1. INVESTMENT DETAILS
JM MULTI STRATEGY FUND Dividend Option Payout Re-investment* Growth Option*
*Default option / sub-option (in case of no information or ambiguity)
2. EXISTING UNIT HOLDER’S information (Please fill in your details mentioned below and proceed to section 5)
Folio No.
3. APPLICANT INFORMATION (It is mandatory to submit verified copy of PAN proof for all investments failing which application will be rejected) (Refer instruction no. 8)
(To be filled in block letters. Use one box for one alphabet, leaving one box blank between name and surname)
Full Name of Sole/1st Applicant/Minor/Karta of HUF/Non-individual/Partner in case of Partnership Firm /Proprietor in case of Proprietorship Firm: Date of Birth
D D M M Y Y Y Y
Full Name of Guardian (in case of Minor) / Contact Person (In case of non-individual investors) Relationship with Minor [Pl. 4]
Mother Father Legal Guardian
Address (DO NOT REPEAT NAME) in full of Applicant/Parent OR Guardian of Minor/Indian address in case 1st Applicant is NRI/FII (Post Box No. alone is not sufficient)
Mode of Holding [Pl. 4]
1. Single
2. Joint*
Location/City 3. Either or Survivor/s
(* Default, in case of ambiguity when
Dist. Pin Code State applicants are more than one )
STD Code Tel. Fax Occupation of the 1st
Email-ID Mobile Applicant [Pl. 4]
Preferable mode of communication E-mail Yes No SMS Alert Yes No (Refer instruction no. 18) 1. Business
2. Professional
Full Name of Second Applicant 3. Agriculturist
Full Name of Third Applicant 4. Private sector service
5. Retired
Permanent Account Number (PAN) - Mandatory {Please submit a verified copy of PAN card for all investors. In Verified Copy of PAN Know Your Customer (KYC) only for investment of Rs. 50,000/-
case the 1st applicant is minor, please provide Guardian’s PAN. Refer to Instruction No. 8} Card enclosed Pl.() & above. Please refer point 15 in the KIM Pl.()
6. Student
7. Housewife
1st Applicant Copy of KYC acknowledgement enclosed 8. Public Sector / Govt. service
Guardian (in case 1st applicant is minor) Copy of KYC acknowledgement enclosed 9. Forex Dealer
2nd Applicant Copy of KYC acknowledgement enclosed 10 Others (pl. specify)
3rd Applicant Copy of KYC acknowledgement enclosed ________
Status/Category of the 1st Applicant [Pl. 4]
1. Resident Individual 3. HUF 5. AOP/BOI 7. Proprietorship Firm 9. Trust 11. NRI 13. Government Body 15. Banks
2. On behalf of minor 4. Company 6. Partnership Firm 8. Body Corporate Listed Unlisted 10. Society 12. FIIs 14. Financial Institution 16. Others (pl.specify) _____
4. Bank Particulars (It is mandatory to furnish bank particulars failing which application shall be rejected)
Bank Account No. Account Type : Savings Current NRE NRO FCNR
MICR Code IFSC Code Direct Credit Facility: Please refer instruction no. 19
Bank Name
Branch Address
City Pin
An offer for units @ Rs. 10/- each during the New Fund Offer period Serial No: MS-
Received an application from Mr./Ms./M/s.
Choice of Options/Sub-option+ Amount Paid (Rs.) Payment Details (1st Cheque /DD in case of SIP) Collection Centre’s Stamp &
Growth* Dividend Amt. Receipt Date and Time
Rs. (in Figures)
Cheque/DD No.
Rs. (in Words )
dated
Reinvestment* Payout
Bank & Branch
Cheque/DD is subject to realisation
+
Please select the appropriate option/sub-option under offer. *Default option/sub-option (in case of no information or ambiguity)
Serial No: MS -
5. INVESTMENT AND PAYMENT DETAILS Please draw Cheque / DD in favour of ”JM MULTI STRATEGY FUND“ (Refer instruction nos. 6 & 7)**. Minimum investment amount per application for each Option is Rs. 5000/-
and in multiples of Re. 1/- thereafter. Please ensure that is only one Cheque / DD per Option
Cheque /DD No. Cheque / DD DD Charges (Rs.) Gross Total Amount (Rs.) Bank Account Number Bank & Branch Account Type @
Amount (Rs.) (SB/CA/NRE/NRO/FCNR)
** Allotment of units is subject to realisation of Cheque/DD. No cash payments are accepted. @For NRI(s) Source of Fund: NRE NRO FCNR Direct Remittances from abroad
Please mention the application no. on the reverse of the Cheque / DD. The details of the bank account provided above pertain to my / our bank account in my / our name Yes No
If No, my relationship with the bank account holder is Spouse Child Parent Relative Sibling Friend Others. Application form without this information is liable to be rejected.
6. FOR INVESTMENT BY NRI(s)/FII(s)
Overseas Address
City Country Pin/ZIP
Applicable to NRIs only : I / We* confirm that I am / we* are Non-Resident of Indian Nationality / Origin and I /we* hereby confirm that the funds for subscription have been remitted from abroad through
approved banking channels or from funds in my / our* Non Resident External / Ordinary Account / FCNR Account.
Please (3) Repatriation basis Non-Repatriation basis (* Please strike out whichever is not applicable.)
7. SYSTEMATIC INVESTMENT PLAN (SIP) (Refer to terms, conditions and instructions for SIP & fillup separate form for each SIP date / frequency / plan / option )
Enrolment Period Start Date D D M M Y Y Y Y End Date D D M M Y Y Y Y
Payment Mechanism (please 4) Auto Debit Facility (Direct Debit / ECS) (please attach Auto Debit Registration cum Mandate Form)
* The First/Initial investment will be through cheque/DD and second instalments onwards will be through Auto Debit (i.e.ECS/Direct Debit) on or after 1st Nov. 2008 for monthly option & after 1st Jan. 2009 for quarterly option .
SIP DATE (please 4 only one) 1st 5th 10th 15th 20th 25th No of SIP Installments Frequency (please tick any one) Monthly Quarterly
No. of cheques / installments Cheque Nos. : From __________________ To _______________________ SIP Installment amount :
Name of Bank & Branch :
8. nomination details (Refer instruction no. 19)
I/We hereby nominate the under mentioned person(s) to receive the amount to my/our credit in the event of my/our death in proportion to the percentage (%) indicated against the Name(s) of the
Nominee(s). I/We also understand that all payments and settlements made to such nominee(s) shall be a valid discharge by the AMC / Mutual Fund / Trustee.
No. Name & Address of the Nominee/s (upto 3 Nos.) Relationship with the first holder Share (%) (in multiple of 1%) Age of the Nominee
1
2
3
Date of Birth D D M M Y Y Y Y
Guardian Name Relationship
Address
City Pin Signature of Nominee / Guardian (Not mandatory)
10. LIST OF DOCUMENTS ATTACHED {Please mention below the details of documents (other than cheque and DD) attached with the form}
1. KYC Acknowledgement 3. 5. Total Nos. of attachments
2. Verified copy of PAN Proof 4. 6. To be filled in by applicant To be verified by office
Account debit certificate/foreign inward remittance certificate in case payment is made by DD from Abroad or from NRE/FCNR account
Date: D D M M Y Y Y Y
INSTRUCTIONS & CHECKLIST FOR SIP THROUGH ECS CLEARING 6. ECS facility for SIP is available for monthly option and quarterly option on 1st /5th /10th /15th /20th / 25th. Except
1. ECS (Debit) Facility for SIP is available in the cities if the opted bank is participating in local clearing list as the 1st cheque (1st SIP), ECS debits for remaining SIP dates should be of same due dates i.e. either 1st /5th /10th
mentioned above. /15th /20th / 25th. Investor can issue 1st cheque with any date prior to the date of submission of application and
choose any of the six dates as his next SIP/ECS Debit date.
2. The cities in the list may be modified/updated/changed/removed at any time in future entirely at the discretion
of JM Financial Asset Management Pvt. Ltd. without assigning any reasons or prior notice. If any city is removed, 7. The 2nd due date of SIP will be 01/11/2008 for monthly option & after 1st Jan. 2009 for quarterly option or thereafter
ECS/SIP instructions for investors in such city will be discontinued without prior notice. depending on the opted due date.
3. The Bank Account Holder(s) has/have to sign the Authorisation Request Form, in the same order as the bank account 8. Furnishing the 9 digit MICR code and a specimen / copy of cancelled cheque from ECS debit account is
is maintained with the bank. mandatory.
4. The investor/s agree/s to abide by the terms and conditions of ECS facility of Reserve Bank of India (RBI). 9. Post dated cheques for SIP investments during the NFO shall not be accepted. During the NFO ,SIP investments
can be made only through ECS facility for debits after 1st November 2008 for monthly option & after 1st
5. The minimum amount of investment by way of SIP is as under
January 2009 for quarterly option towards 2nd instalment onwards. 1st SIP installment has to be through
Amount per Installment (Rupees in whole Numbers) * Minimum Mandatory Installments* cheque / DD for optees of ECS debit facility also.
Rs. 500 to Rs. 999 per month (For Monthly Frequency) 12 or more out of which 10 installments must be effected
Rs. 1000 or more per month (For Monthly Frequency) 6 or more out of which 5 installments must be effected
Rs. 3000 or more per quarter (For Quarterly Frequency) 2 or more where atleast 2 installment must be effected
*These conditions are to be fulfilled in addition to other conditions as mentioned in the Offer Document & KIM to be
considered as a valid SIP.
ECS (Debit) Facility for SIP is available for account holders of all banks participating in local clearing at any of the following 67 centers
• Agra • Ahmedabad • Allahabad • Amritsar • Asansol • Aurangabad • Bangalore • Baroda • Bhilwara • Bhopal • Bhubaneshwar • Burdwan • Calicut • Chandigarh • Chennai • Cochin • Coimbatore • Delhi • Dehradun • Dhanbad • Durgapur • Erode • Gorakhpur •
Guwahati • Gwalior • Hubli • Hyderabad • Indore • Jabalpur • Jaipur • Jalandhar • Jammu • Jamnagar • Jamshedpur • Jodhpur • Kakinada • Kanpur • Kolhapur • Kolkata • Lucknow • Ludhiana • Mangalore • Mumbai • Mysore • Nagpur • Nasik • Nellore • Panjim
• Patna • Pune • Raipur • Rajkot • Ranchi • Salem • Shimla • Sholapur • Siliguri • Surat • Tirupati • Tirupur • Trichur • Trivendrum • Udaipur • Udupi • Varanasi • Vijayawada ( also covers Guntur, Tenali & Mangalgiri) • Vizag
Banker’s Attestation for ECS/ Direct Debit FOR OFFICE USE ONLY (Not to be filled in by Investor)
1. Please read the Offer Document & KIM containing the terms of offer. Your attention is particularly drawn to the sections on In view of the above, with effect from January 1,2008 it is mandatory for all existing and prospective investors (including
“Prevention of Money Laundering” and “Know Your Customer”. All applicants are deemed to have accepted the terms upon joint holders, guardians of minors, NRIs etc) to enclose a verified copy of PAN proof along with the application for any
filling the application form and tendering the payment. transaction in the schemes of JM Financial Mutual Fund. The verification of the PAN from the original PAN card can be done
2. The application form is for Resident and Non Resident Indian (NRI) investors and should be completed in English in BLOCK by any of the following under his/her signature, rubber stamp and date
Letters. Please (4) in the appropriate box, wherever boxes have been provided. • any ARN holder if the PAN proof is self attested by Investor
3. The Signature(s) may be in English or in any of the Indian languages specified in the Eighth Schedule of the Constitution of • Bank Manager,
India. Thumb impressions must be attested by a Magistrate or a Notary Public or a Special Executive Officer under his/her • notary,
official seal. Applications by minors should be signed by their guardians. In case of HUF, the Karta should sign on behalf of
the HUF. In case of other non-individual investors, authorized signatories should sign under their official seal and designa- • officials of JM Financial Mutual/ Investor Service Centres of Karvy Computershare Pvt. Ltd. Investors transacting
tion. through approved Web Portals are also required to get their PAN verified by their Web Portals.
4. Application form incomplete in any respect or not accompanied by the requisite documents and/or Cheque or Demand In case, the investor does not conform to the above requirement of submission of verified copy of PAN or
Draft (DD) for the amount payable are liable to be rejected and the money paid will be refunded without any interest produces original PAN proof for verification or the PAN details as per furnished verified copy of PAN proof
thereon. An application may be accepted or rejected at the sole and absolute discretion of the Trustee, without assigning does not match with the Website of Income Tax Deptt. as prescribed by SEBI, the AMC reserves the right to
any reason whatsoever. reject the application before allotment and refund the investment amount, without any interest.
5. Investors are requested to indicate their choice of Plans / Options / Sub-options. If no indication in the relevant box is 9. Documents required : In case of an application under Power of Attorney or by a Limited Company, Body Corporate,
given, the investment will be deemed to be for the Growth Option. If the mode of payment of dividend is not indicated, Registered Society, HUF, Trust or Partnership Firm, etc. the relevant Power of Attorney or the relevant resolution or author-
the choice will be deemed to be reinvestment. However, in case the dividend payable to any unitholder is below Rs. 100/-, ity to make the application as the case may be, or duly certified copy thereof, along with the Memorandum and Articles of
then the same will be automatically reinvested. Association / Bye-laws / HUF Deed / Trust Deed / Partnership Deed etc. must be lodged alongwith the application form.
6. Mode of Payment: • The Cheque/DD should be drawn in favour of the “JM Multistrategy Fund” and crossed “Account In case of investments above Rs. 50000/-, the copy of the KYC certificate must be lodged along with a application form.
Payee Only”. The Cheque/DD should be payable locally at the centre where the application is deposited. The Cheque / DD 10. For Systematic Investment Plan (SIP) : Please refer point nos. 4(i), 4 (ii) & 4 (iii) in the KIM.
should be drawn on any Bank which is situated at and is a member / sub-member of the Bankers’ Clearing House. Cheques
11. Applicants should indicate their status/category by ticking the appropriate box. Applications without a tick in the ‘Status/
/ DDs drawn on a Bank not participating in the Clearing House will not be accepted. • The application form number should
Category’ box will be considered as investment by “Others” and applicable tax if any, will be deducted / payable.
be mentioned on the reverse of the Cheque/DD that accompanies the application. • Investors residing in centres, where
the JM Financial Mutual Fund does not have any collection arrangement, are authorized to make payment by DDs/RTGS/ 12. Applicants should specify the mode of holding. In case of joint holders, the first named holder shall receive all the Account
NEFT/Transfer. The AMC will, in the normal course, not reimburse the DD charges. However the AMC reserves the right to Statements, dividend/ redemption/refund warrants and any other correspondence sent from time to time. In case of more
allot units equivalent up to the permissible DD charges by adding the same to the investment made by the investor, if so than one investor, where the mode of holding is not specified, it would be treated as joint holding.
claimed by the investor in the application form. In the event that the total investment including permissible DD charges 13. Duly completed application forms alongwith the payment instrument may be submitted on any working day at any of
is not sufficient to allot minimum number of units in the Scheme, the AMC reserves the right to refund the amount rep- the Collection Banks and at the Corporate Office of JM Financial MF/ Branches during the NFO. The addresses of Collection
resented by the investment made,without any interest. DD charges as levied by State Bank of India would be treated as Banks /JM Financial MF Investor Service Centers(ISCs) are provided in the Key Information Memorandum.
permissible DD charges. Eligibility for DD charges are as under: For individuals (For NFO and ongoing subscriptions) DD
charges would be borne by the Asset Management Company (AMC) only in respect of individual investors residing in 14. No receipt will be issued for the application money. The Collection Banks/ ISC will stamp and return the acknowledgment
locations where the AMC does not have a branch / ISC (Investor Service Center ) or other collection facilities subject to DD slip in the application form, to acknowledge receipt of the application.
being payable and deposited at any of the collection centers of JM Financial Mutual Fund. The permissible DD charges for 15. If you are an existing unitholder, please complete your details at section 2 and proceed to section 5.
individual investors are not restricted by the number of applications or the amount invested. For Non – individuals During 16. In case of investment(s) in the scheme through switch-in(s) from any other scheme(s) of the fund, the proceeds thereof
NFO In respect of non-individual investors, during the NFO, the DD charges will be borne by the AMC as follows : • Only will be credited to the scheme as per current applicable service standards for switched-out schemes.
one application is eligible for benefit of DD charges • Irrespective of the amount of investment, permissible DD charges
will not exceed the permissible DD charges as calculated for an investment of Rs. 10 lacs subject to SBI Rates. • In case 17. Applications, complete in all respects with valid document, received through post/courier within reasonable period of
of multiple applications during the NFO period, the DD charges will be paid only for one of the applications having the time from the closure of the New Fund Offer period will be accepted, if received by AMC branches only.
highest investment amount, subject to the above limit. For ongoing subscriptions • Only one application per business 18. Mobile / E-mail Communication
day per Scheme / Plan / Option is eligible for benefit of DD charges • Irrespective of the amount of investment, permissible
Unitholders can obtain financial and non-financial information about their transactions e.g. sale, purchase, dividend
DD charges will not exceed the permissible DD charges as calculated for an investment of Rs. 10 lacs subject to SBI Rates.
declarations, etc. through “SMS Alerts.” This facility is offered free of cost to all unitholders whose mobile numbers are
• In case of multiple applications in the same Scheme, on a particular transaction day, the DD charges will be paid only
registered with Fund / who register themselves for the facility by writing to the Registrar and Transfer Agent, mentioning
for one of the applications having the highest investment amount subject to the above limit.• Payments by Stockinvests/
their folio numbers and mobile numbers. Account Statements / Annual Reports, etc. can be sent to each Unit holder by
Outstation Cheques/Outstation Drafts are liable to be rejected in the normal course.
courier / post / e-mail. Unit holders who have opted to receive these documents by e-mail will be required to download
7. For NRI Investors: Repatriable Basis Payments by NRIS/ FIIs/Persons of Indian Origin (PIOS) may be made by either and print the documents after receiving email from the Mutual Fund. Should the Unit holder experience any difficulty in
inward remittances through normal banking channels or out of funds held in Non-Resident External Rupee Account (NRE)/ accessing the electronically delivered documents / sms alerts, the Unit holder shall promptly advise the Mutual Fund to
Foreign currency Non –Resident account (FCNR). In case Indian Rupee drafts are purchased abroad or from NRE/FCNR Ac- enable the Mutual Fund to make the delivery through alternate means. In case of non-receipt of any such intimation of
count, an Account debit Certificate/Foreign Inward Remittance Certificate (FIRC) from the bank issuing the draft confirm- difficulty within 24 hours from receiving the e-mail / sms alert, it will be regarded as receipt of e-mail / sms alert by the
ing the debit shall be enclosed. Unit holder. It is deemed that the Unit holder is aware of all security risks including possible third party interception of
Non-repatriable Basis: Payments by NRIs/ FIIs/Persons of Indian Origin (PIOS) may be made either by inward remit- sms alert / e-mail and contents of the sms alerts / documents becoming known to third parties. The monthly / quarterly
tances through normal banking channels or out of funds held in NRE/FCNR/ Non- Resident Ordinary Rupee Account (NRO). factsheets shall be displayed at the website of the Mutual Fund. The Unit holders can request for a copy of the Newsletter
In case Indian Rupee drafts are purchased abroad or from NRE/FCNR Account, an Account debit Certificate/FIRC from the by post / e-mail. The AMC would arrange to dispatch these documents to the Unit holder concerned.
bank issuing the draft confirming the debit shall be enclosed. 19. Direct Credit Facility
For Subscription made by NRE/FCNR/NRO Account cheque, the application form must be accompanied with photocopy of The AMC will credit the investor’s account with redemption/ dividend proceeds if the bank mandate registered for the
the cheque/FIRC from the bankers. account is in any of the following banks with which the AMC has direct credit facility: 1 - ABN Amro Bank 2 - AXIS Bank
Only HDFC Bank NFO Branches and AMC Branches will be accepting the NRI applications along with necessary documents 3 - BNP Paribas Bank 4 - Citibank 5 - Deutsche Bank 6 - Development Credit Bank 7 - HDFC Bank 8 - HSBC Ltd. 9 - ICICI Bank
as above during NFO period. 10 - IDBI Bank 11. Indusind Bank 12 – ING Vysya Bank 13 - Kotak Mahindra Bank 14 - Stanchart Bank & 15 - Yes Bank.
8. Statutory Details: • As per SEBI Circular nos. IIMARP/ MF/CIR/07/826/98 dated April 15, 1998, and IMD/CIR/No. 6/4213/ The AMC may also effect the credit through ECS (wherever possible), for those cases, where direct credit facility is not pos-
04 dated March 1, 2004, it is mandatory for applicants to mention their bank details in their applications for purchase or sible subject to the availibility of MICR code and complete bank details, as and when for direct credit ECS facility is started
redemption of units. • In accordance with Circular dated April 27, 2007 issued by the Securities and Exchange Board of by the AMC.
India (“SEBI”), Permanent Account Number (“PAN”) issued by the Income Tax authorities will be used as the sole identi- In the event of inadvertent allotment, the AMC reserves the right to revert the transaction and refund the
fication number for all investors (existing and prospective) transacting in the securities market, including mutual funds, investment amount without any interest.
irrespective of the amount of transaction.
NOMINATION
The nomination can be made only by individuals applying for / holding units on their own behalf singly or jointly. Non-individuals including Society, Trust, Body Corporate, Partnership Firm, Karta of Hindu Undivided Family, holder of Power of Attorney cannot
nominate. • A minor can be nominated and in that event, the name and address of the guardian of the minor nominee shall be provided by the unitholder. Nomination can also be in favour of the Central Government, State Government, a local authority, any
person designated by virtue of his office or a religious or charitable trust. • The Nominee shall not be a Trust, other than a Religious or Charitable Trust, Society, Body Corporate, Partnership Firm, Karta of a Hindu Undivided Family or a Power of Attorney holder.
A Non-Resident Indian can be a Nominee subject to the Exchange Control Regulations of RBI, in force, from time to time. • Nomination in respect of the units stands rescinded upon the transfer of units. • Transfer of units in favour of a Nominee shall be valid
discharge by the Asset Management Company against the legal heir. • The cancellation of nomination can be made only by those individuals who hold units on their own behalf singly or jointly and who made the original nomination. • On cancellation of the
nomination, the nomination shall stand rescinded and the Asset Management Company shall not be under any obligation to transfer the units in favour of the Nominee.
Existing and new investors can make a fresh nomination which will supersede all existing nominations in the folio by filing a fresh nomination form.
The Multiple Nomination Facility has been provided to enable Unitholders to nominate more than one person, subject to a maximum of three, in whom the Units held by the Unitholder shall vest in the event of the demise of the Unitholder. Accordingly,
multiple nominees can be made per folio.
In case of multiple nominations, it is mandatory for unitholders to indicate the percentage allocation in favour of the nominees in the nomination forms/ requests letter in whole numbers such that it totals to 100%, so that the AMC can execute its obligations
to the unitholders. If the percentage allocation is not mentioned or is left blank, the AMC shall apply the default option of equal distribution among all the nominees as designated by the deceased Unitholder. In case of 3 nominees where allocation is not
defined, the allocation by default will be 34%,33% and 33% respectively for each nominee in the sequential order.
to change the terms of this facility from time to time.
Systematic Investment Plan for corporate employees (will be available only during the post NFO period)
KEY INFORMATION MEMORANDUM The Fund shall dispatch the statement of accounts to the unit holders under SIP once every quarter ending March, June, September and December within 10 working days of
the end of the respective quarter. However, the first account statement under SIP shall be issued within 10 working days of the initial investment.
However, in case of specific request received from investors, the Fund shall provide the account statement to the investors within 5 working days from the receipt of such request
without any charges. Further, soft copy of the account statement shall be mailed to the investors under SIF to their e-mail address on a monthly basis, if so mandated.
4(ii).Systematic Transfer Plan (“STP”) / Systematic Withdrawal Plan (“SWP”) will be available only during the post NFO period.
4(iii). SIP payment through standing instruction to HDFC Bank Limited will be available only during the post NFO period.
An open ended equity oriented fund 5. APPLICABLE NAV FOR PURCHASES & SWITCH-INS/REDEMPTIONS AND SWITCH-OUTS (AFTER THE SCHEME OPENS FOR CONTINUOUS SALE AND REPURCHASE)
An offer for units @ Rs. 10/- each during the New Fund Offer period and at NAV based prices thereafter. For Purchases and Switch-Ins
In respect of valid applications received upto 3 p.m. by the Mutual Fund alongwith a local cheque or a demand draft payable at par at the place where the application is
NEW FUND OFFER COMMENCES ON : 31/07/2008 received, the closing NAV of the business day on which application is received shall be applicable. In respect of valid applications received after 3 p.m. by the Mutual Fund
NEW FUND OFFER CLOSES ON : 29/08/2008 alongwith a local cheque or a demand draft payable at par at the place where the application is received, the closing NAV of the next business day shall be applicable. However,
in respect of valid applications with outstation cheques/ demand drafts not payable at par at the place where the application is received, closing NAV of the business day on
SCHEME RE-OPENS FOR CONTINUOUS which cheque/demand draft is credited shall be applicable.
SALE & REPURCHASE ON OR BEFORE : 28/09/2008 For Redemptions and Switch-outs
Redemption request can be submitted to the official point of acceptance on any business day till 3.00 pm. In respect of valid applications received upto 3 p.m. by the Mutual
SPONSOR : JM Financial Limited Fund, same day’s closing NAV shall be applicable. In respect of valid applications received after 3 p.m. by the Mutual Fund, the closing NAV of the next business day shall be
TRUSTEE : JM Financial Trustee Company Private Limited applicable.
REGISTRAR : Karvy Computershare Private Limited The Fund will endeavour to dispatch the redemption cheque/draft within 10 Business Days from the date on which the redemption transaction is effected.
INVESTMENT MANAGER : JM Financial Asset Management Private Limited It is clarified that the cut off timings will also be applicable to investments made through “sweep” mode.
Corporate Office: 5th floor, A-Wing, Laxmi Towers, Bandra-Kurla Complex, 6. MINIMUM AMOUNT OF SUBSCRIPTION / REDEMPTION
Mumbai - 400 051. Tel. No. : 022-3987 7777 Fax Nos. : 022-2652 8377 / 78 Minimum amount of Rs. 5,000/- per Plan / Option and in multiples of any amount thereafter during the New Fund Offer period, and in case of first time investments. For
Website: www.JMFinancialmf.com Email: mktg@jmfinancial.in ongoing investments in an existing folio the investment would be Rs. 1,000/- and in multiples of any amount thereafter. However, there is no upper limit for investment.
This Key Information Memorandum (KIM) sets forth the information, which a prospective investor ought to know before investing. For further details of the scheme/Mutual Fund, The minimum investment is applicable at the respective Plans/Sub-plans/Options/ Sub-options level i.e. Growth, Dividend and will be considered after taking into account
due diligence certificate by the AMC, Key Personnel, investors’ rights & services, risk factors, penalties & pending litigations, associate transactions etc. investors should, before permissible DD charges. Minimum redemption from existing Unit Accounts would be Rs. 500 or 50 units Any redemption in excess thereof may be in multiples of Re.1/- subject
investment, refer to the Offer Document available free of cost at any of the Investor Service Centres or distributors or from the website www.JMFinancialmf.com to keeping minimum balance of Rs. 5000 or 500 units, whichever is less. In the event of remaining balance (for investment other than through SIP/STP/SWP falling below
the minimum balance of 500 units or Rs.5000 (Which ever is less) while processing redemption/switch requests, the entire outstanding units will be redeemed. In case of
The Scheme particulars have been prepared in accordance with Securities and Exchange Board of India (Mutual Funds) Regulations 1996, as amended till date, and filed with difference in the amount and units mentioned in any request for Redemption/ Switch, the lower of the two on rupee equivalent basis on the Transaction/ applicable NAV date
Securities and Exchange Board of India (SEBI). The units being offered for public subscription have not been approved or disapproved by SEBI, nor has SEBI certified the accuracy will be considered by the AMC. In the event of investor not having filled in the Amount/ Units in the Transaction Slip, the AMC will redeem/ switch out all the outstanding
or adequacy of this KIM. units in case the Scheme, Plan, Option are clearly mentioned.
The date of this Key Information Memorandum is 30/07/2008. 7. DESPATCH OF REPURCHASE (REDEMPTION) REQUEST
All redemption payments would be in favour of the Unitholder’s registered name with bank mandate wherever applicable. The Fund will endeavour to dispatch the redemption
NAME OF THE SCHEME: JM MULTI STRATEGY FUND cheque/draft within 10 Business Days from the date of receipt of valid form for redemption. In case the bank mandate given by the unitholder corresponds with banks with
1. INVESTMENT OBJECTIVE which the Fund / AMC has tie-up facilities / arrangements, the redemption amount will be automatically credited to the unitholder’s bank account unless the unitholder has
The investment objective of the Scheme is to provide capital appreciation by investing in equity and equity related securities using a combination of strategies given some other specific payment instructions. The Redemption Price will be published in a daily newspaper either through an advertisement or by way of a press release
2. ASSET ALLOCATION PATTERN on a daily basis. It will be available, however, at the office of the AMC on all business days.
Under normal circumstances the investment pattern of the Scheme would be as follows : 8. BENCHMARK INDEX
The performance of JM Multi Strategy Fund will be benchmarked against BSE 500
Security Maximum Exposure Risk Profile 9. DISTRIBUTION OF INCOME
Equity & equity related instruments 65% - 100% Medium to High Declaration of dividends will be subject to availability of distributable profits, as computed in accordance with SEBI Regulations, 1996. All distribution of earnings will be out of
distributable surplus and at the discretion of the trustee. Such distribution may be by way of bonus units or by way of dividend. Dividends, if declared, will be paid (subject to
Money market instruments / debt securities (including securitised debt* to the extent of 20%) 0% – 35% Low to Medium deduction of tax at source, if any) to those unit holders whose names appear in the register of unit holders on the notified record date. However, in case the dividend payable
*excluding foreign securitized debt. to any unitholder is below is Rs. 100/- then the same will be automatically re-invested. The AMC shall dispatch the dividend warrants and/or fresh Account Statement with
The AMC intends to invest in derivative instruments in accordance with the SEBI Regulations, as and when opportunities arise in the derivatives markets. The investment in the bonus units to the unitholders within 30 days or such stipulated period of the declaration of dividend/bonus units. In case of Dividend Reinvestment/Sweep Option, the
derivatives will be broadly in line with the investment objective of the Scheme. The above limits shall be in line with the investment objective of the Scheme. AMC shall credit the appropriate number of units to unitholders account at the applicable NAV on the same date when the NAV is ex-dividend.
The Trustee may, from time to ti me, pending deployment of funds of the Scheme in securities in terms of the investment objective of the Scheme, invest the funds of the On payment of dividends, the NAV will stand reduced by the amount of dividend and dividend tax (if applicable) paid.
Scheme in short-term deposits of scheduled commercial banks subject to compliance with SEBI Circular SEBI/IMD/CIR No.1/ 91171 /07 dated April 16,2007. 10. NAME OF THE FUND MANAGER
Changes in Asset Allocation Pattern The fund manager for the Scheme is Mr. Sandip Sabharwal.
Subject to the SEBI Regulations, the asset allocation pattern and maturity profile indicated above may change from time to time, keeping in view market conditions, market 11. NAME OF THE TRUSTEE COMPANY
opportunities, applicable regulations and political and economic factors. It must be clearly understood that the percentages stated above are only indicative and not absolute. The JM Financial Trustee Company Private Limited
changes in the investment pattern will be in conformity with the investment objectives and basic nature of the scheme and asset allocation can be altered only for a short term 12. PERFORMANCE OF THE SCHEME
period on defensive considerations. Provided further and subject to the above, any change in the asset allocation pattern affecting the investment profile of the Scheme shall As JM Multi Strategy Fund is a new scheme, this scheme does not have any performance track record.
be effected only in accordance with the provisions of sub-regulation 15A of Regulation 18 of the SEBI (MF) Regulations as detailed later in this offer document. 13. EXPENSES OF THE SCHEME
3. RISK PROFILE OF THE SCHEME i) NEW FUND OFFER EXPENSES
Mutual fund investments are subject to market risks. Please read the offer document carefully for details on risk factors before investment The AMC shall endeavour to meet the New Fund Offer expenses comprising of sales, marketing and such other expenses connected to the sales and distribution of the Scheme from
4. INVESTMENT PLANS / OPTIONS the entry load. In case of any shortfall, the expenses shall be borne by the AMC / Trustee.
The Scheme offers investors two investment Options (a) Growth Option (b) Dividend Option. ii) Load Structure
The options under the Scheme will have a common portfolio. The load structure for the Scheme during and post NFO is given as follows:
Dividend Option shall offer investors the facilities of: (a) Dividend Payout and (b) Dividend Reinvestment. Under dividend reinvestment, dividends declared will be reinvested Particulars Entry Load Exit Load
into the Plan / Scheme. In case of investments < 2 crores 2.25% 1% if redeemed within 1 year of allotment / transfer of units
Investors are requested to indicate their preference while investing in the Scheme. In case an investor fails to specify his preference, he shall be deemed to have opted to
select the Growth Option. In case of Dividend Option, the investor shall have the choice of dividend payout and dividend reinvestment options. Under dividend reinvestment, In case of investments > = Rs. 2 crores Nil 0.5% if redeemed within 3 months of allotment/transfer of units
dividends declared will be reinvested into the Plan / Scheme. If an investor fails to specify his choice under Dividend Option, he shall be deemed to have opted for dividend In case of investments made through Systematic Investment Plan Nil 2.25% if redeemed within 2 years of allotment / transfer of units of respective
reinvestment. However, in case the dividend payable to any unit holder is below Rs. 100/- than the same may be automatically reinvested. instalments.
Systematic Investment Plan (“SIP”) / Systematic Withdrawal Plan (“SWP”) / Systematic Transfer Plan (“STP”) will be available in the Scheme as under.
4(i). Systematic Investment Plan (“SIP”) No entry load in case of direct applications: SEBI vide its circular SEBI/IMD/Circ. No. 10/112153/07 dated December 31, 2007 has mandated that no entry load shall be charged
for direct applications received by the AMC.In accordance with the above, no entry load will be charged for:
Under this facility, by investing a fixed amount at regular interval, Unitholders can take advantage of the benefits of Rupee Cost Averaging, at the same time investing a fixed • direct applications received by the AMC (i.e applications not routed through any distributor/agent/broker)
amount each month.
SIP can be done through • applications received through internet on the AMC’s website
1. ECS Debit facility in those locations where ECS facility is available and for which the AMC has made arrangements. • submitted to the AMC or its ISCs or its Collection Centers
2. Direct Debit facility with certain banks and for which the AMC has made arrangements. The provision for no entry load is applicable for additional purchases (including SIPs) made by the investor directly under the same folio and switch-in (including STPs) to a
Alternatively, the investor may submit post-dated cheques drawn on any city in India subject to the first cheque/DD being payable at the location of Point of Acceptance scheme from other schemes if such transaction is done by the investor without routing through any Distributor/Agent/Broker i.e Direct Application.
where the SIP request is being submitted. Additional purchases (including SIPs) without broker code will be treated as direct. Any request for any modifications in the in the existing transaction/through fresh transaction
To avail of the facility of Auto Debit (ECS or Direct Debit) for SIP from the second SIP installment onwards, the applicant is required to give standing instructions to his slip should be duly signed by the investor(s) failing which no cognizance will be taken of such modification
bankers in the prescribed form to debit his bank accounts at periodic Intervals and credit the installment amount to the Bank Account of JM Financial Mutual Fund directly NO LOAD ON BONUS UNITS AND UNITS ALLOTTED ON REINVESTMENT OF DIVIDEND
or through any of the service providers appointed by the AMC. The Bank Account Holder/s has/have to sign the Authorization Request Form meant for Bank in case of Auto In accordance with SEBI Circular SEBI/IMD/CIR No. 14/120784/08 dated March 18, 2008, the AMC shall not charge entry as well as exit load on Bonus units and on units allotted
SIP in the same order as they maintain their bank account. The Investor is advised to contact the nearest ISC for current list of Banks accepting Direct Debit mandates or for on reinvestment of Dividend.
the list of cities where ECS facility is available. The list of cities/banks for Auto Debit (through ECS/Direct Debit) may be modified/updated/changed/removed at any time in
future, entirely at the discretion of JM Financial Mutual Fund without assigning any reason or prior notice to investors. In case of removal of any city/bank from the current iii) Annual Scheme Recurring Expenses
list, the Auto SIP instructions for investors in such locations/banks will stand automatically discontinued without any prior notice. JM Financial Asset Management Pvt Ltd., The details of recurring expenses of the Scheme, on an annual basis are as under:
its Registrars and other service providers will not be responsible, if the transaction is delayed or not effected or the investor’s bank account is debited in advance or after the JM MULTI STRATEGY FUND Particulars (as a % of Applicable NAV)
specific SIP date due to various cycles of ECS/Clearing due to any reason.
Investment can be made by the investor under SIP in any of the Plans / Options. Investment Management & Advisory Fees 1.25 %
The Clause on “Minimum Amount of subscription” as specified in the Offer Document will not be applicable for investments made through the first installment of Systematic Trustee fees 0.05 %
Investment /Transfer Plan subject to the fulfillment of minimum investment criteria and minimum installment criteria during the opted period through SIP/STP For example, Marketing and selling expenses, custodian expenses, Registrar and Transfer Agent fees, audit fees and other 1.20 %
the minimum investment amount for 1st investment in JM Multi Strategy Fund is Rs.5,000/-. However, in case of SIP, an investor can invest with minimum installment amount
of Rs.1,000/- or Rs.500/- per month so as to meet the Minimum Investment Amount over the opted period i.e. 6/12 months respectively. The details of the facility are as expenses permitted under Regulation 52(4)(b)
follows TOTAL 2.50%
The above estimates are made based on the minimum subscription (target) amount of Rs. 1 crore. The purpose of the above table is to assist the investor in understanding
Minimum The AMC offers monthly SIP option and quarterly SIP options the various costs and expenses that an investor in the Scheme will bear directly or indirectly. While this estimate has been made in good faith on the basis of information
investment 1. The minimum mandatory installments and the amount per installments are as under: available with the Fund, there can be no assurance that actual expense, under any particular head will not be more or less than such estimate. The AMC reserves the rights
details to revise the fees payable to the service providers from time to time. The total expenses, however, will be maintained within the limits mentioned under Regulation 52 (6) of
Amount per Installment (Rupees in whole Numbers) * Minimum Mandatory Installments* SEBI Regulations.
Rs. 500 to Rs. 999 per month (For Monthly Frequency) 12 or more out of which 10 installments must be effected As per the Regulations, the maximum recurring expenses including investment management and advisory fee that can be charged to the Scheme shall be subject to a
Rs. 1000 or more per month (For Monthly Frequency) 6 or more out of which 5 installments must be effected percentage limit of weekly net assets as in the table below:
Rs. 3000 or more per quarter (For Quarterly Frequency) 2 or more where atleast 2 installment must be effected First Rs. 100 crores Next Rs. 300 crores Next Rs. 300 crores For the balance assets
*These conditions are to be fulfilled in addition to other conditions. 2.50% 2.25% 2.00% 1.75%
2. No two consecutive SIP installments should fail. Subject to the overall ongoing fees and expenses which would be charged to the Scheme not exceeding the limit laid down under Regulation 52(6) [as reproduced above], the AMC
3. The minimum subscription amount as per the Offer Document of the respective scheme/ Plan/Sub-Plan/ Option/ Sub-Option e.g Rs. 5,000/- may at its discretion charge to the Scheme the Government levies in the form of any charges or applicable taxes including applicable surcharge either presently payable or which
should be received by the AMC during the opted period, through the minimum no. of mandatory installments mentioned in the table may be imposed in future. Currently, the Government has imposed Service Tax of 12% on the Management and Trustee Fees and education cess of 2% on Service Tax which would
be charged to the Scheme subject to the overall expenses charged to the Scheme do not exceed the limits laid down under Regulation 52(6).
above. Further, as and when permitted by SEBI, the AMC may charge a higher fee for that part of the assets which are invested overseas. However, revision in fee charged shall be
4. A separate form is required for each SIP date / frequency/ Scheme/ Plan/ Sub-Plan/ Option/ Sub-Option. Application forms with multiple within the SEBI Regulations at all times.
choices will be summarily rejected. 14. TAX TREATMENT FOR INVESTORS
14.1 TAX BENEFITS
In the event of non-fulfillment of the first 2 criteria cited above, the AMC reserves the right to revert all the previous allotments and reallot the units The following tax benefits are available to investors and the Fund under the present taxation laws. The information set forth below is based on the advice of the Fund’s tax
afresh with loads as applicable on the respective due dates by treating them as the normal investments and/or recover the amount of load waived advisor and is included for general information purposes only. The information set forth below reflects the law and practice as of date of this Offer Document. Investors/ Unit
for all allotments directly from the investor or by debit to his folio/s maintained with JM Financial Mutual Fund subject to meeting the minimum holders should be aware that the relevant fiscal rules or their interpretation may change. There is a possibility that the tax position prevailing at the time of an investment
in the Scheme can change thereafter. Mutual Fund will pay / deduct taxes as per tax law applicable on relevant date. The investor will have not have any recourse in case of
subscription amount criteria (after taking care of permissible DD charges). In the event of nonfulfillment of minimum subscription amount criteria additional tax liability imposed due to changes in the tax structure in the future.
of the opted scheme/plan/option, the AMC shall refund the amount without any interest. It may be noted that investors/ unitholders are responsible to pay their own taxes. Investors/ unitholders should consult their own tax adviser with respect to the tax
consequences applicable to them for participation in the scheme.
In the event of not meeting any one or more of the above mentioned criteria, the SIP will stand terminated and the investor will be required to 14.1.1 TAX BENEFITS TO THE MUTUAL FUND
make a fresh SIP applicaton if he is desirous of availing this facility in future also. The fresh application will be subject to the current terms and JM Financial Mutual Fund is a Mutual Fund registered with the Securities and Exchange Board of India and hence the entire income of the Fund will be exempt from income-
conditions of the respective scheme/plan/option. tax in accordance with the provisions of Section 10(23D) of the Income-tax Act, 1961 (the Act). The Fund is entitled to receive all income without any deduction of tax at
source under the provisions of Section 196(iv), of the Act.
Due dates The investor may opt to start SIP from any of the following dates : 1st , 5th , 10th , 15th , 20th or 25th of each month. A separate form is required An equity oriented Fund is not required to pay any Income Distribution Tax u/s 115R of the Act.
for each SIP dates. Choice of multiple dates through single Form is not permitted. In case, an investor wishes to opt for multiple SIP dates in the 14.1.2 TAX BENEFITS TO THE UNITHOLDERS
INCOME TAX
same month, he may do so by submitting separate Scheme Application-cum-SIP Forms for each SIP due date with separate set of post dated As per Section 10(35) of the Act, any income other than capital gain received in respect of units of a mutual fund specified under Section 10(23D) will be exempt from
cheques or Auto Debit forms and A/c. Opening Cheque(s)/Demand Draft(s). Any single application if received with multiple SIP dates will be income-tax in the hands of the unitholders.
summarily rejected and the amount of initial investment refunded if the same is less than the minimum investment limit fixed for particular CAPITAL GAINS TAX
LONG TERM CAPITAL GAINS ON TRANSFER OF UNITS
Scheme/Plan/Option. The first investment under SIP has to be made through physical cheque/DD payable locally at the place of submission of the Under Section 10(38) of the Act, long term capital gains arising on sale of units of equity oriented funds are exempt from income tax in the hands of Unit holders, provided
application. The first cheque/DD has to be of any valid date and not a post dated one on the date of submission. Similarly, in case of SIP through STT is charged on such sale by the Mutual Fund.
SHORT TERM CAPITAL GAINS ON TRANSFER OF UNITS
Auto Debit (Direct Debit/ECS), the investor should choose any of the above mentioned six SIP dates. In the event of non-receipt of funds for the first Section 111A of the Act provides that short-term capital gains arising on sale of units of equity oriented funds are chargeable to income tax at a concessional rate of 15%
investment/Ist SIP installment itself, the SIP will automatically be treated as discontinued ab–initio. Minimum of 30 days time is required for 2nd plus applicable surcharge, education cess and secondary and higher education cess as applicable, provided STT is charged on such sale by the Mutual Fund. Further, Section
installment of SIP through Auto Debit (ECS/Direct Debit) to take place after the Ist SIP/Initial Investment for each SIP date (if opted for multiple 48 provides that no deduction shall be allowed in respect of STT paid for the purpose of computing Capital Gains.
CAPITAL LOSSES
dates). The second SIP installment should not fall in the same calendar month In case, any particular future SIP due date falls on a non-business day Losses under the head “Capital Gains” cannot be set off against income under any other head. Further within the head “Capital Gains”, long term capital losses cannot be
or falls during a book closure period, the immediate next business day will be considered for the purpose of NAV application. adjusted against short term capital gains. However, short term capital losses can be adjusted against long term capital gains. Under Section 10(38) of the I.T. Act, long-term
Amount All SIP Installments including the first one are required to be of same amount. For starting an SIP at the time of initial investment itself, the nvestor capital gains arising on sale of units of an equity oriented fund are exempt from Income Tax provided certain conditions are fulfilled. Hence, losses arising from such type of
transaction of sale of units of Equity Oriented Fund would not be eligible for set-off against taxable capital gains. Unabsorbed short-term capital loss can be carried forward
has to ensure that initial investment and remaining future SIP installments are of same amount. and set off against the income under the head Capital Gains in subsequent eight assessment years. According to Section 94(7) of the I.T. Act, if any person buys or acquires
In the event of any of the installment amount being different, the AMC will treat all SIP installments as normal investments and these will be units within a period of three months prior to the record date fixed for declaration of dividend or distribution of income and sells or transfers the same within a period of
nine months from such record date, then losses arising from such sale to the extent of income received or receivable on such units, which are exempt under the Income Tax
subject to normal entry/exit load as applicable on the respective dates of investments. In order to treat such installments as normal investments, Act, will be ignored for the purpose of computing his income chargeable to tax. Further, Sub-section (8) of Section 94 provides that, where bonus Units have been issued to
the AMC reserves the right to revert and reprocess all previous SIP installments besides discontinuation of SIP for future intallments or alternatively any person, on the basis of existing units held by such person then the loss on sale of original units shall be ignored for the purpose of computing income chargeable to tax,
the AMC may recover the waived entry load directly from investor or by redeeming the equivalent units from the respective folio. In addition, the if the original units were acquired within three months prior to the record date fixed for receipt of bonus units and sold within nine months from such record date. However,
the loss so ignored shall be considered as cost of acquisition of such bonus units held on the date of sale by such person.
AMC will also charge exit load (as per applicable rates on the dates of respective SIP installments). In the event of non-fulfillment of minimum TAX DEDUCTION AT SOURCE
subscription criteria of the opted scheme, the AMC shall revert and refund the entire amount without any interest. FOR INCOME IN RESPECT OF UNITS:
As per the Proviso to Section 196A(1) of the Act, no tax shall be deducted at source from any income credited or paid to non-resident unitholders in respect of units of a
Cheques drawn The cheques / debit instructions should be in favour of “JM Multi Strategy Fund” mutual fund specified under Section 10(23D) of the Act. Similarly as per the provisions of Section 194K of the Act, no tax should be withheld or deducted at source where
in favour of any income is credited or paid by a mutual fund to a resident unitholders.
Applicable NAV During NFO the units under SIP will be allotted on the allotment date of the NFO and there after at the NAV of the opted dates. FOR CAPITAL GAIN
a) In respect of Resident Unit holders :
Entry / Exit Load Please refer clause 13 for applicable load structure. No tax is required to be deducted at source on capital gains arising to any resident Unit holder (under section 194K) vide circular no. 715 dated August 8, 1995 issued by the
Cut off time 3.00 p.m. Central Board for Direct Taxes (CBDT).
(b) In respect of Non- Resident Unit holders:
Termination For discontinuation of SIP through ECS / Direct debit, the unitholder is required to intimate the AMC / Registrar at least 15 Calendar Days prior to As per the provisions of Section 195 of the Act, tax is required to be deducted at source from the redemption proceeds paid to investors; this withholding is in addition to the
of SIP the next installment for the respective due date. However, the AMC/Registrar will try to discontinue the SIP for remaining period on best efforts securities transaction tax payable, if any, by the investor. Under Section 195 of the I.T. Act, tax shall be deducted at source in respect of capital gains as under:
• In case of non-resident unitholders - Short term capital gains 15% plus surcharge and cess
basis due to the time and process involved . Long term capital gains Nil
On such request, SIP will be terminated and the balance post dated cheques will be returned to the investor or the debit instructions given by the • In case of foreign company - Short term capital gains 15% plus surcharge and cess
investor under ECS/Direct Debit will be treated as cancelled. Long term capital gains Nil
No tax would be deductible at source from the capital gains (whether long-term or short-term) arising to an FII on repurchase/redemption of units in view of the provisions
In the event of an investor wishes to close the SIP account without holding / accumulating / reaching the minimum limit prescribed in the scheme, the AMC reserves the of Section 196D (2) of the Act.
right to redeem all units. As per circular no. 728 dated October 1995 by CBDT, in the case of a remittance to a country with which a Double Taxation Avoidance Agreement (DTAA) is in force, the tax
The Investment cum SIP Enrolment Form complete in all respects may be submitted at any of the ISCs of JM Financial Mutual Fund. In case of SIP through Auto Debit (i.e. should be deducted at the rate provided in the Finance Act of the relevant year or at the rate provided in DTAA whichever is more beneficial to the assessee.
through Direct Debit in selected banks or through ECS in selected cities), an additional form known as the SIP Auto Debit Registration cum Mandate Form (through Direct SECURITIES TRANSACTION TAX
Debit/ECS) is also required to be submitted at the time of opting for SIP. Securities Transaction Tax (“STT”) is applicable on transactions of purchase or sale of units of an equity oriented fund entered into on a recognized stock exchange or on sale
The 1st SIP cheque will be considered as Account Opening cheque for existing and new investors. The existing investor may fill-in the existing folio number, Scheme/Plan/ of units of an equity oriented fund to the Fund. The STT rates as applicable are given in the following table:
Option Name and proceed to fill-up the respective SIP columns of the Common Application Form, if there is no other change required by him in his folio. Taxable Securities Transaction Rates Payable by
To subscribe to SIP, an Investors has to submit the following documents: Purchase of a unit of an equity oriented fund, where - The transaction of such purchase is entered into in a recognised stock exchange; 0.125% Purchaser
i. Scheme Application cum SIP Registration Form and The contract for the purchase of such unit is settled by the actual delivery or transfer of such unit.
ii. Locally Payable Cheque/DD for Initial Investment cum 1st SIP Installment Amount subject to the minimum amount of Rs. 500/- for 12 months SIP or Rs. 1000/- for 6 Sale of a unit of an equity oriented fund, where - The transaction of such sale is entered into in a recognised stock exchange; and The 0.125% Seller
months SIP or Rs. 3000/- for the quarterly SIP. contract for the sale of such unit is settled by the actual delivery or transfer of such unit.
iii. Auto Debit (through Direct Debit/ECS) Registration cum Mandate Form
iv. A photo copy of the cheque/cancelled cheque from the same account where future installments are to be debited if opted for SIP through Auto Debit . Sale of a unit of an equity oriented fund, where - The transaction of such sale is entered into in a recognised stock exchange; and The 0.025% Seller
contract for the sale of such unit is settled otherwise than by the actual delivery or transfer of such unit.
The cheque/s should be drawn in favour of the scheme/plan chosen (e.g. “JM Multi Strategy Fund”) and crossed “A/C Payee Only” and payable locally and drawn on any bank,
which is situated at and is a member of the Bankers Clearing House located at the place where the SIP application is submitted. In case of outstation cheques, if accepted by Sale of unit of an equity oriented fund to the Mutual Fund itself. 0.25% Seller
the AMC, the AMC shall credit the unit holder’s account with the number of units at the applicable sale price on the day when clear funds are received by the Mutual Fund. The Fund is responsible for collecting the STT from every person who sells the Unit to it at the rate of 0.25%. The STT collected by the Fund during any month will have to be
However, in all cases, the first cheque/DD should be payable locally. Returned / Dishonoured cheques will not be presented again for collection. The AMC reserves the right
deposited with the Central Government by the seventh day of the month immediately following the said month. Investors must attach their KYC Acknowledgement along with the Investment Application Form(s) / Transaction Slip(s) while investing for the first time in a mutual fund after
INVESTMENTS BY CHARITABLE AND RELIGIOUS TRUSTS 1st FEBRUARY, 2008 if the investment is for Rs. 50,000/- or more, for fresh investments or additional purchases in an existing folio. Applications Forms / Transaction Slips not
Units of a Fund Scheme referred to in section 10(23D) of the Act constitute an eligible avenue for investment by charitable or religious trusts per rule 17C of the Income Tax Rules, accompanied by KYC Acknowledgement are liable to be rejected by the Mutual Fund and no transactions, other than redemption, will be permitted.
1962, read with clause (xii) of sub-section (5) of Section 11 of the Income Tax Act, 1961. Investors who have already obtained the Mutual Fund Identification Number (“MIN”)
WEALTH TAX: Investors who have earlier obtained the MIN from CVL by submitting the PAN copy, can invest in the schemes of the Mutual Fund by enclosing the MIN Acknowledgement along
Units held under the Schemes of the Fund are not treated as assets as defined under Section 2(ea) of the Wealth Tax Act, 1957 and therefore would not be liable to wealth tax. with the Investment Application Form(s) / Transaction Slip(s) while investing for the first time in a Mutual Fund, as the PAN number will be verified by CVL based on MIN.
GIFT TAX If the MIN was obtained without submitting the PAN but with other proof of identity documents, the investor needs to carry the PAN card in original and a copy, for submission
The Gift-tax Act, 1958, has ceased to apply to gifts made on or after 1 October 1998. Gifts of Units, purchased under the Schemes, would therefore, be exempt from gift-tax. at the PoS and obtain the KYC Acknowledgement.
15. PREVENTION OF MONEY LAUNDERING & KNOW YOUR CUSTOMER
In terms of the Prevention of Money Laundering Act, 2002, the Rules issued there under and the guidelines / circulars issued by SEBI regarding the Anti Money Laundering (“AML Further, SEBI has issued circular dated 20th March, 2002, advising all intermediaries to take necessary steps to ensure compliance with the requirement of Section 12 of the Act
Laws”), all intermediaries, including Mutual Funds, have to formulate and implement a client identification programme, verification of identity and address, financial status, inter-alia maintenance and preservation of records and reporting of information relating to cash and suspicious transactions to Financial Intelligence Unit-India (“FIU-IND”), New
occupation and such other personal information. Delhi. The AMC may seek information or obtain and retain documentation used to establish identity. It may re-verify identity and obtain any missing or additional information
for this purpose. The AMC, under powers delegated by the Trustee, shall have absolute discretion to seek information from investors, record investor’s telephonic calls, reject any
KNOW YOUR CUSTOMER – MANDATORY W.E.F 1st FEBRUARY, 2008 application, prevent further transactions by a Unit Holder, report suspicious transactions to FIU-IND and / or to freeze the folios, if after due diligence, the investor / Unit Holder
With effect from 1st February, 2008, all investors (Individuals or Non Individuals) who wish to make an investment of Rs. 50,000 or above in a mutual fund scheme will be required / a person making the payment on behalf of the investor does not fulfill the requirements of the “Know Your Customer” or the AMC believes that the transaction is suspicious in
to complete the KYC process. This would also apply to new Systematic Investment Plan (SIP) registrations on or after February 1, 2008, if each SIP installment is of value greater nature as regards money laundering. In this regard the AMC reserves the right to reject any application and effect a mandatory redemption of units allotted within such time
than or equal to Rs. 50,000. KYC Compliance mandatory for all investors (including NRIs) investing Rs. 50,000 or more in a Mutual Fund Joint Holders: Joint holders (including as may be reasonable or in compliance with any rules, regulations, guidelines, circular, etc. issued by any regulatory authority in this regard from time to time. If the payment
first, second and third if any, are required) to be individually KYC compliant before they can invest with any Mutual Fund. e.g. in case of three joint holders, all holders need to be for purchase of units are made by a third party (e.g. a Power of Attorney Holder, a Financing Agency, a relative, etc.), the Unit Holder may be required to give such details of
KYC compliant and copies of each holder’s KYC Acknowledgement must be attached to the investment application form with any Mutual Fund. Minors: In case of investments such transaction so as to satisfy the AMC of the source and / or consideration underlying the transaction. The KYC documentation shall also be mandatorily complied with by
in respect of a Minor, the Guardian should be KYC compliant and attach his KYC Acknowledgement while investing in the name of the minor. The Minor, upon attaining majority, the holders entering the Register of Members by virtue of operation of law e.g. transmission, etc.
should immediately apply for KYC compliance in his/her own capacity and intimate the concerned Mutual Fund(s) with all the folio details, in order to be able to transact further Applicants / Unit holders may contact our Investor Service Centers / their distributors, if any, for any additional information / clarifications. Also, please visit our website www.
in his/her own capacity. Power of Attorney (PoA) Holder: Investors desirous of investing through a PoA must note that the KYC compliance requirements are mandatory for JMFinancialmf.com for any other related information.
both the PoA issuer (i.e. Investor) and the Attorney (i.e. the holder of PoA), both of whom should be KYC compliant in their independent capacity and attach their respective KYC The Schemes will adhere to such guidelines / procedures as have been or may be issued by AMFI / SEBI / or any other regulatory authority in this regard from time to time.
Acknowledgements while investing. For transmission (In case of death of the unit holder): If the deceased is the sole applicant, the claimant should submit his/her KYC
Acknowledgement along with the request and other relevant documents to effect the transmission in his/her favour. Applicants / Unit holders may contact our Investor Service Centers / distributors, if any, for any additional information / clarifications. Also, please visit our website www.
KYC Process:The Association of Mutual Funds of India (AMFI) has facilitated a centralized platform through CDSL Ventures Limited (“CDSL”), a wholly owned subsidiary of Central JMFinancialmf.com for any other related information.
Depository Services (India) Limited, to carry out the KYC procedure, free of cost, on behalf of all Mutual Funds. CVL through its Points of Service (POS) will accept KYC Application The Scheme will adhere to such guidelines / procedures as have been or may be issued by AMFI
Forms, verify documents and provide the KYC Acknowledgement (across the counter on a best effort basis). The list of PoS as well as the KYC Application Form will be displayed on / SEBI / or any other regulatory authority in this regard from time to time.
our website as well as that of CDSL and AMFI. An investor can complete the KYC Application Form and submit the same along with the necessary documents (including originals 16. DAILY NET ASSET VALUE (NAV) PUBLICATION
if the copies are not attested) to a POS and the KYC Acknowledgement can be obtained from the POS.
For obtaining the KYC Acknowledgement: The NAVs will be declared on all Business Days and will be published in 2 newspapers. NAVs can also be viewed on www.JMFinancialmf.com and www.amfiindia.com. Investors
may also contact any of the Investor Service Centres of JM Financial Mutual Fund.
• Individual investors will have to produce his Proof of identity (Photo PAN card copy or PAN card copy and copy of the passport, driving license etc. ) and Proof of Address (list of
documents as set out in the KYC Application Form for Individuals). 17. FOR INVESTOR GRIEVANCES PLEASE CONTACT
• Non –Individual Investors will have to produce certain documents pertaining to its constitution/registration to fulfill the KYC process (list of documents as set out in the KYC HEAD - CLIENT SERVICES: Mr. Harish Kukreja
Application Form for Non-Individuals). JM FINANCIAL ASSET MANAGEMENT PRIVATE LTD: 5th Floor, A-Wing, Laxmi Towers, Bandra-Kurla Complex, Mumbai - 400 051.
• NRIs/PIOs, in addition to the certified true copy of the passport, will also be required to furnish certified true copy of the overseas address and permanent address. If any of Tel. No.: (022) 39877777 Fax Nos.: (022) 26528377-78; Email: investor@jmfinancial.in
the documents (including attestations/ certifications) towards proof of identity or address is in a foreign language, they have to be translated to English for submission. The REGISTRAR: KARVY COMPUTERSHARE PRIVATE LTD
documents can be attested, by the Consulate office or overseas branches of scheduled commercial banks registered in India. A PIO, in addition, will also be required to submit
a certified true copy of the PIO Card. Karvy Plaza, H. No. 8-2-596, Avenue 4 Street No. 1, Banjara Hills, Hyderabad - 500 034 . Tel. No.: 040 - 2331 2454 / 2332 0251 / 751 • Fax No.: 040 - 2331 1968.
Once the KYC process is duly completed in all regards, the investor needs to produce a copy of the acknowledgement when investing for the first time with a Mutual Fund if the investment E-mail: services_jmf@karvy.com
is for Rs. 50,000/- or more, for fresh investments or additional purchases in an existing folio. 18. UNIT HOLDER’S INFORMATION: Accounts statements for each transaction and annual financial results shall be provided to investors by post. Half yearly Scheme portfolio
An existing investor can inform the Mutual Fund to update the KYC Acknowledgement against all the folios/accounts that he has with the Mutual Fund. However, each of the will either be mailed to the unit holders or published in the newspapers as permitted under the SEBI (Mutual Funds) Regulations, 1996.
holders in these folios/accounts should be KYC Compliant. Date: 30/07/2008
SUBMISSION OF APPLICATIONS DURING & Post NFO Tel.: 0424 - 2225516. FARIDABAD: Karvy Computershare Private Limited, A-2B, 1st Floor, Nehru Ground, Neelam Bata Road, Nit, Faridabad - 121 001. Tel.: 0129 - 4024441/4024442/4024443. GHAZIABAD: Karvy Computershare Private Limited, 1st Floor,
C-7, Lohia Nagar, Ghaziabad - 201 001. Tel.: 0120 - 2701886/2701891. PANJIM (GOA): Karvy Computershare Private Limited, No.7 & 8, El. Dorado Plaza, Heliodoro Salgado Road, Panjim - 403 001. Tel.: 0832 - 2426871/74. GORAKHPUR: Karvy
JM FINANCIAL MUTUAL FUND - CORPORATE OFFICE • MUMBAI: 5th Floor, A-Wing, Laxmi Towers, Bandra-Kurla Complex, Mumbai - 400 051. Tel: (022) 39877777 Fax: (022) 26528377- 78. BRANCHES / INVESTOR SERVICE CENTRES • AGRA: Office No. Computershare Private limited, Above V.I.P. House Ajdacent, A.D. Girls College, Bank Road, Gorakhpur - 273 001. Tel.: 0551-3297816/17. GUNTUR: Karvy Computershare Private Limited, Door No: 6-10-18, Sai House, 10/1, Arundelpet, Guntur - 522 002.
F-C-6, 1st Floor, Block No.41/4B, Friends Tower, Sanjay Palace, Agra - 282 002. Tel.: (0562) 4041239. • Ahmedabad: 201, SAMEDH complex, Next to Associated Petrol Pump, C. G. Road, Panchvati, Ahmedabad - 380 006. Tel.: (079) 26426620 / 26426630. Tel.: 0863 - 2339094/2326684. Gurgaon: Karvy Computershare Private Limited, Shop no. 18, Ground Floor,Sector - 14, Opp. AKD Tower,Near Huda Office, Gurgaon-122 001. Tel.: 0124-4083854/3243535/3242787. Gulbarga: Karvy Computershare
• Amritsar: 26 Kennedy Avenue, 1st Floor, Above Oriental Insurance, Court Road, Amritsar 143 001. • Bangalore: Ground Floor, 18/3 Ali Asker Road, Bangalore - 560 052. Tel.: (080) 41126697 / 41126698. • BELLERY: Door No. 512, 2nd Floor, Ward Private Limited, No 23 Sri Giri Nilaya, Sharan Nagar, Tank Bund Road, Gulbarga : 585103. Tel.: 08472 - 262501.GUWAHATI: Karvy Computershare Private Limited, 2nd Floor, Ram Kumar Plaza, Chatribari Road, Near Himatshinga Petrol Pump, Guwahati - 781
No. 18, Moka Road, Gandhinagar, Bellery 583 001. • Belgaum: 1st Floor, Bilgi Plaza, Opp. Lingaraj College, College Road, Belgaum 590 002. Tel.: (0831) 4211009. • Bhubaneshwar: A/4 Station Square, Master Canteen, Bhubaneshwar 751 003 Tel.: 001. Tel.: 0361 - 2608122/ 2608102. GWALIOR: Karvy Computershare Private Limited, 37/38, Near Nadi Gate Pul, Mlb Road, Shindi Ki Chawani, Lashkar, Gwalior - 474 001. Tel.: 0751 - 4042435. HisSar: Karvy Computershare Private Limited, SCO-71, 1st
(0674) 6545186. • Bhopal : M-16, Mansarovar Complex, Near Habibganj Railway Station, Bhopal 452 001. Tel.: (0755) 4223518 • Borivali: 402, Sai Leela Commercial Complex, S. V. Road, Next to Rasoi Restaurant, Borivali (West), Mumbai 400 092. • Floor, Red Square Market, Hissar-125001. Tel.: 01662-225845/225868/225836. HUBLI: Karvy Computershare Private Limited, Giriraja House No. 451/B, Ward No.1, Club Road, Hubli - 580 029. Tel.: 0836 -2356201/202. HYDERABAD: Karvy Computershare
Chandigarh: SCO-61, 62, 63, 2nd Floor, Sector 9D, Madhya Marg, Chandigarh - 160 009. Tel.: (0172) 4617236 / 4617239. • Chennai: 2nd Floor, Ruby Regency, Dinrose Estate, Opposite to Tarapore Towers, (Behind HP Petrol Pump) Old No. 69, Anna Salai, Private Limited, 8-2/596 Karvy Plaza, Avenue 4, Street No.1, Banjara Hills, Hyderabad - 500 034. Tel.: 040 - 23312454. INDORE: Karvy Computershare Private Limited, DM Tower, 105/106/107, Above Standard Chartered Bank, Near Janjeerwala Chowrah,
Chennai - 600 002. Tel.: (044) 28513026 / 28513257. • COCHIN: 504, Goverdhan Business Centre, Goverdhan Bldg.,Chittor Road, Cochin 682 035. Tel.: (0484) 2366686 / 2366698. • Coimbatore: Door No. 196/17, First Floor, Aiswarya Commercial Centre, Indore - 452 001. Tel.: 0731 - 3014204/5. JAIPUR: Karvy Computershare Private Limited, S-16 A, 3rd floor, Land Mark, Opposite Jaipur Club Mahavir Marg, C- Scheme, Jaipur - 302 001. Tel.: 0141 - 2363321/2375039. JALANDHAR: Karvy Computershare
Thiruvenkatasamy Road, R S Puram, Coimbatore 641 002. Tel.: (0422) 4367375. • Dehradun: 57/19 Shiva Palace, Rajpur Road, Dehradun 248 001. Tel.: (0135) 3244581. • Davangere: No.80/5, AVK College Road, P J Extn. Davangere 577 002. Tel.: (0819) Private Limited, Lower Ground Floor, Office No: 3, Arora Prime Tower, Plot No: 28, G T Road, Jalandhar - 144 004 Tel.: 0181 - 4634410/412 JALGAON: Karvy Computershare Private Limited 148 Navipeth, Opp. Vijaya Bank, Near Bharath Dudhalaya, Jalgaon
2235911. • Goa: CL-12, Advani Business Centre, Neelkamal Arcade, Atmaram Borkar Road, Above Federal Bank, Panaji, Goa 403 001. Tel.: (0832) 6650302. Ghatkopar: 319 Kailas Plaza, 3rd floor, V.B. Lane, Ghatkopar (East), Mumbai 400077. Tel.: (022) - 425 001. Tel.: 0257 - 2226761/7432. Jammu: Karvy Computershare Private Limited, Hall No 111, First Floor, South Block, Bahu Plaza, Gandhi Nagar, Jammu-180 004. Tel.: 0191-2475037/2477994 Jamnagar: Karvy Computershare Private Limited,
32060287 • Gurgaon: Shop No.210, Central Arcade, DLF City Phase II, Gurgaon. Tel.: (011) 4240035 / 4240056. • Hubli: Shop no. 8/18, Upper Ground Floor, Vevekananda Corner, Desai Cross, Hubli 580029. Tel.: (0836) 4253907/908. • Hyderabad: “Sanskruti” 5,Patel Colony Corner, Opp: UTI Bank, Jamnagar- 361 008. Tel.: 0288-3298794. JAMSHEDPUR: Karvy Computershare Private Limited, Kanchan Tower, 3rd Floor, ChhaganlalDayalji@sons 3-S B Shop Area, (Near Traffic Signal), Main Road, Bistupur,
ABK OLBEE Plaza, 8-2-618/8 & 9, 4th Floor, 403, Road No. 1, Banjara Hills, Hyderabad 500 034. Tel.: (040) 66664436 / 66780752. • Indore: 416-A, 21/1 Race Course Road, D M Tower, Indore (MP) - 452 001. Tel.: (0731) 2533344. • Jaipur: 447, 4th Floor, Jamshedpur - 831 001. Tel.: 0657 - 2487045/2487020. JHANSI: Karvy Computershare Private Limited, 371/01, Narayan Plaza, Gwalior Road, Near Jeevan Shah Chauraha, Jhansi - 284 001. Tel.: 0517-3200668/2333685. JODHPUR: Karvy Computershare
Ganapati Plaza, Ml Road, Jaipur - 302 001. Tel.: (0141) 4002188 / 99. • Jalandhar: SCO 203,2nd Floor, Lotus Tower, GT Road, Jalandhar City -144 001. Tel.: 9872695900. • Janakpuri: UG-1, Suneja Tower -1, Distt. Center, Janakpuri, New Delhi 110058. Private Limited, 203, Modi Arcade Chupasni Road, Jodhpur - 342 001.Tel.: 0291-5103026/46. Jorhat: Karvy Computershare Private Limited, New Medical Store Complex, 3rd Floor, A T Road, Opp. Chowk Bazar, Jorhat-785001. Tel.: 0376-2301923.
Tel.: (011) 47056804 / 47056805 • Jayanagar: F-101, 1st floor, Lucky Paradise, III Block, Jayanagar, Bangalore 560 011. Tel.: (080) 41516640 / 41516642• Kanpur: Office No. 512, 5th Floor, Kan Chambers, 14/113 Civil Lines, Kanpur - 208 001, (U.P.) KANPUR: Karvy Computershare Private Limited, 15/46, B, First Floor Opp Muir Mills, Civil Lines, Kanpur - 208 001. Tel.: 0512 - 3246390/3292333. KARAIKUDI: Karvy Computershare Private Limited, Gopi Arcade, 100 Feet Road, Karaikudi - 630 001. Tel.:
Tel.: (0512) 3914577, 3022754, 3022755. • Kolhapur: Krishnaji Residency, Ground floor, 01 Skes Extension Area, City Survey No.1142A/2 West Side, Kolhapur 416 001. Tel.: (0231) 2522253• Kolkata: 6, Little Russell Street, 8th Floor, Kankaria Estate, 04565 - 237192/237193. KARUR: Karvy Computershare Private Limited, No. 6, Old No.1304, Thiru-vi-ka Road, Karur - 639 001. Tel.: 04324 - 241891/94/326048. Karnal: Karvy Computershare Private Limited, Sco 26, Kunjpura Road Nehru Place Karnal-
Kolkata - 700 071. Tel.: (033) 22830627 / 28 / 29. • Lucknow: Room No.101, 1st Floor, Sky Hi, 5-Park Road, Lucknow - 226 001. Tel.: (0522) 4026636/7/6. • Ludhiana: Office No. 308, SCO 18, Opp. Stock Exchange, Feroze Gandhi Market, Ludhiana - 141 132001. Tel.: 0184-2251524 / 525 / 526. Kharagpur: Karvy Computershare Private Limited, Malancha Road, Beside UTI Bank, Kharagpur-721304. Tel.: 0322-2242512. Kolhapur: Karvy Computershare Private Limited, Omkar Plaza’,1st Floor,Unit F2
001. Tel.: (0161) 5054519 / 5054520. • Malleswaram: No.61, 8th Cross, Margosa Road, Sri Channakeshva Complex II floor, Malleswaram, Bangalore 560 003. Tel.: (080) 41532713 / 41400412. • Mangalore: Room No. 22, 2nd Floor, Manasa Towers, & F4, Rajaram Road, Bagal Chowk,Next to ICICI Bank Ltd., Kolhapur -416008. Tel.: 0231-2520650/2520655. KOLKATA: Karvy Computershare Private Limited, 16, Jatin Bagchi Road, Kolkata - 700 029. Tel.: 033-24659263/267. KOTA: Karvy Computershare
M G Road, Near PVS Circle, Mangalore 573 003. Tel.: (0824) 4277326 / 4266326. • Mumbai: 112, Jolly Maker Chambers II, Nariman Point, Mumbai - 400 021. Tel.: (022) 39877777. • Mysore: No.2916, Kanti Complex, 2nd floor, 1st main, 5th Cross, Private Limited,H.No. 29, First Floor, Near Lala Lajpat Rai Circle, Shopping Centre, Kota - 324 007. Tel.: 0744 - 2365145/ 2365146. KOTTAYAM: Karvy Computershare Private Limited, 1st Floor, CSI Ascension Church Complex, Kottayam - 686 001. Tel.: 0481
Saraswathipuram, Mysore 570 009 Tel.: (0821) 4000704 • Nagpur: 204, Khullar Chambers, Above Bank of Baroda, Munje Chowk, Sita Buldi, Nagpur - 440 012. Tel.: (0712) 6500171 / 72. • Nasik: Lower Ground 14, Suyojit Sankul, Behind Centurion Bank, - 3200990. LUCKNOW: Karvy Computershare Private Limited, 94, Mahatma Gandhi Marg, Opp Governor House, Hazratganj, Lucknow - 226 001. Tel.: 0522 - 3249039. LUDHIANA: Karvy Computershare Private Limited, SCO-3, BAWA Buidling, Feroze Gandhi
Sharanpur Road, Nasik - 422 002. Tel.: (0253) 3012824, Mob.: 9970180824. • New Delhi: 501, 5th Floor, Arunachal Building, Barakhamba Road, New Delhi -110 001. Tel.: (011) 43616160. • Noida: 505, 5th floor, Ocean Complex, Plot No.6, Sector 18, Market, Ludhiana - 141001. Tel.: 0161- 4648747/4680000. MADURAI: Karvy Computershare Private Limited, Rakesh Towers, 30-C, Bye Pass Road, 1st Floor, Opp Nagappa Motors, Madurai - 625010. Tel.: 0452 - 2600851/2600853/54/55. Malda: Karvy
Noida. Tel.: (011) 4271915 / 4271916 • Patna: 521, Ashiana Hamiwas, New Dak Bunglow Road, Patna - 800 001. Tel.: (0612) 2206796. • Pimpri: Shop No.16, A Wing, 1st floor, Kamala Cross Arcade, C.T.S. No.4700, Survey No.409/B, Opp. PCMC Bldg., Computershare Private Limited, No.1, Govt. Colony, Sahistuli under ward, No.6, English Bazar Municipalty, Malda-732101. Tel.: 03512-223190-193. MANGALORE: Karvy Computershare Private Limited, Mahendra Arcade, Ground Floor, Karangalapani,
Pimpri, Pune 411018. • Pitampura: Plot No.H-8, Flat No.203, RDDK Best Plaza, Netaji Subhash Place, Pitampura, Delhi 110034. Tel.: (011) 47073080 / 47073081 • Pune: Office # 304 & 305, 4th Floor, “Amit Shreephal” Ghole Road, 1187/25 Shivajinagar, Kodialbail, Mangalore - 575 003. Tel.: 0824 - 2496701/2492302. MARGAO: Karvy Computershare Private Limited, 2nd Floor, Dalal Commercial Complex, Opp Hari Mandir, Pajifond, Margao-Goa-403601. Tel.: 0832 - 2731822/23/2731824. MEERUT: Karvy
Next to Federal Bank, Pune- 411005. Tel: (020) 30266021/22/23. • Raipur: Shop No. 29, 2nd Floor, Millennium Plaza, Near Indian Coffee House, G.E. Road, Raipur, Chhattisgarh - 492 001. Tel.: (0771) 426 7710. • Rajkot: 208, Star Chambers, 2nd Floor, Computershare Private Limited, 1st Floor, Medi Centre Complex, Opp. ICICI Bank,, Meerut - 250 002. Tel.: 0121 - 3252943. MORADABAD: Karvy Computershare Private Limited, Om Arcade, Parker Road, Above Syndicate Bank, Taari Khana Chowk, G M D
Harihar Chowk, Rajkot - 360 001. Tel.:(0281) 2231303, Mob.: 9898234095. • Salem: 24-1/11A, Annasalai, Swarnapuri, Salem 636 004. Tel.: (0427) 4041050• Secunderabad: Shop No.45, Minerva Complex, S.D. Road, Secunderabad. Tel.: (040) 42414436 Road, Moradabad - 244 001. Tel.: 0591 - 3202774. MUMBAI: Karvy Computershare Private Limited, 26/30, Fort Foundation Bldg, Near Msc Bank, Maharashtra, Chamber Of Commerce Lane, Fort, Mumbai - 400 023. Tel.: 022 - 66341967/966.
/ 42414437• Surat: 220, Second Floor, Lalbhai, Contractor Complex, Nanpura, Surat - 395001. Tel.: (0261) 2460134 / 6533056. • Thane: Shop No.2, Kashinath Co-op. Hsg. Soc., Ghantali Road, Near Ghantali Devi Mandir, Thane (West) 400602. Tel.: (022) Muzaffarpur: Karvy Computershare Private Limited, I st Floor, Uma Market,Near Thana Gumti, Moti Jheel, Muzaffarpur - 842 001. Tel.: 0621-3204090. MYSORE: Karvy Computershare Private Limited, L - 350, Silver Tower, Clock Tower, Ashoka Road,
32060285 • Udupi: “Vyavahar 1001”, Opp. IDBI Bank, Maruthi Veethika Road, Near Chittaranjan Circle, Udupi 576101 • Vashi: B-152, Vashi Plaza, Sector 17, Vashi, Navi Mumbai 400705 • Vadodara: 407, 4th Floor, Siddarth Complex, Alkapuri, R C Dutt Mysore - 570 001. Tel.: 0821 - 2441520/ 2438006. NAGPUR: Karvy Computershare Private Limited, 230/231, 3rd Floor, Shiram Shyam Towers, Next to NIIT building, Sadar, Kingsway, Nagpur - 440 001. Tel.: 0712 - 6610513. NASIK: Karvy Computershare
Road, Vadodara - 390 005. Tel.: (0265) 5526474 / 2350453. • Varanasi: 2nd Floor, Office No. 5, Urvashi Complex, Sigra, Varanasi - 221 010. Tel.: (0542) 6454254. • Vijaywada: T3, 3rd floor, Vasanth Plaza, MG Road, Near Benz Circle, Vijaywada 520010. Private Limited, F-1 Suyojit Sankul Sharanpur Road, Nasik - 422 002. Tel.: 0253 - 66002542/43/44. Navsari: Karvy Computershare Private Limited, 1st Floor, Chinmay Arcade, Opp. Sattapir, Tower Road, Navsari-396445. Tel.: 02637- 233553/54/329161.
Tel:(0866)6450708 / 6640708 (fax). • Visakhapatnam: Visakha Executive Centre, 47-11-1/5, Eswar Arcade, Dwarka Nagar, 1st Lane, Visakhapatnam 530016. Tel.: (0891) 3024133. NEW DELHI: Karvy Computershare Private Limited, 212, Arunachal Building, 2nd floor, 19, Barakhamba Road, Connaught Place, New Delhi - 110 001. Tel.: 011 - 41511627/23324401. Noida: Karvy Computershare Private Limited, 307 Jaipuria Plaza D 68
SUBMISSION OF APPLICATIONS Post NFO KARVY COMPUTERSHARE PRIVATE LIMITED : AGRA: Karvy Computershare Private Limited, 17/2/4, 1st Floor Deepak Wasan Plaza, Sanjay Place (Behind Holiday Inn) Agra - 282 002. Tel.: 0562 - A, 2Nd Floor Opp Delhi Public School Sector 26, Noida - 201301. Tel.: 0120-3224902. Panipat: Karvy Computershare Private Limited, 1st Floor, Krishna Tower, Near HDFC Bankl, Opp. Railway Road, G.T. Road, Panipat-132 103. Tel.: 0180-3296960/4005056.
2526663/4000601. AHMEDABAD: Karvy Computershare Private Limited, 307 Shail Buildings, Opp Madhusudhan House, Off C G Road Nr. Navrangpura Telephone Exchange, Ahmedabad - 380 006. Tel.: 079 - 26402967/32997687. AJMER: Karvy PATIALA: Karvy Computershare Private Limited, SCO 27 D, Chhoti Baradari, Patiala - 147 001. Tel.: 0175-5051726-728. PATNA: Karvy Computershare Private Limited, “Anand Towers”, 202, 2nd Floor, Exhibition Road, Beside Chankya Cinema Hall, Patna - 800
Computershare Private Limited, 1, II Floor Ajmer Tower, Kutchary Road, Ajmer - 305 001. Tel.: 0145 - 2628055/2628065. ALLAHABAD: Karvy Computershare Private Limited, RSA Towers, 2nd Floor, Above Sony TV showroom, 57, S P Marg, Civil Lines, 001. Tel.: 0612 - 3209296/2321354. PONDICHERRY: Karvy Computershare Private Limited, 1st Floor, No.7, Thiayagaraja Street, Pondicherry - 605 001. Tel.: 0413 - 2220636/2220640. PUNE: Karvy Computershare Private Limited, Srinath Plaza, C Wing,
Allahabad - 211 001. Tel.: 0532 - 3294281/280. Ambala: Karvy Computershare Private Limited, 6349,Nicholson Road, Adjacent Kos Hospital, Ambala Cant, Ambala-133001. Tel.: 0171-2640668/3293179. AMRITSAR: Karvy Computershare Private Limited, Office No. 58 and 59, 3rd Floor, Dyaneshwar Paduka chowk, Survy No. 184/4, F C Road, Pune - 411 004. Tel.: 020 - 25533795/25532783/25539957. RAIPUR: Karvy Computershare Private Limited, Room No. 12 & 13, Ground Floor, Millennium Plaza, Behind
72-A, Taylor’s Road, Aga Heritage Gandhi Ground, Amritsar - 143 001. Tel.: 0183 - 5053802/5053804/5053805. ANAND: Karvy Computershare Private Limited, F-6, Chitrangana Complex, Opp Motikaka Chawl, Vidyanagar Road, Anand - 388 001. Tel.: 02692 Indian Coffee House, G E Road, Raipur - 492 001. Tel.: 0771 - 6450194/6450196. RAJAHMUNDRY: Karvy Computershare Private Limited, 79-1-3/1, 1st Floor, Near Ramalayam Centre, Jawaharlal Nehru Road, Rajahmundry - 533 103. Tel.: 0883 - 2438188.
-248980/873. ASANSOL: Karvy Computershare Private Limited, 18 GT Road, 1st Floor, Asansol - 713 301. Tel.: 0341-2214624/2214623/24/25. AURANGABAD: Karvy Computershare Private Limited, Shop No : 214/215, Tapadiya City Centre, Nirala Bazar, RAJKOT: Karvy Computershare Private Limited, 204, Star Chamber, Dr. Rajendra Prasad Road, Harihar Chowk, Rajkot - 360 001. Tel.: 0281 - 2239338/2233179. RANCHI: Karvy Computershare Private Limited, “Commerce Towers”, 3rd Floor, Room No. 307,
Aurangabad - 431 001. Tel.: 0240- 2363530. Balasore: Karvy Computershare Private Limited M.S.Das Street, Gopalgaon, Balasore-756001. Tel.: 06782-265492/265496. BANGALORE: Karvy Computershare Private Limited, No: 51/25, 1st Floor, Surya Beside Mahabir Towers, Main Road, Ranchi - 834 001. Tel.: 0651 - 2331320. Rohtak: Karvy Computershare Private Limited, 1st Floor, Ashoka Plaza,Delhi Road, Rohtak-124001. Tel.: 01262-253597/271984/230258. ROURKELA: Karvy Computershare
Building, Ratna Avenue, Richmond Road, Bangalore - 560 025. Tel.: 080 - 25320085. Baroda: Karvy Computershare Private Limited, Piccadilly, Office # 5, First Floor, Opp. Adani Super Market, Jetalpur Road, Vadodara - 390007 Gujarat Tel.: 0265-6640872. Private Limited, 1st Floor, Sandhu Complex, Kanchery Road, , Udit Nagar, Rourkela - 769 012. Tel.: 0661 - 2510771/72. SAHARANPUR: Karvy Computershare Private Limited, 18, Mission Market, Court Rd., Saharanpur (U.P.) - 247 001. Tel.: 0132 -
BAREILLY: Karvy Computershare Private Limited, 1st Floor, 165, Civil Lines Opp Hotel Bareilly Palace, Near Rly Station, Bareilly - 243 001. Tel.: 0581 - 2476809. Belgaum: Karvy Computershare Private Limited FK-1,Ambedkar Road, Opp: Civil Hospital 3297451/2725106. SALEM: Karvy Computershare Private Limited, 49/50, Fort, Main Road, Old No. 17, 1st Floor, Shevapet, Salem - 636 002. Tel.: 0427 - 2210835/36/4020300. SHILLONG: Karvy Computershare Private Limited, Mani Bhawan Annexe,
Belgaum-590001. Tel.: 0831-3295262. Bellary: Karvy Computershare Private Limited, No.1 Khb Colony, Gandhinagar, Bellary - 583101. Tel.: 08392 - 254531. Berhampur: Karvy Computershare Private Limited Ramlingam Tank Road Berhampur - Ground Floor, Opp RKM ELP School, Lower Police Bazar, Shillong - 739 001. Tel.: 0364 - 2224175/2224186. SHIMLA: Karvy Computershare Private Limited, Triveni Building Bye Pass Chowk Khallini, Shimla - 171 002. Tel.: 0177 - 2624453. Shimoga: Karvy
760001. Tel.: 0680-3205010. Bhagalpur: Karvy Computershare Private Limited 2nd Floor,Chandralok Complex, Ghantaghar,Radha Rani Sinha Road, Bhagalpur - 812001. Tel.: 0641-2302768. BHARUCH: Karvy Computershare Private Limited, Computershare Private Limited, LLR Road, Opp: Telecom GM Office, Durgi Gudi, Shimoga-577201. Tel.: 08182-228795/227485. Silchar: Karvy Computershare Private Limited,1st Floor, Chowchakra Complex, N N Dutta Road, Premtala, Silchar-788001.
FF/47/48, Aditya Complex, Opp. Kasak Fuwara, Bharuch - 392 001. Tel.: 02642 - 225207/8/9. BHAVNAGAR: Karvy Computershare Private Limited, 1st Floor, Corporate House, Above Canara Bank, Waghawadi Road, Bhavnagar - 364 001. Tel.: 0278- Tel.: 03842-261229. SILIGURI: Karvy Computershare Private Limited, Sanat Nanak Complex, Near Church Road,, Sevoke Road, Dist : Darjeeling, Siliguri - 734 001. Tel.: 0353 - 2526393-97. SURAT: Karvy Computershare Private Limited, G-16 Empire State
2525005/6. BHILAI: Karvy Computershare Private Limited, Shop No.114 &115, Ground Floor, Dhillon Complex, Akash Ganga Supela, Bhilai - 495 023. Tel.: 0788 - 2295329. BHOPAL: Karvy Computershare Private Limited, Kay Kay Business Centre, 133, Zone Bldg., Near Udhna Darwaza, Ring Rd., Surat - 395 009. Tel.: 0261 - 3017158/3237924. TIRUNELVELI: Karvy Computershare Private Limited, Jeney Building, 55/18, S N Road Near Arvind Eye Hospital Tirunelveli - 627 001. Tel.: 0462 - 2335135/2335136.
1, M. P. Nagar, Bhopal - 462 011. Tel.: 0755 - 3010731/723-26. BHUBANESHWAR: Karvy Computershare Private Limited, 624, Sahid Nagar, 1st floor, Bhubaneshwar - 751007. Tel.: 0674 - 2547532 /2547531. BOKARO: Karvy Computershare Private Limited, Tirupathi: Karvy Computershare Private Limited, # 330, Tilak Road, Near Four Piller Mandapam, Tirupati - 517501. Tel.: 0877 2252426. TIRUPUR: Karvy Computershare Private Limited, First Floor, 224 A, Selvakumar Departmental Stores, Kamaraj Road,
B-1,1st Floor,Near Sona Chandi Jewellers, City Centre, Sector-4, Bokaro Steel City (Jharkhand)- 827 004. Tel.: 06542- 233330 /233331/233332. Burdwan: Karvy Computershare Private limited, Halder Complex, 1st Floor, 63 GT Road, Birhata, Burdwan- Opp. to Cotton Market Complex, Tirupur - 641 604. Tel.: 0421 - 2214221/2214319. TRICHUR: Karvy Computershare Private Limited, 2nd Floor, Brother’s Complex, Near Dhana Laxmi Bank Head Office, Naikkanal Junction, Trichur - 680 001. Tel.: 0487 -
713 101. Tel.: 0342-2550801/2550219. CALICUT: Karvy Computershare Private Limited, IInd Floor, Sowbhagya Shoping Complex, Mavoor Road, Calicut-673 004. Tel.: 0495-2742105/2742107. CHANDIGARH: Karvy Computershare Private Limited, Sco- 3246239/2322483. TRICHY: Karvy Computershare Private Limited, 60 Srikrishna Arcade, 1st Floor, Thennur High Road, Trichy - 621 017. Tel.: 0431- 4020227/2792800. TRIVANDRUM: Karvy Computershare Private Limited, 2nd Floor, Akshaya Towers,
371-372, First Floor, Above HDFC Bank, Sector 35B, Chandigarh - 160 022. Tel.: 0172 - 5071726/5071727/5071728. CHENNAI: Karvy Computershare Private Limited, Flat No. F11, First Floor, Akshya Plaza (Erstwhile Harris Road), Opp. Chief City Metropolitan Sasthamangalam, Trivandrum - 695 010. Tel.: 0471 - 2725728. Udaipur: Karvy Computershare Private Limited, 201-202, Madhav Chambers, Opp. G.P.O., Chetak Circle, Madhuban, Udaipur-313001. Tel.: 0294-2429370. VadODARA: Karvy Computershare
Court, 108 Adhithanar Salai, Egmore, Chennai - 600 002. Tel.: 044 - 42028513/42028512. COCHIN: Karvy Computershare Private Limited, Shop No. 2, 2nd flr, Jewel Arcade, Layam Rd, Ernakalum, Cochin - 682 011. Tel.: 0484 - 4011885/4027671/672. Private Limited, Piccadilly, Office# 5, First Floor, Opp. Adani Super Market, Jetalpur Road, Vadodara – 390007. Tel.: 0265 – 6640872/73. Valsad: Karvy Computershare Private Limited, Shop No 2, Phiroza Corner, ICICI Bank Char Rasta, Tithai Road, Valsad-
COIMBATORE: Karvy Computershare Private Limited, 29/1, 1st Floor, Chinthamani Nagar, Opp. to Indian Overseas Bank, NSR Road, Saibaba Colony, Coimbatore – 641011. Tel.: 0422-4384770. Cuttack: Karvy Computershare Private Limited, Dargha Bazar, 396001. Tel.: 02632-396901/396902. Vapi: Karvy Computershare Private Limited, Shop No.5, Bhikhaji Residency, Opp. DCB Bank,Vapi - Silvassa Road,Vapi 396 195. Tel.: 0260-3205955/3206404. VARANASI: Karvy Computershare Private Limited,
Opp Dargha Bazar Police Station, Buxibazar, Cuttack – 753001. Tel.: 0671-2613906/5. Davangere: Karvy Computershare Private Limited, # 15/9, Sobagu Complex, 1St Floor, 2Nd Main Road, P J Extension, Davangere : 577002. Tel.: 08192- 258712. D-64/132, 1st Floor, Anant Complex Sigra, Varanasi - 226 022. Tel.: 02542 - 2227259. VIJAYAWADA: Karvy Computershare Private Limited, 39-10-7, Opp Municipal Water Tank, Labbipet Vijayawada - 520 010. Tel.: 0866 - 2475126. VISAKHAPATNAM: Karvy
DEHRADUN: Karvy Computershare Private Limited, Kaulagarh Road, Near Sirmaur Marg, Above Reliance Webworld, Dehradun - 248 001. Tel.: 0135-3958246. DHANBAD: Karvy Computershare Private Limited, 208, New Market, 2nd floor, Katras Road, Computershare Private Limited, 47-14-5/1, Eswar Paradise Dwaraka Nagar, Main Road, Visakhapatnam - 530 016. Tel.: 0891 - 2752915/2752916/ 2752917/2752918. Warangal: Karvy Computershare Private Limited, Lashkar Bazar 5-6-96,Chandra
Dhanbad - 826001. Tel.: 0326-2301045/46. DHARWAD: Karvy Computershare Private Limited, G7 & 8, Sri Banashankari Avenue, Ramnagara, Opp. NTTF, Dharward - 580 001. Tel.: 0836 - 2744207/2744208. DURGAPUR: Karvy Computershare Private Complex, Hanmakonda, Warangal - 500601. Tel.: 0870-2551484. Yamuna nagar: Karvy Computershare Private Limited, Jagdhari Road, Above Uco Bank, Near D.A.V. Grils College Yamuna Nagar-135 001. Tel.: 01732-262911 / 912 / 913.
Limited, Old Dutta Automobiles Building, 1st Floor, Benachity Durgapur - 713 213. Tel.: 0343 - 2586376/377. ERODE: Karvy Computershare Private Limited, No. 4, KMY Salai, Veerappan Traders Complex, Opp Erode Bus Stand, Sathy Road, Erode - 638 003.