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FINANCIAL DISCLOSURE REPORT


FOR CALENDAR YEAR 2009

R~oo. Required by the Zthics


in Government Act of 1978

0 u.s.c, app. 1o1-1tl)

IMPORTANT NOTES: The instruaions accompanying thi~ form must be fotlowe~t Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last pag~

I. POSITIONS. a~,ro,~ l~,a,~; ~,rr. ~-~ of filing ~ctions.)


~ NO~ (No r~o~ab& posi~o~.)
POSITION
1. 2. 3. 4. 5.

N~E OF ORG~ATION~ITY

NONE (No repomable a~eements=) DAT~ PAR.T~S A~ TE~S

c--~ ~> ~:S

"-

""

Lourie, Alan D.

FIN~CI~ DISCLOS~ ~PORT Page 2 of 7

Name,0f Pegson Reporting

Date of Re~

HI. NON-INVESTMENT INCOME. ~,r~,g ~i,d,,a,~d.~,,~,,~p~ 17o24 ~gi~)


A. FHers Non-lnv~ent Income NONE ~o repo~able non-inw~ent income.)

~
1. J~-~ 2.

SOURCE AND ~E
Gl~oSmi~ ~ion

~
~oum, not ~s) $88~73.~

B. Spouses Non-lnvestment Income - If you ~re married d~rb~ any port~n aftk ~ ~r, ~ th~ ~
(~11~ amount ~t r~ui~ ~ for ~o~.)

~
1.

NONE ~o r~omab& non-investment income.)

SO~CE A~ ~E

IV. REIMBURSEMENTS -,..,,.,o,.,.~/odging, food, e~Certai~me~t


(lnlude~ those to spouse ~d delxndent ehildaen; .see pp. 2.L27 off cling, i~t~truaio~u.)

[]

NONE (No reportable reimbursements.) ~ ~


JafilJal-y 21

LOCATIQN Phila, PA Washingto~, DC

PURPOSE Participate in Meecting Attend meeting with foreign judges Attend judge dinner Attend awards dinner

ITEMS PAID OR PROVIDED Traitffare and dirmer Lunch for me amt dinner

1. 2.

Ben Frm3klin Inn of Court lntell Properly Owners Educ Foundation Boston Patent Law Assoc lntd| Property Owners Educ Four~datioa

April 20

3. 4.

May ! May 28

Bostou, MA Washington, DC

Airfare, hotel, and dinner

5.

Fed Circuit Histori~l Society May 29

Washi~gtott, DC

Attend annual dinner

FINANCIAL DISCLOS[~ ~PORT Page 3 of 7

Name of Person ReporUng

Date of Repor~

03/~/2010

~ NO~ ~o r~ortab& ~fi~.) SOURCE


1.

DESC~TION

3. 4. 5.

NONE ~ r~rta~le liabili~.) C~D~OR DESCRIPTION V~UE ~ODE

1.

3.
4. 5.

FINANCIAL DISCLOSURE REPORT

s .... ~ e~o~ n~o~i~

Page 4 of 7

~e, ~an D.

03/~./2010

VH. I~STMENTS and TRUSTS - ~. ~.~ ~ a~ ~ ~.~ ~ ~ ~,~,~ ~


NONE ~o re~rtable income, msets, or ~amacOom.)
~fipfi~ of ~ ~ ~ ~g ~ ~1~ ~ ~ T~fiom d~ng ~g ~ ..................

(1) T (2, ~ ~ I T (1~ (2) [~31, [(4) ex~pt~mpfior~l~ C~ 1 ~ dN-,~L C~e2 M~ I ~y, ~IL ~d~ ~ ~2 (~ 1

................ ~ ...................
I. 2. Vanward T~ Exempt ~ F~d 1 Vanguard Tax Exempt MM Fund 2 A A ~d Dividend L K

(~ [ ................. ~
T T

L ............. ~o~)

4. Vanguard Health Care Fund 5. 6. 7. 8. 9. 10. ]. 12. 13. 14. 15. 16. 17. Vanguard ST lnv Gr Dd Fund TIAA-CP~," PNC Bank checking account US Treasury Notes Vanguard 500 Index Fluid Vauguard Extended Market lx~dex Fund Vanguard Global Equity Fund Vanguard !nternat Explorer Fund Vanguard European Fund T Rowe Price Cap Appreciation Fund (IRA) C Vmmguard Windsor 1] Fund Vanguard ST Bond Index Fund (IRA)

Dividend Dividend

N M L

T T T Buy (addl) Sold 316/09 5/11/09 J M see VII1

B B

Dividend Dividend

C B A C D C C A C

Dividend Interest Interest Interest Divktend Dividend Dividend Dividend Dividend

M K K L N N M K M

T T T T T T T T T

Buy rollover

5/11/09 M 3/02/09 J see VIII

FINANCIAL DISCLOSURE REPORT Page 5 of 7 VH. ~ST~NTS and TRUSTS - ~.~


~

~ Alan ~.

03/D~01O

NO~ ~o re~rtable income, ~sets, or ~a~ac~on~.)

(I)

..................................................... ~ ....................... t8. 19. TRo~ceSho~l~ ~d F~d(~) Vanguard ST Tax Exempt Fund ] E D ~de~ Dividend

~ P] N

<~w) ~ T T Sold

_~ ....... ~ ..... ~ ......

: ............... ~ ..........

3/9109

2~:- v~i~.i~w-ffs-I"Tax-~xem~irr~rmtff2" ............ 2 I. 22. 23. 24. 25. 26. 27. 28. 29. Vanguard Limited Term TE Fund I "IT, Price Intern,at Disc Fd (I~A) TR Price ltigh Yield Fd (IRA) TR Price New Horizon Fd 0aR.A) Vanguard Dividend Growth Fd Vanguard Prime Cap Core Fd Vanguard Limited Term TE Fund 2 TR Price GNMA Fund Sequoia Fund

~-~TY ~ ~l~tmtn~ ........ D Dividend None C A C B E E A Dividend Dividend Dividend Dividend Dividend Dividend Dividend

~ ............... T ................................................................................... N T Sold L M M M O N K T T T T T T T Buy (a~~) 3/9/09 L Buy 4/6/09 416109 K K ~e VIII

(See Cohmms B] an~ D4)

F =$50,001 - $100.o00

G ~$11~0,001 _ $1 ,~O.000

H i =$ 1.000.001 _ $5,~00.01~

H 2 =Mo~ than $5,000.000

FINANCIAL DISCLOSURE REPORT Page 6 of 7

[ N .... fPersolt Rlmrt~g Lourie. Alan D.

03/1/00,2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.


Items 8, 10, and 22 in Part VII do not provide gains in D4, because they were within an IRA or a rollover so that there was no recognized gain.

FINANCIAL DISCLOSURE REPORT [ r~,~,,~ e~o, ~,~ Page 7 of 7 tol~, A~ D. IX. CERTIFICATION.

03/~/~o~0 [ ~o~p~rt [~"

NOTE: ANY INDIVIDUAL WliO KNOWINGLY ANI~ WILFUIJ~Y FALSIFLES OR FAILS TO FILE ]HIS REPORT MAY BE SUBJECT TO CIVIL AND ~RIMINAL SANL~IONS (S U.S.C. -.pp. 104)

FILING INSTRUCTIONS Mail si~ed original and 3 additional copies to: Committee on Financial Disclosure Admirth;trative Offiee of the United States Courts Suite 2-301 One Coitumbus Circle, N.E. Washin;~ton, D.C. 20544