FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

1. Person Reporting (last name, first, middle initial) Aldisert, Ruggero J. 4. Title (Article 111 judges indicate active or senior status; magistrate judges indicate full- or part-time)

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)

2. Court or Organization Third Circuit

5a. Report Type (check appropriate type) Nomination, ] [] Initial Date [] Annual [] Final

3. Date of Report 04/15/2011 6. Reporting Period 01/01/2010 to 12/31/2010

Senior U.S. Circuit Judge

5b. [] Amended Report

7. Chambers or Office Address

120 Cremona Drive Suite "D" Santa Barbara CA 93117-5511

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only; see pp. 9-13 of filing instructions.)

~

NONE (No reportablepositions.) POSITION NAME OF ORGANIZATION/ENTITY

University of Pittsburgh

1. 2. 3. 4. 5.

EmeritusTrustee Board of Visitors, Law School

University of Pittsburgh

II. AGREEMENTS. (Reporting individual only; seepp. 14-16 of filing instruction~)

~ NONE (No reportable agreements.) DATE PARTIES AND TERMS

Aldisert, Ru ero J.

FINANCIAL DISCLOSURE REPORT Page 2 of 12

Name of Person Reporting Aidisert, Ruggero J.

Date of Report 04/15/2011

IlL NON-INVESTMENT INCOME. (Reporting individual andspouse; seepp. 17-24 offiling instructions.)
A. Fliers Non-lnvestment Income
~

NONE (No reportable non-investment income.)

DATE SOURCE AND TYPE
Natl Institute of Trial Advocacy (Publications Royalties) Natl Institute of Trial Advocacy (Publications Royalties) AuthorHouse (Publications Royalties) AuthorHouse (Publications Royalties) AuthorHouse (Publications Royalties) AuthorHouse (Publications Royalties) Thompson Reuters (Publications Royalties) Yao Enterprises (Publications Royalties)

INCOME
(yours, not spouses)

1.01/26/10 2.08/04/10 3.03/24/10 4.06/04/10 5. 10/20/10 6. 12/06/10 7. 03/02/10 8.03/10/10 9.

$7,386.77 $850.43 $850.43 $366.24 $295.77 $567.44 $1,009.56 $102.18

B. Spouses Non-Investment Income - lf you were married during anyportlon of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.)

DATE
I. 2. 3. 4.

SOURCE AND TYPE

IV. REIMBURSEMENTS - transportation, lodglng, food, entertainment.

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

~]

NONE (No reportable reimbursements.)

SOURCE DATES LOCATION PURPO SE

ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT Page 3 of 12

Name of Person Reporting Aldisert, Ruggero J.

Date of Report 04/I 5/2011

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting Aldisert, Ruggero J.

Date of Report 04/15/2011

Page 4 of 12

V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.) SOURCE

DESCRIPTION

VALUE

2. 3.
4.

5.

VI. LIABILITIES. (lndudes those of sp ...... d dependent children; see pp. 32-33 of fillng instructions.)
NONE (No reportable liabilities.)

CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 5 of 12

Name of Person Reporting Aidisert, Ruggero J.

Date of Report 04/15/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
---] NONE (No reportable income, assets, or transactions.)
B.
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.)

C Gross value at end

Transactions during reposing period

Value Code 2 (J-P)

Value Method Code 3 (Q-W)

Type (e.g., buy, sell, redemption)

Date mm/dd/yy

Value Gain Code 2 " Code 1 (J-P) (A:~

Identi~0f buyer/seller: (if private transacuoff~

1.

Santa Barbara Bank & Trust Co.

Interest

02/02/10

2. 3. 4. 5. 6. 7. 8. 9.
10.

Bank of America Mid Atlantic Fin. Mgt. replaced Cantella & Co (IRA) 03/01/10 ---Davis NewYorkVenture ---Van Kampen Equity & Income ---Alliance Bemstein Balanced ---Growth Fund America Inc. --Pimco Global Multi-Asset --Columbia Acom, class C
--VanKampen Comstock,Class C

A B

Interest Dividend

K K

Open Open

02/24/10 K 02/02/10 K

Dividend

Redeemed 12/28/10

Dividend

A A

Dividend Dividend Dividend

J J J J

T T T T Buy Buy 12/28/10 05/20/10 J J

11.
12.

--PIMCO Commodity Real Return

Dividend

13. 14. 15. 16. 17.

1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Colunm C2)

A =$1,000 or !ess F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,00! - $2!500 G =$100,00I -$1,000,000 K -$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V Other

C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50;001 - $ 100,000 P 1 =$1,000~001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000

E =$15,001 - $50,000

H2 =More than $51000,000 ....

M ~$ioo,0o~ ~ $~5o;~00
1"2 T =Cash Market $25,000,000

FINANCIAL DISCLOSURE REPORT Page 6 of 12

Name of Person Reporting AIdisert, Ruggero J.

Date of Report 04/15/2011

VII. INVESTMENTS and TRU S TS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Income during reporting period (11 Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) of reporting period (1) Value Code 2 (J-P) (2) Value Method, (1) Type (e.g., buy, sell, (2) (3) Value Date mm/dd/yy Code 2 (J-P)

Place "(X)" after each asset exempt from prior disclosure

(4) Gain Code 1 (A-H)

(5) Identity of buyer/seller (if private transacfiont

18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.

MUTUAL FUNDS Gabelli Asset Davis New York Venture Columbia Acorn Fund C1 A American Funds:.Growth Fund of America American Funds:Tax Exempt CA "F" Royce Total Return First Eagle Overseas Fund Alliance Bemstein Muni Income Diamond Hill Long-Short Fund American Funds Fundamental Invs Inc F-1 Alliance-Bemstein SmalI/MD Van Kampen Harbor VanKampen Comstock A Van Kampen High Yield Muni CA Columbia Marsico 21st Cent A Van Kampen Interm-Trdm Muni A A A A A A A A A A A A A A Dividend Dividend Dividend Dividend Interest Dividend Dividend Interest None Dividend None Dividend Dividend Interest Dividend Interest J K L J K
T T T T T

K K K K K J K K

T T T T T T T T

Sold K
Sold

01/10/10

01/10/10

1. lncome Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or loss F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 L =$50 O0 : $ O0 I)60 PI =$1,000,001 ~ $5i000;000 P4 =M0re than $50,000;000 S =Assessment W =Estintated

D =$5,00 ] - $15,000 M =$i00;00i :$250 000 P2 =$5 000,001, $25,000,000 T--Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 7 of 1 2

Name of Person Reporting Aldisert, Ruggero J.

Date of Report 04/15/2011

VII. INVESTMENTS and TRUSTS - i,co,,e, volue, trunsuetions ancludes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets)

Income during
reporting period (1) (2)

Gross: value at end

of reporting period (1) (2) (1)

Transactions during reporting period

(2) (.3) (4) (5)

Place "(X)" after each asset exempt from prior disclosure

Amount Code I (A-H)

Type (e.g.. div., rent, or int.)

Value Code 2 (J-P)

Value Type (e.g., Methrd : buy, sell, redemption) Code 3 (Q-W) T Sold

Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H)

Identity of buyer/seller (if private transaction)

35. 36. 37. 38. 39. 40.

41.

P1MCO Unconstrained Bond A Block Rock Liquidity Fed-Fund Select AlgerFund-CapitalAppreciaton First Eagle Fund of America IVY Science & Tech Fd. Van Kampen Small Cap F.
COMMON STOCKS

Interest None

!02/10/10 101/10/10 01/10/t0 01/10/10 01/10/10

J J K J K

A A A A

Dividend Dividend Dividend Dividend

J K J K

T T T T

Buy Buy Buy Buy

42. 43. 44. 45. 46. 47. 48. 49. 50.

Johnson&Johnson Bank of New York Melllon Coo General Electric IShares FTSE/Xinhau China 25 Fund Schlumberger LTD Antilles Apple. Inc.

A A A

Dividend Dividend Dividend None None None

K K K Sold Sold J 02/02/10 02/02/10 J J B B

INVESTMENT CLUB Mission Impossible Partners ---Berkshire Hathaway

Dividend Sold Sold 05/26/10 !01/27/10 J

51. ---Exxon Mobil Corp

1. Income Gain Codes! (See Colunms B 1 and I)4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (Sec Column C2)

A =$1 ~000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,00! - $50,000,000 Q =Appraisal U =Book Value

s =$i,ool, $2;5oo
G =$100,00 ! - $!,000,000 K =$151001 - $50,000 O =$500,001 -$1,000,000 R =Cost (Real Estate Only) V =Other

c =sz,s01- $5,0~0
HI =$1,000~00i - *5i000,000

D =$$,oo~- $~ 5,000
H2 =More than $5,000,000

E =$15,001 - $50,000

L =$50,00~ - ,~00,000
P l =$1,000,001 - $5,000,000
P4 ~More than $50i000;000 S =Assessment W =Estimated

m =$1oo,ool - $250,ooo
P2 =$5,000,001 - $25,000,000
T =Cash Market

FINANCIAL DISCLOSURE REPORT Page 8 of 12

Name of Person Reporting AIdisert, Ruggero J.

Date of Report 04/15/2011

VII. INVESTMENTS and TRU S TS -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructio.s.)
~

NONE (No reportable income, assets, or transactions.)

A, Description of Assets (including trust assets) B. Income during reporting period C. Gross value at end of reporting period D. Transactions during reporting period

Place "(X)" aRer each asset

(1) Amount

(2) Type (e.g.,

(l) Value Code 2 (J-P)

(2) Value Method Code 3 (Q-W)

(1) Type (e.g., buy, sell, redemption)

(2) (3) (4) Value Date mm/dd/yy Code 2 (J-P)

Gain Code 1 (A-IT~

(5) Identity of buyer/seller (if private transaction)

52, 53, 54, 55, 56, 57, 58, 59. 60, 61. 62, 63. 64, 65, 66, 67. 68,

---Apple,Inc ---Nucor Corp. --- Bank of America ---Chesapeake Energy Corp --Alcoa --Abbott labs --BP PLC ADR --Caterpillar Inc ---Cliffs Nat Res Inc ---Ford Motor Co ---Johnson & Johnson ---Massey Energy Co. ---Annaly Capital Mang. Co ---Chevron Corp New ---Costco Wholesale Corp ---Deckers Outoor ---Du Pont E I De Nemours A A A A Dividend Dividend Dividend Dividend
J J J J

Sold Sold Sold Sold Sold Sold A A Dividend Dividend J J Sold Sold Sold Sold Buy Buy Buy Buy

01/17/10 10/20/10 02/10/10 06/27/10 02/01/10 05/04/10

07/02/10 05/11/10I 05/07/10 04/22/10 09/28/10 09/28/10 06/29/10 08/31/10

J J J J J J

L income Gain Codes: (see Columns B 1 and 134) 2, Value Codes (See Columns C1 and D3) 3, Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $100,000 J =$ t 5,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,00 l - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H 1 =$1,000,00 t - $5,000,000 L =$50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 -$15,000 H2 =Morethan $5,000,000 M=$100,001 -$250,000 P2 -$5,000,001- $25,000,000 T =Cash Market

E ~$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 9 of 122

Name of Person Reporting Aldisert, Ruggero J.

Date of Report 04/15/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and aependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B Income during reporting period (1) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int./ C. Gross value a~ end of reporting period (1) (2) Value Value Code 2 Method Code 3 (J-P)
(Q-W)

D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (3) (4) (2) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 81. 82. 83. 84. 85.

---First TR Exchange (FDN) ---Market Vectors (SSO) ---Newmont Ming Corp ---Proshares Ultra S&P 500 ---Rio Tinto ADR ---SPDR Gold Tr Gold ---SPDR Ser Tr KBW

A A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend

J J
J

Buy Buy Buy Buy Buy Buy Buy

12/07/10 11/02/10 06/02/10 11/30/10 09/28/10 08/03/10 12/07/10

J J J J J J J

MONEY MARKET FUNDS Fidelity Muni Money Market FedFund Select Shares Cantella & Co. Privileged Access Gold Account A A A Interest Interest IntJDiv. L J J T T T

LIFE INSURANCE POLICIES Phoenix Whole Life Transarmerica Life Companies Whole Life A A Dividend Dividend J K T T

l i lnC0nle Gain C~d~S: (See Columns B 1 and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Colunm C2)

A =$1 ;000 or less F =$50,001 - $100,000 J =$t5,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - SS,000 H 1 =$ 1,000,001 - $5,000,000 L =$50,001 - $100,000 PI =$1,000,001 - $5;000,000 P4 =More than $50~000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =M0r~ than $5 000 000

E =$15,001 -$50,000

M =$10o,o01 - $250,000
P2 =$5,0001001- $25,000~000 T =Cash Market

FINANCIAL DISCLOSURE REPORT Page 10 of 12

Name of Person Reporting Aldisert, Ruggero J.

Date of Report 04/15/2011

VII. INVESTMENTS and TRUSTS - i,,ome, va~ae, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
D

NONE (No reportable income, assets, or transactions.)

Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (1) Amount Code 1 (A-H) (2) Type ~e.g., div., rent, or int.)

of reporting period (1) Value Code 2 (J-PI (2) Value Method Code 3 (Q-W) (1) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

86. 87.

Penn Mutuial Whole Life

Dividend

1. Income Gain Codes: (See Columns Bl and 134) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (Sec Column C2)

A =$1;000 orless =$50,001- $I00,000 =$15,000orlcss N -$250,001 -$500,000 P3 =$25,000,001 -$50,000,000 Q =Appraisal =Book Value

B =$1,001 -$2,500 G =$100,001- $1,000,000 K-$15,001 -$50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5~000 H I =$i,000,00i -$5i000;000 L =$50,001 - $100,000 PI =$12000,001-$5;000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D=$5,001 -$15,000 H2 =More than $5i000,000 M=$|00;00I - $250,000 P2 =$5,000,001- $25~000,000 T =Cash Market

E :$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 11 of 12

Name of Person Reporting Aldisert, Ruggero J.

Date of Report 04/15/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (]ndicatepart ofreporto)

FINANCIAL DISCLOSURE REPORT Page 12 of 12 IX. CERTIFICATION.

Name of Person Reporting Aldisert, Ruggero J.

Date of Report 04/15/2011

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/Ruggero J. Aldisert

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544