3, AUGUST 2004
Abstract—This paper presents a novel adaptive control strategy Off-line duration of the th interruptible
for integrating direct load control (DLC) with interruptible load.
load management (ILM) to provide instantaneous reserves for On-line duration of the th interruptible
ancillary services in deregulated power systems. Fuzzy dynamic
programming is used to satisfy customers’ requirements and load.
yields a near optimal pre-scheduling of the DLC. Then, the energy Power output of the th unit at the th
payback associated with the DLC is further eliminated by the stage.
adaptive control strategy, which exploits interruptible loads to Payback load at the th stage.
modify the DLC schedule in real-time. Through the developed Practical load at stage .
adaptive control strategy, the influences of the load uncertainties
and forecasting errors on the pre-scheduling of the DLC can also Previous state of the th interruptible
be excluded. The proposed algorithm was practically tested on the load.
Taiwan power (Taipower) 38-unit system with 20 air-conditioner Real energy payback at stage .
loads and 15 interruptible loads. The outcomes reveal that an exact State of the th air-conditioner load at
amount of instantaneous reserves can be successfully acquired, the th stage.
and the results are robust against dynamic disturbances of the
power system. Start-up cost from state to
state .
Index Terms—Adaptive control strategy, direct load control, Maximum disconnected time of the th
fuzzy dynamic programming, interruptible load management.
air-conditioner load.
Minimum connected time of the th air-
NOMENCLATURE conditioner load.
Minimal cost to arrive at state . Best low on/off control time.
Control duration of the th air-condi- Best up on/off control time.
tioner load at the th stage. Interruptible capacity of the air-condi-
CI Control interval. tioner load.
Maximum operation costs at stage . Set of saved states in the stage.
Minimum operation costs at stage . Set of feasible states at stage .
Current state of the th interruptible
load. I. INTRODUCTION
Error between the system and the refer-
ence model.
Fuel cost of the on-line units at state
D IRECT LOAD CONTROL (DLC) is an effective load
management scheme for curtailing the system peak load
that is largely an air-conditioner load. Although utilities offer
. incentive rates to their customers, they are apprehensive about
Forecasted load at the th stage. participating in the DLC project because of its inconvenience.
Amount of the interrupted capacities by In addition, the energy saved in the DLC will be paid back
the DLC at the th stage. when the air-conditioner load is reconnected to the system. The
Interrupted load by the ILM at stage energy payback associated with DLC may thus cause second
. peak loads. Furthermore, peak load shaving by pre-scheduling
Maximal off-line duration of the th in- the DLC is affected by forecasting errors and load uncertainties.
terruptible load. Interruptible load management (ILM) is another load manage-
Minimal on-line duration of the th in- ment approach for reducing the system peak load. However,
terruptible load. any electric power interruption due to the ILM may cause a
larger disturbance than the DLC for customers involved in the
Manuscript received February 21, 2004. project.
The authors are with the Department of Electrical Engineering, Cheng Shiu The problems mentioned above must be solved when the
University, Kaohsiung 833, Taiwan, R.O.C. (e-mail: kyhuang@csu.edu.tw;
huangyc@csu.edu.tw). DLC and ILM are operated. An optimal power flow analysis [1]
Digital Object Identifier 10.1109/TPWRS.2004.831705 has been proposed to select interruptible load using the power
0885-8950/04$20.00 © 2004 IEEE
HUANG AND HUANG: INTEGRATING DIRECT LOAD CONTROL WITH INTERRUPTIBLE LOAD MANAGEMENT 1627
factor in real-time. The introduced algorithm also considers Moreover, the proposed load management strategy can be easily
the network constraints and the limits on the generator ramp applied to the competitive energy market to provide instanta-
rate. An appropriate incentive rate structure [2] was designed neous reserves for ancillary services.
to encourage more customers to participate in the ILM, and The main contributions of this paper are
three alternative ILM methods have also been presented for 1) proposing an adaptive control strategy to solve the prob-
the Taipower system. Based on the optimal power flow [3], a lems of energy payback and load uncertainty in the direct
suitable interruptible load can be selected by the loss coefficient load control;
to obtain the reserves of deregulated power systems. Therefore, 2) reducing the disturbance to customers caused by inter-
the independent system operator can use ancillary services to rupted load management;
maintain the system security. A quasistatic model has been 3) providing a specific instantaneous reserve to maintain the
presented to reduce the system spinning reserve, and savings of system reliability;
1.5% to 8.5% of operation costs have been reported in [4]. 4) embedding the customers’ willingness into the problem-
The strategy of coordinating DLC with unit commitment [5] solving procedure for load management in the deregu-
has been proposed to reduce the system peak load and thus re- lated power systems.
duce operation cost. The capacity of DLC was employed as the
system spinning reserve and was coordinated with unit com- II. PROBLEM FORMULATION
mitment to minimize the operation cost [6]. Fuzzy logic-based
A. Objective Function
approaches [7], [8] have been used to control flexibly air-con-
ditioner load and thus improve the brute force on/off control The operation cost can be minimized by applying the fuzzy
strategy in the DLC. In [7] and [8], customers’ satisfactions and dynamic programming to the DLC problem to reduce the peak
requirements were considered by the fuzzy variables approaches load as much as possible. Therefore, the objective function of
to interrupt the air-conditioner load softly. Therefore, inconve- the DLC is formulated in DP recursive form [14] to optimize
nience to customers can be reduced as much as possible. the solution. At stage , the minimal cost of state is written as
As well as reducing operation costs, the DLC also seeks to
reduce the peak load [9]–[13]. A dynamic programming (DP)
approach [10] has been introduced to enable the DLC to mini- (1)
mize the load reduction. This method [10] intended to minimize
the load reduction in order to reduce the customers’ discom- B. Constraints
fort and to maintain the incomes of utility. Additionally, to sat- 1) Load Balance Constraints: The power outputs of the
isfy the customers’ requirements, the air-conditioner load on/off generators must satisfy the modified load demand
control time was considered in the problem formulation. A com-
bined linear programming and DP-based approach [11] has been
proposed to enable an acceptable level of services to be pro- (2)
vided to customers when the peak load reduction is maximal. A
profit-based DLC [12] has been presented to increase the profit The variable is positive when the DLC is executed.
of utilities and the benefit to customers by shifting the load from Although different energy payback models have been discussed
one that provides a low profit margin to one that provides a high [7], [15], [16], accurate models are difficult to establish. Thus,
profit margin. The customers’ willingness is incorporated into the widely employed 3-stage payback model is used in this
the fuzzy logic-based DLC [13] to shift the residential water paper.
heater load and air-conditioner load from periods of high to pe-
riods of low electricity demand. (3)
In a deregulated power system, customers’ satisfaction is im-
portant in load management. The on/off control of the air-con- where , and are the coefficients of the energy payback
ditioner load by the DLC has fewer customers’ disturbance than model in stages , and , respectively.
the ILM. Nevertheless, the DLC cannot obtain a certain amount 2) Control Duration Constraints:
of peak load reduction because of the energy payback. There- a) Interrupted Duration Constraints: If the interrupted
fore, a hybrid DLC and ILM-based approach is presented in duration of the air-conditioner load reaches the customers’
the paper to remove the energy payback phenomenon in the endurance threshold, then the air-conditioner load must be
DLC and provide instantaneous reserves for ancillary services. reconnected to the system. The “0” and “1” in the constraints
In this paper, the fuzzy dynamic programming is firstly used to represent the off-line and on-line states of the air-conditioner
pre-schedule the DLC and satisfy the customers’ requirements. load, respectively. The must be set to “1” when the ac-
Then, the adaptive control strategy further operates the inter- cumulated duration of the interruptions reaches the customers’
ruptible load to adjust the DLC scheduling in real-time. The pro- endurance threshold.
posed algorithm was practically tested on the Taipower system
to verify its effectiveness. The test results reveal that the pro- (4)
posed soft load management posses fewer customers’ distur-
bance, and the influences of energy payback, load uncertainties b) Connected Duration Constraints: The connected du-
and forecasting errors on the final schedule can be excluded. ration of the air-conditioner load must to set to satisfy the cus-
1628 IEEE TRANSACTIONS ON POWER SYSTEMS, VOL. 19, NO. 3, AUGUST 2004
(5)
(6)
HUANG AND HUANG: INTEGRATING DIRECT LOAD CONTROL WITH INTERRUPTIBLE LOAD MANAGEMENT 1629
(11)
where is the set of saved states in the th stage.
(9) As shown in Fig. 4, for each state, the minimal membership
values were computed from the previous stage and saved. Then,
the maximal membership value can be obtained from saved
Fig. 3(b) presents this membership function. The membership membership values. An optimal decision in the FDP was the
value is 1 when the control time is in the best range of the control one with the highest membership value at the last stage. There-
duration. fore, the trajectory of maximal membership values can be traced
1630 IEEE TRANSACTIONS ON POWER SYSTEMS, VOL. 19, NO. 3, AUGUST 2004
TABLE II
CHARACTERISTICS OF AIR-CONDITIONER LOAD
Fig. 8. Load with DLC and ILM ( = 0:5; = 0:2; = 0:1). Fig. 10. Simulated load.
V. CONCLUSIONS
In this paper, the adaptive control strategy successfully incor-
porates the ILM into the DLC. Using the proposed algorithm,
the interruptible load is interrupted in real-time to adjust the
pre-scheduling of the DLC. Therefore, if the forecasted load is
Fig. 12. Load reduction by DLC and ILM. used as the reference model for the adaptive control strategy,
then the control strategy can remove the energy payback in the
DLC, despite the use of energy payback models. Additionally,
if the system suffers from a capacity shortage, instantaneous re-
serves can be provided using the available capacity as a refer-
ence. Through the adaptive control strategy, the system secu-
rity can be maintained with fewer disturbances to customers.
The proposed algorithm was practically tested on the Taipower
system to verify its effectiveness. The test results are robust
against the forecasting errors and load uncertainties, because
the load is adaptively controlled in real-time. Moreover, the pro-
posed load management can be easily implemented to the dereg-
ulated power system because the solution procedure considers
the customers’ satisfaction. In the competitive power market, a
specific instantaneous reserve can be obtained through the pro-
posed algorithm for bidding in the wholesale electricity market.
Therefore, the proposed load management strategy can be easily
applied to the competitive power market and thus provide the in-
dependent system operator with the ancillary services to main-
Fig. 13. Simulated load with/without DLC and ILM. tain the system security.
[9] S. H. Lee and C. L. Wilkins, “A practical approach to appliance load [19] K. Y. Huang, H. T. Yang, and C. L. Huang, “A new thermal unit com-
control analysis: A water heater case study,” IEEE Trans. Power App. mitment approach using constraint logic programming,” IEEE Trans.
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[11] J. C. Laurent, G. Desaulniers, R. P. Malhamè, and F. Soumis, “A column
generation method for optimal load management via control of electric
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1995.
Kun-Yuan Huang was born in Kaohsiung, Taiwan, R.O.C., on April 25, 1966.
[12] K. H. Ng and G. B. Sheblè, “Direct load control—A profit-based load
He graduated from Cheng Shiu Institute of Technology, Kaohsiung, in 1986
management using linear programming,” IEEE Trans. Power Syst., vol.
and received the M.S. and Ph.D. degrees from National Cheng Kung University,
13, pp. 688–695, May 1998.
Tainan, Taiwan, in 1993 and 1998, respectively, all in electrical engineering.
[13] H. Salehfar, P. J. Noll, B. J. LaMeres, M. H. Nehrir, and V. Gerez,
Currently, he is an Associate Professor at the Department of Electrical Engi-
“Fuzzy logic-based direct load control of residential electric water
neering, Cheng Shiu University, Kaohsiung, where he has been since 2001. His
heaters and air conditioners recognizing customer preferences in a
present researches are on load management, planning and operation of power
deregulated environment,” in Proc. IEEE/PES Summer Meeting, Ed-
system, and fuzzy expert system applications in power systems.
monton, AB, Canada, July 1999, pp. 1055–1060. Paper 0-7803-5569-5.
[14] A. J. Wood and B. F. Wollenberg, Power Generation Operation & Con-
trol. New York: Wiley, 1984, pp. 121–147.
[15] R. Bhatnagar and S. Rahman, “Dispatch of direct load control for fuel
cost minimization,” IEEE Trans. Power Syst., vol. 1, pp. 96–102, Nov. Yann-Chang Huang received the B.S. degree from National Taiwan Univer-
1986. sity of Science and Technology, Taipei, Taiwan, R.O.C., in 1993 and the Ph.D.
[16] D. C. Wei and N. Chen, “Air conditioner direct load control by degree from National Cheng Kung University, Tainan, Taiwan, in 1996, both in
multi-pass dynamic programming,” IEEE Trans. Power Syst., vol. 10, electrical engineering.
pp. 307–313, Feb. 1995. Currently, he is a Professor at the Department of Electrical Engineering,
[17] H. Wang, G. P. Liu, C. J. Harris, and M. Brown, Advanced Adaptive Cheng Shiu University, Kaohsiung, Taiwan, where he has been since 2002.
Control, Oxford, U.K.: Elsevier, 1995. His present research interests are artificial intelligence applications in power
[18] K. Y. Huang, “Demand subscription service—An iterative dynamic pro- systems.
gramming for the substation suffering capacity shortage,” IEEE Trans. Dr. Huang is a member of the Taiwanese Association for Artificial Intelli-
Power Syst., vol. 18, pp. 947–953, May 2003. gence (TAAI).