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I _ Ii III

TABLE 'O'F 'CONTENTS

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Challenge ,'., to ,

1-;- ",_ '_. _ ] ',_ < __ ."~ _ '. • • _r'.. .' II ..

", • • - ... IIio I ~ ~

" ,~1..1:1Therespondenl cl1a1lenges the quaHfication·of'the arbitrator

Dlsqualincation for - .

1.-2.1 - Approached.by one party r , " .,. I I.,.

1,.2.2 Called for interview' by one party ... . .' ....- .

Estoppel '.' "". !, t '.r :,' ,",

~.~.l , Party who appoints an arbitrator subsequently estopped frOm~,ascer-

tainingtha; arbitrat or 'h··~ 'QS~, no a"u'I" th .ority .~ - ...... '" - .;-, · .

,:1:-.'"',,-,--,-,, ',·C-".' ""':'~"~ ::~."." :.,.-J,.-: f.: _1 ,,':, ,'·"a,.~ ;c,_:.,_---", ' .. ',::',_.: .. " ,' __ .• -'~',._:,' _ '''_

; :1,:3.2- "Is anewlyappointed solicitor estopped"uonl questioning the·arbittat.or's

ju n· fsdictlon ~? . · . ,.~ _

' - ;-- '--' ': - " ,,'. ,', "' .. "', ,'~, it'

1- DIV' valid ' it 'y. v of .

l r ~ I" _ _ .• ,,,., "', ","_ . .:.___ _ .l: . .. .' . ..:. _

1.4.1 Respondent developer claimsthat ehulered IDstitute~df Arbitrators, has made an 'invalid appointment and that theaiblfr~tor' bas, DO' pow~rto, 'c~ll a

_' preliminary meeting ,- ' " - : '. - .:. t '

1.4.2 Appointment letter from nominating body signed by'-pe~oD-'other than

that person named in contract _ '.- "-, ,,' '_' v • •

" -, '1.4.3' "Rcspon~ent asserts the ciS:im,lUit bas not Cb.mpiied 'Wit~'· ~~~condition

related t.01 arbitrator's appointment ., -:' ~

'ii.' 1"1 :"

'1'- 4,·..--1 ·4,1' R,:-' "--:',~,' . ""10' . ""D" d - en ,-": t .q:' ue ,-s······~· tlo "n~, 'S' v .... ·a~' "~I, id lity of a'~,p-'p'~'o·:· dn :~ tm > ::, .. : ~.~ :,t'~ -:., · ... .... _ ~

. . ',": .- : ,_esp, .,.,,", ',"<' ,c' __ _ _.' • _ ",;I,J" ,_ _ '. .'.' ' _ ,',

':. ~'14 5 - Party contends appointment invalid asmade out of time - ·

1:4:6 V~Udity'~~f~nilat~ral ;ef~r~nc~ for -th~ appointment of;~ arbitrator -',

- "II • .. (' . I _. I 'L •• I .~. I

. ;1:4.'7 - I • Conditional appointment of arbitrator - ~' - - -". " .' ."

, 'bill -- b d 01; t 'Ii, -. - )., - - - ~I _. ··'th'·

1.4w8 The appointment of an arbitrator must be m~_-e m sn,~t :coll)platice~Wl-

, , ; • - I' • • ~ • II ~ _ ..' ~ • II _ I , "'""

the,' contract " . , ~ _

~--" ,,_," -' ,,'" ":'" iii .- .. - .. ',I .- i!:',-" - -.. ~ •• '.~ ~ _ ~:. :.-

1.,4.9' Party attempts to nominate third arbitrator _ ' _, " - r

1.4.10Wbetber 8,D appointmentis valid where a.Jdjn~er-Do~ /:"~a~ tie'elt~~~e~

-. . , ~ iIi<.. ~. t-· i 1 •

-p' ""n'" .. ~ nr' .--) -t·, 0':', ".'" th :-' be d ; 'a' -.-, te 0::":'" 'f"·;' t'-: h :' .. at a:;- 'p,-, ;:P'-",- om tm ~,n·:~!·· .

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d . t meet sp·"ecific requirements of arbi~

,AII'hi.nU:l',H, clUulifi"-utiotts •. ··.,0 no

'11-,,1 ion n~rt tl.r;.nl

.-

_<\ d hoc N'lll,tllJR,N,j,(llrI1,N -

• ..1 i I ':lt~I'~I'en" In arhitratien after dispute arises .' .... 'U .. ' .

WhfOllr"I' I he ~nlhH,e(lu·'r t. conduct of the parties amounted to an: . 'ad hoc'

(II 1"1,·11 tratln 11 anrceme 11,1

n

( 'tl- "'1'1'1~' C' )-li I~ i ". ' .• ' 1 1')1 I-'~'-~ f 'C' h" (': '1', -, '11'1: "I

~'l ". II, [II 'I _." II 1 I, n ~'L', L, n :1 I - .. . ~

. , .• 'Cc-' .I·~ W·· ... ··.· ....• · ..• ···tr'I!'I-I-1I'u. 1:·l-I-I~I,III,l·"III~I.l .. 0.' ~,r'·,:"~f]'w,a,r'(l is II, condition precedent to' a cause of action

'_ ;11' ,11_.. I -, . , ,ii," _ I " \.~ II 'I. _ ~J _. . '_' 1,__.. . ~ ~-, --' _ - '_ '.

WII""I~I.'l U r'IIII~:t:!I,\II'I-A 1,,- :'I'~ t ''1]- be referred to engineer's decision as a condition

.' I11I 'ill 1.1' - . I '\iiIl 'I'I \,,1_ (1, ,/11,:;.1 W' ,1_"1 ;~, ~ \J. "W! ' ... l- _.: - -'. _'.. . .. ,.J

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Jl-I'!I~ • .• ~ :7~ 'it! I ·1' f~' 'ii l·ll· II ~"I ")'1' 111, ~ '. r ~1' 'I' I'!' C· ".',, .

, .. 1,,,_ . ' _ ~ "< I I \J., ,'-_-'' .. II ,rill (~, It'l' ._-111,1

Lh~lut~ fl.,.. to VlulkHly 01'

J':\ I .1 Compllancc with oontrnct, prerequisite to. trigger written arbitration

I ~ ~'_II ~ C :ll1,1~~ 1'.1'1 _ ,~ ~ ~ ~ I

~"rt"'; _. r'i'N'I"(]II!'l,(lc:'11Ii uuestlons validity of arbitrator's appointment as, architect's

- - '. . - - c - -' I. I ~ - =. - -, =' ') .,., . - , ,~ .' > •• .." _.Y. .. .

111~' n ,'~"- ~ "'; .1l.~, ·I~'. i I:i~' I" U 11'-C'Jj. 11.11,1 (;. bee '1]'" 'I~ ssu l';~ c I' ~

'I -J ._ 11,.1 .. _. _. " I Ii _I !~ I ,_L ,"_. 11111] '~II ~~ '_ ~ V~J _.,_ _,,~ LJ ' ,Ij~ ~I .,.

~ -:.. - - -

:- -,._'. ~, __ I ~-- ~._ ~: W· . "11- t-'~.!Ii i~:", I .. ,'(I~. !I, "~1 \' rll ~. i V ~"I~ -1-' 'C~:I~S ,0'. - .1 [-~I a rc .. '~. 'I" '1:1 t.'-', IC1ct ",S~:, fin a '.1-' C···· :,e. :"r- t ... if nca te time bar " i. s .arbitrati on '.

~~ ,.~1- ' ~I . ~ .. ~·~Ii.'\tj Iiall _, v" ~,) '_1 ,._,,~J ,w "I_ .. C _ '. "__' _c, . - ,1._ a ~ .' ,I , .•. r, '-

.~st.opp] · .

i'i'n'l'l.y usserts other party estopped from proceedin '~." with 'arbitration

W.IJ'~Unn' u party .b; .~~lloppet~ by convention from denying theexistence of

r.r11rl1 t I 11'1 'I \Iii.l 1 ~ til t··· ii '(" "1'1 "0' II .t:, t· 'I U if', -

'·'1 _ I.. 111" I I, J _ It ._ 1-)· '~·i" II, J,:_.II,I\,_ 1_,'I,'i.1~

J. -~, ' ' ~ I ~~ Ir, .' "1-1' '~,it I. ".'" :f'-I~

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• ,,5,,:[ ~ .. ontruct contalns COl flieting, dispute clauses. .: . " .

IIJ 'I' tl ;r" '1-'!IIr\ 1,'-1 v' t{fl'l·i, d - 11:~"'I"!Ii,II- "l~ ,t, '1-:1.11'" . 't"· .1 . __ ', '. - "'. - ... .- .. '.-. - - . - ·t' "(-I .. h . - '. ~ -ill; . I 'iii -.. ,

," . I!e. '-".' ,I It ,~,'·,.~10n agreemen n the contract is not signed? ,;

Pnl'11CS u,rcc to arbltrute ill mistaken belief that contract contains an

11'1-'- ;1, ~ ~, I"~ 'I' I. I!I " 1-'1 iii 'ifli '( t" 1111- u· J k - ,. •

I'I. '·."_._.-'II'~il.i t,ll :,t, I-~ ~:,." ""_'n-' I} r ' ~

., _ ,I P I I

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HxiN'I.hl~' Dispute . · l' ,

,:.f1JWh~·;r:~ r,d.~·.r:lrtlit,I·~liro~ ag' '~emellt may be too ~esirictive tocover an

exlstinu dispute " '~I. -- • _ .: - .... ,'.'., .... ;;: ... -~ .. - .-'-' --,'.' "',. -

- II _; ._," .' -' I_ _'" 'f,:.. ~I-' . ,['. _ I· . ~ ._ ~

[1:1],\ ~'.I i'll" ted 11"\f! - J . ~ \ r 1 ~

II! • !,1 , •

('::~" 7- l M i9111,-r.p-~ I~' "IMr~111'llll t "il'(r','~ I~ _.. ' . . . · IL. flo

-- I ,- ~= L. ~,I "_' '. ,1.,[ Will: '-~,~~-~ .asserted options o'p"en to "arbitrator and

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rvlisl:nke·· is r' J I I' . " ..,... '.

, •.• , ",~r f,w'ln'(j~r.lorC!~811h:. where arbltratitin baSe,d:om:~a.mislai;e of

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. \,7 " 1I1~.~nUt)' wbcthel' Ul~ ',t1.1ity!·nV'8Ud~t:es an arbitI'~n.-.I·_··,t:."l··ro··,:·.-: .. 'n-', C'·.". rl'.· .. ,a~_:u·,·_~s~-_ •. · .• ~e·."".,

IN:i 1- '~" 'I~ '. ,!I,-"'I- ~ \"" 'I': ~ rl l ill. I : ~ 'I' '1- a - --

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.. ~ nrtl nl~l. net Rl"tnud ·hlcnrpon-lted by r~f:)"'r-- =_. "~.'" .. 11)1- .~. ~ .. I:

(")"I=::Ti'''I-1 'lil"'11,~t"_'I~IiiiIIi"I·-.-,1 I~(]-' 'I_~ " ')-. -,~,~' .... ,., ..... __ ' ·.,r ·",\-,c'-',-enc·e .. ,~. , I ~'.~

.. ' . It, I~, ." ,III.:=' '\;rJ ,~'111'll' ,III "I,I'.'~"IMIO., VII! dis I,U-" 1'1:\, bv arbi tr ~~~ ~ _ - ~.

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• .. ,_"lere 8 tenant wanted an expert not an arbitrator,'

Ai \1 t IrI,- . "I~i 1 y~l. of

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~".,2.1 Party. questions arburator'sauthortty unilaterally to set, J .' t '''~I'I .'~ ,~lin1i_:_

n- Iftlt"y~" . 'i"l,A ·· .. tin s - ·

I~' _I_,' . IJil~'·<) '" .'...,! I'~_'~,I • r • ~ .II I"

'3" A" bl." " dill' .'

.,.:..... Artntrator directs '8 party to be represented at 8 nlecting 'f e"p rts

DI,. ~~~I"irttl ,of , ',; "' .. ' .; I ~ ~ •

1t3.1 Arbitrator dies during in erlocutory stage ' ,,' ,

3.3.2 Arbitrator dies during a long hearing l :' , ' " .• ',

Examination by - ,

3.\1 Respondent accuses arbitrator of adopting an inquisitorla; role 3,4.' - When. the parties agree that the arbitrator can act inquisitorially

Functus officio . . .' ; : j

3.5.1 Joint arbitratorsdisngrce and 'umpire appointed "

Prior disclosure 'of contents of award to one party "

3.5 ... ,. Losing party telephones' arbitrator '(' , :

Independent advice - "I . ,-" . , • • - .'

. '~.6.1 Arbitrator .decides it necessary to consult a third party , ., ,

Jurisdiction '. ": ~ r •

r '.7;]": Challenge of-arbitrator's jurisdiction at commencement 0,' bearing

h t d Id t" h .' .," di ".,

3.7'12 Arbitrators ave 'no power t,OI uecice tneir own jurtsdictton ,I

.' ,Ii ., 'b'·' , d f" II II d' [ii, I

37.3 .. Threat of injunction against arbitrator on grouncso no junsnrcttcn

: .. '.' '. -Dispute in excess of jurisdiction' \ . " ":, ."

Etl.:S Did :arbitrator have jurisdiction in -dispute under ICE contract- when

'ill [J -~ . f'- t' '1'· . It"·- d:)I,,_ . ru: 't'e'··· to engin 'e:--'c' sr for hls decisio ~n~'''1 .I;IS disputed? J

quesnon ,Ol_' reference 0" .l,a~ !.~IIS'p _~" .. _,I' c_',< .. 1 ,.' ~=~ ,I.,I~·,:: ~'" ._ .. ~:." , .,.:.'-:' <2 ,_ .. '.I,_:.~, Ji_-'-_ I~" ,.'>~_, .,',~:, - I, . "

- ~i. 7.6 Respondent asserts that the ctaimant.has failed to serve a noticeto refer a

required 'll· tbe contract

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~··3.8.1 . ··_.:C!,r destructi'In 0.1 arl·J ,", " ' _. .. "

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an: .d b ef "": ':f'" C' award ' ·'.d '", _ ,-,'--.:. l~ 1'iJ'CI[I'ld,":,t~illn'" Ii,' :';-[ -.-:_ -.l "~,__ I :-. ~, ~. 1,1, '.: ~

[ [, •• 1 ,-",'~, ,'",,_ -,' ,.,19,_ _ d t --oy'c:' 1D 'te> [ 1,1,1.,1, - ,[, '-'.-

3_· 8"" '2"" A'-' r""b--I[II,t'j'r:~a·i·,t'o('lr:--,J's· notes i:'II_~:S'. rr ,,' :1., _ I, ,'" ,,~ - -

_ ;l!I~"'iII:~' .,-'.",._I-I-··]I_'~'I :'. ',", r, ,-,','::, _. -.

Mic tak,'~:: 'b'y' , .. " ',-) " k' ,~II!I!ln~:-" ,I tlj m~ I'-'Itl~takc ~'in

' d of ma "[llg iii _ "D,- I .• _

31~9;-_1 A.rbitr,a,[t1or . aeeu , ~"e,~, l~'" ~.' ,._:<., .-[ . Ii -, ~ - - - • _ ~

, Non'"'imp,a".~a1i.ty of, _ .. ,~,,:' 'cc,'·,'led.e of one pa,rty.., .~._ .,. -

3 10" l' A''" rb"'I-"tr' 'ator I'S'- p., t'~,rs··,o;nalll, ,know. - g ~ h . . .' a" '.' - '.11.,11 -Il:.ri:' -'"

' , ,'. . . Ii" "', '.. " _.' _. . - . jI t P S- I' ..' ~ ,', II~' I' . ' - i

. ' ", :.... . .., 1 . nnectJon WI '.. . : ,L~,: .c>_ ....,

·3.10.2 Arbitrator's close persona . C~'··arbittatj~n award set '~"(:I'de~":"-,I:" '(,

3' 1:-1 0"-13' P···:;a,·~ rty to ·a',r'bit.ratilon Is:e.eks to ."a.eve ·~·.L .: '. ~t"h'~" ···'.···h· "'e-~r-'- p' 't :t",y":'

.,.' ~' - '- - -. .' . . " · h ,- " WI'''' 0 'I 1 ' " , . ~.

arbitra tor's previous professional relat.JOnRJlpcl"hll~.·. ·.p •... r··"v']~,O"I-·,·u· .... ]-'y. ".1 acted for '~\I-"["_~

, .. " -_" "-' [--~.' ,. ~ I, ' h t h ,,. P" artner II aSI II 1, '. , I < " ' _ l,_ '.,' III. -~-

3- 1'0:" 4 Ar"" rbirrator d,:'-'J~SC'OI'V'erlsl '(,'-:,8", ms nar ,-: !,~.' ~.;' '_'-' --'--.:'

_ : .. ",1 ,,'.I!I!i<~:' ,~'i-'.·· .. '~· _'."1., .. :,:," "._c·II: .. ,:_: ,.~.,\., '.- :,..... -'. a

claimant . f h . lth of one p'~'arty, ," and is, accused 11..']'" bias

3.10.5 Arbitrator enquires o"ea.,'O " . ....., -.\ ;.; . , . ..

. 3~10.6 Friend of 8rbitr~tor ~~,~ointe~asd.eXJ'e~rt· ,'"'>-dvoc,~ I :3.10.7 Arbitrator accused of-bias towarc 5 a pa I.y sa. .

N10te taking

3.11.1 Gen.eral guidance . ,

3.11~2 Shorthand writer unable to take note

Own kn .. ·::"r-··o' rwledge 'U[,":s:::le': " 'o:·:,'f-~.; .,' . _

,- I L, - - -'. - -- , '.' -- " . 'I -" -. . . . _, Iili

'- .. ' 3~'.,1",2~ ••. ~1.· Arbitrator holds contrary view to experts-s-how far can he use iJ. < Or ..

· . . .'11

knowledge? "....,' :." < , "

3.12.2 . Arbitrator's personal knowledge of a recent relevant rent agreement 3.12.3 Where arbitrator's special knowledge notable to be-used " 3 12 4 Arbitrator's personal 'knowledge of the facts in dispt ie .. 3:12'~5 Ca~tion' exe~cised. by' ~n arbitrator in using his own kncwledze and

it

experience. · , . .

3~12.6 Important to makeparties aware of what is in the arbitrator's mind

. _

3.12.7 The arbitrator has received written closing submissions but .. neither p.art

- . 1.:_1.1,- ",'

has addressed a legal issue:~hioh the arbitrator considers is releva ;~It

.. 3.12.8 ~bitratoroWn,knowledge, in 'e.l~ parte · hearing " ...

·P'Olst award involvement _. -. : r , _ ~ _ _ I _ •

-;II oii • I I

3.13 1 Successful party claims award does not cover' all ~es referred to

ar':'I" ··'·b'·\"l,'(tr"-~a;,·,·t:'li1l!IIO"-' DI" I, _ _ •• - - ~.~ _ =-., , _

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'3~14 .. 1 Can an arbit 'r .. ·'a .. ator's de" ,,": .~'. < ,. • , • • ;'. " , ", .', ."~

. '8 .. :IIU: ccessfu . ,'ll·Y·.···; . ....:' ',I,e I,' ~r S"eCISlon on 'an mterlocuto9' .matter be ,challenge· ,

,'.' ".,.... . ... ,I, .. ..:: __ '~.'- .. ~ J . • _. • • _ _.

• • ,': .. - fk II· •

. 3.14~2· Power>ofan'arbitratol."'r··::t~o"··\'s··[:trik-,-=·tlll''.-',.' "':'I" .. ,.t·,e ... ~: ';': . ~ __ .. :: .... , •. _,.

3 14 3 C -" d .. .. "-' I I, xe OUI case. lor want 'of p eoQ-eCUtiOD

~ 0 ..•.. ..• •.... '.-onsl 'eration to take into account in s1:n·~'kl:m·' ,'.~':-- ~ .... '.11+0',', "f', ','p' ~ oseco. ioJJ

. . ~_ · 3, 1'4 4 -R'es'p'ondent - _- '-'-1-' ..' ri . - - " . -- - •• g OU,~ lor :wan .. ,., --: 1 • c> .. • .

. • -0, l'O. ' . '.::;:;'·',.',11 .. ""' .. app'les':to arbitrator to strike o','·,u· ·t""" the claiman 'tl~'S- c'aim,for

'want of,':· p'" "'r'-'o:""s"'e'~ 'C" ution -. -. _ .. i~ .• '._: I. ' .. : ~ I ~', ::-:..'. ,~.' 1'1' .1'<1":':' ,;h~A~/~' ';;. ,l.l',.: .. , ',.- ., .

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". " ,-." .' :. e,e.. 8, remo'v81 f'~ "-.'b I' - .

that the ,arbit.r'ator ,i,g~ ,nO'f'ed:-' a I e g"'al'~ ~ I. 'ar' 'ltratOI on grounds of bin and-alie'R'-e.s

3 - 5 '-' ,.'. I. potnt ,_.,

.. ,1 ~'.2 P'a"rti,e.s wish to- . . ... " -=:" '._:' I .. '. ...,

"- .',' remove '~b'li -

- Ap pe'tl' dix ""'A'" M"- .'. d" ,-, ~ '- . ,ar 'ltra:tor :

" . '.' ,I .. , '. " ~, 0 . 'el R' e- · . ~

',' - • :c' ." - .,.I·-vocatl· on- -A --' . . -

Appendix "~B "" __ 'Ni··. " _.'. "". -, .'", 'ng,re.em.ent

'.- ... ;". ·,.ew Agreem,ent "

3.15.3 One pa-ty.·· diss ':' t-_,(i:" d":' ., .~.'., .. .... ' - -

3.1,5~4, R[eS'IJ'·'o-.n·;-·d~-e·-'n .. ··.t"··. ···.~k_JS ae . with ,arbitrator'

'. :.:," __ ~> .. , ..... ,." .. see' s remc -" 'I' f'_' '.

tialir y. .- .'.- ,"' .. '·':,·~··,ova. O'~ arbitrator 0:0 around S'· o,····f~) Iack o····f·~ ,;l1lft11:'p'ar"" .'.

• .', .' . " ..... • ."....,.. ' r= -. I ora' .. : .. ..'.. _" ''', ". . , .' '. '. J' ~' . . I... Q.U: . :_'. ,'-

3 15 5 I bi . I.

_ .. ',.c·-d·~' . s ar::itrator's shareholding.~·· in Ic1omp·· .. ·'8·:"D·y··. a,~·s·····-;-:_:' ... , ... ~" ·ti. 'd:' c ,lIth·l. . .... -'.'-:-'.- ". - ..... -,'-'. I-I '-' .

. glo3:':,uIDS,:'6for removal for mis~nduct1 '.' , . " ,,~l ," '"s~C1ale:, wit one party a

• L,.~·,·" 'A,rbilrator has ~CO' . ·t, .. ,,.' .. ' .. ~ .. , . ". ' "

Resignation .. '.' c.··.·.· ' ...• ,'rnneC:lon:wnh one of the-parties

3.16.1 Arbitrator resig·· r- n· .. rs s nd "'ii, " ' ..

away '1" :c., '. "~n' parnes hold him 'responsible for "costs thrown

. . . I •

Appendix "A "-ModJ.·-, .-,o... '. ...•• ' ..

3.16.2 Three arbitra·:teo.·.'r.At·rg]·breu,enma":''_·'JenR-~eWs~·]~gnthAti···~rbltrafltor on b~S resi~atbiOJ1.-,,, f"

... ' '".' <,. L,. ',. . , , .• 'c.,· '8'" on O' on"e ar "Itr'a·to· r' "at e DI'n'nlli'ng' 0'"

hearing. Is termination ofheatiIi~ '~ncl/~rtbe~;o~ee-dirt~in~~~ble?'~: ..•. -

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Action 'o'n, .'

4.1.1 What 'effect 1 has, ,an atbithltor'S'8ward on subsequent High Court

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cr .. " " •

4.1.2 Effectiveness otan award in a "name borrowing" arbitration Appendix "A"-Modelof a "Name Borrowing" Agreement .. "

Appeal from .'

4.2 . .1 Parties rights of appeal from award. : - . · , u'-

J ':4,.,,2 .. 2 Where court will order further reasons _ i ' - r : ~ •

4.2.3 A ward-appealed on ground that the arbitrator failed to "state reas6nS' hi

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4~3.1 Ensure that terms-of sertlementinconsentaward are within arbitrator's

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" _., '_"_"_ _' . " .

Appendix "A" Typical Consent Award -.- .

4.3.2 Arbitrator requested to countersign consent awardthe terms ofwbich

!h_ ~ . • • I ~ -=. -. I

, ~used him anxiety. '.. ..' """ . _. ,,' ",' ",." . '..,. . . , ~ ~6~

. 4.3.3 Arbitrator receives terms of settlement whichappear tobe ambiguous '267

4.3.4 Disagreement as to terms of settlement ,.,: . ; .: .269

4.3.5 Disagreement between the parties as to whether t:he d~pute li~' ~en.. , ..

. settled .. · - " ' ,270

Enforcemen t _' ' _ - . 270

'. I 4.4.1' FolloWing- an ~i1W8r4 ~ri favb~' o.~ ·th~· '~Iaim~t, the respondeni gp~ ~o

• I . • II ~ II, 7 _" ! ,. I - r, 27,:, 10' .,"',

. gr' ound .... .,-.... , 'i,\ ~b·~ . . . dt ' :" .• " • ._ , "."

4.4.2 Where award unenforceable without post '. u.;p.ute" 'agr~~ment ~ , .

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';'4.4.3' · Enforcement .of award out of time

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Errors in or on the face of " ~ ", ' ,.;.

4.5.1 Generally where .an arbitrator can correcterrors.aild Wherhe ~e c~ot

4.5~2 Claimant alleges fact on face' of award shows arbitrator to •. ave Jtt~de an

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error ofcompu1sbon r • , - '-'; ~ 1 ' , ; , • ..- .,' ..

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t ~7' ,--, ,~, -d 1'1.',0"', respect o,~- 'C'O:SI ,~~< ',', '- ue 1:1' :' _I,' -,olry

'·tl,., ~ Applic aden for Interim a:\\rar-.I' - J

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,.' 47' .. , Awor, I 'Final Save as to Taxation of Costs" ,

,~$:7:4 Wh'~'nana~bil,~iltor should not have published an Interim Award

4.7" -:=: W·,:·' here in, " interh 1- award mav not be Fin .' a

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..... -4", 'p (_,I .... -'W"'~"~'I-'lril-l' I~S"~ 0',· rea '-:"'0 .• ned award and when should it b 2 given?

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,,',8,... Thearbitrator's approach to writing a reasoned award

~.b.3 .:nreplcscnted party not clear whether they ,wa~t reasons or no"

4.,8,.4, In 18, pre-As, 1:916 Act reference IBn unrepresented party requests '-,,~a,SIOI~'1),

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after award is published I

4 Q '5:·' Party reque sts . ':e' trospective r e>9'8_'.· son -''S after award

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f_ I I' _:

4.8.:> Request for reasons, not particularise

4.8.7 Request for "open" reasons ,I' , , . ,

4.8.8 Where an arbitrator fails to give further reasons even thoughordered to

do s~ by the CO~_l t , _

,4"·;-:·,·.-8':. 9--:.' 'Exten -I to which reasons should b .· .. ·e given for factual find I~n' tgs II'D':~ a····· r 'ent

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4.8.:0 When parties do not.require.areasnned award.

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. Appendix "A'-:l'ypical Agreement to dispense with reasons 8.52(1).

Remitted

I " _

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I ~ .. 9 .. ! .J\ward remitted following procedural nnshap. ' " ' .

4.9.2 Power of the arbitrator on remission of award'. ,

4 9 3· 1- th ,t rtI Ii d- iii :. - • ,

.>~I:S t ae court'sjunsdtction to. remit award under s 22 AA '50 (s68(3) AA

:i96{unlimited? ' . . -,.. - .,---:_- ." ..... , .... , , '. ....'1'- ._,.-'.~ .,<,.'>" .. , \"

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Specifi '·C,·. p~;,eri to.-_.··rm· nanc :'e·~. '"-

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4.10.1 ,Arbitrator requested to award' ~pecific p'erftir~an~~ . ,'. " .» .-

'T-- i!II' • II!! f ' ", ~'- _'-".,

.. J,nun,glo

, 4.11.1 ~bitrato,. ',s~~~rd.in danger of:_~ingpublished after statutorytime limit 4.11.2 Where an ar -iltrator takes an - inordi~: - t~ · ti> -<-'-~k . hi',-,-,d

following the con.c_~s.i~n of the hearing" '. nate nne to' make jns awar

' •. "'~eighlng the evidence _ '- -, . · " · .. -

4.12.1 How to weight the evidence wh .... ,'. '-" d'('·.'~'f·';···,~" "." ""'"

" , ' _._.~n_ra.~ng IJD award

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,,14"3·2 'One; party appoints-an 'expertrtbe 'oth:"',puty ,-~i .. s tuuo ,.,

14:3:3 'Expert appointed by the arbitra tor . ",

, ' : Appendix ~~ t\ n-S~~dar4 ~~~e~~o~?n 'exp'=,rt ':"v,!c~I1C~ , -

1434 USing a second expert witness I ~'.'.

'14~3:5 Admissibility of expert evidence . ~ " " I' , ,.' .• .

14.3.6:. Whether the arbitrator has power to orderthe d-'sclo,'.lr,~·:'f a

f

report

:.i4.3.7' ~ BXpert witness, dies just-bofore'the·.he,n 'C. ,

.~.; · 14~3.8 Distinguishing 'between:' evidence 'of .w't nesses . L.

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'1- 4":-' ·3,'" 9-ci Ex ,':'p-.: iert evidence in ", complete C::··::'IO·-···ln-'- t ra d~·.;,c,--,-":ti'·"·~·:·n-.': . Ii ~~

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': 14.3.10 Expert witnesses unable to' agree on any, mattersofIact t~ J:".!r', t 14.3.11 Neither expert's evidence preferred by the' arbitrator

-~'.... 14.3.12 Party prompts own expert while giving evidence. _ f. : '. .

14.3.13, Problem of hearing ~xpert evidence on lengthy,Scot ·)~br_,I;c I,ll,' ' "

· ~ 14.;3.14 l)ie're.spondentmakes an application d~~ing]thehe;~,ri1 ',g ',0 have I1t~ kY 782

witness of fact. called as an expert , ,.. . . . . ~ . I' ',",

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, . I,' .:. ~II,A.. ,~'~ ':' ee WIS. esto appear Bll·: n e spe :t witness t r the " ,_' .

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We- '! :~' ternat : ~e agenda items' or the option of" ri ,-' na 1

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:-~:,~::s. fresh evidence to the arbitrator after publicaiion IOJ:~

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i' .1-1 op:_ -, rtuaitv of maki ,g snbmf don tOI arbitrm 10.'- .on . h"'~i 'i'a th·; : <. facts

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I, I_-.~'=:·~, .'," J -. ;-, ,rtIi - \··S'I -~ "1 '~'.' :'m~ -t,-. th ~.' claim - an-~ nt e'ails t';O"1 -m' ia '~,ft, an .. ~·'" ~ y~' f -Uf'1 ther 'wn:'~ ritten S.")U-'b'-II[n 1!@:S·""lli'O."'·ID··~~ I ~I

~. . ... ~ ". - -, - - - - 'Il1,0;. 0 _ _' _- , .'t: .' . ~"" .-' '_.~,_-.....;..:.._:c . ,. ',".- I, . l.i '. ',' ., ,. ' .. ' _','::' ~ I.' _-' > _- . " ': _"_ .. _,,1 _: . ' .. ,_. _ .~: ... _ '. --=- I .-:,. ". 0,.' . _ _. ' .

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kev .... ritness \-~'h' '0" C···anD''I''·IIIQ'·····t .. , b .. ···e:·~~ av .'~::':'Ia..':. ble for the hearins seeks ,·!O.· .. -·,I ~_I'_It,V'I'~

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e·~I-~,.,:-I,' I',~ I',,_-' the arl itrator in, the absence of' the other party

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~-'-'I":~ admissibility of documents, into, an "exparte" hearingnot previously

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,.".,..10._ ~~~,I!!!!!!.~~~", .: 1"< . ~ -==-_' of le:'li~' ,;'. ence are to apply

ree uests consent to refer to a.letter rather th an callins the

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f:'~~;' of legal professional privilege

.... .. ~1 d' ," Ii! l' U II'~' d d-' [!Ii

Litisation pnvuege ann non-pracusmg iega (Y'lqU8111,lie,'-:' 18,·-· visers

::; 1_],-' l'ri-rlIe.:;e ""-can be claimed by, Don-legally qualified 8' __ VI: "t~_·,?

'-', _I '~;\_I""" ,,~-~~ in rent review .r · ~'ri bitrations

• 1 ["I," 1 ' •• 1, l~~ •• _,_. :_:_~. I_I .~, .. '~ •• il. '_ B: .. ,. ,', ',_I, ., .. _ --..:.' ;1','

'~~\i.'i;c;d material referred to at a pre', I; ,-i,ary .. meeting, .

.: ' i'O"'" "'"'~"." . 0" ~e':' C<O' mfiden U··II,aJ··,·~·-·· doc .. · .. ·:u':'·-m:··:!·,e·-~nl ts .

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,'~: ei Jt ad due , ed at hearing from a privileged document

.. '-j if es .c\ rithout prejudice' offer may not be privileged L _

~_i J' .:::' i.;,.'~-.;,_,.'·-,!,c·'c.-. of a "without prejudice" letter to; the .arbltrator?

•

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biects to exchange of proofs of evidenc - ' . _

~~ .... w.oa'lIll"~~.;!!!fWd state I~. snts of witnesses offact may be used at. a hearing

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",_~l"'~"',-~_ether perd~on is;~~~~~e~~a~n~~~pe', be successfully chalh nge: }

1 ,2 ',ben can a determms ,'d, "_ ..? '_

._I '!I!'.. . :_.- .. - ende ... it expert Of arbitrator · " . . '~, 01'(""-:

' .3 1 depenc ,enlex,_, iert not bound to act JudICIa" y . , .

It' The 'independent expert ,'".'." '. '·f·'·, dispute ..

] .• ~ DI-"Ie~ t-',e·'-nrun· .... ination in the absence oa-,~]s_J':"I'- ."d-I'e:'c"""'d""-e:' t '10" ','. determine a p'reliminary

.~' ,-". " " mila tera y "".... e, , .",. _ " , ,

.6 Can an independent expert U'I · ''-', ,. .. ,872

"J~"'.? .. _ a sons for - hi f:s'" determinatl on? 872

'.,." ,I ' '" """ "ee re"""", , _,-, ~', ._ .. _ ._

S·-, '. -'uld···· an 'm·'···: .depe mden t. exper glV< "<": " :~. , .-

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Genera I' y ... .r

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, 1'" 6'-:'· 1" _1-1 Generally ..

. c' •. l. __ . '. '. ._

Appendix '"A t<Arbitrator's Terms Appendi» ""BI"" Time Sheei

A' "plpel~n~-d·· .• ~1~~ 'Bin Expense Sheet

. , L. :. .._) '. ~ ._A... _

A ... pendix "C" Typical Fee Statement _

. . . .

'Ion agreement of - ., . . ,

':<""6"~"" '2'cloJl~PJartv agrees to arbitrator's 'fees, :tbe other doesnot . ~ .. r : _ •

-. "....., -.'~ "'" " d--~' tc .' rbit . at 10-=- r"S-' 'r- equ 'est · [it> 0" .... , sign terms: ~ the

16~2~2 Neither party responca m artntr .• ,'" .\_ c.'_' .• · .. ·e; .'~., 897

arbitrator subsequently seeks a commitment fee 99

8-· ..

16.2 .. 3 Party considers arbitrator's fees too high '=,. ,_

-. , -. '. ". , the A: [ 'to . to r's F'e'es

16.2.4 Fees How does the party with liability 'to pay Jt'-e'.Lr-<ra~or~/<_

.[ '1:' .,,,, .. :;.,' .. .'_'-:'. ,".-.:'-,, ··· .. :· .. fl: ~.,' :-Ih·'····l·f······c:;·· ' h;········:-,I·hL···,,·:"·~:h··[····-·----·I .. · .. idv b:··.·- en naid by 'the other

challenge the amount 0 sucn · ees Wen t.eylave area-_y Ii een paicoy tn 901

' - '.

party? ' 903

Non payment of ' , __ , " , , _. ~ : .: _

16.3.1 Parti,es agree~rbitratot's terms at prelimmary meeting; but' fail 10 return 903

them signed. They also fail to pay interim fees subsequently requested , , 91'1

6.3.2 Cheque 'for interim fees is not honoured _ -. ' '. _ .' .

16.3.3 . ~ 'bearing becomes protracted and runs: conSiderably over 'the t~,mec:,s:t aside by~hearb~trator; consequently he finds himself considerably exposed fo' feeS 912

out~t~ndm~ _:VhIC~. h~:~a~~ot recover for several mouths', " '91S

16· 3-' 4· P a yment of arb··ltr··a··'to· 'r-"s . rut f k I

.'.' '. ',' ">C'.I., " .' '. 0 -o'-poc et expe-- se .

163.5 One~~ o~ent~paYbalf Ofth~~bitr~t~~':;ees only 'on ~oJ1~ction of 916

-3_ rard ' __ . , , . .. "

., 910

16', 3'6 Arbitrator, ·· .. bi··)j-;'iI'>·h-:· .:,,'. ':.1 . '.' I' .' ... , __ .... ; .: . iii! _

.• - .1 .., .... " pu .ses award and partIes do not collect

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17.5..1 Respondent seeks to interpose his expert·eartietmto ,the hearing ~ ,.

Par(y~s right 1:0 be pr'esent throughout .' ..'" ':,~~.' . ~~:.~ · · .

_ .. 17.6.1 Re,spondent con:Sistently.:riIde·tQ,;th~e·,;~rbitrator. : ,; . '.~.; ~ <",~ ; ~.' ·

. " _ i - 17 ~6~2 Arbitrator :exc1Udes 'tJbj,ecti.bna'ble ',p,arty; · : .. .';, '1 .. _' ". ,-:.; ,- " .• • ," ~ • ~ "

~

Po' ... ··s~·t··'p· "'0'·':"0' e' ··m····' e" ··n····'l··,: o-:-:-:·'f','" ,~. - .. ~~ I_~' ~ - - .. ~" •• J • ; I

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. 17.7.1 Postponeniein' requested due to nuo ... availability',of lZounael.· 1:: ',' , ",

'. ' 11.7 ~2 .~,espondent :Wishes ',to' ,postpone stait~of bearing ',; ", -'-' " ! ~'. : ~

Pr';·'·~~.e.""n',c·.·::e"-· .. o·::~··f';;a'~ s:'t·I'-a::n':·g'i,e'-'·.'f'· 1':-·1' ,~. ~.' -- 1_~ - .. , ~ . .1 ~I

_ 'J ~L,. ; •... ". .~ .. ~. ,'_. , ... 1. 1._., ~:_ . .1 ,,:' .,: _

-, . ,J'!; d .. -, '.' · II!

:' 17~8 .. 1 -Attendanc!e of pe.rson -Dot iny .;ve ••. In·, .sprute ',: .. : ' - : , r, -

l7 .. 82 Confidentiality of arbitral pro~~"edings :- J~~'."'- . :.', .,.' ,

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r ..... ',oil ~',.' .. ',: ,llill''I':,:. _ ,-.' _ _.. · 'I; _ - II.. .. Ii! ,~._.,,~.

17,.:!t:l One .putywants ,to':.hav,ffmal hearing the:other;wmus ,'~dcicumenls my"-

TA'" 'IL'" E', u O·· .. ··'F-· 'C""0" 'N" _- -- r_.

'., . '. .. '-~ ,',J :~. I.'~· I. 'I,· 'T' 'E-' N':: ··'T· j:~'~

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1,6,,,3'OF7 Parties settle. but make D:"0<'" agreement co ... meern nin ill' the ,gl' :b·'·":,t!, ,,··t'· '_.!il .,',

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and neither accepts lia.'bi.lity··, for them I,", . . .. .:._._..".- .• , ,." .... ,. - ..' ' .• -:' .• ' .'.'-'.'

• _. " ~: -" . __ • • •• • • 7 I

Appendix ~A .~- Typical points of claim ' ~

. Arbitrators, securitv for I I ~_ I ~ • •

!IP.l I .. • to II ,. _ _ I •

16,~,4~1 Generally

... ·6. .2. Failure by one or both parties 10 comply 'With a direction of tbe arbitrator o provide security for his, fees and expenses - -

Appendix '~.A ~~' Typical Directio ... ",·.'D····. for pr ocedure "~o'·:·:·,r··-' ,d·'·-·e~··.'a'~li,",It!'n- g .. : .... 'WI",··,,-·iII!th·,-·,·· th e a rbi

l __ I ;~JtI'l • _-. _l~ ... l I ... : .. _ .... J ~··_l·.:.· .. _"",1.,")," ~ ... ~ .. ~,l_./. _,!._ .•..•. ~_.'! 1 ,'~, .,.f'.-, ," II. ," Ij •• ·.·: .... '1.", I".~

trator's security for costs ' , r ". . , . '. '. •. . •. ~ .

Appendix "B" Typical Perem ptory " .... Or d er followin g" failure t .. o .. ··"· p·· .. · .. rovidese c' or' rity

- -:: .- .-' -- _.. -' ".1 ;:- .. ' ... 1,.- .--'.' " .. ,~.,:_) . _~' ",,',!,:,,: ..... ', ., .. ,_-",._", ,: '-'~'D':"':'_"·,IL~":'·'., .. o._,U_ .. '.::> , .. _'i,',L,·)·····.·i'.I,;·'. ~,::A,~.~ I. : ....

wh e'-;' '0-" d hre .'. cte . . " . . - '!;. - ~, ,.

n . "I.~'~. .: .. '_ ,JlI ' .. ~. _·_:_.""IL,'_·- ."

16.4.3' ... aat to do with a substantial sum lodged With. the arbitrator 8.S security

for ~I':~, .. ' ". . sts . . _. ."

.1,1._- _' 1U3 _. I~ _. _"

16.4.4 Arbitrator.anticipating ex parte hearing, sets.level of securityfor his fees . and expenses. Respondent unexpectedly'turns ltp,-'aaimantinsiststha~responde'nt

be directed, 'to, p'a;\l ,3. moietv of th e',"~, s'~.,:·e·. C'. ,'uir' ,-.liiIlc'f~y .. i.'~' • - ,

ri •• ._- J . I '."._' - ',_' .' ".. . -_! _' . J l. :. 'I

1645 Hearin'" adjou nne d 0";' ·I'n·"·· application 0· .... ··('·;: resp o -r nd ent U'" Jn rder circu mstances

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claimant asks arbitrator to direct That respondent put up some security for arbitrator's fees and expenses-c-all previously provided bythe claimant. Arbitrator

so directs, ... Respon d ~":Jj;'nil t d .. I,o··.····e,: -:5'." not comply ..

- • j •• _I _!." '. . _l:~ _I' _ '._' .. '_ ,'I', ' .. _' _I .' .•••• l',: ',' i:. I, •

116 .. 4, .. :6' Sec un rritv for arbitr ator 's fees-after -:_ com ~. man y ...... put in (""0-', )1 iquida t .. ion

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";7' 11 Parties J~:IOiDt"l\1' request a djou .. rnm e.::'·D'.t-~ 0"·'[1':' hearinz ."'

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,17··~,1" .. 2. .A, hearing is set and 'C'D,e or both.parties fail 'tOI tum .up .. ~, .' - ~,'

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.. - -1':'17,'.""" '1'-' 3'~'~', A< diourn imen it req -U-'AS""'I"le" d 10''::'" cons .. sider supp .. dementarv exp err's report

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Agreed bundle - ·

17 .. 2.1 Noagreed bundle delivered 10 the arbitrator ..

17.22 Parties fail 1.0 prepareagreed bundle and. produce their own '

,

Evidence ~ J e ~ ~ -. l ~. - _. I~

" -17:3 .. 1 ,When relaxationof strict rulcscf evidence-is permissible :

1732 Counsel c-onstantly.objects to Ie a,ding , ,question,s, '.', .: ',~ , ,

fill. •

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17.4~2 WbeD .it is p',ennissible for an arbitrator to interrupt cOUDSel: -, ~,'''.- -- ; l

~. -,.;,1-7.4.3 _ Arbitrator in.temtptscounsel indicalin.g his acceptance' ,o£.point being

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access for arbitrator's inspection

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Serious,irregularity~faillre: by thetribunal to corn :1"1', ' illh ,,; .• -I'~I ,_i, ,~' :,_'-,,~I ~:'Ir", IIl1J"'C'{

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21.to·L.,~1 Failure 'tal di, lo : docnmen 'tD' '", 212.2- Whether to refuse adjoumme u coul : lb· conducting the proeeedin .. DC'

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Arbitrator com ,~- ie ·.,5·.··· to ';~'·:!I'C·- _,'[lJ.,~1 C,i_'-o:'-n:'--'I' f'-'!',lil -~~",: IliIO,-1 .. ~~\,,:II:" :1- en i\:~_-I ud do: ' 'i-I" iii' ~·l. _ .. -, '1-' ~,lj"If)I--~i_'~ 1-:-- '1·'· :-r

. - - V "'1 ._~'~' ~ .~. ~., ~ . JiI~l ... 'J' " .- ': .. 1 _ 1"'_ _ ... ) 1. __ 1'\.1 I., l._~~· '. -.,_' I . _,~l,. 1._,', =e. _ _ I

2,~1, ,~2.,4 Arbitra to r-·' fa ,,;.)- ~ ',·10-'·'· d leal '.'1.: 'Ij t' '11- ~i; I-n·· ,·1-' 'I'r.l· 1-~;I.IIi!i' ,'~,:.: thi e . 1~--'7I1 -~j,~'-, -,'t 1", i~' j-:'I! ,-_ .. 1 - - l .~. ,-~:~' I-I' .. ;,1.1

. - - .~ .... -,. '--.' _. -"I. ,-,~ .... - . _'",",,'A, ,_'.'. . _ Jj '_' ,~I._: '_' ' .. fi "'ili )lli_1 . _'In, 1 __ I Sk' _ III ,I.t., I ~ I_I r _ I Ii til 1101 .1 I, _ " I~I

• - 1 __ :

21 .. ,2~.5' "- -'be:n an inj udicious --:;~':i"'t1 a~ . r I ", ,0·- ·'1(---' the arbi II~ r-···-·' 1-: ..

- -. - - _. • -. - _ I I J • • .'~ ~ I ,I ~ I; III [lilt I 1_ • - ',_, . ~ if..1r,._i ; ". 'Jl_ r. __ l ~.

Serious irregularity challenging the award 21.3.1 Failure by the tribunal 1,0 'com' ~Ily 'i'I~,1 ':.,(s~,'~(2)( a» .

:2-;1-· -3,-;-2/1 Ar .; bitr 'ator exceeds h-:--IIiIS:~' p .. o .·'.I,W· -·'''·:·C: -- rs bv ,'-:;'U1'n-1 ~

" , .'1 - It', I ,_-._ - _ -, ,t_- -' ,.- A,_:..' - . "_'~ .1._,-, - _ ... ::_:",_ . _' - ,jiI' .' 1'1, 'Y III,. 1 ",_:__-

when the rules penni' only specific discovery (.,,6{)(b»

2- -11 - 3->1 '3-1 F- :;/a~,ii1i' ure 'b-J'Y- ~, t· 'h·'~ e a r bi tr -a-' ·t· or t-I'O;· cond uct ·"liI,,'JiII p" rocei d["I·I"I-' >~ill 'I~I, __ -

_'._,'.·,111[--·_.-" '--' .'_.-' __ ':. __ .,~ . -_::: 1_ .. 1" . __ >: __ ._ .. c- ~_._ ... __:-_'._'. - __ • --- ~ .. _."_,,._,._,~_ ',_!.,II!,W _ •• _.I,.,J,.~,,_, _I,-,I_l ----'_.

the procedure agreed by the parties (s.68(2)(c)

21..3.4 Failure by the tribunalto deal s .. ~.th "U the j~-;:-ue:s that W:.'C :-J~U','

(s .. 68 (2) (d)

[2,--')--i. 3-,·'·"1 '5~:,,1, U- Jneerta iintv o.·-··-,r-:-~ am •• ib .• -::"l~:g<· ·u.·-J"";'t··,y·-I~' as Ii 1'0: I,.· 'I]:,e-:' effect I,' ~:"f the ,'~-pIW· '-· •. '~'ai'rldIE I (' Sii'~'.·'·~II(~:-'1 '1:(')' 'I

_-_ .. '!Ik -'I!Ii._ . _-". , _-"" , .. __ - __ ., __ ,., .. _ ' . _", ..• ,C __ '~ , ._, ". __ -,. •.. _. II_ II - - - -_. - - ._- - ,- - .,~--,~_.-.: - ' ..

',2- ~l'!,-'~_-"jl .. ,6-"1 An aw rard 11\r obt ained by fraud (:si-1681(2.)"'I'-'(·:':-:)-···-'.)'1

_ !!I'!~'!!I! _ " Ul ' __ "',' .. ~.l • __ , ~g I._·_l ._. ,.l_.lo-; ". ,".'[ ._ '. ' _.-_' _,_l' _. ) ' .••.. ,_ l~l.~ - . '.1." . '/ ... ,' ,1[,/ I

2,1".3,~7i A.D award is, made wi thou ,. being dated 0. __ 1' statim .the

arbitration in COD trave nti on to s ... 68(2)(b) A' "'96 lO'~;

21 . .../1.8;'.D arbitrator admits. toan Irregulanty On the .. "'~ rd ,; •• t.'f )(i"I (\ . "I) -(1.:"-

' .. isconduct immunity from suit.

',_~l ~,'~l~-l :0:-;': t,hl ..•.. arbitrator

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Assignment of claim "- _ , :- __ " -. ., '", to a third party right to arbitrat ", Hl91

24.1.1 Receiver of clawaitt compaoyasslgns, ,I ", ',C ' , '. • • ' '" ',I,e a

dispute , . 1091

, ~. L 1092

' Bankruptcy of " ,-' , · _ .-_ -_- bOt"atlan

24.2.1 Party is ptn into bankruptcy during a~ll r,'c 1002

D~~of' ~ 1~

"~.- 24:···I·,··:'·-:··3·~~,/ .. :1- Pa rty d :'l;:'~'S:~ d .. uring reference " 1.09,4

,_ 'I"" ..•.. !. , .J .... '·.V." _·"·-"~.·' . .'I·--

Disputes as to . - , '., d' ' - 098,

~~'~41. "4' :1'- "~W~-, 'h th - laim .a nt belie ves that there are joint re·s,plo'n.I'~e'nt:s and the

~ I,~,' .,' en '"i e, IIC:lty. i 1,>': ,':. I,," ,:,.':.-.' ... 1'" '~.' ,- -. "'-

res~~dent 'avers that there-iS ~ third patty to the contract which the c~~imant denies 1098

II b !

"" Illness of '. . 1102

24 .. 5.1 Party requests indefinite determcnt' due toillness __ . 102

: Liqnidation or.- ~ . ' '. ". 1103

·24.0 .. 1 Power of arbitrator to. proceed when party put Into' comp~~ory

-:'llquidation' ',' .:.' .: ' ' ,

. 24.6 .. 2 Party in liquidation; original assignor's right to arbitration

~ '-"4 ~", .' . ,-.'" ,.,' t li "d' t·-[!!II dut ." r - f' . "

I • 2 :';~6\1:3 Claiman t goes into' creditors voturr I ary iquic :.8. :1.0n. mmng re'. .erence

. .

Loss of confidence in arbitrator "-.107

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a "

_24~7~1 During a hearing' a party loses confidence inability of the arbitrator to

grasp satisfactorily the problems being arbitrated . .. --

Personal contacts with · ~ : '. · L • I ~ ~

2-'4-' 8' 1- A b Ii found ~ 'h I" " - '

.", .. ~ Arbitrator tounc to have regularcontact With -one- party"'

~ . 'R" ~" hl"- i!I' "" ~ - - •• ,

" _ _':':e:"Cel'V',ers:;~lp:, In. ~ ~

24.9.1 Party put into receivership during arbitration ' , r : . " , '

.. " .~Ile· .·;lu·.·'"c~'t~'a-:;,n':lt~: ·r:e,·· spon dent '--

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24.10.1 Respondent fails to acknowledge arbitrator'sletters _'." 1111

_24.10.2 ~espondent persistently fails to comply with 'arbitrator's directions lU5

24~lO.3 Respondent engaged in delaying tactics .,,' - - '. ' 1115

In rep udiatory ,< brea C" "h'--;-' 1'1'1'11

. _l!' - . :. . .,._ : _ (_._ ," -,', 'J ... I r .': ". I., -i1 : •. " .,..! .! :

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24.11.1 When a respondent seeks a declaration that the claimant has- repudi-

ated the Arbitration Agreement '. - --- ___,...,.t) ."," 1117

Impecuniosity of . _ , .. . 11.9

24.12.1 The:responde~t (counter-claiina-n~,·t'-!.)···"···1 ,a,~d.· ~lli!Ii't';.s·· :t-o~-'b':'''e_:'''m~''': g ..... to uall -"Y' - ou rt o·'··f.'·:~··fu->.· md s 11.1.9

. .• . '. ,. . .. _,. 1,;1,.1..1., I, I ,.~. , I ' , .• , I'" ' 1 1 1 I I ,. , ,

Role reversal ...- . -_., - "" '.~ -c :," --- ·~,'o'~ .. 1120

';1 . - .'.,' . -I, <.' '., .' .. ".. .. :. ,_. , . . . '.' , . '. ~" " -: - " ,I

24.13.1 Respondent becomes claimant 1120

24.13.2 Tenant avers that he. not the landlord sh . lid' b h-1 "'1'·- tt.l

Written A···· g-'r'-e" .e m' ie n t .~. (- . -. ' _:<~,'.,:, ._,: ':' .. ) .. , ~>, .. ":OUI 1_:: .: ·-le" .. the :"'IC-, annan t~, . , ... c. ."

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24,;.14~1 One P'; arl}r attem '·PI't.,S:',~· ,. 'O~'-:.·I res [Iii 'I' c··· , fr -, ,--:, '. " '1 iii ,," " - " • 1'1 - ~:1, .

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. 32.1.1 Advocate's closing 5ubmlSsJO ,\

32.2 Copied to both sides . d b . r.bitrator not sent to other side

3-'12.:'" 2···· .1"- Do ·:iC.··u··mentsl receivec I'-.y aroi .~ I:_-" .. , -

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V-'a)1 d' d d' I' 1339

~.:,-.:ue: a:I.'.I.e·;_ '·,S.x· __ ,

. '3;:-i 1· .1' Generally·(· . 1339

33:1:2 11teVAT position when a party settles . H.'M· C····; stc . dE' . 134~

A· - . d~' ;a!..·'A- ~~:' A····-· .. :· -' ed M·': in u tes 0" ··fl~ M'-·:- eetlng h .. etween !, .,_,<,1 .•. _.~US'I~Olms, anc .!1~·,X.C:ISre:

'p- p' e- n' - . - IX'" !Ire ..... e« .:.' gr' ·e·- 'e'" II I I···· '. ' .• " . '. . .. -'-- .' . .

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(VAT ()ffice) and LawSociety-23 October 1991 · 1350

'_" ·····3"~3:1· 3··-"Th·'·e':c·t'r"e·····.a·'t·'·m"e·n'·t·_··r··o-:f·· .••. V····-'A~.·T· and damages and "offers' to settle 1354

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1'3.58 1358

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Appeari .. ln'-·lg.·. for bl·l. oth side _-S~-I

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'-3,~'4',··-, 11 -BI':'o·:,··t~'h-- pa ... irtles ·w·"'" ··l·~I£i!lh·· t ... o ... ···· call same Wl .. itness

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Compellability to give evidence ~ . ~

34.2.1 Generally ;. .

34.2.2 Witness caned by claimant refuses to attend hearing .. Respondent alleges

h- hi it · . 11·t h~ j' 1'3~ 61-

that tt 1,,5: 'WI'. ness IS centra '110 1- 'IS case. :.~:l.~ ••

Illness of 1362

34.3.1 Persistent interruptions to hearing through witness's incapacity 1:6 ..

. di .' 'rt d·' it ,j ., _'613

Le[8·i'..ID,g questions a~, .... I prompting witness _ ~ ~ ~ IL~ ' ...

34.4.1 When leading . questions' should be .allowed 'and when-prompting 8

'W" .· .. ·Ji'·n~le···. s--:::'s·:: J~~. un I' acceptabl e:, I '1' '~l:;: ' .

.. \ __ .,111"1.'" II-,ll'" ,.-_1< I ._, ... _ ·._,1- I.', I', -.iil"

Hostile/objectionable behaviour . , 13M

. 3~.5.1... When a witness's behaviour in giving .evidcnc,,',be.comes. unacceptable \J~

Order of _. - 13~:'~.

34.6.1 Counsel requests that expcr' be called befo(i);witness,c' o···facl r

Perjury, committed by ... . I.' • :. ... ; ... - . -- .. 136

,'34;7,1 Witness clearly Iy·~/~:i~ng:.'~·, under 08.1'11-1'1 a~'n-"'di~' s·:··.'o,··HI\r,·'C~~I~t·-I·O·· "z+-s::' - uty "'-0'" l-···\O···S-·'II-·r-· . l"'h~' 't· .. -U1t'h-

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Question, refusal toanswer '. .. . .

349.1 Witness who previously' ag-·.~I~'I' c[1 to' .'. 'I'I"Y"III\I ·\'J~:~I-" ."-" -. ' . :' ': . J' ...

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."1. I~' - ~, Arbirratiou Ru~11 '~'S, No, 125

-',r ~:f-' lee "_'.': l,I,Jc'::.91197

>'~l~ Draft N,.\, LGIA Rules 1991

I,Jr;) The J< .r Arb'tralion Rules (18 July 1988)

_-' '7 ['cnfl Proposed Amended JCI' Rules 1997 _. , ".,

: I~, J ,T I .ontracrs, Sui .. Contracts and Arbitration Rules- . Not, to UselS

The Roya) Institution of Chartered Surveyors: Appointmem of arbitrato',' "> ind'el'~'ellr(r,e.- n'II' exp erts pnr .. ticularly in commercial property rent ._'~v_"')J'·e2.W';.,. d-',IJ '- 'I '18ID:d

' " "- ,- do, ,- "c, :,.0, [, ,il. ,,' "- -'. '--' -" ,,",,-. ,JJSpur

piliey statement on alleged conflicts of interest ':e'_

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