BENTHAMITE TRADITION
I. INTRODUCTION
Mens rea cannot be a completely vai'te-free conception in natural
law theory—or, at least, not in a natural law theory such as that
presumed here.1 As the present writer understands it, mens rea
1. See John Finnis, Natural Law and Natural Rights (1980); Germain Grisez,
The Way of the Lord Jesus; Christian Moral Principles (1983). For a more complete
bibliography, see Joseph M. Boyle, Jr., John Finnis, and Germain Grisez, "Practical
Principles, Moral Truth and Ultimate Ends," 32 Am. J. Juris. 1987, pp. 148-51.
2. It is thus to be distinguished from the intention with which a person acts
and also from his motives. See G.E.M. Anscombe, Intention (1957), pp. 17-20. As
Anscombe says, "a man's intention is what he aims at or chooses; his motive is
what determines the aim of choice."
3. According to Finnis, there are seven basic human goods: life, knowledge,
play, aesthetic experience, sociability (friendship), practical reasonableness, and
"religion" (understood as the object of a concern about "an order of things
'beyond' each and every man.") Natural Law and Natural Rights, pp. 86-90.
377
378 THE AMERICAN JOURNAL OF JURISPRUDENCE (1995)
I shall begin by examining select arguments within the history of
mens rea in British jurisprudence. I shall consider remarks by Jeremy
Bentham, John Austin, and J.W.C. Turner, pointing to certain
difficulties in their accounts, which are all connected with the attempt
to analyze intention (or sometimes just "oblique intention") in terms
of desire and/or foresight of consequences. Next I shall consider
remarks by Lord Hailsham in the famous case Hyam v. Director of
Public Prosecutions, which remarks constitute a clear break with the
Benthamite tradition.
I shall argue that Hailsham's treatment of mens rea overcomes
5. Ibid., p. 87.
6. Ibid., p. 94. He finds especially distasteful the Latin tag malo animo ("with
evil intent"); ibid., p. 95, note "g." See John Austin, Lectures on Jurisprudence
or the Philosophy of Positive Law (Robert Campbell, ed. 1885), v. I, pp. 432-33.
7. Bentham finishes the section on intention (i.e., chapter 8) by denying that,
properly speaking, there is any such thing as a good or bad intention; consequences
are what are good or bad. An Introduction to the Principles of Morals and
Legislation, pp. 88-89.
380 THE AMERICAN JOURNAL OF JURISPRUDENCE (1995)
Again, as he saw it, if he could give an analysis that was neutral
in these respects, he could avoid talk of bad intentions as things that
exist in their own right.8 Morality would come in only at a later
stage, the stage of consequences, which consequences would take on
a moral character not because of anything that happens in human
beings or their consciences, but depending on the correspondence of
these consequences to the "greatest happiness principle." But it is
precisely the notion of bad intention—in the sense of willingness to
tolerate harm connected with one's actions—that would have allowed
Bentham to distinguish the two Tyrrel examples given above: that in
8. Ibid.
9. There is perhaps a more charitable way to read Bentham's remarks on
oblique intention. That is, we could understand him to be speaking, throughout the
chapter on intention, about mens rea (culpable intention); i.e., to have excluded,
from the beginning, non-culpable cases such as the second Tyrrel example. (There
is perhaps some basis for this charitable reading, ibid., pp. 88, 92.) But it is not
easy to reconcile this reading with his eschewing of the notion of good and bad
intentions.
10. Ibid., pp. 92-93.
KEVIN FLANNERY 381
seem that there is after all such a thing as an intention that is in
itself good, for in this case there are no consequences other than
intended consequences from which the prospective act might take its
moral character.11 It was doubtless remarks like this that caused
H.L.A. Hart to complain: "Bentham confines his discussion of
consequences to the consequence of acts and says nothing about the
intentionality of consequences incorporated in the description of
acts."12
Perhaps it was the incoherence of Bentham's remarks that also led
the great nineteenth-century jurist John Austin, a great admirer of
11. Consistent with this, Bentham very sensibly says, "the consequences of an
act cannot be intentional, without the act's being itself intentional in at least the
first stage. If the act be not intentional in the first stage, it is no act of yours. . . ."
Ibid., p. 85.
12. Ibid., p. Iviii. See also his complaints about Bentham's act theory. Ibid.,
pp. lvi-lvii.
13. For other possible motivations, see Michael Moore, Act and Crime: The
Philosophy of Action and its Implications for Criminal Law (1993), p. 128.
14. Similarly, David Hume limits the influence of the will to "present actions."
Treatise of Human Nature (L.A. Selby-Bigg, ed. 1896), p. 516. Moore defends
Austin's conception in Act and Crime, pp. 78ff, although in Moore's account basic
actions are (in some sense) identical with complex actions which involve intention.
The literature on basic actions is, of course, vast. For a survey, see Jennifer
Hornsby, Actions (1980), pp. 33-88.
15. Lectures on Jurisprudence or the Philosophy of Positive Law, v. 1, p. 412.
382 THE AMERICAN JOURNAL OF JURISPRUDENCE (1995)
quite unclear why the subject should be commended for good
consequences or held responsible for bad ones, since knowing or
believing something will happen is itself no reason to be praised or
blamed.
This position leads Austin to make some very implausible claims.
When he speaks for instance of a present intention to do something
in the distant future, he speaks, of course, of the agent's intellectual
activity, i.e., of the agent's beliefs. But, since for Austin the volitional
aspect can in no way be attached to an idea about the distant future
but pertains to bodily movements in the near future, it is impossible
21. J.W.C. Turner, "The Mental Element in Crimes at Common Law," in The
Modern Approach to Criminal Law (L. Radzinowicz and J.W.C. Turner, eds. 1945),
pp. 230, 237-38.
KEVIN FLANNERY 385
this rule, including the following. Suppose that A is provoked by B
into an act that is intended to kill B but instead kills C. The act as
aimed at B would have been mere manslaughter, due to the
provocation; but, since it went awry and killed C, it would be
murder.22 It was arguments like this that no doubt led in 1957 to the
abolition of the category of constructive malice in Britain.
One would expect, then, that when Turner addresses the issue of
liability for crimes, he would want to make sure that those convicted
of crimes intend that for which they are being punished; but his
Benthamite baggage is too heavy.
46. Paul Mankowski has pointed out to me the interesting fact that if a surgeon
drops his scalpel during an operation, thereby cutting his patient, he does wound
him. This is because in dropping the scalpel he is not functioning qua doctor.
47. It is not clear why, according to Turner and Williams, we must always start
with the presumption of an evil, possibly to be removed. But even if consequences
are considered in some neutral way, there are problems for the Benthamite tradition.
Demonstrating this, however, would require demonstrating the problems inherent in
non-realist systems of ethics, which is beyond the scope of the present essay. See,
however, Michael Moore, "Moral Reality," Wis. L. Rev. (1982), pp. 1061-1156;
"Moral Reality Revisited," 90 Mich. L. Rev. (1992), pp. 2424-33. See also the
criticism of moral realism in Jeremy Waldron's "The Irrelevance of Moral Objec-
tivity," in Robert P. George, Natural Law Theory: Contemporary Essays (1992),
pp. 158-87; and see finally Moore's "Comment: Waldron on Realism" in the same
volume.
KEVIN FLANNERY 393
easily distinguishable from the case of a person who places a bomb
on an aircraft with the purpose of collecting insurance money on the
destroyed plane.48 Like the surgeon, the "aircraft bomber" adopts a
proposal to pursue a good. It is not part of this proposal that anyone
be killed: he would be perfectly content if the passengers could be
saved, as long as he collects the money. Is the aircraft bomber to
be put in the same category with the good surgeon taking a risk?
Or is he to be put rather with Tyrrel, who, not to be deterred from
his sport, shoots in the direction of the king? But then why not put
the good surgeon taking a risk with fun-loving Tyrrel? They both
52. J.P. Gury (1801-1866), one of the standard Roman Catholic "manualists"
of the nineteenth century, formulates the principle of double effect in this fashion:
"It is licit to initiate a cause [Licetponere causam] which is either good or indifferent
and of which there is an immediate double effect, one good, the other evil, provided
that there is present a proportionately grave reason and the end of the agent is
good—provided, that is, that he does not intend the evil effect" (and then he makes
reference to Thomas Aquinas, Summa theologiae, II-II, q. 64, a. 7); Joannes P.
Gury, Compendium Theologiae Moralis (1898), p. 8. The clause(s) "provided the
end of the agent is good—provided, that is, that he does not intend the evil effect"
allows us (among other things) to bring probabilities into the analysis of action, for
it excludes actions that will only possibly have an evil effect, if it is the case that
the agent wants that effect to ensue. Gury explains the "proportionate reason"
clause in this way: "[it requires that] there be present a grave reason for initiating
the cause, and that the agent not be bound on account of justice, office or charity
to omit it" (p. 8). A grave reason, he explains further, would be a reason imposed
by "natural justice" [aequitas naturalis] which obliges us to come to the aid of our
neighbor (p. 9). It is often not sufficiently appreciated that the condition of
proportionate reason has nothing directly to do with utilitarian calculations of
"proportionate good" to be achieved by a prospective action. See, for instance,
R.A. Duff, "Intention, Responsibility and Double Effect," 32 Philosophical Quart.
(1982), p. 16.
53. See Making Men Moral, pp. 28-47.
KEVIN FLANNERY 395
the cancer of the uterus is not immediately life-threatening—if, for
instance, it is extremely slow-growing and localized—performing the
hysterectomy becomes not just performing an hysterectomy but also
a direct killing.54 Using then the two factors, "no direct evil" and
"forcing," we can set out the following scheme. (The various cases
are abbreviated in a fairly obvious manner.)
IV: forced hysterectomy, protector Tyrrel
r
i I :Mr. G 1
L _J
The heavy line, second from the center, represents the outer extent
of the class of actions directed against basic goods: in this instance,
54. According to Aquinas, intention specifies the act [in de Anima, sees. 305,
308; Summa theologiae, I, q. 87, a. 3c; I-II, q. 72, a. lc; in Meta., lect. 7—see
John Finnis, "Object and Intention in Moral Judgments According to St. Thomas
Aquinas," in Finalite et Intentionnalite: Doctrine Thomiste et Perspectives Modernes
(J. Follon and J. McEvoy, eds. 1992), p. 138ff|. For instance, Thomas argues in
Summa theologiae, II-II, q. 64, c. 7 (i.e., the article which Gury cites in stating the
principle of double effect [see note 52]) that an act of self-defense is not a killing,
except in an indirect sense. This is because the taking of life is not within the
intention of one who is engaged in even lethal self-defense. The death of the
assailant, as Thomas puts it, is praeter intentionem ("outside the intention"): it is
a side-effect of the action. But Thomas does not hold that we can change our own
intention (and therefore the character of our actions) as we desire; it is the situation
in which an action is set that changes it—or, more precisely, that makes it what it
is. To put this point in Thomistic terms, the end (which a person intends) specifies
the act, but it is not part of the substance of the act [Summa theologiae, I-II, q.
7, a. 4, ad 2]: it is not part of what the person is doing. It is "a sort of adjunct
end" [aliquis finis adiunctus—Summa theologiae, I-II, q. 7, a. 3] ("adjunct" in the
sense that it is extraneous to the substance of the act), although it is also the causa
actus principalissima ("most principle cause of the act") "insofar as it moves the
agent toward that which is to be done" [I-II, q. 7, a. 4, ad. 2]. Moore, incidentally,
is well aware of this direct influence of a situation on our intentions (and not vice-
versa). Act and Crime, pp. 177-83. See also note 58.
396 THE AMERICAN JOURNAL OF JURISPRUDENCE (1995)
the good of human life. Both the case of Mr. G and the aircraft
bomber fall within this class (which includes categories I and II). I
have marked the division between these two cases with a broken line
in order to signify that there is little difference between the two from
a legal (or, in fact, moral) point of view.55 This is also the view of
Lord Hailsham, who regards the aircraft case as a case of murder.56
It is true that the aircraft bomber is pursuing the good of financial
security, etc.; but he also, without being forced (in the sense of
"forced" identified just above), intends to perform an action that,
given the laws of physics pertaining to aircraft, explosives, etc.,
means death for the passengers on board. Moreover, according to
55. There is though a significant conceptual distinction here. John Finnis refers
to it as the distinction between things done intentionally and things done "not
unintentionally." "Intention and Side-Effects," in Liability and Responsibility (R.G.
Frey and Christopher W. Morris, eds. 1991), p. 48. See also R.A. Duff, Intention,
Agency and Criminal Liability: Philosophy of Action and the Criminal Law (1990),
p. 43, where Duff distinguishes "intended action (intending a result)" from "inten-
tional action (bringing about a result intentionally)." See also Alan White, Misleading
Cases (1991), p. 57 (and pp. 47-61, generally).
56. Hyam v. Director of Public Prosecutions, p. 74.
57. Even those who deliberately take their own lives must be regarded as taking
their lives in order to achieve surcease from pain or peace or some other good or
apparent good. See Summa theologiae, I-II, q. 29, a. 4, ad 2; q. 73, a. 8, ad 2;
see also Thomas Aquinas, in EN, sec. 1062. The idea can be found therefore also
in Aristotle, Nicomachean Ethics, book 5, chapter 9.
KEVIN FLANNERY 397
Tyrrel's shooting out of love of sport is in itself a good (or at least
not an immoral) act, it stands outside of the class established by the
first factor—i.e., outside the class of what should be considered the
direct taking of life. What allows it to be so considered is the
presumed reduced probability (although significant risk) that a life
might be taken. (The action does not mean death for anyone but
only possible death.) But since circumstances have not forced him
(in the relevant way) to shoot, Tyrrel is guilty of lack of respect for
the life of the king. The Hyam case is put into this same category
for much the same reasons. Pearl Hyam sought a good in pouring
The case of "sowing confusion" is like the Mr. G case above, for
here the newspaper wants precisely to tell lies—although the
presupposition is again that it has a reason for wanting to tell lies
(i.e., in order to sow confusion).
In category II we see, first of all, the case in which a newspaper,
for political reasons which might be perfectly respectable, publishes
a report (which it knows to be false) that a candidate for public
office is an adulterer. In this case the newspaper does not want
precisely to tell lies, but to further another candidate's campaign,
yet it still performs (corporately) an action that goes directly against
the good of truth.58 "Prevaricating" (as in "unforced prevaricating,"
VII. CONCLUSION
So then, in natural law theory, mens rea clearly cannot be analyzed
independently of the concepts of good and evil. But that does not
mean that we cannot be objective in saying who lacks respect for
that which is valuable. In determining what is and what is not within
a person's intention, and in what sense, we do indeed presume that
certain things are to be pursued, other things to be avoided. But
that (obviously) comes with the pursuit of justice itself: justice itself
is the sort of thing to be pursued, injustice the sort of thing to be
avoided. Jeremy Bentham and many of his descendants got things
backwards, thinking that the question of good and evil might be
saved till last and that an "oblique intention" could be identified
400 THE AMERICAN JOURNAL OF JURISPRUDENCE (1995)
independently of concepts such as culpa and malus, which cling so
unpleasantly, as they saw it, to a person himself. The concepts of
good and evil, however, are first principles of the science of ethics,
which means not only that they establish what ethics is, but that
they help to characterize whatever falls within that science. There is
no intention, oblique or otherwise, that does not have as part of
itself good—and sometimes evil. To suppose otherwise is to fail to
comprehend intention itself and how it fits into ethics. What Bentham
tried to do, therefore, did not—because it could not—succeed.59