B R F S C B: A A A, A L M R: I. Special Bibliography: General Works and Updated Reports

BIBLIOGRAPHY ON REGULATION AND FINANCIAL SERVICES
COMPILED BY: ADRIANA AKIKO DE ANDRADE, ADEDAYO LESI AND MARYLIN RAISCH
Last updated May 17, 2010
I. Special Bibliography: General Works and Updated Reports
1.Lord Turner, The Turner Review: a regulatory response to the global banking crisis, Financial Services
Authority, March 2009 (126 pages) http://www.fsa.gov.uk/pubs/other/turner_review.pdf
2. Henry M. Paulson, Jr., On the Brink: Inside the Race to Stop the Collapse of the Global Financial
System, Business Plus, February 1, 2010.
3. Joseph E. Stiglitz, Freefall: America, Free Markets, and the Sinking of the World Economy, W. W.
Norton & Company, January 18, 2010.
4. Joseph E. Stiglitz, Stephany Griffith‐Jones, Jose Antonio Ocampo, Time for a Visible Hand: Lessons
from the 2008 World Financial Crisis, Initiative for Policy Dialogue, Oxford University Press, USA, 2010).
5. Joseph E. Stiglitz, The Stiglitz Report: Reforming the International Monetary and Financial Systems in
the Wake of the Global Crisis, New Press (this title will be released on April 27, 2010).
6. Joseph E. Stiglitz, Making Globalization Work, W.W. Norton & Company, September 17, 2007.
7. Joseph E. Stiglitz, Globalization and its Discontents, W. W. Norton & Company, 1st edition, April 2003.
8. Richard A. Posner, A Failure of Capitalism: The Crisis of '08 and the Descent into Depression, Harvard
University Press, 1st edition, May 1, 2009.
9. The Becker‐Posner Blog, A Blog by Gary Becker and Richard Posner,

http://uchicagolaw.typepad.com/beckerposner/
10. Niall Ferguson, The Ascent of Money: A Financial History of the World, Penguin (Non‐Classics), 1st
edition, October 27, 2009.
11. George Soros, The Crash of 2008 and What it Means: The New Paradigm for Financial Markets,
Public Affairs, Revised edition, March 30, 2009.
12. Alan Greenspan, The Age of Turbulence: Adventures in a New World, Penguin (Non‐Classics), Reprint
edition, September 9, 2008 (see chapter 19: Globalization and Regulation).
Georgetown Law Library · 111 G. St. NW · Washington, DC 20001

lawfacserv@law.georgetown.edu · 202-662-9145
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13. Daniel K. Tarullo, Banking on Basel: The Future of International Financial Regulation, Peterson
Institute for International Economics, Washington, DC, 2008.
14. George Cooper, The Origin of Financial Crises: Central Banks, Credit Bubbles, and the Efficient Market
Fallacy, Vintage, October 29, 2008.
15. Steven Kates, Macroeconomic Theory and Its Failings: Alternative Perspectives on the Global
Financial Crisis, Edward Elgar, 2010).
16. Marc Jarsulic, Anatomy of a Financial Crisis: A Real Estate Bubble, Runaway Credit Markets and
Regulatory Failure, Palgrave Macmillan, 2010).
17. Paul Krugman, The Return of Depression Economic and the Crisis of 2008, W. W. Norton & Company;
Reprint edition, September 8, 2009.
18. Andrew Ross Sorkin, Too Big to Fail: The Inside Story of How Wall Street and Washington Fought to
Save the Financial System ‐ and Themselves, Viking Adult, October 20, 2009.
19. John Cassidy, How Markets Fail: The Logic of Economic Calamities, Farrar, Straus and Giroux,
November 2009.
20. Hal S. Scott, The Global Financial Crisis (University Casebook), Foundation Press, 1st edition, July 30,
2009.
21. Hal S. Scott, International Finance: rule of choices for global financial markets, in: Research
Handbook in International Economic Law, edited by Andrew T. Guzman and Alan O. Sykes, 2007.
22. David M. Smick, The World is Curved: Hidden Dangers to the Global Economy, Portfolio Trade,
Reprint edition, August 25, 2009.
23. Horst Siebert and Gary Hufbauer, Rules for the Global Economy, Princeton University Press, July 6,
2009.
24. Franklin Allen and Douglas Gale, Understanding Financial Crises (Clarendon Lectures in Finance),
Oxford University Press, USA, May 26, 2009.
25. Charles A. E. Goodhart, The Regulatory Response to the Financial Crisis, Edward Elgar Pub, May 2009.
26. New York University Stern School of Business, Viral Archarya, Matthew Richardson, Restoring
Financial Stability: How to Repair a Failed System, Wiley Finance, 1st edition, March 23, 2009.
2
27. John B. Taylor, Getting Off Track: How Government Actions and Interventions Caused, Prolonged,
and Worsened the Financial Crisis, Hoover Institution Press Publication, Hoover Institution Press, 1 st New
edition, February 25, 2009.
28. John Bellamy Foster and Fred Magdoff, The Great Financial Crisis: Causes and Consequences,
Monthly Review Press, January 1, 2009.
29. Elmar Altvater, Was Marx Right After All?: A Critical Analysis of the Global Financial Crisis, in: Marie‐
Luisa Frick, Andres Oberprantacher, Power and Justice in International Relations, Ashgate; Har/Pas
edition, December 1, 2009.
30. Jesus Crespo Cuaresma, The Tyranny of the Status Quo: Economic Modelling, Economic Policy
Paradigms and the Financial Crisis, in: Marie‐Luisa Frick, Andres Oberprantacher, Power and Justice in
International Relations, Ashgate; Har/Pas edition, December 1, 2009.
31. Liaquat Ahamed, Lords of Finance: The Bankers Who Broke the World, Penguin Press HC, 1st Edition,
January 22, 2009.
32. Ben W. Heineman Jr., High Performance with High Integrity, Harvard Business School Press, May 28,
2008 (See chapters I, II and IV).
33. Martin Wolf, Fixing Global Finance (Forum on Constructive Capitalism), The Johns Hopkins University
Press, September 23, 2008.
34. Kenneth W. Dam, The Law‐Growth Nexus: The Rule of Law And Economic Development, Brookings
Institution Press, November 15, 2006.
35. Dean Baker, False Profits: Recovering from the Bubble Economy, Polipoint Press, January 15, 2010.
36. Iain MacNeil and Justin O’Brien, eds., The Future of Financial Regulation, Hart Publishing, 2010.
37. Mark T. Williams, Uncontrolled risk: the lessons of Lehman Brothers and how systemic risk can still
bring down the world financial system , New York : McGraw-Hill, 2010.
38. Giles Chance, China and the credit crisis: the emergence of a new world order, Singapore ; Hoboken,
NJ ; Chichester, UK : Wiley : Sons (Asia), 2010.
39. Robert Skidelsky and Christian Westerlind Wigström, eds., The economic crisis and the state of
economics, New York: Palgrave Macmillan, 2010.
40. Sng Hui Ying, Chia Wai Mun, Singapore and Asia: impact of the global financial tsunami and other
economic issues. World Scientific Publishing, 2010.
41. Harold L. Vogel ,Financial market bubbles and crashes, Cambridge University Press, 2010.
42. Anthony Downs, Real estate and the financial crisis: how turmoil in the capital markets is
restructuring real estate finance, Urban Land Institute Publication Dept., 2009.
43. Guillermo Rosas, Curbing bailouts: bank crises and democratic accountability in comparative
perspective, University of Michigan Press, 2009.
44. EU President (Spanish Presidency) Barrosa: EU Priorities for G20 Summit in Toronto
http://europa.eu/rapid/pressReleasesAction.do?
reference=SPEECH/10/238&format=HTML&aged=0&language=EN&guiLanguage=en
II. General Bibliography on Regulation
A. Regulation and Regulatory Failure
U.S. Statutory Approaches, Hearings and Investigations
Emergency Economic Stabilization Act of 2008, Pub. L. No. 110, §343 (2008). Available at
http://frwebgate.access.gpo.gov/cgi‐bin/getdoc.cgi?dbname=110_cong_bills&docid=f:h1424enr.txt.pdf
Statements (all also available on LexisNexis Congressional).
United States. Financial Crisis Inquiry Commission, Selected financial market & economic data,
[Washington, D.C.] : Financial Crisis Inquiry Commission, January 13, 2010,
http://permanent.access.gpo.gov/lps119114/2010-0113-EconomicData.pdf
American Society of International Law, ASIL Insight, Michael Waibel, Iceland's Financial Crisis – Quo
Vadis International Law? March 1, 2010,, http://www.asil.org/insights100301.cfm
European Commission, links to legislative proposals, October 2009,

http://ec.europa.eu/internal_market/finances/committees/index_en.htm#package including proposal
for establishing a European Systemic Risk Board.
EU and Greece, Sovereign Debt Crisis, Eurogroup Statement on Support to Greece, May 2, 2010, and
related documents, http://www.consilium.europa.eu/showPage.aspx?id=1826&lang=en
IMF Global Financial Stability Report , “Meeting New Challenges to Stability and Building a Safer
System,” April, 2010, http://www.imf.org/external/pubs/ft/gfsr/2010/01/pdf/summary.pdf
1. Financial Markets: Hearing Before the H. Comm. on Agriculture, 111th Cong., Oct. 15, 2008 (statement
of Walter Lukken, Acting Chairman, Commodity Futures Trading Commission). Available at
http://agriculture.house.gov/testimony/110/h81015/Lukken.pdf
2. Financial Markets: Hearing Before the S. Comm. on Banking, Housing and Urban Affairs, 111th Cong.,
Apr. 3, 2008 (statement of Ben S. Bernanke, Chairman, Board of Governors of the Federal Reserve
System). Available at http://www.america.gov/st/texttrans‐
english/2008/April/20080403151104eaifas0.9155237.html
3. Investor Protection and Regulation: Hearing Before the S. Comm. on Banking, Housing and Urban
Affairs, 111th Cong., March 10, 2009.
i. (statement of Paul Schott Stevens, President and CEO, Investment Company Institute).
Available at http://banking.senate.gov/public/index.cfm?
FuseAction=Files.View&FileStore_id=9b2abf52‐a7ab‐4d89‐a1ad‐d91d0340cfb4
ii. (statement of Lynn E. Turner, Former Chief Accountant, U.S. Securities and Exchange
Commission). Available at http://banking.senate.gov/public/index.cfm?
FuseAction=Files.View&FileStore_id=16e2bab5‐2d77‐4f6e‐a471‐933a438f6cac
iii. (statement of T. Timothy Ryan, Jr., President and Chief Executive Officer, Securities Industries
and Financial Markets Association). Available at
http://www.sifma.org/legislative/testimony/pdf/Ryan‐03‐10‐2009.pdf
iv. (statement of John C. Coffee, Jr., Adolf A. Berle Professor of Law, Columbia University Law
School). Available at http://banking.senate.gov/public/index.cfm?
FuseAction=Files.View&FileStore_id=d5da9848‐ea57‐475a‐b6e9‐93fc74b85abd
v. (statement of Damon A. Silvers, Associate General Counsel, American Federation of Labor and
Congress of Industrial Organizations). Available at
http://banking.senate.gov/public/_files/SilversTestimony31009AFLCIO.pdf
vi. (statement by Mercer E. Bullard, President and Founder, Fund Democracy, Inc.). Available at
http://banking.senate.gov/public/index.cfm?FuseAction=Files.View&FileStore_id=a22c0391‐
db89‐4e18‐a40c‐e9e6caddabae
4. Restoring the Economy: Hearing Before the Joint Economic S. Comm., 111th Cong., Feb. 26,
2009
vii. (statement of Adam Posen, Deputy Director, Peterson Institute for International Economics).
Available at http://www.iie.com/publications/papers/posen0209.pdf
viii. (statement of Joseph Mason, Professor of Economics, Louisiana State University). Available at
http://www.house.gov/jec/news/2009/Mason%20Testimony%20of%20Joseph%20R%20%20Mason.pdf
ix. (statement of Paul Volcker, Chairman, President’s Economic Advisory Board). Available at
http://www.house.gov/jec/news/2009/Volcker%20testimony%202‐26‐09%20(2).pdf
5.a. U.S. Foreign Economic Policy in the Global Crisis: Hearing Before the Subcomm. on
Terrorism, Nonproliferation, and Trade of the H. Comm. on Foreign Affairs, 111th Cong.,
Mar. 12, 2009
x. (statement of Lori Wallach, Director, Public Citizen’s Global Trade Watch division, U.S. Foreign
Economic Policy in the Global Crisis). Available at
http://www.internationalrelations.house.gov/111/wal031209.pdf
xi. (statement of Dr. Philip I. Levy, Resident Scholar, American Enterprise Institute). Available at
http://www.internationalrelations.house.gov/111/lev031209.pdf
xii. (statement of Peter Morici, Economist and Professor, R.H. Smith School of Business, University of
Maryland). Available at http://www.internationalrelations.house.gov/111/mor031209.pdf
xiii. (statement of C. Fred Bergsten, Director, Peterson Institute for International Economics). Available
at http://www.iie.com/publications/papers/bergsten0309.pdf
5.b. The state of the United States economy and financial markets : hearing before the
Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Tenth Congress,
second session, on the state of the United States economy and financial markets, Thursday, February 14,
2008 . Washington : U.S. G.P.O.:, 2010.
Organization Reports, Declarations, Speeches and Press Releases
6. Ash Demirguc‐Kunt & Luis Serven, World Bank Group, Policy Research Working Paper 4807: Are All
the Sacred Cows Dead? Implications of the Financial Crisis for Macro and Financial Policies (Jan. 2009),
http://www‐
wds.worldbank.org/external/default/WDSContentServer/IW3P/IB/2009/01/05/000158349_2009010510
3551/Rendered/PDF/WPS4807.pdf
7. Bank for International Settlements (BASEL), Consultative Document: Proposed Enhancements to the
Basel II Framework, (Jan. 2009), http://www.bis.org/publ/bcbs150.pdf
8. Council of the European Union, Presidency Conclusions – Brussels (Jun. 19, 2009),
http://www.consilium.europa.eu/uedocs/cms_data/docs/pressdata/en/ec/108622.pdf
9. Counterparty Risk Management Policy Group III, Containing Systemic Risk: The Road to Reform (Aug.
6, 2008), http://www.crmpolicygroup.org/docs/CRMPG‐III.pdf
10. Economic and Financial Affairs, European Commission, Communication from the Commission:
European Financial Supervision (May 27, 2009), http://eur‐lex.europa.eu/LexUriServ/LexUriServ.do?
uri=COM:2009:0252:FIN:EN:PDF
11. Economic and Financial Affairs, European Commission, Communication from the Commission:
Driving European Recovery Volume 1 (Apr. 4,2009), http://eur‐lex.europa.eu/LexUriServ/LexUriServ.do?
uri=COM:2009:0114:FIN:EN:PDF
12. Economic and Financial Affairs, European Commission, Communication from the Commission to the
European Council – A European Economic Recovery Plan (Nov. 26, 2008), http://eur‐
lex.europa.eu/LexUriServ/LexUriServ.do?uri=COM:2008:0800:FIN:EN:PDF
13. Economic and Financial Affairs, European Commission, The High‐Level Group on Financial
Supervision in the EU Report (Feb. 25, 2009),
http://ec.europa.eu/economy_finance/publications/publication14527_en.pdf
14. Federal Home Loan Mortgage Corporation (Freddie Mac), Increased Focus on Foreclosure Prevention
(Mar. 23, 2009), http://www.freddiemac.com/corporate/company_profile/pdf/fm_housing_crisis.pdf
15. Federal Reserve, Monetary Policy Report to the Congress (Feb. 24, 2009),
http://www.federalreserve.gov/monetarypolicy/files/20090224_mprfullreport.pdf
16. Financial Stability Board (FSB), Declaration of the Summit on Financial Markets and the World
Economy (Apr. 15, 2008), http://www.financialstabilityboard.org/press/pr_151108.pdf
17. Financial Stability Board (FSB), Recommendations and Principles to Strengthen Financial Systems: On
Addressing Procyclicality in the Financial System (Apr. 2, 2009),
http://www.financialstabilityboard.org/publications/r_0904a.pdf
18. Financial Stability Board (FSB), Recommendations and Principles to Strengthen Financial Systems:
Principles for Sound Compensation Practices (Apr. 2, 2009),
http://www.financialstabilityboard.org/publications/r_0904b.pdf
19. Financial Stability Board (FSB), Recommendations and Principles to Strengthen Financial Systems:
Principles for Cross‐border Cooperation on Crisis Management (Apr. 2, 2009),
http://www.financialstabilityboard.org/publications/r_0904c.pdf
20. Financial Stability Board (FSB), Report of the Financial Stability Forum on Enhancing Market and
Institutional Resilience (Apr. 7, 2008), http://www.financialstabilityboard.org/publications/r_0804.pdf
21. Financial Stability Board (FSB), Senior Supervisors Group’s Report on Leading‐Practice Disclosures for
Selected Exposures (Apr. 11, 2008),
http://www.newyorkfed.org/newsevents/news/banking/2008/SSG_Leading_Practice_Disclosures.pdf
22. Financial Stability Board (FSB), Statement of Mario Draghi, Chairman of the Financial Stability Board,
to the International Monetary and Financial Committee (Apr. 25, 2009),
http://www.financialstabilityboard.org/press/st_090425.pdf
23. Gail Hurley, European Network on Debt and Development (EURODAD), EURODAD Charter on
Responsible Financing (Jan. 2008),
http://www.eurodad.org/uploadedFiles/Whats_New/Reports/Responsible_Financing_Charter_report.p
df (Discusses the issue of irresponsible/predatory lending and needed changes, though mainly by
countries to developing countries).
24. Group of Thirty (G30), Financial Reform: A Framework for Financial Stability (Jan. 15, 2009),
http://www.group30.org/pubs/reformreport.pdf
25. Group of Twenty (G20) Working Group 1, Enhancing Sound Regulation and Strengthening
Transparency (Mar. 25, 2009), http://www.g20.org/Documents/g20_wg1_010409.pdf
26. Group of Twenty (G20), Declaration on Strengthening the Financial System (Apr. 2, 2009),
http://www.g20.org/Documents/Fin_Deps_Fin_Reg_Annex_020409_‐_1615_final.pdf
27. Group of Twenty (G20), London Summit – Leader’s Statement (Apr. 2, 2009),
http://www.g20.org/Documents/g20_communique_020409.pdf
28. Group of Twenty (G20), Progress Report on the Actions of the Washington Action Plan (Apr. 2, 2009),
http://www.g20.org/Documents/FINAL_Annex_on_Action_Plan.pdf
29. Group of Twenty (G20), The Global Plan for Recovery and Reform (Apr. 2, 2009),
http://www.g20.org/Documents/final‐communique.pdf
30. HM Treasury, Banking Act 2009 Special Resolution Regime: Code of Practice (Feb. 2009),
http://www.hm‐treasury.gov.uk/d/bankingact2009_codeofpractice.pdf
31. HM Treasury, Managing the Global Economy through Turbulent Times (Dec. 2008), http://www.hm‐
treasury.gov.uk/d/managingtheglobaleconomy_081208.pdf
32. Institute of International Finance (IFF), Final Report of the IIF Committee on Market Best Practices:
Principles of Conduct and Best Practice Recommendations – Financial Services Industry Response to the
Market Turmoil of 2007‐2008 (Jul. 2008), www.iif.com/download.php?id=Osk8Cwl08yw=
33. Institute of International Finance (IFF), Proposal for a Strategic Dialogue on Effective Regulation
(Dec. 2006), http://www.iif.com/download.php?id=syfGSVG0giw=
34. International Accounting Standards Board (IASB), IASB/IASC Foundation Response to the April 2009
G20 Recommendations (Apr. 9, 2009), http://www.iasb.org/NR/rdonlyres/3E1B44D3‐DE0C‐4684‐905F‐
51CD0C70BDB5/0/UpdatedAprilG20Matrix21April.pdf
35. International Accounting Standards Board (IASB), Letter to Prime Minister Rt Hon Gordon Brown MP
informing of creation of Financial Crisis Advisory Group (Mar. 31, 2009),
http://www.iasb.org/NR/rdonlyres/66CB9ED7‐DDA2‐4791‐A899‐
1FDD94786F66/0/FCAGG20ProgressReport.pdf
36. International Association of Insurance Supervisors (IAIS), Press Release: IAIS takes action on G20 and
FSF recommendations (Apr. 26, 2009),
http://www.iaisweb.org/__temp/26_February_2009__IAIS_takes_action_on_G20_and_FSF_recommen
dations.pdf
37. International Finance Corporation, World Bank Group, Issue Brief: IFC Global Trade Finance Program
(Dec. 2008), http://www.ifc.org/ifcext/about.nsf/AttachmentsByTitle/IssueBrief_GTFP/
$FILE/IssueBrief_GTFP.pdf
38. International Finance Corporation, World Bank Group, Issue Brief: IFC Advisory Services (Dec. 2008),
http://www.ifc.org/ifcext/about.nsf/AttachmentsByTitle/IssueBrief_Advisory/
$FILE/IssueBrief_Advisory.pdf
39. International Finance Corporation, World Bank Group, Issue Brief: IFC Recapitalization Fund (Dec.
2008), http://www.ifc.org/ifcext/about.nsf/AttachmentsByTitle/IssueBrief_BRF/
$FILE/IssueBrief_BRF.pdf
40. International Finance Corporation, World Bank Group, Issue Brief: IFC Infrastructure Crisis Facility
(Dec. 2008), http://www.ifc.org/ifcext/about.nsf/AttachmentsByTitle/IssueBrief_ICF/
$FILE/IssueBrief_ICF.pdf
41. International Finance Corporation, World Bank Group, Issue Brief: Microfinance Enhancement
Facility (Feb. 2009), http://www.ifc.org/ifcext/about.nsf/AttachmentsByTitle/IssueBrief_MEF/
$FILE/IssueBrief_MEF.pdf
42. International Monetary Fund (IMF) Monetary and Capital Markets Department, Lessons of the
Financial Crisis for Future Regulation of Financial Institutions and Markets and for Liquidity Management
(Feb. 4, 2009), http://www.imf.org/external/np/pp/eng/2009/020409.pdf
43. International Organization of Securities Commissions (IOSCO) Technical Committee, Unregulated

Financial Markets and Products: Consultation Report (May 2009),
http://www.iosco.org/library/pubdocs/pdf/IOSCOPD290.pdf
44. International Organization of Securities Commissions (IOSCO) Technical Committee, The Role of
Credit Rating Agencies in Structured Finance Markets: Final Report (May 2008).
http://www.iosco.org/library/pubdocs/pdf/IOSCOPD270.pdf
45. International Organization of Securities Commissions (IOSCO), IOSCO Update on Progress made in
addressing G20 Concerns (May 2009), http://www.iosco.org/library/statements/pdf/statements‐5.pdf
46. International Organization of Securities Commissions (IOSCO), Report on the Subprime Crisis (May
2008), http://www.iosco.org/library/pubdocs/pdf/IOSCOPD273.pdf
47. Ivailo Izvorski, World Bank Group, East Asia and Pacific Update : Battling the Forces of Global
Recession (Apr. 2009),
http://siteresources.worldbank.org/INTEAPHALFYEARLYUPDATE/Resources/550192‐
1238574864269/5976918‐1239010682147/update_april09_fullreport.pdf
48. Joshua Aizenman, National Bureau of Economic Research, Working Paper 15018: Financial Crisis and
the Paradox of Under‐ and Over‐Regulation (May 2009), http://www.nber.org/papers/w15018.pdf
49. Peterson Institute for International Economics, A Report to the President‐elect and the 111 th
Congress from the Trade Policy Study Group: A New Trade Policy for the United States (Dec. 2008),
http://www.iie.com/publications/papers/20081217presidentmemo.pdf
50. Securities Industries and Financial Markets Association (SIMFA), Restoring Confidence in the
Securitization Markets (Dec. 3, 2008), http://www.sifma.org/capital_markets/docs/Survey‐Restoring‐
confidence‐securitization‐markets.pdf
51. U.S. Financial Accounting Standards Board (FASB), Speech: Lessons Learned, Relearned, and
Relearned Again from the Global Financial Crisis—Accounting and Beyond (Dec. 8, 2008),
http://www.fasb.org/jsp/FASB/Page/12‐08‐08_herz_speech.pdf
52. United States Department of Justice (USDOJ), U.S. Department of Justice FY 2010 Budget Request:
Combating Financial Fraud and Protecting the FISC, http://www.usdoj.gov/jmd/2010factsheets/pdf/cff‐
fisc.pdf (Discusses financial crisis impacts on mortgage and corporate frauds, and its impacts on the
resources and activities of the DOJ).
53. United States Securities and Exchange Commission (SEC), SEC’s Oversight of Bear Sterns and Related
Entities: the Consolidated Supervised Entity Program (Sep. 25, 2008),
http://www.sec.gov/about/oig/audit/2008/446‐a.pdf
54. International Financial Services London, International Financial Markets in the UK, May 2009 (24
pages), http://www.ifsl.org.uk/upload/RP_IFM_IN_THE_UK_5_2009.pdf
55. Vern McKinley and Gary Gegenheimer, Bright Lines and Bailouts: To Bail or Not To Bail, That Is the
Question, CATO Institute: Policy Analysis no. 637, April 2009 (40 pages)
56. International Monetary Fund, Global Financial Stability Report: responding to the financial crisis and
measuring systemic risks, April 2009 (251 pages),
http://www.imf.org/External/Pubs/FT/GFSR/2009/01/pdf/text.pdf
57. Institute of International Finance in collaboration with Oliver Wyman, Compensation in Financial
Services: Industry Progress and the Agenda for Change, March 2009 (48 pages)
http://www.oliverwyman.com/ow/pdf_files/OW_En_FS_Publ_2009_CompensationInFS.pdf
58. Chatham House & Atlantic Council, New Ideas for the London Summit: Recommendations to the G20
Leaders, March 2009 (98 pages)
http://www.acus.org/files/publication_pdfs/65/G20Report‐AtlanticCouncilChathamHouse.pdf
59. Kati Suominen, A New Age of Protectionism? The Economic Crisis and Transatlantic Trade Policy,
Brussels Forum Paper Series, The German Marshall Fund, March 2009 (37 pages)
http://www.gmfus.org//doc/Suominen%20final.pdf
60. Markus Brunnermeier, Andrew Crockett, Charles Goodhart, Avinash D. Persaud, and Hun Shin, The
Fundamental Principles of Financial Regulation, International Center for Monetary and Banking
Studies/Center for Economic Policy Research, Geneva Reports on the World Economy 11, January 2009
(90 pages)
http://www.princeton.edu/~markus/research/papers/Geneva11.pdf
61. Group of 30, Financial Reform: A Framework for Financial Stability (‘Volker Report’), January 2009
(82 pages) http://www.group30.org/pubs/reformreport.pdf
62. G20, Declaration: Summit on Financial Markets and the World Economy, November 15, 2008 (10
pages) http://www.g20.org/Documents/g20_summit_declaration.pdf
63. McKinsey Global Institute, Mapping Global Capital Markets: Fifth annual report, October 2008 (28
pages)
http://www.mckinsey.com/mgi/reports/pdfs/fifth_annual_report/fifth_annual_report.pdf
64. Mark Jickling, CRS Report for Congress: Averting Financial Crisis, Congressional Research Service,
March 21, 2008 (18 pages)
http://fpc.state.gov/documents/organization/103688.pdf
65. Luc Laeven and Fabian Valencia, Systemic Banking Crises: A New Database, IMF Working Paper,
WP/08/224, November, 2008 available at http://www.imf.org/external/pubs/ft/wp/2008/wp08224.pdf
66. Graduate Institute of International and Development Studies, Geneva, brief summary of remarks by
Professor Baldwin, “Is the G20 the New Bretton Woods? “On Friday 24 July 2009, Dr. Richard Baldwin,
professor of International Economics and head of the Graduate Institute’s Centre for Trade and
Economic Integration (CTEI), was invited by Gordon Brown to a roundtable discussion on the future of
global economic growth. This event was organised as part of preparations for the upcoming G20 Summit
in Pittsburgh on 24‐25 September 2009.”
http://graduateinstitute.ch/Jahia/site/corporate/lang/en/institute/news;jsessionid=020135054FA4468C
3A72906A37F57CE5?newsId=68450
67. The G‐20‐ meeting at http://www.g20.org/Documents/FM__CBG_Comm_‐_Final.pdf
68. Competition and Financial Markets, OECD Policy Roundtables, DAF/COMP(2009)11, 8 June 2009 at
http://www.oecd.org/dataoecd/45/16/43046091.pdf
69. European Commission’s Directorate General for Trade Report, “Fifth Report on potentially trade
restrictive measures in the context of the global economic crisis”, 6 November 2009 at
http://trade.ec.europa.eu/doclib/docs/2009/november/tradoc_145270.pdf
70. “Government Networks, World Order, and the G20,” Anne‐Marie Slaughter, 2004
http://www.l20.org/publications/24_rU_g20_ottawa_slaughter.pdf
71. Transatlantic Leadership for a New Global Economy, A Policy Paper of the Atlantic Council,
April 2007, http://www.acus.org/docs/070420‐Transatlantic%20_Global_Economy.pdf
72. Global, Trade Watch, “WTO Financial Services Provisions”, http://www.citizen.org/trade/wto/fsa/
73. “Stiglitz Commission” Calls for WTO financial services reform,

http://www.citizen.org/documents/StiglitzCommissionHighlights.pdf
74. “Trade Agreement Cannot be Allowed to Undermine Needed Financial Service‐Sector Reregulation”,
http://www.citizen.org/documents/FinanceReregulationFactSheetFINAL.pdf
75. Volcker, Paul, “How to Reform Our Financial System”, January 20, 2010,
http://www.nytimes.com/2010/01/31/opinion/31volcker.html
76. Stefania Fabrizio, Coping with the global financial crisis: challenges facing low-income countries,
Washington, D.C : International Monetary Fund, 2010.
Articles
76. Acemoglu, Daron. “The Crisis of 2008: structural lessons for and from economics.” Policy
Insight No. 28. Centre for Economic Policy Research, January 2009.
77. Bhagwati, Jagdish. “Culture, Economics, and the Financial Crisis,” Kulturaustausch, December
2008.
78. Bhagwati, Jagdish. “Lessons from the Current Crisis,” written in February 2009, appearing in
Qfinance: The Ultimate Resource. Bloomsburg Publishing, 2009.
79. Bhagwati, Jagdish. “We need to guard against destructive creation,” Financial Times,
October 16, 2008.
80. Joshua Aizenman, “To Regulate Foreign or Domestic Intermediation?” 30 Harvard

International Review 4, 2009.
81. Francis Jacobs, “The State of International Economic Law: Re‐thinking Sovereignty in Europe,
Journal of International Economic Law 11: 5‐41, March 2008.
B. Selected Economics Working Papers: below are analyses from NBER (many of these seem to
contain the excessively mathematical models not desired in the original request; will need
evaluation). All papers PDF at links below, which first present abstracts:
a. w15110 June 2009 Paul Beaudry, Amartya Lahiri , Risk Allocation, Debt Fueled Expansion and Financial
Crisis, http://www.nber.org/papers/w15110
b. w15018 May 2009 Joshua Aizenman Financial Crisis and the Paradox of Under‐ and Over‐Regulation,
http://www.nber.org/papers/w15018
c. w14821 March 2009 Joshua Aizenman, Gurnain Kaur Pasricha, Selective Swap Arrangements and the
Global Financial Crisis: Analysis and Interpretation, http://www.nber.org/papers/w14821
d. w14663 January 2009 Michael G. Palumbo, Jonathan A. Parker, The Integrated Financial and Real
System of National Accounts for the United States: Does It Presage the Financial Crisis?
http://www.nber.org/papers/w14663
e. w14631 January 2009 John B. Taylor, The Financial Crisis and the Policy Responses: An Empirical
Analysis of What Went Wrong http://www.nber.org/papers/w14631
f. w14632 January 2009 Albert Park, Dean Yang, Xinzheng Shi, Yuan Jiang, Exporting and Firm
Performance: Chinese Exporters and the Asian Financial Crisis http://www.nber.org/papers/w14632
Print – Books and Releases
g. Michael Roberts, The Great Recession, Publisher lulu.com, December 3, 2009.
h. Thomas E. Woods Jr., Ron Paul, Meltdown: A Free‐Market Look at Why the Stock Market Collapsed,
the Economy Tanked, and Government Bailouts Will Make Things Worse, Regnery Press, 1st edition,
February 9, 2009.
i. Benn Steil, Lessons of the Financial Crisis, Council on Foreign Relations, Center for Geoeconomic
Studies, New York, NY, 2009. Available at
http://www.cfr.org/content/publications/attachments/Financial_Regulation_CSR45.pdf
j. Change We Can Afford, Hoover Institution, 2009. (Chapter “Bank Regulatory Reform in the Wake of
the Financial Crisis” by Charles W. Calomiris. Available at
http://siteresources.worldbank.org/INTFR/Resources/Charles_Calomiris.pdf.
k. Douglas W. Elmendorf, N. Gregory Mankiw and Lawrence H. Summers, Brooking’s Papers on

Economic Activity: Spring 2008, Brookings Institution Press, 2008.
l. E. Gerald Corrigan, The Credit Crisis: The Quest for Stability and Reform, Group of Thirty, Washington,
DC, 2008.
m. Eugene A. Ludwig, Lessons Learned from the 2008 Financial Crisis, Group of Thirty, Washington, DC,
2008.
n. Steven Dunaway, Global Imbalances and the Financial Crisis, Council on Foreign Relations, Center for
Geoeconomic Studies, Washington, DC, 2009. Available at
http://www.cfr.org/content/publications/attachments/Global_Imbalances_CSR44.pdf
o. Subprime Credit Crisis: Everything You Need to Know Now, Practicing Law Institute, New York, NY,
2008.
p. The First Global Financial Crisis of the 21 st Century edited by Andrew Felton and Carmen Reinhart.
Available at http://www.voxeu.org/index.php?q=node/1352
q. The Structure of Financial Supervision: Approaches and Challenges in a Global Marketplace, Group of
Thirty, Washington, DC 2008.
r. Eugenio A. Bruno, Nicholson y Cano, Global Financial Crisis: Navigating and Understanding the Legal
and Regulatory Aspects, Globe Business Publishing, September 2009.
s. Rainer Grote and Thilo Marauhn, The Regulation of International Financial Markets: Perspectives for
Reform, Cambridge University Press, 1st edition, December 11, 2008.
t. Robert J. Barbera, The cost of capitalism: understanding market mayhem and stabilizing_ our
economic future, Publication: New York: McGraw‐Hill, 2009.
u. Colin Read, _Global financial meltdown: how we can avoid the next economic crisis, 1959‐
Publication:_ Basingstoke [England]; New York : Palgrave Macmillan,_ 2009.
v. Katrina Vanden Heuvel and William Greider,_ Meltdown : how greed and corruption shattered our
financial system_ and how we can recover, Publication: New York : Nation Books, 2009.
w. Andrew Sheng, From Asian to global financial crisis: an Asian regulator's view of_ unfettered finance
in the 1990s and 2000s, Publication: Cambridge; New York: Cambridge University Press, 2009.
x. Jörg _Bibow, Keynes on monetary policy, finance and uncertainty: liquidity_ preference theory and the
global financial crisis, Publication: Abingdon, Oxon;_New York, NY : Routledge, 2009.
y. Fiscal implications of the global economic and financial crisis, Publication: Washington, D.C.:
International Monetary Fund, 2009.
z. Nicolas Grabar and Ethiopis Tafara, Global capital markets & the U.S. securities laws, 2009: strategies
for the changing regulatory environment, Publication: New York, NY: Practising Law _Institute, 2009.
aa. Detlef Junker and Wilfried Mausbach,_ State and market in a globalized world: transatlantic
perspectives, Publication: Heidelberg, Winter, 2009_.
bb. Kevin Mellyn, Financial market meltdown: everything you need to know to_ understand and survive
the global credit crisis, Publication: Santa Barbara, Calif.: Praeger, 2009.
cc. Inés Bustillo and Helvia Velloso,_ The global financial crisis: what happened and what's next,
Publication: Washington, D.C. : United Nations, ECLAC, 2009.
dd. Peter J. Barrett; Jeffrey Fuhrer, Counseling through the global financial crisis, C. Publication: Boston,
MA : MCLE, 2009.
ee. Assessing the impact of the current financial and economic crisis on global FDI flows, Publication:
[Geneva: United Nations], 2009.
ff. Global financial stability report: responding to the financial crisis and measuring systemic risks,
Publication: Washington, D.C.: International Monetary Fund, 2009.
gg. Noeleen Heyzer and Shigeru Mochida, The global economic and financial crisis: regional impacts,
responses and solutions, Publication: New York: United Nations, 2009.
hh. Klaus G.Efenhoff, The Financial Crisis and the European Union, Publication: New York: Nova Science
Publishers, Inc., 2009.
ii. John Lawrence Reynolds and Barbara Czarnecki, Bubbles, bankers & bailouts: the global financial crisis
and how_ you can survive it, Publication: Vancouver: Douglas & McIntyre, 2009.
jj. L. P. Yong, Lessons in corporate governance from the global financial crisis, 1950‐Publication: Sydney:
CCH Australia, 2009.
kk. Y. Venugopal Reddy, India and the global financial crisis: managing money and finance, Publication:
New Delhi_: Orient BlackSwan, 2009.
ll. Surya Narayan Yadav and Prakash_ Vir Khatri, Global financial crisis : new challenges for corporate
governance, Publication: New Delhi: Jnanada Prakashan: _Assisted by Text Book Promotion Society of
India, 2009.
mm. Richard M. Morgan, The global financial crisis: the relevance of Adam Smith on_ morality and the
free markets, Publication: Ballan, Vic.: Connor Court Publishing, 2009.
nn. How the financial crisis has changed international business, Publication:
[Mechanicsburg, Pa.]: Pennsylvania Bar_ Institute, 2009.
oo. Banking and finance client strategies in the EU: leading lawyers on_ navigating
global market instability, adapting to new_legislation, and_ developing strategic
client solutions, Publication: [Boston, Mass.]: Aspatore, 2009.
pp. John Raymond LaBrosse and Rodrigo Olivares‐Caminal, Financial crisis management
and bank resolution, Publication: London: Informa Law, 2009.
qq. Paula _Beroza, Impact of the financial crisis on global markets: an immediate look_
at the legal and economic, Publication: [S.l.]: West_ Group, 2009.
rr. Jongmoo Jay Choi and Michael_ G. Papaioannou, Credit, currency, or derivatives:
instruments of global financial_ stability or crisis? Publication: Bingley: Emerald,
2009.
ss. Global economic & financial crisis: essays from Economic and_ Political Weekly,
Publication: Hyderabad: Orient BlackSwan, in_association with Sameeksha Trust,
2009.
tt. High‐level Tripartite Meeting on the Current Global Financial and_Economic Crisis
(Geneva, 23 March 2009): the financial_and economic_crisis: a decent work
response, Publication: Geneva: ILO, 2009.
uu. Maurice Obstfeld and Kenneth Rogoff, Global imbalances and the financial crisis:
products of common causes, Publication: London: Centre for Economic
Policy_Research, 2009_.
vv. Impact of the financial crisis on finance sector workers: issue_paper for discussion at
the Global Dialogue Forum on the_Impact of the Financial Crisis on Finance Sector
Workers, Geneva, 24‐25_February 2009, Meeting Name: Global Dialogue Forum on
the Impact of the_Financial Crisis on Finance Sector Workers, Publication: Geneva:
ILO, 2009.
ww. Dick K. Nanto, The Global Financial and Economic Crisis: Analysis and Policy_
Implications, Publication: Ft. Belvoir: Defense Technical Information Center, 2009.
xx. Wayne Visser, Landmarks for sustainability: events and initiatives that have_changed
our world, Publication: Sheffield, UK: Greenleaf Pub., 2009.
yy. Global Capital and National Institutions Crisis and Choice in the International
Financial Architecture, Publication: World Scientific Pub Co Inc, 2009.
zz. Chris Baumann; T. Valentine, Marketing in focus: global financial crisis, J. Publication:
Frenchs Forest, N.S.W.: Pearson Australia, 2009.
aaa. The global financial crisis: a plan for regulatory reform,_Corp Author: Committee on
Capital Markets Regulation (U.S.) Publication: [Cambridge, Mass.]: Committee on
Capital Markets Regulation, 2009.
bbb. Nagesh Kumar, Mid‐year review of the Indian economy, 2008‐2009: challenges of_
sustaining dynamism in the context of global financial crisis, Publication: Delhi,_
India: Shipra Publications, 2009.
ccc. Assessing the impact of the current financial and economic crisis on_ global FDI
flows, Publication: [Geneva]: United Nations Conference on_Trade and
Development, 2009.
ddd. Heribert Dieter; Leonard Seabrooke; Tsingou, The global credit crisis and the
politics of financial reform, Eleni Publication: [S.l.]: [s.n.], 2009.
eee. Nathaniel Frank; Heiko Hesse, Financial spillovers to emerging markets during the
global financial_crisis, Publication: [Washington, DC]: International monetary
fund_(IMF), 2009.
fff. Dirk Solte, World financial system in balance crisis as opportunity for a sustainable
future, Publication: Berlin, Terra‐Media‐Verlage, 2009.
ggg. Jonathan E. Sanford; Martin A. Weiss, The Global Financial Crisis: Increasing IMF
Resources and the Role_ of Congress, Publication: Ft. Belvoir: Defense Technical
Information Center, 2009.
hhh. Martin A. Weiss, The Global Financial Crisis: The Role of the International Monetary
Fund (IMF), Publication: Ft. Belvoir: Defense Technical Information Center, 2009.
iii. Mareike Meyn; Jane Kennan, The implications of the global financial crisis for
developing countries' export volumes and values, Publication: London: Overseas
development institute (ODI), 2009.
jjj. K. R. Gupta, Global financial crisis, Publication: New Delhi: Atlantic Publishers &
Distributors, 2009.
kkk. Gordon L. Clark; Roger Urwin, Innovative models of pension fund governance in the
context of the global financial crisis, Publication: [London]: Watson Wyatt
Worldwide, _2009.
lll. _The day after tomorrow: asset management; continuing the
PricewaterhouseCoopers perspective series on the global financial crisis,
Publication: [London]: PricewaterhouseCoopers, 2009.
mmm. Bernd Nilles, From collapse to opportunity development perspectives on the

global financial crisis, Publication: Brussels: CIDSE, 2009.
nnn. M. Umer Chapra, _The global financial crisis: some suggestions for reform of
the_global financial architecture in the light of Islamic finance, Publication:
[Kyoto]: Center for Islamic Area Studies at Kyoto University, _2009.
ooo. Umberto Burani, The global financial crisis: its distant origins, Publication: Brussels:
European Economic and Social Committee, 2009.
ppp. Jarko Fidrmuc and Iikka Korhonen, The Impact of the Global Financial Crisis on
Business Cycles in_Asian Emerging Economies, Publication: München : CESifo,
Center for Economic_Studies & Ifo_Institute for economic research, 2009.
qqq. Dirk Willem Velde and Charles Ackah, The global financial crisis and developing
countries synthesis of the findings of 10 country case studies, Publication: London:
Overseas development_institute (ODI),_ 2009.
rrr. Richard Carney, Lessons from the Asian financial crisis_, Publication: London;
New_York : Routledge, 2009.
sss. Peter John Morrison, The engine of doom: what caused the global financial crisis,
Dissertation: Thesis (B.S.), University of Northern_Colorado, 2009.
ttt. The impact of the global financial crisis on the world oil market and_its implications
for the GCC countries, Publication: Economic and Social_Commission for Western
Asia, 2009.
uuu. Laura Beke and Erik Jones, European responses to the global financial crisis,
Publication: Bologna: CLUEB, 2009.
vvv. Robert Wade, Global economic & financial crisis, Publication: Mumbai : EPW
research foundation, 2009.
www. J. R. Varma, Risk management lessons from the global financial crisis for_
derivative exchanges, Publication: Ahmedabad: Indian Institute of Management,
2009.
xxx. Darrell Issa, The role of government affordable housing policy in creating the_global
financial crisis of 2008: staff report, Corp Author: United States,
Congress, House, Committee on Oversight and Government_ Reform, Publication:
[Washington, DC]: U.S. House of Representatives, 111th Congress, Committee on
Oversight and Government Reform, 2009.
yyy. Yu Yongding,_China's policy responses to the global financial crisis, Publication:

Melbourne,_ Vic.: Productivity Commission, 2009.
zzz. Marcel Fratzscher, What explains global exchange rate movements during the
financial crisis? Publication: Frankfurt_am Main : European Central Bank, 2009.
aaaa. Booms and busts: an encyclopedia of economic history from_tulipmania of the

1630s to the global financial crisis of the 21st_century, Publication: Armonk: M E
Sharpe, 2009.
bbbb. A regulatory response to the global banking crisis, Corp Author: Financial Services
Authority. Publication: [London]: Financial Services Authority, 2009.
cccc. Wayne M. Morrison, China and the Global Financial Crisis: Implications for the
United_States,_ Publication: Ft._ Belvoir: Defense Technical Information Center,
2009.
dddd. Dermot Hodson and Lucia Quaglia, European perspectives on the global financial
crisis, Publication: Oxford : Blackwell, 2009.
eeee. Cameron Gordon and Tom Valentine, Economics in focus: the global financial
crisis, Frenchs Forest, NSW: Pearson Education_Australia, 2009.
ffff. Etienne B. Yehoue, Emerging Economy Responses to the Global Financial Crisis of
2007‐09,_An Empirical Analysis of the Liquidity Easing Measures, Publication:
[Washington, DC]: International monetary fund (IMF),_2009.
gggg. Back to the future: government, financial institutions and the global financial crisis,
Publication: [London]: PricewaterhouseCoopers, 2009._
hhhh. Massimiliano Calì and Salvatore Dell'Erba, The global financial crisis and
remittances what past evidence suggests, Publication: London: Overseas
development_institute (ODI), 2009.
iiii. Niall Ferguson, Empire: The Rise and Demise of the British World Order and the
Lesson for the Global Power, Basic Books, April 13, 2004.
jjjj, Lawrence G. McDonald with Patrick Robinson , A colossal failure o of common sense:
the inside story of the collapse of Lehman Brothers, New York, N.Y. : Crown
Business, 2009.
kkkk. Commission on Growth and Development, Post-crisis growth in the developing
world: a special report of the Commission On Growth And Development on the
implications of the 2008 financial crisis. Washington, D.C: World Bank, 2010.
C. Bankruptcy
Books
a. Julie Guard, Wayne Antony, and Cy Gonick, Bankruptcies Y Bailouts, Fernwood

Publishing Co., Ltd., September 1, 2009.
b. Bruce Leonard, Norton Annual Review of International Insolvency, Thomson West,

2009.
c. Cross‐border Insolvency: A Commentary on the UNCITRAL Model Law, 2nd Ed., Globe
Law and Business, Winchester Walk, London, United Kingdom, 2009.
d. Daniel T. Brown & Jon D. Van Gorp, Credit Market and Subprime Distress: Responding
to Legal Issues, Practicing Law Institute, New York, NY, 2008. (Chapter 11 is on the
bankruptcy implications of the financial crisis)
e. George M. Kelakos, Daniel M. Glosband, Josefina McEvoy, Hon. Burton Lifland et al.,
ABI Guide to Cross‐border Insolvency in the United States, American Bankruptcy
Institute, 2008.
f. Paul J. Omar, International Insolvency Law: Themes and Perspectives, Ashgate

Publishing Limited, Hampshire, England, 2008.
g. Terence C. Halliday and Bruce G. Carruthers, Bankruptcy: Global Lawmaking and

Systemic Financial Crisis, Stanford University,
http://uchicagolaw.typepad.com/beckerposner/iversity Press, Stanford, California,
2009. (Examines historical changes in bankruptcy, reforms and institutions)
h. Terence C. Halliday, Law’s global markets: how international organizations shaped

bankruptcy law after the Asian financial crisis, Stanford University Press, 2009.
i. Carole L. Basri, The Global Subprime Crisis: Issues You Need to Know, Practicing Law
Institute, New York, NY, 2008. (Briefly discusses Bear Stern’s bankruptcy
proceedings as relates to recognition of Cayman Islands proceeding by the United
States, and has a very short foray into mortgage fraud issues).
j. Carole L. Basri, The Global financial crisis 2009: preparing for the future, New York, NY:
Practising Law Institute, 2009.
Articles & Reports

k. Freshfields Bruckhaus Deringer LLP, Change is Coming, April 2009,
http://www.insol.org/emailer/May_2009_downloads/Change%20is%20coming_UK%20Budget.pdf
l. HM Treasury, Banking Act 2009 Special Resolution Regime: Code of Practice (Feb. 2009),
http://www.hm‐treasury.gov.uk/d/bankingact2009_codeofpractice.pdf
m. Stephen J. Lubben, Financial Distress and Emerging Markets (October, 10, 2008), Setton Hall Public
Law Research Paper No. 1282355. Available at http://ssrn.com/abstract=1282355 (Discusses bankruptcy
policies around the globe but no new regulations with the financial crisis).
D. Mortgage Legal Problems & Fraud
Laws
a. Fraud Enforcement and Recovery Act of 2009, Pub. L. No. 111, § 21 (2009).
b. Helping Families Save Their Homes Act of 2009, Pub. L. No. 111, § 22 (2009).
c. Fight Fraud Act of 2009, 111 H.R. 1748.
d. Stop Mortgage Fraud Act, 111 H.R. 78.
e. False Claims Act Corrections Act of 2009.
f. Proposed Amendment to Home Mortgage Disclosure (Regulation C), 12 C.F.R. §203

(2002), http://edocket.access.gpo.gov/2008/pdf/E8‐16501.pdf
g. Proposed Amendment to Truth in Lending (Regulation Z), 12 C.F.R. §226 (2002),

http://edocket.access.gpo.gov/2008/pdf/E8‐16500.pdf
Statements (available on LexisNexis Congressional)
h. Consumer Protection and the Credit Crisis: Hearing Before the S. Comm. on Commerce
Science and Transportation, 111th Cong., Feb. 26, 2009 (statement of Pamela Jones,
Commissioner, The Federal Trade Commission).
i. Fraud Reduction Bills: Hearing Before the H. Comm. on the Judiciary, 111th Cong., Apr.
1, 2009
i. (statement of John Pistole, Deputy Director, Federal Bureau of

Investigations, United States Department of Justice).
ii. (statement of Jonathan Mintz, Commissioner, New York City Department of

Consumer Affairs).
iii. (statement of Rita Glavin, Acting Assistant Attorney General, Criminal

Division, United States Department of Justice).
iv. (statement of Ira J. Rheingold, Executive Director, National Association of
Consumer Advocates).
j. Toxic Substances Control, Consumer Credit: Hearing Before the Subcomm. on

Commerce, Trade, and Consumer Protection of the H. Comm. on Energy and
Commerce, 111th Cong., Mar. 12, 2009 (statement of Eileen Harrington, Acting
Director, Bureau of Consumer Protection, Federal Trade Commission).
Organization Reports, Declarations, Speeches and Press Releases
k. Carsberg Review of Residential Property: Standards, Regulations, Redress and

Competition in the 21st Century – Final Report (June 2008),
http://www.rics.org/site/download_feed.aspx?fileID=1646&fileExtension=PDF
l. Carsberg Review of Residential Property: Standards, Regulations, Redress and

Competition in the 21st Century ‐ Review (June 2008),
http://www.rics.org/site/download_feed.aspx?fileID=1647&fileExtension=PDF
m. Communities and Local Government, Ensuring a Fair Housing Market for All
(September 2, 2008), http://www.communities.gov.uk/news/corporate/950558
n. Congressional Oversight Panel. http://cop.senate.gov/documents/cop‐012909‐report‐

regulatoryreform.pdf
o. HM Treasury, Housing Finance Review: Analysis and Proposals (Mar. 2008),

http://www.hm‐treasury.gov.uk/d/bud08_housing_787_.pdf
p. HM Treasury, Mortgage Finance: Final Report and Recommendations (Nov. 2008),

http://www.hm‐treasury.gov.uk/d/pbr08_mortgagefinance_1010.pdf
q. HM Treasury, Mortgage Finance: Interim Analysis (Jul. 2008)¸ http://www.hm‐

treasury.gov.uk/d/crosby290708.pdf
r. HM Treasury, Press Release: Chancellor Launches Mortgage Finance Working Group

(Apr. 9, 2008), http://www.hm‐treasury.gov.uk/press_37_08.htm
s. The Board of Governors of the Federal Reserve System, Banking and Consumer
Regulatory Policy Press Release (July 14, 2008),
http://www.federalreserve.gov/newsevents/press/bcreg/20080714a.htm
t. The President’s Working Group on Financial Markets, Policy Statement on Financial

Market Developments (March 13, 2008),
http://www.ustreas.gov/press/releases/reports/pwgpolicystatemktturmoil_03122008.p
df
u. The President’s Working Group on Financial Markets, Progress Update on March
Policy Statement on Financial Market Developments (October 2008),
http://www.ustreas.gov/press/releases/reports/q4progress%20update.pdf
Articles and Books
v. Federal Bureau of Investigation, Mortgage Fraud Scam: ‘Dream Homes’ Turns into Nightmare, April
27, 2009. http://www.fbi.gov/page2/april09/dreamhome_042709.html
w. Mark Landler, “Housing Woes in U.S. Spread around Globe,” The New York Times, April 14, 2008.
http://www.nytimes.com/2008/04/14/business/worldbusiness/14real.html?_r=1&scp=1&sq=Housing
%20Woes%20in%20U.S.%20Spread%20around%20Globe&st=cse
x. Mark M. Zandi, Financial Shock: A 360º Look at the Subprime Mortgage Implosion, and How to Avoid
the Next Financial Crisis, FT Press; 1 edition, July 19, 2008.
y. Roberto B. Raymundo, Monetary policy, housing prices, trade imbalances and the financial crisis:
establishing links and identifying policies to protect the financial system and global coordination in the
implementation of monetary policy and fiscal stimulus programs: the new role of the IMF, Publication
Manila: Yuchengco Center, De La Salle University, 2009.
Stories of Fraud
News
z. Clifford Krauss, “Antigua Dismisses Regulator Charged in Stanford Case,” The New
York Times, June 24, 2009.
aa. Clifford Krauss, “How Stanford Financial Dodged Regulators,” The New York Times,
June 20, 2009.
bb. Clifford Krauss, “Chief Investment Officer at Stanford Group Indicted,” The New York
Times, May 13, 2009.
cc. Clifford Krauss, “Antigua to Cooperate with U.S. in Investigation of its Banks,” The
New York Times, February 23, 2009.
dd. Julie Creswell, “U.S. Agents Scrutinize Texas Firm,” The New York Times, February 13,
2009.
ee. The Associated Press, “Judge Allows Lehman to Investigate Barclays Deal,” The New
ff. Gretchen Morgenson, “Ex‐Chief Accused of Stock Fraud at a Big Lender,” The New
Organizations: Reports and Filings
gg. Securities and Exchange Commission, SEC Charges Former Countrywide Executives
With Fraud, http://www.sec.gov/news/press/2009/2009‐129.htm
hh. Securities and Exchange Commission, SEC Complaint: Stanford International Bank, et
al., http://www.sec.gov/litigation/complaints/2009/comp20901.pdf
ii. Securities and Exchange Commission, Second Amended Complaint: Stanford

International Bank, Ltd. et al., http://www.sec.gov/litigation/complaints/2009/stanford‐
second‐amended‐061909.pdf
jj. Securities and Exchange Commission, First Amended Complaint: Stanford

International Bank, Ltd. et al., http://www.sec.gov/litigation/complaints/2009/stanford‐
first‐amended‐022709.pdf
kk. Securities and Exchange Commission, Litigation Release No. 20794/October 30, 2008,
http://www.sec.gov/litigation/litreleases/2008/lr20794.htm (Investigation of Andres
Leonel Pimstein).
ll. Federal Bureau of Investigation, Miami Man Sentenced to 17 Years in Prison in Multi‐
Million Dollar “Ponzi” Scheme (March 20, 2009),
http://miami.fbi.gov/dojpressrel/pressrel09/mm032009a.htm (Investigation of Andres
Leonel Pimstein).
mm. Federal Bureau of Investigation, Stanford Financial Group Executives and Former
Chairman of Antiguan Bank Regulator Indicted for Fraud and Obstruction Charges
Related to $7 Billion Dollar Scheme to Defraud Investors (June 19, 2009),
http://houston.fbi.gov/dojpressrel/pressrel09/ho061909.htm. (Investigation of Allen
Stanford).
nn. Serious Fraud Office, Four Sentenced in a $10 Million “Ponzi” Fraud,
http://www.sfo.gov.uk/news/prout/pr_625.asp?id=625
E. World Trade Organization – role and responses
a. Hubert Escaith — WTO; Fabien Gonguet — École Polytechnique‐ENSAE, Paris; International

Trade and Real Transmission Channels of Financial Shocks in Globalized Production Networks
(working paper) May, 2009, http://www.wto.org/english/res_e/reser_e/ersd200906_e.pdf
b. WTO Public Forum 2009, September 2009; topics focus on financial crisis: Discussions at the
Public Forum will be organized under the following themes:
i. Finding global solutions to global problems: The way forward towards better
global governance;
ii. The role of the WTO and the Doha Round negotiations in the midst of the
current financial crisis;
iii. The impact of the global economic crisis on developing countries, in
particular LDCs, and the role of trade financing; and
iv. The main challenges facing the multilateral trading systems and reflections
on the post‐crisis agenda for the WTO.
c. Selected documentation:
i. WT/GC/W/604, POSSIBLE FURTHER ACTION BY WTO MEMBERS IN

RESPONSETO THE FINANCIAL CRISIS, Communication from Colombia, Costa Rica,
Hong Kong China, Malaysia, Mexico,New Zealand, Norway, Pakistan, Peru,
Singapore, Switzerland, Turkey and Uruguay, May 20, 2009, http://0‐
www.insidetrade.com.gull.georgetown.edu/secure/pdf13/wto2009_2677a.pdf
ii. WTO document WT/L/737, 12 November 2008embodying the Informal Heads

of Delegation Meeting, 10th Annual Meeting of G‐20 Finance Ministers and
Central Bank Governors, São Paulo, Brazil, 8‐9 November, 2008,
http://docsonline.wto.org/GEN_highLightParent.asp?qu=
%22global+financial+crisis%22&doc=D%3A%2FDDFDOCUMENTS%2FT%2FWT
%2FL%2F737.DOC.HTM&curdoc=11&popTitle=WT%2FL%2F737
iii. [other documents to be searched‐ some may duplicate G‐20 and IMF
sources]
F. Sources Consulted
Org. Websites Consulted
a. American Bankruptcy Institute (ABI)
b. American Bar Association (ABA)
c. American College of Bankruptcy
d. American Law Institute (ALI)
e. Association of Insolvency and Restructuring Advisors (AIRA)
f. Bank for International Settlements (BIS)
g. Security Regulatory Commission (CSRC)
h. Committee of European Securities Regulators (CESR)
i. Communities and Local Government [UK Government site]
j. Counterparty Risk Management Policy Group III

k. Directgov: Website of the UK Government
l. EUR‐Lex
m. European Bank for Reconstruction and Development
n. European Commission – Economic and Financial Affairs
o. European Investment Bank (EIB)
p. European Network on Debt and development (EURODAD)
q. Federal Home Loan Mortgage Corporation (Freddie Mac)
r. Federal National Mortgage Association (Fannie Mae)
s. Federal Reserve
t. Federal Trade Commission (FTC)
u. Financial Stability Board (FSB)
v. Group of Thirty (G30)
w. Group of Twenty (G20)
x. Her Majesty’s Treasury (HM Treasury)
y. INSOL
z. Institute of International Finance (IFF)
aa. International Accounting Standards Board (IASB)
bb. International Association of Deposit Insurers (IADI)
cc. International Association of Insurance Supervisors (IAIS)
dd. International Insolvency Institute (III)
ee. International Monetary Fund (IMF)
ff. International Organization of Securities Commissions (IOSCO)
gg. NASDAQ
hh. National Bureau of Economic Research (NBER)

ii. New York Stock Exchange (NYSE)
jj. Peterson Institute for International Economics
kk. Royal Institution of Chartered Surveyors (RICS)
ll. Securities Industries and Financial Markets Association (SIMFA)
mm. Serious Fraud Office
nn. The Paris Club
oo. United Nations Commission on International Trade Law (UNCITRAL)
pp. United States Commodity Futures Trading Commission (CFTC)
qq. United States Department of Justice (USDOJ)
rr. United States Department of the Treasury
ss. United States Financial Accounting Standards Board (FASB)
tt. United States Securities and Exchange Commission (SEC)
uu. World Bank
vv. World Trade Organization
Academic Websites Consulted
ww. Harvard International Journal
xx. Oxford Analytica
yy. Oxford University Comparative Law Forum
G. SSRN papers
1. What I Read About the Global Financial Crisis in 2007 and 2008
Ephemera: Theory and Politics in Organization, Vol. 9, No. 1, 2009
Christian De Cock
Swansea University
Date Posted: December 8, 2008
Last Revised: February 26, 2009
2. What Future for Disclosure as a Regulatory Technique? Lessons from the Global Financial Crisis and
Beyond
Emilios Avgouleas
University of Manchester ‐ School of Law
Date Posted: March 27, 2009
Last Revised: March 30, 2009
3. A‐Reits: Impact of the Global Financial Crisis Andrew Yik , Byron Koster and Andrew Lumsden
affiliation not provided to SSRN , Corrs Chambers Westgarth and Corrs Chambers Westgarth
Date Posted: April 20, 2009
Last Revised: April 20, 2009
4. The Global Financial Crisis and the Financial Stability Board: Hardening the Soft Law of International
Financial Regulation?
AIIFL Working Paper No. 6
Douglas W. Arner and Michael Taylor
Asian Institute of International Financial Law and International Monetary Fund (IMF) ‐ Monetary and
Exchange Affairs Department
Date Posted: July 2, 2009
Last Revised: August 13, 2009
5. A Property Economics Explanation of the 2008 Global Financial Crisis

Gunnar Heinsohn , Frank Decker and Ulf Heinsohn
University of Bremen , Sydney and Berlin School of Economics
Date Posted: January 23, 2009
6. The Global Financial Crisis and International Economic Law

TRADE IMPLICATIONS OF POLICY RESPONSES TO THE CRISES, Simon Evenett and Bernard Hoekman, eds.,
Washington: World Bank Publication, Forthcoming, U. of St. Gallen Law & Economics Working Paper No.
2009‐4
Anne van Aaken and Jürgen Kurtz
University of St. Gallen ‐ Law Department and University of Melbourne ‐ Law School
Date Posted: June 12, 2009
7. Income Distribution Policy Options amid the Global Financial Crisis

China Economist
Institute of Industrial Economics
Last Revised: July 27, 2009
Working Paper Series
8. The First Global Financial Crisis of the 21st Century

HBS Case Number: 709‐057, Harvard Business School BGIE Unit
Laura Alfaro and Renee Kim
Harvard University ‐ Business, Government and the International Economy Unit and Harvard Business
School
Date Posted: May 21, 2009
Last Revised: May 21, 2009
9. The Global Financial Crisis of 2008: What Went Wrong?

Hershey H. Friedman and Linda Weiser Friedman
CUNY Brooklyn College ‐ Department of Economics and Baruch College, CUNY ‐ Zicklin School of Business
Last Revised: May 7, 2009
10. Latin America and the Global Financial Crisis

Cambridge Journal of Economics, Vol. 33, Issue 4, pp. 703‐724, 2009
José Antonio Ocampo
Columbia University
Accepted Paper Series
11. The Global Financial Crisis, Behavioural Finance and Financial Regulation: In Search of a New
Orthodoxy
Journal of Corporate Law Studies, Vol. 9, No. 1, 2009
Emilios Avgouleas
12. The Global Financial Crisis: Lessons for European Integration

CASE Network Studies and Analyses No. 384
Marek Dabrowski
Centre for Social and Economic Research (CASE)
13. Structural Causes of the Global Financial Crisis: A Critical Assessment of the ‘New Financial
Architecture’
Cambridge Journal of Economics, Vol. 33, Issue 4, pp. 563‐580, 2009
James Crotty
University of Massachusetts at Amherst
14. Banking Regulation and Global Financial Crisis: Issues, Implications & Way Forward
Emmanuel Moore Abolo V
Access Bank PLC
Last Revised: December 29, 2008
15. Financial Regulation, Behavioural Finance, and the Global Credit Crisis: In Search of a New Regulatory
Model
Emilios Avgouleas
Last Revised: June 8, 2009
16. The German Banking System and the Global Financial Crisis: Causes, Developments and Policy
Responses
Hans H. Bleuel
University of Applied Sciences Duesseldorf
17. The Global Financial Crisis: An Institutional Theory Analysis

Critical Perspectives on International Business, Vol. 5, Nos. 1/2, pp. 26‐35, 2009
Suhaib Riaz
UOIT
Last Revised: June 11, 2009
18. Trust and Financial Regulation

Villanova Law Review, Forthcoming, Hofstra Univ. Legal Studies Research Paper No. 09‐22
Ronald J. Colombo
Hofstra University ‐ School of Law
Date Posted: October 5, 2009
Last Revised: October 12, 2009
19. Reframing Financial Regulation

Boston University Law Review, Vol. 90, No. 1, 2010, Cornell Legal Studies Research Paper No. 09‐026
Charles K. Whitehead
Date Posted: August 11, 2009
20. The Global Financial Crisis and the Disclosure Paradigm in European Financial Regulation: The Case
for Reform
European Company and Financial Law Review, Vol. 6, No. 4, 2009
Emilios Avgouleas
Last Revised: November 4, 2009
21. Factors that Contributed to Global Financial Crisis (GFC) and the Role of Shareholder Wealth
Maximisation in GFC
Noel Yahanpath
22. Money Manager Capitalism and the Global Financial Crisis
L. Randall Wray
Levy Economics Institute, Working Papers No. 578
University of Missouri at Kansas City
Date Posted: September 26, 2009
23. Enablers of Exuberance: Legal Acts and Omissions that Facilitated the Global Financial Crisis
Jennifer S. Taub
University Of Massachusetts at Amherst ‐ Eugene M. Isenberg School of Management
24. Global Financial Crisis of 2008‐09: Triggers, Trails, Travails, and Treatments
The IUP Journal of Applied Economics, Vol. 8, Nos. 5 & 6, pp. 32‐47, September & November 2009
Ganti Subrahmanyam
GITAM Institute of Foreign Trade
25. China’s New International Financial Strategy Amid the Global Financial Crisis
China & World Economy, Vol. 17, Issue 5, pp. 22‐35, October 2009
Ming Zhang
Chinese Academy of Agricultural Sciences (CAAS)
26. How to Stop a Herd of Running Bears? Market Response to Policy Initiatives During the Global
Financial Crisis
International Monetary Fund, WP No. 09/204
Yacine Ait‐Sahalia, Jochen R. Andritzky, Andreas A. Jobst, Sylwia Nowak and Natalia T. Tamirisa
Princeton University ‐ Department of Economics , International Monetary Fund (IMF) , International
Monetary Fund (IMF) ‐ Monetary and Capital Markets Department (MCM) , International Monetary
Fund (IMF) and International Monetary Fund (IMF)
27. French Banks Amid the Global Financial Crisis

IMF Working Paper No. 09/201
Yingbin Xiao
International Monetary Fund (IMF)
28. Impact of Global Financial Crisis on Indian Economy

K. Vidyakala, S. Madhuvanthi and S. Poornima
Adthya Institute Of Technology , Adithya Institute of Technology and PSGR Krishnammal College for
Women ‐ Department of Management
29. The Global Financial Crisis and Offshore Dollar Markets

Current Issues in Economics and Finance, Vol. 15, No. 6, October 2009
Niall Coffey, Warren B. Hrung, Hoai‐Luu Q. Nguyen and Asani Srkar
Federal Reserve Bank of New York, Federal Reserve Bank of New York, Federal Reserve Bank of New
York and Federal Reserve Bank of New York
30. What is the Impact of the Global Financial Crisis on the Banking System in East Asia?
Michael Pomerleano
Asian Development Bank Institute
31. Global Imbalances, the Financial Crisis and China’s Economic Recovery
Xiaojing Zhang, Duoduo Tang and Yueqin Lin
32. Global Financial Crisis: A Sub‐Saharan African Perspective

The IUP Journal of International Relations, Vol. III, Nos. 3 & 4, pp. 7‐21, July & October 2009
John Stephen Moolakkattu
33. UK Economic Policy and the Global Financial Crisis: Paradigm Lost?
JCMS: Journal of Common Market Studies, Vol. 47, No. 5, pp. 1041‐1061, November 2009
Dermot Hodson and Deborah
University of London ‐ Birkbeck College and University of London ‐ Birkbeck College ‐ Department of
Politics
34. Were Bank Bailouts Effective During the 2007‐2009 Financial Crisis? Evidence from the Global Hedge
Fund Industry
Robert W. Faff and Jerry T. Parwada
Monash University ‐ Department of Accounting and Finance and University of New South Wales ‐ School
of Banking and Finance
35. Global Imbalance and the Financial Crisis

Bank of England Quarterly Bulletin 2009 Q3
Mark S. Astley, Julia Ciese, Michael J. Hume and Chris Kubelec
Bank of England ‐ Monetary Analysis , affiliation not provided to SSRN , MPC Unit, Bank of England and
Bank of England
Last Revised: September 26, 2009
36. Rhetoric and the Regulation of the Global Financial Markets in a Time of Crisis: The Regulation for
Credit Ratings
Transnational Law & Contemporary Problems, Forthcoming, University of Miami Legal Studies Research
Paper No. 2009‐24
Caroline M. Bradley
University of Miami ‐ School of Law
37. Output Legitimacy and the Global Financial Crisis: Perceptions Matter
JCMS: Journal of Common Market Studies, Vol. 47, Issue 5, pp. 1085‐1105, November 2009
Erik Jones
Johns Hopkins University ‐ Bologna Center
38. The Global Financial Crisis: Causes and Cures

JCMS: Journal of Common Market Studies, Vol. 47, No. 5, pp. 977‐996, November 2009
Jacopo Carmassi, Daniel Gros and Stefano Micossi
ASSONIME , Centre for European Policy Studies, Brussels and affiliation not provided to SSRN
39. Financial Crisis: Estimating the Risk of Assets in Balance

Paris December 2009 Finance International Meeting AFFI ‐ EUROFIDAI
Giovanni Barone‐Adesi and Giuseppe Corvasce
Swiss Finance Institute at the University of Lugano and Swiss Finance Institute, University of Lugano
40. Has the Basel II Accord Encouraged Risk Management During the 2008‐09 Financial Crisis?
Michael McAleer, Juan‐Angel Jimenez‐Martin and Teodosio Perez Amaral
Erasmus University Rotterdam ‐ Erasmus School of Economics, Econometric Institute , Complutense
University of Madrid and Facultad de Económicas y Empresariales, Complutense University of Madrid
Last Revised: January 27, 2010
41. The Global Financial Crisis and the Efficient Market Hypothesis: What Have We Learned?
Journal of Applied Corporate Finance, Forthcoming
Ray Ball
University of Chicago
Date Posted: November 20, 2009
42. The Financial Crisis: Causes and Lessons – Ending Government Bailouts as We Know Them Part I ‐
The Crisis
Rock Center for Corporate Governance at Stanford University Working Paper No. 67, Stanford Law and
Economics Olin Working Paper
Kenneth E. Scott
Stanford Law School
43. The Economic Consequences of Relaxing Fair Value Accounting and Impairment Rules on Banks
during the Financial Crisis of 2008‐2009
University of Washington ‐ Department of Accounting, Columbia University ‐ Accounting, Business Law &
Taxation and University of Washington ‐ Michael G. Foster School of Business
Robert M. Bowen, Urooj Khan and Shivaram Rajgopal
44. Causes of the Financial Crisis

Critical Review, Vol. 21, Nos. 2 & 3, pp. 195‐210, 2009
Viral V. Acharya and Matthew P. Richardson
London Business School ‐ Institute of Finance and Accounting and New York University ‐ Department of
Finance
45. Causes of the Financial Crisis: Risk Misperception, Policy Mistakes, and Banks’ Bounded Rationality
Tobias F. Rötheli
University of Erfurt
46. Market Reaction to Financial Asset Impairments During the Financial Crisis of 2007‐2008
University of North Carolina at Chapel Hill ‐ Kenan‐Flagler Business School , University of North Carolina
at Chapel Hill ‐ Accounting Area , Lancaster University ‐ Department of Accounting and Finance and
University of Michigan ‐ Stephen M. Ross School of Business
Dan Amiram, Wayne R. Landsman, Ken V. Peasnell and Catherine Shakespeare
47. Financial Crisis of 2008‐2009 and Other Financial Crises: How to Manage Them?
Andrey Igorevich Artemenkov
State University of Management
48. The Potential Impact of the Global Financial Crisis on World Trade
World Bank Policy Research Working Paper No. 5134
Warwick J. McKibbin and Andrew Stoeckel
affiliation not provided to SSRN and Australian National University
49. Cuomo v. Clearing House: The Supreme Court Responds to the Subprime Financial Crisis and Delivers
a Major Victory for the Dual Banking System and Consumer Protection
THE PANIC OF 2008: CAUSES, CONSEQUENCES AND IMPLICATIONS FOR REFORM, Lawrence E. Mitchell
and Arthur E. Wilmarth Jr., eds., Edward Elgar Publishing, 2010, GWU Legal Studies Research Paper No.
479, GWU Law School Public Law Research Paper No. 479
Arthur E. Wilmarth Jr.
George Washington University Law School
50. The Global Financial Crisis: Explaining Cross‐Country Differences in the Output Impact
IMF Working Paper No. 09/280
Pelin Berkmen , Gaston Gelos , Robert K. Rennhack and James P. Walsh
International Monetary Fund (IMF), affiliation not provided to SSRN, International Monetary Fund (IMF)
and International Monetary Fund (IMF)
51. The Failure of the Guardians: Central Banking Reform and the Financial Crisis
Transatlantic Public Policy Series, Vol. 5, 2010, Suffolk University Law School Research Paper No. 09‐54
Alasdair S. Roberts
Suffolk University Law School
52. Beyond the Financial Crisis: Addressing Risk Challenges in a Changing Financial Environment
Marianne Ojo
Center For European Law and Politics
53. The Global Financial Crisis – A Behavioral View

Robert E. Grosse
Monterrey Tec
54. Off the Cliff and Back? Credit Conditions and International Trade During the Global Financial Crisis
Davin Chor and Kalina Manova
Singapore Management University ‐ School of Economics & Social Sciences and Stanford University ‐
Department of Economics
55. Crisis and Opportunity: How the Global Financial Crisis May Give Emerging Economies Greater Voice
in International Finance via the Financial Stability Board
International Law, Economic Globalization and Developing Countries, Edward Elgar Press, Forthcoming,
U Iowa Legal Studies Research Paper No. 09‐43
Enrique R. Carrasco
University of Iowa ‐ College of Law
56. The Global Financial Crisis and the Financial Stability Board: Hardening the Soft of International
Financial Regulation?
University of New South Wales Law Journal, Vol. 32, pp. 488‐513, 2009
Douglas W. Arner and Michael Taylor
Asian Institute of International Financial Law and International Monetary Fund (IMF) ‐ Monetary and
Exchange Affairs Department
57. The Intellectual Foundations of the Global Financial Crisis: Analysis and Proposals for Reform
Univ. New South Wales Law Journal, Vol. 32, No. 2, p. 390, 2009
Frank Jan de Graaf and Cynthia A. Williams
Hanze University of Applied Sciences International Business School and University of Illinois at Urbana‐
Champaign ‐ College of Law
58. Implications of the Financial Crisis for Potential Growth: Past, Present, and Future
FRB of New York Staff Report No. 408
Charles Steindel
Federal Reserve Bank of New York
59. The Financial Crisis: Caused by Unpreventable or Organized Failures?

International Journal of Economic Sciences and Applied Research, Vol. 2, No. 1, pp. 51‐70, 2009
Anke Muessig
University of St. Gallen, Switzerland
60. The Financial Crisis: How Has it Changed Our Thinking About Financial Law
Tom Van Dyck
Catholic University of Leuven (KUL)
61. The Global Financial Crisis and the Financial Stability Forum: The Awakening and Transformation of
an International Body.
Transnational Law & Contemporary Problems, Forthcoming, U Iowa Legal Studies Research Paper No.
10‐06
Enrique R. Carrasco
University of Iowa ‐ College of Law
62. Financial Crisis Containment and its Implications for Institutional and Legal Reform
Seraina N. Gruenewald
University of Zurich ‐ School of Law
63. The Other Imbalance and the Financial Crisis

NBER Working Paper No. w15636
Ricardo J. Caballero
Massachusetts Institute of Technology (MIT) ‐ Department of Economics
64. Lessons from the Financial Crisis

John H. Cochrane
University of Chicago Booth School of Business
65. Prudence or Discrimination? Emergency Measures, the Global Financial Crisis and International
Economic Law Journal of International Economic Law, Vol. 12, Issue 4, pp. 859‐894, 2009
Anne van Aaken and Jürgen Kurtz University of St. Gallen ‐ Law Department and University of Melbourne
‐ Law School
66. The 2008‐2009 Financial Crisis: Risk Model Transparency and Incentives
Rock Center for Corporate Governance at Stanford University Working Paper No. 72
Terry Marsh and Paul C. Pfeiderer
Quantal International Inc. and Stanford Graduate School of Business
III. General Bibliography on Financial Services
A. International Trade
Articles
1. Bagueri, Mahmood; and Nakajima, Chizu, “Optimal Level of Financial Regulation under the
GATS: A Regulatory Competition and Cooperation Framework for Capital Adequacy and
Disclosure of Information”, Journal of International Economic Law, 5(2): 507‐530, 2002.
2. Barth, James, R.; Marchetti, Juan a.; and Nolle, Daniel E., “WTO Commitments vs. Reported
Practices on Foreign Bank Entry and Regulation: A Cross‐Country Analysis”, in Allen Berger,
Phil Molyneux and John O.S. Wilson, Oxford Handbook of Banking, New York: Oxford
University Press (forthcoming), 2010.
3. Crosby, Daniel C., “Banking on China’s WTO Commitments: ‘Same Bed, Different Dreams’ in
China’s Financial Services Sector”, Journal of International Economic Law, 11 (1): 75‐105,
December 2007.
4. Demirgüc‐Kunt, A., R. Levine, and H.G. Min, “Opening to Foreign Banks: Issues of Stability,
Efficiency and Growth’, in Proceedings of the Bank of Korea Conference on the Implications of
Globalization of World Financial Markets”, December 1998.
5. De Meester, Bart, “Testing European Prudential Conditions for Banking Mergers in the Light of
Most Favoured Nation in the GATS”, Journal of International Economic Law, 11 (3): 609‐647,
2008.
6. Dobson, Wendy, and Jacquet, Pierre, “Financial Services Liberalization in the WTO”,
Washington, DC: Institute for International Economics, 1998.
7. Francois, Joseph F. and L. Schuknecht, “International Trade in Financial Services, Competition,

And Growth Performance”, CIES Working Paper No. 6, February 2000.
8. Kalirajan, K., G. McGuire, D. Nguyen‐Hong and M. Schuele, “The price impact of restrictions on
banking services”, in Findlay C. and T. Warren, eds, “Impediments to Trade in Services:
Measurement and Policy Implications”, New York: Routledge, 2001.
9. Leroux, Eric H., “Trade in Financial Services under the World Trade Organization”, Journal of
World Trade 36(3): 413‐442, 2002.
10. McGuire, G. and M. Schuele, “Restrictiveness of International Trade in Banking Services”. In

Findlay, C. and Warren, T. (eds.), “Impediments to Trade in Services: Measurement and Policy
Implications”, New York, Routledge, 2000.
11. Weber, Rolf H., “Mapping and Structuring International Financial Regulation – A Theoretical
Approach”, 20 European Business Law Review, pp. 651‐688, 2009.
12. Woodrow, R. Brian, “The 1997 World Trade Organization Accord on Financial Services: Its
Impact on and Implications for the World Insurance Industry”, “The Geneva Papers on Risk
and Insurance — Issues and Practice”, vol. 25, issue 1, pages 78‐103, 2000.
Print – Books and Releases
13. Marion Panizzon, Nicole Pohl and Pierre Sauvé, “GATS and the Regulation of International
Trade in Services: World Trade Forum”, Cambridge University Press, 1 st edition, July 21, 2008.
14. Panagiotis Delimatsis, “International Trade in Services and Domestic Regulations: Necessity,
Transparency and Regulatory Diversity”, Oxford University Press, March 1, 2008.
15. Alexander, Kern, and Andenas, Mads, “The World Trade Organization and trade in services”,
Leiden, Boston: Martinus Nijhoff Publishers, 2008.
16. Alexander, Kern; Dhumale, Rahul and Eatwell, John, “Global Governance of Financial Systems:
The International Regulation of Systemic Risk”, Oxford; New York: Oxford University Press,
2006.
17. Andenas, Mads; and Ortino, Federico, “WTO law and process”, WTO Conference: British
Institute of International and Comparative Law, London: British Institute of International and
Comparative Law, 2005.
18. Dalhuisen, J. H. (Jan Hendrik), “Dalhuisen on international commercial, financial, and trade
law”, Portland, Or.: Hart Publishing (UK), 2 nd edition, 2004.
19. Johnson, Hazel J. and Langley, Patricia M., “Trade Agreements and Financial Services”, World
Scientific Publishing, 2003.
20. Kelsey, Jane, “International economic regulations”, Aldershot, Hants, England: Ashgate;
Burlington, VT: Ashgate, 2002.
21. Key, Sydney J, “ The Doha round and financial services negotiations”, Washington, D.C.: AEI
Press, 2003.
22. Mattoo, Aaditya; Stern, Robert M.; and Zanini, Gianni, “A handbook of international trade in
services”, Oxford; New York: Oxford University Press, 2008.
23. Mattoo, Aaditya and Sauvé, Pierre (editors), “Domestic regulation and service trade
liberalization”, Washington, DC: World Bank; [S.l.]: Oxford University Press, 2003.
24. Marchetti, Juan A. and Roy, Martin, “Opening markets for trade in services: countries and
sectors in bilateral and WTO negotiations”, Cambridge, UK; New York: Cambridge University
Press, 2008.
25. Paez, Laura, “GATS Financial Services Liberalization: How do OECD Members Schedules
Impact Commercial Banking FDI?” 42 Journal of World Trade, n. 6, 1065‐1083, 2008.
26. Panourgias, Lazaros E., “Banking Regulation and World Trade Law: GATS, EU and “Prudential”
Institution Building, Oxford; Portland, Or.; Hart Publishing, 2006.
27. Stij, Claessens and Marion, Jansen, “The internationalization of financial services: issues and
lessons for developing countries”, Kluwer Law International, 1 st edition, 2000.
28. United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs,
“Financial services negotiations under the General Agreement on Trade in Services (GATS):
hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One
Hundred Fourth Congress, first session, on the status of the financial services negotiations now
underway under the General Agreement on Trade in Services (GATS) of the World Trade
Organization (WTO), through talks in Geneva and other meetings around the world to win new
opportunities for U.S. firms to compete worldwide with countries granting our firms access to
their markets and national treatment in those markets, June 8, 1995”, Washington: U.S. G.P.O.
For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1995.
29. Wolfrum, Rüdiger; Stoll, Peter‐Tobias Stoll; and Feinäugle, Clemens, “WTO – trade in service”,
Leiden; Boston:Martinus Nijhoff Publishers, 2008.
B. WTO
WTO documents on financial services
1. Services Database at http://tsdb.wto.org/default.aspx (you can use this database to retrieve the
services schedule for a Member, or to compare services commitments across Members).
2. Last Meeting of the Committee on Trade in Financial Services, Report of the meeting held on 24 June
2009, Note by Secretariat, WTO Document S/FIN/M/59, dated 3 September 2009.
3. Elements Required for the Completion of the Services Negotiations, Report by the Chairman, WTO
Document TN/S/33, dated 26 May 2008.
4. Special Session of the Council for Trade in Services; Report by the Chariman to the Trade Negotiations
Committee, WTO Document TN/S/23, dated 28 November 2005.
5. WTO Secretariat, “Guide to the GATS: an overview of issues for further liberalization of trade in
services”, London; Boston: Kluwer Law International: World Trade Organization, 2001.
6. WTO Secretariat study on financial services, “Opening Markets in Financial Services and the Role of
the GATS, 1997, at http://www.wto.org/english/news_e/pres97_e/finance.pdf
7. Financial Services, Background Note by the Secretariat, WTO Document S/C/W/72, dated 2
December 1998.
Studies by WTO staff on financial services

(See at http://www.wto.org/english/tratop_e/serv_e/finance_e/finance_e.htm)
8. Adlung, Rudolf, “Services Liberalization from WTO/GATS Perspective: in Search of Volunteers”,

WTO Staff Working Paper ERSD‐2009‐05, 16 February 2009.
9. Adlung, Rudolf and Roy, Martin, “Turning hills into mountains? Current commitments under
the GATS and prospects for change”, WTO Staff Working Paper ERSD‐2005‐01, 23 March
2005.
10. Adlung, Roy, “The GATS Turns Ten: A Preliminary Stocktaking”, WTO Staff Working Paper
ERSD‐2004‐05, August 2004.
11. Auboin, Marc, “Restoring Trade Finance During a Period of Financial Crisis: Stock‐Taking of
Recent Initiatives”, WTO Staff Working Paper ERSD‐2009‐16, January 13, 2010.
11.a.Auboin, Marc, “ International Regulation and Treatment of Trade Finance: What Are the
Issues?” WTO Staff Working Paper ERSD-2010-09, February, 2010.
12. Barth, James, Juan A. Marchetti, Daniel Nolle, and W. Sawangngoenyuang (forthcoming),
“WTO Commitments vs. Reported Practices on Foreign Bank Entry and Regulation: A Cross‐
Country Analysis”, forthcoming, “Oxford Handbook of Banking”, edited by Allen Berger, Phil
Molyneux, and John O.S. Wilson.
13. Barth, James, Juan A. Marchetti, Daniel Nolle, and W. Sawangngoenyuang, “Foreign Banking:
Do Countries’ WTO Commitments Match Actual Practices?”, WTO Staff Working Paper ERSD
2006‐11, October 2006.
14. Jansen, Marion, and Vennes, Yannick, “Liberalizing Financial Services Trade in Africa: Going
Regional and Multilateral”, WTO Staff Working Paper No. ERSC‐2006‐03, March 2006.
15. Kono, Masamichi and Ludger Schuknecht, “Financial Services Trade, Capital Flows and
Financial Stability”, WTO Staff Working Paper No. ERAD‐98‐12, 1998.
16. Roy, Martin, “Endowments, Power, and Democracy: Political Economy of Multilateral
Commitments on Trade in Services”, WTO Staff Working Paper No. ERSD‐2009‐07, September
2009.
17. Roy, Martin, Juan A. Marchetti, and Aik Hoe Lim (2006), “Services Liberalization in the New
Generation of Preferential Trade Agreements (PTAs): How Much Further than the GATS?”,
WTO Staff Working Paper No. ERSD‐2006‐07, 2006.
Press Releases
18. Lamy circulates report on market access commitments in services, dated July 30, 2008, at
http://www.wto.org/english/news_e/news08_e/serv_signalling_july08_e.htm
19. Doha success will need positive outcome in services – Lamy, dated 15 October 2007, at
http://www.wto.org/english/news_e/sppl_e/sppl77_e.htm
Speeches
20. Speech of DG Pascal Lamy to the Global Services Summit on 14 October, 2009: “Continued policy
and regulatory reform in favour of services trade will be vital to supporting economic recovery”, at
http://www.wto.org/english/news_e/sppl_e/sppl138_e.htm
C. World Bank, IMF, OECD and United Nations
World Bank
Working Papers
1. Claessens, Stijn, “Competitive Implications of Cross‐Border Banking” (February 1, 2006), World

Bank Policy Research Working Paper No. 3854, 2006.
2. Claessens, S., A. Demirgüc‐Kunt and H. Huizinga, “How Does Foreign Entry Affect the Domestic
Banking Market?”, World Bank Policy Research Working Paper No. 1918, May 1998.
3. Claessens, Stijn and T. Glaessner, “The Internationalization of Financial Services in Asia”, World
Bank Policy Research Working Paper No. 1911, May 26, 1998.
4. Harms, Philipp; Mattoo, Aaditya and Schuknecht, Ludger, “Explaining Liberalization

Commitments in Financial Services Trade”, World Bank Policy Research Working Paper No.
2999, March 2003.
5. Mattoo, Aaditya, R. Rathindran, and A. Subramanian, “Measuring Services Trade Liberalization

and its Impact on Economic Growth: An Illustration”, World Bank Policy Research Working
Paper No. 2655, August 2001.
6. Mattoo, Aaditya, “Financial Services and the WTO: Liberalization in the Developing and
Transition Economies”, World Bank Policy Research Working Paper No. 2184, 1999.
7. Stephanou, Constantinos, “Liberalization of Trade in Financial Services: Lessons from Lain

American and the Caribbean”, World Bank Policy Research Report, No. 42855, January 2008.
IMF
Updated selected working papers and research papers; these papers may be found by searching
Working Papers at http://www.imf.org/external/research/index.aspx by entering in
subject/keyword (not the defualt title field) Global financial crisis 2008-2009.
Caceres, Carlos, Vincenzo Guzzo and Miguel Segoviano, “Sovereign Spreads: Global Risk
Aversion, Contagion or Fundamentals? “, IMF Working Paper No. 10/120 , May 2010.
Rob Gregory, Christian Henn, Brad McDonald, and Mika Saito, “Trade and the Crisis: Protect or
Recover”, IMF Staff Position Note No. SPN/10/07, April 2010.
Jorge A. Chan-Lau, “Regulatory Capital Charges for Too-Connected-to-Fail Institutions: A Practical

Proposal”, IMF Working Paper No. 10/98, April 2010.
Marco Espinosa-Vega and Juan Solé, “Cross-Border Financial Surveillance: A Network
Perspective”, IMF Working Paper No. 10/105, April 2010.
Thomas Laryea, “Approaches to Corporate Debt Restructuring in the

Wake of Financial Crises”, IMF Staff Position Note No. 10/02, January 2010.
Ari Aisen and Michael Franken, “Bank Credit During the 2008 Financial
Crisis: A Cross-Country Comparison”, IMF Working Paper No. 10/47, February, 2010.
Wim Fonteyne, Wouter Bossu,Luis Cortavarria-Checkley,Alessandro Giustiniani, Alessandro Gullo,

Daniel Hardy, and Seán Kerr, “Crisis Management and Resolution for a European Banking
System”, IMF Working Paper No. 10/70, March, 2010.
Carlo Gola and Francesco Spadafora, “Financial Sector Surveillance and the IMF”, IMF Working
Paper No. 09/247, November, 2009.
8. Kireyev, Alexei, “Liberalization of Trade in Financial Services and Financial Sector: Stability
Analytical Approach”, IMF Working Paper No. 02/138, August 2002.
9. Kireyev, Alexei, “Liberalization of Trade in Financial Services and Financial Sector: Stability
Empirical Approach”, IMF Working Paper No. 02/139, August 2002.
10. Sorsa, Piritta, “The GATS Agreement on Financial Services: A Modest Start to Multilateral
Liberalization”, IMF Working Paper No. 97/55, May 1997.
11. Tamirisa, Natalia T., P. Sorsa, G. Bannister, B. McDonald, and J. Wieczorek, “Trade Policy in
Financial Services”, IMF Working Paper No. 00/31, February 2000.
12. Tamirisa, Natalia, “Trade in Financial Services and Capital Movements”, IMF Working Paper
No. 99/89, July 1999.
13. Valckx, Nico, “WTO Financial Services Commitments: Determinants and Impact on Financial
Stability”, IMF Revised Papers, June 2002.
OECD
14. Dihel, Nora and & Ben Shepherd, “Modal Estimates of Services Barriers,” OECD Trade Policy
Working Papers 51, OECD Trade Directorate, 2007.
15. Dihel, Nora, and Blanka Kalinova, “Services Barriers and their Economic Impact: Examples of
Banking and Telecommunications Services in Selected Transition Economies,” OECD Trade
Policy Working Papers 7, OECD Trade Directorate, 2004.
16. OECD and Bank For International Settlements Working Papers and other Reports
16.a. Yokoi‐Arai, Mamiko and Kono, Masamichi, “Dissecting Regional Integration in Financial
Services from the Competition Policy and Trade Policy Perspectives”, BIS Paper No. 42, OEDC
Working Paper Series, March 2009.
16.b. “The financial crisis: reform and exit strategies”, [Paris] : OECD,2009 Finance &
Investment / Insurance & Pensions 2009, vol. 2009, no. 13, pp. 1 – 103 and also in
Governance, 2009, vol. 2009, no. 29, pp. 1 – 103.
16.c. Nikola Tarashev, Claudio Borio and Kostas Tsatsaronis, “Attributing systemic risk to
individual institutions”, BIS Working Papers No 308, May 2010.
Basel Committee on Banking Supervision

16.d. Comments received on the consultative documents "Strengthening the resilience of the
banking sector" and "International framework for liquidity risk measurement, standards and
monitoring" due April, 2010 and collected at
http://www.bis.org/publ/bcbs165/cacomments.htm
United Nations
17. Department of Economic and Social Affairs Statistics Division, “Manual on Statistic of International
Trade in Services”, Statistical Papers, Series M No. 86, ST/ESA/STAT/SER.M/86, 2002,
http://unstats.un.org/unsd/tradeserv/TFSITS/MSITS/m86_english.pdf
D. SSRN papers
1. GATS, Financial Services and Trade in Renewable Energy Certificate (RECS) – Just Another
Market‐Based Solution to Cope with the Tragedy of the Commons?
NCCR Trade Regulation Working Paper No. 2006/31

Panagiotis Delimatsis
Tilburg University
2. Financial Services Negotiations under the General Agreement on Trade in Services (GATS): A
Case Study of Indian Banking and Insurance Sectors.
DC Management School Journal, Vol. 1, 2005

Dr. K. D. Raju
Rajiv Gandhi School of Intellectual Property Law, IIT Kharagpur
3. GATS Prudential Carve Out in Financial Services and its Relations with Prudential Regulation
International and Comparative Law Quarterly, Vol. 57, pp. 613‐648, July 2008
Mamiko Yokoi‐Arai
Organization for Economic Co‐Operation and Development (OECD)
4. Implications of the General Agreement on Trade in Services (GATS) for Trindad and Tobago’s
Financial Policy
International Journal of Business, Vol. 10, No. 4, 2005

Dennis Gayle and Roger Hosein
University of the West Indies (St. Augustine) and University of the West Indies (St. Augustine)
5. The EU Experience in Financial Services Liberalization: A Model for GATS negotiations?
The European Money and Finance Forum, SUERF Studies, 2003/2

Paola Bongini
Università di Milano‐Bicocca
6. Financial Innovation, Climate Change and the GATS: The Case of Renewable Energy Certificates.
TILEC Discussion Paper No. 2008‐032

Panagiotis Delimatsis
Tilburg University
7. Global Gains from Liberalising Trade in Telecommunications and Financial Services
Productivity Commission Staff Research Paper No. 1683

George Verikios and Xiao‐Guang Zhang
Centre of Policy Studies, Monash University and Government of the Commonwealth of Australia ‐
Productivity Commission
8. International Trade in Services: More than Meets the Eye
NYU Working Paper No. EC‐02‐13

Lawrence J. White
New York University ‐ Leonard N. Stern School of Business
9. How Far is Basel from Geneva? International Regulatory Convergence and the Elimination of
Barriers to International Financial Integration.
Apostolos Gkoutzinis
University of London
10. Interactive Role of GATS Commitment and Dynamics of Chinese Economic Reform in the
Context of Banking Liberalization
Xuan LI
11. Post‐Subprime Crisis Banking and GATS Liberalization
M. Ulric Killion
Shanghai International Studies University
12. Do the WTO Agreements Impose Any International Legal Restraint on State Measures to
Address the Banking Crisis?
Bart De Meester
Institute for International Law
13. Rethinking Liberalisation of Banking Services: Under the India‐EU Free Trade Agreement
Kavaljit Singh and Myriam Vander Stichele

14. Services Trade and Policy

CEPR Discussion Paper No. DP7616
Joseph F. Francois and Bernard Hoekman
Johannes Kepler University Linz and World Bank Development Research Group (DECRG)

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BIBLIOGRAPHY ON REGULATION AND FINANCIAL SERVICES

I. Special Bibliography: General Works and Updated Reports

9. The Becker‐Posner Blog, A Blog by Gary Becker and Richard Posner,

Georgetown Law Library · 111 G. St. NW · Washington, DC 20001

II. General Bibliography on Regulation

A. Regulation and Regulatory Failure

U.S. Statutory Approaches, Hearings and Investigations

European Commission, links to legislative proposals, October 2009,

Organization Reports, Declarations, Speeches and Press Releases

43. International Organization of Securities Commissions (IOSCO) Technical Committee, Unregulated

67. The G‐20‐ meeting at http://www.g20.org/Documents/FM__CBG_Comm_‐_Final.pdf

72. Global, Trade Watch, “WTO Financial Services Provisions”, http://www.citizen.org/trade/wto/fsa/

73. “Stiglitz Commission” Calls for WTO financial services reform,

80. Joshua Aizenman, “To Regulate Foreign or Domestic Intermediation?” 30 Harvard

Print – Books and Releases

g. Michael Roberts, The Great Recession, Publisher lulu.com, December 3, 2009.

k. Douglas W. Elmendorf, N. Gregory Mankiw and Lawrence H. Summers, Brooking’s Papers on

mmm. Bernd Nilles, From collapse to opportunity development perspectives on the

yyy. Yu Yongding,_China's policy responses to the global financial crisis, Publication:

aaaa. Booms and busts: an encyclopedia of economic history from_tulipmania of the

a. Julie Guard, Wayne Antony, and Cy Gonick, Bankruptcies Y Bailouts, Fernwood

b. Bruce Leonard, Norton Annual Review of International Insolvency, Thomson West,

f. Paul J. Omar, International Insolvency Law: Themes and Perspectives, Ashgate

g. Terence C. Halliday and Bruce G. Carruthers, Bankruptcy: Global Lawmaking and

h. Terence C. Halliday, Law’s global markets: how international organizations shaped

Articles & Reports

D. Mortgage Legal Problems & Fraud

c. Fight Fraud Act of 2009, 111 H.R. 1748.

d. Stop Mortgage Fraud Act, 111 H.R. 78.

e. False Claims Act Corrections Act of 2009.

f. Proposed Amendment to Home Mortgage Disclosure (Regulation C), 12 C.F.R. §203

g. Proposed Amendment to Truth in Lending (Regulation Z), 12 C.F.R. §226 (2002),

Statements (available on LexisNexis Congressional)

i. (statement of John Pistole, Deputy Director, Federal Bureau of

ii. (statement of Jonathan Mintz, Commissioner, New York City Department of

iii. (statement of Rita Glavin, Acting Assistant Attorney General, Criminal

j. Toxic Substances Control, Consumer Credit: Hearing Before the Subcomm. on

Organization Reports, Declarations, Speeches and Press Releases

k. Carsberg Review of Residential Property: Standards, Regulations, Redress and

l. Carsberg Review of Residential Property: Standards, Regulations, Redress and

n. Congressional Oversight Panel. http://cop.senate.gov/documents/cop‐012909‐report‐

o. HM Treasury, Housing Finance Review: Analysis and Proposals (Mar. 2008),

p. HM Treasury, Mortgage Finance: Final Report and Recommendations (Nov. 2008),

q. HM Treasury, Mortgage Finance: Interim Analysis (Jul. 2008)¸ http://www.hm‐

r. HM Treasury, Press Release: Chancellor Launches Mortgage Finance Working Group

t. The President’s Working Group on Financial Markets, Policy Statement on Financial

Articles and Books

ii. Securities and Exchange Commission, Second Amended Complaint: Stanford

jj. Securities and Exchange Commission, First Amended Complaint: Stanford

E. World Trade Organization – role and responses

a. Hubert Escaith — WTO; Fabien Gonguet — École Polytechnique‐ENSAE, Paris; International

i. WT/GC/W/604, POSSIBLE FURTHER ACTION BY WTO MEMBERS IN

ii. WTO document WT/L/737, 12 November 2008embodying the Informal Heads

Org. Websites Consulted

a. American Bankruptcy Institute (ABI)

b. American Bar Association (ABA)

c. American College of Bankruptcy

d. American Law Institute (ALI)

e. Association of Insolvency and Restructuring Advisors (AIRA)

f. Bank for International Settlements (BIS)

g. Security Regulatory Commission (CSRC)

h. Committee of European Securities Regulators (CESR)