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THE LUMBAR AND SACRUM MOVEMENT PATTERN

DURING THE BACK SQUAT EXERCISE


MARK R. MCKEAN, PETER K. DUNN, AND BRENDAN J. BURKETT
Australian Institute of Fitness Research, School of Health and Sport Science, Faculty of Science, Health, and Education,
University of Sunshine Coast, Queensland, Australia

ABSTRACT INTRODUCTION

O
McKean, MR, Dunn, PK, and Burkett, BJ. The lumbar and ne of the fundamental exercises for lower body
sacrum movement pattern during the back squat exercise. strength, general fitness, and rehabilitation pro-
J Strength Cond Res 24(10): 2731–2741, 2010—An essential grams is the squat. The majority of previous
exercise for strength training of the lower limbs is the squat research on this exercise has been devoted to hip
and knee movements (16,32,35), possibly because of the
exercise. During this exercise, changes in lumbar lordosis are
relative ease of measuring the movements of these joints.
commonly used to indicate when the descent of the squat
Research of the lumbar spine and pelvic movements in squats
should cease, yet the behavior of the lumbar–scarum segments
has been limited. Some research methodologies suggest
remains unclear. The purpose of this study was to quantify the a correct way to perform the squat (8,12), yet the technique
lumbar–sacrum movements during the back squat, because the described contains limited references to the actual move-
movement of the sacrum is influenced by the width of stance, ments of the lumbar and sacrum segments. The appropriate
this variable was also investigated. Thirty trained subjects, 18 squat technique is controversial, with suggestions that the
men with 1 repetition maximum (1RM) squat of 123% (13.9%) lumbar curve should be maintained throughout the squat
of bodyweight and 12 women with 1RM squat of 93% (15.6%), (9,20), whereas other research instructs the subjects to
performed a set of narrow and wide stance squats, each maintain a ‘‘flat to arched but not rounded lumbar spine’’
carrying an additional 50% of body weight as load. The timing (28). In the few cases where subjects were instructed on
and movement of the lumbar angle (T12/L1), sacrum angle (L5/ a lumbar position when performing the squat, the lumbar
curve, or change in its position, was not actually monitored or
S1), and lumbar flexion angle (lumbar lordosis) were measured
measured during the performance. The majority of research
in 3 dimensions for the ascent and decent phases. Men and
on squat technique provides no quantified measure or change
women achieved similar lumbar angles for both width of stance
in the position for the lumbar spine when squatting (13). To
and phase. Sacrum angles, lumbar flexion angles, and timing ensure the safety and effectiveness of this common exercise,
differed significantly (p , 0.05) between gender and width of initially quantifying the movement of the lumbar and sacrum
stance. The lumbar flexion range during the descent phase for region is necessary.
women in narrow and wide stance was 12.9° and 12.6°, Most research into lumbar lordosis has been conducted in
respectively; for men, this range was significantly (p , 0.05) the field of industrial squat lifting where the weight lifted is in
larger at 26.3° and 25.4°, respectively. Men and women front of the body (3,7,30). In this type of lifting, Burgess-
developed different movement patterns for the squatting Limerick recommends avoiding extreme lumbar vertebral
movement, and therefore, this needs to be considered in flexion where flexion increases by .60° (7). For strength
strength development and screening procedures. The lumbar training squats, McCaw and Melrose (26) and Liebenson (20)
spine became kyphotic as soon as a load was placed on the suggest the squat should be performed to full depth as long as
shoulders, and any teaching cues to maintain a curved lumbar the lordotic curve is maintained. In all cases, the recommended
posture of the lumbar curve was not substantiated by any
spine when squatting must be questioned.
quantification of the lumbar spine movements during the
KEY WORDS lumbar, lumbar flexion, sacrum, segment timing exercise. The alignment of the pelvis has also been found to
influence the function of squat lifting, with an anterior tilt of the
pelvis providing increased trunk muscle activity and therefore
more muscular support, or Ôcore stability,Õ when squat lifting
Address correspondence to Mark R. McKean, mmckean@usc.edu.au. and lowering (10). However, the squat lifting technique is an
24(10)/2731–2741 industrial type of lift, which allows the heels to lift off the floor,
Journal of Strength and Conditioning Research and the load is held in front of the body, which is quite different
Ó 2010 National Strength and Conditioning Association from a strength training deep back squat technique.

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Lumbar and Sacrum Movement Pattern

Width of stance variations have long been used by the Therefore, the specific aims of this study were to firstly
strength coaches and fitness trainers (13,26) as a means to quantify in 3-dimensions, the timing and range of movement
provide a variation of the squat exercise. However, altering the in the lumbar–sacrum region when performing the back
width of stance has produced conflicting results with some squat exercise and to secondly to determine the influence of
studies showing no noticeable change in muscle recruitment (a) 2 different widths of stance (narrow and wide), (b) gender,
(13,31,33) and others finding width of stance did affect muscle and (c) the ascent and descent phases.
recruitment patterns (26), whereas Escamilla et al. (13) showed
no significant differences in trunk lean between 3 different METHODS
widths of stance. In all these studies, there was no evidence or Experimental Approach to the Problem
discussion regarding the influence of altered width of stance on Thirty subjects completed 1 set of 8 back squat repetitions for
the lumbar spine and sacrum movements. 2 widths of stance; (a) narrow stance in (NS) which the width
In previous squat research studies, the loads have ranged from of stance was equal to anterior superior iliac spine (ASIS) width
body weight squats (1,11,32) to 1 repetition maximum (1RM) and (b) wide stance (WS) with stance twice ASIS width. Each
(26). Submaximal loads minimize fatigue (8), provide a repetition squat was performed with an additional load equal to 50% of
range similar to those common in training (14), and reduce the the subject’s body weight. The time and position of the lumbar
likelihood of changes to technique attributable to heavy loads, spine and sacrum were measured and analyzed.
which allows a consistent performance across repetitions (31).
Subjects
Loads up to 1RM, or equal to 2.5 times a subject’s body weight,
All subjects freely volunteered to participate in the study.
have been used in studies not specifically researching on
Subjects were informed of the experimental risks, and written
movement patterns and limb coordination.
informed consent was obtained under the guidelines
Gender differences in the pelvic dimensions (5,25) lumbar
approved by the University Human Research and Ethics
vertebrae sizes (18), and trunk geometry (23) have been
Committee before any experimental testing. The subjects
reported in the literature. Research suggests that these
were either in their final year of study to become or already
differences should be considered when developing bio-
working as an accredited personal trainer. Subjects completed
mechanical models for the lumbar spine (23), yet the
a questionnaire detailing training and medical history.
influence of these gender differences on the movements of
Subjects were eliminated if they had not participated in
the lumbar and sacrum segments during the squat have not
regular strength training using the back squat exercises in the
yet been identified.
last 12 months or if they had any history of medical conditions
The concentric and eccentric contractions associated with
related to the back and lower extremities. Subjects had been
squatting break the movement into 2 very distinct phases, the
performing squats in their strength and conditioning training
descent and the ascent. Walsh et al. (34) showed differences in
programs at least twice a week for a minimum of 12 months,
lumbar behavior for each phase, and Escamilla et al. (13)
and their relative mean (SD) squatting to body weight ratio
found differences in forward trunk lean at similar knee flexion
was 123% (13.9%) for men and 93% (15.6%) for women.
angles in each phase. The combined movement and critical
Subject data are shown in Table 1.
interaction of the lumbar and sacrum region however has not
yet been quantified, nor the influence of the descent and Procedures
ascent phases considered. Based on the previously estab- Standing height was measured to the nearest 1 mm using
lished differences in concentric and eccentric movement, a portable Stadiometer (Telescopic Metal Height Scale
gender differences in pelvic anatomy, it was hypothesized (PE063) Mentone International, Moorabin, Australia). Using
that gender, phase, and width of stance would influence the calibrated electronic scales (TI BWB-600P—Digital Personal
lumbar–sacrum profile when performing the back squat. Scale, Wedderburn Pty Ltd, Willawong, Australia) total body

TABLE 1. Subject characteristics.

Subjects Age (y) Weight (kg) Height (cm) ASIS width (cm) 1RM as % of body weight

Women (n = 12) 24.2 (6.5) 62.1 (7.9) 167.1 (4.9) 24.4 (2.2) 93 (15.6)
Men (n = 18) 24.1 (4.9) 83.2 (11.5) 179.5 (6.1) 25.2 (1.5) 123 (13.9)
Combined (n = 30) 24.1 (5.5) 74.7 (14.6) 174.6 (8.3) 24.9 (1.8) 112 (17.3)

*1RM = 1 repetition maximum.


†Values are given as mean (SD).
ASIS = anterior superior iliac spine.

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TABLE 2. Position of sensors for 3D magnetic


tracking device.

Sensor Anatomical segment

1 Stylus to digitize the


subjects dimensions
2 Thorax (the C7–T12 junction)
3 Lumbar (dorsal surface
of T12–L1 junction)
4 Sacrum (dorsal surface
of L5–S1 junction)
5 Left thigh (anteromedial aspect
of upper thigh)
6 Right thigh (anteromedial aspect
of upper thigh)
7 Left shank (anteromedial aspect
of the tibia shaft)
8 Right shank (anteromedial aspect
of the tibia shaft)

mass was measured to the nearest 0.01 kg. Lumbar spine,


sacrum, and lower limb motion data were collected in real
time at 120 Hz by a 3 Dimensional Magnetic Tracking Device Figure 2. Digital picture of the sensor setup for the lumbar and sacrum
(Motion Monitor, Version 6.50.0.1 Innovative Sports Train- spine.
ing, Chicago, IL, USA). Eight magnetic sensors were placed

TABLE 3. The ICC values for the dependent


variables.*

Descent Ascent
phase phase

NS WS NS WS

Men (n = 18)
Lumbar angle 0.95 0.98 0.95 0.96
Lumbar time 0.82 0.94 0.91 0.87
Sacrum angle 0.96 0.94 0.95 0.97
Sacrum time 0.90 0.82 0.93 0.92
Lumbar flexion angle 0.93 0.94 0.92 0.95
Lumbar flexion time 0.91 0.90 0.83 0.87
Women (n = 12)
Lumbar angle 0.94 0.93 0.97 0.93
Lumbar time 0.79 0.80 0.76 0.73
Sacrum angle 0.92 0.95 0.95 0.94
Sacrum time 0.81 0.87 0.74 0.84
Lumbar flexion angle 0.96 0.98 0.98 0.99
Lumbar flexion time 0.87 0.90 0.85 0.95

*ICC = intraclass correlation coefficient; NS = narrow


stance; WS = wide stance.
Figure 1. Digital picture of squat technique with sensors attached.

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Lumbar and Sacrum Movement Pattern

TABLE 4. The start angles for lumbar, sacrum, and lumbar flexion in unloaded and loaded set ups for NS and WS squats.*†

Angles before commencement of the descent phase

NS unloaded NS + 50% BW WS unloaded WS + 50% BW

Men (n = 18)
Lumbar start angle 70.8 (5.2) 71.0 (6.4) 75.6 (5.7) 70.8 (6.4)
Sacrum start angle 43.7 (8.0) 46.6 (9.4) 47.0 (8.1) 43.1 (9.2)
Lumbar flexion start angle 2.7 (11.7) 8.5 (11.4) 22.0 (10.3) 7.1 (12.5)
Women (n = 12)
Lumbar start angle 79.8 (9.6) 69.2 (11.0) 72.8 (7.5) 69.8 (9.8)
Sacrum start angle 42.8 (7.9) 47.2 (10.9) 48.3 (8.3) 46.7 (10.5)
Lumbar flexion start angle 3.7 (7.9) 7.9 (4.8) 1.3 (7.1) 5.9 (5.2)
*BW = body weight; NS = narrow stance; WS = wide stance.
†Values are given as mean (SDs) in degrees.

TABLE 5. The maximum angle for the lumbar and normalized time when the maximum occurred during the descent and
ascent phase of the back squat, for NS and WS squats with 95% CI size effect.*†

Descent phase Ascent phase

Description NS WS NS WS

Men (n = 18)
Lumbar start angle (°) 71.0 (0.9) 70.8 (0.7) 37.7 (0.8)‡ 40.4 (1.2)‡
95% CI (69.2, 72.7) (69.3, 72.3) (36.0, 39.4) (38.0, 42.9)
Lumbar max angle (°) 36.8 (0.9)§ 40.0 (1.0)§ 37.3 (0.8)§ 40.0 (1.0)§
95% CI (35.0, 38.5) (38.0, 42.0) (35.7, 38.9) (38.1, 42.0)
Time max lumbar (%) 90.3 (1.2) 91.1 (1.2) 93.5 (1.9)k 89.1 (1.6)k
95% CI (87.9, 92.7) (88.6, 93.6) (89.7, 97.2) (85.9, 92.3)
Lumbar range (°) 234.2 (1.2){ 230.8 (1.2){ 20.4 (0.3) 20.4 (0.6)
95% CI (236.6, 231.8) (233.2, 228.4) (20.9, 0.1) (21.5, 0.8)
Women (n = 12)
Lumbar start angle (°) 69.2 (1.8) 69.8 (1.6) 35.8 (1.1)# 39.7 (1.1)#
95% CI (65.5, 72.9) (66.5, 73.1) (33.6, 38.0) (37.4, 41.9)
Lumbar max angle (°) 35.5 (1.0)** 38.8 (1.1)** 33.8 (1.3)** 38.3 (1.0)**
95% CI (33.4, 37.6) (36.6, 41.0) (31.1, 36.5) (36.3, 40.4)
Time max lumbar (%) 94.1 (1.1) 92.8 (1.5) 93.6 (1.7) 91.7 (1.6)
95% CI (91.9, 96.4) (89.7, 95.8) (90.1, 97.2) (88.5, 94.9)
Lumbar range (°) 233.8 (1.4)†† 231.0 (0.9)†† 22.0 (1.0) 21.3 (0.5)
95% CI (236.6, 230.9) (232.9, 229.1) (24.1, 0.1) (22.4, 20.3)
*CI = confidence interval; NS = narrow stance; WS = wide stance.
†Values are given as mean (SE).
‡Significant difference (p , 0.01) in the starting lumbar angle for men in the ascent phase, when comparing the width of stance.
§Significant difference (p , 0.001) in the maximum lumbar angle achieved for men in both phases, when comparing the width of stance.
k
Significant difference (p , 0.05) in the timing of maximum lumbar angle achieved by men in the ascent phase, when comparing the
width of stance.
{Significant difference (p , 0.001) in the lumbar angle range achieved by men in the descent phase, when comparing the width of stance.
#Significant difference (p , 0.001) in the starting lumbar angle for women in the ascent phase, when comparing the width of stance.
**Significant difference (p , 0.001) in the maximum lumbar angle achieved for women in both phases, when comparing the width of
stance.
††Significant difference (p , 0.001) in the lumbar angle range achieved by women in the descent phase, when comparing the width
of stance.

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TABLE 6. The maximum angle for the sacrum and normalized time when the maximum occurred during the descent and
ascent phase of the back squat, for NS and WS squats with 95% CI size effect.*†

Descent phase Ascent phase

Description NS WS NS WS

Men (n = 18)
Sacrum start angle (°) 46.6 (1.3)‡ 43.1 (1.2)‡ 33.2 (1.5)§ 32.9 (1.6)
95% CI (44.1, 49.2) (40.7, 45.5) (30.3, 36.2) (29.7, 36.2)
Sacrum max angle (°) 28.4 (1.3)k 28.7 (1.3) 30.8 (1.3)k 29.1 (1.4)
95% CI (25.8, 31.0) (26.0, 31.3) (28.1, 33.4) (26.3, 31.9)
Time max sacrum (%) 78.2 (1.9) 76.5 (1.9) 80.8 (2.7) 78.6 (2.3)
95% CI (74.4, 81.9) (72.7, 80.2) (75.5, 86.2) (74.0, 83.1)
Sacrum range (°) 218.2 (1.2){# 214.5 (1.0){# 22.4 (0.4)# 23.9 (0.9)#
95% CI (220.7, 215.7) (216.4, 212.5) (23.3, 21.6) (25.6, 22.1)
Women (n = 12)
Sacrum start angle (°) 47.2 (1.8) 46.7 (1.8) 23.1 (2.4)§ 27.1 (2.1)
95% CI (43.5, 50.8) (43.1, 50.3) (18.2, 28.0) (22.9, 31.3)
Sacrum max angle (°) 20.4 (1.9)k** 23.7 (1.3)** 20.3 (1.8)k††** 23.1 (1.3)††**
95% CI (16.6, 24.2) (21.0, 26.3) (16.7, 24.0) (20.5, 25.6)
Time max sacrum (%) 87.2 (1.9) 84.9 (1.7) 87.2 (2.3)‡‡ 82.5 (2.2)‡‡
95% CI (83.4, 90.9) (81.5, 88.4) (82.6, 91.8) (78.0, 87.0)
Sacrum range (°) 226.8 (1.1){§§ 223.1 (1.0){§§ 22.8 (0.9)§§ 24.0 (1.1)§§
95% CI (228.9, 224.6) (225.1, 221.0) (217.9, 211.6) (26.3, 21.8)
*CI = confidence interval; NS = narrow stance; WS = wide stance.
†Values are given as mean (SE).
‡Significant difference (p , 0.001) in the starting sacrum angle for men in the descent phase, when comparing the width of stance.
§Significant difference (p , 0.05) in the starting sacrum angle for NS squats in the ascent phase, when comparing gender.
k
Significant difference (p , 0.05) in the maximum sacrum angle achieved in NS squats in both phases, when comparing gender.
{Significant difference (p , 0.01) in the sacrum angle range for both WS and NS squats in the descent phase, when comparing
gender.
#Significant difference (p , 0.05) in the sacrum angle range achieved for men in both phases, when comparing width of stance.
**Significant difference (p , 0.001) in the maximum sacrum angle for women in both phases, when comparing the width of stance.
††Significant difference (p , 0.001) in the starting sacrum angle for women in the ascent phase, when comparing the width of
stance.
‡‡Significant difference (p , 0.01) in the timing of maximum sacrum angle achieved by women in the ascent phase, when
comparing the width of stance.
§§Significant difference (p , 0.001) in the sacrum angle range achieved for women in both phases, when comparing width of
stance.

on anatomical segments as described in Table 2. Validation of To determine if stance influenced movement patterns in
the system was confirmed against standardized reference a safe and repeatable manner, a submaximal load of body
measures, and the variation was ,0.5° and within 0.0034 m. weight + 50% (BW + 50%) was chosen. This is a common load
Three-dimensional magnetic tracking has been previously employed by beginners and women and allowed multiple sets
validated (27). of 8 repetitions without fatigue (12). Submaximal loads also
The subjects were given time to complete their usual warm- reduce the possibility of nonvoluntary technique changes
up procedure. With the sensors attached, the subjects attributed to heavy loads (31) and allowed comparison to
completed 1 further warm-up set of squats with no additional previous studies. The capture of 3 blind repetitions for analysis
load. The width of each subject’s pelvis was measured between occurred within the set of 8 repetitions, the first and last
right and left ASIS, using skeletal goniometers (TTM Bone repetitions were excluded (31).
Caliper [PE054] Mentone International, Moorabin, Australia). Foot alignment was not controlled, but in most cases in
Based on research by Escamilla et al. (14), narrow stance was the narrow stance squat, the feet were aligned parallel
defined when the inside distance between the subject’s heels to the sagittal plane, that is, toes pointed straight ahead; and in
equaled the pelvic width, measured from right ASIS to left the wide stance squat, the feet were between 20° and 30° away
ASIS. Wide stance squat was defined as twice the pelvic width, from the midline. The 50% load was achieved by using an
measured from right to left ASIS. The width of each stance aluminum Olympic bar placed across the upper trapezius and
was established using a steel measuring ruler and marks placed the spine of scapula, with the subjects placing their hands in
on the floor for each individual stance setup. a palm forward grip.

VOLUME 24 | NUMBER 10 | OCTOBER 2010 | 2735

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Lumbar and Sacrum Movement Pattern

TABLE 7. The maximum angle for lumbar flexion and normalized time when the maximum occurred (mean and standard
error) during the descent and ascent phase of the back squat, for NS and WS with 95% confidence interval size effect.*

Descent phase Ascent phase

Description NS WS NS WS

Men (n = 18)
Lumbar flexion start (°) 8.5 (1.6)†‡ 7.1 (1.7)‡ 34.6 (2.9)†‡ 32.3 (2.8)‡
95% CI (5.3, 11.6) (3.6, 10.5) (28.7, 40.4) (26.6, 38.0)
Lumbar flexion max (°) 34.8 (2.9)§k 32.5 (2.8)k 34.9 (2.9)§k 32.7 (2.9)k
95% CI (28.9, 40.6) (26.9, 38.2) (29.1, 40.6) (26.9, 38.4)
Time max lumbar flexion (%) 96.5 (1.9){ 97.9 (0.9) 97.2 (0.6){# 95.2 (0.9)#**
95% CI (92.7, 99.3) (96.1, 99.6) (96.0, 98.3) (93.5, 97.0)
Lumbar flexion range (°) 26.3 (1.8)†† 25.5 (1.7)†† 0.3 (0.1) 0.3 (0.1)
95% CI (22.7, 29.9) (22.0, 28.9) (0.0, 0.6) (0.1, 0.5)
Women (n = 12)
Lumbar flexion start (°) 7.9 (0.8)†‡‡ 5.9 (0.9)‡‡ 19.0 (1.9)† 18.3 (1.8)
95% CI (6.3, 9.5) (4.2, 7.7) (15.1, 23.0) (14.7, 22.0)
Lumbar flexion max (°) 20.8 (1.7)§§§ 18.5 (1.8)§§ 20.4 (1.9)§ 19.0 (1.8)
95% CI (17.2, 24.3) (14.9, 22.2) (16.6, 24.2) (15.3, 22.7)
Time max lumbar flexion (%) 83.6 (3.7){ 95.2 (2.0) 86.1 (3.0){ 88.3 (2.6)**
95% CI (76.0, 91.1) (91.1, 99.3) (80.0, 92.2) (83.1, 93.6)
Lumbar flexion range (°) 12.9 (1.8)††kk 12.6 (1.7)††kk 1.4 (0.5) 0.7 (0.2)
95% CI (9.2, 16.5) (9.1, 16.1) (0.3, 2.5) (0.2, 1.1)
*NS = narrow stance; WS = wide stance.
†Significant difference (p , 0.05) in the starting lumbar flexion angle for NS and WS squats in the ascent phase, when comparing
gender.
‡Significant difference (p , 0.01) in the starting lumbar flexion angle for men in both phases, when comparing width of stance.
§Significant difference (p , 0.05) in the maximum lumbar flexion angle achieved for NS squats in both phases, when comparing
gender.
k
Significant difference (p , 0.01) in the maximum lumbar flexion angle achieved by men in the both phases, when comparing width
of stance.
{Significant difference (p , 0.05) in the timing of maximum lumbar flexion angle in NS squat in both phases, when comparing
gender.
#Significant difference (p , 0.01) in the timing of maximum lumbar flexion angle achieved by men in the ascent phases, when
comparing width of stance.
**Significant difference (p , 0.05) in the timing of maximum lumbar flexion angle in WS squat in the ascent phase, when comparing
gender.
††Significant difference (p , 0.01) in lumbar flexion range in NS and WS squat in the descent phase, when comparing gender.
‡‡Significant difference (p , 0.001) in the starting lumbar flexion angle for women in the descent phase, when comparing width of
stance.
§§Significant difference (p , 0.05) in the maximum lumbar flexion angle achieved by women in the descent phase, when comparing
width
kk
of stance.
Significant difference (p , 0.01) in the timing of maximum lumbar flexion angle achieved by women in the descent phase, when
comparing width of stance.

Subjects assumed the squat start position unloaded while an NSCA certified Certified Strength and Condiitoning Special-
initial reading was taken. Then, with the loaded bar and ist (CSCS) coach at the elite level. Three repetitions were
correct width of stance, descended to the deepest point they collected for analysis, and subjects were blind to which 3 of
felt comfortable with and in control. Subjects were allowed to the 8 performed were recorded, although the first and last
stop squatting at any time they wished, and spotters were repetitions were excluded. Subjects were given 120-second
ready to assist the subject should the need arise. The actual recovery between sets. A digital image of the squat technique
technique or depth of the squat were not limited or controlled, is shown in Figure 1.
but subjects were encouraged to perform the squat in the The magnetic tracking device measures the orthopedic
same fashion they would do in normal training, and all axes of the lumbar and sacrum. This instrument uses a single
subjects squatted to a depth where thighs level with below transmitter strapped to the sacrum over L5/S1 and another
parallel. The squat was performed according to the National transmitter strapped to the lumbar–thoracic junction over the
Strength and Conditioning Association (NSCA) guidelines spinous processes of T12/L1 as shown in Figure 2. These 2
on squats and monitored by the main researcher who is an sensors feed back information regarding their relative
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toward a more lordotic or increased curve in the lumbar


spine and an increase in the lumbar flexion angle would
TABLE 8. Lumbar–pelvic ratios in trunk movement for indicate a move toward a flat or more kyphotic curve of the
descent and ascent phases in NS and WS squats lumbar spine. The results reported show the absolute values
by gender.*†
for the starting angle and maximum angle of each variable
Descent Ascent and the timing of when those angles were achieved.
phase phase The time for each phase (descent and ascent) was
normalized, with the starting point at the top of the squat
NS WS NS WS
(highest vertical displacement of the sacrum) represented as
Men (n = 18) 1.88 2.12 0.17 0.10 0%, whereas the deepest part of the squat (lowest vertical
Women (n = 12) 1.26 1.34 0.71 0.32 displacement of the sacrum) represented as 100%, regardless
of the phase of the movement.
*NS = narrow stance; WS = wide stance.
†The ratio is calculated by dividing the lumbar range of
movement by the sacrum range of movement to show Statistical Analyses
relative movement of each segment towards total trunk A total of 6 different responses were analyzed (maximum
inclination.
lumbar angle; the time at which the maximum lumbar angle
occurred; maximum sacrum angle; the time at which the
maximum sacrum angle occurred; the maximum lumbar
flexion angle; and the time at which the maximum lumbar
position to the world axis (lumbar and sacrum angles), and flexion angle occurred). Each of these 6 responses were
relative to each other (lumbar flexion). Lumbar flexion was analyzed separately for differences between gender (men or
measured comparing the change in relative angle between women), phase (ascent or decent), and stance (WS or NS).
these 2 sensors during the squat. An initial positive The results (Tables 4–7) are presented as mean and standard
measurement would indicate a kyphotic lumbar curve and error analyzed for gender (men or women), stance (WS or
an initial negative measurement would indicate a lordotic NS), and phase (ascent or decent). Intraclass correlation
lumbar curve. A reduction in this angle reflects a move coefficients (ICCs) were calculated to assess the reliability of

Figure 3. Sample male lumbar angle, sacrum angle, and lumbar flexion angle movement in an NS squat.

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Lumbar and Sacrum Movement Pattern

the repeated measures using the Bland and Altman method In lumbar flexion timing, women reached the maximum
(4). Intraclass correlation coefficient values ,0.4 represented position sooner in descent and later in ascent for both widths
poor reliability, 0.4–0.7 fair, 0.70–0.90 good, and .0.9 of stance. The lumbar–sacrum ratios showing contribution
excellent reliability (15). One hundred percent of ICC values toward total trunk inclination in the squat are presented in
were in the good category (.0.7) and 68.8% in the excellent Table 8.
category (.0.9), showing good reliability of the data. Men showed a higher lumbar–sacrum ratio for both widths
Statistical interpretation focused on the main effects and of stance. Men also increased the lumbar–sacrum ratio
the threshold for statistical significance was set to p # 0.05. substantially for the wide squat compared to the narrow
Linear mixed models were used to model the data using squat. Women achieved similar ratios regardless of width of
subjects as random effects. Models were fitted individually stance. A sample of the typical movements of lumbar angle,
with 1 response and 1 explanatory variable (gender, phase, or sacrum angle, and lumbar flexion for both phases of a narrow
stance) as a fixed effect. Differences were then detected using squat for a man is shown in Figure 3.
the p values from the analysis of variance F-tests on the
corresponding fixed effect. DISCUSSION
The ICC for the dependent variables is included in Table 3. The first aim of this study was to quantify lumbar and sacrum
movements when performing the back squat exercise and
RESULTS subsequently determine if width of stance influenced these
The initial angles for the lumbar, sacrum, and lumbar flexion movements with regard to gender and phase.
angles for unloaded and loaded setups are presented in Table 4. The unloaded spine positions of the sacrum were similar
These results show the adjustment made by the subjects to across gender and stance width. However, the lumbar starting
the lumbar, sacrum, and lumbar flexion angles in response to angles differed significantly between gender for both widths of
the addition of the loaded bar. Men adjusted lumbar and stance and lumbar flexion angles differed between genders in
sacrum angles more in the wide stance squat in response to the the wide stance unloaded start position. Regardless of stance
load, whereas women adjusted these angles more in the narrow and starting position, the adjustment of the lumbar, sacrum and
stance squat. For unloaded and loaded, wide and narrow stance lumbar flexion angles from the unloaded to loaded start
setup positions, men and women adjusted lumbar flexion positions suggest that the human body has a means of
angles so as to create a more kyphotic lumbar spine as a means determining the ideal posture of the spine, thus allowing it to
of coping with the additional load before squatting. achieve the optimal position to manage the additional load.
The maximum lumbar angle and normalized time when the This premise is supported by Martin and Nelson (24) who
maximum occurred during the descent, ascent for both men suggests that the trunk moves forward to align the combined
and women are presented in Table 5. subject and bar load vertically over the center of gravity
The maximum sacrum angle and normalized time when causing the spinal curve to decrease the lordosis.
the maximum occurred during the descent, ascent for both Once loaded with the 50% additional weight, men and
men and women are presented in Table 6. women had similar lumbar starting angles before the descent
The maximum lumbar flexion angle and normalized time phase, with a difference of ,1.8° for the narrow and wide
when the maximum occurred during the descent, ascent for stance squats. Sacrum starting angles were also similar
both men and women are presented in Table 7. between genders in the narrow squat, but men significantly
Lumbar and sacrum movements and the timing of when altered their starting sacrum angle for wide stance squats,
the maximums occur in these movements differ significantly whereas women maintained similar sacrum angles regardless
across gender and width of stance. Lumbar starting angles and of width of stance. Men appear to alter their sacrum angle to
ranges of movement were similar across gender for each accommodate either structural or mechanical differences in
stance, but the maximum lumbar angle achieved was different the pelvic girdle. This significantly different sacrum starting
intragender with both groups achieving a significantly re- angle between the 2 widths of stance for men results in a more
duced maximum angle and range of movement with the wide posterior tilt to the sacrum for narrow squats as shown by the
stance squat compared to the narrow squat. Women achieved increased sacrum starting angle. Width of stance also had
a greater range of movement of the sacrum angle in the a significant difference in the starting lumbar flexion angle for
descent phase and the timing of this maximum also occurred both genders, with a more kyphotic lumbar curve in the
significantly earlier than for men. narrow squat setup position than for the start of the wide
There were significant differences in techniques when squat position. This feature may be explained by the reported
comparing the effect of width of stance. The wider stance increase size of lumbar vertebral bodies and distance between
allowed all subjects to achieve reduced lumbar, sacrum, and lumbar vertebrae (18), and the narrower taller pelvis found in
lumbar flexion angles, whereas the narrow stance squat men (25) which may cause men to stand more upright
caused increased lumbar and sacrum angles and increased through the trunk than women.
lumbar flexion. Men reached maximum sacrum angles sooner In performing the squats, there were significant differences
in the descent and later in the ascent for both widths of stance. in the maximum lumbar angle and resultant lumbar range of
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movement. Both men and women achieved a significantly women. In the descent phase, for both stance widths, men
smaller lumbar angle in the wide stance squat compared to reach maximum angles of the 3 measures in the order, sacrum
the narrow squat in both phases. Although these angles are angle, lumbar angle, and lumbar flexion angle. In the ascent
very small, this significant difference suggests that the wide phase, men simply reversed the order. For women in the
squat allows the lumbar position to remain slightly more narrow stance squat, the sequence in the descent phase was
upright and not lean as far forwards as with the narrow squat. lumbar flexion angle, sacrum angle, and lumbar angle. With
In addition, there is also a significant difference for gender in a different pattern in the wide stance squat of sacrum angle,
the range of lumbar motion between the 2 squats stances in lumbar angle, and lumbar flexion angle. A different pattern
the descent phase, showing that men perform the narrow emerged in the narrow stance ascent phase with the order
stance by allowing more forward lean of the lumbar spine lumbar angle, sacrum angle, and lumbar flexion angle. Finally,
than in the wide stance squat. The difference in timing for the there was a different pattern again in the wide stance, with the
maximum lumbar angle reached by men in the ascent phase order of lumbar angle, lumbar flexion angle, and sacrum angle.
of the narrow squat may also be because of the gender The reason for this variation found among the women is
differences in lumbar structure mentioned previously. unknown and is a topic for future studies.
Women subjects reached the maximum forward position at Lumbar–sacrum ratios were also calculated. This interac-
a later stage of the squat descent than men and significantly tion of the lumbar and sacrum described by the lumbar–
later in the ascent for wide stance squats, suggesting the wider sacrum ratio shows the differences between genders for the
stance provides women with a greater range of flexibility in manner in which they achieve trunk inclination during
the deepest part of the squat. Furthermore, this interesting squatting. Men show a significant difference in lumbar–
result indicates sacrum movement timing in the ascent can sacrum ratios with more lumbar movement in the descent
occur much later, creating 2 different pathways for descent phase and less lumbar movement in the ascent than do
and ascent in wide stance squats. This feature may be women. Women achieved a more similar lumbar–sacrum
attributed to the proportionally wider more oval pelvis and ratio across width of stance in the descent, whereas men
shorter lumbar vertebral length of women (18,25) and the decreased sacrum movement in the wide stance squat, thus
accepted increased level of flexibility of women (2,17). increasing the lumbar–sacrum ratio. This is supported by
Lumbar flexion ranges have been shown to change with other research studies (19,21,30) that show differences in the
torso inclination (22), and the greater the trunk inclination, patterns of movement and coordination between genders. As
the more likely the lumbar curvature will become kyphotic. demonstrated in the current study, the segmental coordina-
Maximum lumbar flexion range of movement of 60° has been tion within the squat exercise is a complex issue, pre-
reported (29), whereas in the current study for both widths of dominately as there are many joints, levers, and structural
stance, the start position for the lumbar spine was already in aspects that contribute to the overall movement patterns.
a kyphotic rather than lordotic position, with the lumbar Because of these many aspects and the differences in
flexion angle ranging from 5.9° to 8.5°. During the squat physique, men and women differ in the manner in which
descent, this kyphosis increased for both genders and in both they coordinate the lumbar sacral region to perform a squat.
widths of stance. This is supported by Walsh et al. (34), who
found that ‘‘weightlifting using a squat bar causes athletes to PRACTICAL APPLICATIONS
significantly hyperextend their lumbar spines.’’ In the current Previous research has not reported on squat movement
study, men significantly increased their lumbar flexion and pattern differences between men and women. The current
nearly doubled the lumbar flexion range of movement research has shown that there are significant differences in the
achieved by women, a finding that is also supported by Walsh squatting behavior for men and women when compared
et al. To squat, it appears that men have a limited range of across both WS and NS setups. In the squat exercise
movement at the sacrum, and this is compensated by an environment, professionals need to understand the influence
increased range of movement in lumbar flexion. This that the width of stance plays on these behaviors and the
decreased movement of the sacrum requires men to achieve different movement patterns men and women achieve under
an increased kyphosis as part of their movement pattern. This loads equal to 50% of BW. This would be most evident when
may relate to the increased level of inherent stiffness men viewing women in the sagittal plane where health profes-
have in the lumbar spine, compared to women (6). Women sionals would see differences in the timing of the sequences
appear to maintain a greater stiffness in the lumbar flexion between descent and ascent phases when considering the
angle and make up for this by increased range of movement movements of the sacrum and lumbar spines. Further, the use
in the sacrum. This lower level of inherent stiffness in the of the same screening protocols for squatting movements
lumbar spine may necessitate women to establish more between men and women must be questioned. The squat is
muscular control and stability of the lumbar spine and thus commonly used as a screening tool in the practical setting and
keep a stiffer lumbar curve in movements such as squatting. coaches and trainers should avoid comparing male squat
The timing of the different spine segments demonstrates patterns to that of women especially when considering
the different coordination methods between men and scarum and lumbar movements and timing.

VOLUME 24 | NUMBER 10 | OCTOBER 2010 | 2739

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Lumbar and Sacrum Movement Pattern

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