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ASSISTANT TRADER * DERIVATIVE DOCUMENTATION SPECIALIST

Highly energized, dynamic professional who desire to join a fast-paced world lea
der in the Financial Services Industry as an Assistant Trader or Credit Derivati
ve Documentation Specialist.
SUMMARY OF QUALIFICATIONS
* Experience with International Swaps and Equity Derivative products.
* Familiarity with accounting guidelines and pronouncement.
* Ability to identify and recommend changes to existing processes in order to im
prove and streamline processes.
* Ability to work under pressure to complete responsibilities within identified
deadlines.
* Comfortable taking initiative while prioritizing among multiple projects, task
s and deliverables.
* Strong written and verbal communication skills, with the ability to comfortabl
y interact across all levels of the organization.

PROFESSIONAL EXPERIENCE
Bear Stearns Securities Corp. / JP Morgan Chase, 1996 - 2007
Documentation Specialist, Middle Office, 2005 - 2007
* Drafted (i.e. outbound), and reviewed (i.e. inbound) confirmations in accordan
ce with International Swaps, and Derivatives Master Agreement, while aligning wi
th business objectives.
* Reviewed, analyzed, and executed confirmations for derivatives of all asset cl
asses (equity, fixed income, commodities, FX, and credit).
* Worked closely with portfolio managers on teams to clearly identify and monito
r risk profile movements in specific companies and portfolio in general. Managed
and maintained clients' portfolios consisting of 800-1,000 accounts.
* Assisted local and international traders with trade discrepancies, and aided i
n obtaining information to ensure appropriate credit assurances for existing and
new trades.
* Contributed to amending trades confirmations according to ISDA regulations, wh
ich lowered levels of credit and operational risk, improving customer service.
* Ensured the accurate and timely input of trades onto DTCC system.

-Continued-
Patrone A. Baker Page 2
(917) 696-9021 Cell

144 Restricted Securities Liaison, 2000 - 2005


* Regularly exercised discretion and business judgment; researched and resolved
customer problems related to 144 Restricted Securities, and other related restri
cted stocks in a timely manner.
* Assisted in private placements. Managed portfolio for over 300 clients using e
xtensive market research, and capital market trends to ensure maximization on re
turns.
* Ensured retention of high net worth clients and continually develop new client
s. Liaison between correspondent, and Bear Stearns Legal and Cashiers' Departmen
t.
Coordinator of Y2K Team, 1998 - 2000
* Oversaw team of three for Y2K Testing, related issues, concerns, or problems.
Developed mechanisms to deal with unexpected Y2K issues as they surfaced by usin
g Y2K Command Center to address problems as they arise.
* Operated test sites using LPAR for Y2K for applications e.g. CTK, Bear-trade,
Doc Digger, One for all, BNS and OTC.
* Communicated/published newsletters, and circulated throughout firm to educate
senior managers, and staffs of progress for Y2K Testing.
* Liaised with Broker dealers to follow-up on test results.
Management Trainee / Accountant, 1996 - 1998
* Oversaw interfacing with other department e.g., Operations, Trading, and Compl
iance, leveraging systems to improve customer processes.
* Articulated and prepared rate sheets, month end interest reports, aligning wit
h accounting regulations/guidelines.
* Liaison between correspondent for Bear Stearns Legal and Cashiers' Department,
establishing and achieving service level and quality objectives.

EDUCATION
St. John's University, Bachelor of Science, Business Management
COURSE WORK: Operations Management-Advanced Margin Courses

TECHNICAL SKILLS
Harvard Graphics, Microsoft Office Suite, SAS, SPSS, Microsoft Word, Windows ope
rating system, Excel, MacWrite Pro, CICS, Webroker, Windows XP, Scrittura, TIGER
, Doc Manager, and DTCC

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