To cite this article: Chungching Wang , Min-Der Lin & Chenfang Lin (2008) Factors Influencing
Regional Municipal Solid Waste Management Strategies, Journal of the Air & Waste Management
Association, 58:7, 957-964, DOI: 10.3155/1047-3289.58.7.957
Min-Der Lin
Department of Environmental Engineering, National Chung Hsing University, Taichung, Taiwan,
Republic of China
Chenfang Lin
Department of Soil and Environmental Science, National Chung Hsing University, Taichung,
Taiwan, Republic of China
ABSTRACT tipping fees. The results of this study are very useful for
Although regionalization policies have been proven as daily basis regulation of MSW administration.
good strategies for municipal solid waste (MSW) manage-
ment in previous studies, the optimal allocation of the
INTRODUCTION
waste stream is significantly affected by several influential
Municipal solid waste (MSW) management is a major
factors, thus further investigation of the impacts of these
social and political issue worldwide. Different MSW man-
factors on regional MSW management strategies is neces-
agement practices, such as source reduction, recycling,
sary. This study demonstrated the impacts of waste-to-
and composting, have been adopted to divert waste from
electricity transformation coefficient (WETC) of incinera-
the waste streams, thereby reducing the disposal capacity
tors and the fluctuation of unit tipping fees on the
needed for landfills and incinerators. Regionalization pro-
regional MSW flow/allocation of the Taipei metropolitan
grams typically garner considerable attention in solid
area from practical and economic perspectives. Real-world
waste management systems because they may have the
data and linear programming were used to obtain the
following benefits: (1) a large-scale and regionalized solid
least-cost alternatives under different scenarios. Analyti-
waste management system can take the advantages of
cal results indicated some treatment facilities had geo-
economies of scale that do not benefit relatively smaller
graphic superiority and their priorities changed when ac-
municipalities, (2) environmental protection can be
tual WETCs of incinerators were considered. Treatment
achieved by relatively lower pollution prevention costs,
facilities located at weighted centers were identified. The
(3) regionalization programs reduce the number of facili-
allocation of MSW among incinerators and landfills is
ties and trained professionals required,1 and (4) the effi-
affected by fluctuation of unit tipping fees within a cer-
ciency in recovering energy can be enhanced.
tain range. Treatment facilities sensitive to the changes in
unit tipping fees were also identified. Regression equa- Numerous studies have examined regionalization
tions were also established that can estimate the cost planning programs for MSW.1–10 Considerable research
items of MSW management scenarios with different unit effort has been directed towards developing economical
optimization models for MSW flow/allocation from
sources to treatment/disposal facilities, such as waste re-
cycling stations, incinerators, and landfills.2– 6,11 Different
IMPLICATIONS programming models have been developed for MSW
Although regionalization policies have been proven good management planning.1–3,5–7,12–14 These approaches in-
strategies for MSW management, influencing factors on
corporate different concerns into models for siting and
MSW management policies have rarely been investigated
because of the lack of real-world data. In this study, real-
determining the scale issues associated with transfer sta-
world data of the Taipei metropolitan area in Taiwan were tions, recycling centers, incinerators, landfills, and dis-
analyzed by linear programming models to assess the im- posal facilities. The results also provide the best alterna-
pacts of influencing factors on the regional MSW flow/ tives under the specific considerations for MSW
allocation from practical and economic perspectives. Such management planning.
information is very beneficial for MSW management policy- The authors of this study developed an optimization
making. This work is relevant to public discussion and may model in a previous study10 for evaluating the effects of
establish useful guidelines for the MSW managements in regionalization of MSW management programs on a
the Taipei metropolitan area.
three-authority metropolitan area using real-world data.
The results showed that cooperation in regional MSW
Volume 58 July 2008 Journal of the Air & Waste Management Association 957
Wang, Lin, and Lin
management is more economical and increases the oper- There are six MSW incinerators, two MSW sanitary land-
ational efficiency of incinerators. Additionally, the mini- fills, and three incineration ash disposal facilities in the
mum treatment requirement for incinerators is very sen- Taipei metropolitan area. Of these facilities, Taipei City
sitive to MSW flow allocation. However, the effects of has three MSW incinerators (A, B, and C in Figure 1) and
other parameters, such as the waste-to-electricity transfor- one ash disposal facility (I); Taipei County has three MSW
mation coefficient (WETC) of incinerators, unit price for incinerators (D, E, and F), one MSW sanitary landfill (G),
selling electricity generated by incinerators, tipping fees and two ash disposal facilities (J and G-1); and Keelung
for disposing of MSW and incineration ash in landfills, City has only one MSW sanitary landfill (H). Figure 1
and transportation cost of MSW and incineration ash, on shows the treatment facilities and their geographic loca-
regional MSW management strategies have not been in- tions in the Taipei metropolitan area.
vestigated. Therefore, this study utilized the real-world In Taiwan, the average MSW generated per capita per
operational data of the Taipei metropolitan area to dem- day was 1.149 kg before 1998 and gradually decreased to
onstrate the influence of geographic location of MSW 0.983 kg in 2005.15 The average amount of MSW collected
facilities, unit tipping fees, and WETCs of incinerators on per capita per day had increased to a maximum of 1.143
the regional MSW flow/allocation from practical and eco- kg before 1997 and has since gradually decreased to 0.667
nomic perspectives. Linear programming was used to ob- kg in 2005 because of the stringent enforcement of re-
tain the least-cost alternatives for MSW strategies under source reduction and recovery regulations. The recycling
different scenarios. rate (per weight) has therefore increased significantly
from 7.46% in 2001 to 28.93% in 2005.
INTRODUCTION TO THE TAIPEI To promote the practicability, the models proposed
METROPOLITAN AREA in this study are all based on real operation data for the
The Taipei metropolitan area, located in the northern part Taipei metropolitan area in 2001.16 –19 Fees for transport-
of Taiwan, has a total area of approximately 2500 km2 and ing MSW and incineration ash are both NT$5/t 䡠 km. The
encompasses the Taipei City, Taipei County, and Keelung transportation cost of MSW used in the models is defined
City governments. Taipei City is the largest in Taiwan and as the costs of conveying the collected MSW from each
has the second-highest population density (9690 per- district to treatment facilities. The transportation cost
son/km in 20012). The populations of Taipei City, Taipei does not include the costs of collecting MSW within each
County, and Keelung City were approximately 2.63, 3.60, district because each district needs to collect its MSW
and 0.39 million in 2001, respectively, and the amounts regardless of which facility the MSW is assigned. Tipping
of MSW treated daily were 2635, 3602, and 390 t, respec- fees for both MSW and ash treatment are NT$1,600,
tively. Taipei City is divided into 12 municipalities; Taipei NT$1,876, and NT$500/t for Taipei City, Taipei County,
County and Keelung City have 29 and 7 municipalities, and Keelung City, respectively. The WETC was 230, 240,
respectively. To simplify the optimization model, the 400, 450, 460, and 460 kWh/t MSW for incinerators A, B,
number of municipalities of Taipei and Keelung City were C, D, E, and F, respectively, whereas the unit price of
respectively reduced to six and two districts in the model. selling electricity is NT$1.27/kWh. The generation rate of
Figure 1. Locations of treatment and disposal facilities and municipalities in the Taipei metropolitan area. Different numbers show
municipalities designated by different administrations. Small circles mark incinerators, shaded circles mark MSW landfills, and shaded squares
mark ash disposal facilities. Figures in parentheses denote treatment capacity in the unit of t/day. For the Pali Landfill (G), 700 t/day are for MSW,
and 300 t/day are for ash disposal, denoted as G-1
958 Journal of the Air & Waste Management Association Volume 58 July 2008
Wang, Lin, and Lin
incineration ash is 20% of the amount MSW incinerated. The next constraint is that for each incinerator, land-
For each incinerator, at least 80% of its capacity must be fill, and ash disposal facility, the mass conservation law
in service to ensure efficient operation. The currency in must be satisfied, and their treatment capacity must not
the study is the NT dollar (U.S.$1 equals approximately be exceeded:
NT$33 in 2007). The LINDO software package run on a
Pentium 4/2.0G PC was used for optimization analysis.
INCI_MSW j ⫽ 冘 i
MSW2INCI ij ᭙j (6)
OPTIMIZATION MODEL
The minimum-cost problem for each regionalization
MSW management scenario investigated in this study can
LAND_MSW k ⫽ 冘 i
MSW2LAND ik ᭙k (7)
be expressed by the following mathematical statements.
The objective function is expressed as:
ASH_DISP l ⫽ 冘jl
ASH_TRAN jl ᭙l (8)
where COST_TRAN represents the transportation costs ($) LAND_MSW k ⱕ LAND_CAPA k ᭙k (10)
of shipping MSW and incineration ash from their sources
to treatment facilities, i.e., incinerators or landfills; COST- where INCI_MSWj is the total MSW (t) incinerated at
_TREAT represents the treatment costs ($), including tip- incinerator j; LAND_MSWk is the total MSW (t) disposed
ping fees for incinerators and landfills; and REVE_ELEC at landfill k; ASH_DISPl is the total ash (t) disposed at ash
represents revenues ($) from incinerators by selling gen- disposal landfill l; INCI_CAPAj is the designed treatment
erated electricity, which can be expressed as capacity (t) of incinerator j; and LAND_CAPAk is the treat-
冘冘
ment capacity (t) of landfill k.
REVE_ELEC ⫽ 共PRICE j ⫻ MSW2INCI ij ⫻ WETC j 兲 Furthermore, for efficient operation, the daily amount
j i
of MSW each incinerator incinerates must be maintained
(2) above the lower limit percentage of its capacity:
MSW_GENE i ⫽ 冘
j
MSW2INCI ij
(3)
tives to assess the impacts of the influential factors on
regional MSW management strategies. The tipping fees
冘
were unified as NT$1,600/t MSW through the metropol-
⫹ MSW2LAND ik ᭙i itan area to: (1) simplify the regional MSW management
k
models; (2) eliminate the incentive of the low tipping fee
(NT$500/t MSW) of landfills in Keelung City because the
where MSW_GENEi is the MSW generated by municipality
landfill is the last option for MSW treatment in Taiwan.
i (t); MSW2LANDik represents the quantity of MSW trans-
Each scenario is as follows.
ported from municipality i to landfill k (t).
• Scenario 1: The WETCs of all incinerators are set the
For each incinerator, the incineration ash must be
same with an average value of 400 kWh/t MSW,
shipped to available ash disposal facilities:
and the incinerator operating constraint, eq 11, is
ASH_GENE j ⫽ 冘
l
ASH_TRAN jl ᭙j (4)
ignored.
• Scenario 2: This scenario is the same as scenario 1;
however, incinerator-operating constraint, eq 11,
where ASH_TRANjl is the quantity of ash (t) transported is activated.
from incinerator j to ash disposal landfill l, and ASH_GENEj • Scenario 3: Each incinerator uses its own actual
is the ash generated by incinerator j (t) and can be shown as WETCs, and the incinerator operating constraint
is ignored.
ASH_GENE j ⫽ 冘
i
MSW2INCI ij ⫻ ASH_RATE j ᭙j
• Scenario 4: Each incinerator uses its own actual
WETCs; however, the incinerator operating con-
straint is activated.
(5) • Scenario 5: This scenario is the same as scenario 1;
however, unit tipping fee is increased from
where ASH_RATEj is the ash generation rate per unit mass NT$1,600 to NT$8,000/t MSW through the met-
of MSW incinerated at incinerator j (t/t). ropolitan area.
Volume 58 July 2008 Journal of the Air & Waste Management Association 959
Wang, Lin, and Lin
Table 1. The optimal results for MSW management strategies in the Taipei metropolitan area.
Expense (103 NT$/day) Transportation cost of MSW 384 411 420 418
Tipping fee of MSW 10,603 10,603 10,603 10,603
Transportation cost of ash 75 72 73 72
Tipping fee of ash 2,121 2,121 1,996 2,121
Total cost 13,183 13,208 13,092 13,213
Benefits from electricity sales 3,367 3,367 3,258 3,205
Net costa 9,816 9,841 9,834 10,008
Throughput of incinerators or landfills (t/day) A incinerator 900 (100%)b 900 (100%) 279 (31%) 720 (80%)
B incinerator 1,500 (100%) 1,222 (81%) 558 (37%) 1,200 (80%)
C incinerator 1,609 (89%) 1,440 (80%) 1,800 (100%) 1,440 (80%)
D incinerator 900 (100%) 900 (100%) 900 (100%) 900 (100%)
E incinerator 1,350 (100%) 1,085 (80%) 1,350 (100%) 1,287 (95%)
F incinerator 368 (27%) 1,080 (80%) 1,350 (100%) 1,080 (80%)
G landfill 0 0 0 0
H landfill 0 0 390 (100%) 0
Throughput of ash disposal landfill (t/day) I ash landfill 575 (23%) 628 (25%) 497 (20%) 588 (24%)
J ash landfill 450 (100%) 397 (88%) 450 (100%) 437 (97%)
G-1 ash landfill 300 (100%) 300 (100%) 300 (100%) 300 (100%)
Notes: aNet cost ⫽ (total cost) ⫺ (benefits from electricity sales); bNumbers in parentheses are percentage of throughput to treatment capacity for each treatment
facility.
The main goal of scenarios 1 and 2 is to assess the geo- Geographic Superiority of Treatment Facility
graphic superiority of treatment facility locations; there- Sites
fore, all incinerators have the same WETC to eliminate Incinerators A, B, D, and E in scenario 1 are operated at
influence of the WETCs. On the other hand, scenarios full capacity, indicating that they are chosen first among
3 and 4 are for investigating the resulting waste flow/ all incinerators to treat MSW in the Taipei metropolitan
allocation when the impacts of the actual WETC for each area (Table 1). Conversely, incinerator F only operated at
incinerator are considered. Scenario 5, a management 27% capacity, indicating that it is the last incinerator
alternative that standardizes the unit tipping fee through considered because of its unfavorable location. However,
the metropolitan area, is used to evaluate the effects of when the incinerator operating constraint was considered
unit tipping fee. On the basis of unit tipping fees in in scenario 2, incinerators A and D were still operated at
Europe and the United States, which are NT$2340 – 6782 100% capacity; however, the treatment throughputs for
and NT$1540 – 4700/t MSW, respectively,20 the range of incinerators B, C, and E all decreased. Notably, both land-
unit tipping fee investigated in this study is NT$1600 – fills G and H had no loading at all in these two scenarios.
8000/t MSW. The geographic superiority of the six incinerators is as
follows: A and D are best; followed by B, E, C, and F; and
RESULTS AND DISCUSSION landfills G and H are last.
Table 1 and Figure 2 present the optimal policies for For ash disposal facilities, the analytical results for
scenarios 1– 4, including costs, benefits, and throughputs scenario 1 demonstrated that sites J and G-1 are better
for each MSW treatment and ash disposal facility. The than I in terms of loading rate. Although its treatment
geographic superiority, impacts of WETC, and unit tip- capacity is small, G-1 is the best option. When G-1 is full,
ping fees on treatment facilities can then be analyzed. the remaining ash will then be distributed to I and/or J for
optimal arrangement.
960 Journal of the Air & Waste Management Association Volume 58 July 2008
Wang, Lin, and Lin
Table 2. The MSW flow for different treatment facility categories in different municipalities.
a
Taipei City (2635 t/day) 1 2635 0 0 0
2 2489 146 0 0
3 2386 249 0 0
4 2635 0 0 0
Taipei County (3602 t/day) 1 984 2618 0 0
2 683 2919 0 0
3 190 3351 0 61
4 335 3267 0 0
Keelung City (390 t/day) 1 390 0 0 0
2 390 0 0 0
3 61 0 0 329
4 390 0 0 0
Total throughput (6627 t/day) 1 4009 (95%)c 2618 (73%) 0 (0%) 0 (0%)
2 3562 (85%) 3065 (85%) 0 (0%) 0 (0%)
3 2637 (63%) 3600 (100%) 0 (0%) 390 (100%)
4 3360 (80%) 3267 (91%) 0 (0%) 0 (0%)
Maximum treatment 4200 3600 1000 390
capacityb
Notes: aFigures in parentheses denote total MSW of the municipality in t/day; bMaximum treatment capacity is the sum of maximum designed treatment capacity
of treatment facilities in each municipality; cNumbers in parentheses are percentage of throughput to treatment capacity for each treatment facility.
discussed previously. When the actual WETC is consid- sites (fully operated in scenario 1) when geographic supe-
ered in benefit-cost analysis, the significance of geo- riority is the only concern (Table 1). However, because of
graphic superiority of treatment facilities is reduced mark- their low WETCs, they are the last choices (operated at
edly. Incinerator D is the weighted center of MSW ⬍40% in scenario 3) when actual WETCs of each incin-
treatment facilities in the system because it simulta- erator were used. In contrast, incinerator F achieves
neously has a high WETC and site superiority. higher preference (operated at 27% in scenario 1 vs. 100%
The degree of impact of WETC on incinerators and in scenario 3) because of its high WETC. According to
landfills is different significantly and can be evaluated by analytical results, the impact on the loading rate of incin-
comparing the change of MSW throughputs in scenarios erator is positive to incinerator F and negative to inciner-
1 and 3. For example, incinerators A and B are favored ators A and B as the unit price of electricity rises.
Unit Tipping Fee (NT$/t) 1,600 1,920 2,080 2,240 2,400 2,560 2,720 3,200 4,800 8,000
Ratio to current unit tipping fee 1.0 1.2 1.3 1.4 1.5 1.6 1.7 2 3 5
Transportation cost of MSWa 384 384 382 365 365 365 376 376 376 376
Tipping fee of MSWa 10,603 12,724 13,784 14,844 15,905 16,965 18,025 21,206 31,810 53,016
Transportation cost of asha 75 75 75 66 66 65 59 59 59 59
Tipping fee of asha 2,121 2,545 2,751 2,794 2,994 3,005 3,012 3,544 5,316 8,859
Total costa 13,183 15,728 16,992 18,070 19,330 20,400 21,472 25,185 37,560 62,310
Benefits from electricity salesa 3,367 3,367 3,359 3,168 3,168 2,981 2,813 2,813 2,813 2,813
Net costa,b 9,816 12,361 13,633 14,902 16,162 17,419 18,659 22,372 34,747 59,497
Throughputs of facilities (t/day)
A incinerator 900 900 900 900 900 900 900 900 900 900
B incinerator 1,500 1,500 1,500 1,500 1,500 1,500 1,500 1,500 1,500 1,500
C incinerator 1,609 1,609 1,595 1,219 1,219 1,219 918 918 918 918
D incinerator 900 900 900 900 900 900 900 900 900 900
E incinerator 1,350 1,350 1,350 1,350 1,350 1,350 1,319 1,319 1,319 1,319
F incinerator 368 368 368 368 368 0 0 0 0 0
G MSW landfills 0 0 0 0 0 368 700 700 700 700
H MSW landfills 0 0 14 390 390 390 390 390 390 390
I ash landfills 575 575 573 497 497 480 480 480 480 480
J ash landfills 450 450 450 450 450 450 444 444 444 444
G-1 ash landfills 300 300 300 300 300 244 184 184 184 184
All incinerators 6,627 6,627 6,613 6,237 6,237 5,869 5,537 5,537 5,537 5,537
All landfills 0 0 14 390 390 758 1,090 1,090 1,090 1,090
Notes: aUnit in thousand NT$/day; bNet cost ⫽ (total cost) ⫺ (benefits from electricity sales).
Volume 58 July 2008 Journal of the Air & Waste Management Association 961
Wang, Lin, and Lin
962 Journal of the Air & Waste Management Association Volume 58 July 2008
Wang, Lin, and Lin
CONCLUSIONS
Figure 6. The relation of cost items of MSW to unit tipping fees. The This study investigated the impacts of geographic loca-
former is designated as the ratio to the current cost, whereas the tion of MSW facilities, WETC, and unit tipping fees on the
latter is designed as ratio to the current unit tipping fee of NT$1600/t. regional MSW flow/allocation from practical and eco-
nomic perspectives. Several linear programming models
According to analytical results, incinerators C, E, and
F, and landfills H and G are sensitive to the fluctuation in were successfully used to determine the optimal (least
unit tipping fees, whereas incinerators A, B, and D are not cost) MSW allocation for different scenarios. The results
affected. The reallocation of incinerator throughputs re- of the optimal strategies indicated that when realistic
veals that the throughputs of treatment facilities with WETC is considered in the cost-benefit analysis, the sig-
inferior geographical features will be reallocated first nificance of geographic superiority of treatment facilities
when unit tipping fees increase. Conversely, the impacts is markedly counteracted. That is, WETC of an incinerator
of unit tipping fees on treatment facilities with geo- plays an important role in optimal MSW allocation strat-
graphic superiority are minor. Furthermore, the through- egies. Moreover, the allocation of MSW among incinera-
puts of ash disposal facilities showed that I is the most tors and landfills is also affected by the fluctuation of unit
sensitive to the increases to unit tipping fee, followed by tipping fees, and some treatment facilities were identified
G-1 and then J, according to the decreased amount of to be sensitive to such fluctuations. Regression equations
MSW incinerated (Figure 5). This information is very use- of each cost item with respect to unit tipping fees of MSW
ful for daily regulation of MSW treatment. were also established and serve as an easy method to
Table 4. Regression equations of different cost items with respect to unit tipping fees (scenario 5) in the Taipei metropolitan area.
Error (%)
Ratio to Current Unit
Item (y) Regression Equation Tipping Fee (x) Minimum Maximum
Notes: y ⫽ The cost of different items, in NT$. x ⫽ Unit tipping fee, designated as the ratio to current unit tipping fee (NT$1600/t).
Volume 58 July 2008 Journal of the Air & Waste Management Association 963
Wang, Lin, and Lin
estimate costs of MSW management scenarios with vary- 13. Chang, N.B.; Wang, S.F. Solid Waste Management System Analysis by
Multiobjective Mixed Integer Programming Model; J. Environ. Manage.
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The authors thank anonymous reviewers for their opin- 16. Annual Reports of Environmental Protection; Bureau of Environmental
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Hsintein Refuse Incineration Plant; Bureau of Environmental Protection,
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About the Authors
Approach; J. Environ. Manage. 2002, 65, 431-446. Chungching Wang is a Ph.D. candidate with the Depart-
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Strategies in the Taipei Metropolitan Area of Taiwan; J. Air & Waste address correspondence to: Min-Der Lin, Department of
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964 Journal of the Air & Waste Management Association Volume 58 July 2008