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Modes of action of Freund’s adjuvants

in experimental models of autoimmune diseases


Alfons Billiau and Patrick Matthys
Rega Institute, University of Leuven, Belgium

Abstract: Freund’s adjuvants are irreplaceable adjuvants for experimental work. Nevertheless, their mode of
components of induction protocols of many exper- action is still not completely understood. More so in the face of
imental animal models of autoimmune disease. enormous progress in the knowledge of the molecular and
Apart from the early studies done in the 1950s and cellular basis of the immune system, immunologists have con-
1960s, no further direct investigation on the mode tinued to use CFA without really caring about its mode of
of action of these adjuvants has been undertaken. action. Invariably, the use of CFA in experimental protocols is
It is generally assumed that incomplete (IFA) and hidden in the Materials and Methods sections of experimental
complete Freund’s adjuvant (CFA) act by prolong- studies without further consideration of the implications in the
ing the lifetime of injected autoantigen, by stimu- Discussion sections. The use of CFA is mandatory in the
lating its effective delivery to the immune system induction protocols of many experimental models of autoim-
and by providing a complex set of signals to the mune disease, such as experimental autoimmune encephalo-
innate compartment of the immune system, result- myelitis (EAE), neuritis (EAN), uveitis (EAU), thyroiditis
ing in altered leukocyte proliferation and differen- (EAT), and orchitis. Here, we review older and more recent
tiation. Here, we review evidence collected from studies pertaining to the molecular and cellular basis of the
various types of studies that provide more insight in mode of action of CFA in these models. Autoimmune diseases
the specific alterations of the immune response in animal models involve components of innate and acquired,
caused by IFA and CFA. Early events include rapid as well as cellular and humoral, immunity, and a central
uptake of adjuvant components by dendritic cells, question in considering the role of CFA is whether it merely
enhanced phagocytosis, secretion of cytokines by boosts the autoantigen-specific response or whether its effect as
mononuclear phagocytes, and transient activation a stimulant of innate immunity is in itself also important.
and proliferation of CD4ⴙ lymphocytes. The my-
cobacterial components within CFA signal T lym-
phocytes to assume a Th1 profile so that strong BRIEF HISTORY
delayed-type hypersensitivity against autoantigens
develops. In the absence of mycobacteria, T-lym-
IFA is essentially paraffin oil containing mannide mono-oleate
phocyte differentiation tends to assume a Th2 pro-
as a surfactant (for a detailed description, see ref. [1]). When
file with strong antibody production only. The myco-
mixed with aqueous solutions or suspensions of antigens, the
bacterial component also accounts for a morphologic
adjuvant forms a viscous water-in-oil emulsion, with the anti-
and functional remodeling of the haemopoietic system
gens in the water phase. In addition, CFA contains heat-killed
that develops over a period of several weeks and that
mycobacteria (Mycobacterium tuberculosis or other) and is more
is characterized by a drastic expansion of Mac-1ⴙ
potent and more adequate for certain purposes. Two lines of
immature myeloid cells. These cells have been
investigation are at the basis of the decades-long success of
found to be associated with enhanced disease in
CFA as an instrument in the hands of immunologists. Injec-
some models but with reduced disease in others.
tions of mycobacteria in a fatty excipient were first used by
Thus, in experimental autoimmune diseases, CFA-
Rabinovitch in Koch’s laboratory in an attempt to understand
mediated activation of the innate immune compart-
why pathogenic mycobacterium species did, and nonpatho-
ment is important not only by regulating the early
genic ones did not, induce formation of tubercle lesions. In a
induction phase but also by providing a surplus of
historical account of 1956 [1], Freund recounts Rabinovich’s
effector and regulator cells in the late phase.
finding: “. . . that Mycobacterium butyricum injected in exper-
J. Leukoc. Biol. 70: 849 – 860; 2001.
imental animals caused lesions at the sites of injection some-
what resembling tubercles, but when the bacteria were incor-
Key Words: Freund 䡠 adjuvant 䡠 dendritic cells

INTRODUCTION Correspondence: A. Billiau, Rega Institute, University of Leuven, Labora-


tory of Immunobiology, Minderbroedersstraat 10, B-3000 Leuven, Belgium.
E-mail: Alfons.Billiau@Rega.Kuleuven.ac.be
For half a century, incomplete (IFA) and complete Freund’s Received February 26, 2001; revised August 30, 2001; accepted September
adjuvant (CFA) have been the most commonly used immuno- 13, 2001.

Journal of Leukocyte Biology Volume 70, December 2001 849


porated into butter, they evoked a cellular reaction almost mental autoimmune orchitis, experimental autoimmune thy-
identical with a tubercle caused by pathogenic tubercle ba- roiditis, CIA, and myasthenia gravis.
cilli. . . ,” and further, “Aiming to show that butter had no
specific role in this respect, Grasberger reported that paraffin
oil was far more effective.” ACTIONS OF CFA
A second line of investigation began with the observation
that guinea pigs infected with M. tuberculosis respond differ-
Adjuvancity: hyperimmunization and facilitation
ently to immunization with unrelated antigens, e.g., sheep red
of autoimmune disease induction
blood cells (SRBC). If injected together with a subsequent A prototype scheme for the use of CFA to hyperimmunize
inoculation of the mycobacteria, production of antibodies to experimental animals consists of administering a CFA-emul-
SRBC was increased [2]. More importantly, the dermal hyper- sified antigen at one or several subcutaneous sites, followed by
sensitivity response was of a delayed rather than an immediate one or several booster injections, each given with intervals of
allergic type, as was the case in noninfected animals. This weeks or months, mostly in plain aqueous medium or as an
observation was made by Dienes [3], who wanted to sensitize emulsion in IFA. The procedure results in high levels of
guinea pigs against “protein substances” in a way that would circulating antigen-specific antibodies, in strong ex vivo T-
result in skin reactivity with the characteristics of the “tuber- lymphocyte responsiveness, and in DTH in vivo. Experimental
culin sensitiveness” (i.e., time course, characteristic superfi- protocols for induction of autoimmune disease vary consider-
cial appearance, absence of connection with serum antibody, ably depending on the target organ concerned and on the
failure of passive transfer). He found that this could be animal species or strain. In fact, the use of CFA is not always
achieved when the protein antigen (egg white, horse serum, an absolute requirement. For instance, in certain strains of
timothy pollen, etc.) was injected in tuberculous lesions of rats, EAE can be induced without CFA, whereas in guinea pigs
infected animals. and in mice, CFA is mandatory (for review, see ref. [6]). Some
Freund was intrigued by this phenomenon. In particular, he induction schedules for EAE even include the Bordetella per-
wanted to see whether the delayed-type hypersensitivity (DTH) tussis vaccine for optimal reproducibility. Even in highly sus-
sensitization, obtained by exposure to mycobacteria, could be ceptible mouse strains such as SJL/J or Biozzi ABH mice,
transferred from one animal to another by lymph node cells. immunization schedules without any adjuvant, or with IFA or
For this purpose, it was desirable to avoid working with in- other adjuvants, fail to induce disease symptoms. For induction
fected donors. Hence, he tried to repeat Dienes’ work using of autoimmune arthritis, CFA is less crucial. Immunization of
killed mycobacteria instead of a plain infection. Not being rats with collagen-II in IFA results in a form of protracted
successful right away, he started using suspensions of myco- polyarthritis called “collagen-induced arthritis” (CIA) [7]. The
bacteria in paraffin oil, as had been done by those working on same is true for inducing the disease in DBA/1 mic; however,
pathogenesis of the tubercle lesion. Serendipity apparently with CFA instead of IFA, the incidence and severity are much
came in when, being unsuccessful in attaining his primary aim, higher [8, 9].
he wanted to recycle sera of redundant guinea pigs as a source In certain strains of rats, treatment with IFA or CFA, without
of complement. The sera of these animals, which had received any joint-specific antigen, can cause arthritis [10]. Arthritis
mycobacteria in oil, gave apparently “false-positive” comple- induced by IFA is called oil-induced arthritis (OIA); it is an
ment-fixation reactions with mycobacteria. An analysis of these acute and self-limited affection [11]. Other oils such as
results revealed that the animals, although having received pristane [12] and squalene [13], the latter being a normal body
only a single antigen exposure, had developed high antibody component, have also been found to induce arthritis in sus-
titers to mycobacterial antigens; i.e., adding the oil to the ceptible rats or mice [14].
heat-killed mycobacteria had resulted in an unprecedented Adjuvant-induced arthritis (AIA), inducible by CFA (with-
stimulatory effect on immunization. out added autoantigen) in rats, is a chronic disease [15]. In
This was the beginning of the use of CFA for the purpose of Lewis rats, it develops in two phases: an acute periarticular
producing potent antisera against soluble antigens. Its use as inflammation followed by a phase of bone involvement [16].
an instrument to induce experimental autoimmune disease The investigators isolated arthritogenic T cell clones, which
dates back to the late 1940s and early 1950s, when models recognize epitopes of the mycobacterial heat shock protein
such as EAE, EAN, EAU, and allergic aspermatogenesis were (HSP), hsp65. This has led to the assumption that the patho-
first described. Already in 1933, Rivers et al. [4] (loc. cit. ref. genesis is closely linked to the immune response to these
[1]) had described induction of encephalomyelitis in monkeys. mycobacterial antigens. Antibodies and specific T cells against
Following repeated injections of brain autolysates without any hsp65 epitopes do cross-react with epitopes on host HSP. The
adjuvant, some monkeys developed what is now known as pathogeneses of oil-induced and adjuvant-induced arthritis are
EAE. However, in the late 1940s, introduction of the use of closely related. Both diseases are CD4⫹ T-cell-dependent [14,
CFA allowed induction of the disease with a single injection of 17], and both are associated with an immune response to HSP.
brain material in several animal species, e.g., in guinea pigs However, the overall in vivo effect of the anti-HSP response is
[5]. Variants of this procedure are still used today for induction protective rather than disease-promoting [18]. In addition,
of EAE. In addition, however, experimental models for other injection of IFA can prevent induction by CFA [12].
organ-specific autoimmune diseases most often, although not In MRL-lpr mice, which spontaneously develop an arthritis-
obligately, rely on the use of CFA, i.e., EAU, EAN, experi- like disease, CFA was found to accelerate and to increase the

850 Journal of Leukocyte Biology Volume 70, December 2001 http://www.jleukbio.org


incidence of arthritis [19]. It is interesting that adjuvant- A-stimulated indicator splenocytes. Stage 1, in vivo, was found
injected mice showed enhanced circulating antibodies against to depend on activity of sensitized lymphocytes; stage 2 re-
collagen types I and II and DNA. quired the presence of a nonadherent, non-T, non-B, non-
natural killer (NK) cell population; and stage 3 was distin-
Local inflammation guishable from the preceding stage by its being dependent of
In view of the numerous published studies in which CFA has the presence of interferon-␥ (IFN-␥).
been used in the second half of the 20th century, it is hard to Protection against fetal loss
imagine that immunologists would have reached their current
state of knowledge without having had access to this powerful In a mouse model of fetal resorption as a result of genetic
tool. Nevertheless, the procedure today is increasingly being disparity between the pregnant female and the mating male
subjected to institutional and governmental regulatory restric- (CBA/J females mated to DBA/2J males), injection of CFA
tions [20 –22]. The reason is that within days after the subcu- exerts a protective effect against fetal loss [31]. The underlying
taneous administration of CFA, a strong and long-lasting in- mechanisms have not been clarified. Significantly, however,
flammatory reaction appears at the site of injection and in the the protective effect is transferrable with splenocytes from
draining lymph nodes. In some cases, this inflammation may be CFA-prepared nonpregnant females. It is also associated with
excessively painful to the animal, depending on the evolution increased invasion of Mac-1⫹ cells in the placenta, reduced ex
in time and on the injection site. Often the lesions evolve to vivo production of IL-2 by splenocytes, decreased in vitro
become ulcera. In rabbits, rats, and mice, the footpad is an embryotoxic effect of maternal serum [32], diminished re-
injection site reputed not only for its effectiveness in terms of sponses of maternal splenocytes toward paternal allo-antigens,
producing a strong immune response, but also for its obvious suppressive effect of lymphocytes derived from spleen, lymph
painfulness to the animal. nodes, or placenta for maternal lymphocyte responses to pa-
ternal antigens, and increased proportions of NK-like cells but
Granuloma formation not of CD4⫹ or CD8⫹ cells in lymphoid organs [33].
Concomitantly with inflammation at the injection site, hyper- Prevention of diabetes in nonobese diabetic
plasia and architectural changes take place in regional and (NOD) mice
distant lymph nodes. In early studies, repeated injection of
killed mycobacteria incorporated in paraffin oil has been seen Treatment with only CFA has been shown to prevent develop-
to induce tubercle-like lesions in lymph nodes but also in ment of diabetes mellitus in NOD mice, whereas these mice
nonlymphoid tissues [1, 23, 24]. Local and distant granulomas normally develop this autoimmune disease spontaneously [34].
that form following local injection of IFA are mainly composed Infection with live bacillus Calmette-Guerin (BCG) was seen to
of mononuclear phagocytes (MPCs) and have the appearance of exert a similar protective effect [35]. In both instances, a
a foreign-body tissue reaction with oil drops in between cells “suppressor” Mac-1⫹ cell population was identified in the
and in the phagocytes. When CFA is used, the granuloma spleens of treated mice. These cells could inhibit transfer of
formation is more vigorous. Also, the phagocytes can take an disease by splenocytes of diabetic donors to unaffected recip-
epitheloid appearance and can contain acid-fast rods. Occa- ients and could also suppress T-cell responses of untreated
sionally, typical tubercles with Langhans giant cells do occur diabetic mice to mitogens or anti-CD3 antibody. Conversely,
[1, 25]. Clearly, the host response to CFA should be seen as BCG-infected NOD mice, although protected against diabetes,
resembling one coping with a slowly fading primary infection do develop lupus-like disease [36].
with living mycobacteria.

Induction of cells with suppressor activity THE ACTIVE COMPONENTS


Splenocytes of guinea pigs immunized with ovalbumin in CFA
were shown to suppress the in vitro mitotic response of lymph The combination of paraffin oil and surfactant, the two compo-
node cells from ovalbumin-sensitized indicator guinea pigs to nents of IFA, is in no way immunologically or pharmacologi-
the antigen or to concanavalin A (Con A) [26]. This suppressor cally inert. Aside from affecting trafficking of the embedded
activity was associated with a nonadherent effector cell popu- antigens, IFA by itself exerts various effects on the immune
lation. Although there appears to have been no explicit fol- system, locoregionally and systemically. Thus, IFA stimulates
low-up of this observation, infection of mice with Mycobacte- innate immunity, as evident by transiently increased resistance
rium lepraemurium has been shown to result in similar gener- to bacterial infection [37]. It also induces expression of cyto-
ation of suppressor splenocytes, demonstrable by an inhibitor kines, predominantly tumor necrosis factor ␣ (TNF-␣) in re-
effect on the expression of DTH reactivity in indicator animals gional lymph nodes [38], and causes opening of the blood-brain
[27, 28] or on the mitotic response of indicator lymphocytes to barrier [39]. The adjuvant effect of IFA on the immune re-
Con A [29, 30]. Again, the effector cells appeared to be sponse to SRBC can be blocked by administration of antioxi-
nonadherent and radioresistant. In fact, they were found to dants, suggesting that IFA induces production of oxygen rad-
evolve in three stages: 1) generation of radiosensitive precur- icals [40]. IFA can also trigger autoimmune-like disease, in
sors in the infected mouse, 2) maturation upon overnight in particular, arthritis, in genetically predisposed animals (vide
vitro culture, and 3) activation following exposure to the Con supra).

Billiau and Matthys Freund’s adjuvants in autoimmune diseases 851


An intensely investigated question is the chemical nature of TDM in normal and preimmunized mice was shown to induce
the mycobacterial substances that account for the immunoad- pulmonary granulomas [49].
juvant effects of CFA. This has led to identification of various HSPs are other mycobacterial components that may play a
more or less complex molecules possessing adjuvant effects role in the biological effects of CFA. HSPs are intracellular
similar to that of entire mycobacteria. One of these, muramyl proteins occurring in prokaryotes as well as eukaryotes. Their
dipeptide (MDP), is a universally occurring building block of most important function is to act as chaperones for other
the peptidoglycan component of the bacterial cell wall. For intracellular proteins during folding, unfolding, assembly, and
certain purposes, MDP can replace the mycobacteria in CFA transport. Various conditions of cellular stress induce in-
but also possesses adjuvant effect without having to be incor- creased production of HSPs, apparently as a mechanism to
porated in a water-oil emulsion. One aspect of the adjuvant safeguard the integrity of cellular proteins. However, in higher
effect of these substances is their ability to stimulate haema- eukaryotes, such increased production also regulates immune
topoiesis. For instance, adjuvant-active MDP was found to responses [18]. HSPs can reach the extracellular fluid and bind
induce a rise in the level of monocyte-macrophage colony- to cellular receptors. Human hsp60, in particular, binds to and
stimulating activity in serum, expansion of granulocyte-mac- activates the toll-like receptor, Tlr4, resulting in an LPS-like
rophage progenitors in the spleen, and proliferation of multi- effect on mononuclear phagocytes [50, 51]. Thus, any stress
potential stem cells in bone marrow [41]. situation can provoke a “danger signal” resembling the one
Glycolipids typical for Mycobacteria are trehalose dimyco- given by bacterial LPS. Also, mycobacteria, although not pos-
late (TDM) and lipoarabinomannan. Mycolic acids are long- sessing an LPS-containing outer cell wall, still can activate
chain branched ␤-hydroxy carboxylic acids that occur in My- mononuclear phagocytes through the same signaling cascade.
cobacteria, Nocardiae, and Corynebacteria. TDM is believed to Another aspect of immunological activity of exogenous HSPs is
account for part of the adjuvant effects of CFA, one of the that the primary structure of this family of molecules has
arguments being that certain Nocardia and Corynebacterium remained highly conserved over evolution. Bacterial HSPs are
species can replace mycobacteria in CFA for induction of EAE immunogenic in mammals, but the resulting immune response
(for review, see ref. [6]). Also, TDM emulgated in a Tween/oil cross-reacts with the human HSPs. This has evidently led to
excipient [42] was shown to sensitize mice against lipopoly- speculation that HSPs of bacteria, which colonize or infect
saccharides (LPS). higher animals, may act as the primary immunogens for initi-
Lipoarabinomannans (LAM) consist of a cell membrane- ation of autoimmunity. However, clinical and experimental
bound lipid core, phosphatidylinositol, carrying a phosphodi- evidence have indicated an opposite effect of HSPs [18].
ester-bonded heteropolysaccharide chain containing arabinose Experimental immunization with HSPs leads mostly to a resis-
and mannose residues. The chains cross the cell wall extending tance to subsequent induction of autoimmune disease. More-
to the external surface of the bacteria. In ManLAM, the poly- over, in clinical settings, enhanced expression of endogenous
saccharide chain terminates in a mannose cap, whereas in HSPs correlates with remission rather than exacerbation of
AraLAM, the terminal suger is arabinose. Simpler versions are autoimmune disease parameters.
LM (lipomannan), which lacks arabinose residues, and PIM CpG oligodeoxynucleotides, present in the heat-killed my-
(phosphatidylinostol mannoside), which lacks arabinose and cobacteria, may participate in bringing about the biological
most mannose residues. To some extent, all these versions are effects of CFA. DNA of bacteria, including mycobacteria,
biologically active; however, removal of the fatty acids from the differs from mammalian DNA by containing unmethylated CpG
phosphatidylinositol core results in complete abrogation of dinucleotide motifs. CpG-containing oligonucleotides have
biological activity, indicating that this core is essential. Nev- been shown to strongly stimulate innate immune mechanisms,
ertheless, the configuration of the polysaccharide side chain including production of cytokines by MPCs, maturation, and
can modulate biological activity [43]. Thus, the presence of the activation of antigen-presenting cells (APCs) and Th1 skewing
mannose cap in ManLAM reduces the amplitude of the host of the immune response in vitro and in vivo (for review, see ref.
response, although it promotes uptake of the molecule into [52]). Chu et al. [53] have shown that vaccination of mice with
MPCs [44]. LAM and PIM are agonists of the toll-like receptor egg lysozyme together with CpG oligonucleotide in IFA in-
Tlr2 [45], and uptake of LAM by MPCs shares features with duced a powerful Th1 immune response, comparable with that
uptake of LPS because the response to both is inhibited by achieved by injection of the antigen in CFA. Like CFA, bac-
anti-CD14 antibodies [46]. Following uptake, LAM is traf- terial DNA and synthetic CpG oligonucleotides were found to
ficked back to the cell surface in association with CD1 and cause extramedullary hematopoiesis in mice [54].
presented as a major histocompatibility complex (MHC)-inde-
pendent T-cell epitope. Cytokines and chemokines induced by
LAM in cultures of human peripheral blood mononuclear cells MECHANISMS OF ACTION
(PBMC) are those typically produced by MPCs: interleukin
(IL)-1, TNF-␣, granulocyte-macrophage colony-stimulating Most studies on the mechanism underlying the adjuvant effect
factor (GM-CSF), IL-6, IL-10, IL-8 [47], and monocyte che- of CFA were conducted in the early years following its discov-
moattractant protein (MCP)-3 [48]. Genes shown to be induced ery when little was known about the fate of peripherally in-
by LAM in murine macrophages are those of the chemokines jected antigen. Freund had suggested three categories of action
murine homologue of MCP-1 (JE) and KC and that of inducible mechanisms: 1) prolong[ation of] the presence of antigens at
nitric oxide synthase (iNOS) [43]. Intravenous injection of the site of injection, 2) more effective “transport of the antigens

852 Journal of Leukocyte Biology Volume 70, December 2001 http://www.jleukbio.org


to the lymphatic system and to the lungs, where the adjuvant vant, oil drops and antigen were found to follow the same
promotes the accumulation of cells concerned with the immune pathway. At 3 h after intramuscular injection, most of the
response,” and 3) other mechanisms that should remain un- MF59 was still outside cells at the injection site, but some was
identified, because their clarification would require knowledge already detectable intracellularly in the subcapsular sinuses of
about “how antibodies are formed and how sensitization devel- draining lymph nodes; at 48 h, adjuvant remaining in the
ops” [1]. Dresser [55, 56] made an important observation when muscle was mostly inside cells bearing a DC cell marker.
he found that intravenous immunization of mice with an ag- Meanwhile, in the lymph nodes, the adjuvant had penetrated
gregate-free, pure protein failed to elicit a primary response, the paracortex and cortex [67]. This is consistent with a sce-
but the same intravenous injection given in association with nario in which adjuvant potentiates the pathway, whereby DCs
subcutaneously injected CFA did induce such a response. A present antigen to T cells and generate an extra quotum of
similar observation was made using a simple water-in-oil ad- T-cell help. However, the validity of this proposed scenario
juvant and SRBC as the antigens [57], suggesting that not only needs further experimental support.
the mycobacterial component but also IFA exert adjuvant
action via a systemic pathway. Even today, however, the nature Emission of danger signals resulting
of these mechanisms remains largely unresolved. in Th1 skewing
Enhancement of antigen uptake by APCs Whereas IFA and CFA act as adjuvants for the production of
antibodies, CFA is essential for development of cell-mediated
It is generally assumed, although not documented by any study
responses such as DTH and certain experimental autoimmune
of recent date, that administering protein antigens as a water-
diseases. The mycobacteria in CFA are currently assumed to
in-oil emulsion prolongs their lifetime at the site of injection.
be recognized by PAMP (pathogen-associated molecular pat-
Estimations of local half-lifetime of such antigens have varied
tern) receptors on various immunocompetent cells and thus to
considerably, with a highest value of approximately 3 months
provide the stimulus for these cells to release mediators and
[58]. This led to the original suggestion that a slow and even
express membrane receptors (collectively designated as “dan-
release of antigen over a long period of time is perhaps the most
ger” signals) that will lead to Th1-type skewing of ongoing
important mechanism of action of oil-in-water adjuvants. How-
immune responses. In fact, immunization with IFA can, under
ever, at the time it was made, this suggestion could not take
certain circumstances, lead to reduced cell-mediated re-
into account the fact that local DCs are main players in
sponses. This was originally interpreted as tolerance but is now
determining the fate of the antigen. In line with their normal
seen as a Th2-directed skewing of the immune response. The
function, immature DCs at the site of injection are supposed to
model holds that IFA, by failing to stimulate APCs for danger
engulf particles of adjuvant-embedded antigen and transport
signaling, favors development of a strong Th2-type response
them to locoregional lymph nodes and undergo maturation into
[68, 69].
fully active APCs that will present antigen fragments to T cells.
Tsuji et al. recently showed that maturation of human DCs was Cytokine induction
enhanced by purified extract of BCG consisting of peptidogly-
can, arabinogalactan, and mycolic acids, supporting the idea Little information is available on cytokine induction by adju-
that an important in vivo function of CFA is precisely to vant only. In DA rats receiving IFA to induce OIA, mRNA for
promote DC maturation [59]. Over time, however, as CFA and TNF-␣ was found to be induced rapidly, with limited expres-
antigen persist in the injected tissue, the number and function sion of IFN-␥ mRNA and no IL-2 mRNA. Remarkably, when
of DCs may change. They can even assume down-regulatory ovalbumin was added to the IFA, IL-4 mRNA rather than
functions [60]. TNF-␣ mRNA was detected [38], suggesting a deviation toward
Overall enhancement of phagocytosis by CFA, but also by Th2 responsiveness. Another study compared expression of
IFA, was demonstrated in experiments measuring carbon cytokine genes in lymph nodes and spleens of mice immunized
clearance from the peripheral blood [61]. Conceivably, phago- with collagen-II in CFA with expression in mice that received
cytic/pinocytic activity of DC is also enhanced in the presence the adjuvant alone [70]. In the two groups of mice, an identical
of IFA and CFA. The effect of CFA on further antigen traf- pattern of gene transcription, i.e., increased expression of IL-2
ficking was analyzed in a series of studies done in the late and IFN-␥ but undetectable levels of IL-4 and IL-5, was found.
1960s, just following the discovery by Mitchell and Abbot in Lymph node cells of mice immunized with collagen-II and CFA
1965 [62] that antigen injected without any adjuvant becomes responded to fragments of collagen-II, but their response to the
rapidly associated with the outer surface of the follicular DCs purified protein derivative (PPD) was much more pronounced.
in the lymph nodes. In rats, mice, and guinea pigs given For additional information on cytokine induction by killed
soluble antigens in CFA, enhanced production of antibody was mycobacteria, we must rely on extrapolation from data obtained
associated, not with such predominant follicular localization of with live organisms. The importance of two cytokines, IFN-␥
the antigen but with some sort of entrapment of the antigen in and TNF-␣, has been particularly well-documented. For in-
the subcapsular sinuses of the draining lymph nodes [63– 65]. stance, Mycobacterium avium can grow exponentially in non-
Similarly, in rats given IFA, the oil component was found to activated murine macrophages, but this growth is restricted if
accumulate selectively in the lymph nodes, first in the subcap- the macrophages are stimulated with IFN-␥ and TNF-␣ [71]. In
sular sinuses and later in the cortex and paracortex [66]. In vivo, depletion of NK [72] or CD4 cells [71, 73] was shown to
mice given MF59, a metabolizable oil-in-water vaccine adju- result in enhanced proliferation of the organisms. At the same

Billiau and Matthys Freund’s adjuvants in autoimmune diseases 853


time, expression of IFN-␥ and TNF-␣ mRNAs in the spleen Figure 1. As evident from the reviewed evidence, primary
was reduced. In mice subjected to CD4-cell depletion (result- target cells for the adjuvant components are MPCs and DCs,
ing in increased proliferation of mycobacteria) or to BCG which can produce TNF-␣, IL-12, and IL-6. Early IFN-␥ may
vaccination (resulting in reduced proliferation), splenic expres- come from NK cells, which may become involved as soon as
sion of the mRNAs of TNF-␣ and IFN-␥ was found to correlate IL-12 appears on the scene but may also be triggered more
with ability to control proliferation. Furthermore, ablation ex- directly through a pathway involving their activating receptor,
periments using anti-TNF-␣ and anti-IFN-␣ monoclonal anti- NKGD2, which recognizes MHC-I-like antigens induced on
bodies indicated that both cytokines are important for early several cells by stress signals [86]. IL-12 and IFN-␥ form a
protection and that IFN-␥ is involved in later T-cell-dependent positive feedback loop that potentiates deviation toward Th1-
resistance [71]. Direct evidence that TNF-␣ and/or IFN-␥ are type responsiveness of activated CD4⫹ T cells. Production of
produced locally after injection of CFA is not available, but the TNF-␣ can be presumed to play a role as inducer of other
presumption that this is the case is supported by a study on cytokines (such as IL-6) and chemokines. IL-6 may play a role
dermal lesions caused by BCG in rabbits [74]. Within 1–5 as stimulator of autoantibody production and activator of T
days, mRNAs for both cytokines appeared at the injection site lymphocytes. In the later phases, as disease becomes overt,
(together with mRNA for IL-1␤, MCP-1, and IL-8). The authors long-lived CFA components may continue to stimulate cyto-
interpreted this early transient response as the result of a kine production, but activated lymphocytes conceivably now
nonspecific adjuvant-type effect of the mycobacteria present in play an increasingly important part. One effect of prolonged
the BCG inoculum. cytokine production, in particular of IL-12 and IL-6, is to
Another cytokine of great importance in the host response to generate a myelopoietic response, which at least in some
mycobacteria is IL-12, mainly produced by activated MPCs. models, constitutes a disease-promoting factor [87]. IFN-␥
Optimal IL-12 production capacity in response to mycobacteria produced in this phase can still act as an up-regulator of
requires pre-exposure by IFN-␥ [75]. In reverse, IFN-␥ pro- MPC-like effector cells and thus potentially play a disease-
duction is itself enhanced by IL-12, because IL-12 directly promoting role. However, via another pathway, IFN-␥ can act
activates NK cells to produce IFN-␥ and also directs prolifer- against disease by counteracting the myelopoietic effect of
ating helper T cells to assume an IFN-␥-secretory (Th1) profile. CFA.
In vivo ablation of IL-12 by treatments with neutralizing anti-
bodies [76, 77] or by the gene knock-out (KO) approach [78, Chemokine induction
79] drastically reduces innate and acquired resistance as well Mycobacteria may induce chemokine production directly by
as immune reactivity against mycobacteria. It should be noted the phagocytes in which they reside or via induction of cyto-
that the innate TNF-␣ response, in contrast to the IFN-␥ kines that induce other cells to produce chemokines. In a
response, seems to be independent of IL-12: Lung macro- human alveolar epithelial cell line (A549), infection with var-
phages of BCG-infected IL-12 KO mice did release TNF-␣ but ious strains of M. tuberculosis induced mRNAs and proteins of
not IFN-␥ [80].
IL-6 is another cytokine likely to be induced by CFA that
may be relevant for induction of autoimmune diseases. Direct
in vivo demonstration of IL-6 production following injection of
CFA is not available. Again, we have to rely on information
obtained with viable mycobacteria or some of their compone-
nents. Mycobacteria and their components induce IL-6 in
spleen-cell cultures of uninfected and, more so, of BCG-in-
fected mice [81]. The same goes for M. avium intracellulare
[82]. Murine bone marrow-derived MPCs infected with BCG
were found to secrete a factor, identifiable as IL-6, which
inhibits uninfected MPCs to function as APCs for antigen-
specific activation of T lymphocytes [83]; in this study, heat-
killed mycobacteria were found to be unable to induce this
factor. However, in other studies in human MPCs, muramyl
dipeptide and lipoarabinomannan were found to stimulate IL-6
production [84, 85].
Fig. 1. Cytokines observed to be induced in the early phases following
What is a likely schedule of cytokine induction following
exposure to CFA (or mycobacteria) are TNF-␣, IL-12, IL-6, IFN-␥, and several
exposure to CFA, and how can these cytokines explain the role chemokines. Mycobacterial components are known to target MPCs and DCs
of CFA as a facilitator of autoimmune disease? Early cytokine (involving toll-like receptors) and to induce production of monokines, in
induction is likely to be triggered mainly by the adjuvant and particular IL-12 and TNF-␣. IL-12 induces NK cells to produce IFN-␥, which
less by the injected autoantigen. However, the cytokines con- potentiates production of IL-12, forming a positive feedback loop (curved
arrows). More direct stimulation of NK cells might take place via their
ceivably fulfill an up-regulatory role for antigen-specific T
activating receptor NKGD2, which recognizes stress-induced membrane li-
cells, which will ultimately result in polyclonal activation of gands. TNF-␣ can be presumed to play a role as inducer of other cytokines
these cells and possibly of bystanders as well. A proposed (such as IL-6) and of chemokines. IL-12 is the driving force for directing T-cell
scheme for this early up-regulatory network is represented in differentiation to assume a Th1 profile.

854 Journal of Leukocyte Biology Volume 70, December 2001 http://www.jleukbio.org


MCP-1 and IL-8 but not MIP-1␣ or RANTES (regulated on The significance of granuloma formation for the adjuvant and
activation, normal T expressed and secreted) [88]. Induction autoimmunity-promoting effects of CFA is unclear. It can be
seemed not to depend on prior induction of IL-6, TNF-␣, or presumed that the MPCs, which constitute a major part of the
IL-1␤, however heat-killed mycobacteria failed to induce. Con- cell population in granulomas, serve as an extra source of
versely, in human PBMCs, live mycobacteria (BCG) as well as cytokines, chemokines, and other inflammatory mediators and
lipoarabinomannan induced appearance of mRNA for MCP-3 may thus influence antigen presentation as well as lymphocyte
[48]. In mice treated with PPD-coated beads (vide supra) development and differentiation during the induction phase.
increased mRNA levels for MCP-1, MCP-3, and RANTES but
not for eotaxin were found in granulomatous lung tissue [89]. In Expansion and subsequent contraction of
cutaneous lesions in rabbits infected with BCG, mononuclear activated CD4⫹ T cells
cells were shown to contain mRNAs for MCP-1 or IL-8, the first
In mice infected with BCG or given a CFA-assisted immuni-
ones being found in areas with mononuclear-cell infiltration
zation schedule against myelin oligodendrocyte glycoprotein
and the second ones, in areas with neutrophil infiltration [74].
(MOG; for induction of EAE), a splenic population of activated
Other evidence for IL-8, the protoptype C-X-C chemokine, to
(CD44hi) CD4⫹ T cells was found to first expand and then
be involved was obtained in a study on alveolar macrophages
retract, the peak of the population size occurring 3.5 weeks
from patients with pulmonary tuberculosis in comparison with
after BCG or 2 weeks after CFA [96, 97]. In both instances, the
controls [90]. IL-8 protein release was elevated in lavage fluid
expansion was significantly increased and retraction signifi-
and in supernatants of cultured macrophages of patients; IL-8
cantly delayed in IFN-␥ KO mice. Moreover, in both cases
mRNA levels were also elevated. In vitro stimulation of mac-
retraction correlated with apoptosis. This and accompanying in
rophages with mycobacterial cell components induced release
vitro evidence indicated that in BCG-infected and in CFA-
of IL-8, which could be inhibited by antibodies against TNF-␣
treated mice, IFN-␥ is required for down-regulating expansion
and/or IL-1, suggesting that induction of IL-8 was indirect. On
of the activated T cells. In the BCG-infected mice, the T cells
the basis of this limited amount of available information, it is
were found to react against mycobacterial antigen (PPD); in
reasonable to assume that CFA induces production of C-C and
mice immunized against MOG in CFA, the cells reacted with
C-X-C chemokines at the sites where MPCs have engulfed the
MOG. Although reactivity against mycobacterial antigen was
heat-killed mycobacteria. However, a more detailed picture
not demonstrated for the latter ones, the analogy between the
and evaluation of the role of these chemokines in the effects of
two systems suggests that a large proportion (if not the larger
CFA must await further study.
one) of the cells may have had reactivity toward PPD and other
Granuloma formation mycobacterial antigens rather than for MOG. A consideration
not formulated by the authors is that in terms of mechanism by
In granulomatous lung tissue generated by preimmunizing the
which CFA promotes autoimmune disease, these mycobacterial
animals with PPD in CFA and then challenging them with
antigen-reactive, activated CD4⫹ cells may be as important in
PPD-coated beads, the mRNAs for IFN-␥ and TNF-␣ were
EAE pathogenesis as the MOG-reactive cells. Indeed, evi-
found to be detectable [89]. From studies with live Mycobac-
dence supporting a model for induction of EAE holds that any
terium bovis BCG, some information is available on the role of
activated T cell, irrespective of its antigen-specificity, tends to
cytokines in the pathogenesis of these granulomas. IFN-␥R KO
cross the blood brain barrier and enter the neuropil [98, 99].
mice, after inoculation of BCG, showed reduced formation of
We know that such cells rapidly undergo apoptosis, because
such lesions in the liver [91]. These mice were also less
they do not encounter the relevant antigens [100]. Neverthe-
efficient in controlling proliferation and spread of the bacteria
less, by their sheer number, they may contribute significantly
and died within weeks after infection. IFN-␥ ligand KO mice
to the initiation of inflammation in the central nervous system.
infected with virulent M. tuberculosis did develop granulomas
It was also shown that addition of IFN-␥ to cultured spleno-
but were nevertheless less able than wild-type mice in restrict-
cytes of BCG-infected or CFA-treated IFN-␥ KO mice resulted
ing growth of the mycobacteria [92]. From another study using
in apoptosis of CD4⫹ T cells and that at least in the first case,
IFN-␥ KO mice, it appeared that granuloma formation simi-
this apoptosis could be inhibited by depletion of adherent or
larly did not depend critically on the availability of IFN-␥ [93].
Mac-1⫹ cells. This led the authors to suggest a model in which
As a contrast, TNF-␣ seems to be indispensable for granuloma
T cells produce IFN-␥, which activates MPCs, which, in turn,
formation as is evident from observations using a neutralizing
cause apoptosis of the T cells [96, 97]. In this model, IFN-␥ is
antibody to TNF in mice infected with a BCG strain [94]; in
a link in a disease-controlling feedback loop.
mice treated with the antibody, the “organogenesis” of the liver
granulomas as well as their bactericidal function was sup- Haemopoietic dysfunction
pressed. Moreover, administration of the antibody caused ac-
celerated regression of established granulomas. Studies relying The well-known, protracted splenomegaly that develops in
on the use of TNF receptor I KO mice or of treatment with CFA-treated animals results from overall leukoproliferation
soluble TNF receptor I have led to the same conclusion [95]. together with accumulation of dispersed granulomas. The sig-
Extrapolating from these observations with live bacteria, one nificance of haemopoietic dysfunction as a factor underlying
may presume that granuloma formation after treatment with the diverse adjuvant and other functional biological effects of
CFA depends mainly on TNF-␣ production and only to a minor CFA has until recently escaped the attention of investigators.
extent on IFN-␥. In fact, the number of studies that specifically address the

Billiau and Matthys Freund’s adjuvants in autoimmune diseases 855


effect of CFA on haematopoiesis is limited, and we have to Mac-1⫹ population and in lower disease scores. Accordingly, it
consider whatever information is available together with that was suggested that these Mac-1⫹ cells constitute the pool of
from studies done with live bacteria. effectors for the tissue damage occurring in CIA and possibly
In the 1960s and 1970s, “vaccination” with BCG was stud- in other CFA-based experimental models of autoimmune dis-
ied experimentally and clinically for its ability to augment host ease [87, 106].
defense against leukemia and several other tumors. In these
systems, one aspect of the mode of action of BCG was found to
be its ability to enhance repopulation of bone marrow and CONCLUSIONS
leukopoiesis after myeloablative chemotherapy [101]. Pretreat-
ment of mice with BCG or CFA was shown to condition the For more than 50 years, immunologists have used CFA to
animals for recovery of leukopoietic functions following a sub- induce autoimmune diseases in experimental animals. In re-
sequent myelosuppressive cyclophosphamide bolus injection. viewing the literature, one is struck that, especially in the last
Treatment with BCG or CFA alone was also shown to cause decades, they have done so with almost complete disregard of
increases in colony-forming units in bone marrow and in levels the mechanisms by which CFA intervenes in these experimen-
of CSFs in serum [101]. Similarly, mycobacterium-related im- tal situations. In interpretations of experimental data, the pos-
munoadjuvants of defined chemical nature were also found to sible role of CFA has rarely been a point of discussion. In our
exert haemopoietic effects. For instance, MDP given to mice review, we have made it clear that this should indeed have
induced a rise in the level of monocyte-macrophage colony- been an issue. Our review also indicates that too few studies
stimulating activity in serum, expansion of GM progenitors in have been done specifically addressing biological effects of
the spleen, and proliferation of multipotential stem cells in CFA as such. As a consequence, to conceptualize what the role
bone marrow [41]. Other examples are the stimulatory effect of of CFA in these models could be, we must rely on information
a glycopeptidolipid fraction of Mycobacterium chelonae [102] derived from studies conducted for different and disparate
and of TDM [103] on repopulation of the haemopoietic system purposes, not the least from ones on infection with live myco-
in irradiated mice. The mechanisms underlying these haema- bacteria. Yet, by collating evidence from these studies, we can
topoietic effects have not been studied in much detail. Little is assemble a coherent picture that takes into account the rele-
known, for example, about the spectrum or the cellular origin vant contemporary concepts on the function of the immune
of the haematopoietic cytokines involved. system.
However, much can be learned from recent studies showing In the early years of work with Freund’s adjuvant, three
that the antimycobacterial response is exaggerated in mice with categories of action mechanisms were proposed. Two of these
a defective IFN-␥ system. BCG infection was shown to cause remain fully valid: the longer lifetime of autoantigens injected
more profound hematopoietic alterations in IFN-␥R KO than in in IFA or CFA and their altered trafficking to critical sites in
wild-type mice [104]; this was accompanied by higher levels of the immune system. Of note, these two mechanisms apply to
hematopoietic cytokines IL-6, IL-3, and G-CSF. The combina- IFA as well as to CFA, because they both result from embed-
tion of overall increased extramedullary haematopoiesis and ding the antigen in an oily excipient. Uptake of antigens by
granuloma formation resulted in complete disruption of the APCs and subsequent trafficking of these cells are currently
normal splenic histological architecture. Also, in murine ar- hot subjects of investigation in immunology. Relevant networks
thritis models, which rely on the use of CFA for autoimmuni- of cells and molecules, in particular the chemokines and their
zation with collagen, enhanced bone marrow myleopoiesis and receptors, are in the process of being untangled. How the
extramedullary haematopoiesis were noted to occur [9, 105]. administration of IFA and CFA affects these networks at a
Like in BCG infection, this remodeling of the haematopoietic molecular and cellular basis is, unfortunately, not yet a major
system was much more pronounced in IFN-␥R KO mice than point of concern.
in the wild-type counterparts [9], indicating that whatever The third category of mechanisms, which the early workers
myelopoietic factors are involved, the role of IFN-␥ consists of had to leave largely “unidentified,” can now at least be par-
restraining their actions. Enhanced myelopoiesis in IFN-␥R tially specified and accommodated into a plausible scenario
KO mice given CFA could be suppressed by treatment with that involves mainly mechanisms of innate immunity. IFA and
neutralizing anti-IL-12 or anti-IL-6 antibodies [9], suggesting CFA are good at activating these mechanisms, and in doing so,
that both these cytokines are involved as myelopoietic factors. direct and orchestrate development and function of antigen-
In mice treated with CFA to induce CIA, the cell population specific T and B lymphocytes. The framework of the proposed
most affected by haemopoietic remodeling was that of imma- scenario is shown in Figure 2. The oil component and, more
ture Mac-1⫹ myeloid cells, i.e., precursors to MPCs and neu- so, the mycobacteria, activate the MPC system, including the
trophils. In the spleen, the total cellularity and the proportion various categories of DCs. This results in overall enhanced
of Mac-1 positives were augmented, and peak levels coincided phagocytosis of particulate material [61] and secretion of
with appearance of the first arthritis symptoms [9]. Increased monokines [38], a correlate of this being the transient, in-
myelopoiesis in the IFN-␥R KO mice was associated with creased aspecific enhancement of resistance to infection [37].
higher disease scores, more intense DTH to collagen-II, and a This, in turn, results in stronger-than-normal polyclonal acti-
more distinct Th1 profile of cytokines induced by an in vivo vation and proliferation of T lymphocytes, which, regardless of
challenge with anti-CD3 antibody. Treatment with anti-IL-12 their being autoantigen-specific but precisely as a result of
or anti-IL-6 antibody resulted in reduced expansion of the their status of being activated, tend to infiltrate into tissues

856 Journal of Leukocyte Biology Volume 70, December 2001 http://www.jleukbio.org


myelopoiesis, most explicitly revealing itself in splenomegaly
and disruption of spleen histology. The Mac-1⫹ cells generated
by this haemopoietic activity can fulfill different roles in fur-
ther evolution of the disease. On the one hand, they may
constitute a source of additional effector cells that after matu-
ration and activation, add to the tissue damage. Conversely,
there is evidence for the emerging Mac-1⫹ population to act as
suppressor of T-cell activation [34]. Which of these opposing
roles predominate may depend on the time of their emergence
relative to the other events in disease pathogenesis. In CIA,
CFA-induced myelopoietic activity and emergence of Mac-1⫹
correlate with disease activity [9, 87]. In other models, how-
ever, such as diabetes in NOD mice, the opposite is the case.
Polyclonal activation of lymphocytes is probably the crucial
event in models where administration of IFA or CFA without
intentionally added autoantigen causes autoimmune disease,
notably OIA and AIA. To explain induction of AIA by myco-
bacterium-containing CFA, cross-reactivity of antimycobacte-
rial antibodies or T-cell receptors with epitopes of host proteins
have been invoked. Yet the identity of these epitopes so far
remains unknown, and other mechanisms may need to be
considered. In the case of OIA, no proteinaceous antigen is
used; nevertheless, the disease is T-cell-mediated, suggesting
that arthritogenic T-cell clones are constitutively present
whose pathogenic activity is only marginally controlled by
mechanisms of peripheral tolerance. Induction of disease by oil
adjuvant could then be a result of abrogation of such tolerance.
Understanding how Freund’s adjuvants facilitate induction
Fig. 2. Synopsis of action mechanisms of Freund’s adjuvants in facilitating of experimental autoimmune disease allows us to define crucial
experimental autoimmune disease (see Conclusions). Being suspended in oil,
injected antigens and mycobacteria have a longer overall in vivo lifetime and
elements in the pathogenesis of these models and, by extrap-
are differently trafficked throughout the lymphoid system. Three consecutive olation, in the naturally occurring human diseases. Whereas,
levels (top to bottom) of responding systems are shown: MPCs (including DCs), intuitively, one would tend to explain the role of adjuvants by
T lymphocytes (both reacting over a period of days to weeks), and the their facilitating effect on the generation of autoantigen-recog-
haemopoietic system (reacting after weeks). Effects of mineral oil (left, green) nizing lymphocyte clones, the scenario evoked here rather
and mycobacteria (CFA; right, red) are largely overlapping; IFA favors Th2-
type responsiveness of T lymphocytes, whereas CFA favors Th1 responsive-
stresses the importance of increased aspecific activation of
ness. The left text column lists observations testifying to the effects that are MPCs, DCs, and T lymphocytes and the excess generation of
represented in the figure (see also Conclusions). aspecific effector and regulator cells. The implication is that
these mechanisms may also deserve more attention in deci-
phering the mechanisms of emergence, remission, and recru-
despite physical impediments such as the blood-brain barrier descence of natural autoimmune diseases in man. Further
[39, 98, 99]. The activated T lymphocytes also produce sets of research on the cellular and molecular mechanisms underlying
lymphokines, representing a type 1 or type 2 helper activity adjuvant action in experimental models is therefore warranted.
depending on whether the immunization was done with protein
antigen only (i.e., antigen in IFA) or with antigen in conjunc-
tion with mycobacteria (i.e., antigen in CFA) [68, 69]. In both ACKNOWLEDGMENTS
instances, an increased antibody response is generated, but
Work in the authors’ laboratory is supported by grants from the
DTH develops preferentially in the second instance.
Fund for Medical Scientific Research of Flanders (FWO), from
Until this stage, one could say that for inducing autoimmu-
the Regional Government of Flanders (GOA program), and
nity and autoimmune disease, Freund adjuvants use the same
from the Belgian Federal Government (IUAP program). P. M. is
mechanisms as those by which they enhance specific immune
a postdoctoral research fellow of the FWO.
responses to foreign antigens. However, in the case of CFA, the
heat-killed mycobacterial cells embedded in oily excipient
persist for weeks or even months at the injection site and in
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