STUDY OF INTERACTIONS
BETWEEN THE LATERAL AND
TORSIONAL ROTOR MOTIONS IN A
GEAR-PINION SYSTEM USING
COMPLEX VARIABLE APPROACH
T
K.V.S.SESHENDRA KUMAR*
Assistant Professor,
Dept. of Industrial Production Engineering,
GITAM Institute of Technology,
Gitam University,
Visakhapatnam-533045
Andhra Pradesh
India
venkat_seshendra@yahoo.co.in
Ph: 9295757588
ES
B.S.K.SUNDARASIVA RAO
Professor,
A
Dept. of Mechanical Engineering,
Andhra University College of Engineering,
Visakhapatnam
India
hodmechau@gmail.com
IJ
ABSTRACT 1.INTRODUCTION
Analysis of the gear system as rotors is a very Early geared rotor dynamic models concentrated on
challenging problem because the system is a the effects of mass imbalance and eccentricity of the
composite rotor; therefore possesses very complicated gear on the shaft, virtually neglecting the actual
dynamic behavior. For example, the whirling motion dynamics of gear mesh. Hamad and Seireg[1] studied
and critical speed of the system has to be found by the whirling of geared rotor systems supported on
considering all the rotors in the system as well as hydrodynamic bearings. Torsional vibrations were not
interactions between them, which makes the solution considered in this model and the shaft of the gear was
process as well as proper interpretation of the solution assumed to be rigid. Iida et.al., [2] considered the same
extremely complicated. Complex variable approach, problem by assuming one of the shafts to be rigid and
which was proposed for the analysis of a single rotor neglecting the compliance of the gear mesh and
system, is very powerful for this purpose. The obtained a three degree of freedom model that
approach is expanded to the analysis of combined determined the first three vibration modes and the
rotor system to apply it to the gear system analysis. forced vibration response due to unbalance and the
T
geometric eccentricity of one of the gears. They also
The complex variable description of planar showed that their theoretical results confirmed
motion incorporates directivity as inherent experimental measurements. Later Iida.et.al., [3]
information which is therefore very convenient in applied their model to a larger system consisting of
vibration analysis of rotors. This paper proposes to three shafts coupled by two gear meshes. Hagiwara,
use the directional information explicitly when the Iida and Kikuchi[4] developed a simple model that
ES
equation of motion of a rotor is formulated in included the transverse flexibilities of the shafts by
complex variables. It is shown that the free using discrete stiffness values that took the damping
vibration solution to the equation of motion and compliances of the journal bearings into account
formulated as such can be defined as the and that assumed the mesh stiffness to be constant.
directional natural mode because it describes not With their model they studied the forced response of
only the shape and frequency but also the direction geared shafts due to unbalance and runout errors. The
of the free vibration response. The directional backlash detection and its influence in geared systems
[5]
frequency response functions (dFRFs) that have has been studied by N Sarkar et al . M Ambili and A
been used recently are obtained as the solution to [6]
the forced vibration solution to the equation of Fregolent determined modal parameters of spur
motion. gear system using Harmonic Balance Method. Study
of designing compact spur gears taking into
A
The system under consideration consists of two gears consideration of tooth stress and dynamic response
[7]
in mesh, a driving motor and the load. The bearing was done by PH Lin et al . Dynamic behavior of
stiffness and shaft flexibility are taken into account in Spur gears to varying mesh stiffness and tooth error
two directions. The system responses are obtained for [8]
two cases: when only the torsional motions are has been studied by J Kuan and A Lin . A
considered without rotor effect, and when both the mathematical model for gear geometry error and
torsional and lateral motions caused by rotor effect mounting error has been developed by P Velex and M
IJ
[9] [10]
are considered. The differences in the responses of the Maatar . S Theodassiades and S Nastiavas
two models show the effect of neglecting rotor effects studied non-linear behavior of gear system with
in gear dynamics simulation. It is shown that the backlash and varying stiffness. They also studied non-
lateral vibrations have considerable effect when the linear influence of bearings characteristics on gear
natural frequencies of the lateral vibration and pair system[11]. Modal Analysis of compliant multi-
torsional vibration are close to each other, which is body gear systems has been analyzed by H Vinayak
[12]
well expected. By studying the responses of the
and R Singh .
system with strong lateral-torsional coupling, the
The influences of non-uniform gear speed, and time-
nature of the coupling effect is discussed.
variant meshing stiffness on dynamic behavior using
Finite Element Modeling was investigated by Y.
KEYWORDS [13]
Wang et al Effect of shaft flexibility and non-linear
.
Rotor dynamics, lateral-torsional coupling, bearing vibration in gear pair was studied by G Litak and M
[14]
stiffness, shaft flexibility, gear dynamics, complex Friswell . Method to calculate dynamic gear tooth
variable approach. force and bearing forces and its effects were studied
[15]
by L Vedmar and A Anderson . Y Cheng and T most important advantage of the complex variable
[16] description that it carries directionality as built-in
Lim derived exact gear geometry from information. Two fundamental concepts in modal
manufacturing parameters and used it to study analysis, the natural mode and the frequency
dynamic behavior of hypoid gears. response function, are obtained from the proposed
Rotating shafts tend to bow out and whirl at certain procedure. The natural modes of general anisotropic
[17]
speeds called critical speed or whirling speed . rotors obtained from the procedure can be
Various factors that can cause the shaft to whirl are considered to be directional natural modes which
mass unbalance of rotating system, gyroscopic forces, define the frequency, mode shape and direction of the
unsymmetrical stiffness etc. Study of whirling of rotor motion in a single complex variable expression.
[18,19,20]
systems can be found in numerous literatures .
[21]
G. Genta has conducted studies on dynamics of
rotor and discussed related assumptions. Modal 2.FINITE ELEMENT MODEL OF GEAR PAIR
analysis of undamped rotor system with gyroscopic SYSTEM
T
effect has been studied by many researchers including
[22] [23]
Wang & Kirkhope Dutt & Bakra , Genta and The main goal of this study is to develop a finite
[24]
, element model for the dynamic analysis of geared
Tonoli etc. Gyroscopic effect is what couples the rotor systems and to study the effect of bearing
forward and backward modes of rotors as discussed flexibility, which is usually neglected in simple gear
[25] dynamics models, on the dynamics of the system. In
by Kessler and Kim . many gear dynamics analyses, the effect of the lateral
Complex mode description was first proposed by
C.W. Lee and his colleagues, in which they
represented two-dimensional motion of rotors by
using complex variables. The real and imaginary parts
of a complex variable can be used to represent the
coordinates of a point in planar motion. This
description has been used to describe two-
ES vibration has been ignored in modeling the system
with the underlying assumption that the effect of the
lateral deflection in a typical gear system is negligible
compared to that of the torsional deflection. This
assumption may not be valid in some configurations
such as overhung type gears rotating at a high speed,
in which therefore the whirling resonance speed occur
dimensional motion by many researchers including within the operating frequency range. To understand
Crandall[26], Dimentberg [27],, Krämer [28], Childs [29], the effect of possible interactions between the lateral
Ehrich [30], Laws [31], Muszynska [32], Kessler and and torsional responses, a simple gear system is
Kim [33], and Lee [34-41],Ehrich [30], used the complex considered in this study whose parameters are chosen
A
variable representation to describe general elliptical so that its lateral and torsional natural frequencies are
motion observed in rotors. Laws [31], applied the close to each other.
representation and related interpretations to the
diagnostics of rotating machinery. Muszynska [32],
used the concept to perform modal testing using non-
Pinion
synchronous rotating perturbation. Lee and his
colleagues started the extensive use of complex
IJ
Pinion m p p
K r y r y 2
p g g g
Kx
V
1
2
2 2
2 2
K y y p yg K x x p xg
Θm Θp
Θl K ( ) 2 K ( ) 2
Kt t p m t g l
Θg
Ky -----------(2.2)
Kt Lagrange equation states that;
Motor d T T V
Load Fi
Gear Kx dt q i qi qi
------------(2.3)
Ky
T
the equation of motion is obtained by an eight by
eight matrix equation as follows:
2 2 2 2 2
1 I p p I g g J m m J l l m p y p
T
2 m y 2 m x 2 m x 2
g g p p g g
----------(2.1)
yp U p 2 Cost
y U N 2 2 Cos ( Nt ) p1 p1 f e jt p1b e jt
g g
xp 2
U p Sin t
p2 p2 f e jt p2b e jt
x g = U g N Sin ( Nt )
2 2
p Tp
y1 p1 (t )
y p (t )
g 2 2
T
T
g
m
Tm z1 p1 (t )
l Tl z 2 p 2 (t )
----------(2.4) -----------(2.6)
where, T is the transformation matrix;
T
The external forces considered in the above equation
are: 1 I I
a. Torques on motor (T ), load (T ), pinion T
m l 2 jI jI
b. Unbalance masses U and U acting on pinion
p g ----------(2.7)
and gear respectively. ψ defines the phase angle P is the complex variable with P representing the
between the two unbalance masses in the pinion and f
j t j k t j t
p (t ) (Y e k Y k e ) Y e k j t
k 0 k
k
k Y ke
m p 0 0 0 0 0 0 0 P
1
0
p(t ) p fk e jk t pbk e jk t ---------(2.5)
mg 0 0 0 0 0 0 P 2
k 0
where ω is 2kπ/T, T is the fundamental period of 0 0 mp 0 0 0 0 0 P1
0 0 0 0 0 0 0 P
k
2
th mg
motion and Y is the k component of the Fourier
k 0 0 0 0 Ip 0 0 0 p
series.
0 0 0 0 0 Ig 0 0 g
To transform equation (2.4) to complex variable form
following to the procedure proposed by Kessler and
0 0 0 0 0 0 Jm 0 m
[13]
Kim , the displacement vector is transformed as 0 0 0 0 0 0 0 J l l
follows. the displacement vector is transformed as
follows.
2
Mass Moment of Inertia for gear, I = 0.001016 kg-m
P1 g
2
Mass Moment of Inertia for motor, J = .0115 kg-m
K y K m Km 0 0 rp K m rg K m 0 0 P
2 m
2
Km K y Km 0 0 rp K m rg K m 0 0 Mass Moment of Inertia for load, J = 0.00575 kg-m
P1 l
0 9
0 0 Kx 0 0 0 0
P Bearing stiffness in x-direction, K = 2.75 x 10 N-m
0 0 0 Kx 0 0 0 0 2= x
rp K m 2
0 p
9
rp K m 0 0 rp K m K t rp rg K m K t Bearing stiffness in y-direction, K = 2.75 x 10 N-m
2 y
rg K m rg K m 0 0 rp rg K m rg K m K t 0 K t g 8
Mesh stiffness, K = 2 x 10 N-m
0 0 0 0 Kt 0 Kt 0 m
K t
0 m Torsional stiffness, K = 115 N-m/rad
0 0 0 0 Kt 0 t
l Radius of pinion, r = 0.0445 m
p
Radius of gear, r = 0.047 m
g
U p 2 e j t
T
Mass unbalance on pinion, U = 0.0003 kg-m
2 2 jNt p
U g N e Mass unbalance on gear, U = 0.00028 kg-m
g
U 2 e jt
p 2 2 jNt The gear ratio is given as 0.9468 from the ratio of
U g N e radius of the pinion and gear. Also notice that K is
ES t
Tp taken the same for the motor side shaft and the load
Tg side shaft.
Tm
Tl 3. FREE VIBRATION RESPONSE OF THE
GEAR SYSTEM :
-----------(2.9)
Torsional vibration analysis :
Once the system equation is set up this form, positive First, we consider torsional vibration of the system
frequency solutions indicate whirling and rotational without considering the lateral vibration effect. The
A
motion in the forward direction (counter-clockwise bearing stiffness can be set to an infinite value in both
direction) and negative frequency solutions indicate x and y directions to remove the lateral vibration
motions in the backward direction (clockwise effect in equation (2.4). Now the system becomes a
direction). four degree of freedom system. Equations of motion
described in matrix form are:
System parameters :
IJ
m K t m Tm
0 0 -------------(3.4)
0 0
Jm Kt
T
0 J l l l Tl
0 0
0 Kt 0 Kt
-----(3.3)
K y K m 2m p Y
p
Km 0 0 rp K m rg K m 0 0
Yg
K y Km mg 0 0 rp K m 0 0
m rg K m
solving the eigenvalues of the determinant of equation
X p
2
(3.3). The modal frequencies obtained as: ES 0 0 Kx mp 0 0 0 0 0
2 l
frequencies, the natural modes are obtained as
follows, which are shown in Table 3.1. 0 0 0 0 0 Kt 0 Kt Jl
-----(3.5)
As expected, the first mode associated with the zero
frequency is a rigid body mode. The mode shape of Solving for the eigenvalues and eigenvectors of the
this mode indicates the gear ratio 1.e., 0.9468.
A
determinant in equation (3.5) with the physical
From the mode shape, it is seen that the second mode parameters, the natural frequencies are obtained as:
is dominated by the motions of the motor and load ±0, ±122.32, ±309.70, ±23446.05, ±38659.61,
relative to the pinion and gear, respectively. The third ±40474.36, ±54672.94, ±57304.6 (rad/s) Substituting
mode is dominated by the motions of the gear and these frequencies back to equation (4.1), the mode
pinion masses relative to each other. The highest shapes are obtained. The frequencies and modes are
mode is isolated vibration participated only by the summarized in Table 3.2.
IJ
T
0 122.32 309.70 23446.05 38659.61 40474.36 54672.94 57304.6
Y
p
0 0 0 -0.01 0 0.2508 0 0.0403
Y
g
0 0 0 0.01 0 0.0533 0 -0.4899
X
p
0 0 0 0 1 0 0 0
X
Θ
Θ
Θ
Θ
g
m
0
1
0.9468
1
0.9468
0
1
0.9477
-2.0154
3.7619
0
1
ES
0.9467
-0.1164
-0.2494
0
1
-1.9012
0
0
0
0
0
0
0
0
1
-1.9012
0
0
1
0
0
0
0
0
1
-1.9012
0
0
l
The system equation is an 8 x 8 equation; therefore 8 As can be seen from the table, the lateral modes are
modes are obtained. There are 4 lateral modes and 4 active only at very high frequencies. For all lower
A
torsional modes. As before, the first frequency of frequencies, their mode participations are nearly zero,
vibration is zero, which corresponds to the rigid body which suggest they can be safely ignored. The first
torsional mode. three lower frequency modes are purely torsional
The second and third modes are torsional modes modes. The higher frequency modes are bending-
without any participation by lateral motion modes. torsion combined modes with two in-between
Notice the mode component ratio 0.9468 is the gear frequency modes being purely transverse. For these
ratio. The second mode is predominantly the relative purely transverse modes, the displacement occurs in
IJ
motion of the motor and load, and the third mode is the direction perpendicular to the mesh line. Along
predominantly the relative motion between the the mesh line (Y direction) where coupling is present,
pinion-gear set and the motor-load set. The relative no displacement occurs. For the system under study,
motion between the pinion and gear is not involved in if only torsional analysis had been carried out, the
this motion as the pinion-gear set moves without lateral motions would have been ignored; therefore
inducing any deformation in the gear teeth mesh.
The fifth and seventh modes are un-coupled lateral only first three modes would have been picked up by
modes in x-direction, which represent the single the analysis. As the frequency increases, the lateral
degree of freedom motions of the gear and pinion modes become more and more significant.
respectively. Modes 4, 6 and 8 are the modes with If we compare the above modes to torsional only
coupling effect between the lateral and torsional system, it can be seen that first three modes are
th
almost same in both the systems, even though third
modes. The 4 mode shows the weakest coupling. It is
modal frequency is different because of the action of
interesting to see only one torsional motion ratio (1: -
1.9012) is involved in all these coupled modes. the lateral spring provides extra stiffness in this
torsional mode. These three motions are not of main
Magnitude of force
motions of the gear and pinion in y axis, are coupled
with the torsional modes; therefore three modes are
observed. If only torsional degrees of freedom would 0
10
have been considered in the analysis, only one
torsional mode at 25,727 rad/s would have been
10
Log
observed instead of these three modes. -2
10
T
Log10 Frequency (rad/s)
motor and pinion, and between the gear and the load. results were later compared with the responses
The peak at around 25,000 rad/s corresponds to obtained by solving for the combined torsional-lateral
vibration due to tooth deformation, which is of main system. The combined system has been analyzed in
concern in gear dynamics. This vibration is translated two different forms: one in the real co-ordinates
into gear force induced vibration and accompanying description to compare it with the torsion only
noise. system, and other in the complex co-ordinates
description to understand the directional information
of the whirling motion of the system. Different types
of inputs have been used to analyze the combined
system like external torque on motor, unbalance on
pinion only and unbalance on gear only.
It has been demonstrated that the lateral motions
interact significantly with torsional degrees of
freedom if the resonance frequencies are similar. For
the system under study, this interaction occurs around
26,000 rad/s where two close critical speeds exist
instead of one as found by torsional only system. [9] P VELEX AND M MAATAR, A Mathematical
Comparison of the resulting mesh forces in two Model for Analyzing the Influence of Shape
systems when the motor torque varies with amplitude Deviations and Mounting Errors on Gear
of 1 N-m is applied on the motor for the torsion- Dynamic Behavior, Journal of Sound and
lateral motion combined system and the torsion only Vibration, 1996, vol. 191 issue 5 pp.629-660.
system. [10] S. THEODOSSIADES AND S. NASTIAVAS,
The analysis certainly shows that the lateral whirling Non-linear Dynamics of Gear Pair Systems with
motions of the rotors (that model the gear and pinion) Periodic Stiffness and Backlash, Journal of
and torsional motions of the gears interact with each Sound and Vibration, 2000, vol. 229 issue 2
other. The degree of interaction depends on the pp.287-31.
proximity of the natural frequencies of the lateral and [11] S. THEODOSSIADES AND S. NASTIAVAS,
torsional motions. Neglecting the coupled effect in Periodic and Chaotic Dynamics of Motor-driven
design can have serious effects on the estimation of Gear Pair Systems with Backlash,Chaos Solitons
the performance of the system if their frequencies are and Fractal, 2001, vol. 12 pp.2427-2440.
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Dynamics and Modal Analysis of Compliant
T
Gear Bodies, Journal of Sound and Vibration,
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