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Notes
J Ramón Arrowsmith
Department of Geological Sciences, Arizona State University, Tempe, Arizona 85287-1404, USA
ABSTRACT
*E-mail: ramon.arrowsmith@asu.edu
Arrowsmith, J R., 2006, Active tectonics, tectonic geomorphology, and fault system dynamics: How geoinformatics can help, in Sinha, A.K., ed., Geoinformatics:
Data to Knowledge: Geological Society of America Special Paper 397, p. 131–139, doi: 10.1130/2006.2397(09). For permission to copy, contact editing@geoso-
ciety.org. ©2006 Geological Society of America. All rights reserved.
131
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132 J R. Arrowsmith
INFORMATION INTEGRATION SCENARIOS Their analysis is routine for active tectonics, tectonic geomor-
phology, and fault system dynamics (see Pike, 2002, for a recent
Earthquake Geology Site Context bibliographic review). The USGS (U.S. Geological Survey) has
made available a seamless DEM for the conterminous United
Extending the earthquake record to prehistory requires States called the National Elevation Dataset (NED; 10–30 m/
focused investigations of the effects of past earthquakes on pixel) at http://seamless.usgs.gov.
the ground surface. By documenting the local geomorphic and Manipulation of the NED DEM of the Carrizo Plain of
stratigraphic record of ground rupture, and dating the deformed south-central California illustrates some of the basic require-
units, it is possible to produce information about the fault’s ments necessary for DEM analysis (Fig. 2). Here, the north-
activity that can be used as input for seismic hazard investiga- west-southeast-trending San Andreas fault cuts across the north-
tions or to address active tectonics and fault systems dynamics east side of the plain. It is a closed basin perched 300–800 m
questions. Such documentation is usually done at a place where above the adjacent valleys (the Cuyama and San Juan Creek
the sedimentary record is easily accessible by excavation. To drainages to the west, and the San Joaquin Valley to the east).
complement and inform such research, contextual information A perspective view of the elevation-coded DEM (Fig. 2A) and
is necessary (e.g., Fig. 1). the topographic contours (Fig. 2B) both show the Carrizo Plain,
The Hog Lake paleoseismic site is located along the San the bounding ranges (Temblor to the northeast and Caliente and
Jacinto fault in an area of broad regional shearing of the Pacific– La Panza to the southwest), and the surrounding valleys. Strata
North America plate boundary (Rockwell et al., 2003). Figure 1A in both sets of bounding ranges are deformed into broad arches
shows the Southern California Earthquake Center Horizontal with smaller and tighter folds superimposed (e.g., Dibblee,
Deformation Velocity Map version 2 (http://www.scecdc.scec. 1974). Figures 2C and 2D show examples of simple raster- or
org/group_e/release.v2). Figure 1B shows a 1990 Landsat image grid-based calculations that are essential for DEM analysis:
of the San Andreas fault system that includes three main faults: the slope (first derivative of elevation with respect to horizontal dis-
San Andreas fault, San Jacinto fault, and Whittier-Elsinore fault. tance) and aspect (facing direction of local slope), respectively.
The deformation is partitioned among them. Each of the faults They both enhance the small-scale features of the topography
traverses southern California mostly through a series of discon- in the Carrizo Plain and show that the flat Carrizo Plain and San
tinuous fault-parallel troughs. Figure 1C shows the USGS Digital Joaquin Valley contrast with high slopes in the adjacent ranges.
Orthophoto Quarter Quadrangle (DOQQ) images of the Hog Lake These calculations also bring out some of the finer-scale tec-
site. This image is detailed enough to show the fault trough and tonic landforms along the San Andreas fault (Figs. 2C and 2E
geomorphic setting. Whereas the images in Figures 1A–1C are inset) (e.g., Arrowsmith, 1995). For example, the topographic
raster-based, vector data such as topographic and other features aspect (Fig. 2D) highlights the San Andreas fault–parallel fabric
we surveyed using a total station (Fig. 1D) are also important. in the northwestern portion of the Carrizo Plain where numer-
These data show the trench locations, field-defined fault traces, ous folds were mapped by Dibblee (1974). Finally, interactive
and the geomorphic context for the earthquake geology investi- drawing of arbitrarily oriented or stepped topographic profiles
gation. For example, the alluvial fan to the north dams flow from further illustrates some of the physiographic patterns described
the southeast to actually produce the low-energy sedimentation above (Fig. 2E). Both profiles show the perched Carrizo Plain,
environment conducive for preservation of the earthquake record bounding ranges, and even important active secondary struc-
(Fig. 1F). In the field, we also used a balloon aerial photogra- tures such as the several-hundred-meter-high Elk Hills fold on
phy system to document the excavated site and microgeomor- the northeast end of the southern profile.
phology (Fig. 1E). I georeferenced the balloon photographs, and Along with local slope (e.g., Fig. 2E), determination of
their joint review with the topographic information is essential the drainage network and the associated drainage area above
for understanding the environment of formation implied by the a given point in the landscape (using DEM data and geoinfor-
sediments exposed in the trench (Fig. 1F). Note that the balloon matics tools) is critical for understanding controls on geomor-
photography is ~10 times higher resolution than the 1 m/pixel phic processes (e.g., Whipple, 2004; Dietrich et al., 2003, and
DOQQs, illustrating the wide range of scales from which critical numerous references in both). Local channel gradient can be
information can be derived with a geoinformatics approach. related to upstream drainage area as a power law in which the
coefficient of proportionality is the steepness index and the
Basic Digital Elevation Model Analysis power is the concavity index. These two parameters are most
often computed from DEMs, and they have been shown to be
Earth’s topography is a result of the combined effects of sur- sensitive to rock uplift and incision rate (among other things;
face and tectonic processes. The configuration of the landscape Whipple, 2004). Dietrich et al. (2003) (building on much previ-
also controls the types and rates of surface processes within a ous work) and Hilley (2001) show how numerous landscape
given geologic and climatic regime. Digital elevation models thresholds (across which the surface processes may be driven
(DEMs) are available at various scales, ranging from 1 km with by surface uplift) are best depicted in terms of local slope and
nearly global coverage to tens of centimeters for local studies. contributing area.
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A
134 D
J R. Arrowsmith
San Jacinto
Fault
B E
SAF
SJF
WEF
F
C
Hog Lake
Figure 1. Data integration scenario for paleoseismic application at Hog Lake along the San Jacinto fault in southern California. The images span
scales from regional overview to the site level. A: Southern California Earthquake Center Horizontal Deformation Velocity Map version 2, show-
ing the several-hundred-kilometer-wide shear zone of the southern San Andreas fault system (from http://www.scecdc.scec.org/group_e/release.
v2/). B: 1990 Landsat image showing the physiographic setting of the major faults of the region. SAF—San Andreas fault, SJF—San Jacinto
fault, WEF—Whittier-Elsinore fault. C: USGS Digital Orthophoto Quarter Quadrangle (DOQQ) images with red colors indicating vegetation
near Hog Lake. D: Surveyed topography and other features at Hog Lake with the georeferenced balloon photograph shown in Figure 1E. Balloon
photography in action at lower right. E: Georeferenced balloon photography (15 cm resolution) over DOQQ (1 m/pixel). F: Photograph of one
of the paleoseismic excavations at Hog Lake. The stratigraphy records recurrent ground deformation of interfingered, fine-grained, organic-rich
marsh and gravel-rich alluvial-fan deposits (Rockwell et al., 2003).
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Kilometers
A D
Active tectonics, tectonic geomorphology, and fault system dynamics
0 5 10 15 20 CONTOUR
100
200
135
300
Contours + 400
500
Shaded Relief 600
700
800
900
1000
1100
1200
1300
1400
1500
B 0 5 10 15
Kilometers
20 E 0 5 10 15
Kilometers
20
Slope (degrees)
0 - 1.9
Shaded relief Slope 1.9 - 5.99
5.99 - 10.31
10.31 - 14.62
14.62 - 18.94
18.94 - 23.49
23.49 - 28.29
28.29 - 34.28
34.28 - 61.38
Kilometers Kilometers
C 0 5 10 15 20 F 0 5 10 15 20
Aspect
Elevation (m)
DEM + 1557 Aspect Flat (-1)
North (0-22.5)
Northeast (22.5-67.5)
Shaded Relief East (67.5-112.5)
Southeast (112.5-157.5)
55 South (157.5-202.5)
Southwest (202.5-247.5)
West (247.5-292.5)
Northwest (292.5-337.5)
North (337.5-360)
Figure 2 (continued on following page). Digital elevation model analysis scenario for the Carrizo Plain area, central California. The San Andreas
fault zone cuts through the center of this area from northwest to southeast. A: Oblique view of the USGS National Elevation Dataset (NED)
topography toward the southeast, showing the perched Carrizo Plain bounded on the left (northeast) by the Temblor Range and on the right
(southwest) by the Caliente Range. Shaded relief (B), elevation and shaded relief (C), and contours and shaded relief all depict the regional
geomorphology. Simple raster processing products from these data include slope (E) and aspect (F).
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136 J R. Arrowsmith
Elevation (m)
1000 1000
500
500
0 0
0 10,000 20,000 30,000 40,000 0 20,000 40,000 60,000
Distance (m) Distance (m)
Figure 2 (continued). G: Topographic profiles (SW-NE) across the NED (locations marked on the inset colored shaded relief map and C) cross-
ing the Caliente Range, the Carrizo Plain (the San Andreas fault is on the right or northeast side), and the Temblor Range. The inset photograph
shows the Dragon’s Back pressure ridge along the San Andreas fault in the Carrizo Plain just northwest of the southern profile.
Tectonic Geomorphology ysis of this type, I calculated the topographic residual, or local
relief, over the eastern portion of the ridge (Figs. 3D and 3E).
Building on the simple DEM processing and visualization The topographic residual is the arithmetic difference between
presented above, the tectonic geomorphology scenario I present an enveloping topographic surface and the current topography
illustrates data integration for the study of the interaction between (Fig. 3B) (e.g., Bürgmann et al., 1994; Hilley, 2001; Burbank and
tectonic and surface processes. Typical tectonic geomorphology Anderson, 2001). To define the envelope, I used the extents and
studies include geologic mapping of young (mostly Quaternary) elevations of the mapped deformed geomorphic surfaces over
rock units and landforms, topographic analyses (such as those the fold (from Keller et al., 1998) and prominent ridgelines. I
described in the previous section), and they may include model interpolated linearly between those elevations (cutting off some
calculations to aid interpretation. intervening higher topography—thus the negative residuals) and
Wheeler Ridge is a quintessential example of a tectonic subtracted raster representations of the enveloping surface and
landform. It is an active fold, growing toward the southeast, the actual topography. The maximum residual is ~127 m where
that has progressively narrowed, deflected, and defeated drain- incision into the growing eastern portion of the fold is greatest
ages that once crossed the piedmont it deforms (Fig. 3). Drain- on its northern side and in the water gaps. As the fold propagates
age networks have developed on the fold, exposing its core. eastward, deformation and uplift increase slopes, and throughgo-
This feature has been analyzed by numerous workers, including ing channels are deflected and defeated, while locally drainages
Shelton (1966), Keller et al. (1998), Mueller and Talling (1997), initiate and remove material, exhuming the fold core (Burbank
Brozovic et al. (1995), and Burbank and Anderson (2001). Aerial and Anderson, 2001; Brozovic et al., 1995).
photography (see perspective view of Fig. 3A) shows the main To illustrate how numerical models of deformation might be
features of the eastern part of the fold: the wind and water gaps used to interpret the deformation at Wheeler Ridge in our tectonic
where paleodrainage cuts through the growing fold, the drainage geomorphology analysis, I used an elastic dislocation (boundary
network development and incision in the older western portion element) model (Okada, 1985). This tool allows for the specifi-
of the fold, and the deformed original piedmont surface in the cation of arbitrary displacement discontinuities along arbitrarily
east. Keller et al. (1998) used relative and numerical age indica- oriented and located faults embedded in an elastic half-space. It
tors of soil development and drainage patterns to map five main is useful for short time period crustal deformation modeling (see
geologic units that document the eastward fold growth (Fig. 3C). discussions, for example, in King et al., 1988; Stein et al., 1988;
The angular relationship between the relatively shallow dip of the Taboada et al., 1993; Roering, 1995; Arrowsmith et al., 1996;
geomorphic units and the steeply dipping fold core and the devel- Burbank and Anderson, 2001). Figure 3F shows the vertical dis-
opment of the wind and water gaps indicate that the fold was placements calculated on a roughly 200 m grid resulting from
actively cut and beveled by piedmont processes prior to isolation 1 m of slip along a 65° south-dipping blind thrust fault whose
from further erosion and uplift (Mueller and Talling, 1997). tip is ~450 m below the crest of the fold. Peak surface displace-
Burbank and Anderson (2001) use analysis of Wheeler ments of ~40 cm result along the fold axis. In addition, the model
Ridge to highlight the importance of integrated structural, geo- simulates the asymmetry of the fold with its gentle south limb.
logic, and geomorphic analyses in studies of fault and fold This slip and uplift signature might indicate what would happen
growth and landscape development and surface process response. in a single earthquake (M ≈ 7) and what would be repeated many
These determinations are made by employing a substitution of times to build the overall topography of the fold (see Mueller and
space for time, or ergodic, hypothesis. To demonstrate an anal- Suppe, 1997; Mueller and Talling, 1997; Medwedeff, 1992; and
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C D
0 0.25 0.5 1 Kilometers
Low:
? -53.2
E F 00 0.25
0.25 0.5
0.5 11Kilometers
Kilometer
Displacement
-0.14 --0.05
-0.04 -0.05
0.06 -0.17
0.18 -0.30
0.31 -0.43
Figure 3. Tectonic geomorphology analysis of Wheeler Ridge, central California. A: Perspective view of DOQQ imagery draped on NED to-
pography looking south-southwest over the eastward-growing fold. B: DEM and shaded relief of Wheeler Ridge. C: Geologic map with poly-
gons digitized and semitransparent over georeferenced geologic map from Keller et al. (1998). From youngest to oldest, the geologic units are
Tsj—Tertiary San Joaquin formation, Qt—Pliocene-Pleistocene Tulare formation, Qls—Quaternary landslide deposits, WRF—buried Wheeler
Ridge thrust fault, and Q1–Q5—progressively older geomorphic surfaces (Keller et al., 1998). D: Topographic residual (e.g., Bürgmann et al.,
1994; Hilley, 2001) produced by subtracting the current topography (Fig. 3B) from an enveloping surface defined partially by the geomorphic
surfaces in Figure 3C and the tops of prominent ridgelines. Note the improved information display with the transparency overlay on the DOQQ.
E: Drape of residual (Fig. 3D) and DOQQ on topography to better illustrate the relationship of residual to landforms. F: Vertical displacements
(cm) calculated from 1 m slip along 65° southwest-dipping blind thrust fault with a tip 450 m below the crest of the fold. The extent of this map
is the same as Figures 3B, 3C, and 3D. Note the geologic map from Keller et al. (1998) (Fig. 3C) underneath.
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138 J R. Arrowsmith
Keller et al., 1998, for more discussion). Stress transfer model- ence community to take advantage of databases and tools, the
ing of slip along an adjacent fault (such as the San Andreas fault) databases must be populated, and information about the data
and its loading on the Wheeler Ridge fault would be a simple must be recorded in a coherent way. Ideally, these software tools
extension of the boundary element model (e.g., Stein and Toda, may even be brought into the field so that existing data and model
2002). The direct integration of this elastic boundary element results may guide further observation. In addition, field-based
model result with the other analyses simply demonstrates the digital data collection reduces recording and transcription errors,
interpretive power that such tools add to a study of this type. The and limits the need for subsequent off-site digitizing. This capa-
elastic approach is presented here for illustrative purposes; no bility significantly improves the quality of community data sets.
doubt permanent aseismic and inelastic deformation contribute My tectonic geomorphology example discussed the importance
to the growth of Wheeler Ridge. Other modeling tools that simu- of the combination of models and data. Necessary geoinformat-
late landscape development might be brought to bear within such ics tool functionality includes:
an interpretive environment as well (e.g., Densmore et al., 1998; • visualization/cartographic tools for combined mapping of
Tucker et al., 2001). raster and vector data sets with simple grid math and inter-
polation capabilities, and the capability to visualize beyond
REQUIRED DATA SETS AND TOOLS the 2.5 dimensions of digital topography draped with imag-
ery (Fig. 3A) to true three-dimensional structures and their
The information integration scenarios presented above show possible change with time (four dimensions).
the kinds of investigations that geoinformatics tools can enhance. • file format conversion tools
The examples are not comprehensive, however. Given the breadth • geostatistical capability
of typical geologic investigations, it is difficult to a priori iden- • comprehensive geological and geomorphological data
tify all of the data and analysis that are necessary. Nevertheless, query capability
below, I identify a number of data sets and geoinformatics func- • data population/upload tools
tions of potential use in active tectonics, tectonic geomorphology, • mobile systems to augment field reality and permit field
and fault system dynamics studies. data collection
• seismicity (instrumental, historic, paleoseismic) • interpretive models for deformation (mechanical tools
• geodetically determined decadal velocity field (e.g., such as those based upon the boundary and finite element
Fig. 1A) method) and landscape development
• stress measurements (e.g., World Stress Map—http://
www.world-stress-map.org/) CONCLUSIONS
• topography (DEMs at all scales; e.g., Figs. 1D, 2, and 3),
in particular at high spatial resolution and possibly gath- The study of active crustal deformation and surface process
ered using airborne laser swath mapping (e.g., http://www. response requires integration of diverse data and model results.
ncalm.ufl.edu/) New insights may be gained (and required of the imminent
• imagery (Landsat/ASTER/aerial photos; e.g., Figs. 1B–1E flood of data from EarthScope) if we can present our domain
and 3A) (earth science) problems in a way that our information tech-
• Quaternary faults (locations, sense of motion, rates of nology colleagues can recognize them as interesting challenges
movement, recurrence interval; e.g., Figs. 1A and 3C) with common themes in other domains. For example, are bio-
• Late Tertiary–Quaternary subsidence and uplift (basins informatics applications portable to the geoinformatics envi-
and exhumation) ronment? Can the computational successes of astronomy and
• geological maps, especially those emphasizing Quaternary atmospheric science inspire and become possible for earth sci-
geology and geomorphology (e.g., Fig. 3C) entists? The GEON project (http://www.geongrid.org) is a large
• geochronologic information collaboration between earth scientists and information technol-
Information integration is evident with visualization tools. ogy experts largely from San Diego Supercomputer Center.
However, some integration is simply impeded by format differ- The IT effort clearly leverages tool development from multiple
ences between typical tools used. For example, all of the visu- similar collaborations (ecology, bioinformatics, hydrologic sci-
alization and cartography I have presented in this paper is done ences, and atmospheric sciences).
in ArcGIS 8.3 from Environmental System Research Institute In this paper, I have presented information integration sce-
(ESRI; http://www.esri.com). However, many earth scientists narios that show how some workers might pursue their research
use the Generic Mapping Tools (GMT; http://gmt.soest.hawaii. and that identify where integration enhances understanding. Nec-
edu/). Both include some capability for Boolean and mathemati- essary data sets will have to be built, imported, manipulated, ana-
cal raster overlay and geostatistics. The largest difference is that lyzed, visualized, and compared with model results using geoin-
the ArcGIS tools allow attributes to be assigned to spatial objects, formatics tools. Building and deploying such tools can change
which can be queried. GMT does not allow this fundamental GIS the way that earth scientists produce knowledge, promoting a
(geographic information system) functionality. For the earth sci- cycle of knowledge creation, observation, and tool refinement.
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