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IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 25, NO.

8, AUGUST 2010 2045

A High-Power-Factor Single-Stage Single-Switch


Electronic Ballast for Compact Fluorescent Lamps
John C. W. Lam, Member, IEEE, and Praveen K Jain, Fellow, IEEE

Abstract—A very high power factor electronic ballast that uses


a single switch in the power circuit is proposed in this paper for
compact fluorescent lamps (CFLs). The proposed power circuit is
designed by integrating a SEPIC power factor corrector with a
novel single-switch current-fed resonant inverter. The advantage
of this single-switch electronic ballast is that it greatly simplifies
the gate-drive circuit design due to the elimination of isolation de-
vices that are otherwise required in the conventional half-bridge
totem pole configuration. This topology features a reduction of at
least two switches in the power stage compared to conventional
two-stage approach for high-power-factor electronic ballasts. In
addition, the proposed circuit is also able to achieve close-to-unity
power factor by operating the integrated SEPIC power factor cor-
rector in discontinuous conduction mode. The conduction loss of
the switch in the proposed circuit is also significantly reduced com-
pared to the conventional class-E single-switch resonant inverter.
Experimental results are provided to justify all the theoretical anal-
ysis and highlight the features of the proposed circuit on a 13-W
CFL.
Index Terms—Compact fluorescent lamps (CFLs), electronic
ballast, power factor correction (PFC).

Fig. 1. Energy consumption curves for different kinds of lamp [1].


I. INTRODUCTION
OMPACT fluorescent lamps (CFLs) were first introduced
C in the early 1990s, and are now gradually replacing con-
ventional incandescent lamps in household and commercial
voltage. As a result, fluorescent lamps cannot be connected di-
rectly to the line, as in the case of incandescent lamps. A lamp
lighting. The reason for the CFL’s increasing popularity is that it current stabilization element called ballast is required in order to
conserves energy, and subsequently, reduces energy cost when provide sufficient voltage for proper lamp ignition and to stabi-
compared to traditional incandescent lamps. Fig. 1 shows the lize the lamp current once the lamp arc is established. To provide
power consumption comparison between CFLs and different a compact and lightweight solution for CFLs, high-frequency
types of incandescent lamps. From Fig. 1, it is clear that in electronic ballasts operating at higher frequency than 25 kHz are
order to produce the same amount of light output, CFLs only more suitable than magnetic ballasts. By operating at a higher
consumes one-third of the power an incandescent lamp requires frequency, the light efficacy can be increased by at least 20%
and that the CFL’s lifetime is thousand times that of an incan- and advanced dimming control can also be implemented with
descent lamp [1]. great flexibility.
The major difference between fluorescent lamps and incan- To minimize cost and to ensure that a compact electronic bal-
descent lamps is that fluorescent lamps have negative resistance last circuit can be installed at the base of a CFL, commercial
characteristics, which means that as the fluorescent lamp power CFLs normally do not include a power factor correction (PFC)
increases, the lamp current increases with a decrease in the lamp circuit in their electronic ballasts. Fig. 2 is a block diagram of
typical electronic ballast used in a commercial CFL. It consists
of a diode rectifier and a self-driven half-bridge parallel resonant
inverter [2]–[5] with a dc-link capacitor connected in between
Manuscript received November 4, 2009; revised January 17, 2010. Date of
current version June 25, 2010. This paper is presented in part at the IEEE Power to provide the required energy to the lamp. The major drawback
Electronics Specialists Conference (PESC), Rodes, Greece, June 15–19, 2008. of this type of circuit configuration is the highly distorted line
U.S. Patent filed on June 13, 2008, Reference no. US61/236036. Recommended current drawn at the input. The poor quality of the line current,
for publication by Associate Editor M. Alonso.
The authors are with the Queen’s Centre for Energy and Power Electron- when reflected back to the utility side, produces a large amount
ics Research (ePOWER), Queen’s University, Kingston, K7 L 3N6, Canada of unwanted harmonics and results in very poor power factor.
(e-mail: john.lam@ece.queensu.ca; praveen.jain@ece.queensu.ca). Although, it has been reported in [6] that the high total harmonic
Color versions of one or more of the figures in this paper are available online
at http://ieeexplore.ieee.org. distortion (THD) issue in the line current causes only little con-
Digital Object Identifier 10.1109/TPEL.2010.2046426 cern for the power quality when the CFLs are less than 25% of
0885-8993/$26.00 © 2010 IEEE
2046 IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 25, NO. 8, AUGUST 2010

Fig. 2. Block diagram of electronic ballast in commercial CFL.

a building’s total load, this will become a more severe problem cuit, including current and voltage stress analysis on all the
when a large amount of unnecessary reactive power is produced semiconductor devices is discussed. Section III gives a design
from the utility side, if the incandescent lamps are going to be example and provides experimental waveforms to highlight the
replaced by CFLs in the near future. This defeats the original performance of the circuit. Section IV summarizes the merits of
energy-saving purpose offered by CFL. the proposed work.
The use of single-stage inverters in fluorescent lightings to re-
duce the size and cost of the power circuit while simultaneously II. DESCRIPTIONS AND CHARACTERISTICS
achieving high power factor at the input have been discussed in OF PROPOSED CIRCUIT
literature [7]–[11]. A thorough analysis has been given in [7] to
compare the performance of different power factor preregula- A. Derivation of Proposed Single-Stage Ballast Circuit
tors that can be integrated with the half-bridge parallel resonant To design a low-cost and small-size high-power-factor elec-
inverter. A buck–boost converter integrated with a current-fed tronic ballast circuit for CFLs, the design objective is to reduce
resonant inverter was proposed in [11] to eliminate the isolation the number of active components (i.e., diode and MOSFET)
devices in the MOSFET driver circuit that would have been oth- in the power circuit. Since it is not possible to further reduce
erwise needed in the half-bridge inverter case. Compared to the the switch count from the active PFC stage perspective, switch
conventional two-stage configurations, the single-stage inverter count reduction is performed on the inverter stage. A single-
approach allows the reduction of one controller and MOSFET switch current-fed resonant inverter is proposed by connect-
in the power circuit. However, with the existing single-stage in- ing the switch (M1 ) in series with a diode (D1 ), as shown in
verter approach, two MOSFETs are still required in the power Fig. 3(b). The other circuit elements that make up the single-
circuit. switch inverter include: an input inductor (Lin ) and a resonant
To further reduce the number of MOSFETs required in the circuit consists of Lr and Cr , and a starting inductor (Lp ). An
ballast power circuit, single-switch electronic ballasts were re- advantage of the proposed inverter circuit compared to the class
ported in [12]–[17] by using the class-E resonant inverter. These E resonant inverter is that when the switch is ON, only the input
electronic ballasts use only one switch to simultaneously achieve current (iin ) will flow through the switch, as illustrated in Fig. 3.
PFC while providing the lamp current stabilization at the inverter This means that the conduction loss of the MOSFET is signifi-
stage. The advantage of using the class-E resonant inverter is that cantly reduced in the proposed design compared to the class-E
the design complexity of the MOSFET driver circuit is greatly resonant inverter. Another advantage of the proposed single-
reduced and the switch has lossless switching characteristic. switch resonant inverter is that the MOSFET voltage stress
But the switch needs to suffer a high voltage stress of about 3–5 is much lower than that of the class-E resonant inverter. The
times of the input dc voltage [17]. A modified class-E inverter MOSFET peak voltage of a class-E resonant inverter is approx-
was proposed in [18] to improve the high voltage stress issue in imately 3–5 times the peak of the input voltage. However, in the
the MOSFET for CFL applications. But the current stress in the proposed circuit, the voltage across the MOSFET is a function
switch was increased to achieve the aforementioned advantage. of both Lin and Cr . Hence, by properly designing Lin and Cr ,
The efficiency of the circuit is also lower than the conventional the voltage across the MOSFET can be minimized.
two-stage electronic ballast with boost PFC. In active PFC, a front-end converter is required to provide
This paper proposes new high-power-factor single-switch very high power factor at the line input. DC–DC converters
electronic ballast for CFL applications. The proposed circuit such as the boost, buck–boost, flyback, Cuk, and SEPIC are
has both lower peak current and voltage stress across the switch all possible options for active PFC. In the proposed design,
than that of the class-E resonant inverter. Detailed operating the SEPIC converter is chosen for PFC for the following rea-
principles and characteristics of the proposed circuit are pro- sons: 1) it does not require a large-size high-voltage dc-link
vided in this paper. The merits and performance of the circuit capacitor, as in the boost PFC case; 2) unlike the discontinuous-
are justified through experimental results. This paper is orga- conduction-mode (DCM) operating boost converter, the dc-link
nized as follows. Section II provides a detailed description of capacitor of the SEPIC converter does not suffer from high
the operating principles of the proposed single-switch ballast voltage stress in order to achieve high power factor [19]; and
circuit. The mathematical analysis of the proposed ballast cir- 3) the output dc-link voltage polarity is not inverted, as in the
LAM AND JAIN: HIGH-POWER-FACTOR SINGLE-STAGE SINGLE-SWITCH ELECTRONIC BALLAST FOR COMPACT FLUORESCENT LAMPS 2047

Fig. 3. Comparisons between class-E inverter and proposed circuit. (a) Class-E resonant inverter. (b) Proposed single-switch resonant inverter.

Fig. 4. Proposed single-stage single-switch electronic ballast.

buck–boost converter case, which allows simpler circuit con- As a result, it can be concluded that SEPIC converter is capable
figuration and input electromagnetic interference (EMI) filter of achieving all the advantages of the other dc–dc converters
designs [20]. When the SEPIC converter operates in DCM with for PFC application. Fig. 4 illustrates the finalized single-stage
a fixed switching frequency, the peak of the DCM inductor single-switch electronic ballast circuit that is essentially an in-
current will follow the rectified sinusoidal envelope and a close- tegration of a SEPIC converter and a single-switch inverter to
to-unity power factor is achieved at the input. This feature can form a high-power-factor electronic ballast
be analyzed by first examining the input line voltage. The in-
put line voltage is given by: vs (t) = Vp sin(2πfL t), where Vp V p d2 T s
is,avg (t) = sin(2πfL t) (1)
is the peak line voltage and fL is the line frequency. Second, 2Leq
the average current (is,avg (t)) drawn from the line is given in  2π
1
(1), where Leq = (L1 L2 )/(L1 + L2 ), Ts is the switching pe- pavg = Vp sin(2πfL t)is,avg (t)d(2πfL t)
2π 0
riod, and d is the duty ratio. From (1), it can be observed that
is,avg (t) is purely sinusoidal and is in phase with vs (t). There- d2 Vp2 Ts
= . (2)
fore, a very high power factor is achieved at the input. The input 4Leq
average power equation is derived from (1) and is expressed as
(2). Another advantage of the SEPIC converter is that the input
line current ripple can be reduced by properly designing the two B. Proposed Circuit Operation
inductors (L1 and L2 ) and capacitor C1 [20]. By doing so, an The operating stages and key waveforms of the proposed cir-
input LC filter can be saved in the SEPIC PFC configuration. cuit are presented in this section. The circuit operating principles
2048 IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 25, NO. 8, AUGUST 2010

Fig. 5. Operating principles of proposed circuit.

switching is provided at the turn ON of the MOSFET. The total


current flowing through the switch is ids , which is the sum of
iin and iD i n .
Interval 2: When M1 is OFF, iL decreases linearly through
diode Db . It continues to decrease linearly until it is equal to
iL 2 , this stage ends when diode Db stops conducting.
Interval 3: All three diodes are OFF with the resonant circuit
continuing to deliver the required energy to the output. Now,
iL flows through both L1 and L2 . After this stage, the next
switching cycle starts again.

C. Current and Voltage Stress Analysis


One common drawback in many single-stage or single-switch
converters is that the active components, such as the MOSFET
and diodes, may suffer from higher voltage or current stress
compared to the conventional two stages converters for the
same power level. High current or voltage stress across any ac-
tive components can result in bulkier power circuits and higher
overall circuit cost. Hence, in this section, the current/voltage
stress across the switch and all the diodes in the proposed circuit
is studied.
1) RMS Current of Diode Din : Diode Din conducts only
when the switch is ON. Therefore, the current ( iD i n ) flowing
through Din is equal to the sum of the rising portion of inductor
current (iL ) and current (ic1 ). The rms current ( iD i n ,rm s ) is
obtained by first taking the average of the square of iD i n over
the switching period, and then, averaging it over the ac line
Fig. 6. Key waveforms of proposed circuit. period [21]. The final expression of iD i n ,rm s is given in (3) as
follows:

   Ts 
can be explained by examining the proposed circuit in four dif- 1 π 1
ferent intervals within a switching period, as shown in Fig. 5. iD i n ,rm s = i2D i n d(t) d (ωL t)
π 0 Ts 0
The key waveforms of proposed circuit within a switching pe- 
riod are illustrated in Fig. 6.   π 2
1 Ipk d d3/2 Ts Vp
Interval 1: When M1 is ON, iL rises linearly, iin increases = d (ωL t) = √ . (3)
slowly due to the presence of Lin , so that close to zero-current π 0 3 6Leq
LAM AND JAIN: HIGH-POWER-FACTOR SINGLE-STAGE SINGLE-SWITCH ELECTRONIC BALLAST FOR COMPACT FLUORESCENT LAMPS 2049

Fig. 7. Equivalent circuit of the inverter when the switch is ON.

2) RMS Current of Diode Db : Diode Db conducts only when Fig. 8. Key waveforms at the inverter stage.
the inductor discharges its energy to the inverter. Hence, using
the similar technique from (3), the rms current iD b ,rm s of Db
can be derived and expressed as follows:
 approximated by (13), where (ωs t)pk is the phase corresponds
   Ts 
1 π 1 to the maximum peak
voltage across the MOSFET, as given by
iD b ,rm s = i2D b d(t) d (ωL t)
π 0 Ts 0 (14) and K0 = Ires Lin /Cr

  π 2

1 Ipk toff 1 1 − d dTs Vp vds,rm s ((ωs t))pk = K0 sin ((ωs t))pk
 √
=
π 0 3Ts
d (ωL t) = . 
6L2 K0 sin (α) − Vdc
− cos ((ωs t))pk ,
(4) cos (α)
2πd ≤ ωs t ≤ Ts (13)
3) RMS Current of Diode D1 : The current flowing through  
diode D1 can be analyzed by observing that its current is equal to K0 cos (α)
(ωs t)pk = − tan−1 . (14)
the current flowing through inductor Lin . The simplified equiv- K0 sin (α) − Vdc
alent circuit of the inverter stage when the switch is ON is shown
in Fig. 7, where the output current source represents the resonant
D. Analysis of Resonant Inverter With nth Harmonics Circuit
current (ires ) flowing through Lr . The current iD 1 and the capac-
itor voltage vcr are then obtained simultaneously from (5) and This section analyzes the proposed resonant circuit in detail.
(6), respectively. The key waveforms are illustrated in Fig. 8 and First of all, the nth harmonics circuit of the resonant inverter
the final expressions representing iin (ωs t) and vcr (ωs t) within is derived. Then, the Fourier series that represents the inverter
one switching cycle are expressed by (7) and (8), respectively. input current (iin ) and the output current (iout ) is subsequently
θV cr (ωs ), which represents the phase difference between iin derived. The analysis was performed with the assumption that
and vcr , is given in (9) as a function of ωs . The equation that both the MOSFET and diode are ideal components with lossless
represents the rms current of iD 1 is given by (10a). The average characteristics.
current of iin within one switching cycle has been derived and is The resonant inverter stage employs a single input induc-
given by (10b), as shown in (5)–(10a) and (10b), at the bottom tor (Lin ) and a current source resonant circuit that consists
of the next page. of a resonant inductor (Lr ), a parallel capacitor (Cr ), and a
4) Current Stress of MOSFET: When the MOSFET con- parallel inductor (Lp ). The resonant circuit serves as a lamp-
ducts, the current flowing through the MOSFET comprises of starting element to provide sufficient high voltage to ignite
iD i n and iD 1 . The rms current of the switch is then obtained as the lamp. Fig. 9 shows the nth harmonic equivalent ac cir-
shown in (11) at the bottom of the next page. cuit of the resonant inverter with Rlam p and rf to represent
The peak current flowing through Din , Db , and M1 , as ob- the steady-state lamp resistance and the resistance of the fila-
served from Fig. 6, is the same, which is expressed by the ment, respectively. The nth harmonic impedance of the circuit
following equation: elements in the resonant circuit are given by (15)–(17) respec-
tively, where n = 1 represents the fundamental impedance. The
Vp dTs
iD i n ,pk = iD b ,pk = ids,pk = . (12) Fourier series that represents current iin (ωs t) is derived based
Leq on (7), where a0 , a1 , and b1 are given by (20)–(22), respectively.
5) Voltage Stress of MOSFET: The voltage stress across the The phase difference between iin and vcr is represented by α,
MOSFET is obtained by using KVL in the proposed inverter. and the resonant current at α is represented by Ires . Equation
Since the voltage across Lin is approximately zero when the (23) is the expression that represents K. The detailed deriva-
MOSFET is OFF, the peak value of the MOSFET voltage can be tions of the Fourier coefficients of iin (ωs t) are given in the
2050 IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 25, NO. 8, AUGUST 2010

Appendix. Equations (15) to (23) shown at the bottom of the θn (ωs ) =


next page.  
◦ −1 (nωs Lp /Rlam p )(1 − (nωs )2 Lr Cr )
The Fourier series that represents the output lamp current 90 − tan . (25)
(iout ) is derived by applying basic current division technique to 1 − (nωs )2 Lt Cr
the ac equivalent circuit in Fig. 9. The corresponding Fourier
series of iout is expressed by (24) with the nth harmonic phase
angle (θn ) given by (25). The fundamental phase difference is Equations (19) and (24) have been plotted in MATLAB with
obtained by setting n = 1 in (25) the following circuit parameters: Vdc = 200 V, d = 0.4, Lin =
0.39 mH, Lr = 1 mH, Cr = 3.3 nF, and Lp = 3.9 mH. Fig. 10
   shows the current waveforms iin and iou t obtained from the
Zcr ZL p
iout (ωs t) = MATLAB calculations. Fig. 11 shows the simulation results
Zcr + ZL r + Zpar ZL p + Rlam p from PSIM 7.0. It can be observed that both figures are very
× (a1 cos (ωs t − θ1 ) + b1 sin (ωs t − θ1 )) similar, and therefore, proves that the derived mathematical
   equations are able to accurately describe the current waveforms
Zc r n ZL p n in the proposed resonant circuit.
+
Zc r n + ZL r n + Zparn ZL p n + Rlam p
 ∞

× an cos (nωs t − θn ) + bn sin (nωs t − θn ) E. Characteristics of Resonant Circuit
n =2,3,...
The basic characteristics that define the resonant circuit are
(24) provided in this section. The corner frequency (fo ) and the

d (iin (ωs t))


vL (ωs t) = Lin = Vdc − vcr (ωs t) , 0 ≤ ωs t ≤ 2πd (5)
dt
d (vcr (ωs t))
icr (ωs t) = Cr = iin (ωs t) − ires (θV cr (ωs )) , 0 ≤ ωs t ≤ 2πd (6)
dt
  
cos (ωs t − α) Cr sin (ωs t)
iin (ωs t) = ires (θV cr (ωs )) 1 − + Vdc = iD 1 (ωs t) , 0 ≤ ωs t ≤ 2πd (7)
cos (α) Lin cos (α)
  
cos (ωs t) Lin sin (ωs t − α)
vcr (ωs t) = Vdc 1 − − ires (θV cr (ωs )) , 0 ≤ ωs t ≤ 2πd (8)
cos (α) Cr cos (α)
  

−1 Lt Rlam p −1 (ωs Lp /Rlam p ) 1 − ωs2 Lr Cr
θV cr (ωs ) = tan − tan (9)
−ωs Lr Lp 1 − ωs2 Lt Cr

   Ts 
1 π 1
iD 1 ,rm s = i2D 1 d(t) d (ωL t)
π 0 Ts 0

        2 

 1 π
 1 dT s
cos (ω t − α) C sin (ω t)
d(ωs t) d(ωL t) (10a)
s r s
= ires (θ (ωs )) 1 − + Vdc
π 0 Ts 0 cos (α) Lin cos (α)
 2π d
1
iD 1 ,avg = iD 1 (ωs t) d(ωs t)
2π 0
 
1 ires (θ (ωs )) Cr Vdc
= ires (θ (ωs )) d − (sin (2πd − α) + sin (α)) + (1 − cos (2πd)) . (10b)
2π cos (α) Lin cos (α)


ids,rm s = i2D i n ,rm s + i2D 1 ,rm s
     
d3 Ts2 Vp2 1 −3Ires
2 K2 K2 I2
= + − sin(2α) + − res sin(2(α − d)) . (11)
6L2eq 2π cos (α2 ) 2 2 2 2
LAM AND JAIN: HIGH-POWER-FACTOR SINGLE-STAGE SINGLE-SWITCH ELECTRONIC BALLAST FOR COMPACT FLUORESCENT LAMPS 2051

Fig. 9. AC nth harmonics equivalent circuit with lamp and filament resistances included.

Fig. 11. Current waveforms at the resonant inverter stage plotted in PSIM.
Fig. 10. Current waveforms at the resonant inverter stage plotted in MATLAB.

ZL r n (ωs ) = jnωs Lr (15)


1
ZC r n (ωs ) = (16)
jnωs Cr
ZL p n (ωs ) = jnωs Lp (17)
jnωs Lp Rlam p
Zpn (ωs ) = (18)
jnωs Lp + Rlam p


a0
iin (ωs t) = + a1 cos (ωs t) + b1 sin (ωs t) + an cos (nωs t) + bn sin (nωs t) (19)
2 n =2,3,...

−Ires (sin(α) + K + Ires d cos (α) + Ires sin (α − d) − K cos (d))


a0 = (20)
π cos (α)
(−1/8) (Ires sin(α)−K−2Ires sin (α+d) −Ires sin (α − 2d) +2Ires d cos (α) + 2Ires d sin (α − d) + K cos (2d))
a1 =
π cos (α)
(21)
(1/8) (3Ires cos(α) − K sin(2d) + 2Kd − 2Ires cos(d + α) − 2Ires cos(α − d) − 2dIres sin(α) + I cos(α − 2d))
b1 =
π cos (α)
(22)

Cr
K = Vdc . (23)
Lin
2052 IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 25, NO. 8, AUGUST 2010

TABLE I
DESIGN SPECIFICATIONS

low Q)

(Lp Iin /Vign )2 − 4 (Lr + Lp ) Cr − (Lp Iin /Vign )
fign =
4π (Lr + Lp ) Cr
(30)
 
 ωLp 
Vign = vL p 
(ω) = iin,1  . (31)
1 − ω 2 Leq Cr 

III. DESIGN EXAMPLE AND PERFORMANCE OF PROPOSED


Fig. 12. Voltage gain plot for different Q values. CIRCUIT
A. Design Example
To verify the feasibility of the proposed circuit, the proposed
quality factor (Q) are defined as (26) and (27), respectively circuit is tested on a 13-W CFL. The design specifications are
given in Table I.
1 Design Procedure:
fo = √ (26)
2π Lr Cr 1) Calculations of Lr , Cr , and Lp : Rlam p is first calculated,
2πfo Lr as shown in (32) using Iout and Pout
Q= . (27) Pout 13 W
Rlam p Rlam p = = = 663 Ω. (32)
2
Iout (0.14 A)2
During the lamp preheat stage, the lamp resistance is infinite The values of Lr , Cr , and Lp are then obtained as follows:
and the resonant circuit becomes a parallel L–C network. The
preheat frequency during this phase is given by (28), where ipre QRlam p 0.8(663 Ω)
Lr = = ≈ 1.1 mH (33)
is the preheat current. The preheat voltage is given by (29) 2πfs 2π(80 kHz)

vpre 1 1
fpre = (28) Cr = = ≈ 3.5 nF. (34)
2π (Lr + Lp ) ipre (2πfs )2 Lr (2π80 kHz)2 (1.1 mH)
 Lp is selected to be higher than Lr so that sufficient high
2πfpre Lp voltage can be guaranteed at the output during lamp ignition. In
vpre = iin . (29)
1 − (2πfpre )2 (Lr + Lp ) Cr this example, Lp is selected to be 3.3 mH.
2) Calculations of L1 , L2 , and C2 : The SEPIC inductors L1
During lamp ignition, the load can still be treated as an open and L2 are calculated according to the method outlined in [20].
circuit at the output of the resonant circuit. The lamp ignition In the proposed design, in order to minimize the current ripple
frequency (fign ) is then derived using (29) and the final ex- in is , L1 is selected to be 5.6 mH and L2 is designed to be
pression is given by (30), where Vign is the amplitude of the 1 mH. Leq is then calculated to be 0.84 mH. The duty cycle (d)
lamp ignition voltage and Iin is the average current of iin . The is calculated according to the SEPIC average power equation in
magnitude of the ignition voltage (Vign ), which is the voltage (2). The d that is required in this design example is given by
across the parallel inductor (Lp ), is given by (31) in terms of (35), where Vp = 170 V, Leq = 0.84 mH, Ts = 1/74 kHz, and
the fundamental component of iin . After the lamp is ignited, η = 90%

the lamp resistance becomes a finite value. By applying fun- 4Pavg Leq
damental approximation to the resonant circuit and assuming d= = 0.35. (35)
ηVp2 Ts
that the losses in the passive circuit components are negligi-
ble, the output-to-input voltage gain equation can be obtained The SEPIC DCM voltage gain equation is given in (36) [21],
and is plotted in Fig. 12 as a function of the relative operat- where Ri represents the mean input resistance of the inverter cir-
ing switching frequency, fr = fs /fo , where fs is the switching cuit and is defined as given by (37). iin,avg can be obtained from
frequency. Providing that Lp is designed to be much larger (10b) and is calculated to be approximately 80 mA. Assuming
than Lr , it can be observed that high output voltage can be that η = 90%, Ri is then calculated to be 1823 Ω. Vdc is then cal-
achieved and guaranteed during the lamp start-up condition (i.e., culated to be 146 V, according to (36), with Vrect,avg = 2Vp /π
LAM AND JAIN: HIGH-POWER-FACTOR SINGLE-STAGE SINGLE-SWITCH ELECTRONIC BALLAST FOR COMPACT FLUORESCENT LAMPS 2053

TABLE II
CIRCUIT PARAMETERS

Fig. 13. (a) Measured line current from a commercial 13-W CFL without PFC (v s : 50 V/div, is : 0.5 A/div, and time: 5 ms/div). (b) Measured line current from
proposed circuit on a 13-W CFL (v s : 50 V/div, is : 0.2 A/div, and time: 5 ms/div).

representing the average rectified voltage. The output capacitor ηPavg


Ri = (37)
C2 is obtained in (38) by allowing 10% ripple in Vdc . With both (iin,avg )2
Ri and Vdc obtained earlier, C2 is subsequently calculated to
Vdc
be at least 4.8 µF, according to (38), in order to minimize the C2 ≥ ≥ 4.8 µF. (38)
voltage ripple across the dc-link capacitor. In the actual design, 4πfL ∆Vdc Ri
C2 is selected to be 15 µF
3) Calculation of Lin : In order to achieve zero-current
switching (ZCS) at the turn ON of the MOSFET and ensure
 that iin return to zero before the turn OFF of the MOSFET, the
Vdc d2 T s R i selection of Lin is critical. The maximum value of Lin can be
= (36)
Vrect,avg 2Leq obtained from (A10) or (A11) given in the Appendix. Since d is
2054 IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 25, NO. 8, AUGUST 2010

Fig. 14. Lamp voltage and current during ignition phase (v o u t : 200 V/div; io u t : 0.2 A/div; time: 500 ms/div).

Fig. 15. Output lamp current and dc capacitor voltage (V d c ) waveforms (V d c : 50 V/div; io u t : 0.2 A/div; time: 5 ms/div).

Fig. 16. Steady-state lamp current (io u t : 0.1 A/div; time: 10 µs/div).
LAM AND JAIN: HIGH-POWER-FACTOR SINGLE-STAGE SINGLE-SWITCH ELECTRONIC BALLAST FOR COMPACT FLUORESCENT LAMPS 2055

Fig. 17. MOSFET current and voltage waveforms (v d s : 100 V/div; id s : 0.5 A/div; time: 5 µs/div).

Fig. 18. MOSFET current and voltage waveforms within line frequency cycle (v d s : 100 V/div; id s : 0.5 A/div; time: 2 ms/div).

obtained to be 0.35 from (35), K1 is then determined to be 0.51 voltage stress can be calculated from (13) with Vdc = 146 V,
from (A10). The constant K is then determined to be accord- Cr = 3.3 nF, and Lin = 0.39 mH. The peak voltage stress during
ing to the K1 expression given in the Appendix. Finally, with steady-state operation is calculated to be 345 V, according to
Cr = 3.3 nF and Vdc = 146, the maximum allowable value of (13).
Lin is calculated to be 0.58 mH from (23). In the actual design,
a value of 0.39 mH is selected to meet all the requirements. B. Experimental Results
4) Selection of Diodes Din , Db , D1 , and MOSFET: Fast-
Table II summarizes the list of circuit parameters and com-
recovery diodes are required for Din and Db to minimize the
ponents used in this design example. Fig. 13(a) shows the mea-
turn-OFF recovery losses in the diodes. From (12), the peak
sured line current and voltage from a commercial 13-W CFL.
current flowing through Din and Db is calculated as follows:
The power factor obtained is 0.62. Fig. 13(b) shows the in-
(146 V) (0.35) (1/74 kHz) put line current of the proposed circuit and a power factor of
iD i n ,pk = iD b ,pk = ≈ 0.82 A. 0.992 is achieved. Fig. 14 illustrates the lamp voltage transition
0.84 mH
(39) during the lamp ignition process. Fig. 15 shows the dc-link ca-
MUR160 fast-recovery diodes are used in the experimental pacitor voltage and output lamp current. The crest factor of the
prototype. The peak current flowing through the MOSFET is lamp current is measured to be 1.59, which is below the limit,
same as iD i n ,pk and iD b ,pk , which is also 0.82 A. The MOSFET according to the ANSI standards [22]. Fig. 16 shows the steady-
2056 IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 25, NO. 8, AUGUST 2010

Fig. 19. (a) Power factor. (b) Measured efficiency.

state output lamp current. The current and voltage waveforms and the features of the proposed circuit have been provided in
across the MOSFET are illustrated in Fig. 17. Fig. 18 shows the this paper. All the theoretical analysis has been justified through
MOSFET current and voltage waveforms within the two line the design example for a 13-W CFL. It has been confirmed
frequency cycles. It is observed that the peak voltage across the through experimental results that the proposed circuit achieves
MOSFET and the peak current flowing through the MOSFET a power factor of at least 0.98 at the input and an overall effi-
is approximately 350 V and 0.85 A, respectively. The measured ciency of 82% at the rated condition in the proposed circuit.
peak voltage and current values are close to the calculated values
obtained in the previous section. Fig. 19 illustrates the power
factor and efficiency performance for the proposed circuit un- APPENDIX
der different line voltages. It is observed that a power factor of The general form of any Fourier series that is periodic in the
at least 0.98 is maintained under all operating conditions. The range [−π, π] is shown in (A1), where a0 , an , and bn repre-
overall efficiency is measured to be approximately 82% at the sented by (A2)–(A4), respectively. Hence, the Fourier series that
rated voltage. The majority of the power loss is due to the turn- represents iin can also be written in the form of (A1), as given in
OFF switching loss of the MOSFET and the copper losses in the (A5), where the corresponding a0 represents the average com-
inductors. ponent of iin , a1 and b1 represent the fundamental coefficient,
and an and bn represent the high order coefficients with n ≥ 2,
IV. CONCLUSION as given in (A6) and (A7), respectively
In this paper, a high-power-factor single-switch electronic

 ∞

ballast has been introduced for CFL applications. Due to its a0
single-switch characteristics, both the semiconductor complex- f (x) = + an cos (nx) + bn sin (nx)
2 n =1,2,... n =1,2,...
ity level and the MOSFET driver design are greatly simplified
compared to the existing solutions. Detailed operating principles (A1)
LAM AND JAIN: HIGH-POWER-FACTOR SINGLE-STAGE SINGLE-SWITCH ELECTRONIC BALLAST FOR COMPACT FLUORESCENT LAMPS 2057

 π
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2058 IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 25, NO. 8, AUGUST 2010

John C. W. Lam (S’04–M’06) received the B.Sc. Praveen K. Jain (S’86–M’88–SM’91–F’02) re-
(with first class honors) and M.Sc.E. degrees in ceived the B.E. degree (with honors) from the Univer-
electrical engineering from Queen’s University, sity of Allahabad, India, and the M.A.Sc. and Ph.D.
Kingston, Canada, in 2003 and 2006, respectively. degrees from the University of Toronto, Toronto, ON,
He is currently working toward the Ph.D. degree at Canada, in 1980, 1984, and 1987, respectively, all in
Queen’s University. electrical engineering.
He is working as a Research Assistant at the Currently, he is a Professor and Canada Research
Queen’s Centre for Energy and Power Electronics Chair at the Department of Electrical and Computer
Research (ePOWER). His research interests include Engineering, Queen’s University, Kingston, Canada,
high power factor electronic ballasts designs and dig- and the Director of the Queen’s Centre for Energy
ital control techniques in high frequency resonant and Power Electronics Research (ePOWER). He has
inverters. He has published over 15 technical (journal and conference) papers secured over $20M cash and $20M in-kind in external research funding to
and has 1 patent pending. conduct research in the field of power electronics. He has supervised more
Mr. Lam is the recipient of the Ontario Graduate Scholarship in 2003–2004 than 75 graduate students, postdoctoral fellows and research engineers. He has
and 2008–2009. He is a member of the IEEE Power Electronics Society and the published over 350 technical papers (including more than 90 IEEE Transac-
IEEE Industry Applications Society. tions papers). He holds more than 50 patents (granted and pending). He is also
a Founder of CHiL Semiconductor in Tewksbury, MA; and SPARQ System
in Kingston, Ontario, Canada. Prior to joining Queen’s, he has worked as a:
Professor at Concordia University (1994–2000); Technical Advisor at Nortel
(1990–1994); Senior Space Power Electronics Engineer at Canadian Astronau-
tics Ltd (1987–1990); Design Engineer at ABB (1981); Production Engineer
at Crompton Greaves (1980). In addition, he has consulted with Astec, Ballard
Power, Freescale, General Electric, Intel and Nortel.
Dr. Jain is an Associate Editor of the IEEE TRANSACTIONS ON POWER
ELECTRONICS and an Editor of International Journal of Power Electronics. He
is also a Distinguished Lecturer of IEEE Industry Applications Society. He is a
Fellow of the Engineering Institute of Canada (EIC) and the Canadian Academy
of Engineering (CAE). He is also a recipient of the 2004 Engineering Medal
(R&D) from the Professional Engineers of Ontario.

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