HSBC InvestDirect Securities (India) Limited

Regd. Office: Dhana Singh Processor Premises, J B Nagar, Andheri - Kurla Road, Andheri (E), Mumbai - 400059.
Tel: +91-22-6789 7777, Fax: +91-22-6789 7968, Email: customerservice@hsbcinv.com
Website: www.HSBCInvestDirect.co.in

DP ID : 12064100 SEBI Regn No.: IN-DP-CDSL-5462010

CHARGES FOR DEPOSITORY SERVICES

Charge Head Clients with POA in favour of HISL Clients without POA
Advance charges* Nil Rs. 3000/-
Annual Maintenance Rs. 600 PA. to be paid on quarterly Rs. 600 PA. to be paid on quarterly
charge ** basis (Rs. 300 pa. for clients opting basis (Rs. 300 pa. for clients opting
for transaction statement through for transaction statement through
email) email)
Dematerialization Rs. 2/- per certificate plus courier Rs. 2/- per certificate plus courier
Charges charges of Rs.35 per demat request. charges of Rs.35 per demat request.
Debit Instruction charges Rs. 15/- plus depository charges at Rs. 15/- plus depository charges at
– Market actual per transactions actual per transactions
Off Market / Inter 0.02% of transaction value subject 0.02% of transaction value subject
depository Transactions to minimum of Rs. 25/- per debit to minimum of Rs. 25/- per debit
instruction plus depository charges instruction plus depository charges
at actual per transactions at actual per transactions
Pledge charges 0.02% of the value of securities, 0.02% of the value of securities,
Creation / Closure and subject of a minimum of Rs. 25/- subject of a minimum of Rs. 25/-
confirmation of both
Pledge charges for 0.03% of the transaction charges 0.03% of the transaction charges
Invocation subject of minimum of Rs. 50/- subject of minimum of Rs. 50/-
Rematerialization Rs. 25/- per certificate for every Rs. 25/- per certificate for every
charges 100 securities or part thereof OR a 100 securities or part thereof OR a
flat fee of Rs. 25/- per certificate; flat fee of Rs. 25/- per certificate;
whichever is higher whichever is higher
Failed / Rejected Rs. 25/- per transaction Rs. 25/- per transaction
transactions
Demat Rejection charges Rs. 35/- per rejection Rs. 35/- per rejection
Adhoc / Non periodic Rs. 35/- (Rs. 500/- for foreign Rs. 35/- (Rs. 500/- for foreign
statement requests address) per request address) per request
Cheque bounce charges Charges will be applied at actual Charges will be applied at actual
charged by bank. charged by bank.
* To be adjusted with normal charges. ** AMC waived for the 1st year for existing Clients.
Notes :
• Annual Maintenance Charges are non-refundable and are levied in advance
• All depository charges would be billed at actual and would be over and above the charges specified above. The above charges are
exclusive of Service Tax and other levies from Government and statutory bodies as applicable from time to time
• The ad- valorem charges shall be levied on the value of the transactions arrived at in accordance with rates provided by depository
• Out of pocket expenses incurred on the Dispatch of securities for Dematerialisation and communication charges incurred on out station
calls / faxes made specifically on request of the clients will be charged on actual.
• DP bills should be paid on or before the due date. Interest shall be levied upto 2% per month on outstanding amount for non payment
from the bill due date.
• Any advance payments over and above the normal due amount can also be made. Any such higher amount paid than the minimum
amount payable shall be adjusted against the bills raised from time to time.
• Services not mentioned herein will be charged separately as per the rate applicable from time to time.
• Charges and/or Service standards are subject to revision at our sole discretion. These changes would be informed by circulars sent by
ordinary post.
• In case of inability to recover service charges/ account maintenance charges/ fees/ other charges/ deposits due to inadequate balance in
your bank account, invalid electronic debit mandate, closure or blocking of the bank account, depletion of advance/ deposit (for DP
customers who do not maintain trading account with us) below the stipulated limit of Rs 1,000/-, or due to any other reason, further
processing of your DP instructions and any other depository services shall be discontinued until clearance of payment of such charges/
fees/ deposits to us. Any loss/damages/expenses/costs incurred or suffered by you due to discontinuation of depository serves as
stated herein shall be borne by you and neither HSBC InvestDirect Securities (India) Ltd. nor any of its directors, employees, and
associates shall be liable for the same.
• All payments will be debited from the trading account maintained with HISL. In case of Cheque or DD payments, all payments have to be
made favouring “HSBC InvestDirect Securities (India) Ltd.”. Payment through cheque or Demand drafts payable at the local branch
where the account is opened. Out station cheque will not be accepted.
• NRI customers would be required to submit ECS mandate to debit DP charges from linked bank accounts.

Trading Code :

x x x
First Holder Second Holder Third Holder