Tradition of Philosophy
Also available from Bloomsbury
Badiou and His Interlocutors, Alain Badiou, edited by A. J. Bartlett and
Justin Clemens
Badiou’s Being and Event and the Mathematics of Set Theory, Burhanuddin Baki
Edited by
Jan Völker
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Contents
Acknowledgements vi
List of Contributors vii
Index 217
Acknowledgements
Sovereignty of Art: Aesthetic Negativity after Adorno and Derrida (1998) and Law
and Violence: Christoph Menke in Dialogue (2018).
Rado Riha is a senior research fellow and currently head of the Institute of
Philosophy, Centre for Scientific Research at the Slovenian Academy of Sciences
and Arts. His publications include The Second Copernican Turn in Kant’s
Philosophy (2012) and Kant in Lacanscher Absicht: Die kopernikanische Wende
und das Reale (forthcoming).
Jan Völker is a research associate at the Institute of Fine Arts and Aesthetics
at the Berlin University of the Arts and visiting lecturer at the Institute of
Philosophy of the Slovenian Academy of Arts and Sciences in Ljubljana and at
Bard College Berlin. Recent publications include (as editor) Alain Badiou and
Jean-Luc Nancy’s German Philosophy: A Dialogue (2018) and an international
issue of Filozofski vestnik, edited with Rado Riha and Jelica Sumic, ‘The Issue
with Kant’ (2015).
Introduction – The Transmission and
Its Moment
Jan Völker
in terms of an object. The specific method, then, that might be used to transfer
something from an older philosophy into a current one can also only be dubious.
Does it not turn anything it grasps into a moment of the philosophy of which
it is a part itself? Thus, one might finally doubt whether not anything that is
allegedly being transferred actually reveals to be rather a new construction. One
might doubt, this is to say, whether a philosophy is actually able to continue
moments of other philosophies, or whether it does not rather rewrite them on
its own purpose.
‘Tradition’ is here to be understood as a title for these three closely interrelated
problems. It is a title that nevertheless is built on the hypothesis that a sort of
transmission is at work, and that it would be too easy to read any reference or
debate as being only a moment in a new construction. If the hypothesis is that
something is being transmitted, then the working question is to examine how
different forms of transmission work and how the result can be grasped in its
specificity. What are the objects of the transmission? What are the directions?
What is the temporality? What is the materiality of that which is transmitted?
Besides the problems of transmission, the notion of tradition implies a
second aspect, as it indicates that processes of transmission transgress the
individual level. There is a peculiar materiality of thought to be recognized here,
one connecting different philosophies by lines of continuation, contradiction,
junction. Badiou himself has described such a process of inscription in ‘French
philosophy’. In the introduction to his The Adventure of French Philosophy, he
speaks of the taking place of a ‘French philosophical moment’ in the ‘second half
of the twentieth century’,1 and he discerns four ‘intellectual operations common
to all [the] thinkers’2 of this moment.
The first move is a German one – or rather, a French move upon German
philosophers. All contemporary French philosophy is also, in reality, a
discussion of the German heritage. Its formative moments include Kojève’s
seminars on Hegel, attended by Lacan and also influential upon Lévi-Strauss,
and the discovery of phenomenology in the 1930s and 40s, through the works
of Husserl and Heidegger.3
1 Alain Badiou, The Adventure of French Philosophy, trans. Bruno Bosteels (London/New York: Verso,
2012), li.
2 Ibid., liv.
3 Ibid.
Introduction 3
If we take this as a starting point for this book – Badiou’s move upon ‘German
philosophy’ – then two different but interlinked problems arise: the question of
transmission – what is being transmitted, how it occurs and what it results in; and
the question that we might call that of the ‘moment’ – a question that implies a
notion of the actuality of philosophical constructions beyond individual works.
Now, turning to Badiou, neither aspect is fully evident on the first view.
At the level of textual evidence, something is clearly being passed on, but it
might be wondered how important the role of German philosophy in Badiou’s
works actually is. He has written texts and chapters on Kant and Hegel,5 has
given a seminar and written a small book on Heidegger,6 a chapter on Adorno,7
4 lbid., v.
5 Let’s refer only to some examples: the chapter on Kant (‘Kant’s Subtractive Ontology’) in Alain
Badiou, Briefings on Existence: A Short Treatise on Transitory Ontology, trans. Norman Madarasz
(Albany, NY: State University of New York Press, 2006), 133–41; then the text on Hegel in Alain
Badiou, Joël Bellassen and Louis Mossot, The Rational Kernel of the Hegelian Dialectic, trans.
Tzuchien Tho (Melbourne: re.press, 2011).
6 A. Badiou and B. Cassin, Heidegger: His Life and Philosophy, intro. K. Reinhard, trans. S. Spitzer
(New York: Columbia University Press, 2016); Alain Badiou, Le Séminaire: Heidegger, L’être 3 –
Figure du retrait (Paris: Fayard, 2015).
Alain Badiou, ‘Adorno’s Negative Dialectics’. In Five Lessons on Wagner, trans. Susan Spitzer (London/
7
New York: Verso, 2010), 27–54.
4 Badiou and the German Tradition of Philosophy
Hegel plays a crucial role in Badiou’s oeuvre. But Kant is there, too, although
the first thinker of German Idealism remains an ambivalent figure in Badiou’s
work. Often rejected as a thinker of the finite, Badiou nevertheless constantly
refers to him throughout his work. Kant is the focus in Rado Riha’s contribution,
which follows Badiou’s text. Riha’s article develops an implicit figure of Badiou
in Kant, as it can be found when the question of the subject in Kant is read in the
light of Badiou. Riha examines each of the three critiques to outline what might
be called a Badiouan notion of the Kantian subject. This subject is one that is
created in a phenomenal world in which something is constitutively present as
lacking, the thing-in-itself or the real, and which is finally constructed in Kant’s
third critique on the Power of Judgment.
Afterwards, Dominik Finkelde turns the focus to Hegel, who – in contrast
with Kant – is treated with more sympathy in Badiou’s works, but nevertheless
also rejected as a thinker of the One. In his contribution, Finkelde argues that
Hegel might, however, be closer to Badiou than Badiou is willing to admit.
Finkelde follows the structure of the excess in which both Hegel and Badiou
find the chance for universality to appear. A concrete figure of the possibility of a
new subject to arise is then given in the example of Jesus of Nazareth, by cutting
across the theories of Hegel, Badiou and Lacan.
Frank Ruda then develops the immanence of Hegel to Badiou: after Badiou’s
intervention into the history of philosophy, it becomes possible to reread Hegel
anew and differently. We find the description of the encounter of an event in
the Phenomenology of Spirit, namely as the complete subtraction of all that is,
which leads to the impossible form of absolute knowing. Hegel’s Logic can then
be understood as unfolding the practical consequences of the affirmation of an
event, as creating the form of a new subject that previously seemed impossible.
My own contribution then creates a relation between the beginning of
philosophy in Badiou’s work and the conception of the beginning of philosophy
in Kant and Hegel. The figure of the beginning poses the twofold problem of a
distinction between philosophy and something that is not philosophy, on the one
hand, and a temporal distinction that allows to think a time before philosophy,
on the other. While Kant and Hegel dissimulate the necessary moment of
intervention that characterizes the beginning of philosophy, Badiou reiterates
and emphasizes this beginning by turning it into an act and by situating this act
prior to the possibility of ontology.
Leaving German Idealism, we turn to one of its harshest critics, Marx,
who famously called for philosophy to be overcome in favour of real political
movement. Svenja Bromberg’s contribution analyses whether Badiou’s category
Introduction 7
as a world German music’, that is, at the end of the nineteenth century and the
beginning of the twentieth. So you see, Adorno himself inscribed German music
as a world.
At a more general level, my whole 1992 seminar devoted to Nietzsche
ultimately concerns artistic creation as a condition of philosophy. This seminar
is a commentary of Nietzschean texts of 1888, I quote: ‘Art! Nothing else! Only
art creates the possibility of life. Art is the only antagonistic strength against all
forms of negation of life.’ I know that negativity is not at all the important point
for Nietzsche. Negativity is on the side of life’s negation. For Nietzsche the point
is the affirmative strength of art over and against the negation of life. This will
be the first point of our discussion of today concerning affirmative and negative
dialectics.
To say something which seems paradoxical: the history of philosophy and
all the magnificent texts of our philosophical tradition, and especially of the
German philosophical tradition, all that, is not in themselves a condition for
philosophy, because philosophy is an act and not only and not in the first place a
text. The idea that the history of philosophy, for example, the German succession
Leibniz, Kant, Hegel, Husserl, Heidegger, is by itself a condition for philosophy
is in fact the reduction of philosophy to its pure existence, to what Lacan names
the discourse of the university. And, from the beginning, the discourse of the
university has always been a terrible enemy of living philosophy. So we must
examine not only the evident effects of some great German philosophers on
some other philosophers – maybe on some French philosophers – for instance,
the couples Leibniz/Deleuze, Husserl/Sartre, Nietzsche/Foucault, Heidegger/
Derrida, Marx/Althusser, Hegel/Lacan and so on, all of which are magnificent
French–German couples. But we must determine in what sort of context, in
what complex of real conditions for philosophy, this sort of relationship between
philosophers is really an active one.
That is why I shall begin today by saying that my relationship with Nietzsche
became active in the end only in the context of German music, of German music
as a world, and also of the German language as a poetical place. That is why my
lecture will be autobiographical in nature. It will be something like a novel about
a part of my life. In what sort of real circumstances, and by the mediation of what
conditions of philosophy, have I met German philosophy at the very source?
That is the question. My first access to German philosophy took place via Sartre,
very long ago, alas, when I was seventeen years old. The true victor, the true
successful winner of my passionate reading of Being and Nothingness – Sartre’s big
book – in 1954/55 was most certainly neither Heidegger nor Hegel, but Husserl.
Beyond Negative Dialectics 11
And the question is finally why a young man like me in 1954, reading Being
and Nothingness chose Husserl. As Sartre speaks at length about Heidegger, and
about Hegel, why do I choose Husserl, who is not a very exciting figure, one that
is, like most of the German thinkers, simultaneously long, difficult and obscure.
This is the real question of the introduction of my thinking in German territory.
And the explanation is: because Sartre for me was not only a philosopher, he
was part of a very precise context: the end of the Vietnam war, the total defeat
of French colonial troops in Vietnam and the beginning of the Algerian war.
The potency of the communist party was also a very important determination
in my situation in France. In this context, Sartre for me represented the way of
freedom. He was absolutely opposed to the colonial wars – so, in my eyes, on the
side of the good negativity – he was close to the French communist party and
so on the side of revolt against the state, but he was not inside the party. He was
thus, for me, also on the side of the good affirmative position, dialectically linked
to negativity and in some sense very conscious. All that fixed my orientation in
my reading of Sartre. The central concept was conscience, consciousness, in the
real form, in the Husserlian form of intentionality. Intentionality represents an
immediate relationship to being as such, inside a form of ontological realism,
but this realism is an active operation. Intentionality is not only an immediate
link to being as such in the form of experience, but intentionality is also the gift
of the meaning of the pure indifference of being. It is the gift of a signification.
So, finally, in my reading of Sartre, I found a general ontological context,
indifferent to human existence, absurde, says Sartre, and an intentional relation
to this indifference, which is the possible construction of a world. Here we have
a sort of a paradoxical relationship between donation, the gift of a meaning –
an active operation – and, on the other side, a complete stupidity of being.
The relationship between the gift of the meaning and this stupidity was very
appealing to me. At another level, Hegel represented the Sartrean theory of
the other. Sartre describes the pessimistic movement of the subject, between
masochism and sadism, for him the two only possibilities of the relationship to
others – at least for the Sartre of that time. Either I am a pure, passive thing for
the other or the other is a passive thing for me. You find this vision underlying
the famous conclusion of the play Huis clos (No Exit): ‘L’ enfer, c’est les autres.’
(Hell is other people.) Sartre’s conclusion is a pessimistic one concerning the
dialectics between a subject and others. But this terrible affirmation was finally
only a dark and romantic translation of the famous Hegelian master–slave
dialectic. Hegel explains why the first encounter, the first meeting between two
consciousnesses, takes the form of an absolute fight. The master is defined by the
12 Badiou and the German Tradition of Philosophy
fact that he or she does not fear the risk of death, while the slave does. But after
that Hegel explains that the slave, who works, and creates, becomes the master
of the master – is the new kingdom of culture. Husserl represented for me the
idea of a free relationship to the indifference of being. The free gift of a meaning
against the massive stupidity of being, the Hegelian dialectics of the other was
the drama of the dissymmetry of power. All that composed finally with the
mixture, the German mixture of Hegel and Husserl, a very romantic vision. The
proposition of a life as a tragic theatre. And a political one with the drama of the
Algerian war, and also an amorous one with the ontological impossibility of pure
reciprocity between two subjects.
All that represented the tragedy of existence and I began my life as teenager in
this context. I saw myself as a dramatic character of life, as playing the dangerous
fight against the colonial war, engaging in impossible loves, in the stupidity of
being . . . all that under the sensual potency of Wagnerian music. In fact, all that
was really my German part. The beginning of my life was under the signifier
of the German part. To complete this part, I read Thomas Mann, Musil, and
Hermann Broch night and day. I progressively became something like a French-
German young man. But my German romantic part did not reign over the totality
of the young Badiou. This domination of my spirit by Germany lasted many
years – but never reigned completely. First, in those same years, I had to prepare
to take the very difficult exam to enter the Ecole Normale Supérieure; I was, for
instance, obliged to learn ancient Greek. Certainly, as a sort of a French-German
individual, I was prepared for a magnificent revelation. The Greek revelation
through the revelation of the German word. Being sort of German, I was able to
think that I was also sort of Greek. The reading of Heidegger was the horizon of
this spectacular metamorphosis of a provincial Frenchman into a Greek person,
in the modern form of a German. Once more, theatre was the most intense
mediation (and not directly Heidegger) thanks to my reading of Aeschylus and
Sophocles. And, as a synthesis, I discovered the frenetic use of Greek theatre
in German music, notably with the parodist opera of Richard Strauss, Elektra,
which was a passion of my young days. Elektra was for me a good mixture: Greek
tragedy, post-Wagnerian music, a Germanistic vision, the Sartrean impossibility
of reciprocity, solitude in the construction of meaning and ontological stupidity
of all that, reflected by the violent and sometimes very vulgar music of Strauss.
But beyond this romantic feeling I also started my reading of Plato. From
1956 to today, I have read Plato uninterruptedly. And this reading has been
something essential, naturally, but it was also something secret, for quite a while.
It was something indifferent to the other components of my singularity. For a
Beyond Negative Dialectics 13
long time, Plato has been a sort of secret (bad) part of my existence. Plato was
something like my immanent exception. And probably the profound origin of this
long reading of Plato has created a most important conviction of mine: universal
truths exist. Certainly, being is indifferent. Politics is often a desperate resistance.
The others are obscure. Freedom is without any rule. History is a tale told by
an idiot. And the sensual nihilism of Wagner is the only musical pleasure. And
theatre is the law of the world. All that was certainly the final description of my
romanticism – but here Plato was like a sort of super-ego for me, which is to
say: we can have access to something universal. And behind Plato I discovered
the magic existence of mathematics. During the last part of the fifties, between
1955 and 1960, I constructed the third part of myself. At a purely scientific level,
I introduced myself into the labyrinth of set theory, of mathematical logics,
of the fundamental concepts of topology and of the clear and very beautiful
structure of modern algebra. This was also a French–German journey. Riemann
and Galois, Cantor and Bourbaki, Emmy Noether and Lebesgue, Hilbert and
Poincaré . . . It is possible that mathematics, more so than philosophy, has been a
French–German paradise for the last two centuries. And through the mediation
of mathematics I entered the structuralism of the 1960s. Finally, it is another
example of my access to philosophy not directly, but by its conditions. Music,
theatre, love – in romanticism – and now science. I discovered Lévi-Strauss,
Althusser, Lacan, but in some sense also Bourdieu and even Marx, under the law
of pure mathematics.
As you see, at the beginning of the glorious sixties I was not at all unified;
I was made of four different pieces. First, a romantic interpretation of German
phenomenology. Second, a mathematical interpretation of French structuralism.
Third, a Marxist engagement into the political fight against colonial worlds.
And fourth, Plato, as a super-ego, as a guarantee for the existence of universal
truths. I can declare before you, for the first time – this is a confession – that my
philosophical work has been to construct a conceptual place for my unification.
At the level of the thinking of being, at the ontological level, I propose a very
German story. First, in some sense – we discussed it yesterday with Jean-Luc
Nancy – first Heidegger against Kant. Let’s say: Heidegger, as I understand
Heidegger against Kant, as I understand Kant. Heidegger against Kant in the
sense that we can construct a thinking of being as such and that there is no limit
in this direction. To have access to this thinking we must, against all religious
forms, separate being and the one. And this double separation, of being from
the one and then of the infinite from the one, represents for me very important
steps. In the big book on Nietzsche, Heidegger is very clear about the necessity
14 Badiou and the German Tradition of Philosophy
to free the thinking of being from the dictatorship of the one. First, Heidegger
against Kant. My second separation concerns Cantor against Heidegger. This is
a German story: a story of Cantor against Heidegger written by a Frenchman.
This is the question of being as a complete and clear answer in mathematics.
Mathematics as the science of all possible forms of multiplicity. I agree with
Heidegger in saying that we must free being from the form of the one.
First, I affirm that the true form of being is pure multiplicity and, against
Heidegger, that the science of being as such is of a mathematical nature. So, in
the end I came up with this sentence: ontology is mathematics.
Second, at the level of existence, of singularity, I maintain that for a multiplicity
to exist means only to be localized in a world. Existence is being-there. Existence
is Sein as Dasein. Heidegger once more, but reduced to topology. Localization
of all forms of multiplicities is precisely the form of existence of the multiplicity,
the Dasein beyond the pure Sein.
Third, at the level of truths I propose to say that the truth is the process inside
a definite world of an immanent exception. That is, under the condition of a local
rupture of the laws of the world – which I name an event – a truth is a process of
construction of a multiplicity, which is not determined inside the world by the
law of this world. A truth is a generic multiplicity – which is also a mathematical
name, one proposed by Paul Cohen. A generic multiplicity is a multiplicity that
cannot be thought from the unique point of view of its particular situation. It
is a multiplicity that is in some sense inside a definite world, but in another
sense cannot be thought or reduced to the laws of this particular world. So, a
truth is a universal, immanent exception to its particular context. It is a synthesis
between the necessity to observe the construction of a truth in a world – a truth
is not something in another world or in the sky or in the paradise. A truth is a
construction in a world, but this construction as a universal exception inside the
world cannot be reduced to its context and can have a value in another context
or in a completely different world.
Four, at the level of the general laws of the process of a truth, of a subjective
creation, I must fight against Adorno. Why? I agree with Adorno – and it has been
explained with great clarity before me – when he says that dialectics, Hegelian
dialectics, for example, must escape the risk of totalization. True dialectical
thinking cannot be imprisoned in a figure of totality or of absolute and final
knowledge. But dialectics for me is always affirmative dialectics and not at all
negative dialectics. I must explain why. The question for me is that the beginning
of a truth, that is the beginning of the productive subjectivity, always occurs in
the form of an event. At the beginning of a universality, of a truth, something like
Beyond Negative Dialectics 15
a local rupture occurs with the laws of the world. Without this rupture, nothing
can be created which can be an immanent exception. We have a deterministic
vision of the world. So we must have an event. I will not insist here on the details
of the theory of the event, but we can say that an event is always something that
happens, something that is not in the situation, but that happens to the situation
and something that precisely is not reducible to, or calculable by, the laws of the
situation itself. That is the condition of possibility of the new process of a truth,
the condition of the possibility of something new. But, naturally, an event will
be a condition of something new, if there are some effects of the event inside
the situation. The event as such is not the creation of a new reality. The event as
such is only the creation of a new possibility inside the world. This point is really
very important. We have with an event, the creation, the apparition, somewhere
in the world, of a new possibility and the consequences of the event inside the
situation come to constitute the process of a truth.
This is what I call a truth procedure. So, the beginning of subjectivation, that
is the beginning of the transformation of individuals in general into subjects,
consists in saying ‘yes’ to the event. That is the point. The first gesture for a truth
is to say ‘yes’, not to say ‘no’. In fact, this is something everyone knows because
everyone has had some experience of love. And in love the event is a very small
and clear thing. You meet somebody somewhere in the world. You know very
well that the decisive moment of the transformation of this pure meeting into
love is the moment when somebody says ‘yes’, in the classical form of ‘I love
you’. What is ‘I love you’? ‘I love you’ is only a way of saying ‘yes’. You cannot
begin a love by saying ‘no’. You will have many occasions to say ‘no’ afterwards.
Negativity comes afterwards, alas. To be faithful, faithful in an ontological
sense, is not a simple question of sexuality. To be faithful to love means to have
the possibility to repeat the fundamental ‘yes’ that is at the beginning, and the
difficulty, as Nietzsche says, is to fight against negation. It is the same in all forms
of universal truths. The difficulty always lies in the fight against negation, not in
the fight against affirmation. It is much more difficult truly to say ‘yes’ than to say
‘no’. The experience of love is a matrix on this point, as everyone is able to have
this sort of experience. In love, the difficulty always bears on repeating the ‘yes’,
and on being suspicious as regards all forms of negativity. We can have some
different forms of ‘yes’ in the same direction in science or in artistic creation.
For example, artistic creation is always to say ‘yes’ to a new displacement of the
limit between what is informal and form. It always consists in accepting the
new form. It is a way to say yes to the new form. That is the potency of art. Art
is by no means a negative action; it is an action where you must say ‘yes’. And
16 Badiou and the German Tradition of Philosophy
we know perfectly that conservative, academic visions always say ‘no’ or ‘that is
not art’ or ‘that is non-art’ . . . The same goes for politics. When you simply say
‘no’, you do not do anything. It explains why the idea of resistance is such a weak
vision of politics. Because the true determination of a political gesture is that
after the negation comes a fundamental ‘yes’ to a new vision of the collectivity, a
new vision of the relationship between men. In the field of affirmative dialectics,
a truth is a positive immanent exception and the negative part of its dialectical
nature is reduced to what I can name a subtraction. The truth is an affirmative
creation, not reducible to the laws of its situation. It is not a negation of the laws
of its situation; it is the impossibility to reduce the truth process to the laws of the
situation and that is why I name that form of a negative existence a subtraction.
The truth, finally, the very essence of a truth, is to affirm the possibility of a
positive existence inside a subtraction to the common laws. It can be a new
love, the discovery of a very strange mathematical structure, the invention of a
completely new form of political organization, the strong displacement in arts of
admitted limits between form and inform.
With all that I can assume today, to be French, German and Greek. I can
propose to the Germans a new Plato’s Republic in French, one directly coming
from the Greek language. This is a new alliance, a new figure. Generally, to have
access to Greece, we must take the mediation of German. I have written a book,
the Republic, and it is very difficult to say who is its real author. Perhaps Plato is,
perhaps I am, perhaps someone else is, I don’t know. But this book is a French
creation of a Greek nature that has been translated into German. And that is a
victory of the new form of relationship between Germany and France, under the
law, the final common law of a Greek universe.
I can also, in this new context, like Socrates, try to corrupt the youth. As you
know it has been the most important accusation against Socrates, the corruption
of the youth. To measure up to Socrates we must corrupt the youth as much as
possible. What does it mean to say ‘corrupt the youth’ from a philosophical point
of view, a simultaneously French, German and Greek one? We must say that in
English, there are not many attempts to corrupt the youth. It is paradoxical to
formulate that in English. Maybe it is a corruption of the corruption. To corrupt
the youth is to say – this is not of a directly philosophical nature – ‘With your
experience, your new experiences of love, art, science, politics, go to the true
life. Search in your situation, which is not always my situation, seek the way, be
attentive to the event, to small events. Accept to say “yes”. And you shall open an
access to the true life.’ To corrupt the youth is to become a part of an immanent
exception. The judges of Socrates were absolutely of the same opinion, because
Beyond Negative Dialectics 17
for them Socrates was somebody who said to the youth something like: ‘The
old formulation, the old laws, maybe the old Gods, examine them, maybe you
must say “yes” to something else, to something different.’ We can also say to the
youth: do not worry too much about laws, necessities, the market, good places,
money and so on. Set up your life under the universal power of some new truths.
When you are in the process of a truth, you have, in some sense, access to all the
possible worlds, because of the universality of the truth. And your particular
world is reduced to nothing really important, because you become an inhabitant
of the world, the total world, every country, every world, now and in the future.
Sometimes, with a new ‘yes’, you really do become a citizen of the world. A very
strong and profound love is something everybody understands in the world, and
when we are really in the profound love, we become a citizen of the world. It is
the same thing if you create a picture, a new movie, if you enter in the labyrinth
of mathematics.
There is a sentence of Samuel Beckett, in the small book on love, the title of
which is Enough. Samuel Beckett writes something like that: ‘Love is when we
can say that we have the sky, and that the sky has nothing.’ So, my last sentence
will be: take the sky! If you are faithful to your project, the sky will be without
any possibility to act against you. Thank you.
2
Kant is certainly not one of Badiou’s key philosophers, in the manner of Plato,
Descartes or Hegel, that is, those philosophers whose problematics he would,
directly or indirectly, affirmatively or critically, appropriate, rephrase and further
develop in his own philosophy. At the same time, Kant does not represent one
more or less obligatory yet less crucial scholarly reference. For the most part, one
could say, Kant is in fact the object of an independent and quite detailed critical
analysis.1 The aim of this essay, however, is not to present in detail Badiou’s
rather complex, tense and sometimes quite ambiguous relation to Kant. Besides,
this relation has already been quite exhaustively presented elsewhere.2 What
I propose to do instead is to extract and elaborate in some detail a figure of Kant’s
philosophy, such as can be viewed precisely from the perspective of Badiou’s
rather singular reception of Kant, despite the fact that Badiou himself never took
on such an endeavour. In his fascinating book Kant et la fin de la métaphysique,
Gérard Lebrun advances a thought-provoking thesis according to which Kant,
or, to be even more precise, his Critique of the Power of Judgement, ‘teaches us to
think differently’.3 In the context of the present essay, his claim can be rephrased
as follows: Badiou’s reading of Kant presents and ‘teaches us to think’ a different
Kant than the one that Badiou’s rather critical comments present. In this respect,
it could be said that this figure of a different Kant is closer to Badiou than he is
willing to admit.
It is this figure of a different Kant – which is to be extracted from Badiou’s
various readings and comments on Kant – that I propose to present in more
1 Here I can only note Badiou’s seminar in 1983–4: L’Un. Descartes, Platon, Kant (Paris: Fayard, 2016).
2 See, e.g., the ‘Kant’ entry by Christopher Norris in The Badiou Dictionary, ed. Steven Corcoran
(Edinburgh: Edinburgh University Press, 2015).
3 Gérard Lebrun, Kant et la fin de la Métaphysique: essai sur la critique de la faculté de juger
(Paris: Armand Colin, 1970), 13.
20 Badiou and the German Tradition of Philosophy
4 Alain Badiou, Briefings on Existence: A Short Treatise on Transitory Ontology, trans., ed. and
introduction by Norman Madarasz (New York: State University of New York Press, 2006; hereinafter
Briefings).
Alain Badiou, Peut-on penser la politique? (Paris: Seuil, 1985; hereinafter Politique).
5
The real referred to in these two remarks is to be taken in the sense elaborated
by Lacanian psychoanalysis. To put it succinctly, the real is what belongs to the
symbolic as that which remains external to it, more precisely, as a moment of
externality within the symbolic itself.
Taking a cue from these two quotations from Badiou, I can announce more
precisely the aim of the present essay. It could be rephrased in terms of the
following question: which figure of the subject is suitable for an understanding
of the phenomenal world in Kant’s transcendental philosophy, an understanding
of a world in which something that does not belong to it, since it is absent from
it, but is nevertheless present in it, namely, the thing-in-itself or the real? Or,
better phrased, perhaps: which figure of the subject, in Kant’s philosophy, befits
the connectedness between the subject and the point of the real? And to the
extent that Kant is, as is well known, a thinker of the system, this question must
therefore be tackled from the perspective of the systematicity of Kant’s three
Critiques. To be sure, setting out from systematicity in Kant’s philosophy, the
figure of the subject can only be brought into play retroactively, that is, from the
point of view of the closed, finalized system, which is to say, from the point of
view of the third Critique. Yet it would be a mistake to assume that the Critique
of Judgement stands for the point of the system’s closure simply because Kant
7 Immanuel Kant, Critique of Pure Reason, A 112, ed. Paul Guyer and Allen W. Wood
(Cambridge: Cambridge University Press, 1998; hereinafter CpR).
8 Badiou, L’Un. Descartes, Platon, Kant, 184, 185.
22 Badiou and the German Tradition of Philosophy
did not write another, say, ‘Fourth Critique’. It is the final Critique because Kant
himself claimed that in it his critical project was completed. This claim could
therefore be read as stating that his critical philosophy approached as near as
possible to the idea of the system.
It should be noted, however, that the retroactive construction of the figure
of the subject does not imply that a kind of a germinal form of the figure of
the subject of Kant’s philosophy can already be found in the first Critique. The
retroactive reading of the subject only signifies that the closure of the system
allows us to see and to grasp that question of the subject to which each figure
of the subject elaborated in Kant’s three Critiques provides an always singular
answer. This is the question of knowing how and by means of which logical
operation it is possible, in and for the phenomenal world, to articulate that which
is its inherent exception, the presence in it of the absence of the thing-in-itself.
In brief: its impossible-real. Namely, that thing which – through its materially
present inherent exception – provides the world with its consistency. One way of
determining the subject as such a logical operation would be to rephrase one of
the clauses from Badiou’s Saint Paul by stating that, considered from the point of
view of such a logical operation, ‘the subject is subjectivation’.9
Let us now have a brief look at the figure of the subject in Kant’s three Critiques.
I will start with the first one. As noted by Badiou in A Short Treatise on Transitory
Ontology (2006), there are two moments at which the first Critique approaches
the void as the point of Being. In one case, this happens via the concept of the
transcendental subject. Kant regards it as the site, empty in itself, of the original
unity of the inconsistent multiplicity; or, in Badiou’s terminology, as the non-
existing operation of the count-as-one of the inconsistent multiplicity. In the
second case, Kant approaches the void via the concept of the transcendental
object, that is, the concept of the objectivity of the phenomenal object.10 Kant’s
transcendental object is ‘something in general = x’, but that ‘something’ remains
absolutely undetermined, empty, the ‘x’ itself never presented. Yet in the first
Critique, both cases of void are subordinated to the representable structure
of the object. To quote Badiou: Kant ‘forces the power of the count-as-one to
have representable objects as a result’.11 In the first Critique, Kant thinks the
9 Alain Badiou, Saint Paul. The Foundation of Universalism, trans. Ray Brassier (Stanford: Stanford
University Press, 2003), 81.
10 Badiou, Briefings, 139.
11 Ibid.
Badiou, Kant and the Question of the Subject 23
void of the transcendental subject and the void of the transcendental object as
a symmetrical relationship of two voids, as their correlation; what he does not
succeed in is counting these two voids as one and the same.
Having summed up Badiou’s remarks on the matter, I would like to follow
up with a hypothesis of my own: counting the two voids as one would bring us
to the figure of the subject that is sketched out in my opening quotation from
Badiou. It would bring us, to alter the quotation slightly, to a figure of the subject
that is linked (topologically) to a real that it lacks. But if Badiou is correct in his
analysis of Kant’s subtractive ontology, and I think he is, then it has to be at least
possible to ferret out, in the first Critique – obviously if read within the system of
the three Critiques – at least a trace of that figure of the subject that corresponds
to the conceptual radicalism of Kant when he recognized the crucial meaning of
the void for both the transcendental subject and the transcendental object. Thus,
claims Badiou, Kant was the first ‘to shed light on the avenues of a subtractive
ontology, far from any negative theology’.12
Let me try briefly to demonstrate the trace of the figure of the subject that can
be found in the first Critique. My starting point will be the well-known remark
in the section ‘Paralogisms of Pure Reason’.13 The proposition ‘I think’, which
opens Kant’s rebuttal of Descartes’s attempt to directly infer existence from the
cogito, is an empirical proposition. It already contains an existence, the existence
of me as a thinking being and this existence is identical with the proposition
itself. Yet, as Kant goes on to argue, this existence is not my empirical existence,
it is not the empirical representation of the I. ‘For it is to be noted that if I have
called the proposition “I think” an empirical proposition, I would not say by this
that the I in this proposition is an empirical representation; for it is rather purely
intellectual, because it belongs to thinking in general.’14
As soon as the empirical I exists at the point of the ‘I think’ of the transcendental
subject, its existence is no longer the existence of an empirically existing, thinking
being. The empirical existence of the I, inseparable from the point ‘I think’, is an
empiricity of a very particular kind. The particularity of this empirical existence
lies in that it is, as Kant would say, ‘a transcendental predicate’.15 The empiricity
of the empirical I associated with the ‘I think’ of the transcendental subject is not
simply an external feature of the transcendental order, but a moment internal to
it. It is, so to speak, the paradoxical empirical condition of the possibility of its
12 Ibid.
13 Kant, CpR, B 422–3.
14 Ibid., B 423.
15 Ibid., B 401/A 343.
24 Badiou and the German Tradition of Philosophy
16 Ibid.
17 Ibid., B 155.
Badiou, Kant and the Question of the Subject 25
I will now move on to Kant’s Critique of Practical Reason.18 At the core of Kant’s
practical philosophy is the idea that will is determined through pure reason;
this determination forms the basis of a specific mode of man’s practical action.
Positively, even if purely formally for now, this mode of practical action can
be defined as an act or process of subjectivation. Subjectivation is a two-sided
process. On the one hand, it involves the subjectivation of the empirical
individual by entering the process of the constitution of a practical subject.
On the other hand, it is only in this process that the elements necessary for the
practical subject, that is, the rationally determined will to acquire his existence
are brought together. The two sides of one and the same process of subjectivation
can be expressed with the formula ‘the subject is subjectivation’.19 This act of
subjectivation in practical philosophy is the first step towards an articulation of
that trans-empiricity that accompanies the transcendental subject; this will be
my central thesis in what follows.
I will take as my starting point the passage from the Groundwork of the
Metaphysic of Morals20 in which Kant gives a brief summary of the difference
between the hypothetical and the categorical imperative. The hypothetical
imperative, according to Kant, states that I ought to do something ‘because
I wish for something else’. In contrast, the categorical imperative states: ‘I ought
to do so and so, even though I should not wish for anything else.’
For Kant’s practical philosophy, acting even if I do not wish for anything else
means that my action, guided by my will, is not determined by any object that
the will tried to attain – and yet not only do I wish to act, but I really do act in
accordance with this volition. The question here, of course, is: how can I act based
on the complete dissolution of any object of action? How can I act when ‘I do not
wish for anything else’; when, strictly speaking, I wish for Nothing itself, that is,
when I wish for that Nothing as if it were Something? It is in the form of precisely
such a volition that the principle of autonomy of will is actualized; it is the only
18 Immanuel Kant, Critique of Practical Reason, ed. Mary Gregor (Cambridge: Cambridge University
Press, 2015; hereinafter CprR).
19 Badiou, Saint Paul, 84.
Immanuel Kant, Groundwork of the Metaphysic of Morals, ed. Mary Gregor (Cambridge: Cambridge
20
law ‘which the will of every rational being imposes on itself, without needing to
assume any spring or interest as a foundation’.21 Autonomy, as we know, refers to
the ‘capability of the maxims of every good will to make themselves a universal
law’.22
But as the individual discovers his autonomous will, he not only discovers
that submitting to his self-imposed law makes him free, but he also discovers
that in his freedom he is already subject to a law which holds for him only insofar
as it can hold for all rational beings as a categorical, unconditional imperative.
This is an imperative that demands that everyone consider himself with perfect
disinterest, as a Same among the Same. The problem this poses is the problem of
how to justify the reality of freedom, or in other words, it is the problem of the
categorical imperative as a synthetic a priori proposition.
On the level of an individual’s practical action, this problem manifests in a
simple question: Why would I wish for freedom at all, why would I wish for the
autonomy of my will, which demands that my maxims have universal validity?
Alternatively, we can reformulate the question as follows: how can I recognize
(my proper) ‘volition’ in the ‘ought’, in the ‘enforcing’ of the categorical imperative
on my will?23
An answer to this question can be found in the second Critique, where Kant
invented the concept of the factum of reason. Thereafter, Kant presented moral
law and awareness thereof as a fact, whereas for us pure reason manifests as
practical reason; it is, as Kant emphasized, an unempirical fact of reason – in
fact, the sole fact of reason. The question how I can act based on ‘not wishing for
anything else’, that is, based on wishing for the ‘nothing else’ itself, is answered by
the command of reason that demands and permits exclusively its own causeless
givenness: the ‘Nothing as Something’, which is the only thing I can wish for
when I act morally and which is the determining cause of the free, autonomous
will – that Nothing is reason in the form of its own factuality.
In brief, the basic achievement of Kant’s concept of the factum of reason
is this: it turns the incomprehensibility of moral law, the closing idea of his
Groundwork, into its fundamental causelessness. It is precisely for being causeless
that it allows the process of the subjectivation of the empirical individual
to begin. To explain this in more detail, the categorical imperative is always
accompanied by a moment of the not-known. And in the factum of reason,
21 Ibid., BA 96.
22 Ibid., BA 95
23 Ibid., BA 102.
28 Badiou and the German Tradition of Philosophy
24 Ibid., BA 119.
Badiou, Kant and the Question of the Subject 29
25 Immanuel Kant, Critique of the Power of Judgement, ed. Paul Guyer (Cambridge: Cambridge
University Press, 2000; hereinafter CJdg).
26 Kant, CprP, B 35/A 21.
30 Badiou and the German Tradition of Philosophy
27 Kant, CJdg, § 1.
28 Ibid.
Badiou, Kant and the Question of the Subject 31
29 Ibid., §17.
30 Alain Badiou, Logics of Worlds, trans. Alberto Toscano (London/New York: Continuum, 2009), 307.
32 Badiou and the German Tradition of Philosophy
Badiou versus Hegel?
Badiou’s relationship with Hegel is a tense one. He asserts that ‘the essential Hegel,
the one feverishly annotated by Lenin’1 belongs next to ‘Plato and Descartes’ to
the ‘only three crucial philosophers’2 in the history of philosophy. And yet Badiou
repeatedly distances himself from the German idealist. The latter’s conviction of
the identity of being and thinking is, according to Badiou, ‘a totalized result’ of
perceiving the basic structure of reality as one totality and not – as Badiou claims
with respect to his own philosophy – as ‘a local occurrence’ within a world of
multiple multiplicities.3 He interprets Hegel’s monism therefore repeatedly as
belonging to classical metaphysics despite materialist potentials in it that even
Sartre and Althusser undervalued, according to Badiou, in debates on Hegel of
the 1960s and 1970s in France.4 Badiou calls Hegel in Logics of Worlds explicitly
a thinker of the ‘Whole’ and writes: ‘One could argue that whereas we [Badiou
and his school] launch a transcendental theory of worlds by saying “There is no
Whole”, Hegel guarantees the inception of the dialectical odyssey by positing
that, “There is nothing but the Whole”.’5 This means that within this classical view
of metaphysics the multiplicity of beings (Seiende) is time and again tied back to
a holistic structure of reality (Sein) that encompasses reality in its totality. And
1 Alain Badiou, The Rational Kernel of the Hegelian Dialectic, ed. and trans. Tzuchien Tho
(Melbourne: re-press, 2011), 17.
2 Alain Badiou, Logics of Worlds: Being and Event 2, trans. Alberto Toscano (London: Continuum,
2009), 527.
3 Ibid., 143.
Badiou comments on these debates in his text ‘Hegel in France’, in The Rational Kernel, 11–15.
4
In this emptiness beyond the finite, what arises? [. . .] On account of the
inseparability of the infinite and the finite (or because this infinite, which
stands apart, is itself restricted), the limit arises. The infinite has vanished and
the other, the finite, has stepped in. But this stepping in of the finite appears as
an event external to the infinite, and the new limit as something that does not
arise out of the infinite itself but is likewise found given. And with this we are
back at the previous determination, which has been sublated in vain. This new
limit, however, is itself only something to be sublated or transcended. And so
there arises again the emptiness, the nothing, in which we find again the said
determination – and so forth to infinity.7
6 Alain Badiou, ‘Infinitesimal Subversion’, first published in Cahiers pour l’Analyse (Summer
1968): 118–37, reprinted and translated as ‘Infinitesimal Subversion’. In Concept and Form, vol. 1,
ed. Peter Hallward and Knox Peden, trans. Robin Mackay with Ray Brassier (London: Verso, 2012),
187–207.
Georg W. F. Hegel, The Science of Logic, ed. and trans. George di Giovanni (Cambridge, UK:
7
onto the future. So, for Hegel, the seemingly positive infinity of self-transcendence,
inscribed in the genesis of numbers, ends up finally in being ‘poor’ by its stasis
that abolishes what true infinity is about for Hegel: the self-transcending of itself
within a process of ever new and not repetitive falsifications. Badiou writes:
After all, the bad infinity is bad due to the very same thing which makes it good
in Hegelian terms: it does not break the ontological immanence of the one; better
still, it derives from the latter. Its limited or finite character originates in its being
solely defined locally, by the still-more of this already that is determinateness.8
Thinking and being
8 Alain Badiou, Being and Event, trans. Oliver Feltham (London: Continuum, 2006), 165.
9 Ibid., 170.
10 Badiou, Logics of Worlds, 143.
38 Badiou and the German Tradition of Philosophy
11 Georg W. F. Hegel, Phenomenology of Spirit, trans. A. V. Miller (Oxford: Oxford University Press,
1977), §7.
12 Ibid., §37.
13 Ibid.
14 Ibid., §32.
15 Georg W. F. Hegel, Encyclopedia of the Philosophical Sciences in Basic Outline, ed. and trans. Klaus
Brinkmann and Daniel O. Dahlstrom (Cambridge, UK: Cambridge University Press, 2010), 199.
16 Badiou, Being and Event, 93.
Lack and Concept 39
17 Markus Gabriel, Fields of Sense: A New Realist Ontology (Edinburgh: Edinburgh University
Press, 2015).
18 Immanuel Kant, Critique of Pure Reason, ed. and trans. Paul Guyer and Allen W. Wood
(Cambridge: Cambridge University Press, 1997), 129 (A 5).
19 Badiou, Theory of the Subject (London: Bloomsbury, 2009), 3–12.
Ibid., 7.
20
21 Ibid.
40 Badiou and the German Tradition of Philosophy
being that has no place – the utopian dimension of A (as such). Ap, on the other
hand, is A as placed. It is the being that is inscribed in a topos. A and Ap are not
two independent entities. Rather, they signify how each entity is divided into its
ideal form, its thought, its perfect identity, and its local embodiment in space-
time (presentable in its extension).
Badiou sums this thought up as follows when he writes: ‘A is itself, but it is
also its power of repetition, the legibility of itself at a distance from itself.’22 He
proposes the neologism esplace, which derives from the abbreviation of ‘espace
de placement’ (‘space of placement’).23 For the unregistered, not placed, and thus
utopian A, he suggests the word ‘horlieu’ (‘outplace’).24 This out-of-place or the
‘being in itself ’, which is the ‘real’ of the ‘esplace’ (‘splace’),25 is not representable.
It stands in for what Lacan calls a lack of being. Badiou makes clear here that the
entity A is affected in its division between A and Ap by an inherent negativity,
because the ‘in-itself ’ of A is by its localization even at a distance to its very
embodiment in A. It is utopian. Badiou thus illustrates Hegel’s thesis that
‘identity internally breaks apart into diversity because, as absolute difference in
itself, it posits itself as the negative of itself and these, its two moments (itself
and the negative of itself), are reflections into themselves, are identical with
themselves’.26 In the Preface of the Phenomenology, Hegel writes, ‘the bifurcation
of the simple [. . .] is the True’27 to express the extent to which each entity is
inscribed with a double negation: on the one hand, by being the difference from
other determinations and, on the other, by being in a purely formal self-relation,
which is always effected by an inherent non-identity.
Hegel once again expresses this idea in his Science of Logic in relation to the
already mentioned identity theorem. He asserts that the form of the identity
theorem (A = A) expresses more ‘than simple, abstract identity’.28 The first half
of the proposition: ‘A is’ stands for, ‘a beginning that envisages a something
different before it to which the “A is” would proceed.’29 Here Hegel underlines
that in the symbolic system of this ‘propositional form’ hides a ‘necessity of
adding to abstract identity the extra factor of that movement – Thus an A is
added’.30 If I understand Hegel correctly, this means that the symbolic structure
22 Ibid., 6.
23 Ibid., 10.
24 Ibid.
25 Ibid.
26 Hegel, Science of Logic, 362.
27 Hegel, Phenomenology, §18.
28 Hegel, Science of Logic, 360.
29 Ibid.
30 Ibid. (My emphasis).
Lack and Concept 41
of language itself always embodies this ‘extra factor’ that it can never catch up
with. Hegel illustrates these thoughts also with regard to the proposition ‘God is
God’.31 What sounds like a boring tautology is, for him, the form in which things
become identities of themselves, as well as the symbols of their absence.
Badiou applies the Hegelian definition of identity, which is equally marked
by two excluding moments of identity and non-identity, to political situations.
As is well known, he formalizes them with the help of set theory in the form of
embedded and excluded multiplicities that can conflict with one another about
the sovereign claims of their representation. In Being and Event he describes, for
example, to what extent ‘there is nothing apart from situations. Ontology, if it
exists, is a situation.’32 But ontology is just a situation among others, so to speak,
on the meta-level of philosophical reflection. Other situations can be located
concretely in space and time. This implies that Paris in 1848 is a situation or
Russia in 1917 or the ‘White on White’ painting of Kazimir Malevich from 1918
as well.
What distinguishes these situations as exceptional situations from others, is
the manifestation of their inconsistencies through identities in which – as in
Badiou’s split of ‘A-in-itself ’ and ‘A-placed’ – the utopian moment (the in-itself)
opens the place of placement. For example, the painting ‘White on White’ of
Malevich as an artistically utopian idea, or the Russian Revolution as a political
one meet in their respective form of being ‘in itself ’ the place of their arrival
with incomprehension or resistance surrounding them. In other words, their
identity is shaped by inherent moments of non-identity. Consistency, as Hegel
and Badiou suggest, is always dependent on inconsistency. In other words,
every structured situation that is counted as one is based on a lack of structure
that cannot be presented from the point of view of the prevailing count. With
Slavoj Žižek one can say that the inconsistent situation is ‘the pure multiple, the
not yet symbolically structured multitude of experience, that which is given;
this multitude is not a multitude of Ones, since the counting has not yet taken
place’.33 Therefore, Badiou can also write: ‘All multiple-presentation is exposed
to the danger of the void: the void is its being. The consistency of the multiple
amounts to the following: the void, which is the name of inconsistency in the
situation (under the law of the count-as-one), cannot, in itself, be presented or
fixed.’34
31 Ibid., 359.
32 Badiou, Being and Event, 25.
33 Slavoj Žižek, ‘Psychoanalysis and Post-Marxism: The Case of Alain Badiou’, South Atlantic Quarterly,
vol. 97 (Spring 1998): 235–61, 235.
34 Badiou, Being and Event, 93.
42 Badiou and the German Tradition of Philosophy
35 Hegel, Phenomenology, §437.
36 See on this topic my book Excessive Subjectivity: Kant, Hegel, Lacan, and the Foundations of Ethics
(New York: Columbia University Press, 2017), especially ch. 4.
37 Badiou, Being and Event, 97.
Hegel, Phenomenology, §475.
38
As we saw in the section above, for Hegel the law of identity (A = A) expresses
the unity of an entity as reflected with its own other as its same. For this reason,
the proposition ‘A is equal to A’ can also be related to Hegel’s famous definition
of substance, which ‘shows itself to be essentially Subject’.40 We want to explain
this reference in more detail since this definition presents Hegel’s monism as
shaped by an ontology of contingency. Substance, as a ‘multiple-presentation’,41
is confronted with its own place of emptiness so to speak, the subject, which
is paradoxically also to be understood as substance. But what does the term
‘substance’ and ‘subject’ mean in this context, and to what extent is Hegel’s
redefinition contradictory from the point of view of ontology?
A long tradition of philosophy, faced with the change of things, facts and
state of affairs around us, tried to clarify at least until the seventeenth century
(via Locke, Hume, etc.) whether certain entities (substances) persist and can
be determined as permanent while others (accidents or modes) are defined
by relational dependence. For if – without this differentiation – there existed
only change, no structures of experience could form at all. Plato’s ideas feature
properties of substances, Spinoza’s understanding of God as nature, Russell’s
‘sense data’ as consistent building blocks of sensory perceptions as well, and even
a single stone can be, according to Jonathan Lowe, interpreted as a substance.42
In the wake of Hume’s rejection of the allegedly pseudo-scientific concept of
substance, Kant was one of the first philosophers of the eighteenth century to
contribute to the dethronement of this classical-metaphysical concept. For him,
substance was not a metaphysical entity, as Plato, Aristotle or Spinoza believed,
but a formal-logical structural principle of conceptual thinking. It embodies a
purely formal function: perdurability through time.43 It guarantees that an object
of experience lasts through time and can be intersubjectively experienced as
such.44
Hegel now reinterprets the concept of substance in a very unique way, because
he not only refers especially to Spinoza’s understanding of substance as the
totality of what exists in different modes of particularities, but he also connects
40 Hegel, Phenomenology, §37.
41 Badiou, Being and Event, 93.
42 Jonathan Lowe, ‘Substance and Identity’. In Substanz: Neue Überlegungen zu einer klassischen
Kategorie des Seienden, ed. Käthe Trettin (Frankfurt a.M.: Vittoria Klostermann, 2005), 33–52.
43 Kant, Critique of Pure Reason, A 183/B 226.
See Georg Sans, ‘Wieviel Substanz braucht Kant’, Rivista Portuguesa de Filosofia, vol. 62
44
(2005): 707–30.
44 Badiou and the German Tradition of Philosophy
45 Aristotle, Categories, ch. 5.
46 Badiou, Being and Event, 97.
Lack and Concept 45
Concrete universality
Hegel, the qualified theologian, has commented on the figure of Jesus from
Nazareth time and again through his entire career. For in the Messiah
crystallizes the uniqueness of a worldview, in which worldly matters themselves
enhance the world as ‘creation’ within a process of theological and teleological
soteriology. Jesus Christ has the structural peculiarity of being literally the
moment in the ‘substance’ of the God of the Israelites in which this same God
reveals via his ‘Son’ his non-coincidence. In this respect, for the Man-from-
Galilee’s own sublimation ‘in Christ’, he had to appear within orthodox Judaism
as a paradoxical subject, similar to the case of Antigone – both included in the
multiplicity of presentations of a world, as well as excluded from it. As the ‘Son of
God’, he represents the metaphysical substance that embraces creation as a whole
and is the reality of substance at the site of a particular exception. Jesus comes
from Nazareth, that is, from a place that has no symbolic location whatsoever.
47 On this topic see Jacques Alain Miller, ‘Suture (Elements of the Logic of the Signifier)’. In Concept
and Form: Volume One. Key Texts from the Cahiers pour l’Analyse, ed. Peter Hallward and Knox
Peden (London: Verso, 2012), 91–102.
Alain Badiou, Saint Paul: The Foundation of Universalism, trans. Ray Brassier (Stanford: Stanford
48
University Press, 2003).
46 Badiou and the German Tradition of Philosophy
Jesus, as the ‘anointed one’, is, literally speaking, coming from nothing. He is the
Russellian antinomy in person, which in the fundamental debates of logicism
has led to various axioms for ensuring the coherence of a univocal ‘logical space’
of conceptual determinations, among other things through Russell’s type theory.
So far, however, it has not been clarified how the divine substance, whose
bearer is allegedly Jesus from Nazareth, can be embodied in an exception,
a human being at all. The ‘concrete’ or ‘actual universality’49 that is Jesus is
undoubtedly historically contingent and far from sharing the properties that
correspond to Yahweh’s traditional properties according to the Hebrew Bible.
Why is the man from Nazareth, for example, born near Bethlehem and not in
Jerusalem? Why does he show himself to some chosen Jews, but not to all, or,
to save time, to Romans, Greeks, and Persians too? This seems to contradict
the understanding of a universal entity. In addition, we do not experience Jesus
Christ according to the four Gospels as omnipotent, omniscient or omnipresent.
Certainly, qualities of the universal and the divine appear in him sometimes.
Think of his ethical way of life, the miraculous healings and the conversions
induced by him. But numerous other determinations of the divine substance are
put into question. God appears in him in a strangely capricious form. And yet
this form succeeds in retotalizing the universal via a particular and contingent
exception from which the universal can never really encompass itself. Why?
Well, he is particular and not universal. And if there is a mystery of Christ, it is
probably this: that he is supposed to be both nevertheless.
For Hegel, the just described tension between substance and subject,
particularity and universality is essential, since he expects a concrete universality
only at the site of a contingently historical realization. Where should it, the
concrete universality, be realized otherwise, if the universal in form of an idea can
only reveal itself in the world of phenomena as one phenomenon among others?
Jesus of Nazareth was a charismatic leader among many prophetical figures in
the first century. He was a disciple of John the Baptist, a prophetic figure himself.
In this sense, he was one phenomenon among others. This fact, though, did not
prevent him from subjectivizing his own soteriology in the name of the ‘the way,
the truth, and the life’ (John 14:6). One could say therefore with a set-theoretical
term, Jesus from Nazareth ‘diagonalizes’ as Christ not only different prophetic
figures of his time but also the Yahweh entity of the Hebrew Bible, who cannot
even be named, let alone be seen with a human, even all-too human form. In
other words, a concrete subject overrides (or ‘crosses out’) willingly in the name
49 Hegel, Phenomenology, §449.
Lack and Concept 47
of his own name the traditional framework of what the classical metaphysical
substance, Yahweh, embodies. In this moment a place erupts where the ‘frame’
of orthodox Jewish doxa is confronted with its own non-identity: ecce homo.
A fracture becomes the site of a new calibration of a particular space of being.
Substance, that is, the substance of Jewish metaphysics, becomes within itself the
form of itself, but – and now it becomes paradoxical – in the form of another –
or, in other words, in the form of an ‘out-of-form’ of itself. This is what the Man
from Galilee is: the distance of Yahweh to Yahweh. In this rational hides the
train of thought, from which Hegel, but also Badiou, interprets the ontology of
dialectical materialism. With reference to the example mentioned above, one
can say that the universal must embody itself – in the wording of Cantorian set
theory favoured by Badiou – as a ‘subset’, that is, as a special element in its own
totality. It must incarnate itself into a paradoxical species among species (or in
a void of its subsets) that make up its genus (or superset), so that this species
can negate all other parts (species) within the extension of its genus-being.
Only in this way can true universality be conceived for Hegel in the name of a
substance that is constantly overwritten from an open future. The illustration
below explains the argument well. It is an adaptation of a drawing from Žižek’s
book They Know Not What They Do.50
A B (=-A)
a1 Bb a2 b1 b2
The drawing exemplifies several aspects that are unthematically part in the
moment when a concrete universality autocreates its space of arrival. What Hegel
calls concrete or ‘actual universality’ emerges – to say it with Badiou – from the
void of a situation that is the condition that anything exists as represented at
all. In relation to the drawing, the set A is this ‘situation’ with its elements (a1
and a2) as bound variables within itself. The mentioned void in the drawing is
50 Slavoj Žižek, They Know Not What They Do: Enjoyment as a Political Factor (London: Verso, 2007),
35. I owe the drawing to Moritz Kuhlmann (unpublished manuscript).
48 Badiou and the German Tradition of Philosophy
marked with the variable: Bb. This place is the subset of the other elements (a1,
a2, etc.) in A and provokes that Bb is the part in A which has no part because
it is the subset, which in radical demarcation of all other subsets (a1, a2, etc.)
in A is an ‘other’ of A. The radical opposition of Bb to other signifiers (a1, a2)
means that it can mutate to the one signifier that potentially occupies the place
of exclusion within A and becomes A in an inverted form, namely B = –A.
The combination of meaning and excess announces itself when an apparently
consistent plurality (in our case the genus A) suddenly sees itself confronted by
a lack of itself. Literally: a defect shows itself and becomes excessive. And ‘Jesus
Messiah’ is a defect in orthodox Judaism, while Jesus of Nazareth is obviously
not. Jesus as Messiah is entrapped in Judaism, growing out of it, but does not
belong to it. A place of remarcation opens up from which substance forms itself
into a new form at the point of its non-coincidence with itself. A totality not
only experiences its non-identity in an element that is excessively and seemingly
anamorphic to itself, but also expands into itself through this non-identity of
another. Badiou expresses this idea when he writes: ‘nothing has taken place but
the place’ (rien n’a eu lieu que le lieu).51
The conflict between Arians, Sabellians and Gnostics about the soteriological
status of Christ Jesus, which Badiou touches upon indirectly in his Theory of the
Subject,52 shows how virtually impossible it was within early Christianity to apply
the traditionally positive determinations of God’s infallibility, infinity and so on
to a spatiotemporal exception that destroys exactly these positive determinations
in one form or the other. In a sense, we are faced with a similar absurdity, which,
as Badiou points out elsewhere, the painter Malevich introduced into the art-
world in 1918.53 He exhibited a painting depicting a ‘white square on a white
background’. In doing so he confronted the contemporary doxa of art lovers,
claiming at the same time that anyone who does not see the meaning of the
difference between white and white as difference that makes a difference must
necessarily be excluded from a novel universality: modern art. The situation is
similar in Christian soteriology. Those who do not believe that the arrival of
the Messiah at a certain space and a certain time implies no victory over the
Roman occupiers but another, rather mystical form of salvation, will not be
able to understand the concrete universality that Paul the Apostle announces
in his epistles. A new theology is taking shape because for orthodox Judaism
the Torah reveals neither the Messiah in the figure of Jesus Christ nor any such
universalism as Paul describes among others in his Epistle to the Galatians (3:28).
The conflicts surrounding Christological movements of the first centuries
like Sabellianism and Arianism illustrate how almost impossible it was (or is)
for a particular element (which embodies a paradoxical structural principle in
a situation) to be given a permanent status of a missed encounter between the
universal and the particular.54 When a true event has occurred and established
itself in the course of a truth-procedure, it is necessarily exposed to the fate of
reification. It even has to become, in Quinean vocabulary, a ‘bound variable’
again. It proverbially needs a state-apparatus that manages certain properties of
the event but thus immobilizes other properties of the event at the same time,
at least to a certain extent. Badiou describes this difficulty, as aforementioned,
in The Theory of the Subject. Certain forms of political management of an event
can undo the event. Badiou charges the followers of Arian but also the Gnostics
with this failure.
Badiou’s reverence to Mao Zedong’s Cultural Revolution (1966–76) derives
from this background of events failing in the long run. This political movement
embodies for him one of the few revolutionary attempts to give the ‘void’ of a
political situation even after the success of an event a potential space to, again,
rein freely. The Chinese Revolution is the event and the Cultural Revolution of
Mao, so to speak, an attempt to protect the revolution from reification through
its own doxa. Badiou admits the failure of the Cultural Revolution repeatedly.
But in various writings and interviews he emphasizes nevertheless its utopian
potential: to protect the multiplicity of situations after an event from the process
of auto-annihilation.
For Hegel, but also for Lacan and Badiou, the fact that something can be
opened up in substance in the passage through its non-coincidence (via
subjects), is due to the fact that reality only opens up in the inferential network
of justifications, knowledge and beliefs, that is, in the so-called web of belief.
This network depends on transcendental-virtual beliefs in its own coherence.
Recall Lacan’s famous saying that ‘truth is when it inhabits fiction’.55 But why is
that? Because for Lacan and Badiou, as well as for Hegel, there is at the core of
reality an unrepresentable excess that is both revealed and covered up by that
54 Sabellius, a third-century priest, taught that God was single and indivisible. Arius (256–336) and his
followers subordinated Jesus Christ as the Son of God to the Father. Both teachings contradict the
homoousian understanding of Christ, that is, the latter’s ‘consubstantiality’ with the Father.
Jacques Lacan, Ecrits: The First Complete Edition in English, trans. Bruce Fink (New York: W.
55
W. Norton, 1996), 4.
50 Badiou and the German Tradition of Philosophy
moment of retotalizing the whole in an event. The emptiness – or, to put it with
Hegel, the negative (with Lacan’s words: the real) – is inconspicuously enclosed
in every situation and master signifiers are representational ‘templets’ to close
this emptiness off. A gap as real opens up nevertheless time and again out of the
blue. It allows a missing object, claim, value, universality to appear when there
is a subject that, by virtue of its particularity, assigns an extension to what until
now cannot be thought. And this is even so if the object is hallucinated and – as
in the case of Paul’s downfall on the way to Damascus – can be perceived only as
a hallucinatory ‘voice’ or a ‘gaze’ of (an)other. Lacan expresses this thought when
he writes, ‘Le tableau, certes, est dans mon oeil. Mais moi, je suis dans le tableau’.
‘The picture, certainly, is in my eye. But I am in the picture.’56 This can mean that
‘I, Jesus Christ, see the reality in the year 37, but not only that. Reality also sees
me: as Messiah’.
56 Jacques Lacan, The Seminar: Book XI, Four Fundamental Concepts of Psychoanalysis, ed. Jacques-
Alain Miller, trans. Alan Sheridan (New York: W. W. Norton, 1998), 96 (translation modified).
4
Introduction: Back forwards
2 Obviously Kierkegaard would beg to differ such a thing could even exist, but already the very form
of Badiou’s actual repetition of Plato’s Republic (Alain Badiou, Plato’s Republic: A Dialogue in Sixteen
Chapters, New York: Columbia University Press, 2013) indicates that things are more intricate.
3 For this characterization, cf. Alain Badiou, Le Séminaire: Parménide. L’être 1: Figure ontologique
(1985) (Paris: Fayard, 2014).
4 As everyone knows, grown-ups differ from children because they are structured differently. Freud,
for example, depicted infantile sexuality as lacking ‘centering and organization’, whereas in adult
sexuality ‘a well-organized tyranny has been established’. Sigmund Freud, Introductory Lectures on
Psycho-Analysis (New York: W. W. Norton, 1989), 401.
5 Cf. Alain Badiou, Le Séminaire: Heidegger. L’être 3 – Figure du retrait (1986–1987) (Paris: Fayard, 2015).
Hegel’s Immanence of Truths 53
the different versions of Heideggerianism (from the Strasburg school and the
diverse branches of deconstruction6 up to a broad variety of newly emerging
sophists that inhabit the space left empty by philosophy’s disappearance and
thrive on the vanishing of any claim to truth), Badiou thought what had to
be thought to properly conceive of the transformation needed for philosophy
to resurge. Badiou begins anew, not with a clean philosophical slate, but with
a historical slate that needed purging as well as with a new formation, so as
to determine what can be done with this new(re)born.7 And within this
very endeavour, Badiou necessarily and retroactively totalizes the history of
philosophy and thus articulates the previously depicted logic – of the loop back-
forward – as a genuinely subjective – not subjectivist – understanding of history;
an understanding of history that is finally without object.8
This becomes intelligible, for example, when he demonstrates why and how
after the historically dated emergence of the idea of communism even the long-
gone Spartacus revolt can be retroactively read as something that will have
been a part of the history of communism. But again, this does not hold for the
practice of politics and the so-called conditions alone. I contend that Badiou
also had such an impact on the history of philosophy.9 But as it is too broad
a task for one article to determine the status of the history of philosophy after
Badiou, I limit myself to something like a particular case study. I single out
one thinker with whom Badiou has repeatedly engaged during all the phases
of his work, namely Hegel, and attempt to demonstrate that with and after
Badiou emerged a peculiar new possibility of reading Hegel. My claim is that
after Badiou’s systematic and conceptual intervention, it has not only become
possible to conceive of a different Hegel, but furthermore to read Hegel as a
thinker who actually already published a detailed systematic elaboration of the
6 There are many places where this becomes explicit. One particularly instructive text in this regard is
Alain Badiou’s Can Politics Be Thought? (Durham: Duke University Press, 2018).
7 The characterization of Badiou as Parmenides and Plato could also imply that Badiou is not one but
two thinkers, so that out of his own conceptual deadlocks – a philosophy still too sutured to one
of its conditions, notably politics in Theory of the Subject and before – his thought re-emerges as if
rejuvenated and reborn, reborn because of a specific and singularly determined deadlock. This idea
is not at all foreign to Badiou’s oeuvre. Recall the discussion of Lacan. If Freud is comparable to Marx
(as he invented a new discipline), Lacan actually is ‘the Lenin of psychoanalysis’ and at the same time
its Mao, since he is ‘like a king succeeding himself ’. Lacan, as much as Badiou, is his own successor.
Alain Badiou, Theory of the Subject (London/New York: Continuum, 2009), 126f.
8 Cf. Alain Badiou, ‘On a Finally Objectless Subject’. In Who Comes after the Subject?, ed. Eduaro
Cadava, Peter Connor and Jean-Luc Nancy (New York: Routledge, 1991), 24–32. Badiou repeatedly
claimed in public lectures, ‘I am philosophy’.
9 This obviously raises the difficult problem – difficult within Badiou’s own conceptual framework – if
there can be ‘events’ in philosophy. I have to disregard this problem here but have provided the sketch
of an answer in my For Badiou: Idealism without Idealism (Evanston, IL: Northwestern University
Press, 2015).
54 Badiou and the German Tradition of Philosophy
The first step must consist in addressing Hegel’s most notorious and most
frequently criticized concept: absolute knowing. What is absolute knowing for
Hegel, the Badiouan? This question can best be answered by asking another
question: what does Hegel’s Phenomenology of Spirit seek to achieve, since only at
its end does absolute knowing appear. A classical answer, one that does not rely
on any knowledge of Badiou, is that the Phenomenology is the introduction to
Hegel’s system. It introduces into the system by depicting that and how we must
get rid of all our presuppositions and preconceptions of what it is that we are
about to engage in, namely thinking the absolute (or truth). The Phenomenology
therein works like the self-negating ‘presupposition for a presuppositionless’12
(scientific) presentation of the absolute – that we encounter in the Logic. It is
thus a gigantic endeavour of subtraction that is more Cartesian than Descartes;
it is maybe the most encompassing subtraction in the history of philosophy.
Hegel articulates this task by stating that the ‘road’ of the Phenomenology is
not only ‘the pathway of doubt’, but ‘more precisely . . . the way of despair’13 –
a redoubling radicalization of doubt (Zweifel) to the despair (Verzweiflung)
indicative of anxiety.14
The Phenomenology traverses all possible forms of consciousness and thereby
takes us down a path on which we lose any stable ground that we could cling
to. Yet, this movement is not only performed apropos of the substance, as the
famous Hegelian saying goes, but also apropos of the subject – that is to say,
not only do we lose all substantial ground and our footing in a given substantial
symbolic universe (be it a life-world, community, family, etc.), we also lose the
substance of the subject or the subject as substantially determined in itself so that
we experience something that exceeds our coordinates of experience. And we
thereby even lose the substantial link between substance and subject. The subject
neither has a substantial preordained place in substance nor does the subject
itself have any kind of inner substance. Undoing all substantial conceptions of
substance, subject and their relation is the precondition for the commencement
12 William Maker, Philosophy without Foundation: Rethinking Hegel (Albany: State University of
New York Press, 1994), 85.
13 G. W. F. Hegel, Phenomenology of Spirit (Oxford: Oxford University Press, 1977), 49.
14 Kant reached this point as he had ‘anxiety of the object’ (G. W. F. Hegel, Science of Logic [Cambridge:
Cambridge University Press 2010], 30, translation modified, F.R.], but he shied away from facing its
proper consequences. A systematic elaboration of this point can be found in chs. 1 and 2 of Rebecca
Comay and Frank Ruda, The Dash – The Other Side of Absolute Knowing (Cambridge, MA: MIT
Press, 2018). In much of my argument I rely on this work I have done together with Comay.
56 Badiou and the German Tradition of Philosophy
15 Hegel explicitly refers to this as a point, when he claims that, ‘In pressing forward to its true
existence, consciousness will arrive at a point at which it gets rid of its semblance of being burdened
with something alien, with what is only for it, and some sort of “other”, at a point where appearance
becomes identical with essence, so that its exposition will coincide at just this point with the
authentic Science of Spirit.’ Hegel, Phenomenology, 56f. Literally, as the reader might have noticed,
Hegel refers to the point three times, as if indicating this very elision and subtraction by stating: ‘. . .’
Cf. Rebecca Comay, ‘Resistance and Repetition: Freud and Hegel’, Research in Phenomenology, vol.
16
45 (2015): 237–66.
17 Raising impotence to a point of impossibility was Lacan’s definition of the psychoanalytic cure, of
the end of analysis, of the moment when there is a (re)constitution of subjectivity. Badiou himself
refers to this formula in Alain Badiou, The Meaning of Sarkozy (New York/London: Verso, 2008), 34.
The transition from the Phenomenology to the Logic deals structurally with the same thing.
Hegel’s Immanence of Truths 57
18 Hegel, Phenomenology, 492.
19 G. W. F. Hegel, ‘Konzept der Rede beim Antritt des philosophischen Lehramtes an der Universität
Berlin’. In Enzyklopädie der philosophischen Wissenschaften, 3, Werke, vol. 10 (Frankfurt am Main:
Suhrkamp, 1970), 416. My translation, F.R.
58 Badiou and the German Tradition of Philosophy
person20 – and this is the experience specific to absolute knowing. And this
experience amounts to a ‘problematization’ of everything we were supposed to
know. We experience something out of this world, something real and ‘the real
makes a hole’ – in knowledge – ‘for truth’,21 since ‘a truth is always what makes
a hole in a knowledge’.22 Absolute knowing names the point where we have the
paradoxical experience of a hole in knowledge and in our structure of experience,
a hole through which the absolute might seep through. It is thus not a kind of
objective knowledge, but rather the transition from objective knowledge to a
subjective (conviction and) truth. It is an index of subjectivization.23 The whole
of the Phenomenology of Spirit can thus be read as a very elaborate account of
what happens precisely at the ‘moment’ we identify an event as an event.24 At
such an evental ‘moment’ it is as if we traverse the whole Phenomenology in
less than a nanosecond – that is, in no objectively measurable time. Absolute
knowing thus radically changes the established coordinates of the existing
regime of possibility, as it points us to the very impossible possibility of an event.
And just as an event is constitutively unforeseeable, absolute knowing does not
know what the event will have been, but it confronts us with a moment of utter
freedom: we must choose, either to affirm the newly emerging possibility and act
and think accordingly or refuse to engage in it.
In this sense, absolute knowing is a pointed knowledge, a knowledge of a point
(of the real) that can change everything; but this change only occurs when we
start doing what we did not know we were capable of. Absolute knowing means
to know that one must do something that one does not know how to do, even
though, or more precisely because, it is impossible. And this is why in passing
20 The trivial explanation of this is that if we were able to tell the other why we loved him or her, it
could only be an utter disappointment (e.g. if it is because she earns more than a million per year or
because he is so charmingly tiny); we only know that we do not know why we are in the situation we
are in, and even if it seems utterly contingent, we are nonetheless fully responsible for what happens
afterwards.
21 Alain Badiou, Theory of the Subject, 199.
Alain Badiou, Being and Event, trans. Oliver Feltham (London/New York: Continuum, 2005), 327.
22
23 Against the obvious objection that Hegel’s discourse is the discourse of philosophy and he is hence
not talking about any ‘condition’ in Badiou’s sense of the term, the reader should be reminded that
Badiou himself described the function of philosophy in similar terms: ‘Philosophy is subtractive,
in that it makes a hole in a sense or interrupts . . . the circulation of sense.’ Alain Badiou, ‘The
Definition of Philosophy’. In Infinite Thought: Truth and the Return to Philosophy (London/
New York: Continuum, 2003), 166. So, philosophy produces holes, too, by constantly affirming the
very impossible possibility of truths that make holes in knowledge, by affirming absolute knowing.
This is why the despair that pertains to it is not accidental, but an evental encounter cannot but
24
produce anxiety. But it needs to be confronted with the right amount of courage – as Badiou
elaborated in Theory of the Subject and – as Hegel points out when he emphasizes that ‘the will
and courage for the truth’ is absolutely necessary to think. See G. W. F. Hegel, The Encyclopaedia
Logic (with the Zusätze). Part I of the Encyclopaedia of Philosophical Sciences (Indianapolis and
Cambridge: Hackett, 1991), 5.
Hegel’s Immanence of Truths 59
through it, we – for Hegel – also place ourselves in an impossible position, an
impossible point (of view), notably that of ‘God as he is in his eternal essence
before the creation of nature and of a finite spirit’.25 If for a moment we lay aside
the apparently megalomaniac language here, one can see that for Hegel with
the encounter of an event and through its affirmation, we are in a position from
which we can create something new, a new world, including ourselves (the finite
spirit) and even everything we will regard as unchangeable (nature). An event
confronts us with a choice and allows for the impossible possibility of finding
ourselves in the position of creation. And in creating, that is by unfolding the
consequences of the newly emerging possibility, we ‘live “as an Immortal” ’.26
That is, we live, act and think like God did in creating the world.
If one takes seriously Hegel’s reference to God before the creation of the world
in our context, and if this is the peculiar ‘perspective’ from which the Science of
Logic will run its course, not only does this mean that everything we read in
this work are God’s thoughts before the creation of the world, but it also means
that we are in the very same position and think his or her thoughts. To put this
differently: passing through the Phenomenology – which presents what happens
when we encounter an event – we reach a point (this is subjectivization) where
we are in a position of utter exception from the previous laws and norms of the
world (or situation). The world, the situation, the whole universe is bracketed not
phenomenologically, as in Husserl, but ontologically. And if Hegel’s Logic depicts
us the very thoughts of the creator before or while creating, it can consistently be
claimed that this very book is formally presenting the immanence of any truth
procedure as such. Any true creation, this must be Hegel’s claim, follows the very
logic depicted in the Logic. But before we can examine – at least in parts – the
formal constitution of this creative procedure, we have to take a brief detour
and tackle one intricate question, namely the question of how, for the Badiouan
Hegel, the Phenomenology is actually related to the Logic.
If one can defend the claim that the vanishing of all determinations that the
Phenomenology depicts is what happens when we encounter an event, and if the
Logic structurally follows the Phenomenology, it cannot but depict the unfolding
of the consequences of an event. Yet, an intricate question arises: do the two
books follow one and the same dialectical schema? Hegel, the Badiouan, cannot
but give a straightforward answer. It cannot be the same dialectical movement.
In the Phenomenology we can begin by writing something on a piece of paper, by
then waiting a couple of hours and articulating the dialectical insight that what
once seemed true, is not any longer. This instigates the dialectical processes that
Hegel describes as that of overcoming ‘sense-certainty’.27 The same does not hold
for the Logic. For one, this is because after the Phenomenology we have nothing
left, nothing we could take for granted or as a given. The process of subtracting
all determinations that it depicts is so profound that absolute knowing does
not provide us with a new footing. Rather, as Hegel states in the Logic: ‘Pure
knowledge . . . has sublated every reference to an other and to mediation; it
is without distinctions and as thus distinctionless it ceases to be knowledge;
what we have before us is only simple immediacy.’28 The process of the vanishing
of all determinations – the Phenomenology – culminates in absolute knowing
and absolute knowing is so pure – it is the pure identification of an event as an
event – that it ceases to be knowledge. So, there is a process of disappearance of
all determinations and appearances that ultimately disappears itself: a vanishing
of the process of vanishing.29 What does this leaves us with? With simple
immediacy. What does this mean?
It means that the Phenomenology leads us to something immediate, but that,
as it is mediated by its whole process, it is a mediated immediacy, an immediacy
of a newly emerging choice.30 For Badiou as well as for Hegel, in the beginning
there is the immediacy of a forced decision, as this is precisely how an event
appears to an individual. The forced decision is the form of subjectivization. But
the subjectivization, that is, the identification of an event as an event, the forced
recognition that one must choose, is not identical to the practical exploration
and unfolding of the consequences of this very event. It is precisely Hegel’s
Logic that presents the latter from an immanent perspective. This also means
that in the transition from the Phenomenology to the Logic we are dealing with
a logic of subjectivization; a logic of becoming-subject due to the encounter
27 Hegel, Phenomenology, 58–67.
28 Hegel, Science of Logic, 47.
29 This and the following points are elaborated in detail from within Hegel in Comay and Ruda,
The Dash.
30 And one can obviously see that the Phenomenology, as saturated with historical references and
material, proves the fact that any event is essentially historical; even if for the emergence of history
proper, one needs something that cannot but appear a-historical. See Badiou, Being and Event, 173ff.
Hegel’s Immanence of Truths 61
of an event. But to uphold this reading one must demonstrate that the actual
process of subjective practice that springs from the evental encounter is thus not
identical with the moment of subjectivization (i.e. the dialectical movement of
the Phenomenology is different from that of the Logic). If absolute knowing is the
knowledge of the emergence of an evental exception to the laws of the situation
and if this places us in an exceptional position vis-à-vis the previous laws of
appearance (the position of God before the creation), to more precisely articulate
the move from the former to the latter, it is important to note that there is no
automatism of the event. An event does not automatically yield consequences.
They are produced by those who have become subjectivized in them.
There is no automatic unfolding of the consequences of an event. The event
forces us to be responsible for its very unfolding, but we can obviously refuse this
responsibility. Either one becomes practically engaged in seeing what the event
will have been through unfolding its consequences in a concrete situation or
one refuses such an engagement. Encountering an event, we have no choice but
to choose, between engaging in its consequences practically or not engaging in
them. And only in the practice initiated by the event, can we thus fail in a strong
sense of the term. Only after falling in love one can ruin one’s own love practice
and will one have become responsible for this particular failure. This means that
with the event the responsibility emerges for us to determine what the event will
have been. And, as if to add insult to injury, this is important because the event
is essentially nothing other than what it will have been – it is nothing but its
consequences. Since we are forced to choose, the choice in question is not a free
choice, neither deliberate nor the result of reflection.31 But is all this reference
to choice not entirely foreign to Hegel, the thinker who in recent years has been
prominently read as theorist of normativity and the space of reasons?
It is in the very transition from the Phenomenology to the Logic – in a text
that precedes the actual beginning of the Logic proper – that one can find Hegel’s
rendering of precisely this point. He raises the question of how one can begin
with the endeavour he is about to begin – the Logic, that is the presentation of
truth(s) as such – and it is here that he elaborates what it means that we are, after
the Phenomenology, left with simple immediacy. Since the only thing to make
a beginning is ‘to take up, what is there before us’.32 We just have to take up the
simple immediacy, which it itself already ‘an expression of reflection’,33 notably of
31 In this sense, the choice is paradoxical. Since no one decides to fall in love, for example. One is either
in love, without ever having consciously decided to be in love, or one is not. This choice was thus
(unconsciously) taken.
Hegel, Science of Logic, 47.
32
33 Ibid.
62 Badiou and the German Tradition of Philosophy
the subtractive process of the Phenomenology. But what does this mean? Hegel
answers by stating what is there before us:
There is only present the resolve, which can also be viewed as arbitrary, of
considering thinking as such. The beginning must then be absolute or, what means
the same here, must be an abstract beginning; and so there is nothing that it may
presuppose, must not be mediated by anything or have a ground, ought to be rather
itself the ground of the entire science.34
Immanence of truths: The logic
Following this, Hegel’s Science of Logic depicts in great detail the consequences
of such an affirmative resolve that will only have become possible as an effect of
the forced choice of the event, that is, the point of absolute knowing. The Logic
is therefore not an exhibition of the transcendental coordinates of thought or the
world, but it presents the very form of any practical creation of any post-evental
truth. This is why Hegel also refers to the Logic as ‘the science of absolute form’37
because the absolute – truth – is nothing but a practical creation of a form for that
which did not yet receive any since it previously seemed impossible. And this very
creation does not happen automatically, it is the result of an immense labour of
thought. What is the first result of the decision to affirm the eventually emerging
possibility of thinking?
34 Ibid., 48. This is in line with Badiou’s claim that ‘philosophy is a construction of thinking where
. . . it is proclaimed that there are truths’. Alain Badiou, Conditions, trans. S. Corcoran (London/
New York: Continuum, 2008), 11.
35 This is what mistakenly Kierkegaard claimed.
36 Badiou also refers to the anonymity in his elaboration of the status of the intervention (or decision).
Cf. Badiou, Being and Event, 229f.
37 Hegel, Science of Logic, 523.
Hegel’s Immanence of Truths 63
As any reader of Hegel will know, the first concepts the Logic begins with
are being and nothing.38 Why is this? Because the very ‘being of an event is a
disappearing’39 or put differently: because an event is essentially undecidable.40
This is to say that there are no objective criteria by means of which one could
determine in advance if what is happening to us is an event or not. Only its
consequences will offer the proof of that. Or more precisely: there is no proof that
something is happening to us except what might follow from it. This is another
way of saying that truth is index sui. There is no objective proof that we fell in love
when we fell in love, other than that we start acting in a peculiar manner. That
is to say, an event has no special kind of being – as it is something that is not, for
example, it happens41 – and it can only become something if it produces effects.
An event therefore creates a peculiar indistinguishability between being – as
it is happening to us – and nothing – as its whole ontological status depends
on the consequences it will have yielded. This is why the Logic begins with
the indistinguishability of being and nothing – since being is not identical to
nothing, but also not different from it, because both have no determinations yet.
As such indistinguishability characterizes any event, being and nothing being
peculiarly indistinguishable from one another are the first determinations one
can gain from encountering an event. With this indistinguishability all thought
commences.
Being and nothing are undistinguishable and yet distinguished – ‘they are not
without distinction’42 – they are two that form an inseparable unity that is the
event. Hegel articulates this in stating: ‘Pure being and pure nothing are therefore
the same.’43 In the beginning there is a ‘non-being . . . since in non-being there
is contained the reference to being . . . – and this can also be expressed, if one
so wishes, simply by saying the mere “not” [durch das bloße Nicht]’.44 This is
commencement of thinking in the emergence of the ‘place of thought of
that-which-is-not-being’,45 that is, the event. But if an event is nothing but its
consequences, this also means that there is never the pure moment of the event
38 A critical examination of the beginning of Hegel’s Logic can be found in Alain Badiou, The Rational
Kernel of Hegelian Dialectics (Melbourne: re.press, 2011), 49–85. I want to suggest that the whole
ontological status of the beginning of the Logic changes if one takes into account the decision that
precedes and thus (un)grounds it.
39 Alain Badiou, ‘Philosophy and Psychoanalysis’, in Infinite Thought, 87.
40 See Badiou, Being and Event, 327ff.
41 Obviously, on another level an event is a multiplicity, as everything that is a multiplicity (for Badiou).
But it is a special kind of (paradoxical, self-belonging) multiplicity.
42 Hegel, Science of Logic, 60.
43 Ibid., 59.
44 Ibid., 61 (translation modified, F.R.).
45 Badiou, Being and Event, 173.
64 Badiou and the German Tradition of Philosophy
46 Alain Badiou, Séminaire: L’images du temps présent II, 2002–3, session of May 14, 2003. www.
entretemps.asso.fr/Badiou/02-03.3.htm.
47 Hegel, Science of Logic, 60.
48 Ibid., 69.
49 Consistently with what I suggest above, Hegel claims that ‘all further logical determinations . . .
are therefore examples of this unity’ (ibid., 62) of being and nothing that characterises the evental
encounter. For Hegel, as for Badiou, philosophy only thinks events – which are what they are only
because of their consequences – and shapes its concepts accordingly.
50 Cf. Hegel, Science of Logic, 80.
Not ‘this or that’ concrete determination. But the ‘this-ness or that-ness’ of determination, since we
51
55 Ibid., 89.
56 Ibid. (Translation modified, F.R.).
57 Ibid., 91.
58 I cannot but apologize to the reader for the many elisions needed to be able to at least proceed even
through the first pages of Hegel’s Logic.
Ibid., 95.
59
60 Ibid.
66 Badiou and the German Tradition of Philosophy
61 Ibid., 96.
62 See Alain Badiou, ‘True Communism Is the Foreignness of Tomorrow’. www.versobooks.com/
blogs/1547-true-communism-is-the-foreignness-of-tomorrow-alain-badiou-talks-in-athens.
Hegel’s Immanence of Truths 67
Hegel’s treats the concept of the limit by recourse to the dialectic of the point
and the line. Why? Because the line is only a line if it is not a point – the point
is the limit of the line because if the line becomes a point it stops being a line.64
But any line begins in a point, there is always a point not only from which a line
starts, but also from which one starts calling a line a line. The point is the limit of
the line but at the same time it is its ‘absolute beginning’ – and remains, however
infinite the line is, ‘its element’.65 The limit thereby becomes the very principle
of that which it limits. Hegel’s point vis-à-vis the point is that the limit is not an
external limit, but an internal one – which is why the next concept he starts to
discuss is the concept of finitude (i.e. the idea of something that is internally
limited).
What do we get from this transition from the limit to finitude? First, we
learn that an event produces a new (form) of existence. We then see that it can
only remain what it is when it relates to (and becomes) something else. But this
becoming must have specificity and determination, something must remain
stable in the overall becoming other of something. What is this what remains
stable? It is precisely what is affirmed when the event is affirmed, what the in
itself of the something new is – that which determines it – is what Badiou calls
‘the evental statement’.66 The beginning of the consequences of an event formally
manifest in the effects the affirmation of the event as event has. This manifests
so that the something has no other ‘kernel’, no other in itself that this very
affirmation. Otherwise, it is nothing but a constant process of becoming-other.
But this means that its constitution changes, yet its affirmative determination
remains the same. Why does this have anything to do with finitude? Because
the evental affirmation internally limits and thus determines the something,
as this or that specific something. It relates to something internally finitizing it
on a formal level, because, say, if I affirm the possibility of ‘proletarians of the
world unite’ then this excludes any kind of action which stands in violation with
this very affirmation and thus inscribes a limit into my actions – which is why
finitude is as immediate67 as the decision which constitutes the something as
one of the (infinity of) consequences of the event. The question that arises here
is how does this finitude relate to the inherent infinity of the truth procedure
itself? How does finitude finalize itself? And how is this finitude here related to
what Badiou refers to as an ‘oeuvre’? These are questions that we will have to deal
with in another place.
66 Alain Badiou, ‘Thinking the Event’. In Philosophy in the Present, ed. Alain Badiou and Slavoj Žižek
(Cambridge: Polity, 2009), 33.
67 Hegel, Science of Logic, 101.
5
Before
Beginning
Everything is about the beginning then, and I will provide two prominent
examples to show how the question of the beginning can be unfolded: one says
that we won’t be able to understand this problem of the beginning, because we
always have already begun to think. Even if all the differences between objects
and subjects, between philosophy and non-philosophy are a result of thought
itself, we cannot think the difference from thought in thought. Thus we are always
already in thought, and philosophy is a specific way to think, but is incapable to
say what is not-thought. Thinking is marked by the infinity of its possibilities,
but also by the finitude of its capacity. This is the transcendental answer given by
Kant. Recall one of its canonic statements: ‘The a priori conditions of a possible
experience in general are at the same time conditions of the possibility of the
objects of experience.’1 It is thought alone that gives us access to its outside, but
strictly speaking we cannot think anything outside thought.
1 Immanuel Kant, Critique of Pure Reason, trans. Paul Guyer and Allen W. Wood (Cambridge/
New York: Cambridge University Press, 1998), 234 (A 111).
The Torsion of Idealism 71
The other answer is that we can actually escape this paradox if we take it into
account as such. We can basically think the paradox because it is the paradox of
thought. Thus, at the moment we think, we are in the middle of the paradox. The
paradox of the ‘before-thought’ is thought itself, although thought might not know
this from the beginning on. Thought will disentangle its presuppositions, but will
then find out that it is itself the split between the inside and the outside, it is, so to
speak, its own outside. Thought will already have been there, and thinking will have
to grasp its own difference that is always inscribed into its belatedness. Thinking
is marked by the finitude of its inscriptions, but also by the infinity of its capacity.
This is the Hegelian answer. We can refer to of the beginning of the Logic, in which
being and nothing prove to be only distinguishable in a movement that sublates
the distinction: becoming. Thought and its outside can only be distinguished once
thought realizes itself as the real outside itself.
For Kant, then, there can be no ground of philosophy before philosophy. We
thus get an abyss as the negative ground, the infamous thing in itself, the ontology of
being about which we cannot know anything. For Hegel, the paradox of the missing
ground is the ground itself, we thus get the abyss of the ground as the ground itself
of absolute knowing. The ‘before’ remains unthinkable in Kant, and it is precisely
not before thought, but rather the centre of thought in Hegel.
If we take the line of the ‘before’, separating philosophy from that to which it
relates, and read it as the line between the object and the subject, then we might
even say that the object is the object of the subject in Kant, and the object is the
subject in Hegel.
And we can also draw a further conclusion from this comparison. On the one
hand, the assignment of a ‘before’ is an act that is closely related to the existence of
philosophy itself, as philosophy can only exist once there is something before it. On
the other hand, yet again, the actual ‘before’ gains a problematic status, suspended in
Kant, sublated in Hegel. But once the line of the ‘before’ is precarious, the existence
of philosophy itself is also rendered uncertain. In Kant as in Hegel the question
of a true beginning is obscured, the beginning is deferred into an unreachable
prehistory of thought or the beginning will always already have been there.
For Badiou, as it is clear that philosophy has not existed at all times, there is
a ‘before’ of philosophy, by which it is conditioned. The before of philosophy are
its conditions, and if not all of the conditions are in place, philosophy cannot
properly exist.2 This is a temporal and a structural before: structurally, philosophy
2 See Alain Badiou, Manifesto for Philosophy (Albany, NY: State University of New York Press,
1999), 35.
72 Badiou and the German Tradition of Philosophy
follows upon its conditions, on which it relies. But it is also a temporal ‘before’,
philosophy itself has a beginning, and before it there was no philosophy.3
The structural ‘before’ seems to imply that the before is set only when
philosophy is there too. Philosophy is there, and its before is indicated within it.
But what happens when there is no philosophy and we are not sure about how to
figure out its structural before? How do we find out about the conditions if that
what is conditioned does not yet exist, simply because the conditioned does not
indicate the conditions to be its before?
In this temporal aspect of the ‘before’, we can also recognize a very modern
aspect. To begin something new and not to belong to the ancients any longer
is a decisive moment in the understanding of modernity. To be modern, it is
necessary that before it there were the ancients; ancients that only become
ancients for the modern. ‘Modern’ in this relation is the consciousness of a
break: modern philosophy does perhaps not, if it is not too narcissistic, declare
itself to be the beginning of a new time, but it declares eras of thought to be dead
and other eras to be beginning. This modern moment of philosophy did already
take place within the ancients, if we think of the famous parricide in Plato, when
he refutes Parmenides. Let us say that philosophy accepts that there are changes
in time, and because of this it necessarily has to engage with time. Structurally,
something non-philosophical exists before philosophy, but there is also a time
before and a time of philosophy.
It might also have been a different philosophy that took place ‘before’
philosophy. For example, a certain philosophy declares that metaphysics reigned,
before reason was able to unfold and develop itself in its full strength. In Kant’s
understanding, metaphysics was a disoriented affair before critical philosophy
came along, and metaphysics after criticism can only be better, can become an
oriented thinking. This temporal aspect of the before – thus the time before
philosophy and the time of philosophy – can result in a history of philosophy
that is also a philosophical history.
But there is a peculiarity to be recognized when this ‘before’ refers to
another philosophy. Another philosophy can be turned into a simple before of
philosophy. It is then treated not as an exception from the world, but rather is
taken as a part of the world, to which (the new) philosophy relates. This implies
negating the actual philosophical impact in any ‘previous’ philosophies, it
implies stripping off their exceptionality by reducing them to just another part of
the world. The true difficulty is the singularity of the relation of one philosophy
3 Ibid., 33.
The Torsion of Idealism 73
objective structure, but still we can say that the question of beginning comprises
three elements: an object, a subject and the before (in its structural as well as
in its temporal aspects). The problem here, the problem of all beginnings, is of
course that the first two moments – the object and the subject of the beginning –
show the beginning to be filled with presuppositions.
Philosophy sets the before: it arranges the object as coming before the
subject or vice versa, and both of them to be before philosophy. But philosophy
is incapable of inscribing this inaugural gesture into its own discourse. Both,
Kant and Hegel, develop different answers to this problem, deferring from or
inscribing the unbridgeable gap in philosophy itself. This unbridgeable gap is the
motor of modern philosophy itself, with the uncertainty of its inaugural gesture
it is marked by a certain impossibility.
However, in this triad of the subject, the object and the before, the third
component, the before, opens up a different angle from the other two, as it differs
structurally from the other two components. The essential moment of difference
is that we can understand the before as the interruption between the object and
the subject: the object comes before the subject or the subject comes before the
object, and both are ‘before’ philosophy. The ‘before’ establishes a relation, and
therefore it differs from the components of the object and the subject. The third
component, the question of the ‘before’ belongs exclusively to philosophy alone.
In the indication of a ‘before’, it is philosophy that brings itself into relation
with the world of subjects and objects by making the incision of a before in the
structural and the temporal sense. With the incision of a ‘before’, philosophy
adds itself, it adds itself as this incision.
So where does this ‘before’ properly belong, if it belongs properly to philosophy
but comes before it? Philosophy creates a before, and we do not know how to
handle this philosophically. Philosophy is marked by an incision in itself and
it is itself an incision in the world. How can we understand philosophically
the cut that philosophy is, in itself and for the other in which it makes its cut?
Philosophy as this incision is without a place.
Un pas de plus
we actually cannot begin, because we would always already have begun. Rather,
beginnings are possible. The first step is missing, yet beginnings are possible.
This might be reformulated as: there is no beginning, but there are beginnings.
Thus, philosophy with Badiou makes ‘un pas de plus’, takes a step further.4 This
pas de plus is, and this is decisive, fundamental and secondary; it is a step without
origin. This is how we can understand the first part of the incisive cut of Badiou’s
philosophy: to think the fundament, the ground of thought without implying
any reference to it as an origin of thought. Ein Grund ohne Ursprünglichkeit (A
ground without originality). We infer this pas de plus by purloining a passage
from the beginning of Being and Event. Here it is a matter of the philosophical
balance between the one and the multiple:
For if being is one, then one must posit that what is not one, the multiple, is not.
But this is unacceptable for thought, because what is presented is multiple and
one cannot see how there could be an access to being outside all presentation.
If presentation is not, does it still make sense to designate what presents (itself)
as being? On the other hand, if presentation is, then the multiple necessarily
is. It follows that being is no longer reciprocal with the one and thus it is no
longer necessary to consider as one what presents itself, inasmuch as it is. This
conclusion is equally unacceptable to thought because presentation is only this
multiple inasmuch as what it presents can be counted as one; and so on.5
We find ourselves on the brink of a decision, a decision to break with the arcana
of the one and the multiple in which philosophy is born and buried, phoenix of
its own sophistic consumption. This decision can take no other form than the
following: the one is not.6
built on the necessity fuelled by the impasse of the one and the multiple. It is
the reaction to an impasse, but it is not as a reaction to this impasse that it is a
second step; it is a second step in the full paradox of a second step as the first step
of a beginning. It takes the decision to set another beginning.
But still, we see, beginning with the second step, the first step can be thought.
Only now, after the second step has been taken, the first can be thought. But why
think the first step at all, the fundament, the ground, if this ground does not give
the reason for the second step? This is the second part of the incisive cut: we
need nevertheless to think the first step. If the one is not, then the multiple is,
but the multiple brings us back to the one. In Badiou’s philosophy ontology will
be the discourse that grasps being in its inconsistent multiplicity, as that which
is excluded by the law of the one. But here, our question is the beginning of
philosophy in the second step, and if mathematics as a discourse is the proper
tool for grasping being as multiplicities of multiplicities, then philosophy takes
the risk to deny the being of the one. Which is to say, it takes the risk that being
is ‘neither one . . . nor multiple’7 – for otherwise the multiple would be a multiple
of ones – and can only be grasped in its inconsistency.
If the one is a count, it has to be a count of the multiple, the multiple that is in
itself multiple as it is consistent and inconsistent. That the one is not leads us to
the point that it results from the multiple, it has to be the multiple of something
and the multiple reveals an inconsistency upon which it relies to be truly
multiple. This is why the one as a count cannot be understood, if the inscription
of being is not understood. Thus we get from a philosophical decision to the law
of the count and only then can being be accounted for.
The first step, the ground, the fundament, can be thought, but it becomes a
ground that is cut off from any direct causality that might install it as the first
from which everything else would have to be unfolded: it is the first that comes
after the second. And this first needs to be thought, not only because the one is
the one of something, but also because otherwise being that is not one would
contradict itself. The decision that the one is not demands that something else
is. And if something else than the one is, then it is without one. One might
say it is multiple, but it is multiple without one. And it is impossible to begin
without one.
Thus, the philosophical decision that the one is not is a second step, as it does
not serve as a fundament upon which a philosophical structure could be built.
But it does allow to infer the first step that ontologically precedes it, namely to
7 Ibid., 24.
The Torsion of Idealism 77
claim a possible discourse on being that inconsists in the one. All this would
not be possible if the multiple would be set as the first step. The difference is
one of the order of steps: it is the difference between stating ‘the multiple is,
therefore the one is not’ and ‘the one is not, and therefore being is neither one nor
multiple’. What is being radically erased is any notion of the fruitful ground of
being. For Badiou, being does not necessitate existence. This is the first moment
of the incision. But to think existence as inherently multiple makes it necessary
to think its being. This is the second moment of the incision.
Thus, we have to begin with the second step – existence – in order to think
the first step – being – properly. The pas de plus is to think a being that is not
an origin, a being without origin. This is an incision, because it separates being
from itself, it separates being from its existence. Being is not-one. We cannot
start from being, because it is not-one.
At this point, we might return to our structure of the ‘before’. We gain two
different ‘befores’ in Badiou’s philosophy from this pas de plus. Before Badiou’s
philosophy, being was one, even if it were multiple, insofar as it ever was
the – negative or positive – ground of something. But the ‘before’ is also to be
understood in the structural sense: before philosophy there is being that is not-
one, that cannot serve as an origin: this impotent ground now comes before
philosophy, philosophy follows upon this impotency of being. This ‘before’
therefore cannot come ‘before’ philosophy because it does not exist. What exists
are the differences of existence and they are the effect of being’s not-being-one.
What is before philosophy is not the not-one of being, but the effects of its being
not-one: the differences of existence. This is what we said before: we have to
think being, because it enables differences to exist. But if being cannot come
first, that what really is the ‘before’ of philosophy are the effects of the not-being-
one of being.
This is a very radical moment to say: yes, we are able to think being, but
being as such does not ground anything. In the contemporary discourse the
postmodernist might come along and say: ‘Of course, there is no ground of our
existence or our actions. Maybe we can define rules and reasons, but the ground
of it all, this does not exist, and it would be a metaphysical gesture to claim
this.’ Against this, Badiou’s claim is: we can think being, but we will think it
differently. It will not be the one being that in any way imperatively commands
our existences. It is rather a being that founds nothing. As such a being it does
not necessarily bring about anything, it is a being without being the being-of-
something. And as such a being it is not-one, because it is always the being-one
of being that turns it into a foundational ground. Whenever you start with a
78 Badiou and the German Tradition of Philosophy
ground, it is already one. Whenever you start with a ground it is already one
that serves as a foundation for something else. But if you reject all thinking of
the ground at all, you presuppose the most absolute ground, the darkest One,
because you will not be able to account for differences. If you claim the absence
of the ground, all differences are in the end the same and thus there are no
differences at all. In the night of the abyss all cows are black. Because without
thinking being, you cannot even think that which differs from existence. You
cannot even think an extant difference at all. That is why we will have to think
being, as enabling differences, but without being the one being that is the point
of origin.
What comes before philosophy is, then, fundamentally not-one in the form
of extant differences. For this claim to be made, we need the difference between
being and phenomena, for otherwise in the world of phenomena no real
difference could be thought of. But being is not-one and the differences in the
world are not grounded in being. Un pas de plus is the step that philosophy takes,
it starts with the second step, it starts with what has begun, but it is philosophy
that decides that being is and that enables differences to be different. We can
also say: the fundamental decision that philosophy makes is one in favour of the
existence of the multiple, in favour of differences.
Let us again change the terminology. In the first step, we said that the
question of beginning comprises three moments: the object, the subject, and
the indication of the ‘before’; the structural and temporal implication of the
exceptional relation of philosophy. And now, in the second step, we say that
philosophy begins with the second step, and thinks a being that is not the one
ground of existence. But because existence is full of differences, we still need to
think being. What we get is a ‘before’ that is not one, but multiple, as a temporal
and structural before; but also we get a structural and non-temporal before of
the inconsistent multiplicity.
What we called ‘object’ in the first step was only understood as an indicator
of the material of philosophy. What we called ‘subject’ was understood as an
indicator of the difference in the material. And what we called the ‘before’ was
understood as the original secondary gesture of philosophy, namely to add itself.
So we have object, subject and the plus-one of philosophy.
In Badiou, the secondary ‘plus-one’ comes first and we have a different
before: the before of the multiple, as effects of being’s not being one. We can
now translate the first step of object, subject and the ‘gesture of the before’ into
the second step, the Badiouan triad: being, subjects and truths. Subjects are the
multiple effects of being’s not being one. And truths? Truths, as the description
The Torsion of Idealism 79
of the taking place of the conditions, and thus truths as the truths of the
multiple ‘before’, need the incision of the act of philosophy as the plus-one, the
act of the pas de plus. Philosophy thus begins with a decision for philosophy,
a decision that precedes any relation of object and subject. The secondary ‘plus
one’ of philosophy is the necessary second step to take first. It is a logical part of
every thought, as a revolt against the given. Being is before only after philosophy
indicates truths and their subjects – as its non-temporal and temporal effects.
Truth
that is happening, the philosopher reduces the event to the structure of its
irreducibility, a structure that is in itself void. Subtracting all objective moments,
the philosopher formalizes the subjective structure of the eventual process. It
is important to see that this is what the philosopher does when looking at the
event before him or her: the philosopher subtracts all objectivity and marks
the difference of the subject. There is, then, no object to philosophy, nothing to
make sense of, there is only what differs from the objective. One could call this
the inobjective. The philosopher marks the cut of inobjective, distinguishing the
subject from the object.
Therefore, the first important moment of the pas de plus is that the
philosopher inverts the process: philosophy follows after the event, takes it as its
condition and declares its truth to be what it is not, namely this minimal cut of
the inobjective. This inversion is the first part of the philosophical act, the first
part of what it does mean to follow the event.
The second part arises once we take another look at the philosophical
operation as such. Philosophy does not only follow the one event, but instead
several events. Thus it declares not only one truth of one event, but it rather
declares that there exist multiple truths of multiple events. Philosophy operates
in relation to different truth processes. The philosopher declares that there are
multiple truths: and this can be done because philosophy asserts at the same
time that there is Truth with a capital T.8 So, philosophy makes a twofold
declaration: that there are multiple truths and that there is the category of Truth,
in the singular, with a capital T. Of course, if the one-Truth-with-the-capital-T
would be the meta-truth, the one truth of all other truths, the multiplicity
of truths in the plural would vanish. They would all be nothing than forms
of the one-truth. Truth with a capital T is not a meta-truth, but rather is the
construction of a place. So, whereas we noted above that philosophy as the pas
de plus is without a place, we see now that it creates a place of its own. Philosophy
creates an excessive place.
Badiou describes this operation, the construction of a place called Truth-
with-a-capital-T, as an operation that consists of two moments. On the one
hand, philosophy imitates the procedure of knowledge – philosophy argues,
concludes, concatenates. It imitates the procedure of knowledge, but it does not
produce knowledge. Therefore it is a ‘fiction of knowledge’.9 On the other hand,
philosophy imitates art, as Badiou explains, by using the power of language as
art. It imitates art, but it does not produce art. Therefore it is a ‘fiction of art’.10
So neither moment attempts to seize the truth as if it were an object. But the
moments of the operation proceed negatively and thus create a place: The void
place of philosophy is the ‘inversion’ or the ‘reverse-side’ of the argumentative
chain and the ‘limit-point’ indicated by the image.11 The void as an operative
place of philosophy is the result of an imitation of the procedure of knowledge
and the procedure of art, but an imitation that uses these procedures only
to bring about the effect of a difference: that which differs from the chain of
arguments and that which differs from the image. Philosophy imitates two of
its conditions – science and art – in an inverted way, to become receptive for
them. Badiou describes this operation as one of a ‘pincer’, one part ‘link[s]’ its
elements together – concatenating, via the argumentative chain – while the
other ‘sublimates’ via the density of the image.12 We recognize a qualitative
moment in the latter, a quantitative moment in the former. The pincer is one
that combines quality and quantity in a spatial figure: a void place, in which we
find the spatial as the quantitative and the void as its qualitative determination.
The philosophical operation creates an excessive place in which it can receive
multiple truths from different events.
Here we find a decisive structural moment: Philosophy embraces different
truths and opens up a space in which different truths can co-exist, or rather,
in Badiou’s terminology, become ‘compossible’.13 Philosophy creates the one
place of Truth in which multiple truths can co-exist, become compossible. It is
very important to see that the reason for philosophy’s assertion that there are
multiple truths is not a meta-truth, but rather is the operation of philosophy, the
creation of its place.
The tricky point is, then, the following: on the one hand, the events in the world
come before philosophy comes along. But then philosophy does not only declare
the truth of the one event to be that what it is not; it also declares this one truth
to be one out of several. From the beginning on, philosophy does not only follow
one truth. Philosophy’s operation, the pincer, is a negative and undetermined
operation. And it is an operation that collects the inversions or flipsides of its
own method: the method is linking and concatenating, the method is also to use
metaphors, but what is collected in the void place of philosophy is the flipside
of the concatenation as well as that which is limited by the image. Philosophy
10 Ibid., 13.
11 Ibid., 12.
12 Badiou, Conditions, 13.
13 See Badiou, Manifesto, 37.
82 Badiou and the German Tradition of Philosophy
inverts the singular truth, and it collects its own inversions. As an operation,
it is repeatable. In its fundamental arrangement, philosophy is not determined
to accept only one truth. It is an operation of seizing truths as moments of the
inobjective, and as such there is no prescription about the number of truths.
Thus there are can be multiple truths, but there also have to be multiple
truths. The reason for this is, that already in the one event before philosophy,
philosophy denotes its not-being-one. Philosophy declares the truth of the event
to be that it is not-one, because the truth is what it is not. One event is inherently
multiple. The place of philosophy allows for a multiplicity of truths. There have
to be multiple truths, because the one truth does not exist. All that exists are
differences.
I maintained that philosophy imitates science and art in its operation. Let us
add that philosophy ‘resembles love’14 in the intensity with which it embraces
each singular truth, and that it resembles politics in the structure of the
compossibility of different truths. The philosophical operation is an inverted
mimesis of its own conditions, as it combines the imitation of the procedures of
science and art, and as it resembles the condition of love in its intensity and the
condition of politics in its combination of different singularities.
To summarize this last point: Philosophy takes up the event by inverting it,
proving it to be multiple. And philosophy constructs a place in which it collects
events as the result of the inversion of its own method. Now, it is by this operation,
as Badiou argues, that philosophy seizes truths as well as those truths seize us.15
The excessive place of philosophy is an act, an act of incision, by the means of
which multiple truths are not only collected, but also collected as inverted.
So if the multiple difference of existence comes before the not-being-one
of being, it is philosophy as the place and act of Truth with a capital-T that
arranges this ‘before’. It is philosophy that initiates the difference, that places the
incision, that makes the cut and that is the cut as an act and as an excessive place.
So, again, is there nothing that comes before philosophy, because philosophy
arranges its own before? While it is true that philosophy arranges its own before,
this does not mean that therefore the before is lost in its reality. This is the result
of the twofold operation of a philosophy that only collects multiple truths as
the inversion of the philosophical method and as the inversion of what exists
as given. Due to this, philosophy is the one operation that arranges the before –
but it nevertheless does not swallow the ‘before’ to be only a ‘before’ set by
14 Badiou, Conditions, 13.
15 Ibid.
The Torsion of Idealism 83
philosophy. There is a real before, one that does not come before philosophy,
but begins in philosophy. The real of philosophy are the multiple conditions that
come before philosophy, but only start in philosophy.
Does then everything begin with philosophy? No, it does not, because there
is always something that comes before philosophy.
Desire
That what comes before philosophy now needs to be understood as neither being,
nor the subject, nor the truth, if it is true that philosophy is to be understood
in a relationship with these three. What comes before philosophy then is the
difficult notion of desire. Before there is philosophy, there needs to be a desire
for philosophy. How then can we understand, what this desire for philosophy is,
if we cannot name it properly, at least not philosophically?
Badiou has described the desire for philosophy as a fourfold structure. It
contains moments of revolt, logics, universality and risk. In his derivation of this
fourfold structure in the first chapter of Métaphysique du Bonheur réel, Badiou
extrapolates this structure from two quotations of two poets, Rimbaud and
Mallarmé. The famous phrase by Rimbaud called upon is that of ‘les révoltes
logiques’, logical revolts, and the quote by Mallarmé, is that ‘All thought begets
a throw of the dice’.16 We have two quotes from poets, and we get the notion of
revolt – every thought intends to revolt against the given thought. We also get
the notion that this revolt is logical, of logic within it, and then we get the notion
of universality as the desire to realize the universal, together with the notion of
risk, of the wager, because this desire is not grounded in any necessity, but rather
always takes on a risk of failure.
It is clear that in this description, the desire for philosophy is not simply what
comes before philosophy, but is also what comes along with philosophy. It is
both: it is the desire for philosophy to be the risk of the logical revolt that realizes
the universal, and as such a desire it continues to be the desire upon which
philosophy thrives. Philosophy, being nothing in itself, being just a place that is
marked by an operation of negativity and by a redoubled inversion, needs the
desire to continue, as it would otherwise fall apart. But in its excessive existence,
philosophy is the split of the existing being. Thus, the desire is also the desire
16 See Alain Badiou, ‘Philosophy and Desire’. In Infinite Thought: Truth and the Return to Philosophy,
trans. and ed. Oliver Feltham and Justin Clemens (London/New York: Continuum, 2004), 39–57: 39.
84 Badiou and the German Tradition of Philosophy
for this split: And it is again both; it is the desire to risk the split of being, and
as such a desire it is the existing split of being. Is this to say that there is strictly
nothing before philosophy, that the real of philosophy begins in philosophy, and
that the desire for this philosophy is the inversion of philosophy, is itself the
motor and the split of philosophy? We find the same structural moment as it
occurred in the relation between the real before philosophy that only begins
within philosophy. The desire for philosophy, if it exists before philosophy, is
the desire for a place without a place. It is not the desire that desires one of the
existing places, but a desire for a place without a place. The desire for philosophy
does not exist before philosophy; it can only be understood as the inexistence
of a possible difference. Therefore, it does not exist in the sense that somebody
could utter it and would be able to say: I desire a place of philosophy, a place that
would have the following demarcations. In its purity it is already there, always,
without being there.
Let us go back to the first structural moment, namely the poetic formulas. At
the beginning of the text on ‘Philosophy and Desire’, Badiou clearly states: ‘This
philosophical investigation begins under the banner of poetry; thus recalling
the ancient tie between poetry and philosophy.’17 And then he invokes the two
quotes by Rimbaud and Mallarmé to find the fourfold structure of desire in these
quotes. The quotations are more than some simple illustration: one thing that
comes before philosophy is, for example, poetry with which philosophy breaks.
Badiou writes: ‘These two poetic formulas capture the desire of philosophy.’18
Capture – what does capture mean here? It says the following: Thought is there.
In every thought there is the possibility of another thought, and therewith the
desire for a new thought. But as this revolt is not yet fulfilled, it bears the risk of
failure. We have a paradoxical situation before us: is there something else or is
there not?
Philosophy
In the beginning we referred to Kant and Hegel and to the problem of the
existence of philosophy in their construction of the ‘before’. If the ‘before’
thought is unthinkable in Kant, it gets lost, if the ‘before’ thought is the kernel of
thought in Hegel, it gets lost as well. That the status of philosophy is problematic
is, as we can see now, related to the question of the being one of the ‘before’. And
here is the problem: on the one hand, the status of philosophy is blurred because
its before is rendered as unthinkable or to be the kernel of thought, but on the
other hand, philosophy’s status is excessive precisely because there is a ‘before’.
So here, in German Idealism, we find the paradoxical situation or the moment
in which it is undecidable as to whether philosophy exists or does not. But we
see that the manifest moment of these philosophies is to conceal or to catch the
inherent problem of philosophy, namely that it is unable to close its discourse.
German Idealism, Kant and Hegel, then do apply a strategy of dissimulation.
Although there is the incision of philosophy and its before, it is then again
blurred, because it is declared to be unthinkable or to be the point of thought.
What is being dissimulated then is precisely the incision and the desire for it.
German Idealism then is a decisive moment in philosophy precisely because
nowhere else do the moments of incision/scission and dissimulation overlap so
exactly as to become indistinguishable.
But, of course, German Idealism, as philosophy, is what we have before us, as
a philosophy. It is what we have before us in its twofold existence, as an incision
and as a dissimulation. It is there before us as the difference that philosophy
makes and the dissimulation of this incision. That it is, that it exists, is rendered
very clearly by Hegel at the beginning of the Phenomenology when he insists on
the impossibility of summarizing the content of a philosophical work in advance.
This cannot be done, because precisely philosophy needs its time and space
to unfold and is fundamentally irreducible to a result. It is the movement of
the speculative sentence in which philosophy unfolds itself, and which cannot
be reduced to the indication of a content. Philosophy needs the length of the
text or speech in which it actually exists. But although Hegel rejects the idea
of summarizing the unfolding of philosophical ideas, this does not imply that
philosophy would simply exist by itself, in a kind of arbitrary existence, relying
only on itself. Philosophy is a form of the spirit itself, and as such necessary, but it
is also not self-evident and rather needs the labor of the concept. The speculative
19 G. W. F. Hegel, Phenomenology of Spirit, trans. A. V. Miller (Oxford/New York: Oxford University
Press, 1977), 1.
86 Badiou and the German Tradition of Philosophy
movement of the sentence does create an interruption, and in the practical reality
the appearance of contradiction does not guarantee its overcoming. In the early
text on the Difference between Fichte’s and Schelling’s System of Philosophy, Hegel
concludes: ‘When the might of union vanishes from the life of men and the
antitheses lose their living connection and reciprocity and gain independence,
the need of philosophy arises.’20
There is a desire (the word Hegel uses is ‘Bedürfnis’21) for philosophy, a desire
for philosophy to exist and a desire to have philosophy as an incision in the
given world. This becomes clear when Hegel begins to unfold the aims of the
Phenomenology in the next step of his introduction, after he has declared that the
objective orientation of the philosophical text to follow cannot be given.
And isn’t Kant’s primary claim that the world needs philosophy, that there is
a need for the philosophical incision, because otherwise human reason will get
tangled up in the dialectical semblance of reason? And clearly enough this task
cannot be resolved once and for all. Toward the end of the first Critique, Kant
discusses ‘transcendental hypotheses’ that might serve as weapons in the fight
against the delusions of reason, and he writes:
Hypotheses are therefore allowed in the field of pure reason only as weapons of
war, not for grounding a right but only for defending it. However, we must always
seek the enemy here in ourselves. For speculative reason in its transcendental
use is dialectical in itself. The objections that are to be feared lie in ourselves.
We must search them out like old but unexpired claims, in order to ground
perpetual peace on their annihilation. External quiet is only illusory. The seed
of the attacks, which lies in the nature of human reason, must be extirpated; but
how can we extirpate it if we do not give it freedom, indeed even nourishment,
to send out shoots, so that we can discover it and afterwards eradicate it with its
root?22
But as reason is itself dialectical, this annihilation will never be complete, and
the drastic tone of this passage reads as a symptom of the impossibility to purify
the structure of reason.
In Hegel as in Kant, philosophy cannot be guaranteed, but it is needed.
German Idealism utters the need for philosophy as an incision into the world.
It utters the need to add itself as a necessary structure to the world, and thus to
20 G. W. F. Hegel, The Difference between Fichte’s and Schelling’s System of Philosophy, trans. H. S. Harris
and Walter Cerf (Albany, NY: State University of New York Press, 1977), 91.
21 Cf. G. W. F. Hegel, Differenz des Fichteschen und Schellingschen Systems der Philosophie. In Gesammelte
Werke, Bd. 2, Jenaer Schriften 1801–1807 (Frankfurt am Main: Suhrkamp, 1970), 9–138: 22.
22 Kant, Critique of Pure Reason, 663 (A 777).
The Torsion of Idealism 87
change the world. In the cases of Kant and Hegel, there are two different moments
in which this need is placed. On the one hand, for Kant, it is the necessity of a
critique of reason, which is actually – I take up a formulation by Rado Riha –
a self-critique. That is the inner necessity for philosophy: there is reason, but
without its critique, possible progress cannot be realized. The critique of reason
has to be a self-critique. On the other hand, for Hegel, reason, if we use the
Kantian terminology, has to realize its own existence in time. It has to become
aware of the difficult structure of its own unfolding in time. Reason thus is not
only reason as a self-reflective capacity, but a self-reflective capacity that, due
to its development, has to become aware of its own contradiction. It is thus a
contradiction that unfolds in time: it is a history of its own.
What we have is thus the transcendental I – the impossible object of reason’s
self-critique – and the Logic, as an attempt to grasp the impossible point of
the Phenomenology of Spirit, logically to grasp the point of the becoming
of the Logic. The transcendental I in its most basic structure is constitutively
withdrawn from Kant’s philosophy and the becoming of spirit is incapable of
becoming anything else in the Phenomenology than precisely its own becoming.
It is always becoming something else, and therefore it cannot radically differ, it
cannot unfold a real difference.
Thus, we have two different strategies of dissimulation. But they dissimulate
the incision that philosophy is, by turning it into the unthinkable or into the core
of thought itself. It becomes thus undecidable as to whether philosophy exists.
Ideology
the plural of different truths, philosophy is the act that enables something else
to exist. But philosophy does actually nothing else than to remind the existing
of its possible difference: It takes the logic of what exists seriously. This strategy
then could be called ideological, because it presents an idea that is the idea of the
logic of existence.
But German Idealism indicates not only the one moment in philosophy
in which the strategy of dissimulation and the strategy of incision become
indistinguishable. German Idealism also proves that it is impossible to have a
philosophy that is only the philosophy of dissimulation, and not also a manifest
incision at the same time. This is why we find the problem and the reality of
German Idealism today before us: because we are living in a situation in which
thought is said to be the same as the thing and it cannot be different. But by the
very act of saying this, the ideological dissimulation already takes the stance of an
incision, because it is in itself already the statement from a place that is without
a place. The claim that nothing can be different already makes a difference. The
strategy of ideology thus fails fundamentally in that it is in itself an incision, that
it needs to dissimulate itself. It is therefore wrong.
Badiou’s philosophy makes an incision into the overlapping of incision and its
dissimulation, it extrapolates and affirms the incision. Thus it relates to German
Idealism in an exceptional form of a relation, namely by separating it from
itself. Badiou’s philosophy presents a torsion of German Idealism. And if we
take German Idealism to be the philosophy of modernity, and if we understand
modernity as a non-temporal moment of philosophy as such, then Badiou’s
philosophy presents a torsion of philosophy as such. In a very early definition
of the concept of a torsion we can read: The ‘process of torsion [is a process] by
which force reapplies itself to that from which it conflictually emerges’.23 Badiou’s
philosophy is a torsion of philosophy, splitting the temporal from the structural
before, but inferring the latter from the former, erasing any temporal relation
from it, and thereby insisting on the desire for philosophy as a necessity: for it is a
desire that continues to be, and as a desire for the actuality of differences it brings
philosophy about, which by its incision indicates the existence of truths, effects
of the inconsistency of being, the real before philosophy, an exceptional world.
23 Alain Badiou, Theory of the Subject, trans. Bruno Bosteels (London/New York: Continuum,
2009), 11.
6
Badiou’s relationship to Marx and Marxism has been the object of much
debate.3 And while it is my aim to build on and add to this already long list of
interventions, I will do so from a probably at least slightly unexpected angle. So
far, readers of Marx and Badiou, myself included, have often been concerned
with the way Badiou utilizes classical Marxist concepts, as, for example, the
materialist dialectic, communism, revolution and emancipation, with the effect
of redefining them at a distance from Marx and Marxism. But as this volume
is concerned with Badiou’s relationship to German philosophy, understood
‘not as the attribution of an identity [based on national territorial boundaries
1 Alain Badiou and Jean-Luc Nancy, German Philosophy. A Dialogue (Cambridge, MA; London: MIT
Press, 2018), 8.
2 Alain Badiou, ‘Who Is Nietzsche’, Pli, vol. 11 (2001): 10.
3 Some of the key references are Daniel Bensaïd, ‘Alain Badiou and the Miracle of the Event’. In
Think Again: Alain Badiou and the Future of Philosophy, ed. Peter Hallward (London: Continuum,
2004), 94–105; Bruno Bosteels, ‘The Fate of the Generic: Marx with Badiou’. In (Mis)readings of
Marx in Continental Philosophy, ed. Jernej Habjan and Jessica Whyte (Basingstoke: Palgrave
Macmillan, 2014), 211–26; Antonio Negri, ‘Is It Possible to Be Communist Without Marx?’, Critical
Horizons, 12.1 (2010): 5–14; Panagiotis Sotiris, ‘Beyond Simple Fidelity to the Event: The Limits of
Alain Badiou’s Ontology’, Historical Materialism, 19.2 (2011): 35–59; Alberto Toscano, ‘Marxism
Expatriated’. In Critical Companion to Contemporary Marxism, ed. Jacques Bidet and Stathis
Kouvelakis (Leiden: Brill, 2008), 529–48.
90 Badiou and the German Tradition of Philosophy
4 Jan Völker in Badiou and Nancy, German Philosophy. A Dialogue, 79–80, amended trans. See also my
debate with Ishay Landa in Svenja Bromberg, ‘Badiou’s Recommencement of the Young-Hegelian
Purification of Politics: A Response to Ishay Landa’, International Critical Thought, 4.3 (2014): 367–83.
5 See, e.g., Karl Korsch, ‘Marxism and Philosophy’. www.marxists.org/archive/korsch/1923/marxism-
philosophy.htm (accessed 15 May 2018).
6 See Alain Badiou, Wittgenstein’s Antiphilosophy (London: Verso, 2011), 71, 83; see also Bruno
Bosteels in Badiou, Wittgenstein’s Antiphilosophy, 16 (fn14).
7 See, e.g., Étienne Balibar, The Philosophy of Marx (London: Verso, 2014).
Marx, an ‘Antiphilosopher’? 91
Badiou’s concern with antiphilosophy becomes explicit only in the 1990s, when
he dedicates several year-long seminars at the École Normale Supérieur in Paris
to four major antiphilosophers: Nietzsche (1992–3), Wittgenstein (1993–4),
Lacan (1994–5) and Saint Paul (1995–6).8 But, we shouldn’t be misled by this
somewhat late occurrence of Badiou’s explicit engagement with what he defines
as anti- or non-philosophy and its proper names. Because in one way or another
all of Badiou’s writings are concerned with the triangular relationship of the
failure of philosophy the spread of which he witnesses from the 1980s onwards
(after the end of the red years), his own project of renewing philosophical
thought in the face of its desertion9 and the importance of philosophy’s ‘other’,
its ‘outside’, for such a renewal.
Throughout his work Badiou is therefore concerned not just with establishing
his own philosophical doctrine, but with simultaneously fathoming, drawing and
defending the frontiers to that which potentially endangers as well as enriches
(his) philosophy from the two other sides of the triangle – on the one hand, the
failed or would-be philosophies in contrast to which he is formulating his own
project and, on the other, the problem of how to allow the non-philosophical
dimensions of the world, such as politics or art, to affect philosophy without
reducing it to these other, non-philosophical logics. The meta-philosophical
explications of the struggles on the ‘philosophical front’,10 as Badiou perceives
them in proper militant fashion, can sometimes appear overly principled or
even simply polemical and therefore lacking in nuance. But it is precisely part of
the challenge that these position statements and categorizations of philosophers
as rivals or dangerous yet necessary tempters present to us as readers of Badiou,
that, looking at the vast range of them together, one philosopher is rarely
confined to only one side of the ‘front’.
These vacillations in Badiou’s oeuvre concern not just whether he reads
someone as an antiphilosopher, sophist or philosopher at a certain moment
of his theorizations but it notably also concerns the very distinction between
antiphilosopher and sophist, which is not always clearly maintained. That is
why it wouldn’t make sense to start with a thorough attempt of defining criteria
for antiphilosophy, not just because the criteria themselves appear variable, but
because antiphilosophy gains its meaning and stakes only once the frontiers on
which philosophy fights for its survival and renewal have been clearly delimited.
11 Alain Badiou, Manifesto for Philosophy (Albany, NY: State University of New York Press, 1999), 27.
12 Cadava, Who Comes after the Subject?
13 Badiou, Manifesto for Philosophy, 42.
14 See Norman Madarasz in Badiou, Manifesto for Philosophy, 7.
15 See Jelica Šumič, ‘Another World Is Possible, or the Task of Philosophy in Worldless Times’. In Beyond
potentialities? ed. Mark Potocnik, Frank Ruda and Jan Völker (Zürich: Diaphanes, 2011), 55–75.
16 Badiou, Manifesto for Philosophy, 113.
17 Alain Badiou, Infinite Thought (London: Continuum, 2005), 40.
Marx, an ‘Antiphilosopher’? 93
either by replacing Truth with ‘effects of discourse’ and the rules of language
or by merely pointing to that which cannot be said, which Badiou calls ‘pure
showing’.18 They are historicist through and through in the bad sense in that they
let themselves be taken hostage by the multiplicity of appearances and history’s
genealogical judgment of what is, or respectively by what cannot be said/known.
Only enunciations and interpretations of the given on one side, mysticism on
the other.
The modern crisis of philosophy is, however, not wholly of its own making,
because the world as it is currently configured also bears responsibility in the
sense that it ‘exerts an intense pressure upon [ . . . ] philosophy’.19 This is a world
that, at the turn of the century, is ordered by fluxes of money and circulation,
a world of ‘capitalo-parliamentarism’.20 It is a world of multiplicities of sense
and meaning that are produced, exchanged and managed under the auspices
of capital and the state. What appears as politics in this world is nothing more
than ‘Realpolitik’, the political administering of supposed necessities without
alternative that is carried out through supposed democratic electoral rituals
while it is really ruled by private interests negotiated in the market place. What
appears as the natural and most advanced societal order is, for Badiou, a world
of horror and emptiness. It is empty or ‘barren’ because of the absence of ‘truth’,
that is, the lack of events that could provoke the formation of subjects and the
seizing of truths qua thought by philosophy.21 All such a world does is administer
the exploitation, domination and economic and spiritual immiseration of the
people that live within it. It is a world in which being itself is lacking or remains
absent, a nihilistic world.22
Badiou’s diagnosis of the state of the world at the turn of the century has
implications not just for the state of philosophy within this world, that is, that
it is under pressure to conform to the reigning nihilism and denial of truth,
but also for its very purpose, definition and survival. Philosophy, according to
Badiou, only deserves its name if it stands in conflict to this nihilistic world, if
it aims at its interruption. That means, philosophy cannot be of this world, it
has to be in and against it. Revolt is one of philosophy’s key dimensions and its
unconditional requirement. And it is precisely the problem of the main strands
of twentieth-century philosophy – postmodern, hermeneutic and analytic – that
18 Badiou, Manifesto for Philosophy, 116; Alain Badiou, Conditions (London: Continuum, 2008), 6.
19 Badiou, Infinite Thought, 40.
20 Ibid., 48; Badiou, Conditions, 166.
21 Badiou, Conditions, 149; see also Sumic, ‘Another World Is Possible’, 62.
22 Badiou calls this state of being ‘désêtre’ or lack of being; see Badiou, Conditions, 159.
94 Badiou and the German Tradition of Philosophy
subject-effects. It is from Being and Event onwards that Badiou perceives and
works to avoid this danger: first of all, by introducing one of his most important
conceptual distinctions, namely between philosophy and its conditions.
The first, well known step, of which we need to remind ourselves before we
can look at the conditions in more detail, is Badiou’s three-part definition of
philosophy with reference to Descartes: philosophy is a knot of being, Truth and
subject.34 The foundation for this nodal relation is established via the axiomatic
thesis mathematics = ontology (or being-qua-being), whereas ontology is further
defined, with the mathematical tool of Cantorian set theory, as ‘the theory of
inconsistent multiplicities’.35 Mathematics as the science of being has thereby
entered philosophy and serves as the ground for its ‘rationality’ or ‘logic’ – a
logic of multiplicity rather than of the One to escape any illusion of wholeness
or totality of that which ‘is’. This however, does not mean that philosophy has
become a foundational or self-authorizing discourse that can develop its own
Truth based on thinking ontology.36 In order to tie the first knot between being
and Truth we need to make a detour through philosophy’s outside.
It is at this moment that the conditions become crucial. Badiou has established
in the first part of Being and Event that every ontological situation, that is, a
moment where the pure multiple of being is structured into a consistent one,
‘inconsists’. The important dimension of the argument is that (ontological)
situations always contain the possibility of being disrupted, of being opened up by
an event to the infinity of multiplicity or simply the new, within their ontological
constitution.37 Second, Badiou, citing Plato, also argues that in philosophy we ‘do
not take as our point of departure words, but things’.38 This statement combines
a persisting materialist desire to reconfigure the relation between thinking and
being as torsion, to give a place to the non-philosophical in philosophy39 and
the need to reject discursivity as the ground for philosophical thought. Both
arguments combined result in the key assertion of Badiou’s philosophy that
the evental procedure, that is, the intervention of ‘that which is not being-
qua-being’40 into the situation, making a ‘hole’ that is not discernible from the
34 Ibid., 32 (the author amended ‘truth’ to ‘Truth’ with capital T to differentiate from truths that are
produced by events).
35 Badiou, Being and Event, 13, 28.
36 Ibid., 4; Justin Clemens, ‘Conditions’. In The Badiou Dictionary, ed. Steven Corcoran (Edinburgh:
Edinburgh University Press, 2015), 69.
37 See François Wahl in Badiou, Conditions, xii–xiii; Badiou, Being and Event, Parts I–III.
38 Plato cited in Badiou, Infinite Thought, 50; see also Badiou, Manifesto for Philosophy, 34; Peter
Hallward, Badiou: A Subject to Truth (Minneapolis: University of Minneapolis Press, 2003), 5.
39 Badiou, Being and Event, 1.
40 Ibid.; see also Badiou, Conditions, xiv.
Marx, an ‘Antiphilosopher’? 97
That means, in order for philosophy to embrace its outside – the conditions –
in a truly philosophical manner, it does not produce Truth or, in other words,
‘the philosophical category of Truth is by itself void’. The operation of Truth –
systematically defined, without causing philosophy to become a system – is the
thought of the truths of events as types of being that are however indiscernible
and undecidable from within the law of the situation in which they occur. Badiou
refers to the act of thinking the truths produced by conditions as ‘seizing’ truths.
The philosophical act of capturing evental truths and stating ‘there are truths’
first of all links the events to being, thinks them as types of being. But it does
so in an act of subversion, because it subtracts these truths from the situations
in which they are not presented as part of the ontological count, in which they
are thus indiscernible and undecidable. Seizing then can never be representing
or approximating, but it implies affirming a speculative fiction against the non-
existence or active denial of this fiction from within the situation (or ‘the world’)
in which philosophy argues this fiction has occurred.46 Badiou uses the notion of
the matheme, borrowed from Lacan, to systematize the philosophical operation
of seizing Truth. Mathemes, as Samo Tomsîc summarizes insightfully, ‘formalise
something that does not exist but nevertheless has material consequences’.47
We see here the category of revolt and risk-taking as essential conditions
of philosophy returning: a revolt against the world, and – in the register of
ontology – against the situation has to be a risky and militant endeavour.
But philosophy does not only seize singular and localized truths. Having
defined it as a distinct space that operates according to its own logic means
that it is the space in which all truths produced by the different conditions
within a certain moment in time are welcomed and find shelter, to use Badiou’s
terminology.48 More precisely, it ‘propose[s]a conceptual framework in which
the contemporary compossibility of the conditions can be grasped’.49 We
can now formulate in strictly philosophical terms what we merely asserted
above: by seizing truths from situations qua subtraction, philosophy establishes
the compossibility of truths within and against a certain time. Because truths
always reopen a seemingly closed, whether that is ontologically consistent or
genealogically determined, situation to the eternal and universal multiplicity of
being.50
Defining antiphilosophy
It can appear as if Badiou had not reached a clear distinction between
antiphilosophy and sophistry, especially as he also identifies some of the most
prominently discussed antiphilosophers, like Wittgenstein and Nietzsche,
as major modern sophists – drawing a parallel between Plato’s sophistic
opponents and his own modern ones.52 I’m however going to contradict this
initial impression by arguing that sophistry and antiphilosophy have distinct,
yet equally important and ultimately interlinked roles to play as the polemical
enemies and tempters of Badiou’s philosophy. And we can understand these
roles along the lines of the two frontiers of the crisis of philosophy previously
outlined.
Modern sophists perform a three-step devaluation of philosophy: they
reduce its logic to the laws of language, a reduction of what is or can be to what
is or can be said, whereby logic becomes tied to rhetoric, making language the
new sovereign of philosophy;53 they thereby deny philosophy the possibility of
making universal truth claims; and they introduce into philosophy the realms
beyond language as that which is inaccessible for philosophy, a remainder or
simply ‘the real’. Antiphilosophers also try to wrest truth away from philosophy.
But instead of denying its possibility tout court and making themselves complicit
with the continuation of the world as it is (philosophy’s nihilism), they try to
overcome what they identify as philosophy’s limitations or failures by instituting
a radical act that ultimately destroys the world and philosophy. They achieve
this by replacing the production of classical philosophical truths in three ways.
First of all – and in this regard they are very close to the sophists if not occupying
a sophistic position54 – antiphilosophers reject philosophy’s drive towards
systematization and its institutionalized form. This rejection of philosophy
proper is inherent in Lacan’s deployment of the notion of ‘antiphilosophy’ which
inspired Badiou’s uptake for his own polemical demarcations.55 In ‘Peut-être
à Vincennes. . .’ (1974), Lacan suggests that antiphilosophy could serve as the
category under which to investigate what the ‘university discourse’ owes to its
‘educational’ assumptions.56 Antiphilosophy would then serve to expose the
perversion and ultimate failure of philosophy by being turned into knowledge
that can be passed on as a complete Weltanschauung or even as a self-sufficient
and coherent theory within an educational, thus ideological apparatus.
Antiphilosophy is the rebellion against philosophy as something close to a master
discourse – for which Hegel’s system or the French ‘philosophes’ are prominent
examples, in addition to some of Lacan’s more immediate contemporary rivals
such as Deleuze and Guattari.57 Part of the rebellion is aimed at exposing the truth
philosophy claims to think as misleading, harmful or even criminal, whether
it is Wittgenstein’s identification of philosophy as nonsensical (unsinnig) non-
thought58 or Nietzsche’s descriptions of the philosopher’s loss of their mastery of
knowledge and of their value judgements.59 Philosophy is unable to think ‘life’ –
its core task according to antiphilosophy.
Second, and here antiphilosophy departs notably from sophistry, it wrests
truth from classical philosophy by somewhat allowing it back in via a detour
through non-philosophy. Based on having delineated in a sophistic fashion
what can and what cannot be thought, antiphilosophy goes on to make access to
that which is beyond thought and therefore the key to grasping life conditional
upon non-philosophy, whether that’s politics (Nietzsche), science (Lacan) or
art.60 To make it conditional on these non-philosophical discourses neither
means displacing philosophy into them nor making philosophy the foundation
from which to interpret non-philosophical events. Instead antiphilosophy
requires ‘philosophy’ to imitate the non-philosophical practices by means
of a ‘radical act’. Mimicking scientific, political or artistic events via a radical,
supraphilosophical act is for the antiphilosopher the only way to overcome the
limitations of classical philosophical thought. The reason why Badiou calls the
radical act supraphilosophical and distinguishes it clearly from the notion of the
event in his own philosophy, is that while the act draws on non-philosophical
events, like Nietzsche’s anecdotal reading of the French Revolution, it remains
firmly anchored within philosophy; a philosophy that reimagines itself as
practice that is more radical than what, in the antiphilosophers’ eyes, a political,
artistic, scientific or passionate event could ever achieve. In order to mark
clearly which condition a certain antiphilosophy wants to replace with its own
act, Badiou places the prefix ‘archi’ in front of the four conditions.61 It further
allows knowledge (savoir) of that which cannot be known (connaître) as long as
philosophy’s logic is predicated on the existence of that which cannot be known,
that is, grounds itself in a logic that accounts for the limits of pure thought.
Antiphilosophy positions itself not radically outside philosophy, but in what
Bosteels insightfully calls ‘the strange topological position of an . . . “internal
exteriority” ’.62
Third and last, the antiphilosopher himself (even the antiphilosophers are all
men!) enters the stage. Part of the specificity of the radical act that for Badiou
makes it distinct from the operation of the philosophical seizing of the event
is the role that the antiphilosopher plays. Because the radical act sits in an
indistinguishable space between reality and its philosophical announcement or
declaration, on the basis that there is no distinction between the philosophical
logic and the logic of the event, it is antiphilosophers themselves who become
the proper name of the act. The antiphilosopher brings the act into existence by
declaring its rupture as well as the new world it has created. It is not a seizing
of that which will have taken place (in the temporality of the future anterior),
but it is an act of creation by pure power of will and thought. That means, the
antiphilosopher, in the last instance, sacrifices himself for this creation.63
If we now summarize the role of antiphilosophy for a renewed philosophy, it
is to remind philosophy of its new duties, to keep it ‘on guard’.64 The sophistic
Marx, an antiphilosopher?
We are finally in a position to return to the key question of this chapter, namely
whether and to which extent Marx might ‘fit the bill’ of the antiphilosopher.
There is an intuitive answer to this question which jumps out at us if we just
open the very first pages of Being and Event. Summarizing the ‘global state of
philosophy’ Badiou mentions Marx twice: once, alongside Lenin, Freud and
Lacan as those who have developed interpretations for the origin of a post-
Cartesian doctrine of the subject in non-philosophical practices. And second,
again alongside Lacan (as well as Heidegger and analytic philosophy), Marx is
listed as one of the prophets of the end of an entire philosophical epoch. As he
writes, ‘Marx announces the end of philosophy and its realization in practice.
Lacan speaks of “antiphilosophy”, and relegates speculative totalization to the
imaginary’.69
In his recent dialogue with Jean-Luc Nancy, Badiou develops this latter point
slightly further, arguing that Marx (and Freud) have ‘a definite praxis’ as the
explicit goal of their thought. That means in turn that they don’t aim at creating
a philosophical oeuvre, instead they use philosophical argumentation for a non-
philosophical purpose.70 The key reference point from Marx’s writings, which
otherwise contain plenty of variations on his critique of philosophy, is here the
infamous eleventh Feuerbach thesis: ‘The philosophers have only interpreted
the world, in various ways; the point is to change it.’71
What we can immediately gather from these comments on Marx is that a) he
plays a central role within Badiou’s polemics of demarcation and b) that he does
so not as a philosopher but as someone who proposes a critique of philosophy in
general that becomes synonymous for Badiou with pronouncing its end. Marx’s
critique seems furthermore primarily aimed at the inability of philosophy to
change the world as it is currently constituted.
These points taken together make Marx a rival of philosophy who certainly
does not fit into the purely sophistic, namely conservative camp that ends up
mirroring the world. But whether he fits into the category of the antiphilosopher
requires a slightly deeper investigation into how Marx’s critique of philosophy
unfolds in more detail and how it corresponds to the three dimensions of
antiphilosophy identified in the previous section.
Our first axis of inquiry will be Marx’s sophistic tendencies, that is, his
explicit rejection(s) of philosophical truth. These are not entirely easy to pin
down in that they require a survey of an oscillating trajectory rather than an
analysis of a single position. It is therefore important to consider key moments
of Marx’s avowed relationship to philosophy between his early student years
in the mid-1830s and The Poverty of Philosophy, first published in 1847, which
marks a threshold from an explicit debate with philosophy to what Marx himself
perceived as ‘his entrance to science’,72 which is accompanied by a certain loss of
interest in confronting philosophy in and of itself.
If we start with Marx’s letter to his father from 1837, we find an account of
his urge to, above all, ‘wrestle’ with philosophy73 as well as of his difficulty to
maintain a clear sense of purpose and distinction throughout confrontations
with specific philosophical positions:
trans. (See English version in Marx, ‘Letter to His Father’. In McLellan, Selected Writings, 10.)
104 Badiou and the German Tradition of Philosophy
In the discussions here many contradictory views appeared and I chained myself
ever more closely to the current world philosophy that I had intended to escape.
But all that used to resonate was silenced and a true fit of irony came over me, as
could easily happen after so many negations.74
Despite his self-doubt at the end of the letter, Marx does put forward a concern
at this early point in his life that ultimately becomes the pivot for his critique
of philosophy. If philosophy’s ‘grasp of truth’ depends on configuring the
relationship of the world of ideas and the ‘object itself ’, that is, the real, the
world or simply life, it is his concern that it does so in such a way as to allow
the rationality of the object to unfold on its own terms;75 something German
Idealism, specifically Kant and Fichte, but possibly Hegel, who at this point
simply makes him feel uneasy, do not allow due to giving unrivalled primacy
to the idea.76
In the works that follow, from the ‘Notebooks on Epicurean Philosophy’ over
his dissertation, the German-Franco Yearbooks up to his double-edged critique
of Proudhon and Hegel in The Poverty of Philosophy, Marx solidifies this unease
(Unbehagen) into a firm critique of Hegel who he perceives as embodying the
great philosophical adversary of his moment.
One must not let oneself be bamboozled by this storm that follows a great, a
world philosophy.77
From this moment, Hegel and philosophy largely become synonyms in Marx’s
writings, which turns Hegel into the only German idealist worthy of explicit
rivalry. And while other Hegelians are led astray in the aftermath of the Hegelian
storm towards unphilosophical quarrels about Hegel’s morality,78 Marx sees
himself on course to reconfiguring not just the relationship between thought and
being, but between thought (the concept) and reality as such, between thought
and the world.79 When Badiou therefore argues that what French philosophers
of the twentieth century sought in Germany was a ‘new relation between concept
and existence’,80 this is precisely what Marx is after a century earlier fuelling his
appreciative rivalry with Hegel.
First of all, the world as it is – the bourgeois world – is for Marx divided,
fragmented and deeply conflicted, whether he expresses this through a
reconfigured Hegelian separation of civil society and the state81 or, from
the ‘1844 Introduction’ onwards, through the notion of class struggle.82 The
question of the world is then not coextensive with language in particular –
something Badiou emphasizes in relation to the modern sophists – but with its
religious, political and economic, in short its social relational configuration. The
development that Marx observes in Hegelian philosophy is a double-edged one.
On the one hand, he acknowledges how Hegel strove to open his system up to
the outside world, how, in Marx’s own words, this new philosophical paradigm
‘flung itself to the chest of the worldly siren’.83 On the other hand, this opening
of philosophy towards the different non-philosophical dimensions of society or
‘the world’ is misleading as it follows its own agenda: instead of opening itself
up to the thought of the world itself, to the truths that lie within it, it turns itself
into the world.
As Prometheus, having stolen fire from heaven, begins to build houses and to
settle upon the earth, so does philosophy, after it expanded to be the world,
turn against the world as it appears [the ‘real’ world]. The same now with the
philosophy of Hegel.84
81 See especially Marx, ‘On the Jewish Question’. In McLellan, Selected Writings, 46–70.
82 See Marx, ‘Towards a Critique of Hegel’s Philosophy of Right: Introduction’. In McLellan, Selected
Writings, 71, esp. 80–82.
83 Marx, MEW, vol. 40, 215, my trans.
84 Ibid., my trans.
85 Karl Marx, ‘Poverty of Philosophy’. In Collected Works (hereafter CW), vol. 6, ed. Karl Marx and
Friedrich Engels (London: Lawrence & Wishart, 2010), 105–212, 162.
106 Badiou and the German Tradition of Philosophy
86 Ibid., 162–3.
87 See Karl Marx, Early Writings (London: Penguin: 1992), 380 (‘Economic and Philosophical
Manuscripts’).
88 Ibid., 382.
89 Ibid., 209 (‘Letters from the German-Franco Yearbook’).
90 See Marx on the transition from philosophy as discipline into freedom in McLellan, Selected
Writings, 17.
Marx, an ‘Antiphilosopher’? 107
In his famous letter to Ruge from 1843 Marx argues that the role of critical
philosophy is to formulate an immanent critique of the world that, instead of
imposing new dogmas, makes the world aware of the dreams and possibilities it
already holds within itself, even if they are currently buried in false appearances
of the worldly relations and in the false consciousness of the world’s bearers.91 This
position is certainly far away from any Nietzschean and thus antiphilosophical
desire to break the world into two – instead it argues for critical philosophy’s
responsibility to understand itself as the gold-digger of past ideas that it needs to
unearth in order to uncover their critical and transformative potential. This line
of thinking weds ‘critical philosophy’ firmly to its task of exposing the errors of
idealist thought alongside the contradictions of bourgeois society.
But if the task of critical philosophy or ‘critique’ is merely to help the world
become conscious of what it does and how it conceives of its actions, then
philosophy needs something and someone else of the world to translate the new
insights into political action, someone to be made and become conscious outside
of philosophy. This is where Marx’s demand for critical philosophy having to be a
‘united effort’, ‘a task for the world and for us’,92 comes to bear. It is, however, not a
united effort between the entire world and critical philosophy, but, as we see in the
‘1844 Introduction’, the world gets reduced to one particular class, the proletariat,
who is tasked with the dissolution of the entire world order.93 This is the moment
when Marx ‘takes sides in politics’94 – not just against the conflictual bourgeois
world as a whole, but where he becomes the partisan thinker of the proletarian
movement, aiming to bring about a revolution that can truly succeed in the aim
the French revolution set itself but failed to bring about: human emancipation.
In that sense, the radical act that Marx ultimately seeks is the revolution that will
abolish bourgeois social relations and bring about communism. And this act is –
if we hear the echo of the ‘Theses on Feuerbach’ – a practical, a political event;
it is not a philosophical act. Only ‘in human practice and the comprehension of
this practice’ lies rationality and truth for thought.95 The role of philosophy has
been reduced vis-à-vis idealist philosophies to midwife and witness while its
constitutional dimension was relocated into non-philosophy, that is, practice. It
has therefore not been radically and hyperbolically expanded into a radical act
as it is the case for the antiphilosopher.
could be developed in relation to Badiou’s notion that the struggle against some or all dimensions
of Christianity is a key dimension of the antiphilosopher’s turn against philosophy. But this will
need to be developed elsewhere as it leads beyond the scope of the current inquiry.
See Marx in McLellan, Selected Writings, 81–2.
101
Marx, an ‘Antiphilosopher’? 109
grounded in philosophy (namely, its realization and ultimate loss) and denied by
the structural sociohistorical conditions – all of which would well qualify Marx
as a potential antiphilosopher. However, we have to be careful not to overlook the
very last sentence of the ‘Introduction’: ‘When all the inner conditions are met,
the day of the German resurrection will be heralded by the crowing of the Gallic
cock.’102 In the end, philosophy is still nothing more than the midwife to the
revolutionary event and the political subject, which are a contingent occurrence
dependent on economic and political structural conditions that are always
also historical conditions. When Badiou mentions in passing the possibility of
Althusser almost qualifying as a twentieth-century antiphilosopher due to ‘the
proximity of revolutionary politics [to his materialist philosophy], under the
partisan name of “taking sides”, that silently educated the clarity induced by this
separating act’,103 then it is this same closeness that we have just witnessed in
Marx’s conception.
But this is not the final word Marx speaks concerning the relationship of
philosophy and the world – even though the concepts of ‘philosophy’ and ‘critique’
appear much more sparingly in the publications that follow The Communist
Manifesto. In there, Marx (and Engels) firmly state that ‘man’s ideas, views, and
conceptions, in one word, man’s consciousness, changes with every change in the
conditions of his material existence, in his social relations and in his social life’.104
If we have so far developed the impression that philosophy takes a backseat to
(political) practice, we are now seeing another side of the Marxian primacy of
man’s social and material existence over the realm of ideas and thus, the realm of
thought. At this moment philosophical thought is truly stripped of any possibility
of conceiving transcendental or, as Badiou likes to say, eternal truth precisely
because it is firmly overdetermined by the mode of production or ‘economic
structure of society’.105 We have, in a way, circled back to Marx’s most modest
formulation of philosophy in his 1843 letter to Ruge: namely that as critique it
can help unearth the economic, political, religious, etc. principles that govern the
historical moment and thus will help those living within such a moment – for
example, within a capitalist class society – to understand their condition and find
the weapons to change it. The only difference is that in his later work Marx has
truly given up on his archipolitical temptation from the ‘Introduction’ where he
suggests that philosophy could ‘think’ human emancipation and ‘emancipated
Karl Marx and Friedrich Engels, The Communist Manifesto (London: Pluto Press, 2008), 62.
104
Conclusion
You might accuse me of not having sufficiently explored the possibility of Marx formulating an
106
deterritorialization of philosophy takes throughout Marx’s work – and which we have certainly not
been able to address comprehensively.
See Bosteels, ‘Radical Antiphilosophy’, 161.
108
Marx, an ‘Antiphilosopher’? 111
I think what we experienced while trying to read Marx along the lines of
the categories of antiphilosophy was precisely this indiscernibility between
philosophy and politics, which comes hand in hand with Marx’s refusal of
defining the philosophical act on its own terms. But the previous discussions
of Badiou’s and Marx’s struggles with philosophy strongly suggest that this
distinction simply marks their fundamentally differing desires concerning
philosophy, that reflects a different understanding of what helps humanity/class
society to grasp and change the world.
Badiou is trying to reinvigorate radical philosophy by carving out a space in
which its thought is clearly distinguished from its conditions while maintaining
what he above calls a ‘symmetry’ between the world’s singular events in all
four conditions and philosophy’s operation of seizing the truths they produce
to formulate its Truth. Philosophy has to remain, above all, without an object.
Marx, on the other hand, is not concerned with the future of philosophy in
any substantive manner. He continues to draw on philosophy – which might
challenge us into qualifying our statement by distinguishing explicit and
implicit concern – but he does not fear the loss of philosophy as he makes clear
at several points. That, it seems to me, while on some level a fairly obvious
conclusion, offers a sometimes forgotten starting point, from which we might
reread Badiou’s discussion of Marx and Marxism as well as the many Marxist
criticisms of Badiou’s work more productively. And we might bear in mind
Barbara Cassin’s objection to Badiou’s categorization of his rivals into sophists
For those interested in Alain Badiou’s work and its development, it is striking
how little he refers throughout his oeuvre to that of Martin Heidegger. From
his earliest published essays such as ‘Infinitesimal Subversion’ (1968) and ‘Mark
and Lack’ (1969), through Theory of Contradiction (1975), up to and including
Theory of the Subject (1982), there is a notable paucity of reference by Badiou
to the German philosopher.1 Given the astonishing priority that Heidegger’s
thinking established for itself in twentieth-century philosophy – whether in the
familiar forms of overwhelming passion for his thinking or the intense analytic
rejection thereof – this is prima facie an odd, that is, a nonstandard expression
of something like indifference or distaste.
In the preface to Theory of the Subject, for example, Badiou expressly lists
his key materials as deriving from ‘the two great German dialecticians, Hegel
and Hölderlin’, ‘the two great modern French dialecticians, Mallarmé and Lacan’,
‘the two great classical French dialecticians, Pascal and Rousseau’, and from
‘four of the five great Marxists: Marx, Engels, Lenin and Mao Zedong’.2 (Stalin
is the fifth.) Heidegger goes notably unmentioned. Aside from Hölderlin and,
perhaps, Hegel, this is in itself a very un-Heideggerean list of masters. Heidegger
receives only four pages in the index. When he briefly appears in the text proper,
it is, rather unremarkably, first in regards to the ontological question and to the
deconstruction of metaphysics, but also, perhaps less usually, as an analogy to
contemporaneous Marxist struggles. Badiou writes:
1 See A. Badiou, ‘La subversion infinitésimale’, Cahiers pour l’analyse, vol. 9 (1968): 118–37; ‘Marque
et Manque: à propos du Zéro’, Cahiers pour l’analyse, 10 (1969): 150–73; Théorie de la contradiction
(Paris: Maspero, 1975); Theory of the Subject, trans. and introduction by B. Bosteels (London/
New York: Continuum, 2009).
2 Badiou, Theory of the Subject, xl.
114 Badiou and the German Tradition of Philosophy
That, however, is just about the extent of Heidegger’s appearance in the treatise.
The paucity of reference in this context is particularly noteworthy given the
notorious impact of Heidegger on ‘French philosophy’ of the twentieth century,
at least since the early 1930s. Along with Hegel and Husserl, Heidegger is a clear
and present influence upon thinkers as diverse and as important as Maurice
Blanchot, Gilles Deleuze, Jacques Derrida, Jacques Lacan, Emmanuel Levinas,
Jean-Paul Sartre, and so on and on – to the extent that the high points of such
philosophy are literally unimaginable without Heidegger’s impact.4 But this
is not clearly the case for Badiou. Not only is Heidegger almost absent from
Badiou’s early work, but he doesn’t seem to fare any better in the later.
If one cites Badiou’s own express affirmations of influence, Heidegger
never appears in any significant, let alone positive, way. In Logics of Worlds,
for example, Badiou asserts that: ‘In effect, I think there are only three crucial
philosophers: Plato, Descartes and Hegel.’5 When Heidegger is mentioned at all,
it is as the object of a certain irritated disdain coupled, moreover, with Badiou’s
characteristic hostility to any concept or trope that smacks of theological or
religious affiliations. As Badiou puts it in the same text: ‘Phenomenology, in
its German variant, is indisputably haunted by religion. This probably stems
from the motif of a lost authenticity, of a forgetting of the true Life, of a deleted
origin – a theme that traverses all of Heidegger’s writings.’6 Even when Badiou
deploys the apparently emblematically Heideggerean terminology of ‘Dasein’,
things are by no means as Heideggerean as they might initially seem. As Alberto
Toscano, the English translator of Logics of Worlds comments: ‘Badiou often
evokes Heidegger, with some irreverence. It is rather Hegel’s Dasein . . . that is at
stake here.’7 Once again, Heidegger seems to have failed to have made any real
impression upon Badiou’s work.
3 Ibid., 235.
4 For an incomparable overview of the impact, see D. Janicaud, Heidegger in France, trans. F. Raffoul
and D. Pettigrew (Bloomington/Indianapolis: Indiana University Press, 2015).
5 A. Badiou, Logics of Worlds, trans. A. Toscano (London/New York: Continuum, 2009), 527.
Ibid., 516.
6
Even in regards to the one ‘book’ that Badiou has published in which Heidegger’s
name appears on the cover – Heidegger: His Life and Philosophy (whose English
8 See, e.g., B. Bosteels, ‘Vérité et forçage: Badiou avec Heidegger et Lacan’. In Alain Badiou: Penser
le multiple, ed. C. Ramond (Paris: L’Harmattan, 2002), 259–94; M. de Beistegui, ‘The Ontological
Dispute: Badiou, Heidegger, and Deleuze’. In Alain Badiou: Philosophy and Its Conditions, ed. G. Riera
(Albany, NY: State University of New York Press, 2005), 45–59; J. Clemens and J. Roffe, ‘Philosophy
as Anti-religion in the Work of Alain Badiou’, Sophia, 47.3 (2008): 345–58; G. Harman, ‘Badiou’s
Relation to Heidegger in Theory of the Subject’. In Badiou and Philosophy, ed. S. Bowden and S.
Duffy (Edinburgh: Edinburgh University Press, 2012); M. Hewson, ‘Heidegger’. In Alain Badiou: Key
Concepts, ed. A. J. Bartlett and J. Clemens (Durham: Acumen, 2010), 140–48; S. Prozorov, ‘What Is the
“World” in World Politics? Heidegger, Badiou and Void Universalism’, Contemporary Political Theory,
12.2 (2013): 102–22; B. Radloff, ‘Ontotheology and Universalism: Heideggerian Reflections on Alain
Badiou’s Political Thinking’, Existentia, 22.3–4 (2012): 301–35. I think the paucity of commentary
is perhaps most evident, however, in anthologies such as B. Besana and O. Feltham (eds), Écrits
autour de la pensée d’Alain Badiou (Paris: L’Harmattan, 2007) and I. Vodoz and F. Tarby (eds), Autour
d’Alain Badiou (Paris: Germina, 2011), as well as in such monographs as B. Baki, Badiou’s Being and
Event and the Mathematics of Set Theory (London: Bloomsbury, 2015); S. Gillespie, The Mathematics
of Novelty: Badiou’s Minimalist Metaphysics (Melbourne: re.press, 2008); P. Hallward, Badiou: A
Subject to Truth (Minneapolis: University of Minnesota Press, 2003); N. Hewlett, Badiou, Balibar,
Rancière: Re-thinking Emancipation (London/New York: Continuum, 2007); C. Norris, Derrida,
Badiou and the Formal Imperative (London/New York: Bloomsbury, 2012); E. Pluth, Badiou: A
Philosophy of the New (Cambridge: Polity Press, 2010). I don’t mean to suggest that these texts are
in any way lacking as a result – only that Heidegger remains for all of them a minor or glancing
reference or, rather, an occasion for prosecuting a polemic. I must confess that my ignorance of the
German critical reception, in particular, possibly vitiates my claims here (my online searches turned
up few results), although (1) I still suspect that there is no extended study of the relation in question,
and (2) even if such exists, it is still noteworthy that the relation has not really proved a significant
focus of attention in the Anglo- and Francophone uptake, and, moreover, (3) in the German context
the question of Heidegger’s Nazism continues to impact seriously upon academic debates in a way
that, for obvious reasons, goes beyond even the controversies in the United States. It is further worth
noting that, as the number of books treating ‘Badiou and X’ multiplies – for example, J. Vernon and
A. Calcagno (eds), Badiou and Hegel: Infinity, Dialectics, Subjectivity (Lanham: Lexington Books,
2015) – none that I know of exist for ‘Badiou and Heidegger’.
9 Hewson, ‘Heidegger’, 140.
116 Badiou and the German Tradition of Philosophy
Being and Event is, frankly, against the idea of the poetical nature of ontology –
something like that. So it’s a book against Heidegger . . . Now the text of my 1986
seminar on Heidegger, my habilitation, is coming out in Spring and so I re-read
my seminar with many surprises [laughter].14 My most important surprise was
that all that, subjectively, was in fact an explanation with Heidegger, and so an
10 A. Badiou and B. Cassin, Heidegger: His Life and Philosophy, introduction by K. Reinhard, trans.
S. Spitzer (New York: Columbia University Press, 2016). The German edition does a much better
job of calquing the original, Heidegger: Der Nationalsozialismus, die Frauen, die Philosophie, but
which, with a certain je ne sais quoi, has somehow managed to slip the Nazis in front of the women.
Luckily, in all three versions, philosophy brings up the rear or, alternatively, comes in last place.
One suspects that, in a German context, the ‘women’ being placed before ‘Nazism’ would give a
misleading impression of the subject of the book.
11 B. Harding, ‘Review of Heidegger: His Life and Philosophy’, Heythrop Journal, 58.4 (2017): 726–7.
12 As Deleuze himself puts it regarding his bibliographic strategy: ‘For a certain number of authors
(Plato, Aristotle, Leibniz, Hegel, Freud and Heidegger) we have put only passim in the column for
works. This is because the themes of difference or repetition are really present throughout all their
work’: Difference and Repetition, trans. P. Patton (New York: Columbia University Press, 1994), 334.
13 A. Badiou, Being and Event, trans. O. Feltham (London/New York: Continuum, 2005).
This text has now been published as A. Badiou, Le Séminaire: Heidegger, L’être 3 – Figure du retrait
14
(Paris: Fayard, 2015).
The Question Concerning Technology 117
explanation not only with Heidegger but across Heidegger with the French
Heideggerian current . . . And you know that during practically thirty years
from Being and Nothingness of Sartre to Nancy, French philosophy has been
Heideggerian, largely. And retrospectively, it was clear for me that I was also
Heideggerian in some sense, because of Sartre and so on.15
15 A. Badiou et al., ‘“The Movement of Emancipation”: Round Table Interview with Alain Badiou’. In
Badiou and His Interlocutors: Lectures, Interviews and Responses, ed. A. J. Bartlett and J. Clemens
(London: Bloomsbury, 2018), 221. The interview took place in November 2014.
16 Badiou, Le Séminaire: Heidegger, back cover.
118 Badiou and the German Tradition of Philosophy
As Oliver Feltham, one of the few commentators to take the relation between
Badiou and Heidegger very seriously (if, for topical reasons, perhaps too
briefly), sums up this shift: ‘no longer is the domain of Badiou’s discourse the
dialectic of revolutionary knowledge; now it is a question of philosophy and its
transformation. Badiou’s interlocutor or stalking horse is no longer Hegel and
the structural dialectic but Heidegger and the philosophies of finitude.’18 Feltham
proceeds to comment that Badiou’s claims for Heidegger are ‘highly contestable’,
but more fully comprehensible in the context of specifically French philosophy,
and, above all, that of the ‘Left Heideggerians’ Nancy and Lacoue-Labarthe.
I am perhaps more sanguine than Feltham about Badiou’s claims regarding
Heidegger here. For much the same reasons as I have been indicating regarding
attributions of influence above, I believe it would be possible to show how
analytic philosophy is itself polarized in its inquiries by Heidegger – and not just
via the famous anathemas of Rudolf Carnap – who it wishes to condemn and
dismiss, if not to ignore entirely.19 This is itself a fundamental ‘polemical’ point,
which perhaps Heidegger and Badiou share: it is essential in philosophy to orient
oneself with respect to one’s enemies; or, alternatively, that a philosophy essentially
orients itself with respect to other philosophical enemies whether it knows it or not.20
As the Platonic dialogues both show and embody from beginning to end, it is
through a conflict with the sophists that one at once establishes the situation, the
operative antagonisms within it, the personnel that flourish in it, the arguments
that can be drawn on and made to transform it. In one sense, in philosophy,
given that one is already fighting on the enemy’s terrain, it is necessary to take up
the enemy’s weapons against them. Moreover, in philosophy, one attacks one’s
enemy at their strongest point in order to reduce them, at the very least, to an
aporia or standstill; there is no real philosophical good to be gained by simply
Auseinandersetzung.
The Question Concerning Technology 119
21 See, e.g., ‘The Thinker as Poet’ (1947). In Poetry Language Thought, trans. and introduction by
A. Hofstadter (New York: Harper and Row, 1971).
22 See A. J. Bartlett and J. Clemens, ‘Polemic as Logic in the Work of Alain Badiou’, Parrhesia, 23
(2016): 62–85.
120 Badiou and the German Tradition of Philosophy
26 M. Heidegger, Off the Beaten Track, ed. and trans. J. Young and K. Haynes (Cambridge: Cambridge
University Press, 2002), 57.
27 As Reiner Schürmann notes, promulgating a ‘retrospective’ reading of Heidegger’s piste, ‘Only
restrospectively can it be held that the descriptions of the “mathematical project” as an existentiell
a priori contain in germ the later descriptions of technology as Gestell, enframing, and of the total
control it exercises over the modern world’: Heidegger on Being and Acting: From Principles to
Anarchy, trans. C.-M. Gros with the author (Bloomington: Indiana University Press, 1987), 15.
122 Badiou and the German Tradition of Philosophy
its own manner as any reading of a poet by Heidegger or Derrida. For Badiou,
set theory is not founded on any thing or number or idea, but on the mark of the
empty set; the empty set, a kind of avatar of zero in the system, thereby undoes
the ‘one’ as foundation, which becomes merely a result; set theory thereafter
formally and consistently constructs infinite infinities as a banal feature of
its operations, giving the ancient concept of ‘infinity’ a rigorous conceptual
consistency for the first time.
What, however, is perhaps more important to note in the current context is
that the statement ‘mathematics is ontology’ is a meta-ontological statement, that
is, it necessarily issues from a point external to mathematics itself. Badiou is not
engaging in an epistemology, a philosophy of mathematics, nor a foundational
enterprise. For Badiou, mathematics is certainly not the regime of the ‘always-
already-known’; on the contrary, it is a practice quite as inventive as poetry or
politics. Moreover, it takes place outside metaphysics and philosophy. Rather
than contributing to the forgetting of Being, it is the only discourse that enables
the restitution of the thinking of Being. Into the bargain, it must therefore be
separated from modern science and technology. If there is no question that they
are empirically bound together, pure mathematics radically exceeds all and any
empirical, sociological or historical closure. Language is not primary for Badiou,
it is not ‘the house of Being’. Instead, it is the rupture with language effected by
the little letters of mathematics that enables the inscription of Being.
Let us underline just how subtle Badiou’s position is. Despite all the
ongoing virulent controversy over the sense and reference of the equation
‘mathematics = ontology’, Badiou really could not have more clearly asserted
that this is not the centrepiece of his enterprise. Badiou: ‘If one category had to
be designated as an emblem of my thought, it would be neither Cantor’s pure
multiple, nor Gödel’s constructible, nor the void, by which being is named,
nor even the event, in which the supplement of what-is-not-being-qua-being
originates. It would be the generic.’38 Why is the generic so important? Because it
enables the demonstration that truth and being are compatible but non-reducible.
The generic supplies the and of Being and Event.
In so doing, it enables the articulation of the discourse of ontology
(mathematics) together with the nomination of events (poetry) addressed to
the essentially collective aspects of a situation (politics) by means of an infinite
inquiry regarding conditions (love). As Badiou puts it: ‘What happens in art, in
science, in true (rare) politics, and in love (if it exists), is the coming to light of
38 Ibid., 15.
126 Badiou and the German Tradition of Philosophy
39 Ibid., 17.
The Question Concerning Technology 127
We shall not accept that the word ‘technology’ – even were we to resonate the
Greek tekhnè within it – is apt to designate the essence of our time, nor that
there be any relation useful to thought between ‘technology’s planetary reign’
and ‘nihilism’. The meditations, calculations and diatribes about technology,
widespread though they are, are nonetheless uniformly ridiculous.40
Empiricist and positivist attitudes, which have been highly influential for
the last two centuries, merely invert the Romantic speculative gesture. The
claim that science constitutes the one and only paradigm of the positivity of
knowledge can only be made from within a complete disentwining of science
and philosophy. The anti-philosophical verdict of positivisms reverse the anti-
scientific verdict of romantic philosophy, but without altering its fundamental
principles. It is striking that Heidegger and Carnap disagreed about everything,
except about the idea that it is incumbent upon us to inhabit and practise the
end of Metaphysics.43
directly, explicitly and extensively Badiou’s Being and Event and its spin-offs are
committed to, even constituted by, the confrontation with Heidegger.
To sum up: Badiou’s entire later work, from Being and Event onwards, is
polarized by Heidegger, a philosophical polarization that orients, in a negative
vein, all of the key constructions of Being and Event and, hence, all Badiou’s
development since. Taking up the Heideggerian return to Being, as well as the
German’s crucial distinction between ‘truth’ and ‘knowledge’, Badiou revisions
both by arguing that, contra Heidegger, ontology is not ‘the fundamental
question’ of Western philosophy; ontology is rather external to philosophy;
yet, in its irreducible externality, it nonetheless functions as one indispensable
condition of philosophy. Mathematics is ontology. Such mathematics has almost
none of the characteristics that Heidegger assigns it: it is pure, void, inventive
and constitutively exceeds any particular technical application. Moreover,
contemporary set theoretical mathematics as the contemporary form of the
discourse on Being enables us to affirm the banal infinity of Being, against the
finitude assigned it by Heidegger; it also provides us with a motif, the generic,
that proves truth and being are compatible, while retaining the necessity for a
subject (of decision).
Yet we also find that Badiou’s thought, however inventive and persuasive, also
fails to deal seriously with something that Heidegger thought about more deeply
and originally than perhaps any other twentieth-century philosopher: the
question concerning technology. Even today, across a wide slew of studies into
technology, both present and historical, Heidegger is omnipresent, if often
obscured. He was perhaps the most significant influence over such thinkers
of technology as Hubert Dreyfus, Friedrich Kittler and Bernard Stiegler and,
through them, to a contemporary range of thinkers such as Yuk Hui and
Benjamin Bratton. As I have noted, Badiou’s theses regarding technology (and,
significantly, his remarks concerning biology, too) are, by comparison, marginal
and weak: it is currently difficult to see any significant work in this area deriving
from him.45 The consequences of this paradoxical situation currently remain
obscure. If, as Badiou himself would say, no philosophy can think the totality
of being because there is no such thing, it is bracing to consider that Heidegger
can only establish his non-metaphysical thinking of technology on the basis of
what now appears an exemplary metaphysical error, while Badiou can ‘correct’
45 See J. Clemens and A. Nash, ‘Irremediability: On the Very Concept of Digital Ontology’. In Digital
Existence: Ontology, Ethics and Transcendence in Digital Culture, ed. A. Lagerkvist (London/
New York: Routledge, 2018) for a more extended account of Heidegger and Badiou’s contributions
in this regard.
130 Badiou and the German Tradition of Philosophy
Heidegger only at the price of losing the capacity to intervene seriously in the
regime of technology. Badiou provides us with an ‘advance’ in the thinking of
being and truth – that is, in the creation of new propositions that, as they take
into account the Heideggerian intervention, cannot be easily recouped by it – at
the cost of a ‘regression’ in his thinking of technology.
Badiou also shares several points of agreement with Heidegger, with
the appropriate nuances. The first is that philosophy does indeed begin in
earnest in Ancient Greece. Second, if they differ in their evaluation of the key
philosophical figures, they both agree that the same figures are crucial, above
all, that the Greek and German sites of philosophy are decisive. Third, if they
differ in their respective evaluations of poetry and mathematics, both agree that
poetry provides a kind of matrix of the event itself; in fact, Badiou, in the wake of
Heidegger, retains a concept of the poem as the matrix of the nomination of an
event to which it itself belongs. There is thus a kind of ‘integration’ of Heidegger’s
crucial theses, at the very moment that Badiou machinates a displacement.
Finally, and perhaps most surprisingly, Badiou completes and transcends the
Heideggerian program by justifying a new way of knotting together truth-event,
being and the subject.
In doing so, however, Badiou perhaps forces us into a new epoch of thinking,
one in which he – as well as we – find ourselves lost in una selva oscura. We
live in obscure times, Badiou frequently asserts, invariably quoting Stéphane
Mallarmé’s great sonnet on Edgar Allan Poe as he does so:
Adorno and Badiou are both concerned with the question of praxis, of
intervening in the world so as to change it, not partially but radically. They differ
when it comes to conceiving of the manner in which this should be achieved. For
Badiou, it is a matter of making coherent and consistent decisions in particular
setups. For Adorno, it is a matter of destabilizing the decision-making process
itself since, for him, the need to choose between options prevents radical change
from taking place. But what does this mean for the philosopher, for Adorno and
Badiou as philosophers? Is the insistence on practical and political interventions,
the holding fast to a revolutionary perspective, as remote as the transition from
theory to praxis may prove, compatible with a philosophical vocation? How
must the philosopher face, if at all, the so-called problem of dirty hands? And is
there something in this context that Adorno may have to say about Badiou, or
even to Badiou, who is critical of negative dialectics since he considers it to be an
antiphilosophical endeavour?
Let’s rehearse a few general answers to the question whether a philosopher
can have dirty hands. Here is a first answer. A philosopher cannot have dirty
hands since he is concerned with the good or with truth. The moment his hands
get dirty, the moment he allows himself to be corrupted by worldly matters,
matters that carry corruption by the fact of being worldly – though such matters
are not the only possible corrupting source as there may also exist a corruption
of the mind – he ceases to be a philosopher, and it is uncertain whether he will
ever be a philosopher again. What would purify him? The rigorism implied in
this first answer is denied by those who give it. In their eyes, a philosopher who is
really concerned with the good or with truth will never be tempted by anything
that could corrupt him; hence his concern cannot be considered a form of
132 Badiou and the German Tradition of Philosophy
rigorism. Sartre, in an interview with Paolo Caruso that addresses the problems
thematized and presented by his play Dirty Hands, denounces the rigorism that
lies in the Stalinist version of what he calls the ‘demand of praxis’.1 Such rigorism
comes with a totalizing effect, he says – if someone turns out to be a traitor, or
is accused of treachery, he must always have been a traitor, and will probably
remain one unless he undergoes a radical change. So we find the same argument
on both sides, on the side of the ‘demand of praxis’ and on the side of what could
be termed the ‘demand of theory’, or the ‘demand of philosophy’.
There is a second answer to the question whether a philosopher can have dirty
hands. A philosopher must have dirty hands; he must compromise his means if
he is to achieve his ends, namely rendering truth effective. Why? Because there
is a ‘demand of praxis’ inscribed in the ‘demand of philosophy’. Philosophy
must position itself under the condition of politics. The good, or truth, must
acquire a reality in the world if it is to be rescued from the kind of corruption
that threatens purism, the corruption lurking in an ideality all the more exposed
to the vicissitudes of the world the more it seeks to keep apart, to keep to itself,
unperturbed by what it takes to be mere shadows and illusions. In Dirty Hands,
the play, Hoederer, a revolutionary leader whose murder the Communist Party
has ordered because of his willingness to collaborate with reactionary political
forces who do not aim for the revolution, tells Hugo, his idealist assassin:
How you cling to your purity, my dear boy! How you are afraid of besmirching
your hands. Well then, stay pure! Whom will your purity serve and why do you
come to us? Purity is an idea that belongs to fakirs and monks. You, intellectuals
and bourgeois anarchists, turn it into a pretext so as not to engage with this or
that. Not to do anything, to remain unmoved, to press one’s elbows against one’s
body, to wear gloves. I have got dirty hands. Up to the elbows. I have plunged
them into shit and blood. And then what? Do you assume that one can govern
innocently?2
1 Jean-Paul Sartre, ‘Entretien avec Paolo Caruso’ (1964, excerpt), in Théâtre complet (La Pléiade,
Paris: Gallimard 2005), 370. (All references are to the French and German originals, and the
translations herein are the author’s own.)
Jean-Paul Sartre, Les mains sales (Paris: Gallimard, 1948), 198.
2
‘supports the ideality of all ideas’4 and rather than pertaining to the ‘order of
what offers itself to thought’5 releases, or sublates, it. What the contemplation
of the scholarly lucky few misses, then, is the link between the ‘Idea of Truth’
and the ‘Communist Idea’.6 Obviously it could be argued that the ‘Communist
Idea’ needs to be situated beyond the realm of ideas, too, or beyond ‘what offers
itself to thought’, it being only the practical aspect of philosophy’s claim to truth.
Hence the corruption lurking in a self-sufficient ideality is the corruption of
nihilism. Unable to conceive of a relationship between truth and semblance,
unable to descend into the cavern or the cinema of shadows, the purism of the
good, or truth, the defence of an untouched ideality, must advocate an elitist
nihilism of the world, of appearance, and fall prey to semblance, to illusion.
What is it that one may find striking about these two prototypical answers
to the question of the philosopher’s possible or necessary corruption? One may
find striking that the same conclusion can be drawn from both, namely that
no matter how different and even opposed the answers may seem, the hands
of the philosopher end up clean – dirt proves incapable of sticking to them.
The philosopher may have plunged his hands into ‘shit and blood’. But once
reality will have touched upon the ‘Communist idea’, once each and every
individual will have become a philosopher, once each and every individual will
have been capable of following the injunction ‘all philosophers!’ that Badiou
attributes to Socrates but also repeats in his own name at the end of his paper
on the ‘enigmatic relationship between philosophy and politics’,7 ‘shit and blood’
will have been washed away, corruption and violence will have been justified
and thereby turned into agents of integrity, rectitude, clarity and distinction.
Whether or not ‘hybrid and doubtlessly violent’8 circumstances may allow for
‘the possibility of a politics aligned with the Communist hypothesis’ to emerge,
as Badiou’s Socrates contends, whether or not, in a period of clandestine
armed resistance, the terrible menace of an overpowering enemy may reveal
as ‘inevitable’ the ‘physical suppression’9 of single individuals who oppose the
party line, as Sartre contends, whether or not placing philosophy under the
condition of political ideas or truths may end up inscribing it in a situation of
4 Ibid., 370.
5 Ibid., 357.
6 Ibid., 378.
7 ‘From the moment the existence of philosophy, placed under the condition of politics, will be
democratic in the communist sense of the word, retrospectively as well as prospectively, it will
be possible to define it as stemming from all and directed at all.’ See Alain Badiou, La relation
énigmatique entre philosophie et politique (Paris: Éditions Germina, 2011), 46.
Badiou, La République de Platon, 336.
8
I suspect we shall not abolish lying at all, but we might see to it that fewer lies
were told if we contrived to deny power and glory to the greatest liars – except, of
15 See Alexander García Düttmann, ‘Das Ungedachte’, in Gegen die Selbsterhaltung. Ernst und Unernst
des Denkens (Berlin: August Verlag, 2016).
16 ‘The “good” here does not mean what is orderly in the moral sense, but the valiant, which achieves
and can achieve what is proper to it. The agathon is the standard as such, what first grants Being
the potency to unfold essentially as idea, as prototype.’ See Martin Heidegger, Introduction to
Metaphysics (New Haven/London: Yale University Press, 2014), 210f.
Sartre, Les mains sales, 195.
17
18 Ibid., 197.
Can a Philosopher Have Dirty Hands? 137
course, in the case of those lucky few whose extraordinary achievements make
us forget the lies they told. If Hoederer succeeds in abolishing social classes,
perhaps he will join the lucky few. Meanwhile, he lies, manipulates, and kills,
and we must make sure he pays the price. We won’t be able to do that, however,
without getting our own hands dirty, and then we must find some way of paying
the price ourselves.19
If one assumes that it is not merely by choice that philosophy meets the ‘demand
of praxis’, as if it could just as well refuse to do so, the philosopher can still make
wrong choices, as the case of Heidegger shows. Is he less of a philosopher for
that? What choices will Socrates have to make after choosing ‘true politics’,20
the politics that does not discard philosophy, and recognizing that one can
never ‘do exactly as one says’,21 given that, when measured against the desired
participation in truth, ‘nature’ always imposes moments of inertia and resistance
to action and prevents it from matching discourse, true discourse? It is a this
point that it may prove helpful to turn to Badiou’s theory of points in his Logics
of the Worlds, which comprises a reference to Sartre’s Dirty Hands, to a ‘theatre of
points’,22 and to confront it with Adorno’s critique of decision making and choice
in his Negative Dialectics, which also refers to Sartrean drama. In his radio talk
on political engagement and art, Adorno mentions Dirty Hands and calls it one
of its author’s finest achievements.
The relevance of the point for Badiou resides, on the one hand, in the crucial
role it plays when change is to occur, or when a point of inexistence allows for
the radical transformation of existence, while, on the other hand, it resides in the
disclosure of a world in which a truth appears. For change to occur, an element
needs to be distinguished that is part of being, of a pure multiple appearing in
and as a world but that, in this world, exists as little as possible and hence can be
said to have a value of zero. It denotes a withdrawal of being, the possibility for a
pure multiple to appear in another world, and to do so differently. There is always
only one such element or point for every object that appears in a world. When
the necessary inexistence of such an element or point ceases to have a value of
zero, when value is attributed to it because it comes into existence, an event
has taken place that has destroyed the cohesion of an existing world and that
modifies its basis, the transcendental indexation of its beings, as Badiou writes
19 Michael Walzer, ‘Political Action: The Problem of Dirty Hands’, Philosophy and Public Affairs, 2.2
(Winter 1973): 180.
20 Badiou, La République de Platon, 291.
Ibid., 287.
21
23 Charles Péguy, ‘Victor Marie, comte Hugo’, in Oeuvres en prose completes, La Pléiade, vol. III
(Paris: Gallimard, 1992), 331. I am grateful to Jean-Luc Nancy for alerting me to this passage.
24 Badiou, La République de Platon, 288.
Badiou, Logiques des mondes, 571.
25
26 Even if one were to say that in a communist society the point of inexistence would no longer concern
the revolutionary passage from capitalism to communism, whatever its instances and intermediary
stages, each transformation of the world as a whole induced by the coming-into-existence of a point
of inexistence must amount to a revolution, whether it concerns the relationship between society
and nature or some other aspect of its organization.
Can a Philosopher Have Dirty Hands? 139
what one could term the ‘passion of non-identity’ in Adorno’s thought, the
constant quest for a ‘no man’s land between the boundary-posts of being and
nothingness’?27
It is ‘point by point’ that a world is disclosed, that it ceases to be lifeless, a
world without stress and tension, a world in which everything communicates
infinitely, and in which intensity, always conditional on some isolation and
solitude, on the interruption effected by a halt, on the concentration that the
creation of a place entails, is reduced to a minimum. For Badiou, disclosing a
world ‘point by point’, and doing so each time at the point where the subjective,
or a truth procedure, and the objective, or a multiple that appears in the world,
differ and touch, is tantamount to making decisions and choices. A decision has
a double aspect, then: it has the subjective aspect of a course of action whose
choice may alter the course of things and the objective aspect of a contraction
whose result is the unavoidable limitation to two, and only two, possible ways
for things to continue in the world. Points take on the form of alternatives. They
resemble knots binding the world to the world, so that it can generate binding
relationships, affirmations, instead of drowning in the endless variations of mere
occasions that define ordinary action. When one has a point, one has two clean
and pure hands – on the one hand, on the other hand – while when one inhabits
a world without points one remains enmeshed in a ‘many-sided impurity’.28
Points are narrow gates29 and tribunals, strictures which turn the world into
a place of situations, or into a site of stakes, risks, efforts and commitments.
They operate, in a worldly situation, as testing schemes for the ‘appearance of a
truth’, as schemes which locate the transcendental topologically and bodily by
placing the world in its infinity and variety before the ‘instance of the Two’,30 of
the option between yes and no, truth and opinion, pledge and indifference.
With every single point and the act, the choice, it imposes, the totality of the
world is at stake. There is a correlation between, on the one hand, the idea of
the world as a totality that is at stake in a decision and, on the other hand, the
constitution of a subject in the decision-making process, since such a subject
has decided to acknowledge, or not, a political, artistic, amorous, or scientific
truth, to adhere faithfully to, or to betray, a truth that forces the world to appear
differently on account of a coming into existence of a point of inexistence. It
is for a subject that constitutes itself as it makes decisions and choices that the
world as a totality is at stake, the world that intensifies as a truth appears at
the site of a point. The totality implied in the injunction ‘all philosophers!’ is
the totality of a deciding subject, of a subject that decides in favour of viewing
the world as totality, no matter which choice or decision it makes, and of
viewing it as the totality of the ‘Communist Idea’ or ‘Communist hypothesis’
which alone allows individuals to participate in truth equally, as if only the
totality of an equal participation in truth could be a true totality. Hence, for the
philosopher as Badiou conceives of him, the problem of dirty hands is not so
much the problem of a demand of praxis in general, or in the abstract, but of
a demand that reveals itself to be the demand of passing through the gates of
points in particular situations and in so doing appearing before the tribunal of
an appearing truth. The problem of dirty hands is not the problem of a praxis
that cannot but put an ideal at risk by forcing the individual idealist to become
a realist, to compromise, or even to act as a criminal. Rather, it is the problem
of making a decision that permits a truth procedure to persevere and continue
in the world. It is the problem of resisting betrayal, the ‘sacrifice’31 of a truth
induced by a refusal to decide and choose. It is the problem of making the right
choice and decision, the choice and decision that do not cause disaster, or a
cessation, a reflux, destruction. Having had to sacrifice so much for the sake of
discipline, or for the sake of the strict and predictable organization of the Party’s
revolutionary activities, Hugo asks Hoederer not to ‘sacrifice’ these ‘sacrifices’
with his ‘own hands’,32 not to make the wrong decision, not to get his hands
dirty so as to attain an ideal through efficient action, even though, in the play,
this action, Hoederer’s readiness to collaborate with the enemy, is designed to
prevent further ‘sacrifices’33 of human lives.
A situation is always a situation of solitude. It is so by definition, for it is
a break with ‘universal communication’ that produces it. Hence the problem
of dirty hands, the problem of how to sacrifice and how not to sacrifice, the
31 Ibid., 422.
32 Sartre, Les mains sales, 194.
33 Jean-Paul Sartre, ‘Entretien avec J. B. Jeener’ (1948, excerpt), in Théâtre complet, 364.
Can a Philosopher Have Dirty Hands? 141
metaphors in which decisions tend to be cast. They all convey the following
message: ‘to do it or not to do it, all depends on me’. These metaphors collide
with ‘objective’ ones that indicate a necessity rather than the deciding subject’s
freedom. They all convey a different message: ‘Here, there are only two
possibilities for pressing forward, nothing can be done about that.’ Ultimately,
though, it is obvious that, if a decision’s dimension of necessity, its topological
rootedness in a situation of duality, renders its experience more intense and
more urgent, a decision from which all freedom would have been excised would
not be able to fulfil the task Badiou ascribes to it, namely the task of militant
faithfulness to the event of an appearing truth. Without the decision’s dimension
of freedom, truths would not appear in the world and the world would be, at best,
a more or less functioning machine. In the chapter on Kant that provides one
of the so-called models of his Negative Dialectics, Adorno, after referring to the
familiarity he detects between Kant’s examples, or moral ‘thought experiments’,
in the Critique of Practical Reason, and Sartre’s ‘existential ethics’, points out that
freedom is irreconcilable with alternatives. Only the individual who does not
have to yield to an alternative, whether he does occasionally or ‘point by point’,
can be said to be free:
Kant knew well that good will is conveyed in the continuity of a lifetime rather
than in isolated acts; but in the experiment, to make it prove what it should, he
exacerbates good will into a choice between two alternatives. That continuity
hardly exists anymore – which is why Sartre, in a kind of regression to the
eighteenth century, clings to the decision alone. Yet the alternative situation,
which is supposed to demonstrate autonomy, is heteronomous before it is filled
with a specific content [. . .] A free man would only be one who need not bow to
any alternatives, and under existing circumstances there is a touch of freedom
in refusing to accept the alternatives. Freedom means to criticise and change
situations, not to confirm them by deciding within their coercive structure.38
46 Ibid., 124.
47 Badiou, Logiques des mondes, 431.
48 Adorno, ‘Engagement’, 129.
49 Ibid., 128.
50 Ibid., 133.
Can a Philosopher Have Dirty Hands? 145
Translated by Roland Végső
Does freedom consist in saying yes or no? How are we supposed to understand
this choice between yes and no? Is freedom the power to say no or the power to
say yes? Is freedom negativity or affirmation?
A common answer to these questions holds that freedom is neither the one
nor the other but the power to say yes or no – that is to say, it is the power to
choose (or the power of indifference).1 This definition of freedom understands
the latter as a specific capacity of the subject (the ability to choose). It thereby
always already presupposes that there is a subject, that the agent of choice is a
subject, who also possesses (or lacks) a number of other capacities. The question
whether freedom is negativity or affirmation, however, concerns the being of the
subject. This question understands freedom not as a specific capacity that the
subject possesses but as something that the subject is.2 And the latter cannot be
the capacity to choose since every choice is in turn preceded by an act that does
not have the form of a choice. The subject produces itself through this act that
is presupposed by the capacity to choose between yes and no. The definition of
freedom as the being of the subject, therefore, implies that we understand the
being of the subject as its self-generation. If freedom is the being of the subject
(rather than one of its capacities or even one of its qualities), then the subject
is precisely nothing but its own becoming. The subject understood in terms of
freedom is a process and not a substance or an entity: the subject is ‘subjectivation’.
1 For a detailed genealogy and a critique of this concept of freedom, see Frank Ruda, Indifferenz und
Wiederholung. Freiheit in der Moderne (Konstanz: Konstanz University Press, 2018).
2 See Martin Heidegger, Schellings Abhandlung über das Wesen der menschlichen Freiheit (Tübingen:
Max Niemeyer, 1995), 10.
148 Badiou and the German Tradition of Philosophy
3 Alain Badiou, Being and Event, trans. Oliver Feltham (London: Continuum, 2005), 407.
4 This applies to both of the books by Badiou that I use as my exclusive references in what follows: Being
and Event and Saint Paul: The Foundation of Universalism. They can be read as the esoteric and
exoteric versions of the same fundamental argument. For a helpful discussion, see Frank Ruda, For
Badiou: Idealism without Idealism (Evanston: Northwestern University Press, 2015).
5 See Alain Badiou, Saint Paul: The Foundation of Universalism, trans. Ray Brassier (Stanford: Stanford
University Press, 2003), 73.
6 In accordance with Hegel, in what follows I use the concept of determination as equivalent with that
of ‘thought’.
Yes and No, Adorno or Badiou 149
critique of the Hegelian dialectic proceeds and what we can learn from it about
the theory of determination. Regardless of how we answer the question of
whether the model of self-determination is appropriate for the Hegelian system
or not, it is unquestionably the figure that stands at the centre of influential
(neo-)pragmatistic reconstructions of Hegel.7 This is why Badiou’s critique
of determination as self-determination is so significant from a systematic
perspective, independently of the question of interpretation.
For a better understanding of this critique, a comparison with Adorno will
be helpful – this exercise forms the centre of the following investigations (in
the second section of this essay). Badiou shares with Adorno the critique of the
Hegelian or positive dialectic. Adorno also criticizes the latter for its definition
of determination. Based on this critique, both of them come to the same
conclusion: namely, that true determination should not be understood as self-
determination but as a transcendence of the self. Badiou calls this understanding
of determination ‘affirmation’. But in contrast to Badiou, Adorno claims that true
determination can go beyond the subject only if it passes through the negativity
of the subject: the eradication of negativity would also abolish affirmation.
Adorno, therefore, draws the opposite conclusion from Badiou’s based on the
critique of Hegel’s concept of self-determination: the thought of affirmation
requires the negativity of the subject.
There are some very good reasons for Badiou’s decision to avoid the concept of
freedom. First among these is the fact that freedom functions as the foundational
concept of bourgeois society, which currently appears to be on its way to
becoming a global order without an outside or an alternative. But freedom is the
foundational concept of bourgeois society not only in the ideological sense, as
the justification of the current order of things. Rather, freedom founds bourgeois
society, since the latter builds its new forms of domination on freedom, since it
implements its rule through freedom: freedom is the medium and the means of
bourgeois rule. Freedom and domination coincide in bourgeois society.8
7 See, e.g., Robert B. Brandom, Reason in Philosophy. Animating Ideas (Cambridge, MA: Harvard
University Press, 2009).
8 See also Christoph Menke, Kritik der Rechte (Berlin: Suhrkamp, 2015), part III.
150 Badiou and the German Tradition of Philosophy
choice, determination remains the same. In the act of choosing, the individual
disregards the fact that it is determined by specific needs and then, based on
this absence of determination, it declares one of its needs or an ordered series
of needs (what John Rawls called a ‘life plan’) to be determinative. But here
determination remains unchanged. In Hegel’s language, we could say that
it remains mere ‘determinacy’ (Bestimmtheit). The freedom of choice is ‘the
transition from undifferentiated indeterminacy to differentiation, determination,
and the positing of a determinacy as a content and object’.10 In reality, therefore,
there is still no determination of the subject in the freedom of choice. Regardless
of whether they are ‘given by nature, or generated by the concept of spirit’,11 there
are only different determinacies from whose mere positivity or givenness, in a
first step, the subject abstracts and, then, in a second step chooses one or more
options. Determining givenness itself becomes something posited. But then
‘positing’ (Setzen) means only ‘imposition’ (Einsetzen): it is the preference for
determinacy or its imposition as binding in relation to others.
The transformation of determination in true freedom, on the contrary,
consists of grasping determination as the ‘self-determination’ of the subject.12
Its fundamental meaning is self-realization. The positive concept of freedom,
which Hegel borrows from Kant, is constituted in an expressivist manner.13 This
means that the subject in its free self-determination posits as its own not only
one of the given determinacies (whose determining power it negated in a first
step), but that at the same time it posits itself in it. Determinacy becomes (self-)
determination when it is not only the effect but the expression of its positing as
well as the expression of the positing subject. The claim that free determination
is the self-determination of the subject means that, as a determination by the
self, it is at the same time the self as determination: the self is there or it is real
in determination, or that in its determination it ‘remains with itself [ . . . ] and in
this determination, it joins together with itself alone’.14
Only this way can the requirement be fulfilled to think the unity of negation
and determination – while the freedom of choice is merely the external back
and forth between negation and determination (and remains in this dualism).
According to the formal structure of this unity, the negation through which,
in a first step, the subject ruptures the positivity of the determinacies that
condition it, remains present and preserved in the second step of the positing
of determinations. The first step is the negation of givenness; the second step is
the negation of this negation in the positing of determinations – however, not as
the abstract other of the (first) negation, but in such a way that the self remains
by itself as negative in its determination (in the negation of its negativity).15 The
‘identity with itself ’ that the subject realizes in its self-determination is nothing
other than its negativity in relation to external determinacy. Conversely, free self-
determination is the kind of determination that is at the same time negation (as
the negation of every given determination) and not negation (as determination),
since in the negation of negation it is at once the overcoming and preservation
of negation.
In light of this explanation of the positive freedom of self-determination in
opposition to the negative freedom of choice, we can now form a more precise
understanding of the question why Badiou defines the subject without any
reference to the concept of freedom. In the case of negative freedom, the answer
is quite obvious: negative freedom is the foundational category of domination
in bourgeois society. Bourgeois society, however, is a society without subjects.16
Negative freedom, therefore, can and must be avoided when we try to think the
subject (in opposition to the citizen as bourgeois). But the question of the freedom
of self-determination is more important: why and how does positive freedom
miss the subject? The answer is that self-determination misses the meaning of
determination (the determination of determination) and, consequently, must be
avoided.
which states that determination is the negation of negation. At the centre of this
theory, we find ‘the recognition of the logical principle that negation is equally
positive’.17
On the first level, the concept of determinate negation serves to describe the way
the operation of negation proceeds in actuality, in the praxis of negation. In this
process, the negated ‘does not resolve itself into a nullity, into abstract nothingness,
but essentially only into the negation of its particular content; or that such a negation
is not just negation, but is the negation of the determined fact which is resolved, and is
therefore determinate negation’.18 Since negation is always the negation of something
determined, it does not stand in an external opposition to what it negates. Negation
is the ‘nothingness of that from which it results’.19 The negation of determination
is its ‘immanent movement’.20 Since negation itself is a result of a determination
that it negates (or that negates itself in it), negation itself has a result: ‘Looked at
as a result, what emerges from this process is the determinate negative which is
consequently a positive content as well.’21 Or: ‘Because the result, the negation, is a
determinate negation, it has a content.’22 If negation as such is ‘determinate negation’
(if every operation of negation in reality is always determined), then it is a negation
of a determination and, consequently, at the same time the production of another
determination.23
But this presentation describes negation merely as a logical operation – ‘logical’
in the classical and not in the Hegelian sense. This understanding of negation
as a logical operation defines it on the basis of its effects on the meaning and,
thereby, on the truth-value of a determination. Logically speaking, the negation
of a false thought produces its contradictory opposite as true; and the negation of
a true thought produces its contradictory opposite as false.24 Logical operations
17 Hegel, The Science of Logic, trans. George di Giovanni (Cambridge: Cambridge University Press,
2010), 33.
18 Ibid.
19 Hegel, Phenomenology of Spirit, trans. A. V. Miller (Oxford: Oxford University Press, 1977), 51.
20 Ibid., 36.
21 Ibid.
22 Hegel, Science of Logic, 49.
23 To put it differently: negation is already a negation of negation. For if negation is to be understood
as determinate negation (the act of negation of a determination as the expressive realization of its
immanent or self-negation), then every act of negation is at the same time an act of determination
and, therefore, possesses a positive content since it is the negation of a self-negating determination,
and as such at the same time the negation of the self-negation of this determination.
‘Thus for every thought there is a contradictory thought; we acknowledge the falsity of a thought
24
by admitting the truth of its contradictory. The sentence that expresses the contradictory thought
is formed from the expression of the original thought by means of a negative word.’ See Gottlob
Frege, ‘Negation’. In Collected Papers on Mathematics, Logic, and Philosophy, ed. Brian McGuinness
(Oxford: Blackwell, 1984), 385. Robert Brandom’s interpretation of determinate negation as ‘material
incompatibility’ corresponds to this logical concept of negation. See Robert Brandom, ‘Holism and
154 Badiou and the German Tradition of Philosophy
Idealism in Hegel’s Phenomenology’, in Tales of the Mighty Dead: Historical Essays in the Metaphysics
of Intentionality (Cambridge, MA: Harvard University Press, 2002), 180–82.
Hegel, Science of Logic, 87.
25
26 Ibid.
27 Ibid., 33.
28 Ibid.
29 Hegel, Phenomenology, 51.
30 Hegel, Science of Logic, 34.
Yes and No, Adorno or Badiou 155
An ontological impasse
Badiou’s case against Hegel is that the latter’s theory of determination leads to an
‘ontological impasse’.31 According to Badiou, the essence of this impasse is precisely
that the unity of negation and determination – that the concept of determinate
negation thinks – is nothing other than the figure of self-determination that
Hegel develops in his theory of freedom. To think determination as self-
determination – this is Hegel’s fundamental thesis and, simultaneously, his
ontological impasse. To think determination as self-determination in reality
means not to think determination at all.
The first step of this critique develops the thesis that the unity of negation and
determination is nothing other than the unity of the self of the determination,
that is, the unity of the subject. According to Badiou, this point is already
demonstrated by the first category that Hegel’s logic uses to develop the dialectic
of determination: the category of the ‘something’.32 The basic structure of the
something provides a prototype for the unity of negation and determination
33 In Oliver Feltham’s English translation, we read the following: ‘The passage from the pure limit
(Grenze) to the frontier (Schranke) forms the resource of an infinity directly required by the point of
being’ (Badiou, Being and Event, 162).
34 Badiou, Being and Event, 163.
Ibid., 164.
35
36 Ibid., 162.
Yes and No, Adorno or Badiou 157
37 Ibid., 167.
38 Ibid., 166.
39 Hegel, Elements, 41.
40 This is the so-called paradox of autonomy. See Menke, ‘Autonomy and Liberation’.
41 To put it simply, the introduction of the concept of true infinity explains the difference between
givenness and the result, between determinacy and (self-)determination as the difference between
nature and normativity.
158 Badiou and the German Tradition of Philosophy
49 Ibid.
160 Badiou and the German Tradition of Philosophy
Nothing can be saved unchanged, nothing that has not passed through the
portal of its death. If rescue is the inmost impulse of any man’s spirit, there is no
hope but unreserved surrender: of that which is to be rescued as well as of the
hopeful spirit. The posture of hope is to hold lightly what the subject will hold
on to, what the subject expects to endure.52
Rescue is the rescue of phenomena: the rescue of the phenomena from the
spirit through the spirit (that flattens them into mere phenomena, appearances
for it). Rescue is the self-movement of the spirit in which it discloses itself: the
disclosure of the spirit that it alone can accomplish because otherwise it would
not be its disclosure to the intelligible and infinite (but to the existent as it is
there positively: the spirit that does not rescue phenomena through its own self-
disclosure but accepts them as they are perpetuates an ‘obstinate insistence on
existence, forms of a clutching’).53 The subject is free not in its self-determination
but in thinking as self-transcendence, in its redemptive relation to truth.
This argument parallels Badiou’s interpretation of Paul’s letters as attempts
‘to refound the connection between truth and the subject’.54 This connection is
‘paradoxical’: it is the connection between ‘a subject without identity and a law
without support’.55 To put it differently, we could say that the connection between
truth and the subject requires thought. According to Badiou, this is why Paul’s
‘unprecedented gesture consists in subtracting truth’ from what is constituted
by the subject.56 But this subtraction of truth from what the subject produces
is nothing other than the ‘procedure, which is its being’.57 The passing of truth
50 Ibid.
51 Ibid.
52 Ibid., 391–2.
53 Ibid., 391.
54 Badiou, Saint Paul, 7.
55 Ibid., 5.
56 Ibid.
57 Badiou, Being and Event, 407.
Yes and No, Adorno or Badiou 161
beyond the subject is the realization of the subject. This is why the ‘sudden
appearance of the [. . .] subject is unconditioned’.58 The subject produces itself
only by reference to the unconditioned: it produces itself by producing truth as
the unconditioned; which means that the subject produces itself by producing
truth as that which it does not produce.
Discussing Paul, Badiou describes this unconditioned truth-relation that
constitutes the subject as the relation of love: ‘the subjective process of a truth is
one and the same thing as the love of that truth’.59 This means that the relation
to truth as the unconditioned cannot be a theoretical relation, a relation of
contemplation or cognition. If relating to a truth means producing oneself as
a subject by producing this truth as unconditioned and, thus, as something not
produced, then for a subject relating to a truth means to bear witness to this
truth. To witness a truth means to believe it; and to believe it means that truth
becomes a ‘power’ through our love for it.60 In Being and Event, Badiou calls
this the ‘procedure’ of ‘fidelity’ whose realization constitutes the subject: ‘Every
truth is transcendent to the subject, precisely because the latter’s entire being
resides in supporting the realisation of truth.’61 By the same token, conversely,
this also means that the being of the subject consists of the ‘local’ realization of
a truth that transcends it in this realization as the truth is ‘incommensurable’
with it ‘because the subject is finite, and the truth is infinite’.62 The subject is the
process of the infinite inside the finite. It is the paradoxical capability to realize
the incommensurable infinite in the finite itself. The process of the subject,
therefore, succeeds only when it fails.
This brief description already allows us to see the differences between
Adorno and Badiou. I will address this issue presently, but first I want to
acknowledge their agreements. The latter consists not only of the fact
62 Ibid., 396.
162 Badiou and the German Tradition of Philosophy
that both Badiou and Adorno reject the (positive) dialectical concept of
self-determination but also of the way they justify this rejection. Adorno
and Badiou conceive of the subject as the paradoxical movement of self-
transcendence through which the finite becomes infinite as intelligible idea
(Adorno’s ‘rescue’), or the equally paradoxical movement of intervention
as the declaration or demonstration of the infinite in the finite (Badiou’s
‘love’ and ‘fidelity’). These two movements – the infinitization of the finite
and the finitization of the infinite – are therefore not empty (or evacuating)
but the realizations of determination, about which Adorno and Badiou are
in agreement in that they both think that it takes place precisely where the
subject breaks with the logic of self-determination.
‘Rescue’ (Adorno) and ‘fidelity’ (Badiou) are concepts that supposedly describe
the connection between truth and the subject in terms of an infinite difference.
Here, the concept of truth is understood in an ontological sense. Truth means: the
true form of determination (or of thought). The concept of truth refers to the
way a determination should be in order to be a true determination. It must be
understood as something unconditioned or transcendent. True determination,
therefore, infinitely exceeds anything produced by the subject. Badiou and
Adorno understand this position to be the opposite of Hegel’s positive dialectic.
The latter’s main thesis is that true determination is the self-determination of
the subject. As a result, Hegel’s dialectic amounts to ‘the unrestrained expansion
of the subject’, since the ‘Hegelian subject-object is subject’.63 In contrast, both
Adorno and Badiou aim to think true determination as a passing beyond the
self-determination of the subject that is realized precisely and only in the
procedure of the subject. We can speak of true determination only when the
subject does not ‘remain with itself ’ (as Hegel put it) but transcends itself: when
it goes beyond itself in itself.
63 Theodor W. Adorno, Hegel: Three Studies, trans. Shiery Weber Nicholsen (Cambridge, MA: MIT
Press, 1993), 5, 13.
Yes and No, Adorno or Badiou 163
71 Ibid., 30.
Yes and No, Adorno or Badiou 165
Intervention
This explanation of the way Adorno connects determination and negation
(like Hegel but in a very different way) already indicates how, in a second
step, negative dialectics tries to justify, in opposition to Badiou, why this
connection is necessary: why the indeterminateness of true determination
must be thought together with its determination by the negativity of the
subject. The reason for this lies in the fact that, according to Adorno, true
positivity cannot be rescued without the critical cancellation and even
destruction of false, reified positivity. The unavoidability of negativity is
based on the unavoidability of positivity: without the power of negativity,
there is no true determination, no affirmation; without negativity, there is
only reified positivity. This is how determinations exist by themselves. How we
are supposed to understand this argument of negative dialectics, in the end,
can be demonstrated by reference to the way Badiou thinks the connection
between the ‘event’ of affirmation and the ‘intervention’ of the subject.
This connection defines Badiou’s concept of historicity, which is in direct
opposition to negative dialectics.
(i) Badiou describes the emergence of affirmation (i.e. of true determination)
as an ‘event’. This account defines affirmation as something that happens
historically. At the same time, Badiou thinks the concept of historicity in such a
way that he describes it as a type of situation: the event of affirmation is possible
only in historical situations; or, to put it differently, a situation is (or becomes)
historical when the emergence of affirmation takes place in it. What makes a
situation historical arises from its difference from natural situations.
The difference between a historical and a natural situation lies in the way
the ‘operation’ that Badiou calls ‘presentation’ unfolds in them.72 Situations exist
only in their presentations. Presentation implies that something is counted as
one or forms a unity: it is ‘the “passage” to the set of subsets’.73 This operation
brings about the unity of the situation (or the situation as unity) and, at the same
time, fundamentally exceeds it: it goes beyond what is included in the situation
(namely, the subsets). The operation that produces the unity of a situation is ‘in
absolute excess of the situation itself ’.74 The production of unity is, therefore,
at the same time the production of an absolute difference. This difference is
absolute since it is not the difference between one unity and another but the
difference of unity in and by itself.
At the same time, there are two fundamentally different ways in which
presentation unfolds in a situation. On the one hand, we have the natural
situation. Badiou defines it structurally as ‘self-homogeneous self-presentation’.75
This is also the definition of ‘normality’: nature means normality. What is normal
or natural is a presentation without excess: the natural situation is a situation
without (absolute) difference.76 In opposition to this, the historical situation is
‘the abnormal, the instable, the antinatural’: ‘It is rational to think the ab-normal
or the anti-natural, that is, history, as an omnipresence of singularity – just as we
have thought nature as an omnipresence of normality.’77 Singularity here refers
to those elements that ‘belong’ to a situation without being ‘included’ in it and,
therefore, are not moments of a unity or a totality.
This is why events are possible only in the abnormality of history. The
realization of this possibility is a leap carried out through an interpretative
‘intervention’. The intervention decides the undecidable, the belonging of the
event to the situation.78 This belonging is undecidable since there can be no
objective criteria for the difference between normality and abnormality (and,
therefore, no objective criteria for the difference of a situation from itself and
in itself). As the decision concerning the undecidable, the intervention is thus
subjective. The intervention is the act of the subject: it is the act through which it
makes itself into a subject and, at the same time, allows the event of affirmation
to emerge (or, to be more precise, allows the historical situation to emerge as the
possibility of the event). The intervention of the subject, therefore, shows itself in
its fidelity to the event of affirmation, whose possibility was brought into history
by the subject’s decision.
(ii) Thereby, we can raise the decisive question about Adorno and Badiou.
The question is: what is an intervention? What does the act of intervention
that constitutes the procedure of the subject consist of? We already know –
based on their definitions of the concepts of ‘rescue’ and ‘fidelity’ – that
Adorno and Badiou both understand the intervention through which the
75 Ibid., 128.
76 Shouldn’t we, then, conclude that the natural situation is the situation that misrepresents itself
(since the determination of the situation means that the presentation of the situation ‘overshoots’
the situation) and, therefore, the difference between the natural and the historical situation is never
symmetrical? In this case, the historical situation would not be a second type of situation next to the
natural situation but rather the situation of the situation.
Badiou, Being and Event, 174.
77
78 Ibid., 201.
Yes and No, Adorno or Badiou 167
79 Ibid., 177.
80 In Negative Dialectics, we find the following: ‘The theory of second nature, to which Hegel already
gave a critical tinge, is not lost to a negative dialectics’ (38). For more about this question, see
Christoph Menke, ‘Hegel’s Theory of Second Nature: The “Lapse” of Spirit’, Symposium: Canadian
Journal of Continental Philosophy – Revue Canadienne de philosophie continentale, 17.1 (Spring/
Printemps 2013): 31–49. The theory of second nature assumes ‘the abrupt immediacy, the formations
which society and its evolution present to our thought’. The self-presentation of the social and
the historical proceeds as their self-cancellation. In Badiou’s vocabulary, the presentation of the
situation appears as non-presentation; it appears as identity. The absolute difference that, according
168 Badiou and the German Tradition of Philosophy
to Badiou, defines the concept of presentation can be laid bare through ‘analysis’ as ‘the immanent
difference between phenomena and that which they claim to be in themselves’. Adorno’s positive
definition of ‘analysis’ corresponds to the ‘praise of understanding’ (whose labor prepares the ‘birth
of the New’) in Slavoj Žižek, Less Than Nothing: Hegel and the Shadow of Dialectical Materialism
(New York: Verso, 2012), 273.
A strong counterclaim can be found in Being and Event (where Badiou distances himself from
81
his Theory of the Subject). Here, he argues that there is no ‘essential link between destruction
and novelty’ (407). This means primarily that novelty (i.e. affirmation) does not by itself require
destruction (or, to put it more emphatically, novelty does not mean destruction): ‘Killing somebody
is always a matter of the (ancient) state of things; it cannot be a prerequisite for novelty’ (408). The
fact that there is no ‘essential link between destruction and novelty’, however, also has a more
fundamental meaning for Badiou in the sense that novelty or affirmation does not presuppose
destruction: ‘Destruction is the ancient effect of the new supplementation amidst the ancient’ (407).
Destruction, therefore, comes after innovation, and innovation does not need any negative labor.
See also John Van Houdt, ‘The Crisis of Negation: An Interview with Alain Badiou’, Continent, 1.4
(2011): 234–8. The crisis of negation is the crisis of the idea ‘that negation can be creative, create
something new’ (234).
82 Adorno, Negative Dialectics, 38.
Ibid., 157.
83
*
Badiou wants to think the subject (as the subject of radical change) without
the concept of freedom precisely because he wants to think the subject without
negativity. The subject is the subject of affirmation, and affirmation must be
thought as a ‘pure and simple encounter’.85 At the end of Being and Event, we
find Mallarmé’s line: ‘Nothingness gone, the castle of purity remains.’86 The
foundation for the avoidance of the concept of freedom in the definition of
the subject is Badiou’s theory of affirmation as the form of true determination.
The argument is the following: if the true form of determination is affirmation
without preliminary negation, and if the subject is the procedure of affirmation,
then we do not need the concept of freedom to think the subject.
The presupposition of this argument is that freedom and negativity belong
together – they explain each other reciprocally. This is the basic assumption
of modern philosophy that Badiou also shares. This is why he strikes out
both concepts with one stroke from his theory of affirmation and his theory
of the subject. To think determination as affirmation and to think freedom
as negativity are mutually exclusive.87 This thesis can invoke Hegel’s theory
of determination: Hegel thinks true determination (in opposition to mere
‘determinacy’) as self-determination because it is not the abstract other in
relation to the negativity of subject and, this way, the subject remains ‘with
itself ’ as negative in its determination (or, because determination as self-
determination is a negation of negation, the passage over into determination
that sublates negation). Hegel understands the determination that arises from
the subject’s negativity as its self-determination. This is the very same idea that,
in a negative form, underlies Badiou’s eradication of negativity from affirmation
and his avoidance of the concept of freedom. The basic premise of Badiou’s anti-
Hegelian theory of affirmation is Hegelian.
Hence the objection against Badiou that we can raise from the perspective of
Adorno’s negative dialectics: Badiou is too Hegelian because he does not see the
gap that opens up between negation and determination when we try to think
them in their indissoluble correlation as ‘moments’. This gap is the focus of
Adorno’s attention: this is the reason why (unlike Badiou) he thinks together the
truth of determination and the negativity of the subject as independent or, even,
85 Ibid.
86 Badiou, Being and Event, 435.
87 This is where Frank Ruda’s radical program intervenes to think the freedom of affirmation and
freedom as affirmation (in order to release it from its conceptual entanglement with negativity). See
Frank Ruda, Abolishing Freedom: A Plea for a Contemporary Use of Fatalism (Lincoln: University of
Nebraska Press, 2016).
170 Badiou and the German Tradition of Philosophy
At first blush, Badiou and Adorno seem to make an unlikely couple. What,
indeed, could there be in common between a militant philosopher of events
and eternal truths and a thinker who could only find hope and resistance in
melancholy, a philosopher, moreover, who was obsessively concerned with the
‘saving of thought’s honour’, to borrow Lyotard’s term? In what does this saving of
thought’s honour consist? And how does the saving of thought’s honour connect
with what it means to think and to resist? Adorno’s solution consists in assigning
to thought the task of bearing witness to that which resists. Thought, according
to Adorno, cannot exist without the unthought, without the something other
than thought that thought plunges into. What is noteworthy about Adorno’s
idea of thought yielding to the unthought is that thought aiming at that which
disrupts it exhibits and enacts the very rupture in question.
According to this view, the resistance of the unthought, ultimately, of the
somatic, results in a set of fractures in thought’s conceptual edifice that denounces
all pretensions to totality and thus reveals the irreducible remnant of non-identity
within every claim to identity. And it is in the inevitable non-identity between
thought and that which it thinks, in the awareness of the irreducible gap, that
Adorno grounds negative dialectics. Essentially, with negative dialectics, this
being Adorno’s proposal for a new direction for philosophy after Auschwitz,
we are dealing with a paradoxical attempt at reconciling thought, inevitably
conceptual in form, with the recognition that heterogeneity of the non-identical
cannot be conceptually grasped. The task of bearing witness to that which resists
thus poses an almost insurmountable obstacle for thought, as it is in the nature
172 Badiou and the German Tradition of Philosophy
3 Ibid.
4 Adorno, Negative Dialectics, 372.
5 Ibid., 52.
6 Ibid.
7 Ibid., 19.
174 Badiou and the German Tradition of Philosophy
nothing less than ‘thought thinking against itself ’.8 Only by turning against itself
can thought become the resistant thought. Only then can thought assume the
task assigned to it: to bear witness to resistance already operating in the world,
and, at the same time, to augment this resistance with a resistance of its own.
For Adorno, this resistance proper to thought consists essentially in its refusal to
give in. In making it impossible for ‘a desperate consciousness to deposit despair
as absolute’.9
Hence, rather than criticize the impotence of thought confronted with the
unthought, Adorno pleads for a passivity in the face of the disparate, of that
namely which always and inevitably escapes thought: he calls for a thought that
thinks against itself, that knows of its own inevitable limitation and refuses
to go beyond it. It is precisely to the extent that the primacy of the object
inevitably entails thought’s passivity that we could argue that the capacity
of thought to bear witness to ‘a potential that waits in the object’ depends
ultimately upon thought adopting an attitude that could be characterized as
passivity without anxiety. Thus if the becoming of things, as Adorno sees it,
is, strictly speaking, given only in retrospect, through cracks and fissures in
their appearance, it is no doubt a fantasy, a utopia, says Adorno. Nevertheless,
this utopia yields hope. This is all the more paradoxical since it is grounded
in a fantasy: staging not what a thing could have become but rather what it
has failed to become.
Adorno’s peculiar articulation of melancholy, resistance and hope, as many
commentators have noted, seems to only lead to a hopeless ‘negativism’. To
flesh out the roots of this ‘negativism’, Adorno’s critics focus on negative
dialectics. Considered as an erratic use of determinate negation, emancipated
from Hegelian dialectics, negative dialectics, for Adorno’s critics, is simply not
dialectical enough. It then comes as no surprise that for someone like Robert
Pippin, Adornian negative dialectics is not dialectics, but a philosophy of finitude.
This also explains why, in this reading, Adorno’s non-identical is identified with
Kant’s Thing-in-itself. The reference to Kant is revealing because it draws a
parallel between negative dialectics and Kant’s transcendental dialectics, since
the latter also questions the notion of totality resulting from the transcendental
use of reason’s ideas.
Important in this respect is a short but rewarding passage in Badiou’s Five
Lessons on Wagner, wherein Badiou positions himself in relation to Adorno
8 Ibid., 141.
9 Ibid., 404.
Badiou and Adorno on Philosophy and Music 175
what Adorno preserves from Kant is the irreducibility of experience, the fact that
it is impossible to dissolve the experience in the pure activity of the concept.
An utterly irreducible element of passive limitation remains – just as in Kant,
passivity, which is the practice of the sensible, is irreducible . . . In short,
there is a non-constructed element in the construction: receptivity. This very
fundamental idea of receptivity – the notion that, since it is impossible to remain
within the pure constructive movement of the concept, there is consequently
not just a dialectics but a ‘pathetics’, or a fundamental receptivity – is precisely
what Adorno retains.10
10 Alain Badiou, Five Lessons on Wagner, trans. Suzan Spitzer (London: Verso, 2010), 48.
176 Badiou and the German Tradition of Philosophy
For us philosophers, the question is not what took place in the century, but
what was thought in it . . . What was thought in the century that was previously
unthought – or even unthinkable? . . . to be more precise, how the century
thought its own thought, how it identified the thinking singularity of the relation
it entertained with the historicity of its own thought?12
Taking up Hegel’s metaphor of Minerva’s owl that takes flight only at nightfall, in
short, when all is said and done, Badiou claims that philosophy as such always
comes after the fact. Indeed, by coming ‘after’, philosophy is constitutively
anachronistic in its own time. This may explain why, for Badiou, the principal
task of philosophy is to draw up a balance sheet of its own time.
But what becomes of philosophy as conditioned by its conditions in worldless
times? How can philosophy continue to operate in accordance with the task it
has set for itself, without the possible overstepping of the limits imposed on
it? No doubt, there is no problem in ‘heroizing’ the present when something
radically new takes place. It is, however, more difficult to extract something
‘eternal’ from worldless times.
Generally, philosophy is supposed to come ‘after’ its conditions. Yet this usual
task of philosophy seems to be particularly difficult to accomplish in periods in
11 Alain Badiou, The Century, trans. Alberto Toscano (Cambridge: Polity Press, 2007), 21.
12 Ibid., 3.
Badiou and Adorno on Philosophy and Music 177
13 Alain Badiou, Logics of Worlds: Being and Event, 2, trans. Alberto Toscano (London/New York:
Continuum, 2006), 7.
14 Alain Badiou, Manifesto for Philosophy, trans. Norman Madarasz (Albany: State University of
New York Press, 1999), 38.
15 Badiou, The Century, 138–9.
16 ‘Alain Badiou, Un philosophe dans le siècle’, Le Magazine littéraire, 438 (January 2005): 96.
178 Badiou and the German Tradition of Philosophy
from its own time something more in the times than time itself, the instant of
‘eternity’ as the objet a, a bit of the real that remains irreducible to chronological
time. Yet the price to be paid by philosophy, insofar as it is true to its task – to
identify the real of its own time, is that its own gesture is displaced, excentric,
ultimately anachronistic, in relation to its time. But it is precisely on the basis of
its excentricity, I would argue, that the philosophical gesture of ‘seizing truths’ is
a paradoxical ‘after’ that is at the same time ‘before’.
However, in intervallic times, that is, periods in which nothing new (seems to)
take(s) place, philosophy, in particular one which defines itself as a philosophy of
the event, that is a philosophy which, because it cannot directly create novelty, or
force the events, but can only record its traces in thought; philosophy which is,
ultimately, under the condition of its conditions, seems to lose its reason d’ être.
What, in fact, could be the task of a philosophy which is ‘under the condition of
its conditions’, if these conditions seem to be unable to produce something new?
How, indeed, can philosophy be of help to its conditions?
If philosophy is not ‘eternally condemned’ to ‘come after’, that is, to make a
balance sheet of its time, but is also required to be contemporary with its time, this
requirement coming from a thinker committed to a philosophy ‘under conditions’,
cannot but come as a surprise. Does it mean that philosophy should be descending
in the playground previously assigned to its ‘conditions’ in order to prove that it is
indeed capable of being contemporary with its time, that it can actively contribute
to the creation of the present, this being the only time of truths?
Philosophy and music
It is precisely from the perspective of this curious torsion of time, that is,
when the conditioned, philosophy, seems to be intervening in its conditions,
that this paper will examine the relationship between philosophy and one of
its conditions, art, and more specifically, music, in order to shed some light on
Adorno’s and Badiou’s respective positions on the entanglement of temporality
and transformation.
The question of art is at the forefront of Adorno’s philosophy. However, to
grasp the full significance of Adorno’s stance on art, it is necessary to assess his
more general comments on the relationship between philosophy and art. In
broad terms, art presents a challenge to philosophy insofar as it appeals to truth
while being unable to fully express it. But the radical question about art in which
Adorno is interested is centred on its transformative power. Given the apparent
Badiou and Adorno on Philosophy and Music 179
hopelessness of the present situation, due to the lack of the expected radical
social and political transformation, the possibility of the hoped-for change,
according to Adorno, should rather be considered from the vantage point of
the promises of a new order brought into existence by the most innovative
contemporary artistic creations. Thus, despite his unrelenting pessimism that
predominantly informs his implacable critique of modernity in general and the
actuality of the dystopian reality, Adorno did not renounce the possibility that
it could be otherwise, searching for this ‘otherwise’ in art, particularly music.
Crucially, he conceives of art’s role – music especially – in terms of a utopian
promise. This is questionable for a variety of reasons, but the defensible part of
the argument is apparent in Adorno’s insistence that the function of utopia is to
be understood as a critique of what is present.
As Adorno notes, ‘an “it shall be different”’, the possibility of something
different that art signifies, is ‘hidden in even the most sublimated work of
art’.17 But for art to be able to express its opposition and make its resistance
understood, it ‘requires thought and therefore stands in need of philosophy,
which is nothing but the thought that refuses all restrictions’.18 From a rigorously
Adornian perspective, the need of artworks for the philosophical interpretation
is itself grounded in ‘their need for the production of their truth content’, but this
necessity of interpretation is at the same time ‘the stigma of their constitutive
insufficiency’.19
Art and philosophy thus share the same responsibility as each turns to the
other in order to realize its potential for truth. In this respect, as Adorno never
tires to repeat, ‘there is no artwork that does not participate in the untruth
external to it, that of the historical moment’.20 In view of this untruth that
tarnishes art’s utopian promise and unrelenting yearning for happiness, artworks
inevitably fail in their striving to present something different than reified reality.
The utopian moment that every artwork, according to Adorno, generates and
shelters, is therefore not to be seen in ‘the longing for the new’, for such a longing
for the new itself, says Adorno, would remain ‘the negation of what exists’ while
being ‘obedient to it’.21 On the contrary, for an artwork to be truly utopian, it must
be capable of stopping time. It is, indeed, as ‘a cessation, a suspended moment
17 Theodor W. Adorno, ‘Commitment’. In Notes on Literature, vol. 2, ed. Rolf Tiedemann, trans. Shierry
Weber Nicholsen (New York: Columbia University Press, 1992), 92.
18 Theodor W. Adorno, Aesthetic Theory, ed. Gretel Adorno and Rolf Tiedemann, trans. Edmund
Jepphcott (Stanford: Stanford University Press, 1997), 262.
19 Ibid., 128.
Ibid., 347.
20
21 Ibid., 32.
180 Badiou and the German Tradition of Philosophy
of the process’,22 that an artwork interrupts the dystopian progress of time and
in so doing it allows access to another time, a time that, strictly speaking, does
not (yet) exist, the time of its utopian promise. Only in this sense can then be
argued that art, as ‘a promise of happiness’, ‘embodies something like freedom in
the midst of unfreedom’.23
It goes without saying that this task applies to music as well. As Adorno
succinctly puts it, ‘the promise contained in the age-old protest of music [is]
the promise of a life without fear’.24 In giving music a pride place in his writing
on the transformative power of art, Adorno emphasizes criticism as being
‘immanent to music itself ’, because the power of music points to something
beyond itself. Indeed, music criticism is ‘required by music’s own formal law: the
historic development (Entfaltung) of works and of their truth content occurs in
the critical medium’.25 It is because of its capacity to refashion what is into what
might be that what Adorno calls ‘music’s own formal law’ can be considered as
incarnating the utopian moment in music. Addressing what he regards as the
music’s critical utopianism, more precisely, its quest for lost difference, while
following precisely that logic from which difference is expelled, Adorno insists
that insofar as music keeps ‘reopening the wound, instead of affirming the world
as it exists’, its goal ‘must be the complete liberation of the human subject’.26 Here,
music inevitably encounters philosophy, that philosophy namely upon which it
is incumbent – ‘after having missed its opportunity’ – ‘to provide a refuge for
freedom’.27
There is, then, a curious proximity, a familiarity even, between music and
philosophy. Indeed, philosophy, in its suspended state and aiming at ‘the
expression of the inexpressible’, is ‘a true sister of music’.28 How are we to
understand this sorority of philosophy and music? Following Benjamin, Adorno
points to something which is crucial for philosophy and music, namely, the
power of nomination:
As language, music tends toward pure naming, the absolute unity of object and
sign, which in its immediacy is lost to all human knowledge. In the utopian
22 Ibid., 6.
23 Adorno, Minima Moralia, 248.
24 Theodor W. Adorno, In Search of Wagner, trans. Rodney Livnigstone (London: Verso, 1981), 145.
25 Theodor W. Adorno, Introduction to the Sociology of Music, trans. E. B. Ashton (New York:
Continuum, 1988), 149.
26 Theodor W. Adorno, ‘Classicism, Romanticism, New Music’. In Sound Figures, trans. Rodney
Livingstone (Stanford: Stanford University Press, 1999), 120–21.
27 Theodor W. Adorno, ‘Why Still Philosophy’. In Critical Models: Interventions and Catchwords, trans.
Henry W. Pickford (New York: Columbia University Press, 1998), 14, 10.
28 Adorno, Negative Dialectics, 109.
Badiou and Adorno on Philosophy and Music 181
and at the same time hopeless attempts at naming is located music’s relation to
philosophy, to which, for this very reason, it is incomparably closer, in its idea,
than any other art. But the name appears in music only as pure sound, divorced
from its bearer, and hence the opposite of every act of meaning, every intention
toward meaning.29
Precisely because music, as Adorno claims, ‘can only express what is proper to
itself ’, it is only ‘in mediated form, that is, as philosophy’,30 that music offers
greater resistance to interpretation than other art.31 So, what Adorno calls its
immanent movement, music’s lack of objectivity and unambiguous reference
make it freer than other art, because it is less compelled to reproducing existing
reality and is therefore able to take on a critical role in keeping alive an awareness
of how things could be transformed. This allows Adorno to claim that the strict
concept of art can only be derived from music.
For Adorno, music’s idea is ‘the form of the name of God. It is demythologized
prayer, freed from the magic of making anything happen, the human attempt,
futile, as always, to name the name itself, not to communicate meanings.’32 Music
is the idea of naming in so far as it is intentionless, non-representational. In
being a non-representational mode of presentation, music serves as a paradigm
for philosophy, an example to follow. However, if philosophy is truly the sibling
of music, as Adorno maintains, this is not only because his idea of music is
informed by modern music, specifically by the ‘Second Viennese School’, but also
because he thinks philosophy with music’s idea in mind. It is no exaggeration
to say that Adorno’s negative dialectics, a proper philosophy of dissonance, is
almost exclusively shaped by his experience of contemporary music. Taking cue
from contemporary music Adorno claims that ‘the task of art today is to bring
chaos into order’.33 To introduce chaos into the existing order in the name of a
different, utopian ‘order’, is precisely the task that allows Adorno to compare
philosophy to music.
In emphasizing the transformative power of art he insists at the same time
on the transformation of this transformative power. His comments on Wagner’s
relevance for today are particularly instructive:
29 Theodor W. Adorno, ‘On the Contemporary Relationship of Music and Philosophy’. In Essays on
Music, trans. Susan H. Gillespie (Berkeley/London: University of California Press, 2002), 140.
30 Theodor W. Adorno, Beethoven: The Philosophy of Music, ed. Rolf Tiedemann, trans. Edmund
Jepphcott (Stanford: Stanford University Press, 1998), 10.
31 Adorno, ‘On the Contemporary Relationship of Music and Philosophy’, 143.
Adorno, ‘Music, Language and Composition’, 114.
32
As spiritual entities, works of art are not complete in themselves. They create
a magnetic field of all possible intentions and forces, of inner tendencies and
countervailing ones, of successful and necessarily unsuccessful elements.
Objectively, new layers are constantly detaching themselves, emerging from
within; others grow irrelevant and die off. One relates to a work of art not merely,
as is often said, by adapting it to fit a new situation, but rather by deciphering
within it things to which one has a historically different reaction.34
If even Wagner can become new in a new time, this is because, as Adorno
acknowledges, ‘the binding, truly general character of musical works of art is to
be found, if at all, only through the medium of their particularity and concretion,
and not by recourse to any kind of general types’.35 Adorno can therefore locate
Wagner’s musical power in the fact that there is nothing general there, except
the extreme particularity. Thus, one of music’s indispensable tasks lies in ‘the
overcoming of the temporal dimension through articulation’.36 Paradoxically,
art is successful in performing this task only by deploying its trace through
embodied beings in time and space:
In view of this, one can better understand Adorno’s fine irony implied in the
title of one of his famous essays: ‘Schoenberg and Progress’. While Adorno
clearly acknowledges the expressionistic period of ‘heroic’ free atonal works
by Schoenberg, he is one of the first commentators to note the self-defeating
tendency within the dodecaphonic compositional approach. According to
Adorno, the integral serialism which evolves from free tonality, instead of
increasing freedom leads to its abolition. This is why Adorno claims that
‘twelve-tone technique approaches the ideal of mastery as domination, whose
boundlessness consists in the exclusion of whatever is heteronomous, of
whatever is not integrated into the continuum of this technique’.38 Paradoxically,
the effect of this ‘mastery’ is not the liberation supposedly ensured by the break
with tonality and seen as ‘emancipation of the dissonance’. On the contrary, in
striving for ultimate mastery, serial composers are either unable or renounce to
create the form which would shape the musical material, as a result ‘material
and composition remain alien, opposed to each other’,39 thus rendering the
music completely alienated and inaudible: ‘Today the alienation inherent in the
consistency of artistic techniques itself forms the content of the artwork.’40
It is here, though, that the decisive questionable assumption in Adorno’s
linking of philosophy to music can be located. For Adorno, if music provides
important insights into the development of modern society, this is because the
evolution of music itself depends on the given social-historical constellation.
Thus, by being inseparably linked to the social and politics crisis of modern
society, Schoenberg’s twelve-tone technique of composition exemplifies, for
Adorno, a crisis in modern music rather than the progressive method on which
the future of music could be constructed. And conversely, as he suggests in
his celebrated essay ‘Vers une musique informelle’, in which he outlines ‘une
musique informelle’, new music that would be capable of avoiding the impasses
of serialism by taking up ‘the challenge posed by the idea of an revised,
unrestricted freedom’41 in order to resolve ‘the dilemma of how to reconcile
temporal form and musical content’.42 Rejecting both extremes: ‘faith in the
material’ and ‘absolute organization’, the future musique informelle will strive to
transform the deformation of rationalism that reigns in serial music into a true
rationality through the self-critical intensification of the control over material.
The aim would then be ‘music in which the ear can hear live from the material
what has become of it’.43 The idea behind Adorno’s proposition of a future music,
musique informelle, is essentially Kantian. As Adorno himself suggests, musique
informelle could be understood as an idea of reason in the sense that it is a
concrete, which is to say, realizable possibility, while remaining an idea. As such,
musique informelle is in the service of ‘free humanity’. Thus, to follow Adorno,
‘only what is fully articulated in art provides the image of an undeformed and
hence free humanity’.44 But this goal can be attained only by ‘a music which is
in control of itself ’ and which would therefore be ‘in control of its own freedom
from every compulsion, even its own’.45
For Badiou, by contrast, ‘only the serial sequence opened by the Schoenberg-
event pronounces the truth of the post-Wagnerian musical world’.46 More
specifically, if the Schoenberg-event, ‘by affirming the possibility of a sonic world
no longer ruled by the tonal system’,47 marks a break in the history of music, this
is because it opened a new music-world to be populated by a virtual infinity
of works resulting from ‘the systematic exploration, within the sonic universe’
of the intrinsically infinite possibilities initiated by the Schoenbergian event.
For such a world to be identifiable, it is necessary to extract from the artworks
belonging to this world the prescription that presides over their production, and
whose formulation Badiou reconstructs as follows: ‘An organization of sound
may exist which is capable of defining a musical universe on a basis which is
entirely subtracted from classical tonality.’48 However, if serialism or, more
exactly, ‘the serial organization which refers the notes back to their internal
organization alone’,49 treating the twelve tones of the chromatic scale no longer
according to the laws of harmony, but equally, has eventually reached a point
of its saturation, this is not because it failed, Badiou argues, it is because ‘its
“corporeal” capacities, those that could inscribe themselves in the dimension
of the work, were increasingly restricted’, leading to the splitting of ‘the musical
body “serialism” . . . between pure written form and auditory sensation’.50 Adorno
and Badiou may well detect the same internal antinomy in new music, yet they
treat it in a radically different manner. It might also be said that although Adorno
and Badiou both connect art and music in particular to their conceptions of
philosophy, there is a crucial difference in their handling of truths that art is
capable of engendering.
In comparison to Adorno’s statement on the relationship between philosophy
and music in terms of sorority, Badiou considers the relation between art and
philosophy ‘hierarchically’, that is, in terms of the relationship between the
conditioned and the condition. Badiou is emphatic that ‘art itself is a truth
procedure’51 as it produces truths of its own that philosophy ‘welcomes and
45 Ibid., 318–19.
46 Badiou, Logics of Worlds, 85.
47 Ibid., 80.
48 Ibid.
49 Ibid.
50 Ibid., 81.
51 Alain Badiou, Handbook of Inaesthetics, trans. Alberto Toscano (Stanford: Stanford University Press,
2005), 9.
Badiou and Adorno on Philosophy and Music 185
52 Ibid., 63.
53 Ibid., xiv.
54 Ibid., 13–14.
55 François Nicolas, ‘Schoenberg’. In The Badiou Dictionary, ed. Steven Corcoran (Edinburgh: Edinburgh
University Press, 2015), 306.
56 Ibid., 307.
186 Badiou and the German Tradition of Philosophy
tension between music and drama can be brought to light and in so doing it
will be possible to demonstrate that music, far from being in the service of a
preconceived totality, stands as the very medium in which dramatic possibilities
are created that engender unforeseeable transformations.
When turning to Adorno, one comes across the symptomatic absence
of Adorno’s pivotal text In Search of Wagner and his later, yet crucial text on
‘Wagner’s Relevance for Today’. Instead, provocatively, yet ingeniously Badiou
takes as Adorno’s text of reference Negative Dialectics, in order to find clues
in it for Adorno’s criticism of Wagner, but also some indications concerning a
positive alternative to Wagner, ‘musique informelle’, as Adorno terms it, which
is, strictly speaking, non-existent, still to come, yet capable of functioning as
a condition for Adorno’s negative dialectics. Badiou’s principle target in his
reading is Adorno’s critique of ‘the identity principle’ and his insistence on the
moments of heterogeneity, difference and non-identity, precisely to the extent
as such moments of the unthought that resist the conceptual capture, prevent
any attempt at a reaching unity or a resolutive closure. In this critique of unity,
Adorno is by no means lonely. In fact:
59 Ibid., 58.
188 Badiou and the German Tradition of Philosophy
would remain prototypical for Schoenberg, for Berg, and for the most recent
tendency: the trend toward structures that are free, yet dense . . . it would provide
the ideal model for a truly informal process of composition.60
His truth content and those elements that legitimate criticism has found
questionable are mutually interdependent. The uncertainty with which a self-
conscious performance practice approaches him is caused, not least at all, by
the fact that there is no way around this interweaving of the true and false in
his work.63
For Badiou, by contrast, the examination of the knotting of new and old,
progressive and reactionary, true and false, is unavoidable because we are
dealing in Wagner with a multiplicity of artistic configurations and each of them
explores ‘a possibility of ending’.64 Put otherwise, each music drama elaborates
musically the consequences of its own innovative mode of thought regarding
the possibility of ending. Of particular interest to Badiou are the elaborations
of various possibilities from the perspective of the ‘relationship between the old
and the new, between tradition and innovation’,65 such as have been elaborated
in Die Meistersinger and Parsifal.
The lesson to be drawn from Wagner’s music dramas is that, just like politics,
art cannot be only ‘grounded in formal subtraction, that is, in a break with the
past’, in short, neither art nor politics can take as its ultimate goal ‘radically
new creation, irreducible originality’.66 This is because a radical break with the
67 Ibid., 147.
68 Ibid., 158.
69 Ibid.
70 Ibid.
71 Quentin Meillassoux, ‘Badiou and Mallarmé: The Event and the Perhaps’, trans. Alyosha Edlebi,
Parrhesia, vol. 16 (2013): 35.
190 Badiou and the German Tradition of Philosophy
the ceremony of the moderns will be a ceremony of hesitation, the sole act
capable of comprising in itself the infinite opposites: hesitation to smile with
irony, or to believe with sincerity in the possible rebirth of a poetic and political
communion.75
Badiou, in effect, concludes his Lessons on Wagner with the enigma of Parsifal,
an enigma formulated as the question concerning the true subject of Parsifal,
this being ultimately none other than the ‘great question’ of the nineteenth
century: the possibility of a new ceremony, of a post-Christian ceremony. Yet in
Meillassoux’s Mallarméan recasting of this question, the true subject of Parsifal
is not the question of whether a modern ceremony is possible or not but, rather,
the undecidibility, an irresolvable oscillation between restoration and innovation
of the future ceremony. For Meillassoux, the double splitting of ceremony: first,
between two ceremonies in Parsifal itself (the first celebrated by Amfortas, the
second by Parsifal), two ceremonies that are formally identical, as Badiou points
out, and the splitting of ceremony between a real ceremony (in Parsifal) and the
72 Ibid.
73 Ibid.
74 Ibid., 44.
75 Ibid.
Badiou and Adorno on Philosophy and Music 191
76 Ibid., 46.
77 Ibid.
192 Badiou and the German Tradition of Philosophy
philosophical name, a name for philosophy, but also for music, in so far it is ‘the
name of an opening and of a future’,82 rather than the name of a closure or even
a name of an event. Here, again, the status of Wagner as a name used by Badiou’s
philosophy remains to a certain extent elusive, enigmatic as an anticipation of
something that will only receive its full significance retroactively. This emerges
clearly from the following description, offered by Nicolas, to capture various,
yet converging aspects of Badiou’s use of the name Wagner. Indeed, ‘Wagner’ is
used in Badiou ‘as a possibility, as a motif that is still secret but already there, as
the promise of a future anterior, as the announcing of a moment in which the
Wagner-possibility will have come’.83
Put simply, what Badiou’s incursion into music, in particular Wagner’s
music dramas, ultimately aims at is to transform Wagner or, better, to create the
name Wagner as a philosophical name for music, rather than its saturation or
closure, as Adorno would have it. This gesture is more ambitious than it might
first appear. Ultimately, by transforming a proper name, Wagner, into one of the
possible names for music itself, Badiou explores nothing less than the possibility
of music as a condition of philosophy, as he conceives of it. Put another way
and drawing on some insights from Nicolas’s highly perspicacious comments
on Badiou’s reading of Wagner, the question that is put on the philosophical
agenda with Badiou’s Five Lessons is the following: is what starts to be gradually
uncovered under the name Wagner and which is still to some extent hidden,
secret, undisclosed, a promise of the future-anterior for the music to be situated
as one of the conditions of philosophy?
Badiou’s subtle, yet extremely detailed analyses of Wagner’s music dramas
in view of their actual and future impact on music and philosophy seem to
lead to the conclusion that music is slowly emerging as a specific condition
for Badiou’s philosophy, a condition that is clearly to be distinguished from
the already established conditions (science, politics and love), but also from
various artistic creations that have effectively conditioned Badiou’s philosophy
(from Mallarmé via Pessoa to Beckett). Crucial here is that the name Wagner
as a philosophical name for music, names something that is already ‘there’,
although not yet fully deployed in view of its still to be uncovered potentials.
In this sense it could be said that music, as it can be derived from Badiou’s
analysis of Wagner, has a paradoxical status of a precondition for a philosophy,
since philosophy, in so far as it is affected by Wagner, has discerned by now
82 Nicolas, ‘Wagner’, 382.
83 Ibid.
194 Badiou and the German Tradition of Philosophy
some aspects of its transformative power and potential for future developments
in music.
In order to capture the specific modality that allows Badiou to conceptualize,
for philosophy, the effects produced by Wagner, not directly on philosophy, but
rather on the relationship established between philosophy and music, Nicolas
borrows one of Badiou’s notions from Being and Event, namely: intervention.
The philosophical intervention in question is one that can best be described as
an anticipatory retroaction, a peculiar temporal and logical operation intended
to intervene into that which is supposed to condition philosophy: music as a
would-be condition of a future philosophy under conditions. In this respect,
retroaction can be considered as an act by means of which philosophy, while
not yet conditioned by this music, posits the latter as ‘music that is liable to
condition it’.84 Bringing together both aspects, anticipation and retroaction,
Badiou’s intervention in the way in which philosophy relates to music as one
of its prospective conditions, retroaction, as Nicolas defines it, presents itself
as ‘a (philosophical) avowal of a (music) secret, an avowal that endeavours to
designate, under the (philosophical) name Wagner, an unperceived musical
capacity’.85
Strictly speaking, what ‘Wagner’ as a name for music designates is a not fully
effectuated and thus still undisclosed, secret capacity of music, that is only slowly
starting to emerge via Badiou’s philosophical intervention. One is tempted to say
that in the same way in which Badiou reconstructs, retroactively, by deriving
from existing serial musical pieces the prescription that guided their creation as
a sort of prescription of serialism, he tries to formulate a prescription in order
to capture that which conditions actually existing Wagnerian music. However,
to the extent that this retroactive prescription is inferred from already created
music while simultaneously addressed to music that is still to come, Badiou’s use
of the term ‘prescription’ here is somewhat misleading. This is why, as Nicolas
suggests, it takes the form of a prophecy. For this reason, this prescription-
prophecy ‘concerns less future music as such than music as a possible condition
for philosophy’, that is, the music to come that will be able to ‘re-engage its
power of conditioning on philosophy’.86 Thus, to follow Nicolas in his rather
tortuous attempt to gauge what Badiou’s reading of Wagner amounts to, Badiou’s
philosophy by disclosing or
84 Ibid.
85 Ibid.
86 Ibid., 382–3.
Badiou and Adorno on Philosophy and Music 195
87 Ibid., 383.
88 Badiou, Five Lessons on Wagner, 33, 44, 46, 53, 67.
196 Badiou and the German Tradition of Philosophy
Setting the scene
1 Alain Badiou, The Adventure of French Philosophy, ed. and trans. Bruno Bosteels (London/
New York: Verso, 2012), li–lxiii.
2 Alain Badiou, Five Lessons on Wagner, trans. Susan Spitzer (London/New York: Verso, 2010), 55–6.
Form and Affect 199
3 Ibid., 27.
4 Ibid., 38.
5 Alain Badiou, Logics of Worlds: Being and Event II, trans. Alberto Toscano (London/New York:
Continuum, 2009), 73.
6 Theodor W. Adorno, Aesthetic Theory, trans. Robert Hullot-Kentor (London/New York: Continuum,
1997), 188–9.
200 Badiou and the German Tradition of Philosophy
shifts from form’s relation to its other, that is, the sensible material that it forms,
to its own productive and transformative capacity. The question can then be
posed as to what drives the transformation of form and in relation to what such
autoreferential form could be said to be the bearer of artistic truth. As I try to
show, this is precisely where the relation between form and affect is established.
In both philosophers an account of affect can be found that pertains to artistic
form as such. In Adorno, the ‘melancholy of form’ is also what allows art to make
its ‘promise of happiness’.7 Badiou, on the other hand, has recently developed a
metaphysical understanding of ‘real happiness’ as related to truth (artistic truth
included), even allowing for a certain ‘measure of despair’ as its condition.8 The
status of these affects in their relation to truth nevertheless remains somewhat
unclear in both authors. With reference to the psychoanalytic conceptualization
of melancholy and mania I argue that the relation between form and truth is
established precisely through an affect that is immanent to form. In its self-
referentiality, form produces a particular kind of object as a remainder – or, more
precisely, a surplus – of the process of formalization itself. It is in its relation to
this elusive object, I argue, that form is affected and thus capable of transforming
itself and becoming the site of artistic truth.
Bringing Adorno and Badiou together around the notion of form provides the
necessary ‘scene’ for this parallel reading, although it does not limit the effort
to the field of aesthetics. What is first and foremost at stake is the appearance
of truth. In this regard, Badiou classifies Adorno alongside Heidegger, Bergson
and Deleuze as a propagator of ‘the ideal of the open’ that resists any formal
and identitarian closure.9 The primacy of open-ended transformation over
the closure of formalization is not so much an aesthetic preference as it is an
antiscientific stance that all the above-mentioned philosophers share in contrast
to Badiou’s embrace of mathematics as ontology. Annulling the gap between
Adorno and Heidegger, perhaps the fiercest philosophical divide in twentieth-
century German philosophy, but also between the German philosophical
tradition and the French vitalist current from Bergson to Deleuze, requires a
7 Ibid., 144, 136.
8 Alain Badiou, Métaphysique du bonheur réel (Paris: PUF, 2015), 39.
9 Badiou, Five Lessons on Wagner, 43.
Form and Affect 201
great leap that is only possible on the assumption that Badiou’s philosophy itself
introduces a break so radical that the differences between previous currents of
thought become irrelevant.
To understand this stance, one must go back to Badiou’s Being and Event,
where he introduces his philosophical project as a break with Heidegger’s ‘poetic
ontology’.10 As is also clear from his critique of Deleuze,11 Badiou is primarily
concerned with challenging any kind of ontology that seeks for a revelation
of being, its poetic expression or opening, regardless of how its presence is
conceptualized. Instead of searching for the proximity of being, Badiou’s
ontology is based on ‘the radically subtractive dimension of being, foreclosed
not only from representation but from all presentation’.12 Ultimately, Badiou
‘un-binds the Heideggerian connection between being and truth’ and proposes
a concept of truth that is not the truth of being but a truth procedure instigated
by a subject in fidelity to an event.13
Is it justified to claim that Adorno was a poetic ontologist? The answer to
this question is not straightforward. The project of negative dialectics is as
much a critique of the identity principle as it is a defence of conceptual thinking
that unavoidably succumbs to this very principle. Adorno’s own critique of
Heidegger, but also of Bergson, aims precisely at attempts to relieve thought of
its identifying burden. While Heidegger is trying ‘to heal the concept of “Being”
of the wound of its conceptual thinking’, Bergson yields to ‘a cult of irrational
immediacy’.14 For Adorno, thought cannot gain direct access to the non-
identical in ‘the open’ since thinking cannot shed its identifying form: ‘Yet the
appearance of identity is inherent in thought itself, in its pure form. To think is
to identify.’15 It is through this form alone that the non-identical can be thought –
this is the contradiction that drives negative dialectics and distinguishes it from
contemporary ontological and vitalist attempts at surpassing metaphysics.
Along these lines, Adorno presents his own version of the critique of poetic
ontology: ‘A philosophy that would try to imitate art . . . would be postulating
the demand of identity, claiming to exhaust its object by endowing its procedure
with a supremacy to which the heterogeneous bows a priori.’ Even though the
10 Alain Badiou, Being and Event, trans. Oliver Feltham (London/New York: Continuum, 2005), 9–10.
11 Alain Badiou, Deleuze: The Clamor of Being, trans. Louise Burchill (Minneapolis/London: University
of Minnesota Press, 2000), 3.
12 Badiou, Being and Event, 10.
13 Ibid., 15.
14 Theodor W. Adorno, Negative Dialectics, trans. E. B. Ashton (London/New York: Routledge, 1973),
70, 8.
15 Ibid., 5.
202 Badiou and the German Tradition of Philosophy
concept stands in the way between thinking and what is thought, it is also the
only connection that can be established between them, which is why philosophy
‘must strive, by way of concept, to transcend the concept’.16 Even though Adorno,
as Badiou notes, anticipates the critique of the one dominant in philosophy
thirty years later, his critique is closer to Badiou’s own primary philosophical
decision that ‘the one is not’17 than to some kind of ‘postmodern’ affirmation of
multiplicity. For Adorno, the ‘illusion of taking direct hold of the Many would be
a mimetic regression’, since only unity is able to ‘transcend’ unity.18 For Badiou
as well (even though strictly speaking the comparison cannot be made in such a
direct manner), there is no one, only the process of unifying (the ‘count-as-one’)
that undoes itself.19
On the other hand, Badiou is right in claiming that, according to Adorno,
the non-identical nevertheless appears to thought: ‘What is the appearance of
what is non-identical to thought? The latter obviously doesn’t present itself as
thought: it necessarily presents itself as affect, as body, even.’20 Even though
thought cannot avoid its identifying form and think non-identically, its attempt
to transcend the concept by way of concept is based on the affective appearance
of the non-identical. The non-identical appears to thought as an imperative
posed by suffering: ‘The need to lend a voice to suffering is a condition of all
truth.’21 Contrary to Heideggerian anxiety, however, this ‘ontological’ affect is not
existentially tied to Dasein but is rather historically and socially determined. The
principle of identity is not limited to thought – it is the spiritual reflection of the
principle of domination that ‘antagonistically rends human society’.22
Even though the non-identical does not have an explicitly ontological status,
the ‘poetic’ claim to express something real beyond what is transcendentally
constructed as reality can still be traced in Adorno. In Badiou, the situation is
reversed. According to Being and Event, thought can directly access the pure
multiplicity that is the form of the presentation of being by way of mathematical
set theory. On the other hand, there is no affective access to being, no ontological
experience – being is simply not in the mood, so to speak. From the perspective
of Badiou’s radically subtractive ontology, Adorno’s critique of Heidegger’s
16 Ibid., 15.
17 Badiou, Being and Event, 23.
18 Adorno, Negative Dialectics, 158.
19 Badiou, Being and Event, 44–5.
20 Badiou, Five Lessons on Wagner, 38.
21 Adorno, Negative Dialectics, 17.
22 Ibid., 48.
Form and Affect 203
Turning our attention more specifically to the articulation of form and affect
in aesthetics, the question can first be posed as to how the critique of poetic
ontology translates into the critique of what could be called ‘onto-poetics’: the
idea that the expression of being beyond what is representationally constructed
as reality is also what ultimately paves the way for philosophical thought on
art, detectable in both Heidegger and Deleuze. Considering Badiou’s subtractive
approach to ontology, in which the link between being and truth is untied, onto-
poetics ought not to be an option his philosophy would pursue. Although he does
not explicitly frame his discussion of aesthetics in these terms, his ‘inaesthetics’
seems to confirm this by denouncing ‘aesthetic speculation’ and insisting on the
‘independent existence’ of artistic truths with regard to what philosophy extracts
from them.24
For Adorno, on the other hand, the voice of suffering as an expression of
something real that lies beyond what is cognitively and socially constructed as
reality is indeed what philosophy looks for in art: ‘If thought is in any way to
gain a relation to art it must be on the basis that something in reality, something
[behind] the veil spun by the interplay of institutions and false needs, objectively
demands art, and that it demands an art that speaks for what the veil hides.’25
Adorno’s aesthetics thus still has an onto-poetic structure, even though what is
to be unveiled beyond the construction of reality is not being as such but rather
suffering caused by social domination.
As Rancière points out, even Badiou’s own accounts of artworks, especially
poetry, are often very close to simply reproducing his ontological insights.26 Even
if the ontology thus evoked by poetry is of a subtractive and not of a ‘poetic’ kind,
the question nevertheless lingers whether Badiou’s break with onto-poetics is as
clear-cut as the logic of his philosophical system would demand.
23 Ibid., 102, 106.
24 Alain Badiou, Handbook of Inaesthetics, trans. Alberto Toscano (Stanford: Stanford University Press,
2005), xii.
25 Adorno, Aesthetic Theory, 18.
26 Jacques Rancière, Politique de la littérature (Paris: Galilée, 2007), 215–25.
204 Badiou and the German Tradition of Philosophy
27 Alain Badiou, Manifesto for Philosophy, trans. Norman Madarasz (Albany, NY: State University of
New York Press, 1999), 33–9.
28 Badiou, Handbook of Inaesthetics, 1.
29 Ibid., 2.
30 Ibid., 3.
31 Ibid., 3–5.
32 Ibid., 5.
33 Ibid., 9.
34 Alain Badiou, The Century, trans. Alberto Toscano (Cambridge/Malden: Polity Press, 2007).
35 Badiou, Handbook of Inaesthetics, 8.
Form and Affect 205
their being consistent with his theory of subjectivation, then the omission of
modernism may seem curious, especially considering Badiou’s fascination with
Beckett, something he incidentally shares with Adorno. Still, Badiou’s readings
of modern literature could very well be seen as antimodernist, which might also
explain why Adorno can simply be left out of Badiou’s account of twentieth-
century aesthetics.
Adorno is famously anticlassical in his critique of the cultural industry and the
‘culinary’ attitude towards art. But where would he fit in the dilemma between
didacticism and romanticism? Rejecting both Lukács’s and Brecht’s versions of
Marxist aesthetics – the former for its affirmation of realist representations of
social totality at the expense of modernist presentations of social antagonisms
through experimenting with artistic form and the latter for its naïve didactic
simplification of political truth – Adorno defends the autonomy of art and
adopts (much like Badiou) a modernist artistic canon. Nevertheless, his theory
of art’s ‘truth content’ is not immanent in the strict Badiouan sense. In fact, he
goes so far as to say that the ‘truth content of an artwork requires philosophy’.36
According to Badiou, philosophy only conceptualizes artistic truths so that it can
transform its own concepts. For Adorno, on the other hand, the truth conveyed
by artworks needs philosophical interpretation to be fully developed. Yet, this
does not mean that art would be instrumentalized in the name of an external
truth of which philosophy would be in full possession. Philosophy itself, as
Adorno famously states in the first sentence of Negative Dialectics, lingers on
because the truth it stands for failed to be realized. Art is now in the position
to both bear witness to this failure and act as a placeholder for the further
possibility of this realization or, as Badiou himself puts it with regard to his
philosophy of event, ‘the possibility of possibilities’.37 Art’s truth content refers to
the nonexistent realization of truth by means of its semblance, which is to say its
form: ‘The appearance of the nonexistent as if it existed motivates the question
as to the truth of art. By its form alone art promises what is not; it registers
objectively, however refractedly, the claim that because the nonexistent appears
it must indeed be possible.’38 Art thus reminds philosophy of the possibility of
truth that evades philosophy itself. In this manner in Adorno too, art conditions
philosophy. In any case, a properly philosophical interpretation of artworks ‘is
defined by the reflected immanence of works, not by the external application
39 Ibid., 341.
40 Ibid., 132.
41 Ibid., 33.
Form and Affect 207
51 Ibid., 141.
52 Ibid., 221.
53 Ibid., 220.
54 Ibid., 5.
55 Theodor W. Adorno, Notes to Literature, vol. 1, trans. Shierry Weber Nicholsen (New York: Columbia
University Press, 1991), 224.
Adorno, Aesthetic Theory, 6.
56
57 Ibid., 134.
Form and Affect 209
Adorno even states that the ‘aesthetic unity of the multiplicitous appears as
though it had done no violence but had been chosen by the multiplicitous
itself ’.58 The expression of suffering thereby requires form, not its disintegration.
If it is to be expressed from the perspective of the possibility of reconciliation,
the promise of happiness, art should not renounce form but rather pursue its
radical modes.
The dialectics that makes the violence of form at the same time its capacity of
alluding to reconciliation nevertheless remains enigmatic in Adorno. If we are
to avoid the messianic trope of redemption lurking in the proximity of danger,
which would bring Adorno dangerously close to Heidegger, the productive
aspect of form, its ability to not only allude to but in a certain sense produce the
non-identical, is still to be conceptualized. As it turns out, the productive aspect
of form is precisely what is emphasized by Badiou . . .
58 Ibid.
59 Badiou, Handbook of Inaesthetics, 10–11.
60 Alain Badiou, ‘L’immanence des vérités 3: Séminaire d’Alain Badiou (2014–2015)’, 24 September
2014. www.entretemps.asso.fr/Badiou/14–15.htm (accessed 18 April 2018).
61 Badiou, Handbook of Inaesthetics, 11.
210 Badiou and the German Tradition of Philosophy
62 Ibid., 12.
63 Ibid., 13.
64 Badiou, Logics of Worlds, 73.
65 Ibid.
66 Ibid.
Form and Affect 211
is affected. Its separateness from the empirical and the violence that it does to the
sensible material that it forms permeate it with melancholy: ‘Melancholy is the
shadow of what in all form is heterogenous, which form strives to banish: mere
existence.’69 The promise of utopia that form implies is restricted to semblance
and based on violence. The work of form necessarily ‘limits what is formed’;
it is ‘a process of selecting, trimming, renouncing’ the sensible.70 The lost and
the not-yet-attained refer to the non-identical that form as identity gives rise to
and at the same time excludes. And yet, as we have seen, form does not merely
identify the non-identical but identifies with it: it is thus suddenly transformed
from the violator to the protector. How should we understand this turn?
Although Adorno does not elaborate further on the concept of melancholy
that he uses, the identification with something non-identical and even non-
existent corresponds well with Freud’s famous definition of melancholy. Freud’s
melancholic identifies with the lost object, although the nature of this object
or, more precisely, its loss, remains unclear. What distinguishes melancholy
from mourning – the non-pathological reaction to a loss of an identifiable
object – is the unconscious character of loss. This does not necessarily mean
that the melancholic is unaware of the loss or cannot identify the object that has
been lost – the problem is that the actual lost object is not identical to what is
lost. Freud writes that the melancholic may very well know ‘whom he has lost’
(identify an actual lost object), but cannot figure out ‘what he has lost in him’ (the
loss does not refer to the identifiable lost object as such).71 The true melancholic
object seems to be its very non-identity to any identifiable lost object. It seems
that beyond any object, the melancholic clings to the loss itself as object. From
this perspective, melancholy is less a reaction to than a production of loss. The
peculiar nature of the melancholic object is confirmed by Lacan who describes
melancholy as a direct identification with the object a beyond the imaginary
frame within which it otherwise appears.72
The psychoanalytic elaboration of the melancholic object can shed additional
light on the dual nature of Adorno’s melancholy of form. On the one hand, the
loss implied by form’s violent imposition on the sensible, the loss of everything
the formal frame necessarily excludes, can be seen as the identifiable lost object
common to both mourning and melancholy. The properly melancholic aspect
of form, however, comes from its identification with the non-identical, the
evasive object of loss produced by the process of identification itself. While
the lost object can still be understood as something external to form, that is,
the sensible multiplicity being unified, the object of loss is the heterogeneous
moment immanent to form itself.
One could be tempted to take this analysis further, drawing a parallel
between narcissism and self-loathing characteristic of the melancholic ego
in its identification with the lost object and Adorno’s ambivalent view of art
as simultaneously the herald of utopian truth and the carrier of ideological
falseness. But what is perhaps more interesting is the convergence of the
melancholy of form with the promise of happiness, the other principle affect
related to the artwork according to Adorno. Far from being the manic other
side of melancholy, the happiness that art promises is, again, of a subtractive
character. Given that there cannot be any true happiness in a false world, art
can only keep its promise by breaking it.73 But there is also a more affirmative,
although still subtractive aspect of the Adornian promise. Towards the end of
Negative Dialectics, Adorno discusses the fascination Proust’s narrator as a child
has for the names of unknown towns and villages. The promise of happiness these
names provide can of course never be fulfilled by actually going to these places.
And yet, actually going there does not make one disappointed but rather makes
one feel he or she is now too close to see the beauty.74 The promise of happiness
cannot therefore be empirically broken by an experience of the body – rather, it
indicates a metaphysical experience: ‘Happiness, the only part of metaphysical
experience that is more than impotent longing, gives us the inside of objects as
something removed from objects.’75 The promise of happiness should therefore
not be understood merely as a desire for something indefinitely delayed, but also
as a fulfilled affect in its own right.
This is the singular point of convergence between Adorno’s and Badiou’s
philosophy of affect: far from looking for a psychological or a physiological seal
of immediacy, both explore affect with the view of reaffirming the possibility of a
metaphysical experience. That being said, it should be taken into account that for
Badiou promise is not a modality in which truth could transpire. As a subjective
procedure of developing the consequences of the event in a specific situation,
truth can only be actual or does not exist. Beyond the satisfactions of the finite
the sensible in terms of a duplication of the object: first as a lost object and then as
an object of loss, produced by form itself as the appearance of the non-identical.
It is less certain that a psychoanalytic account of affect could help us propose a
productive reading of Badiou’s metaphysics of happiness. Badiou’s subject, after
all, is defined precisely as ‘the subject without object’,80 thereby excluding it from
the reach of analysis. As we have seen, the sensible does not appear to resist
formalization, which is simply defined as an access to the chaos of the sensible.
To nevertheless risk the Freudian perspective on the case, the absence of the
object in affective terms could be said to equal the transition from melancholy
to mania. As specified by Lacan, ‘what is at issue in mania is the nonfunction
of [the object] a and not simply its misrecognition. No a comes to ballast the
subject and this delivers him, in a way without any possibility of freedom, to
the sheer infinite and ludic metonymy of the signifying chain.’81 Considering
Lacan’s remark, characterizing the Badiouan subject of truth as manic proves
to be less odd than it may seem at first sight. For Badiou, the truth procedure
is a non-teleological and non-systematic (‘ludic’) series of interventions – local
instances of a virtually infinite truth – which do not lead to a final incarnation of
truth itself but are nevertheless faithfully bound (not ‘free’) to the event in terms
of strictly developing its consequences. It could therefore be claimed that the
truth procedure is structured as an infinite metonymical chain set loose by the
deactivation of the object (the event being the very definition of non-objectivity).
Conclusion
This parallel reading of Adorno and Badiou shows that their philosophical
conceptualizations of artistic truth share two elementary assumptions:
3. The ability of form to be transformed stems from the fact that the process
of formalization produces a surplus, an object that immanently affects
form. Formal transformation is played out in relation to this evasive object
through which form is affected.