of King Lear
Author(s): B. J. Sokol and Mary Sokol
Source: The Review of English Studies, New Series, Vol. 50, No. 200 (Nov., 1999), pp. 417-439
Published by: Oxford University Press
Stable URL: http://www.jstor.org/stable/517390
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SHAKESPEARE AND THE ENGLISH EQUITY
JURISDICTION
THE MERCHANT OF VENICE AND THE TWO
TEXTS OF KING LEAR
The article reviews connections long alleged between equity and a variety of
Shakespeare'splays. Not all writers have been responsive to the complexities of
overlappingbut differinguses of the term 'equity'. Also many criticaltreatmentsof
Shakespeareand equity incorrectlycharacterizethe historicalrelationsbetween the
early modern common law and equity jurisdictionsonly in relationto a notorious
political crisis of 1616. A more fine-grainedanalysisof lawyers'discussionsand of
legal and politicaldevelopmentsallows the delineationof subtlerhistoricaldynamics
and of conceptualand terminologicaldifferences.Following from this it is argued
that many twentieth-centuryclaimsthat the supposedconflictsof Elizabethanequity
and law jurisdictionsinformpassagesor themes of 1 HenryIV, MeasureforMeasure,
and especially The Merchantof Venice,are unfounded. However, it appears that
Shakespearedid refer to co-operativeequity and law jurisdictionsin the quarto
version of King Lear, although the relevant passage and indeed its scene were
removed from the folio text. This, together with the historical detail provided,
suggests a dating of at least some of the folio revisionsof King Lear.
concluding on other bases that the play, composed in 1605-6, was 'revised by
Shakespearehimself, probably1609-10'.2
Another outcome of our investigationis a confirmationof the first numbered
point in AnnabelPatterson'sanalysisof 'the hermeneuticsof censorship'.This is
that one must observe'the importanceof an exactchronologyin determiningwhat
any given text was likely to mean to its audienceat the time of its appearance'.3
However, we also find that one of Shakespeare'sacts of political tact or self-
censorship,the one motivatingthe cuttingof the trialin KingLear,is not in accord
with the themes focused upon by many who have questioned whether a
dangerouslyradicaloutlook is reflected in the play.4A conclusion to be drawn
is that looking for radicalismfrom a modern perspectivemay not reveal all the
politicallysensitive issues of the past.
The following discussion of Shakespeareand equity will proceed from a
historical overview to a considerationof errors concerning The Merchantof
Venice, then to a closely focused review of Jacobean events, and finally to
conclusionsabout King Lear.
II
that was seen as 'onely properto the Prince',14 nor, despite some contradictionsin
the work of sixteenth-centurytheorists, did they consider abstract 'mercy'.15
Narrowing the medieval Chancellors'theoretically,perhaps mythically, broad
remit, these courts had developed only in certaindistinct areasof legal concern.
Although there were some developmentsexpandingthe scope of injunctionsfor
equitablerelief in Shakespeare'sera,16the courtsoperatedmainlyin civil matters17
involving real property(land) and the uses (trusts) under which this was often
held.
Inconsistent theoretical and pragmatic perspectives typical of a period of
transformationfeaturein a discussionof equity in WilliamLambarde'sArcheion.
This importantand complexlytransmittedworkwas mostly writtenby 1591, and
revisedby 1598,but it was unpublisheduntil it appearedin two dissimilarversions
in 1635.18It holds first that the common law part of the Chancellors''double
obtain sealed documentsfrom Chanceryfor a small fee, or sometimesfreely. Some applied for such
documentsas a protectionfrom being chargedin the future,but generalpardonsregisteredin advance
of chargeswere not automaticallyacceptedby courts.
14 West, TheSecondPart of Symboleography, 175. WilliamLambardestressedthe samepoint in one of
his 'Chargesto the Jurors'quotedin W. Dunkel, 'Law and Equityin MeasureforMeasure',Shakespeare
Quarterly,13 (1962), 275-85: 276.
15 St German, Doctor and Student, 95-9, first states that 'Equytye', which 'consideryth all the
pertyculercyrcunstauncesof the dede', 'also is temperydwith the sweetnessof mercye'.He goes on,
however, to equate this equity with 'epicaia', which is Aristotle's doctrine that general laws must
sometimesbe interpretednot literally,but in terms of their underlyingintent as it appliesin particular
circumstances:'equytieratherfolloweththe intent of the law then the wordesof the law'. The example
given has nothing to do with clemency; the confusion of 'sweetness of mercie' with the supposed
limitless flexibilityof equity is endemic in similararguments,as in an 'as some other say' alternative
definition given in West, TheSecondPart of Symboleography, 174.
Excessive 'mercy' was indeed a political problem. It was difficult to get Elizabethanjuries (and
indeed constables like Dogbery and Verges) to act against roguish offences towards which local
communities were more tolerant than was central authority;see K. Wrightson, 'Two Concepts of
Order: Justices, Constables and Jurymen in Seventeenth-CenturyEngland', in J. Brewer and J.
Styles (edd.), An UngovernablePeople: The Englishand their Law in the Seventeenthand Eighteenth
Centuries(London, 1983), 21-46, esp. 24, and J. Kent, 'Attitudes of Members of the House of
Commons to Regulation of Personal Conduct', Universityof LondonBulletin of the Instituteof
HistoricalResearch, 46 (1973), 41-71. Such derelictionon the part of local quartersessions juriesthat
would not bring presentmentswas repeatedlyrailed against,with threats,in the series of Lambarde's
instructions to juries, printed in C. Read, WilliamLambardeand Local Government(Ithaca, NY,
1962). Another of Lambarde's'Charges to the Jurors', quoted in Dunkel, 'Law and Equity in
Measurefor Measure', 276, admonishes them against 'a feygned Equitie', complaining that they
'thearbyacquite most guiltie offendors'and also 'arrogateunto theimselves,bothe the Office of the
Chauncelor,and the prerogativeof her Maejestie to whome only it belongeth to graunt pardon to
Malefactors'.
16 A 16th-cent.growthof equitablerelief from harshconditionalbonds is discussedbelow. There was
also a later developmentof an 'equity of redemption'for mortgages.
17 Yet, accordingto the introductoryessay of D. E. C. Yale, LordNottingham's'Manualof Chancery
Practice'and 'Prolegomena of Chanceryand Equity'(Cambridge,1965), 16-17, the Chancellor'scourt
punished criminalperjury,and 'In Equity all process was founded in principleupon the defendant's
contempt . . . often on the footing of criminalcontempt'(ibid. 39).
18 We cite BL 507.a.33, the corrected'T' edition, which is signed 'T. L' on A6'. On the complex
manuscriptand publicationhistory of this work see C. H. Mcllwain and P. L. Ward, Lambarde's
Archeion (Cambridge,Mass., 1957), 145-76. On its fate due to relationsbetween Robert Cecil and
Lambarde,who was Egerton's close associate,see W. Dunkel, WilliamLambard, ElizabethanJurist
(New Brunswick,NJ, 1965), esp. pp. 5 and 162.
SHAKESPEAREAND ENGLISH EQUITY 421
III
Two mid-1960s publicationsare the usually cited first sources for a continuing
streamof criticalessays containingrepetitionsof or variantson the theme of 'law
versus equity' in The Merchantof Venice.The more substantialof these two, a
book-lengthdiscussion of a partialscene of TheMerchantof Venice,has in fact a
very curioushistory.This book,MarkEdwinAndrews'sLaw VersusEquityin 'The
Merchantof Venice',23was actually written thirty years before its publicationin
1965. It was originallya college essay by an able law student, who laterbecamean
assistantsecretaryof the Americannavy. It seems the essay was found in a dusty
librarybox at Andrews'sold college. A letter reprintedin the book (dated23 April
1964-Shakespeare's nominal400th birthday),shows that Andrewswas tracedby
the Universityof Coloradolibrarian,and askedfor permissionto publishhis essay.
The work was lavishly broughtout by the University Press the following year.
This often referencedbut actuallyquite rarebook begins with a highly fanciful
revampingof the trial scene in TheMerchantof Venice.In an expandedcolumn,
parallelwith Shakespeare'stext, Andrews updates the languageand rewritesthe
actions of the trial, with first Coke and then Ellesmeresitting, and with Francis
Bacon cast as Bellario.This redraftedtext is keyed by superscriptednumbersinto
a numberedseries of discussionson points of law and historywhich constitutethe
rest of the book. It is very importantto note, but rarelynoted, that Andrews is
quite free both with chronology and with the play's structure. He ranges in
historicalreferencefrom centuries before to twenty years and more beyond the
19 Lambard,Archeion,48. 'Meere'meant 'pure'or 'sole' in legal contexts (OED 'mere'a2 2), and also
had the meaningas a qualifier(exactlycontraryto today's meaning)of 'in the full sense of the term'
(OED 4). The 'absolute'aspect of the Chancellor'spowers,in which he is 'not limited by the powerof
N2r;see below on how Cowell'sdictionary
the written law', is also stressedin Cowell, TheInterpreter,
caused a scandalby its definitionsof prerogativeas absolute.
20 Lambard,Archeion,74; pp. 74-7 offer interesting suggestions for equity reform, on which see
Mcllwain and Ward, Lambarde's Archeion,158-9.
21 In a letter of advice BishopJohn Williams,the only churchmanto be appointedChancellorafter
to
Wolsey, modernizedin Yale, LordNottingham's'Manual',78-80.
22 In the two treatisesedited ibid.
23 Boulder, Colo., 1965.
422 B. J. SOKOL AND MARY SOKOL
IV
which was regardedas an elevation:he was thereforethe leadingcommonlaw judge. He was a member
of parliamentin 1589, Speakerof the House in 1593, and was returnedin 1621, 1624, 1626, and 1628.
Ellesmerehad been appointedMasterof the Rolls in 1594 and then Lord Keeperby Elizabethin 1596,
holdingboth offices until the next reign. So he presidedover the court of Chanceryand held the Great
Seal. In 1603Jamesappointedhim Lord Chancellorand he held this office, even in failinghealth,until
his death in 1617.
64 Glanville'sCaseCro. Jac. 344. For Ellesmere'sviews and three remarkableletters of comment by
FrancisBacon see S. E. Thorne, 'Praemunireand Sir EdwardCoke', HuntingtonLibraryQuarterly,2
(1938), 85-7, and Francis Bacon, Works(London, 1872- ), xii. 246-54, respectively.See also H. J.
Berman,'The Originsof HistoricalJurisprudence:Coke, Selden, Hale', Yale Law Review,103 (1994),
1651-738: 1685, and J. H. Baker, 'The Common Lawyers and the Chancery:1616', IrishJurist, 4
(1969), 368-92: 374.
65 Case of the Coinmendams. Colt and Glover v. Bishopof CoventryMoore 898; 1 Rolle 451. See
W. Holdsworth, .4 Historyof EnglishLaw (London, 1903- ), v. 438-40; Baker, An Introductionto
EnglishLegalHistory,122-6; Berman,'The Origins of HistoricalJurisprudence',1675.
66 See G. W. Thomas, 'JamesI, Equityand Lord KeeperJohn Williams',EnglishHistoricalReview,91
(1976), 506-28: 508; Baker,'The CommonLawyersand the Chancery',369;J. P. Dawson, 'Coke and
EllesmereDisinterred:The Attackon the Chanceryin 1616', IllinoisLaw Review,36 (1941), 127-52:
128;Yale, LordNottingham's'Manual',12. When FrancisBacon becameChancellorhe claimed:'now
the men are gone the matteris gone' (Works,vi. 198).
67 By CircumspecteAgatis 1285 and ArticuliCleri 1315. See Baker,.4n Introductionto EnglishLegal
History,149; Dawson, 'Coke and EllesmereDisinterred', 128.
68 Using the Statutesof Provisorsof 1351 and 1353, and the Statuteof Winchesterof 1393 by which
confiscationof propertyfollowed a praemunireaction.
430 B. J. SOKOL AND MARY SOKOL
its courts.69 Wolsey was succeeded as Lord Chancellor by Sir Thomas More, who
is said to have tried to resolve the jurisdictional disputes by asking all the common
law judges to dine with him and telling them that if they would 'mitigate and
reform the rigour of the law' he would desist from interfering with judgments at
common law. His request was refused.70
There is an appearance of continuity between these events and the Jacobean
conflicts, but such a reading is too superficial. W. J. Jones and others argue that
the Elizabethan, and therefore Jacobean, court of Chancery should really be
considered a different institution from that of Henry VIII because of legal and
procedural developments.7' Moreover, several complex new developments pre-
cipitated the Jacobean jurisdictional crisis, including 'the rise in prominence of
new courts of law' and 'the impact of new social and economic demands'.72
Sixteenth-century England saw great growth in volume of litigation reflecting the
expansion of population, trade, and commerce.73 Inflation and the 40-shilling limit
on cases in the local county courts meant that the royal courts were the
beneficiaries of this increased litigation. The various royal courts, particularly
King's Bench, Chancery, and newer prerogative courts such as Admiralty,
expanded their jurisdictions beyond former boundaries.'4 King's Bench heard
cases formerly the preserve of Common Pleas, such as debt and detinue, making
use of an old rule which allowed complaints by bill to be brought against King's
Bench prisoners. Another effective device used by King's Bench was allowing
litigants to sue by bill on the legal fiction of a trespass in Middlesex, extended by a
bill of latitat ('he lurks') to cover the whole country. An immense increase in the
use of bills of Middlesex and bills of latitat took place in the early seventeenth
century.7
Meanwhile Thomas Egerton, aided by William Lambarde, and following in the
footsteps of an earlier Lord Keeper of the Great Seal (1558-79), Sir Nicholas
Bacon, father of Francis Bacon, initiated a series of important procedural reforms
in Chancery. These regulated fees charged by Chancery officials and worked to
said that the common law protectedthe king. James then becamevery angryand
said this was a traitorousspeech, becauseit was the king who protectedthe law,
and not the law which protectedthe king. But James'sangerseems to have gone
beyond words. In one accounthe is said to haveclenchedhis fist, whereuponCoke
fell on all fours and askedfor compassionand pardon.James was only restrained
by the Lord Treasurer,RobertCecil, relatedto Cokeby marriage,who on bended
knee askedfor the king's favour.News of the remarkableevents quicklycirculated
widely aroundthe Inns of Court and legal and literaryLondon.'09
Following this, James's speech to parliamentin March 1609 mentioned Dr
Cowell's book of 1607 to deny wanting to bring in civil law. James went on to
expound his idea of the source of law, opposing Coke's remarksin 1608. He
arguedthat kings have power of life and death over subjectsand are accountable
to no one but God, suggesting that they 'haue power to . . . make of their
subjects like men at the Chesse'. It is the king alone who makes the law, but
then he binds himself both tacitly and expressly to observe the laws of the
kingdom.ll
Within a yearfurthercontentiouslegalevents becamepublic. In 1610Henry VI
of France was murdered, and James, shaken by the news, issued a royal
proclamationrequiringall subjectsto take a new Oath of Allegiance.Parliament
objectedbecausethe oath imposedcriminalpenaltiesfor non-compliance,and was
very general.Coke then addressedthe Privy Council to arguethat the king could
not create offences by proclamation,after which the Privy Council held that
proclamationswere not part of English law."'
Therefore both important issues of state and scandalous events made the
worseningrelationsof differentcourts, particularlythose of equity and common
law, a tense and public subjectby 1608-10.