Foreword
There is no doubt that the domiciliary care sector is facing new challenges. People are living longer and want to stay in their own homes as long as possible. The government is just as keen to help them retain their independence. But to do this, older people and other vulnerable people with learning or physical disabilities need care and support. This is a very labour intensive sector; if we do not tackle the staffing challenge now, homecare services are going to be seriously affected in the future. This report looks at what individual organisations are doing to address homecare recruitment and retention. It highlights the importance of collaboration across statutory and non-statutory providers in a fragmented sector where many small organisations struggle to compete. Case studies explain how collaboration in various guises can offer a range of benefits and meet specific objectives. The report outlines ways employers have successfully overcome barriers to recruitment, sometimes by taking a fresh approach to existing activities. A traditionally limited labour pool can be expanded by targeting younger people, overseas workers and marginalised groups. But attracting workers is only part of the challenge keeping them can be just as hard. Turnover of domiciliary care staff is 75% in some areas. So the report looks at how to make workers feel valued and stop leakage of new recruits. Ivan Lewis MP,
Minister for Social Care
What many of these examples show is that the simplest actions, like revising application forms, can make a big difference. And because they are drawn from real initiatives, they dont ignore potential obstacles. Instead the report identifies realistic ways around perceived barriers, such as the need for homecare workers to be mobile, or restrictions on employing under-18s. The report also addresses common underlying issues, such as securing funding for sustainable initiatives, and getting the level of buy-in required to make real changes. Its about being flexible and appreciating the potential scale of future problems. Only then can employers begin to invest the necessary time, thought and resources into adopting more innovative approaches now. These initiatives may not suit every homecare provider. Some, particularly efforts to make domiciliary care a more attractive career option, will take time to reap rewards. But this varied range of proactive and positive approaches is well worth sharing, and will save other organisations from starting from scratch. And it is a comforting reminder that you are not alone in facing the challenge.
CONTENTS
1
06 11
12 17
Working together
Large-scale collaboratives Partnership working
18 23
Approaches to recruitment
Developing a workforce strategy Raising the profile of social care Communication to support recruitment
24 31
5
Training
30 37
Promoting retention
Career pathways Increasing job satisfaction Financial incentives
6
Funding
38 43
Factors to consider
Staffing resources Wide-ranging support Communication Obstacles
Conclusion...................................................................................44 Appendix.....................................................................................45
Chapter 1
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1
time, have been required to limit their services on the basis of needs assessments. The number of hours of domiciliary care delivered in a typical week more than doubled between 1992 and 2003, reaching 3.4 million hours per week. Approximately 700,000 people a year now receive a domiciliary service, compared with fewer than half that number in care homes. There is still pressure from the government to increase the proportion of people supported at home. New targets are for social services to focus at least 34% of all older peoples services expenditure on home-based support by 2008. The 2006 White Paper Our health, our care, our say, with its increased emphasis on choice and control for service users, will mean even more demand for home-based care.
1
Staffing demands
Domiciliary care, and all forms of care that support people in their homes and in their communities, are staff intensive. Far more people with mental health problems or learning disabilities now live in the community. Social care support services, expanded since 2003 as a result of the Supporting People programme to help vulnerable people live independently, are likely to be drawing on the same pool of potential staff as domiciliary care providers. The direct payment scheme of cash payments made in lieu of social service provision to individuals who have been assessed as needing services, is predicted to grow and may lead to further demands for staff. At this stage it is uncertain, however, whether the result will be a shift in workforce from formal domiciliary care organisations to working
Background
The growing need for social care
Government policy over the last 12 years has been to support people in their own homes and in the community wherever possible, leading to considerable expansion of some social care services such as domiciliary care. This has been at the cost of losing or reducing capacity in other services such as residential and nursing homes which, for the first
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individually, or whether the one-to-one employer/employee relationship will draw in new staff resources (including family members). Possibly both of these will result since domiciliary providers already report that they are losing staff to people who have moved over to direct payment arrangements.
Demographics
Government policy has undoubtedly led to increased demand for social care, but demographic shifts also contribute to the need for growth in capacity. Growing numbers of older people, and particularly those in the 80 and over age group, where dependency levels are known to rise sharply, are already having an impact on demand. In the future this trend towards an older population is likely to create huge pressure to provide additional services, though possibly this may be mitigated slightly by the development of alternative forms of support like telecare and assistive technology. Expected increases in the average life expectancy of people with learning disabilities will also add to pressures. While the proportion of older people in the population is increasing, there is both a proportionate and real reduction in people of working age. There are worrying predictions of a growing gap between demand for home care and other community-based services and a dwindling supply of people to provide these services. Particularly alarming is the tentative projection that at current patterns of care and recruitment, by 2014 the supply of homecare workers will have dropped by 4% while demand will have risen by 18%. The UK Home Care Association has reported a reduction in the number of recruits compared with an earlier study, which may indicate that the gap is already opening up.
10 9 8 7 6 5
Funding arrangements
Recent evidence suggests that funding shortfalls may be beginning to impact on demand, demonstrated by a reduction in the number of care packages for older people between 2003/04 and 2004/05. In residential care services, home owners report increasing referrals of more complex cases. It is likely that the real explanation is tightening eligibility and the concentration of available resources on intensive care packages. Nevertheless many authorities are sending out warning signals that settlement levels and the capping of council tax may lead to severe cuts in domiciliary care services and fewer residential placements in the future.
2
Future capacity
There are real questions about future capacity which need addressing urgently. The Department of Health (DH) has taken the lead on this with a number of different initiatives over the last few years. The DH has commissioned research on attitudes to social work and social care and their image as potential careers and funded a 1.5m social care recruitment campaign. Despite a good response to the campaign, anecdotal evidence is that relatively few recruits have chosen to work in domiciliary care, probably because guaranteed full-time work is rarely on offer and because the pressure to work in the early mornings and late evenings, with little work available during the day, has proved unattractive. The national framework to support local workforce strategy development, introduced by the DH in 2005, and other national initiatives are intended to stimulate innovative approaches to the productive use of available workforces in both health and social care.
4 3
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It was thought that some of the increase in home care availability would result from care homes diversifying into home care and other communitybased services, with their staff transferring relatively effortlessly to the different roles. This proved not to be the case but over the next few years large numbers of new organisations entered the market in response to growing opportunities. With no barriers to entry and the ease with which staff could then be attracted, service provision rapidly became exceptionally fragmented. Despite some consolidation and a reduction in the number of providers with whom local authorities are willing to contract, this remains the case. There are around 4,700 domiciliary care providers now registered with the Commission for Social Care Inspection, many of them very small.
needed for large-scale contracted service supply. Both the pay and terms and conditions of people working in the independent social care sector are markedly poorer than for those working in the statutory sector.
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Training requirements
Much of social care is now regulated, including both care homes and domiciliary care. Regulation has brought with it the requirement for workforce qualifications such as NVQs, which should, over time, lead to a more competent and professional workforce. Although training is an attraction to many people coming into social care, some 25% of care workers are known to be women aged 50 and over and among this group there is significant resistance to being required to train. Many have already left the industry, even though employers have tended to regard their older workers as less likely to be among the 50% required to have NVQ level 2 by 2008 and taken a more relaxed view about registering them for NVQs. By 2007 all care workers in domiciliary services will be required to register with the General Social Care Council. While in the long term this may help to raise the status and quality of this form of social care work, it will immediately increase pressure for the whole workforce to acquire qualifications and may well be regarded as yet another hurdle.
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employers questioned about their experience in developing appropriate workforces and the extent to which they felt that initiatives in their area had helped. Researchers and others working in the field of workforce development also gave their views. Note that the terms domiciliary care, home care and home-based care are used interchangeably. Where services or staff are described as in-house this refers specifically to directly provided statutory social care services.
first draft of this report; and also to Pauline Spencer who helped gather and check the evidence. In addition, the National Homecare Council, which represents local authority provided and commissioned home care services, contributed to the early scoping of the project. Information about recruitment initiatives and the extent of collaboration was mainly gathered through a survey of all local authorities with social services responsibilities, strategic health authorities, primary care trusts, Skills for Care regional offices and Workforce Confederation regional committees. Additional projects were identified from published reports and articles, through responses to the letter sent to key stakeholders introducing this project and via a variety of other leads and introductions. In total around 90 organisations provided information at this initial stage. Of these, 30 organisations were selected, based on who their project was targeting, how much collaboration was involved and what strategies they had adopted, and asked for more details from a nominated contact. A semi-structured questionnaire was used for these interviews to ensure comparable and complete information was collected from each site. Other people and organisations also involved in the project were contacted for their views on some of the initiatives and independent domiciliary care
Good practice?
It is not easy to say with certainty whether the many initiatives and innovative approaches to recruitment outlined in this report are really contributing to improvements in recruiting and retaining social care staff. For one thing, much of the work, such as raising the profile of social care, is long-term investment rather than offering immediate impact. Many of the projects were relatively new and most had not been formally evaluated at the time the information was gathered for this report. In addition, recruitment success varies geographically depending on a number of external factors, so what is successful in one area may not work elsewhere. Nevertheless, this report covers a variety of proactive, positive and exciting approaches that others may find interesting and helpful in improving workforce recruitment and retention. Contact details are included so you can talk to the people involved about their experiences in more detail, and whether their projects are proving successful. Some organisations are responsible for a number of initiatives referred to in different sections of the report. These are not cross-referenced because although part of an overall recruitment strategy, individually they are approaches that work on their own.
* Lucianne Sawyer, CBE, president of the United Kingdom Home Care Association
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One problem at present is the turnover of care workers chasing slightly higher wages being offered by another provider. They go round and round
Recruitment and retention project officer
Notes
1 Our health, our care, our say: a new direction for community services Department of Health Stationery Office 2006 2 Referrals, assessments and packages of care Department of Health 2005 3 Perceptions of social work and social care Department of Health/COI 2001 4 National framework to support local workforce strategy development Department of Health 2005 5 National Statistics website http://www.statistics.gov.uk 6 Estimating future needs/demands for support for adults with learning disabilities in England Institute for Health Research 2004 7 The state of social care in England 200405 Commission for Social Care Inspection 2005 8 Philip Mickelborough at Laing and Buissons 2005 Home Care Conference 9 Who cares now? UK Home Care Association 2004 10 Who cares? UK Home Care Association 2001 11 Joseph Rowntree Foundation - various research findings 12 The state of social care in England 200405 Commission for Social Care Inspection 2005 13 Who cares now? UK Home Care Association 2004
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Chapter 2
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2
Working together
Working together can be a worthwhile approach to recruitment, even if the organisations involved could be seen as competing with each other for staff. Collaboration can take many forms. It may be a formal agreement between a number of large organisations within a geographical area or a close partnership between smaller bodies, such as a local authority and an employer. Collaborative approaches are especially helpful in reaching disparate groups of people, for example, to raise the profile of social care careers among potential recruits of all ages. They offer practical benefits such as shared budgets and resources. Different organisations may be able to offer diverse experiences, knowledge and skills. This chapter looks at some specific examples of how large-scale collaboratives and partnership working between authorities and private employers can operate. There appear to be clear advantages from largescale collaboratives in terms of the pooling and costeffective use of resources, the potential for sharing ideas and the opportunities to improve communication and relationships across borders and across sectors.
Large-scale collaboratives
There are large-scale collaboratives working in a number of areas, involving several authorities, independent providers and other organisations. Geographically these collaboratives are frequently based on the sub-regions of the national body Skills for Care, which works on behalf of social care employers to enhance the quality of staff and services in social care. In some cases it is the extent of collaboration across health and social care, rather than across local authority boundaries, which is effectively delivering the range of initiatives that are characteristic of larger groupings.
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2 | Working together
fully engaged. Members of the BCPC board include: employers training providers the LSC sector skills manager local authority HR departments the COVE (Centre for Vocational Excellence) a health representative This collaborative is seen as very successful by both the statutory sector initiators and by independent employers. It is pulling people together and leading to other projects. One big advantage is the potential for sharing resources one project manager for the whole training project over four local authority areas, and a full-time workforce development coordinator and administrator for the recruitment and other initiatives. Contact: Andrew Packer E-mail: andrew.packer@dudley.gov.uk Phone: 01384 813131
16
beginning to happen. The county council has appointed a senior officer to liaise with health colleagues and organisations, while the strategic health authority has funded three posts, one in each locality, to promote joint workforce development. The Cheshire sub-region of the North West Sector Skills and Productivity Alliance is identifying policy drivers and ways to optimise available resources. The range of initiatives which have resulted from this collaboration include: careers development cadet/trainee programmes specialist diploma development supported training programmes supporting employers in provision of entry level NVQs (LSC-funded) an employment charter on employment opportunities for people with mental health problems international partnerships liaison with Jobcentre Plus job fairs, job shops, events and careers promotion changes to recruitment procedures role redesign and enhanced duties to make home care more attractive to potential applicants. A reference group across health and social care meets regularly to share information, developments and workforce issues. Contact: Colin Ashcroft E-mail: colin.ashcroft@cheshire.gov.uk Phone: 07957 140384
Partnership working
Some authorities are beginning to work in real partnership with local employers, recognising each others problems and working together to reach solutions. Some partnership work is directly concerned with recruitment and workforce issues. In other cases, although the focus might not be quite so clear-cut, there are obvious benefits in terms of recruitment or retention outcomes. As some of these examples show, supporting independent providers can happen in all sorts of ways.
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2 | Working together
The councils workforce development team, which forms a part of the Disability Service, provides and arranges training for all staff, regardless of who employs them. The staff concerned provide social care services for people with learning difficulties, physical disabilities and/or sensory impairment. The independent sector and the department have also worked together via a training consortium to address training issues and to provide cost-effective and collaborative ways of providing training. A social care careers project was established by the County Council and the SHA, led by a careers adviser, in order to address recruitment and retention issues. As a result, the following projects have been established and are now in the process of development: care ambassadors (staff who visit schools and colleges in order to promote career opportunities in social care and to enhance the work-related curriculum) developing local job role profiles training mainstream careers advisers structured work shadowing for adults a contact for members of the public interested in social care careers the development of a careers matrix. Contact: Adrian Key, Social Care Careers Adviser: E-mail: adrian.key@cambridgeshire.gov.uk Phone: 07765023882 For information about the Training Consortium Contact: Jim Thomas, Workforce Development Manager E-mail: jim.thomas@cambridgeshire.gov.uk Phone: 07766441810 or 01223 718291
a 24/7 helpline for advice on disciplinary, sickness and holiday matters a tribunal service. The authority uses the HR development grant to fund this initiative. It gives providers more confidence, enables them to nip personnel problems in the bud and also makes staff feel more valued. Contact: Gillian Bennett E-mail: gillian.bennett@manchester.gov.uk Phone: 0161 2196787
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Recruitment remains very difficult in Gloucestershire but there are real hopes that these measures will pay off over the longer term and in the meantime there is strong commitment to greater openness and improved communication which, it is hoped, will lead to a more efficient work environment. Contact: Julie Walters E-mail: julie.walters@gloucestershire.gov.uk Phone: 01452 425131 or Contact: Bron Williams E-mail: bron.williams@gloucestershire.gov.uk Phone: 01452 425180
going to be needed will depend on taking into account what makes this type of work attractive to people and why they choose to remain in the industry, providing the vital life-blood of the service. Research has shown that what domiciliary staff generally like about the job is: the ability to forge good relationships with service users and being appreciated by them being able to respond flexibly to the needs and preferences of users and to use their own initiative having their views taken into account by those who are making decisions about service users or about how the service is provided working in a team good management support and being valued by managers good training development and career opportunities. What they often dislike is: job insecurity work, or amount of work, not guaranteed pressure to work at non-social times short visits not being paid for time spent travelling between service users split shifts with work often required in the early morning and late evening poor pay and terms and conditions perceived low status of social care work. Many of these attitudes may be shared by people working in other areas of social care. Although some of these factors will depend on individual providers and the way in which they run their organisations, many of them cannot be achieved by providers on their own. The way in which services are commissioned and the contracts under which they are provided will also influence the nature of the job and the terms and conditions on offer to care staff. Examples of this are provided throughout this report.
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Chapter 3
20
Developing a workforce strategy Raising the profile of social care Communication to support recruitment
3
Approaches to recruitment
Overcoming barriers to recruitment may be a matter of taking a more innovative approach to traditional activities rather than introducing something entirely new. This chapter looks at key steps in recruitment, including: developing a workforce strategy raising the profile of social care communication to support recruitment.
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3 | Approaches to recruitment
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before the main feature. The cost is nominal and the long-running campaign gives a hotline number for further information. All initiatives carry the strap-line What do you do in the mornings? Contact: Helen Rowe, locality manager Care4You Service E-mail: helen.rowe@sheffield.gov.uk Phone: 0114 203 7107
Advertising can be very costly so it is important that expenditure is as cost-effective as possible. Advertisements and any specific recruitment literature must be appealing and relevant to the target audience or could end up a waste of money. The response people get when they enquire about care work whether as a result of advertising or anything else is also critical, and some authorities have taken action to ensure that all calls are dealt with in a positive and helpful way. Sometimes employers feel they have no alternative but to continue advertising even if they dont get a good response. But there are other approaches, such as job fairs. These need to be big and varied to attract people. Local employers may find that their own attempts to put on such events are ineffective, but have reservations about events where they are competing with in-house providers who are in a position to offer much better terms and conditions. And organisations which provide a service within a very local area could find that large centralised events do nothing to assist their recruitment problems. It is worth remembering that every local authority has its own website, which can potentially be used
People with qualifications are starting to choose where they want to work but terms and conditions, especially wages and annual leave, are the main factors. Organisations which pay the highest wages get the better choice of applicants.
Workforce development officer
as a recruitment tool, featuring specific vacancies as well as more general careers information.
Advertising may be another area of collaboration for authorities, particularly because it can be relatively cheap when done through the council website. It is possible to provide a direct link from the authoritys website into organisations that provide social care services on a block basis.
Careers guide
East Riding of Yorkshire Council, on behalf of the
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3 | Approaches to recruitment
Multi-Agency Workforce Collaborative, has produced an attractively designed guide to careers in social care, social work and healthcare. It outlines job roles, provides a useful qualification grid and suggests ways into different career routes. The guide features illustrated examples of people currently working in social care and the jobs they do. This has now been complemented by a professionally produced DVD targeted at young people considering a career in social care. Contact: Jeff Wheelwright E-mail: jeff.wheelwright@skillsforcare.gov.uk Phone: 01482 802415 or Contact: Jo Shores E-mail: jo.shores@eastriding.gov.uk Phone: 01482 391164
substantial levels of vacancies. Contact: Gillian Bennett E-mail: gillian.bennett@manchester.gov.uk Phone: 0161 2196787
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Pay is a major issue there is a conflict of interest in that care workers have to earn a living but providers have to remain competitive
Independent employer
Notes
1 Who cares now? UK Home Care Association 2004
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Chapter 4
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4
Increasing the pool
A common concern among social care employers is that the relevant labour market is quite limited and we are all fishing in the same pool. Understanding this may act as a spur to working collaboratively to find solutions, rather than just continuing to compete for a dwindling supply of suitable staff; it may also lead to initiatives aimed at increasing the pool of available recruits targeting: young people people from marginalised communities (see p.27) staff from overseas. The choice of approach needs to be appropriate to the target group. Another effective approach is to develop cadet schemes to attract young people into health or social care work. These usually consist of a combination of work experience placements and a part-time college course, normally leading to an NVQ at either level 2 or 3. Overall there is a lot of interesting work going on with schools in many areas, such as: ensuring that school careers advisers are well briefed on social care opportunities attending school careers events developing material like CDs especially for use in schools supporting teachers delivering the GNVQ in social care providing supported visits for teachers.
Potential barriers
The commonly held belief that the Commission for Social Care Inspection (CSCI) insists that people must be aged 18 and over to engage in direct care duties, specifically personal care tasks, often leads to concern that this creates problems in retaining the interest of the 16+ group until they reach 18. As a result many initiatives aimed at attracting younger people are not delivering any new recruits into home care posts. This mythical age barrier is seemingly the reason there are not many examples of well-developed apprenticeship schemes in the social care sector. For instance, Norfolk County Council first targeted 17 year olds, but raised the age to 18 because of the anticipated CSCI response. There are cases of authorities being unable to attract sufficient young people into care work but able to recruit them as
27
apprentices to administrative jobs. CSCI guidance (see Appendix) makes it clear there is no such ban, although there is a need to ensure that younger people have undertaken the essential training required for all recruits. Of course there are other aspects of home care which make it difficult to employ young people, one of which is the need in most cases to be a car driver and have access to a vehicle. Another is the fact that care workers usually work on their own in service users homes. There is apparently a growing need for two-handed visits as increasing numbers of people with very high dependency levels are maintained in the community, so that one option may be to employ younger recruits to travel and work in tandem with an experienced worker providing such visits. Structuring frontline staff so that there is a small team within a given area, together with a senior care worker who has a supervisory role, may also be a way of ensuring that younger workers have adequate support, but this does depend on whether or not commissioning delivers viable caseloads to enable providers to focus on specific localities.
there is an expectation that some of them intend to pursue career opportunities within social care. Contact: Jane Connolly E-mail: janeconnolly@stockport.gov.uk or Contact: Christine Ash E-mail: christine.ash@stockport.gov.uk
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variety of reasons. For instance, they may have feared exclusion on the grounds of age, lack relevant qualifications or skills, come from a socially excluded community or been unemployed over a long period. A common element of such schemes is providing handholding or other support wherever necessary, an ability to think out of the box and a flexible approach to conventional recruiting procedures. A number of innovative schemes are making a contribution to the numbers in the local social care workforce. Pre-application training can play a major role in getting people job-ready, particularly if they have been unemployed for long periods. Although people often remain on benefits while doing pre-application training, in some places they get paid to train and this is seen as an important element in the success of those schemes. Mentoring schemes to provide ongoing support once someone starts work can be very helpful in stemming leakage of recruits within the early weeks of employment.
likely to be drivers or to have access to a roadworthy vehicle. Authorities recognise the difficulties posed by the need for care workers to be mobile, especially in rural areas, and some have found ways to address this. For instance, recruits may be placed in a residential home or day-care centre until they are able to fund driving lessons and acquire a vehicle, or given home care assignments which involve doubling-up with another worker. Barnsley MBC has teamed up with a scheme called Wheels to Work which provides mopeds so that staff are able to get around the more rural parts of the authority. Some local authorities still pay a bicycle allowance.
We have always celebrated our successes. It never ceases to amaze me how excited people get theyve often had no success at school. Seeing their excitement and satisfaction is a great encouragement to all the rest of us the wow factor!
HR manager, about a successful scheme recruiting and training people from very deprived areas
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at the event were given a basic literacy test and a very short interview. Successful candidates were then able to undertake a two or three-week fulltime basic training course in care. Training was provided by a local training agency and included taster days arranged with the in-house service. This project was found to be very successful. Not only did candidates go into social care jobs but also a great deal of time was saved in vetting applications because those who had done the course were able to make a conscious decision to apply for work. Funding for the project has since been withdrawn due to changing priorities within Jobcentre Plus. Contact: Sue Collingridge E-mail: sue.collingridge@enfield.gov.uk Phone: 0208 379 8099
term gains. Typically one event attended by 120 young people resulted in 62 requests for further information about careers in social care. Contact: Shirley Brennan E-mail: shirley.brennan@stoke.gov.uk Phone: 01782 599965
Training support
Cheshire County Councils intermediate labour market programme aims to provide a bridge back into work by improving peoples employability. The scheme is being implemented in localities by groups that include independent employers. The main part of the six-month programme is a supported training contract. It also includes pre-access training, personal development and assistance with job search. The key thing about this programme is that it is a job with training, rather than a training scheme, and participants are paid the going rate for the job. Contact: Colin Ashcroft E-mail: colin.ashcroft@cheshire.gov.uk Phone: 07957 140384
30
hours each of mentoring time. This should reduce the problems employers often experience of new care workers leaving within the first few weeks in the job and after money has been invested in recruiting, obtaining CRB clearance and providing induction training, so the scheme might well prove cost-effective. Contact: Penny Lawlor E-mail: pennylawlor@aol.com Phone: 07815 827430
visiting countries themselves to select staff obtaining police checks on candidates and evidence of driving tests while in the country, and also ascertaining that candidates can speak English giving candidates a two-week orientation course on living in England when they first arrive in the UK. During this first fortnight recruits also take a driving test and get CRB clearance. They are then given induction training incorporating all the normal requirements but developed especially for international recruits. Agincare has bought properties and converted them into bedsits to offer their overseas workers accommodation at a subsidised rate. The company also provides vehicles. Agincare says overseas recruitment has increased the workforce by 17%. This represents not only an increase in numbers but also a supply of care workers who are able to work full-time and can be extremely flexible. Contact: Derek Luckhurst, Managing Director, Agincare E-mail: derek.luckhurst@agincare.com Phone: 01305 769418
International recruitment
Based on anecdotal evidence there appears to be a great deal of international recruitment going on, and there are some major concerns about the way this is being carried out and about some of the consequences. The Commission for Social Care Inspection (CSCI) has said that the independent sector has become increasingly dependent on a migrant workforce, which does nothing to improve the stability of the sector. Recruiting internationally can have a positive impact on the ability of organisations to maintain and expand their service capacity. It is critical, however, that this is only undertaken in a careful and properly organised manner, with clear protocols and procedures in place, rather than haphazardly attracting would-be migrant workers desperate for employment even at low rates of pay.
1
New providers come into an area and take staff by offering higher rates, and, because they are not a block provider, they can charge more
Independent employer
Notes
1 The state of social care in England 200405 Commission for Social Care Inspection 2005
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Chapter 5
5
Promoting retention
Recent figures suggest turnover rates in home care in particular are very high, around 26% compared to a national labour turnover rate in the UK generally of 15.7%. That means that on average social care employers in all sectors are losing and replacing a quarter of their workforce each year. In areas of very low unemployment where there is competition from less stressful but comparably paid work, turnover can be as high as 75%. High
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importantly, quality of care is compromised by lack of continuity. Failure to retain staff also means that building up the workforce to respond to the demands for increased capacity becomes increasingly difficult. Once people have obtained NVQ level 2 they are more likely to stay in the industry, although the qualification may put some in a better position to switch employers for better terms and more opportunities elsewhere. Nevertheless, providing support to assist employers in achieving the NVQ targets is likely to be extremely welcome. Whilst seeming self-evident, its worth pointing out that if staff find their work satisfying they are more likely to stay in the social care workforce. Some organisations have made specific efforts to improve job satisfaction among their employees.
'Our turnover used to be almost 100% but since there has been a more structured approach, much better induction and an opportunity to obtain qualifications, retention has improved. This year we have taken on 54 people and only lost 13 in the last nine months. We have already got half our care workers with NVQ2.'
Manager of independent organisation
Training
Being offered good training is generally appreciated by staff and makes them feel valued. Independent employers who invest heavily in training or have access to adequate training resources tend to report fewer retention problems. Training can also be instrumental in creating a shared culture and ensuring that staff are confident in their work which then leads to better retention.
turnover is problematic for various reasons, not least that repeated recruitment, induction and clearance checks represent a very significant cost. Continued turnover of staff makes it more difficult for providers to ensure the necessary 50% of their workforce have NVQ level 2, and, perhaps most
Induction training is critical. There tends to be a leakage of new recruits within the first three months of their employment. There could be many reasons for this but a key one is apparently a lack of confidence among new care workers in dealing with complex needs in a situation where they are
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5 | Promoting retention
probably working on their own. Good and adequate induction could counter this problem. The introduction of Skills for Cares common induction standards which must be implemented from September 2006 will undoubtedly help but will also present employers with some challenges. Training is one of the key areas where collaboration and partnership can be very effective. There is actually a great deal of funding available for training but it is not always easy for independent employers to access and they usually have to make their own contribution. Most funding goes to local authorities in the form of training support grants, both to train their own workforce and to transfer to organisations with which they contract. Employers may be helped with the cost of training to some extent, and this is generally resourced through funding such as the European Social Fund (ESF), from the Learning and Skills Council (LSC) or via industry or regional consortia. Small organisations largely lack either the skills or the resources to undertake the complex application processes to obtain this funding on their own, so this support is extremely valuable. Unfortunately, even where training is provided by councils, employers are not always able to take advantage of it. This is generally because: training takes a whole day and it is not possible to release staff from work for that long, especially where this might mean releasing several people from the same area at one time training is delivered in a central location that is difficult for staff to get to, particularly in rural areas training is in theory open to all sectors, but in practice booking forms go to in-house teams first and independent providers are only offered the remaining places. Experience also shows that where training is held jointly with the in-house service, independent staff are likely to become dissatisfied comparing their terms and conditions with those of the in-house care workers.
CASE STUDIES
Induction workbook
Staffordshire Social Care Workforce Partnership has developed an induction workbook, funded through the enabling fund that is part of the training strategy implementation grant available via Skills for Care. All local employers get a free copy of the workbook, which is being updated to conform to the Skills for Care common induction standards. This approach is more workable than delivering the in-house induction programme to independent employers. Contact: Penny Lawler E-mail: penny.lawler@aol.com Phone: 07815 827430
Training networks
The Tyne and Wear Care Alliance was set up in response to concerns about the ability of the independent sector to train adequately. It is a collaborative of workforce development professionals and employers, who are encouraged to participate in the development and management of individual networks and also provide training placements. The alliance acts as a broker commissioning training that is then supplied at no cost other than the cost of releasing staff while they undertake training to employers. One of the main aims is to ensure that training is equitable across in-house and independent sectors, particularly with regard to NVQs. There have been some problems getting candidates through to completion, partly due to training organisations having too high a ratio of candidates to assessors and partly due to care workers moving from one organisation to another. The Tyne and Wear Care Alliance is also working on Route into Care with Jobcentre Plus and has funding to get 60 people through induction training, Protection of Vulnerable Adults (POVA), CRB checks and into care posts. Within the initiative there is also a drive to ensure that employment organisations such as Jobcentre Plus have a better understanding of care training. Contact: Pauline Wiper E-mail: pauline.wiper@sunderland.gov.uk Phone: 07915 656052
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Commissioning training
Warwickshire Quality Partnership aims to raise standards and enhance quality of care via training. The hope is that this will also improve staff retention, and already turnover has reduced for some providers. The partnership is run by a board consisting of representatives from both independent and statutory sectors who determine the programme, so it is entirely in line with the needs of service providers. There is a project manager who is employed by the local authority but works to the board and takes responsibility for commissioning training. The project manager may also help independent organisations with training needs analysis and other things such as problems with inspections. Providers get funding to pay for training plus advice on how to choose training organisations. Contact: Elaine Ives E-mail: elaineives@warwickshire.gov.uk Phone: 01926 731034
covering general training in both areas of responsibility, such as the aims and values of the extra care scheme, safety and security. Further joint training is planned to cover abuse and some specialist skills. The training initiative has seemingly empowered staff and fostered a better understanding of what the scheme aims to achieve. The staff work more as one team and retention is reported to have improved. Contact: Sue Lewis E-mail: sue.lewis@ph2k.org.uk Phone: 01422 284547
NVQ workpacks
The Cheshire Consortium for Health and Social Care, which has 50 partners, mainly from the independent sector, aims to speed up NVQ attainment. A team analysed all the options for NVQ levels 2 and 3 and has come up with a selection that between them encompasses the whole range of care types. A workpack has been developed for each of the options and for the basic units. Each A4 pack contains questions or examples for the candidates to work through plus some practical tasks. This will help provide evidence in areas that cannot be assessed through observation. The workpacks have been tested on the in-house team and found to be very successful with candidates achieving qualifications in just over three months on average. Contact: Colin Ashcroft E-mail: colin.ashcroft@cheshire.gov.uk Phone: 07957 140384
Joint training
A joint induction programme, set in an extra care housing complex run by Pennine Housing in partnership with Calderdale Council adult services, initially aimed to clear up confusion about the roles and responsibilities of the two sets of staff and give a broad understanding of the interface areas. This has now developed into a joint training programme
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5 | Promoting retention
trained staff there is more chance that qualified staff will apply for vacancies. Contact: Andrew Packer E-mail: andrew.packer@dudley.gov.uk Phone: 01384 813131
should also consider how they can ensure that all providers get opportunities to participate in more interesting and professionally satisfying specialist services. In Norfolk it has been agreed that independent providers will be involved in the early rehabilitation work and discussions are ongoing about the possibility of tendering specialist services in future. Independent service providers find it frustrating to lose staff, especially if they have gained their NVQ2, to the in-house team or to health-related posts. Independent employers, particularly those who are members of any of the large collaboratives, recognise that it is not necessarily a loss when someone moves on to work in another part of the health or social care field, but it is very hard when your organisation is always the entry point and others get the benefit of your investment in training and recruitment. This is particularly difficult in a situation where providers are doing their best to reach 50% with NVQ2 by 2008.
Career pathways
According to research by the Chartered Institute of Personnel Development, the second most common reason for staff turnover is lack of career and development opportunities. In many areas work is already going on to develop social care career pathways. There is also a growing recognition that it is important to provide opportunities for development to keep people engaged in social care work. But when it comes to commissioning services, there is not enough attention paid to making sure that independent providers can offer such opportunities to their workforce. A typical situation is that the in-house team takes on all rehabilitation work for the first six weeks after a user comes into the system, leaving only ongoing maintenance to the independent sector. Independent providers feel it is important, however, for their staff to have development opportunities and not to be marginalised into purely maintenance roles in this way.
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Recruitment is now much easier because we are able to pay more as a result of the better price being offered through new contracts.
Independent employer
There are advantages to this initial six-week pattern, such as enabling more thorough assessment and getting any necessary aids or adaptations in place. But authorities do need to think through the consequences in terms of helping providers to build up stable and competent home care workforces over the longer term. Authorities
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Although the model has been developed for learning disability services, it could be applied to older people and general domiciliary care services. It gives examples of all social care posts from management to care workers, and provides information about entry requirements and progression routes. There are two versions of the matrix - one describing the current situation and one outlining what the sector might work towards. An associated paper highlights some of the issues, such as uneven pay rates and the lack of clear progression routes for some staff. Contact: Adrian Key E-mail: Adrian.Key@cambridgeshre.gov.uk Phone: 07765023882
recruitment is easier. This can also make existing staff feel more valued and satisfied with their role. Some authorities have recognised the potential of working more closely with health colleagues to aid recruitment and retention. There is also growing evidence that where authorities have moved to focusing on the achievement of outcomes rather than on specifying tasks and times, staff retention is improved. This is thought to be because service providers, and their employees, are able to respond more flexibly to the needs and wishes of service users on a day-to-day basis. In addition, care staffs views are more likely to be sought on how to achieve outcomes with the service users they visit.
Intermediate care
Thurrock Councils Crisis Support and Hospital Discharge teams offer community-based intermediate care. It is a time-limited service, available 24/7, and care staff work closely with Thurrock PCTs Collaborative Care Team, in a multidisciplinary framework with an agreed care plan. Staff are employed directly by Thurrock Council and skills training is provided. The work is seen as more rewarding than ongoing home care support. Contact: Jan Hurn E-mail: jhurn@thurrock.gov.uk Phone: 01375 652856
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5 | Promoting retention
Other financial incentives may be available, such as loans for care workers to take driving lessons or get vehicles roadworthy, but some are only available to care workers from in-house services. Individual independent employers might also be offering a range of incentives.
Outcome-based commissioning
Hartlepool introduced outcome-based commissioning of home care in 2003. Staff retention is said to have improved for both independent service providers and the in-house service. Contact: Phil Hornsby E-mail: phil.hornsby@hartlepool.gov.uk Phone: 01429 523944 Evaluation of a pilot outcome-based home care service in Thurrock found that care workers and care co-ordinators felt it made the job they were doing much more rewarding and that their employing organisation, whether it was the council or an external provider, was acknowledging their skills and abilities. Contact: Colin Slasberg E-mail: c.slasberg@thurrock.gov.uk Phone: 01375 652671
Financial incentives
Research suggests that pay is not the major issue determining success in recruiting people into social care posts or in keeping them there. Nevertheless, money is a very important factor in the establishment and development of a viable social care workforce. Experience shows that an enhanced rate of pay is one of the factors that can enable schemes to be fully staffed or make recruitment easier. Some authorities have taken specific steps to ensure that financial issues do not impede local employers ability to recruit and retain staff. Authorities may find it helpful to look at local pay rates, particularly in the retail sector.
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house care workers were on higher rates than independent care employers could afford to match. There was felt to be a real risk that the authority would not be able to meet its statutory responsibilities in the near future if it did not take action. The decision was therefore made to increase the price paid for domiciliary care to enable providers to pay care workers at a competitive rate at least equal to that paid to equivalent staff in a local authority setting. Providers may also get additional funding so they can match any pay increases received by local authority staff. Support from Seftons chief executive and persuasive lobbying by independent providers ensured that elected members supported this decision, and apparently councillors are now enthusiastic about the change as a result of positive feedback from their constituents. Funding is mainly from the community care budget and efficiency savings. Recruitment problems have greatly eased and morale has improved. Contact: Colin Speight E-mail: colin.speight@sefton.gov.uk Phone: 0151 922 4040
repeated in 2006 and is being applied in areas where there are particular capacity needs, to enable providers to guarantee hours for new staff for a defined trial period. Contact: Julie Walters E-mail: julie.walters@gloucestershire.gov.uk Phone: 01452 425131 or Contact: Bron Williams E-mail: bron.williams@gloucestershire.gov.uk Phone: 01452 425180
One-off payments
Gloucestershire County Council has made determined efforts to increase capacity, including allocating an additional 145,000 as a one-off payment to the independent home care sector. This is intended to aid staff retention through improving pay and staff training. This has been
Notes
16 Recruitment, retention and turnover 2005 Chartered Institute of Personnel and Development
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Chapter 6
6
Factors to consider
This chapter looks at some of the factors that have generally been found to play a part in the success or failure of attempts to improve social care recruitment and retention. training through their Employer Training Partnership. Strategic health authorities may provide funding, to pump prime large-scale health and social care collaborative work, for example.
Funding
Common sources of funding are the Department of Health grants for recruitment initiatives, the HR development grant, and for training and workforce development initiatives, the National Training Strategy Grant. Skills for Care can supply funding through its training strategy fund with the proviso that the money will only be made available if partnership working with independent sector partners is in place. This proviso has been very effective in ensuring that independent sector providers have been included in and, in many cases have had considerable influence on decisions about how to address staffing shortfalls. Some Skills for Care funding is specifically to support NVQs and is only available in the form of reimbursement for completed units. This can cause problems in areas where there is a shortage of NVQ assessors. Financial support for training is also available from the European Social Fund (ESF) but the administration and quality assurance requirements associated with ESF funding can be onerous. An alternative is the Learning and Skills Council (LSC). LSC funding can support NVQ level 2, paying so much on the candidates registration, a further sum when half-way to completion and a final sum when NVQ2 is achieved. LSC also provides funding so that employers can pay staff while care workers are
Optimising resources helped us get our initiatives off the ground. We have brought in over 1m over the last couple of years for pilot programmes its attractive when you can say that will be funded and senior managers are prepared to take managed risks.
Workforce development manager
It is particularly important to have a source of sustained funding. A great deal of work is being put into recruitment initiatives, some of which are expected to have positive outcomes over a longer term rather than being a quick win solution. It can be extremely frustrating when a scheme starts to deliver improvements in recruitment but then funding is withdrawn.
Staffing resources
It can be difficult to dedicate sufficient time to addressing the recruitment and retention problems recognised across the care sector. A possible solution
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6 | Factors to consider
is to appoint a development worker, an approach adopted in some areas by partnerships involving commissioners, in-house and independent providers and drawing on the expertise of the authoritys HR department. The model used and job role/responsibilities will vary depending on local demographics and choice. Most project workers act as a liaison between the partners to identify problem areas and to develop links with employment organisations such as Jobcentre Plus and Connexions, training agencies including Skills for Care and the Learning and Skills Council, and workforce confederations. Among other functions, development workers are able to standardise data between sectors; this enables accurate and up-to-date workforce information to be produced and can generate a more accurate projection of what skills will be needed. Having a dedicated member of staff who has time to think about the problems and issues and to carry out research can be a key factor in making the right decisions. The majority of development worker posts look at day, home, residential and nursing care services. Line management may take various forms, though a partnership board can help set the agenda for the role and provide additional expertise. Most funding for this sort of post is short-term through the HR development grant. Some posts are now mainstream funded.
Sharing resources
The Black Country Partnership for Care involving Dudley, Wolverhampton, Walsall and Sandwell has appointed a full-time project worker. Funding for the project as a whole comes through various sources including the Regional Development Agency in more deprived areas. One of the benefits is the employers improved understanding of ways to retain staff which has started to reduce competition in the market. Contact: Andrew Packer E-mail: andrew.packer@dudley.gov.uk Phone: 01384 813131
Dedicated helpline
The restructuring of Staffordshire County Council services offered an opportunity to create the new post of service development manager, together with a team of service development officers. This team has a dedicated phone line, so that enquiries are dealt with by someone who knows the business and what social care entails. The personal commitment of the service development manager to be part of making things better and raising the profile of social care has been critically important to the success of Staffordshires initiatives. Contact: Pauline Warrilow E-mail: paula.warrilow@staffordshire.gov.uk Phone: 01785 355841
Wide-ranging support
Recruitment and retention initiatives have more chance of success if they have support from across the local social care sector. It can especially help to have champions offering visible support for various initiatives from high up in an organisation. This might be an elected member from the authority or the director of adult social services, but the champion must understand the problems and issues. In terms of ensuring that the budget is sufficient and that it is sustained, support at this level is critical.
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They are passionate about the importance of the The main thing which helped get our project off the ground was support from the top. The project is part of the integrated service performance plan which feeds into the corporate strategy.
Project manager
sector. Planning started with the local authority, LSC and the employers who had contracts with us.
Head of HR
It is worth trying to engage HR specialists within local authority social services in discussion about recruitment across sectors, although it may not always be profitable. Some HR departments are moving forward and recognising that assisting independent social care providers can represent good value for the authority, and are working enthusiastically with their local employers. Corporate HR is beginning to realise that you do have to consider the independent sector to begin with they just looked at you with blank faces if you mentioned independent employers. But they have important skills and you need to get them on your side.
Workforce development manager
Getting all the key individuals and organisations on board and keeping them there is critical to successful collaboration on recruitment. Ideally all sectors should be involved at a leadership level to get initiatives up and running and enable them to move forward. One of the main things that has helped our projects is the fact that the board is a mixture of statutory and independent service managers from different user groups, the head of policy and the workforce development manager.
Project manager
All key stakeholders should be involved from very early on in the thinking and planning to build support for a particular strategy and to ensure that there is the shared vision to drive the work forward. Understanding the local problems within the context of national data, openness about the challenges and difficulties faced by the different players and a commitment to work together to find solutions can ensure that there is a real community of interest and shared vision about what initiatives are trying to achieve. Its been really difficult getting our independent providers on board. I wish we had got them involved at the beginning. There was a lack of trust they were very suspicious. We had to use an outreach worker to go and talk to them all, but things are much better now.
HR manager
Communication
Good communication is particularly important in situations involving many non-statutory organisations. Communication between partners may include sharing minutes of meetings, or an independent sector representative might sit on the board of the collaborative and be responsible for reporting back to other independent providers. This might be supplemented by open reporting at regular providers forums. Newsletters that can be widely distributed are generally seen as a satisfactory method of ensuring that collaborative members are kept aware of what is going on and offering ready access to useful information.
The main thing that helped us get the project off the ground was that there was a group of people who were willing to share and work together, and willing to do more work than they were paid to do.
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6 | Factors to consider
websites, funding for training, working group meetings, care ambassador schemes and workforce data. The newsletter gives contact details for project staff. The newsletter is also sent to the in-house team and in return the in-house publication In Touch, which also discusses joint initiatives, is available to independent employers. Contact: Lindsey Clayton E-mail: lindsey.clayton@staffordshire.gov.uk Phone: 01782 599158
This authority is really trying to make an impact, but it is quite a struggle because of the problems in getting independent employers involved. Everyone is so busy with different government initiatives its very easy for them to get knocked off course. It was difficult to get people involved and its difficult to keep them there. The amount of administration swamped us, filling forms, accounting etc. Anything the ESF funded had to develop policies and procedures in accordance with the standards of the Adult Learning Inspectorate. There are too many providers and not enough work for any to be viable. They (the commissioners) dont understand about the critical mass needed for a viable branch and they are still encouraging new providers into the area and only spot purchasing.
Obstacles
The converse or lack of the factors listed above could well mean that recruitment and retention initiatives may be less successful, or may fail entirely There are other reasons why an approach may not deliver real improvements in the numbers coming into, and staying in, social care. The following comments from people interviewed for this report give some indication of what obstacles recruitment initiatives may face. Workforce development initiatives are very separate from service commissioning and the fact that providers are not involved in decisions on commissioning undermines much that the working group is trying to achieve. For example, in our area, commented one observer, they are still only spot purchasing so when a service user is admitted to hospital they lose the work and we have nothing to offer them for two or three weeks. We frequently lose staff because they have got to earn a living.
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There are to be major changes in terms and conditions for the in-house staff which is likely to have a big impact on our ability to recruit and retain staff. What they have achieved for their staff is wonderful but it is what all providers want for their staff. Until recently we were almost in line with inhouse terms and conditions, now there will be a big wedge between us again. It is so disheartening.
Independent employer
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Conclusion
Several years ago, when it was still the DH Change Agent Team, the National Older Peoples Programme identified that for many developers and commissioners workforce considerations had become a forgotten factor in service planning. A good many new initiatives, and newly created services, foundered on the inability of service deliverers to adequately staff up those services. It is heartening to discover that many health and social care communities, across both public and independent sectors, have embraced a collaborative and inclusive approach to resolving staffing capacity problems. The role of service commissioning and the nature of relationships between commissioners and providers are central to achieving this. Many case studies and examples quoted in this report demonstrate how the specific barriers to delivering home care and improving capacity can be overcome through working collaboratively and with commitment.
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Appendix
Further information
These are web addresses for some of the reference material given in the footnotes Our health, our care, our say Department of Health 2006 White Paper http://www.dh.gov.uk/PublicationsAndStatistics/Publications/PublicationsPolicyAndGuidance/ PublicationsPolicyAndGuidanceArticle/fs/en?CONTENT_ID=4127453&chk=NXIecj Referrals, assessments and packages of care DH 2005 (annually produced statistics) http://www.dh.gov.uk/PublicationsAndStatistics/Publications/PublicationsStatistics/Publications StatisticsArticle/fs/en?CONTENT_ID=4104361&chk=JzAYv/ Perceptions of social work and social care COI/DH 2001 http://www.dh.gov.uk/PolicyAndGuidance/HealthAndSocialCareTopics/SocialCare/SocialCareWorkforce/ SocialCareWorkforceArticle/fs/en?CONTENT_ID=4001921&chk=HFS1UB A national framework to support local workforce strategy development: A guide for HR directors in the NHS and social care DH 2005 http://www.dh.gov.uk/PublicationsAndStatistics/Publications/PublicationsPolicyAndGuidance/ PublicationsPolicyAndGuidanceArticle/fs/en?CONTENT_ID=4124746&chk=iv8Gmm The state of social care in England 2004-05 Commission for Social Care Inspection 2005 http://www.csci.org.uk/default.aspx?page=1270&key= Recruitment, retention and turnover 2005 Chartered Institute of Personnel and Development 2005 http://www.cipd.co.uk/subjects/recruitmen/general/recruitretnt.htm?IsSrchRes=1 Commissioning Domicillary Care http://www.changeagentteam.gov.uk
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