Gianluigi Palombella
Abstract. On the potential and limits of (global) justice through law. A frame of research. Beyond the
objection that global justice needs the creation of a global coercive power, this article focuses upon the
role of legality. International and suprastate norms shift our attention from the need for moral
foundations to the actual implementation of rules and the fight around interpretation. Avoidance of
injustice is to be addressed by new legal methodologies, taking account for notions like complexity,
indivisibility, responsibility, ie resorting to experimental forms of regulatory incentives and guarantees,
touching upon a range of interconnected ‘sides’, requiring to progressively integrate justice or human
rights safeguards as internal legal counterweights in the mission of whichever global regime; and
impliying a careful consideration of the divergent outcomes possibly stemming from single one sided
remedies.
Keywords: Justice; Complexity; Indivisibility; Human Rights; Responsibility.
obligations seriously. Of course, such a perspective is premised upon the idea that
legal norms matter1, even in a world ruled by conflicting and merely self-interested
powers. It cannot either subscribe to the assumption by Thomas Nagel (2005, 113-
147), according to whom the idea of global justice cannot be defended because it
demands the coercion by a world state: while a global coercive power does not exist.
Notably, entire sets of fundamental international law, quasi-universal treaties
concerning human rights, norms protecting global public goods, or prescribing erga
omnes obligations (binding even non consenting states), would be pointless, should
we think that a global coercive power (now inexistent) would be necessary for them
to create actual legal obligations.
As it is known, justice is strictly connected, by Nagel, to the monopoly of
power, that is, the main pillar of the modern political thought, explaining how a civil
state has superseded a sheer state of nature. It should be stressed that in that narrative,
as well as in Nagel’s, the creation of a civil power is itself made a premise to the rise
of law. But something more should be added to that regard, that allows for a slightly
different perspective.
1
Literature is huge, see for ex. the chapter by Kratochwil (2001). Or the book by Onuf (2009).
2
G. Postema (1989, 60) addresses the problem of the public character of law in Bentham, as a
coordinative service of law, but he stresses as well that: “To focus only on the law’s ability to put some
questions beyond further debate obscures the role the law plays structuring the debate which continues.
Legal arrangements, far from calming the political waters in the way Bentham’s theory predicts, often
attract and even invite disagreement and contention”.
3
In Kant’s view unless man “ [W]ants to renounce any concepts of right, the first thing it has
to resolve upon is the principle that it must leave the state of nature, in which each follows its own
judgment, unite itself with all others (with which it cannot avoid interacting), subject itself to a public
lawful external coercion, and so enter into a condition in which what is to be recognized as belonging
to it is determined by law”. Kant (1996, § 43).
4
Ibidem } 42, 86.
5
Ibidem. For that reason, man “ought above all else to enter a civil condition”, and accordingly
“each may impel the other by force to leave this state and enter into a rightful condition”.
3
law and legality, but would not of itself be a direct generator of justice, say, in a
lawless state. While power has no necessary relation to justice, it is the birth of law,
like in the Kantian construction of the “idea of public law”, to make up for the
conditions of conceivability of justice (the just-unjust couple) and mark the shift
beyond a state of nature. Justice is premised upon a legal order, not upon coercive
power. Law becomes the epistemic premise of (the possibility of) justice: the question
of power (coercive power) commonly relates to the effectiveness of a legal order
(although one might doubt it has to be a quintessential premise). For this very reason,
for example, we can understand how for long the international legal order has been
denied the nature and quality of a juridical system. International law is a case in point
here, since we can test through it the general assumption concerning the ultimate role
of a global coercive sovereign.
After some centuries of controversies, as a matter of fact, the normativity of
international law has survived, the absence of a global sovereign notwithstanding: the
nature of international law as a legal order is today undoubted and must not be an
issue. Thus, if this holds true, demands of justice can be raised, availing of
international legality, despite the lack of a world coercive power. And in truth, an idea
of justice, whatever it might be, is contingently conveyed by the legality- beyond- the-
state, and in particular by international law, and it partakes in the same level of
bindingness, validity and effectiveness that such a legal order can demonstrate. This is
why the transformations of law and the questions of global justice can be placed at the
forefront and should better be focused together.
6
UN Report of the Special Rapporteur on extreme poverty and human rights [A/70/274 , 15
sept. 2015 at https://documents-dds-
ny.un.org/doc/UNDOC/GEN/N15/243/35/PDF/N1524335.pdf?OpenElement
7
Among the reasons a the Rapporteur suggest as causing this interpretive bias of the Bank,
leading toward the exclusion of human rights are the institutional culture based on the role and
education of economists, thus making economic impact relevant, not ideals values and dignity; the
misplaced legalism conforming to the current classification of human right as ‘political’ not economic;
the perception of human right problematique as fatally slowing down loans approval and raising costs;
the perception of imposing western ideas and values vis à vis cultural relativism; the risk of
transforming the Bank into a ‘human rights cop’, enforcing rights and sanctioning; human rights
concerns being a competitive disadvantage for the World Bank vis à vis other lenders not taking human
rights into account.
5
“better place to start would, therefore, not be their separateness but their connectedness,
not their heterogeneity but homogeneity. Every regime like every state is always already
connected with everything around it. We know this from practice. Environmental law may be
best supported by market mechanisms through introducing pollution permissions. For the
market to fulfil its promise, again, a huge amount of regulation is needed, not merely on
conditions of exchange or the terms of ownership or banking. A market with no provision for
social or environmental conditions will fail. Human rights may be best advanced by giving up
strict human rights criteria and, for example, insisting on early accession of Turkey in the
European Union […] such arguments would highlight the contingency of the limits of
6
individual regimes, their dependence on other regimes, and the politics of regime-definition.
Here there is room for much ingenuity. A regime of trade may always be re-described as a
regime for human rights protection while any human rights regime is always also a regime for
allocating resources.”8
8
“Global Legal Pluralism: Multiple Regimes and multiple modes of thought”, Harvard, 5
March 2005. Available online at http://www.helsinki.fi/eci/Publications/Koskenniemi/MKPluralism-
Harvard-05d[1].pdf.
7
double-edged sword. The nature of the administration/ regulation at the global legality
level is by its birth segmental, while the problem of justice refers to the entire well
being of the affected persons. I shall return to this point in the last section.
9
After all, that would confirm the caveat that Nagel wrote concluding his analysys on global
justice: “The global scope of justice will expand only through developments that first increase the
injustice of the world by introducing effective but illegitimate institutions to which the standards of
justice apply, standards by which we may hope they will eventually be transformed. An example
perhaps of the cunning of history” Nagel (2005, 147).
8
himself: consequently one does not have to stick to his own recommendation of
reforming one or another rule, in the view of eradicating extreme poverty. Probably,
justice is not a question of single outcomes, it cannot be mastered in insulated clusters
and one rule change could be deceptive as long as the actual complexity of global
economy makes it impossible to fix dysfunctions in one place without triggering
unintended side effects elsewhere (Howse and Teitel 2009). It has been rightly
stressed that it is not just a matter of targeting some economic and trade agreements as
unfair or pernicious to poorer countries: “Interpreted in a balanced way, and as we
have argued, in light of human rights including the right to health, the TRIPs
agreement, which contains significant limitations or balancing clauses, need not have
negative effects on the well being of people in poor countries” (447). Thus, it is often
not only a matter of rules and institutions, but also a matter of interpretation and
application, as the Alston Report, discussed above, clearly showed as well.
Nonetheless, as I think, this does not disprove the tenet that rules and institutions, by
including the interpretive legal work on them, are essential factors in our attempt at
controlling the economic reality, and addressing gross injustice.
Besides all that, it is rather clear that the question on the table, because of the
multiple factors involved, is whether we can find a case-by-case fine tuning for
effective governance and minimise and monitor countervailing effects. The closest
thing to an answer here is resorting to multiple and experimental forms of new
regulatory incentives and guarantees, touching upon a range of several relevant
interconnected ‘sides’ at the same time. To this family of ideas belongs for example
the recognition that in governing hard problems, it proves expedient a convergence of
different regulatory sources instead of a unitary top-down authority: in other words, as
it is demonstrated in affording climate change, regime-complexes instead of an
integrated international regime (Orsini, Morin and Young 2013; Keohane and Victor
2017). That is convened under the general frame of the notion of “Global
Experimentalist Governance” that is, an “institutionalized process of participatory and
multi-level collective problem-solving, where the problems and the means of
addressing them are framed in an open-ended way, and subjected to periodic revision
by various forms of peer review in the light of locally generated knowledge” (de
Búrca, Keohane and Sabel 2014).
10
Howse and Teitel (2009), for example, have emphasized the need for a comprehensive
strategy of solidarity, also pointing to the fact that the absolute value of human survival can only be
granted by taking account of and managing a greater variety of connected objectives and factors, and
by conceiving of extreme poverty eradication within a bundle of concurring and interwoven
determinants involving a general idea of human security, including health, environment, and further
human rights.
9
states players should involve more than caring for the core interests for which they are
accountable to their own stakeholders or constituencies.
In this connection, some background considerations are in order. ‘Segmented’
law, proper to the extra-state setting, of itself, is unsuited to make for the coherence of
overall contents of the kind that we strive to reach through the centralized system of law
belonging in the state.
‘Taking account of the whole’ is the attitude that we were used to expect from the
state, upon which we put the responsibility for it 11. The concept of responsibility here
equates the sense it bears for a “responsible person”, capable of a sensible, self involving,
consideration of as many relevant factors as possible: taking on one’s shoulders the scope
of the state of affairs exceeds the limits within which one can be held accountable for her
action (liable for some commitments, or deserving punishment). In the latter sense,
responsibility regards the past, and the action performed by someone. But in the former
sense (Villey 1977), the meaning implies the care for the future and a sensitive approach
to the overall state of affairs. For this reason, it is well suited to the question of justice.12
While the mantra of controlling supranational entities bearing material and jurisgenerative
power is now “accountability”, holding them accountable does not necessarily change
their incapability to approach world problems taking some less unilateral and more
comprehensive attitudes. The very fact that “responsibility” requires a consideration of
the “whole”, and future, clearly discloses a dimension that accountability 13 cannot
provide. While, for example, global regulatory entities’ structures and procedures can be
made accountable on giving reasons, granting transparency and review, with regard to the
pursuit of their special functions and aims, the point in global justice lies beyond such
arrangements: first it requires to progressively integrate justice or human rights
safeguards as internal legal counterweights in the mission of whichever global regime;
second, it implies a careful consideration of the divergent or conflicting outcomes
possibly stemming from single separated sources. Looking at global justice (‘being
responsible’) plays a largely different drama than that of ‘being accountable’ for
accomplishing well-defined, feasible and ‘limited’ tasks: it points to the regulative idea of
the ‘whole’, that is, in some way, to the problematic equilibrium among discrete and self
referential rationalities14.
However, in the lack of some kind of ‘Olympic rationality’, or a unique substantive
idea of the good, the concern for a comprehensive idea of justice can only be addressed
11
The idea of responsibility that is in the background has less to do with the notion of “imputabilité“ (or
that of “imputation”) of criminal responsibility and the like.
12One can find in H. Jonas (1984) some converging conceptual hints. Firstly, new technology should be
informed by a new “ethics of responsibility”, one that exceeds the Kantian idea of duty, in the
deontological mode, as largely consequence-insensitive. Secondly, what he calls “political
responsibility”: in analogy with parental responsibility (97), which in his words bears a significant
relation with the notions of totality, continuity and future: because the responsible person here cares for
the “total being” of its object, with no possible interruption in time, and “beyond its immediate present”
(98-105).
13
In Grant and Kehoane (2005), however, accountability divides in two strands: in the participation
model, “the performance of power wielders is evaluated by those who are affected by their actions. In the
delegation model, by contrast, performance is evaluated by those entrusting them with powers” (31).
14
I think apparent that for such imperatives, the character of being limited and well defined turns to be
condition of the very accountability of those who are entrusted with their observance and implementation.
On the contrary, what I refer to as the ’whole’ resumes the self involving capability that is mirrored in states’
polities, related to their ‘self’ and their identity, and admittedly located within the pattern of sovereignty,
rather than in managerialism. For this couple, that is, once more on the divergence between sovereignty and
managerialism cf. M. Koskenniemi (2011).
10
Gianluigi Palombella
Scuola Superiore Sant’Anna
Istituto DIRPOLIS
Piazza Martiri della Libertà, 33
Pisa 56127
gianluigi.palombella@santannapisa.it
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12