Report Required by the Ethi~ in Government Act of 1978 (5 U.S.C. app. 101-11I)
1. Person Reporting (last name, lint, middle initial) CASELLAS, SALVADOR E. 4, Title (Article HI judges indicate active or senior status; magislaate judges indieat~ full- or pan-time)
5b. [] Amended gepoa 7, Chamber~ or Office Address On the basis of the information contained in this Report and aay modifications pertaining thereto, it is, in my opinion, in compliance with appficable laws and regulations.
Reviewing Officer Date
U.S. COURTHOUSE 300 RECINTO SUR - SUITE 342 SAN JUAN, PUERTO R/CO 00901
IMPORTANT NOTES: The instructions accompanying this form must be followet Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last pag~
~-~
1. 2. 3. 4.
DI]~ECTOR
II. AGREEMENTS. a~,po,~.g i,,a~.ia.o,,,.; ,-~,~, u-;6 o[filinff in,rructian$.) ~,~ NONE (No reportable agreements.)
DATE PARTIES AND TERMS
Casellas, Salvador E.
2. 3. 4.
B. Spouses Non-Investment Income - If ~ou we,e married during any po~ffon of the repor~ing ycar, complete this section.
(Dollar amount not required except for honoraria.)
1.
2.
3. 4.
IV. REIMBURSEMENTS (Includes those to spouse and dependent children; see pp. 25-27 of filing inrtraction~.)
DATES
L__OCATION
PURPOSE
!TEMS.PAID OR pROVIDED
5.
Date of Report
CASELLAS, SALVADOR E.
05/12/201 !
DESCRIPTION
VALUE CODE.
PI
P|
2.
Santander Securities
MARGINAL LOAN
3.
4. 5.
[ CASELLAS, SALVADOg.E.
VII. INVESTMENTS and TRUSTS NONE (No reportable income, assets, or transactions.)
Description of Assets (including mast assets) Pine," "(X)" aider each *suet exempt fiom prior disclosure Income during reporting period O) Amount Code 1 (A-W) (2) Type (e.g., div., rent, or int.) GrosS value at end of repo~ng period (1) (2) Value Value Method Code 2 (J-P) Code 3 Transactions during reporting period (1) Type (e.g., buy, sell, redemption)
(2)
Date Value 0-P) Gain (A-H)
mm/dd/yy Code 2 Code
(Q-W)
[ I. Account at Bunco Santander interest
None
!
3 4. i 7. ! ! 8. 9.
~2. Account at Popular Seem-ides, Inc. Account at Banco Popular Tax Free Fund-UBS Tax Exempt Fund at Santauder Securities IRA - Universal Life Insurance Co. Cash Value Insurance Policies Met Life & i C Equitable International Hospitality S.E. Annuity Universal Life Ins. Co. GNMA Serial Bonds CMO Lehman 12. 13. P.R. Government & Agency Bonds A
Interest interest Interest interest Interest None Interest Interest Interest i Interest
J K J
T T T
Redeemed
I 1/01110i
Redeemed Redeemed J P2 T ! T Redeemed Buy Buy Buy Redeemed Sold 09/01/10 07/23/10 07/23/10 10/07/10 09/01/10 03/I 1/10
L K
I 0.
UBS
[ Santander Securities
1. lm:ome Gaha Codes: (See Cotumn~ Bl ~4 D4) 2. Valu Codes (See Columns CI and D3) 3. Value Method Codes (~e Column C2)
A =I;I.000 or less F ~$50,001 - $100.000 ] *$15,000 or less N =$250,001 - $500,000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value
B =$1.001. $2.500 G =$100,0~1 - $1,000,000 K =$15,001 - $50,000 O~$500.001 - $1,000,000 R --Cost (Real Estate Only)
C =$2,501 - $5,000 HI *=$1,000.0Ol . $5,000,000 L =$50,001 - $100,000 P1-1; 1,000,001 - $5.000.000 ?4 =More tha~ $50,000,~00 W =Estimated
E =$15.001 -$50,000
VII. INVESTMENTS and TRUSTS - ~eo.o, .~e, ~...o~o.~ a~a~.. ,~o.~ o/s~o~ ~d dependent children; see pp. 34-50 of fding instruetiottt)
NONE (No reportable income, assets, or transactions.)
D~seription of Assets (includIng trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross valu~ at end of reporting p~riod 0) (2) Value Code 2 (J-P) Transactions during r~porting period
(l)
Amount Code 1 (A-H)
(2)
Type (e.g., die., rent~ or int.)
(l)
Value Method Code 3 (Q-W) Type (e.g,, buy, sell, redemption)
(2) (3) (4) Value Gain Date mm/dd/yy Code 2 Code I (J-P) (A-H)
(5)
Identity of buyer/sel|er (ifprivate wansaction)
18.
Interest
Redeemed
Redeemed
07/01/10
UBS bq3S
1 01104110
Univ. of P.R. Bonds P.R. Employees Assc. Notes 22. First Bank P.R. Notes (Step up) 23. P.R. Public Bldg. Authority
L Redeemed T T 1" T T Buy Buy 08/30/10 J J i Popular Securities Redeemed M 08/01110 J Santander Securides
24. P.R. Public Finance Co. Bonds 25, P.R. Highway Bonds
26. Shares of Popular, Inc.
Popular Securities
I. Income Gain Coda: (See Coluams BI ~md IM) 2. Value Codes ~,See Col~ C1 and 03) 3. Value Me~ C~s (See Col~ ~)
=$I,000 or l~:s ~$50,001 - $100,~0~ ~$15,00t3 or l~ss P3 =$25,060,001 =Appraisal =l~ak Value
C =52,501 - $5.0~ H 1 =$1,000.0O I L =$50.001 - $1011,000 P I =$ 1,000,001 - $5,000,000 P4 =Mote t/ma $50,000,000 S =A~e~mnt W =Estimated
D =$5,001 - $15.01~ H2 =More th~a M =$1100,001 - $250.00~ P2 =$5,000,001 - $25,0~0,000 T ~ash Market
E =$15.001 - $50,000
(l)
(A-ID
(2)
or int.)
(t)
Valu~
Code 2 {J-P)
(~)
Value
Method Code 3
(l)
TYI~ (e.g., buy, sell, redemption)
(~)
Identity of buyerlseller (if private transaction)
(j-p)
{Q-VO
35.
E =$15.001 - $50,000
W =F~iimat~l
I cerlffy that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, ~ue, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq. 5 U,S.C. 7353, and Judicial Conference regulations.
Si
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE TI-HS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U,S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544