patients in the VDRO group
(96%) which required combined surgery (VDRO+) were and 29% of patients in the VDRO+ group had final MP
in children who were minimally ambulatory or nonam- >40%. This is comparable to previously reported rates
bulatory, functioning at GMFCS level IV or V, versus 69 of postoperative hip instability of 15% to 40% after
of 92 (75%) in the VDRO group (Table 5). VDRO alone.7–9
The combined group had a higher resubluxation
rate than previous studies have reported.10,11 One possible
DISCUSSION reason for this discrepancy is the way in which patients
Surgical management of hip subluxation or disloca- were allocated into the VDRO only or VDRO+ group.
tion in patients with CP is challenging. The decision of Previous studies included less severely involved hips with
when to perform a VDRO alone or with open hip combined VDRO and pelvic osteotomy, thus potentially
reduction and/or pelvic osteotomy has been debated. In biasing those studies toward a less involved patient
this study, the decision to perform open reduction and/or population (and therefore lower remigration rates) than
pelvic osteotomy was made intraoperatively based on this study. Rather than performing combined procedures
fluoroscopy, including arthrographic evaluation of hip on all patients who met specific preoperative radiographic
stability and coverage after VDRO. Using this ‘a la carte’ criteria, our decision was made based on intraoperative
approach, hip stability was achieved with VDRO alone in findings. As noted, 34 of 58 hips (59%) with preoperative
a large percentage of cases, including several with MP >50% had VDRO only (without either open hip
complete dislocations. There were a total of 58 hips with reduction or pelvic osteotomy). This likely led to some
a MP of >50% preoperatively. Thirty-four of the 58 patients undergoing VDRO only who would have
(59%) underwent VDRO without either open reduction received additional procedures based on preoperative
or pelvic osteotomy. Of these 34 hips, 12% (4 of 34) radiographic values in other studies.
underwent revision surgery, and another 3 (9%) had a Patients who required additional procedures after
VDRO had been performed had the most severely
affected hips in our study. Nonetheless, at final follow-
up the revision rate for remigration was similar between
TABLE 5. Gross Motor Functional Level Distribution as
the 2 groups (4% to 7% in both groups) and low in both
Measured by the GMFCS
groups compared with other reports. Measurements of
VDRO VDRO + Other migration at “final” follow-up in this series may appear
GMFCS Only (n = 92) Procedures (n = 24) P
worse than those in other series. One possible reason for
1 0 0 0.02 this is the way “final” follow-up is defined in different
2 4 (4%) 0 studies. In this study, final hip migration was determined
3 19 (21%) 1 (4%)
4 31 (34%) 5 (21%) at final follow-up if no secondary surgery was performed,
5 38 (41%) 18 (75%) or immediately before a revision surgery when performed.
In contrast, McNerney et al12 reported that 99 of 104 hips
GMFCS indicates Gross Motor Function Classification System; VDRO, varus
derotational osteotomy. “remained well-reduced at follow-up” 6.9 years after
VDRO, pelvic osteotomy, soft tissue release ± open hip

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Huh et al J Pediatr Orthop  Volume 31, Number 8, December 2011

reduction in children with CP, though 31% of the patients is felt that remigration in these patients occurred because
in that series had undergone reoperation for problems of of soft tissue rather than bony deformities.
pelvic obliquity and/or hip asymmetry before final follow- A limitation of this study is that because the
up. In the same study, there were an additional 12% of patients were not randomized, the groups were not
hips with MP Z30% at final follow-up, including 5% equivalent preoperatively. The surgical approach for each
with Z40% migration. patient was selected based on an intraoperative decision-
Radiographically, preoperative MP was significantly making process. Although intraoperative fluoroscopy and
higher in the VDRO+ group than in the VDRO alone arthrogram were used to help decide which patients
group. The greater MP indicates greater hip instability and it underwent combined procedures, the ultimate decision
is logical that these patients required additional proce- was based on the senior author’s interpretation of these
dures to stabilize the hip. Higher preoperative MP has been data. Thus, it is not possible to give strict criteria for when
previously recommended as an indication to perform a to perform a combined procedure versus VDRO alone. In
pelvic osteotomy. The average preoperative MP for patients addition, while our overall number of hips included was
in the VDRO+ group was 84% compared with 51% for the large, the VDRO+ group included a relatively small
VDRO only group. Song and Carroll13 recommended that number of patients, which may have limited our ability to
patients with MP >70% undergo concomitant acetabular detect differences that may have been present between the
procedures. Oh et al 14 and Settecerri and Karol15 noted that 2 groups. The study included patients of varying ages and
preoperative MP >50% was predictive of poor outcome varying lengths of follow-up. Not all patients had reached
and Oh et al14 recommended performing acetabuloplasty for skeletal maturity at the time of final assessment. There-
MP >80%. Our results confirm the recommendations that fore, the results can only be interpreted to reflect medium-
in patients with a high MP, combined procedures should be term outcome of either surgical approach. Further study
considered. However, combined procedures were not per- is needed to determine long-term outcome.
formed in 34 of 58 patients (59%) in this study with The results of this study suggest that extensive hip
preoperative MP of >50% and only 21% of those went on reconstruction surgery can be avoided for many patients
to require reoperation or develop a postoperative MP of by using intraoperative imaging after VDRO to deter-
40%. Therefore, pelvic osteotomy does not seem requisite mine the need for subsequent open reduction and pelvic
for hip stability in all such patients. The findings of this study osteotomy. The results support a sequential “a la carte”
suggest that extensive surgery can be avoided for many approach to the surgical management of the subluxated
patients by using intraoperative imaging to determine the or dislocated hip in patients with CP. We recommend
need for open reduction and pelvic osteotomy. performing the VDRO and soft tissue release first. After
Preoperative AI was also identified as a statistically this is done, reduction can be assessed with fluoroscopy;
significant variable in our study. The VDRO+ group had arthrogram often assists in this assessment. If there is
an average preoperative AI of 34 degrees, which is higher inadequate reduction and/or femoral head coverage, open
than accepted normal values. An elevated AI is indicative reduction and/or pelvic osteotomy can then be performed
of the severity of hip dysplasia. Some have advocated as indicated. The results of this study demonstrate com-
preoperative AI as an indication for performing acetabu- parable results in terms of final radiographic variables
loplasty. Roye et al,10 recommended performing pelvic and the need for revision surgery. Although preoperative
osteotomies for AI>35. Miller et al,11 advocated acet- MP, AI, and CEA can help predict which patients may
abuloplasty in patients with a type 2 (up-sloping) sourcil need combined procedures, we recommend going through
and McNerney et al,12 recommended acetabuloplasty in a step-by-step process and tailoring the procedure for
patients with AI >25 and other signs of severe dysplasia. each hip when deciding whether to proceed with addi-
Although the complication rate between the 2 tional procedures concomitantly with a VDRO in
groups was not significantly different, it should be noted children with CP.
that all of the major complications occurred in the VDRO
only group. There is no reason to suspect that the major
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