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* Certified Anti-Money Laundering Specialist (CAMS).
* Certified Project Management Professional (PMP).
* MBA in Finance from NYU.
KYC-Citigroup, New York, New York (7/09 - Present)
* Senior Business Analyst responsible for reviewing and
approving KYC electronic Customer Account Due Diligence
(CADDs) submitted by the KYC Owners (RM's).
* Managing Corrective Action Plans (CAPS) issue/risk
identification and timely close out on the iCAPS system for
New York.
* Manager for documenting control weaknesses identified
during the Risk Control Self Assessment (RCSA) process.
* Identified, documented and evaluated compliance risks for
products and services and advised the Business Units based
on the electronic Customer Due Diligence Risk reference
* Responsible for the review and response to findings
by Compliance, Audit and Regulators.
* Providing advice, guidance and training on KYC customer
due diligence issues to Relationship Managers and
Departmentsin Mumbai and LATAM.
* Performed name screening/OFAC/World-Check searches on
Correspondent Banks, MSB's, Not for Profits.
* Wrote the Global Procedures Manual in preparation for the
OCC Regulatory Examination.
* Coordinating with cross-functional Teams as a Subject
Matter Expert, with our AIU Global Partners in Mumbai,
LATAM, EMEA and AML Compliance Units on the Customer Due
Diligence project reengineering model.
* Subject Matter Expert on the electronic Customer Due
Diligence System (eCADD) Technology enhancements and UAT
Testing Team.

Internal Audit/Compliance-Bank Leumi USA, New York, New York

(4/07 - 7/09)
* Conducted AML/BSA Compliance Audits of Lending,
Treasury and Securities, Correspondent Banking, Regulatory
Trust,Retail Branch Network and Operations business units.
Audited the Securities Subsidiary Leumi Investment Services
(LISI) and reviewed the Written Supervisory Procedures (WSP).
* Interfaced with Regulators, Outside Audit Firms and
responded to inquiries, requests and audit report findings.
* Performed extensive review of Customer Due Diligence (CDD);
Enhanced Due Diligence (EDD) and High Risk Account compliance
with bank procedures.
* Analyzed Wire Transfer Alerts from the Actimize Application
System and monitored Actual to Profile client Wire Transfer
* Monitored customer Actual to Profile Incoming and Outgoing
Cash/Check reports.
* Member of the bank's BSA/SAR Committee that reviewed
Suspicious Activity Reports, placed suspicious accounts on
the "Watch List" and determined SARS filing.
* Analyzed Currency Transaction Reports (CTR) for accuracy
and timely Regulatory filings.
* Member of the bank's KYC/BSA Committee to evaluate new
systems, procedures and impact of FFIEC policy changes/updates.
* Reviewed and approved AML/BSA Manual of Operating Procedures
before placement on the company's website by the Compliance
* Analyzed bank wide Compliance Training assignments and
made recommendations for staff training.
* Conducted FDICIA critical control self assessment review
and independent testing of various departments.
* Evaluated risk rating assessments and recommended changes
to ensure alignment with policies and procedures.
* Reviewed name screening/OFAC screening searches.

NYC Department of Buildings, New York, New York 2/06 - 3/07)

* Performed financial and operational internal audits to
assure compliance with Agency policies and procedures,
inclusive of process flow and Standard Operating Procedures
* Coordinated, prepared and reviewed the annual company wide
COSO based, self assessment checklist, to comply with the
New York City Comptroller's Office directive.

Management Consulting Assignments:

JPMORGAN Chase- Jersey City, NJ & New York, NY 9/04 - 12/05)
Investment Bank Technology Division
* Prepared the monthly financial reporting package,
headcount analysis and forecasting model.
Global Finance
* Designated Project Management Officer for the project life
cycle of various domestic and international General Ledger
System Integration conversion projects. This included
accounts payable, travel and entertainment expense,
real estate allocations and expense allocation systems.
* Merger Integration Project Manager coordinating testing
and training for the implementation of the new "crossover"
accounting process, for transferring funds across heritage
general ledgers of JPMORGAN Chase and Bank One.
Vice President - New Hyde Park, New York
Consumer Banking (2001 - 2003)
* Conducted risk reviews in the Operations Area to assure
compliance with various operating policies and procedures
to mitigate the risks of doing business.
* Participated in the yearly FDICIA review.
Project Management
* Channel Support Group subject matter expert on the Black
Belt Six Sigma Project Team, to implement a new release and
cleanse approximately 2.5 million duplicate records from
the Customer Information File (CIF System). Extensive
design analysis, systems testing and output review was
conducted, to ensure data and customer integrity.
* Directed the activities of outside vendors and consultants
to achieve successful project implementation.
* Represented the Division in migrating GL platforms to the
Financial Management System (FMS) through the project life
cycle of system requirement design sessions, product/account
mapping, systems testing, procedures documentation, training
and implementation.

Assistant Vice President - Finance Compliance and Control,

New York, New York
Consumer Banking Compliance (2000 - 2001)
* Performed risk reviews for the Operations Area proof
departments supporting the Retail Branch network.
* Analyzed business processes, evaluated internal controls,
documented the analysis and made recommendations to improve
controls and reduce risk.
Budgeting/MIS Reporting (1974 - 1999)
* Managed the annual budget and monthly forecasting process,
inclusive of salary and headcount.
* Developed the monthly financial reporting presentation
* Analyzed variances to plan, actual and forecast and wrote
written commentary.
* Collected and summarized the monthly "Flash Report" of
financial data and variance explanations.
* Prepared the "key indicators" reporting metrics of product
and services for the Division.
Master of Business Administration (MBA) Finance
Bachelor of Science (BS) Business Management
Magna Cum Laude - Four Year Leadership Scholarship
Certified Anti-Money Laundering Specialist(CAMS)
Certified Project Management Professional (PMP)