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Developmental Psychology Copyright 2007 by the American Psychological Association

2007, Vol. 43, No. 1, 1–12 0012-1649/07/$12.00 DOI: 10.1037/0012-1649.43.1.1

First-Time Mothers’ Expectations of Parenthood: What Happens When


Optimistic Expectations Are Not Matched by Later Experiences?
Kate Harwood, Neil McLean, and Kevin Durkin
University of Western Australia

Becoming a parent is a major developmental transition of adulthood. Individuals often have optimistic
expectations about parenthood, yet this transition also presents a number of challenges. The authors
investigated whether new parents have overly optimistic expectations about parenthood and, if they do,
how this influences their adjustment to this role. The sample consisted of 71 first-time mothers who
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completed questionnaires during pregnancy and at 4 months postpartum. The study assessed women’s
This document is copyrighted by the American Psychological Association or one of its allied publishers.

expectations of caring for their infant and the influence parenthood would have on their well-being and
their relationships with others. Most women’s expectations were matched or exceeded by their parenting
experiences. However, where experiences were negative relative to expectations, there was greater
depression symptomatology and poorer relationship adjustment.

Keywords: transition to parenthood, mothers, expectations

Previous research has found that parenting is a valued and role, and negative expectations have been associated with poorer
desired role for many (Langdridge, Connolly, & Sheeran, 2000; adjustment (Coleman, Nelson, & Sundre, 1999; Green & Kafet-
Woollett & Parr, 1997). Often, parents-to-be have reported that sios, 1997; Kach & McGhee, 1982; Wylie, 1979).
they expect their impending role to bring feelings of enjoyment, Taylor and Brown (1988, 1994) suggested that optimism pro-
pleasure, and excitement (Delmore-Ko, Pancer, Hunsberger, & motes favorable outcomes even when optimism takes the form of
Pratt, 2000; Green & Kafetsios, 1997). The research reported here unrealistically positive expectations, that is, when an individual
focused on how optimistic expectations influence psychological expects that she or he is more likely than others to experience
adjustment during the transition to parenthood, with a particular desired outcomes and less likely than others to experience aversive
focus on how these expectations influence maternal mood and the outcomes. Expectations that appear to be overly optimistic have
marital relationship. been associated with positive psychological adjustment in individ-
uals in romantic relationships (Murray & Holmes, 1997), college
Psychological Effects of Optimistic Expectations students completing research projects (Buehler, Griffin, & Ross,
1994; Wright, 2000), and individuals coping with chronic and
Optimism, that is, expecting desired outcomes will occur and terminal illnesses (Leedham, Meyerowitz, Muirhead, & Frist,
aversive outcomes will not occur, has been associated with posi- 1995; Taylor et al., 1992).
tive mood states, reduced negative affect, and adaptive behavior
(Fournier, de Ridder, & Bensing, 2002; Oettingen & Mayer, 2002;
Expectations and Experiences in Early Parenthood
Peterson & Seligman, 1984; Scheier & Carver, 1985; Taylor &
Brown, 1988, 1994). In contrast, negative expectations have been Although it may be beneficial for expectant parents to be opti-
associated with depressed mood, increased stress, and poorer ad- mistic about their impending role, early parenthood does not
justment to change (DeVellis & Blalock, 1992; Hull & Mendolia, consist solely of positive experiences. New parents are faced with
1991; Jackson, Pancer, Pratt, & Hunsberger, 2000; Peterson & an array of challenges, including sleep deprivation, mastering
Vaidya, 2001; Riskind, Rholes, Brannon, & Burdick, 1987; Tripp, infant caregiving tasks, and substantial lifestyle changes (Feeney,
Catano, & Sullivan, 1997). Similarly, positive expectations about Hohaus, Noller, & Alexander, 2001; Woollett & Parr, 1997).
parenthood have been associated with positive adjustment to the Therefore, it seems likely that some new parents’ expectations will
be disconfirmed if they are unrealistically optimistic and fail to
anticipate more difficult aspects of parenthood. This raises the
question of how disconfirmed expectations, particularly when ex-
Kate Harwood, Neil McLean, and Kevin Durkin, School of Psychology, periences are not as positive as expected, influence adjustment
University of Western Australia, Crawley, Western Australia, Australia. during the transition to parenthood.
Kevin Durkin is now at the Department of Psychology, University of A number of studies in which support has been found for the
Straythclyde, Glasgow, United Kingdom.
psychological benefits of positive expectations have not made a
This research was made possible through the cooperation and partici-
pation of staff and patients at Bentley Hospital, Joondalup Health Campus,
direct comparison between expectations and experiences (e.g.,
and Osborne Park Hospital. Fournier et al., 2002; Green & Kafetsios, 1997; Leedham et al.,
Correspondence concerning this article should be addressed to Kate 1995). In these cases, it is not possible to determine whether the
Harwood, who is now at Perth Clinic, 29 Havelock Street, West Perth, expectations were confirmed or disconfirmed or whether discon-
Western Australia 6005, Australia. E-mail: kateh@perthclinic.com.au firmed expectations influenced adjustment. Other studies have

1
2 HARWOOD, MCLEAN, AND DURKIN

found that disconfirmed expectations are associated with a more beliefs are more likely to experience significant levels of self-
difficult adjustment to parenthood. Belsky (1985) measured cou- doubt and anxiety when they encounter adversity, assume more
ples’ expectations of how parenthood would influence different responsibility for failure than success, perceive environmental
aspects of their marriage and found that, on average, the couples demands to be threatening, avoid challenges, and cope dysfunc-
had optimistic expectations. However, when experiences were not tionally with problems (Bandura, 1997).
as positive as expected, there was a decline in marital satisfaction. Generalized self-efficacy beliefs have been shown to have a
Similarly, Ruble and colleagues (Hackel & Ruble, 1992; Ruble, powerful effect on psychological well-being during times of ad-
Fleming, Hackel, & Stangor, 1988) found that when women over- aptation and change. During these times, high self-efficacy beliefs
estimated the amount of assistance they would receive from their are a psychological resource buffering the effects of environmental
partners, there was a decline in marital satisfaction. stressors, whereas low self-efficacy beliefs are a psychological
These studies, then, demonstrated that discrepancies between vulnerability (Cozzarelli, 1993; Fournier et al., 2002; Maciejewski,
expectancies and experiences in the transition to parenthood are Priegerson, & Mazure, 2000; Major et al., 1990). For example,
associated with diminished marital satisfaction. Although these migrants with high self-efficacy were more likely to view their
interpersonal dimensions are clearly important, the transition has difficulties associated with their migration as a challenge, whereas
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still wider implications. Becoming a parent bears, potentially, on those with low self-efficacy beliefs were more likely to view their
individuals’ personal satisfaction, sense of self and well-being, situation as a threat (Jerusalem & Mittag, 1995). The impact of
relations with other family members and friends, adjustment to these self-efficacy beliefs on adjustment was more significant than
role change, and levels of stress. Kalmuss, Davidson, and Cush- the effects of sociocultural variables, such as being employed or
man (1992) addressed some of these issues in a study that focused having a partner.
on a broad range of women’s expectations. In comparison to During the transition to parenthood, individuals’ self-efficacy
reported experiences 12 months after the birth, women had overly beliefs may play two important roles. First, expectant parents with
optimistic expectations about their relationship with their partner, a high sense of parenting efficacy are likely to have optimistic
family, friends, physical well-being, parenting competence, and expectations about their lives as parents. Although research in
the extent to which their partners would assist with caregiving. other domains has found evidence for a relationship between
Disconfirmation of overly optimistic expectations was associated efficacy beliefs and outcome expectations, this relationship has not
with poorer adjustment to parenthood (Kalmuss et al., 1992). been investigated during the transition to parenthood. Second, if
However, the conclusions that can be drawn from these findings the experience of parenthood is not as positive as expected, then a
are limited by the measures used. No standardized measures were high sense of efficacy might buffer any adverse effects of expect-
used to assess adjustment outcomes, making it difficult to ascertain ancy disconfirmation. Women with a high sense of efficacy seem
the reliability or validity of the results obtained. The main outcome better able to cope with some of the challenges of early parent-
variable was the participants’ perceptions of ease of transition to hood, such as an infant who cries frequently or poor social support
parenthood: the sum of women’s responses on three 4-point scales (Cutrona & Troutman, 1986; Teti & Gelfand, 1991). Women with
measuring perceived ease of transition to parenthood, satisfaction high-perceived parenting efficacy also report better relationship
with life, and stress levels. Levels of stress and satisfaction were quality, greater confidence in parenting, greater satisfaction with
not measured in the prenatal testing phase, meaning that it is not their infants, and less dysphoria than women with lower perceived
possible to determine what contribution prenatal levels of stress parenting efficacy (Olioff & Aboud, 1991; Reece & Harkless,
and life satisfaction made to postnatal levels of these variables. 1998). Given these findings, it is possible that those who have a
Thus, whereas this study examined a broader range of expecta- positive sense of their own efficacy will cope with the challenge of
tions, further research, with measures that have established reli- experiences that are less positive than expected more effectively
ability and validity, is needed to advance understanding of the than women who have low levels of parenting efficacy.
links between disconfirmed expectations and adjustment to par-
enthood. The Present Study

Efficacy Beliefs In the present study, we examined the parenting expectations of


a group of first-time expectant mothers. The participants reported
Just as optimistic expectations about the future have been linked their expectations of parenthood during their pregnancy and then
to positive psychological adjustment, so have people’s expecta- their experiences of parenthood approximately 4 months after the
tions that they will be able to carry out the behaviors necessary to birth of their infants. We examined expectations across a wider
bring about desired outcomes. Self-efficacy beliefs influence be- range of domains than has been tapped previously, namely, wom-
havioral, cognitive, and affective responses across a wide range of en’s expectations of parenting and their infants and their expecta-
domains (e.g., Bandura, Barbaranelli, Caprara, & Pastorelli, 1996; tions about the influence of parenthood on their relationships with
Bandura, Reese, & Adams, 1982; Jensen, Turner, & Romano, their partners, their own well-being, and their social functioning. In
1991; Lackner, Carosella, & Feuerstein, 1996; Stockman & Alt- addition, women completed measures of relationship adjustment,
maier, 2001). Individuals with high self-efficacy beliefs have mood, parenting efficacy beliefs, and social support at both phases
confidence in their own abilities and are more likely to conceive of the study.
problems as surmountable challenges rather than as threats or The first aim of the study was to establish whether there were
uncontrollable events, experience less negative emotional arousal discrepancies between expectations and experiences. It was pre-
when engaged in challenging tasks, and persevere in the face of dicted that women would have positive expectations about parent-
difficulties (Bandura, 1997). Individuals with low self-efficacy hood and that experiences of parenthood would not be as positive
FIRST-TIME MOTHERS’ EXPECTATIONS OF PARENTHOOD 3

as expected. The second aim was to establish whether parenting sample size of 71. The average age of the participants was 27.7
expectations were associated with prenatal psychological adjust- years (SD ⫽ 4.47). The average age of the women’s partners was
ment. The hypothesis was that optimistic expectations would be 29.14 years (SD ⫽ 4.88). The majority of the participants were
associated with positive psychological adjustment during preg- married (60.9%), with the remainder in de facto relationships. The
nancy. Psychological adjustment was assessed via measures of couples had been living together for an average of 3.76 years
mood, perceptions of social support, parenting efficacy, and rela- (SD ⫽ 2.73). The majority of participants described their ethnic
tionship adjustment. It was predicted that women with optimistic background as Australian (64.6%), with a further 15.4% from the
expectations about parenthood would also have good relationship United Kingdom, and 7.6% from continental Europe. The remain-
adjustment, high perceived social support, high parenting self- der of the participants were originally from New Zealand, Iran,
efficacy beliefs, and fewer symptoms of depression. Samoa, and Canada.
The third aim was to examine whether disconfirmed expecta-
tions influence adjustment to parenthood and whether parenting
efficacy beliefs moderate this relationship. Postnatal mood and Procedure
postnatal relationship adjustment were selected as measures of
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Participants were given the questionnaires at their antenatal


This document is copyrighted by the American Psychological Association or one of its allied publishers.

postnatal adjustment, as these are two factors that have been


classes or antenatal obstetric appointments. They were asked to
widely reported to be influenced by the transition to parenthood
complete the questionnaires at home and return them via mail
(e.g., Belsky, Lang, & Rovine, 1985; Belsky, Spanier, & Rovine,
within 2 weeks. Reminder calls were made to participants who did
1983; Gotlib, Whiffen, Wallace, & Mount, 1991; Matthey, Bar-
not return their questionnaire within that time period. The median
nett, Ungerer, & Waters, 2000). The hypothesis was that experi-
for weeks pregnant when completing the first questionnaire was
ences that were positive relative to expectations would have a
34.0 weeks, with a range of 24 –39 weeks. Participants were
favorable effect on adjustment, whereas experiences that were
recontacted 4 months after their estimated delivery date. They
negative relative to expectations would have a negative effect on
were sent the second questionnaire via the mail and asked to return
adjustment and that parenting efficacy beliefs would moderate this
it within 2 weeks. As before, reminder calls were made to those
relationship. It was predicted that women with a high sense of
who did not return their questionnaire within that time period. At
parenting efficacy would cope more effectively with disconfirmed
the time of completing the second questionnaire, the average age
expectations. In contrast, women with a low sense of efficacy
of the women’s infants was 18.30 weeks (SD ⫽ 2.83), with a range
would find this kind of expectancy disconfirmation difficult.
of 12–25 weeks. The questionnaires also contained the measures
outlined below.
Method
Participants Measures
All of the participants were required to be cohabiting with their Each of the scales listed below was administered at Time 1 and
partner, pregnant with their first child, and at least 18 years of age. Time 2.
Most of the participants were recruited from antenatal classes at Edinburgh Postnatal Depression Scale (EPDS; Cox, Holden, &
public hospitals, with some recruited from the rooms of a private Sagovsky, 1987). The EPDS, a 10-item scale designed as a
obstetrician in a major Australian city. Women who attend the screening tool for postnatal depression, was used as a mood
antenatal classes provided by the public hospital system in Aus- measure. Cox et al. (1987) found that the scale had satisfactory
tralia tend not to have private health insurance for obstetric care sensitivity and specificity for its designed purpose and that it was
and rely on the public health care system for this care. These sensitive to change in the severity of depression over time. The
women tend to be in low- to middle-income families. Women at scale has good internal reliability, with a Cronbach’s alpha of .87.
the classes were given a brief presentation introducing the re- In addition, the EPDS is a valid and reliable measure of dysphoria
search, and those interested in participating were given a pack in antenatal as well as postnatal populations (Green & Murray,
containing the questionnaire and further information to take home. 1994). The EPDS had good specificity and predictive value in an
This introductory presentation was given to 20 different classes, Australian sample (Boyce, Stubbs, & Todd, 1993). The reliability
and the number of women attending these classes varied between alphas for the EPDS in the prenatal and postnatal phases were .81
about 10 and 30 women. From these classes, 172 women took and .85, respectively.
packs home. Parenting Sense of Competence Scale (PSOC; Gibaud-Wallston
Eighty-seven women completed and returned the initial ques- & Wandersman, 1978; as cited in Johnston & Mash, 1989). The
tionnaire. Of these women, 72 completed the second questionnaire. PSOC is a 16-item measure designed to measure parenting self-
Participants who had experienced a traumatic birth (stillbirth, efficacy and satisfaction and is based on a scale developed by
premature birth, or infant death) were not approached to participate Gibaud-Wallston and Wandersman. Johnston and Mash (1989)
at Time 2 (n ⫽ 5). Ten participants could not be contacted at Time found that the Efficacy scale has good internal consistency (Cron-
2. Comparisons of women who only completed the pregnancy bach’s ␣ ⫽ .76) and found a significant inverse relationship
questionnaire and those who completed both questionnaires did between participants’ scores on the PSOC and perceptions of child
not reveal any significant differences between the two groups on behavior problems. Cutrona and Troutman (1986) found that ef-
any of the variables measured at Time 1. One participant com- ficacy scores were correlated with a general measure of self-
pleted both questionnaires but had substantial proportions of miss- esteem and that the scores mediated the effects of infant temper-
ing data and was dropped from subsequent analyses, leaving a final ament and social support on postpartum depression in mothers of
4 HARWOOD, MCLEAN, AND DURKIN

infants. The Cronbach’s alphas for the PSOC in the present study Self-Expectations subscale assesses a woman’s expectations of
were .85 in the prenatal phase and .87 in the postnatal phase. how parenthood will affect her physical and psychological well-
Dyadic Adjustment Scale (DAS; Spanier, 1976). The DAS was being (e.g., “I will feel confined to the house”; “I will have a
used to measure the quality of the parents’ relationship. The feeling of fulfillment”). Responses are provided on a 7-point scale
32-item instrument is widely used, and factor analysis suggests ranging from 1 (strongly disagree) to 7 (strongly agree). The
that it measures four aspects of the relationship: dyadic satisfac- postnatal version of the expectations measure is the same as the
tion, dyadic cohesion, dyadic consensus, and affectional expres- prenatal version except that the items are phrased in the present
sion. The DAS has excellent internal consistency, with a Cron- tense rather than in the future tense.
bach’s alpha of .94. The scale correlates with the Locke-Wallace In the measure development sample, the reliabilities of the four
Marital Adjustment Scale (Locke & Wallace, 1959), providing subscales were .76 for Infant Expectations, .87 for Self-
evidence for concurrent validity, and is able to discriminate be- Expectations, .80 for Partner Expectations, and .76 for Social
tween married and divorced couples (Spanier, 1976). The reliabil- Expectations. In the present study, the reliability alphas of the four
ity alphas for the DAS in the prenatal and postnatal phases of the subscales in the prenatal phase were Infant Expectations, .71;
present study were .90 and .93, respectively. Self-Expectations, .86; Partner Expectations, .82; and Social Ex-
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Social Provisions Scale (Cutrona & Russell, 1987). This scale pectations, .75. In the postnatal phase, the reliability alphas were
was used to assess social support. This 24-item measure is de- Infant Expectations, .77; Self-Expectations, .82; Partner Expecta-
signed to assess six components, or provisions, of social support tions, .89; and Social Expectations, .73.
identified by Weiss (1974). The provisions are receiving a sense of
security and safety from others, sharing common interests and Results
concerns, feeling responsible for the well-being of another person,
having one’s skills and abilities recognized by others, being able to The data analysis addressed the three major aims of this study.
rely on the assistance of others under any circumstances, and being First, we addressed whether there was a difference between pre-
able to receive advice from trustworthy and authoritative individ- natal expectations and experiences and whether scores on adjust-
uals. The coefficient alpha for the internal reliability of the entire ment measures changed across the transition to parenthood. The
Social Provisions Scale is .91 (Cutrona & Russell, 1987). The second aim was to establish whether there was a relationship
scales have adequate test–retest reliability, and good construct and between prenatal measures of adjustment and expectations of
concurrent reliability have been reported (Cutrona, 1984; Cutrona parenthood. The third aim was to examine whether discrepancies
& Russell, 1987). The alphas for the Social Provisions Scale in the between expectations and experiences influenced postnatal adjust-
present study were .88 in both the prenatal and the postnatal ment and whether efficacy beliefs moderated this relationship.
phases.
Parenting Expectations measure. This 55-item measure was Differences Between Prenatal and Postnatal Measures
developed in an earlier study of this research project in order to
assess the parenting expectations of first-time mothers across a The prenatal and postnatal means for the expectation variables
broad range of domains (Harwood, 2004). Some items on this and the adjustment variables were compared using t tests. These
scale were generated specifically for this research, and others were results are displayed in Table 1. It was hypothesized that women’s
adapted from items used or concepts measured in previous work expectations would be optimistic in comparison to their postnatal
(Affonso & Sheptak, 1989; Belsky, 1985; Kalmuss et al., 1992; reports of their experiences. Negatively worded items on the
Levy-Shiff, Goldshmidt, & Har-Even, 1991; Ruble et al., 1990; expectation and experiences measures were reverse coded so that
Wylie, 1979). The scale was developed in a sample of 87 Austra- high scores on these variables reflect optimistic expectations and
lian women who were pregnant with their first child. The concur- positive experiences, respectively. The lowest possible and highest
rent reliability of the scale was established using the Pregnancy possible scores for each of the expectation categories were as
and Baby scale of the Maternal Adjustment and Maternal Attitudes follows: Infant Expectations subscale, 11–77; Partner Expectations
Questionnaire (MAMA; Kumar, Robson, & Smith, 1984), which subscale, 11–77; Self-Expectations subscale, 20 –140; and Social
assesses antenatal attitudes toward mothering and pregnancy. The Expectations subscale, 13–91. The means for each of the expec-
Pearson’s product–moment correlation was .64 ( p ⬍ .01). The tation categories were toward the positive end of the scale. Con-
reliability of the scale was established using Cronbach’s alpha, trary to the hypothesis, when expectation scores were compared
which for the final 55 items was .94. with experience scores, experiences matched or were more posi-
The measure contains four subscales: The Infant Expectations tive than expectations. For the Partner Expectations scores and the
subscale pertains to a woman’s expectations about caring for her Social Expectations scores, there were no significant differences
infant (e.g., “I will enjoy my baby’s company”; “Caring for a baby between expectations and experiences. For the Infant Expectation
will be very difficult”). The Partner Expectations subscale assesses scores and Self-Expectations scores, mean experiences were sig-
expectations about the effect of parenthood on the relationship nificantly higher than mean expectations, indicating that women’s
with a partner (e.g., “My partner will help out more with household experiences were more positive than expected.
chores”; “I will feel more distant from my partner”). The Social Table 2 displays the Pearson product–moment correlation coef-
Expectations subscale taps the woman’s expectations about how ficients between the expectation subscales at the prenatal and the
parenting will influence her social functioning, including her re- postnatal test phases. The expectation measures (pre) and the
lationships with family, friends, and colleagues (e.g., “I will have experience measures (post) were significantly correlated so com-
an increased appreciation for family tradition”; “There will be posite expectation and experience scores were calculated and used
unwanted interference from other people in my life”). Finally, the in subsequent analyses. The mean for the expectations measure
FIRST-TIME MOTHERS’ EXPECTATIONS OF PARENTHOOD 5

Table 1
Means, Cross-Time Correlation Coefficients, and t-Test Results for Expectations and Adjustment
Measures at Prenatal and Postnatal Test Phases

Phase

1 Prenatal 2 Postnatal

Variable M SD M SD r12 t(70)

Expectation
Infant 60.55 6.74 65.36 7.28 .39** ⫺5.23***
Partner 60.96 7.81 59.64 10.49 .54** 1.22
Self 102.21 12.91 108.05 12.62 .51** 3.89***
Social 64.96 8.21 65.23 7.56 .44** ⫺0.64
Adjustment
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Parenting efficacy 30.20 4.80 32.35 4.93 .46** ⫺3.59***


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Social provisions 81.63 7.12 81.85 7.85 .47** ⫺0.25


Depression 6.62 3.87 5.11 3.79 .64** 3.91***
Relationship adjustment 123.89 11.85 120.18 14.86 .71** 2.97***

Note. Because of the multiple t tests, a more stringent significance level of .0056 was calculated using
Bonferroni’s correction.
**
p ⬍ .01. *** p ⬍ .001.

was 288.72 (SD ⫽ 31.14), and the postnatal experience mean was parenthood. For this analysis, the overall expectation measure was
298.71 (SD ⫽ 30.35). This difference was significant, t(70) ⫽ used as the dependent variable, and the independent variables were
⫺2.79, p ⬍ .01, indicating that, on average, women’s experiences social support, depression, relationship adjustment, and parenting
were more positive than their expectations. However, for 35.2% of efficacy beliefs. The bivariate correlations between these variables
women, experiences were less positive than expected. The distri- and the results from the regression analysis are displayed in Table
bution of the discrepancies between expectations and experiences 3. The results of the regression analysis were significant, but only
is displayed in Figure 1. two of the independent variables made significant contributions to
The prenatal and postnatal means for the adjustment measures the regression equation. High scores on the relationship adjustment
are displayed in Table 1. There was a significant increase in mean measure (for which high scores are indicative of positive relation-
parenting efficacy scores from the prenatal to the postnatal test ship adjustment) and high efficacy scores were associated with
phase and a significant decrease in mean depression scores. The higher expectation scores. Social support scores and, notably,
mean for postnatal relationship adjustment scores was significantly scores on the depression measure did not make a significant
lower than the mean for prenatal relationship adjustment scores contribution to the regression equation.
(for which higher scores indicate better relationship adjustment).
There was no significant difference between the means on the
social provisions measure.

The Relationship Between Prenatal Adjustment and


Parenting Expectations
Multiple regression analysis was used to test the hypothesis that
prenatal psychosocial adjustment would predict expectations of

Table 2
Pearson Product–Moment Correlation Coefficients for
Expectation Categories and Experience Categories

Category 1 2 3 4

Expectation
1. Infant expectations —
2. Partner expectations .69** —
3. Self-expectations .79** .58** —
4. Social expectations .73** .53** .74** —
Experience
1. Infant —
Figure 1. Frequency distribution of discrepancies between prenatal ex-
2. Partner .26* —
3. Self .56** .52** — pectation scores and postnatal experience scores. A discrepancy of 0
4. Social .30* .39** .59** — indicates that expectations matched experiences; a discrepancy ⬎ 0 indi-
cates that experiences were more positive than expected; a discrepancy ⬍
*
p ⬍ .05. **
p ⬍ .01. 0 indicates that experiences were more negative than expected.
6 HARWOOD, MCLEAN, AND DURKIN

Table 3
Summary of Multiple Regression Analysis and Pearson Product–Moment Correlation
Coefficients for Variables Predicting Prenatal Expectations (n ⫽ 71)

Variable 1 2 3 4 5 B SE ␤

1. Prenatal expectations (DV) —


2. Social support .24* — 0.55 0.42 .12
3. Depression ⫺.14 ⫺.15 — 0.49 0.80 .06
4. Relationship adjustment .51** .28** ⫺.35** — 1.06** 0.27 .40**
5. Parenting efficacy .50** .03 ⫺.10 .21* — 2.72** 0.61 .42**

Note. R ⫽ .44 ( p ⬍ .01). DV ⫽ dependent variable.


2
*
p ⬍ .05. ** p ⬍ .01.
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The Effect of Disconfirmed Expectations and Parenting depressed mood). A further prediction was that efficacy would
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Efficacy Beliefs on Adjustment to Parenthood moderate the effect of disconfirmed expectations, whereby the
relationship between residualized expectation scores and adjust-
The third aim of this study was to examine the effect of discon- ment measures would be weaker for women with a high sense of
firmed expectations on adjustment. This necessitated an examina- efficacy than for women with a low sense of efficacy. These
tion of how the discrepancies between expectation scores and predictions were tested with two hierarchical regression analyses.
experience scores related to scores on measures of mood and
The first hierarchical regression analysis examined the effect of
relationship adjustment. The most straightforward way of achiev-
disconfirmed expectations and efficacy on relationship adjustment.
ing this would be to subtract expectation scores from experience
The second hierarchical regression analysis examined the effect of
scores to produce a discrepancy score for each participant and then
disconfirmed expectations and efficacy on mood. In each case, the
use this as the independent variable in a regression analysis.
dependent variable was either postnatal relationship adjustment or
However, this method is problematic. Change scores contain vari-
postnatal mood. In line with the recommendations of Baron and
ance attributable to two sources, namely, the pre score and the
Kenny (1986) for testing moderator relationships, all of the vari-
change from pre to post scores (Cohen & Cohen, 1983). It is
impossible to determine whether any effect observed is the result ables were standardized, and the independent variables were en-
of variations in the expectation scores, the experience scores, or a tered in the following order: (a) prenatal relationship adjustment in
combination of both. To overcome these problems, Cohen and the first regression and prenatal mood in the second regression, (b)
Cohen recommended using residualized scores for which the vari- the residualized expectation scores, (c) postnatal efficacy, and (d)
ance associated with the pre scores is partialed out of the post the interaction of the residualized expectation scores and postnatal
scores. In this case, standardized residual scores were calculated efficacy. The Pearson product–moment correlation coefficients for
by using a regression analysis in which expectation scores served the variables used in these analyses are displayed in Table 4.
as the independent variable and experience scores as the dependent Postnatal relationship adjustment. The results of the hierar-
variable. This created residualized expectation scores, which were chical regression examining the relationship between residualized
used as an independent variable representing the discrepancy be- expectation scores and relationship adjustment and the presence of
tween expectations and experiences within the subsequent analy- a moderator effect for efficacy beliefs are displayed in Table 5.
ses. High scores on the residualized expectation variable indicate The residualized expectation scores made significant contributions
that experience scores were high relative to expectation scores, and to the regression equations after prenatal relationship adjustment
low scores indicate that experience scores were low relative to had been entered into the equation. Low residualized expectation
expectation scores. scores, indicating experiences were negative relative to expecta-
It was predicted that high residualized expectation scores would tions, were associated with a decline in relationship adjustment.
be associated with an improvement in relationship adjustment and High residualized expectation scores, indicating that experiences
a decrease in depressed mood (for which high scores indicate were positive relative to expectations, were associated with im-

Table 4
Pearson Product–Moment Correlation Coefficients for Independent and Dependent Variables
(DVs) Used in the Hierarchical Regression Analyses

Variable 1 2 3 4 5 6

1. Postnatal relationship adjustment (DV) —


2. Postnatal depression (DV) ⫺.56** —
3. Prenatal relationship adjustment .71** ⫺.24* —
4. Prenatal depression ⫺.50** .64** ⫺.35** —
5. Residualized expectation scores .56** ⫺.60** .19 ⫺.29** —
6. Postnatal parenting efficacy .09 ⫺.22** .16 .03 .28** —
*
p ⬍ .05. **
p ⬍ .01.
FIRST-TIME MOTHERS’ EXPECTATIONS OF PARENTHOOD 7

Table 5 Postnatal mood. The results of the hierarchical regression


Results of the Hierarchical Regressions Examining the examining the relationship between the residualized expectation
Relationship Between Postnatal Adjustment Variables and the scores and mood and the test of a moderator effect for efficacy
Residualized Expectation Scores (n ⫽ 71) beliefs are displayed in Table 5. The residualized expectation
scores were a significant predictor of postnatal depression scores
Independent variable ⌬R2 ␤ B SE
after controlling for prenatal depression scores. Here, higher re-
Dependent variable: Postnatal relationship adjustmenta sidualized expectation scores, indicating that experiences were
positive relative to expectations, were associated with a decrease in
Prenatal relationship adjustment .51** .63** 0.63 .07
depression scores. Parenting efficacy did not make a significant
Residualized expectation scores .19** .45** 0.46 .07
Postnatal efficacy beliefs .02* ⫺.14* ⫺0.14 .07 contribution once prenatal depression scores and the residualized
Efficacy ⫻ Residualized expectation scores had been entered into the equation. However,
Expectation Scores .01 .10 0.12 .08 the product of the efficacy scores and residualized expectation
Dependent variable: Postnatal mood b scores was a significant predictor, indicating that there was a
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moderator effect.
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Prenatal mood .41** .53** 0.53 .08 The moderator effect was interpreted by following the guide-
Residualized expectation scores .19** ⫺.35** ⫺0.36 .08
lines recommended by Aiken and West (1991), that is, by
Postnatal efficacy beliefs .01 ⫺.14 ⫺0.14 .08
Efficacy ⫻ Residualized testing the simple slopes for significance. The simple slopes are
Expectation Scores .04* ⫺.20* ⫺0.22 .08 plotted in Figure 2. The simple slope for the residualized
expectation scores was significant when parenting efficacy
Note. ␤, B, and SE statistics represent figures at the final step, when all
variables were entered into the equation. scores were high (one standard deviation above the mean), B ⫽
R total ⫽ .73, F(1, 66) ⫽ 43.69, p ⬍ .001. b R2 total ⫽ .65, F(1, 66) ⫽
a 2 ⫺0.58, t(68) ⫽ ⫺5.76, p ⬍ .01. However, the simple slope was
30.51, p ⬍ .01. not significant when parenting efficacy scores were low (one
*
p ⬍ .05. ** p ⬍ .01. standard deviation below the mean), B ⫽ ⫺0.14, t(68) ⫽
⫺1.03, p ⫽ .31. These results indicate that when efficacy scores
proved relationship adjustment. Postnatal efficacy scores also were high, experiences that were less positive than expectations
made a significant contribution to the regression equation, were associated with increased depression. When efficacy
whereby high efficacy scores were associated with improved re- scores were low, there was not a significant relationship be-
lationship adjustment. However, the interaction between residual- tween expectancy disconfirmation and depressed mood. This
ized expectation scores and efficacy scores did not make a signif- finding is at odds with the hypothesis, which predicted a stron-
icant contribution to the regression equation, meaning that there ger relationship between postnatal mood and disconfirmed ex-
was not a significant moderator effect. pectations when efficacy was low.

0.8
Predicted Depression Scores

0.6

0.4
(Standardized)

0.2
Low Efficacy
0
High Efficacy
-0.2

-0.4

-0.6

-0.8

-1
-1 1

Residualized Expectation Scores


(Standard Deviation Units)

Figure 2. The simple slope of residualized expectation scores predicting postnatal mood at varying levels of
parenting efficacy. High residualized expectation scores indicate that experience scores were high relative to
expectation scores. Low residualized expectation scores indicate that experience scores were low relative to
expectation scores.
8 HARWOOD, MCLEAN, AND DURKIN

Discussion some earlier findings are not universally generalizable, and future
researchers could usefully document patterns of relationships
Differences Between Prenatal and Postnatal Measures among these variables in other contexts.
The hypothesis that expectations would be more positive than The results from the prenatal and postnatal measures of adjust-
experiences was not supported by the results: On average, women ment indicate that the women generally coped well with the
reported positive expectations and positive experiences. They ex- transition to parenthood. The prenatal and postnatal averages on
pected to experience positive aspects of parenthood and to avoid the mood measure were within the range that is indicative of an
negative aspects. In two expectation categories, women’s reported absence of depression, and these scores improved across the tran-
experiences exceeded their already optimistic expectations. The sition to parenthood—the postnatal mean was significantly lower
first of these categories was infant expectations, which assessed than the prenatal mean. The prenatal and postnatal relationship
women’s expectations about their relationship with their infant and adjustment means were indicative of good relationship adjustment.
the nature of parenting an infant. Previous research has not exam- However, consistent with previous research (Belsky et al., 1985,
ined expectations about the infant in detail, instead choosing to 1983; Shapiro, Gottman, & Carrère 2000; Wallace & Gotlib,
focus on the marital relationship. The second category in which 1990), there was a small yet significant decline in the relationship
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women’s experiences exceeded their expectations was self- adjustment scores across the transition to parenthood. This pattern
expectations, tapping the extent to which parenthood would influ- was not universal, and there was more variation in the postnatal
ence their own well-being. This is another area that has been given relationship adjustment scores than in the prenatal relationship
limited attention in previous research (e.g., Belsky, 1985; Hackel adjustment scores. The extent to which expectancy discrepancies
& Ruble, 1992; Ruble et al., 1988). In the present study, it appears contribute to postnatal relationship adjustment is discussed in
that women were pleasantly surprised by how much they enjoyed subsequent sections of the present article. Other factors that con-
caring for their infant and by the positive effect parenthood had on tribute to postnatal relationship adjustment are the way that cou-
their own well-being. ples divide household labor and the way parenthood changes the
In the present study, women gave their postpartum reports of nature of the time that couples spend together (Levy-Shiff, 1994;
their parenting experiences approximately 4 months after the birth. Monk et al., 1996; Shapiro et al., 2000; Terry, McHugh, & Noller,
This time frame may have allowed the mothers to recover from the 1991).
birth, become familiar with caretaking tasks, form a bond with
their infant, and adjust to their new routines, all of which poten- The Relationship Between Prenatal Adjustment and
tially contributed to their positive reports. In future research, Parenting Expectations
investigators may want to ask women about their postnatal expe-
riences at differing intervals after the birth. The earliest that The second hypothesis of this study was that optimistic parent-
previous research has assessed women’s postnatal experiences in ing expectations would be associated with positive prenatal psy-
comparison to prenatal expectations has been 3 months after the chological adjustment. Two measures of prenatal psychological
birth (Belsky, 1985). The disparity between expectations and ex- adjustment were significantly associated with prenatal expecta-
periences may be particularly large in the early postnatal weeks tions: parenting efficacy beliefs and prenatal relationship adjust-
when women are still familiarizing themselves with their infant ment. Women who were happy in their relationships and confident
and their new role. Indeed, in the course of this research, some new in their ability to care for an infant had optimistic expectations of
mothers anecdotally reported that, although they were enjoying parenthood. Bandura (1997) has argued that people’s expectations
parenthood 4 months after the birth, they had found it far more about their own capabilities predict how optimistic they are about
difficult in the very early stages. outcomes relevant to these expectations. Consistent with this view,
New mothers’ postnatal reports of how parenthood influenced women who believed they were capable of parenting were opti-
their relationship with their partner and their family and friends mistic about the nature of parenthood.
matched their expectations, indicating that they were fairly realis- The results also reflect that, in situations in which an individu-
tic about how parenthood would influence their relationships with al’s behavior is not the only determinant of outcomes, self-efficacy
others. These findings differ from previous work, which has found is not the sole predictor of outcome expectations. The association
that women had overly optimistic expectations about the way between expectations and relationship adjustment suggests that in
parenthood would influence their marital relationship and their the prenatal phase, women’s perception of their relationship with
relationships with others (Belsky, 1985; Hackel & Ruble, 1992; their partner was an important factor in influencing the level of
Kalmuss et al., 1992; Ruble et al., 1988). The earlier work was optimism they had about their parenting role. Social support was
conducted in the United States of America, whereas the present not a significant predictor of prenatal expectations. It is possible
study was conducted in Australia. One possible explanation may that for the women in this study, all of whom had partners, the
be that cultural differences contribute to the inconsistencies be- support of others was relatively unimportant compared with the
tween the findings of this study and those of previous work. An support of their partner. Within a sample of single, pregnant
alternative or additional consideration is that the research reported women, the support of others may take on greater importance
here was conducted some 15–20 years after the earlier investiga- when they are formulating their expectations of parenthood.
tions. During this time, there have been changes in women’s The most surprising finding was the lack of a significant rela-
childbearing behavior in many industrialized nations (Caldwell, tionship between scores on the depression measure and parenting
Caldwell, & McDonald, 2002). There may have been a corre- expectations. This is at odds with both this study’s predictions and
sponding change in women’s and, perhaps, men’s expectations of previous findings (DeVellis & Blalock, 1992; Hull & Mendolia,
parenthood. It is important to note that our results do indicate that 1991; Peterson & Vaidya, 2001; Riskind et al., 1987; Tripp et al.,
FIRST-TIME MOTHERS’ EXPECTATIONS OF PARENTHOOD 9

1997). It is also incongruent with theories of depression that posit parent would influence their ability to cope with the challenge of
a link between mood and expectations (e.g., Beck, 1976). The low experiences that were more difficult than anticipated. Previous
levels of prenatal depression may provide a partial explanation for research has demonstrated that individuals with high perceived
this finding. It is likely that few, if any, of the women in this study efficacy cope with challenges more effectively than individuals
were depressed during the prenatal test phase. Most participants’ with low perceived efficacy (Cozzarelli, 1993; Fournier et al.,
scores were in the normal range on the EPDS (Cox et al., 1987), 2002; Jerusalem & Mittag, 1995; Maciejewski et al., 2000; Major
with only a few scores in the range associated with a greater et al., 1990).
incidence of depression. Nonetheless, this surprising result war- In the regression analyzing the relationship between discon-
rants further investigation. Given the large amount of evidence firmed expectations and relationship adjustment, there was a sig-
pointing to a relationship between expectations and depression, it nificant association between parenting efficacy and postnatal re-
is probable that recruiting a sample that included both depressed lationship adjustment, but parenting efficacy did not moderate the
and nondepressed women would find a relationship between pre- effects of expectancy discrepancies. Parenting efficacy predicted
natal mood and prenatal expectations. postnatal relationship adjustment after the effects of prenatal rela-
Taken together, the results indicate that women’s perceptions of tionship adjustment scores and expectancy discrepancies were
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their current life circumstances and their parenting ability operate statistically controlled. However, the pattern of results was sur-
as a guide for their expectations. If they believe their relationship prising in that women who believed they were highly efficacious
is strong and they are capable of carrying out the tasks of parent- parents had less positive relationship adjustment, whereas lower
hood, then they expect a relatively smooth transition to parent- efficacy scores were associated with more positive relationship
hood. There are similarities between these results and those of adjustment.
previous work, which have found an association between optimis- For the relationship between disconfirmed expectations and
tic expectations and positive adjustment (Fournier et al., 2002; postnatal mood, efficacy moderated the effect of disconfirmed
Leedham et al., 1995; Murray & Holmes, 1997). expectations. For women with a lower sense of efficacy, there was
a nonsignificant relationship between mood and disconfirmed ex-
The Effect of Disconfirmed Expectations and Parenting pectations. For women with a higher sense of parenting efficacy,
Efficacy Beliefs on Adjustment there was a significant relationship between mood and discon-
firmed expectations such that those whose experiences were neg-
The third hypothesis was that there would be a significant ative relative to expectations had higher scores on the depression
association between expectancy disconfirmation and postnatal ad- measure.
justment, whereby expectations that were disconfirmed in a neg- This pattern of findings between efficacy and adjustment to
ative direction would be associated with poorer adjustment to parenthood was contradictory to predictions, and a possible expla-
parenthood. This part of the hypothesis was supported. However, nation for it is the high efficacy mean observed in this sample.
it was also predicted that parenting efficacy beliefs would moder- There were relatively few women in the sample with low parenting
ate this relationship and, consequently, that the relationship would efficacy beliefs. The distribution of postnatal scores on the efficacy
be stronger when parenting efficacy beliefs were low. There was measure indicates that most women had moderate to very high
mixed support for this part of the hypothesis. efficacy beliefs 4 months after the births of their infants. The mean
Consistent with the hypothesis, experiences that were negative efficacy score reflects agreement with all the statements on the
relative to expectations were associated with a decline in relation- efficacy measure, including feeling that being a parent is manage-
ship adjustment and with a decline in depressed mood. These able, feeling that any problems are easily solved, feeling thor-
associations were significant after controlling for the contribution oughly familiar with the role, and having all the skills necessary to
of prenatal relationship adjustment and prenatal mood, respec- be a good mother. A low efficacy score, one standard deviation
tively. The expectancy discrepancy results suggest that women below the mean, also reflected agreement with most items on the
who have less favorable than expected experiences have greater scale, albeit weaker agreement than was seen for the mean score.
difficulty adjusting to their new role. At the other end of the Given that the efficacy scores are skewed toward the high end of
continuum, experiences that were positive relative to expectations the scale, the results seem to speak to the nature of the relationship
were associated with reduced depression and enhanced relation- between disconfirmed expectations and adjustment for women
ship adjustment. These results suggest that the effect of having with moderate efficacy versus women with high efficacy, rather
overly optimistic expectations disconfirmed in a negative direction than reflecting the intended comparison of women with high and
is not innocuous and reflect the negative impact of unrealistic low levels of parenting efficacy.
optimism in the face of challenging circumstances. However, these It may have been particularly discouraging for highly effica-
findings also indicate that optimism that is matched or exceeded by cious women to find that parenthood was not as positive as
expectations is associated with positive psychological adjustment. expected. Although the women thought they were doing as well as
These results, along with those in the previous section, indicate they thought was possible in the parenting role, some aspects of
that although optimistic expectations may be associated with pos- parenthood had been less positive than they had anticipated. This
itive psychological adjustment, they can prove detrimental if ex- incongruity may have resulted in increased negative affect. For
periences are not as positive as expected. those with a moderate sense of efficacy, it may have been easier to
It was hypothesized that parenting efficacy beliefs would mod- accommodate these expectancy discrepancies. Their perceptions of
erate the impact of disconfirmed expectations. Parenting efficacy their own efficacy indicated that they did not feel that they were
was construed as a moderator in this study because it was hypoth- struggling with the parenting role, but they did not see their
esized that women’s postnatal perceptions of their efficacy as a efficacy as at its ceiling. One possibility, albeit speculative, is that
10 HARWOOD, MCLEAN, AND DURKIN

moderately efficacious mothers believed that although parenthood experiences were less positive than their expectations. Future work
was not as positive as expected, it would improve as their efficacy could usefully build on the present findings by identifying factors
increased. Therefore, expectancy disconfirmation may not have that contribute to the disconfirmation of overly optimistic expec-
been as distressing for these women. tations.
Overall, the results relating to parenting efficacy during the These results have implications for education and counseling
transition to parenthood were surprising. Further investigation is interventions provided to people who are expecting their first
needed, but the findings do provide some support for the view that child. Whereas naturally there is a strong focus on preparing
extreme efficacy may lead individuals to overestimate the ade- parents for childbirth during pregnancy, it may be beneficial to
quacy of their skills when coping with challenging circumstances provide more education about the rewards and challenges of early
(Haaga & Stewart, 1992). If the early experience of parenting parenthood (Delmore-Ko et al., 2000). The message that counsel-
proves more challenging than expected, then this may be particu- ors can convey to expectant parents is a positive one—that for
larly unsettling for those women who entered parenthood with most new mothers, their experiences of parenthood are more
what may have been unrealistically high expectations of their own positive than their already optimistic expectations. Greater prenatal
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parenting capability. parenting education may allow individuals to be more aware of the
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potential rewards and challenges of parenthood and formulate


expectations that are both optimistic and realistic for their situa-
Implications tion.
The small sample size and homogeneity of the sample may limit
Taylor and Brown (1988, 1994) have argued that unrealistically
the generalizability of the results. All of the participants were
optimistic expectations are associated with positive psychological
married or in de facto relationships and Caucasian Australian or of
adjustment in the face of challenging circumstances. The results of European origin, and caution is needed when generalizing these
the present study suggest that realistic rather than unrealistic results to other samples. Furthermore, only a small minority of
expectations are adaptive in the context of the transition to par- women in this study faced significant difficulties during the tran-
enthood. Previous studies have found benefits for optimistic ex- sition to parenthood. Relatively few women had scores on the
pectations but have not compared these expectations with later mood measure that were indicative of depression, and although
experiences, meaning that it was not possible to determine whether there were declines in relationship adjustment scores, most people
there were any adverse effects if these expectations were proven still scored within a range characteristic of good adjustment. Yet,
overly optimistic (Fournier et al., 2002; Green & Kafetsios, 1997; even with these protective factors, expectancy disconfirmation had
Leedham et al., 1995). This study made a direct comparison a significant effect on adjustment. The participants in the present
between expectations and reported experiences. Here, optimistic research were self-selected, and this may have contributed to the
expectations were associated with positive psychological adjust- overall positive adjustment of the sample. Those who were facing
ment during pregnancy. When these expectations were exceeded difficulties or were experiencing particularly difficult pregnancies
by more positive experiences, they were also associated with may have been disinclined to volunteer for this research during an
positive postnatal adjustment. However, cases in which expecta- already testing and busy time. It is possible that unrealistic opti-
tions were proven overly optimistic appeared to be associated with mism may have even more detrimental effects in women who face
poorer psychological adjustment. It should be noted that these greater challenges during the transition to parenthood such as
adverse effects were not produced by large discrepancies. Gener- single mothers, those who have a child requiring ongoing medical
ally, those that had expectations disconfirmed had experiences that attention, adolescent mothers, or those with a low income or a
were only marginally less positive than expected. This contrasts history of depression (Helstrom & Blechman, 1998). Although this
with the view that modest discrepancies between overly optimistic study focused on the expectations of first-time mothers, other
expectations and experiences are relatively harmless (Armor & research has found that men also experience depression and other
Taylor, 1998). difficulties adjusting to parenthood (Matthey et al., 2000). Future
At a practical level, these results provide good news about the research could usefully investigate whether disconfirmed expecta-
transition to parenthood. The results indicate that many first-time tions also play a role in their adjustment to parenthood.
mothers are optimistic about parenthood, and, on average, these In conclusion, we examined in the present study a wider range
expectations are matched or exceeded by experiences 4 months of parenting expectations than did previous research. The findings
after the birth. Furthermore, optimism during pregnancy appears to suggest that women have optimistic expectations about parent-
be associated with good psychological adjustment at a time when hood, and often these expectations are matched by experiences.
women face a number of challenges. One implication of these However, when experiences are not as positive as expected, there
findings is that optimism appears to be beneficial during the is a negative effect on adjustment. This suggests that optimism is
transition to parenthood. The caveat is that the optimism should be associated with positive adjustment during pregnancy, but if later
realistic. These findings highlight the importance of understanding experiences indicate that this early optimism is unrealistic, then it
the factors that contribute to the disconfirmation of expectations. is hazardous for psychological adjustment. If prospective parents
This study did not use more objective measures of parenting hold expectations about the transition to parenthood for which the
experiences, such as a measure of infant temperament, to supple- contrast between expectations and experiences is going to be
ment women’s subjective reports. Inclusion of a measure like this reasonably apparent to the individual, then it is more advantageous
may have provided greater understanding of why some women’s to be realistically optimistic than unrealistically optimistic.
FIRST-TIME MOTHERS’ EXPECTATIONS OF PARENTHOOD 11

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